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RTP Payload Format for Video Codec 1 (VC-1)
draft-ietf-avt-rtp-vc1-06

The information below is for an old version of the document that is already published as an RFC.
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This is an older version of an Internet-Draft that was ultimately published as RFC 4425.
Author Anders Klemets
Last updated 2013-03-02 (Latest revision 2006-01-11)
Replaces draft-klemets-avt-rtp-vc1
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Responsible AD Allison J. Mankin
Send notices to csp@csperkins.org, magnus.westerlund@ericsson.com, Anders.Klemets@microsoft.com
draft-ietf-avt-rtp-vc1-06
Internet Engineering Task Force                                         
Internet Draft                                               A. Klemets 
Document: draft-ietf-avt-rtp-vc1-06.txt                       Microsoft 
Expires: July 2006                                         January 2006 
    
    
                RTP Payload Format for Video Codec 1 (VC-1) 
    
Status of this Memo 
    
   By submitting this Internet-Draft, each author represents that any 
   applicable patent or other IPR claims of which he or she is aware 
   have been or will be disclosed, and any of which he or she becomes 
   aware will be disclosed, in accordance with Section 6 of BCP 79. 
    
   Internet-Drafts are working documents of the Internet Engineering 
   Task Force (IETF), its areas, and its working groups.  Note that      
   other groups may also distribute working documents as Internet-
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   time.  It is inappropriate to use Internet-Drafts as reference 
   material or to cite them other than as "work in progress." 
    
   The list of current Internet-Drafts can be accessed at 
   http://www.ietf.org/ietf/1id-abstracts.txt 
    
   The list of Internet-Draft Shadow Directories can be accessed at 
   http://www.ietf.org/shadow.html. 
    
Copyright Notice 
    
   Copyright (C) The Internet Society (2006). 
    
Abstract 
    
   This memo specifies an RTP payload format for encapsulating Video 
   Codec 1 (VC-1) compressed bit streams, as defined by the Society of 
   Motion Picture and Television Engineers (SMPTE) standard, SMPTE 421M.  
   SMPTE is the main standardizing body in the motion imaging industry 
   and the SMPTE 421M standard defines a compressed video bit stream 
   format and decoding process for television. 
    
    
Table of Contents 
    
   1. Introduction...................................................2 
      1.1 Conventions used in this document..........................3 
   2. Definitions and abbreviations..................................3 
 
 
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   3. Overview of VC-1...............................................5 
      3.1 VC-1 bit stream layering model.............................5 
      3.2 Bit-stream Data Units in Advanced profile..................6 
      3.3 Decoder initialization parameters..........................6 
      3.4 Ordering of frames.........................................7 
   4. Encapsulation of VC-1 format bit streams in RTP................8 
      4.1 Access Units...............................................8 
      4.2 Fragmentation of VC-1 frames...............................9 
      4.3 Time stamp considerations.................................10 
      4.4 Random Access Points......................................12 
      4.5 Removal of HRD parameters.................................13 
      4.6 Repeating the Sequence Layer header.......................13 
      4.7 Signaling of media type parameters........................14 
      4.8 The "mode=1" media type parameter.........................15 
      4.9 The "mode=3" media type parameter.........................15 
   5. RTP Payload Format syntax.....................................15 
      5.1 RTP header usage..........................................15 
      5.2 AU header syntax..........................................16 
      5.3 AU Control field syntax...................................18 
   6. RTP Payload format parameters.................................19 
      6.1 Media type Registration...................................19 
      6.2 Mapping of media type parameters to SDP...................26 
      6.3 Usage with the SDP Offer/Answer Model.....................27 
      6.4 Usage in Declarative Session Descriptions.................29 
   7. Security Considerations.......................................29 
   8. Congestion Control............................................30 
   9. IANA Considerations...........................................32 
   10. References...................................................32 
      10.1 Normative references.....................................32 
      10.2 Informative references...................................32 
    
1. Introduction 
    
   This memo specifies an RTP payload format for the video coding 
   standard Video Codec 1, also known as VC-1.  The specification for 
   the VC-1 bit stream format and decoding process is published by the 
   Society of Motion Picture and Television Engineers (SMPTE) as SMPTE 
   421M [1]. 
    
   VC-1 has a broad applicability, being suitable for low bit rate 
   Internet streaming applications to HDTV broadcast and Digital Cinema 
   applications with nearly lossless coding.  The overall performance of 
   VC-1 is such that bit rate savings of more than 50% are reported [9], 
   when compared against MPEG-2.  See [9] for further details about how 
   VC-1 compares against other codecs, such as MPEG-4 and H.264/AVC.  
   (In [9], VC-1 is referred to by its earlier name, VC-9.) 
    
   VC-1 is widely used for downloading and streaming of movies on the 
   Internet, in the form of Windows Media Video 9 (WMV-9) [9], because 
 
 
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   the WMV-9 codec is compliant with the VC-1 standard.  VC-1 has also 
   recently been adopted as a mandatory compression format for the high-
   definition DVD formats HD DVD and Blu-ray. 
    
   SMPTE 421M defines the VC-1 bit stream syntax and specifies 
   constraints that must be met by VC-1 conformant bit streams.  SMPTE 
   421M also specifies the complete process required to decode the bit 
   stream.  However, it does not specify the VC-1 compression algorithm, 
   thus allowing for different ways to implement a VC-1 encoder. 
    
   The VC-1 bit stream syntax has three profiles. Each profile has 
   specific bit stream syntax elements and algorithms associated with 
   it.  Depending on the application in which VC-1 is used, some 
   profiles may be more suitable than others.  For example, Simple 
   profile is designed for low bit rate Internet streaming and for 
   playback on devices that can only handle low complexity decoding.  
   Advanced profile is designed for broadcast applications, such as 
   digital TV, HD DVD or HDTV.  Advanced profile is the only VC-1 
   profile that supports interlaced video frames and non-square pixels. 
    
   Section 2 defines the abbreviations used in this document.  Section 3 
   provides a more detailed overview of VC-1.  Sections 4 and 5 define 
   the RTP payload format for VC-1, and section 6 defines the media type 
   and SDP parameters for VC-1.  See section 7 for security 
   considerations, and section 8 for congestion control requirements. 
    
1.1 Conventions used in this document 
    
   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", 
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this 
   document are to be interpreted as described in BCP 14, RFC 2119 [2]. 
    
2. Definitions and abbreviations 
    
   This document uses the definitions in SMPTE 421M [1].  For 
   convenience, the following terms from SMPTE 421M are restated here: 
    
   B-picture: A picture that is coded using motion compensated 
   prediction from past and/or future reference fields or frames.  A B-
   picture cannot be used for predicting any other picture.  
    
   BI-picture: A B-picture that is coded using information only from 
   itself.  A BI-picture cannot be used for predicting any other 
   picture. 
    
   Bit-stream data unit (BDU): A unit of the compressed data which may 
   be parsed (i.e., syntax decoded) independently of other information 
   at the same hierarchical level.  A BDU can be, for example, a 
   sequence layer header, an entry-point header, a frame, or a slice. 
 
 
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   Encapsulated BDU (EBDU): A BDU which has been encapsulated using the 
   encapsulation mechanism described in Annex E of SMPTE 421M [1], to 
   prevent emulation of the start code prefix in the bit stream. 
    
   Entry-point: A point in the bit stream that offers random access. 
    
   frame: A frame contains lines of spatial information of a video 
   signal.  For progressive video, these lines contain samples starting 
   from one time instant and continuing through successive lines to the 
   bottom of the frame.  For interlaced video, a frame consists of two 
   fields, a top field and a bottom field.  One of these fields will 
   commence one field period later than the other. 
    
   interlace: The property of frames where alternating lines of the 
   frame represent different instances in time.  In an interlaced frame, 
   one of the fields is meant to be displayed first. 
    
   I-picture: A picture coded using information only from itself.  
    
   level: A defined set of constraints on the values which may be taken 
   by the parameters (such as bit rate and buffer size) within a 
   particular profile.  A profile may contain one or more levels. 
    
   P-picture: A picture that is coded using motion compensated 
   prediction from past reference fields or frames. 
    
   picture: For progressive video, a picture is identical to a frame, 
   while for interlaced video, a picture may refer to a frame, or the 
   top field or the bottom field of the frame depending on the context. 
    
   profile: A defined subset of the syntax of VC-1, with a specific set 
   of coding tools, algorithms, and syntax associated with it.  There 
   are three VC-1 profiles: Simple, Main and Advanced. 
    
   progressive: The property of frames where all the samples of the 
   frame represent the same instance in time. 
    
   random access: A random access point in the bit stream is defined by 
   the following guarantee: If decoding begins at this point, all frames 
   needed for display after this point will have no decoding dependency 
   on any data preceding this point, and are also present in the 
   decoding sequence after this point.  A random access point is also 
   called an entry-point. 
    
   sequence: A coded representation of a series of one or more pictures.  
   In VC-1 Advanced profile, a sequence consists of a series of one or 
   more entry-point segments, where each entry-point segment consists of 
   a series of one or more pictures, and where the first picture in each 
 
 
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   entry-point segment provides random access.  In VC-1 Simple and Main 
   profiles, the first picture in each sequence is an I-picture. 
    
   slice: A consecutive series of macroblock rows in a picture, which 
   are encoded as a single unit.  
    
   start codes (SC): 32-bit codes embedded in that coded bit stream that 
   are unique, and identify the beginning of a BDU.  Start codes consist 
   of a unique three-byte Start Code Prefix (SCP), and a one-byte Start 
   Code Suffix (SCS). 
    
3. Overview of VC-1 
    
   The VC-1 bit stream syntax consists of three profiles: Simple, Main, 
   and Advanced.  Simple profile is designed for low bit rates and for 
   low complexity applications, such as playback of media on personal 
   digital assistants.  The maximum bit rate supported by Simple profile 
   is 384 kbps.  Main profile is targets high bit rate applications, 
   such as streaming and TV over IP.  Main profile supports B-pictures, 
   which provide improved compression efficiency at the cost of higher 
   complexity. 
    
   Certain features that can be used to achieve high compression 
   efficiency, such as non-square pixels and support for interlaced 
   pictures, are only included in Advanced profile.  The maximum bit 
   rate supported by the Advanced profile is 135 Mbps, making it 
   suitable for nearly lossless encoding of HDTV signals.   
   Only Advanced profile supports carrying user-data (meta-data) in-band 
   with the compressed bit stream.  The user-data can be used for closed 
   captioning support, for example.   
    
   Of the three profiles, only Advanced profile allows codec 
   configuration parameters, such as the picture aspect ratio, to be 
   changed through in-band signaling in the compressed bit stream. 
    
   For each of the profiles, a certain number of "levels" have been 
   defined.  Unlike a "profile", which implies a certain set of features 
   or syntax elements, a "level" is a set of constraints on the values 
   of parameters in a profile, such as the bit rate or buffer size.  VC-
   1 Simple profile has two levels, Main profile has three, and Advanced 
   profile has five levels.  See Annex D of SMPTE 421M [1] for a 
   detailed list of the profiles and levels. 
    
3.1 VC-1 bit stream layering model 
    
   The VC-1 bit stream is defined as a hierarchy of layers.  This is 
   conceptually similar to the notion of a protocol stack of networking 
   protocols.  The outermost layer is called the sequence layer.  The 
   other layers are entry-point, picture, slice, macroblock and block. 
 
 
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   In Simple and Main profiles, a sequence in the sequence layer 
   consists of a series of one or more coded pictures.  In Advanced 
   profile, a sequence consists of one or more entry-point segments, 
   where each entry-point segment consists of a series of one or more 
   pictures, and where the first picture in each entry-point segment 
   provides random access.  A picture is decomposed into macroblocks.  A 
   slice comprises one or more contiguous rows of macroblocks. 
    
   The entry-point and slice layers are only present in Advanced 
   profile.  In Advanced profile, the start of each entry-point layer 
   segment indicates a random access point.  In Simple and Main profiles 
   each I-picture is a random access point.  
    
   Each picture can be coded as an I-picture, P-picture, skipped 
   picture, BI-picture, or as a B-picture.  These terms are defined in 
   section 2 of this document and in section 4.12 of SMPTE 421M [1]. 
    
3.2 Bit-stream Data Units in Advanced profile 
    
   In Advanced profile, each picture and slice is considered a Bit-
   stream Data Unit (BDU).  A BDU is always byte-aligned and is defined 
   as a unit that can be parsed (i.e., syntax decoded) independently of 
   other information in the same layer.   
    
   The beginning of a BDU is signaled by an identifier called Start Code 
   (SC).  Sequence layer headers and entry-point headers are also BDUs 
   and thus can be easily identified by their Start Codes.  See Annex E 
   of SMPTE 421M [1] for a complete list of Start Codes.  Blocks and 
   macroblocks are not BDUs and thus do not have a Start Code and are 
   not necessarily byte-aligned. 
    
   The Start Code consists of four bytes.  The first three bytes are 
   0x00, 0x00 and 0x01.  The fourth byte is called the Start Code Suffix 
   (SCS) and it is used to indicate the type of BDU that follows the 
   Start Code.  For example, the SCS of a sequence layer header (0x0F) 
   is different from the SCS of an entry-point header (0x0E).  The Start 
   Code is always byte-aligned and is transmitted in network byte order. 
    
   To prevent accidental emulation of the Start Code in the coded bit 
   stream, SMPTE 421M defines an encapsulation mechanism that uses byte 
   stuffing.  A BDU which has been encapsulated by this mechanism is 
   referred to as an Encapsulated BDU, or EBDU.  
    
3.3 Decoder initialization parameters 
    
   In VC-1 Advanced profile, the sequence layer header contains 
   parameters that are necessary to initialize the VC-1 decoder.   

 
 
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   The parameters apply to all entry-point segments until the next 
   occurrence of a sequence layer header in the coded bit stream. 
    
   The parameters in the sequence layer header include the Advanced 
   profile level, the maximum dimensions of the coded frames, the aspect 
   ratio, interlace information, the frame rate and up to 31 leaky 
   bucket parameter sets for the Hypothetical Reference Decoder (HRD). 
    
   Section 6.1 of SMPTE 421M [1] provides the formal specification of 
   the sequence layer header. 
    
   A sequence layer header is not defined for VC-1 Simple and Main 
   profiles.  For these profiles, decoder initialization parameters MUST 
   be conveyed out-of-band.  The decoder initialization parameters for 
   Simple and Main profiles include the maximum dimensions of the coded 
   frames, and a leaky bucket parameter set for the HRD.  Section 4.7 
   specifies how the parameters are conveyed by this RTP payload format. 
    
   Each leaky bucket parameter set for the HRD specifies a peak 
   transmission bit rate and a decoder buffer capacity.  The coded bit 
   stream is restricted by these parameters.  The HRD model does not 
   mandate buffering by the decoder.  Its purpose is to limit the 
   encoder's bit rate fluctuations according to a basic buffering model, 
   so that the resources necessary to decode the bit stream are 
   predictable.  The HRD has a constant-delay mode and a variable-delay 
   mode.  The constant-delay mode is appropriate for broadcast and 
   streaming applications, while the variable-delay mode is designed for 
   video conferencing applications. 
    
   Annex C of SMPTE 421M [1] specifies the usage of the hypothetical 
   reference decoder for VC-1 bit streams.  A general description of the 
   theory of the HRD can be found in [10]. 
    
   For Simple and Main profiles, the current buffer fullness value for 
   the HRD leaky bucket is signaled using the BF syntax element in the 
   picture header of I-pictures and BI-pictures. 
    
   For Advanced profile, the entry-point header specifies current buffer 
   fullness values for the leaky buckets in the HRD.  The entry-point 
   header also specifies coding control parameters that are in effect 
   until the occurrence of the next entry-point header in the bit 
   stream.  The concept of an entry-point layer applies only to VC-1 
   Advanced profile.  See Section 6.2 of SMPTE 421M [1] for the formal 
   specification of the entry-point header. 
    
3.4 Ordering of frames 
    
   Frames are transmitted in the same order in which they are captured, 
   except if B-pictures or BI-pictures are present in the coded bit 
 
 
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   stream.  A BI-picture is a special kind of B-picture, and in the 
   remainder of this section the terms B-picture and B-frame also apply 
   to BI-pictures and BI-frames, respectively. 
     
   When B-pictures are present in the coded bit stream, the frames are 
   transmitted such that the frames that the B-pictures depend on are 
   transmitted first.  This is referred to as the coded order of the 
   frames. 
    
   The rules for how a decoder converts frames from the coded order to 
   the display order are stated in section 5.4 of SMPTE 421M [1].  In 
   short, if B-pictures may be present in the coded bit stream, a 
   hypothetical decoder implementation needs to buffer one additional 
   decoded frame.  When an I-frame or a P-frame is received, the frame 
   can be decoded immediately but it is not displayed until the next I- 
   or P-frame is received.  However, B-frames are displayed immediately.   
    
   Figure 1 illustrates the timing relationship between the capture of 
   frames, their coded order, and the display order of the decoded 
   frames, when B-pictures are present in the coded bit stream.  The 
   figure shows that the display of frame P4 is delayed until frame P7 
   is received, while frames B2 and B3 are displayed immediately.    
    
    
   Capture:        |I0  P1  B2  B3  P4  B5  B6  P7  B8  B9  ... 
                   | 
   Coded order:    |        I0  P1  P4  B2  B3  P7  B5  B6  ... 
                   | 
   Display order:  |            I0  P1  B2  B3  P4  B5  B6  ... 
                   | 
                   |+---+---+---+---+---+---+---+---+---+--> time 
                    0   1   2   3   4   5   6   7   8   9 
    
   Figure 1.  Frame reordering when B-pictures are present. 
    
   If B-pictures are not present, the coded order and the display order 
   are identical, and frames can then be displayed without additional 
   delay shown in Figure 1. 
    
4. Encapsulation of VC-1 format bit streams in RTP 
    
4.1 Access Units 
    
   Each RTP packet contains an integral number of application data units 
   (ADUs).  For VC-1 format bit streams, an ADU is equivalent to one 
   Access Unit (AU).  An Access Unit is defined as the AU header 
   (defined in section 5.2) followed by a variable length payload, with 
   the rules and constraints described in sections 4.1 and 4.2.  Figure 
   2 shows the layout of an RTP packet with multiple AUs. 
 
 
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   +-+-+-+-+-+-+-+-+-+-+-+-+-+- .. +-+-+-+-+ 
   | RTP     | AU(1) | AU(2) |     | AU(n) | 
   | Header  |       |       |     |       | 
   +-+-+-+-+-+-+-+-+-+-+-+-+-+- .. +-+-+-+-+ 
    
   Figure 2.  RTP packet structure. 
    
   Each Access Unit MUST start with the AU header defined in section 
   5.2.  The AU payload MUST contain data belonging to exactly one VC-1 
   frame.  This means that data from different VC-1 frames will always 
   be in different AUs, however, it possible for a single VC-1 frame to 
   be fragmented across multiple AUs (see section 4.2.)  
    
   In the case of interlaced video, a VC-1 frame consists of two fields 
   that may be coded as separate pictures.  The two pictures still 
   belong to the same VC-1 frame. 
    
   The following rules apply to the contents of each AU payload when VC-
   1 Advanced profile is used: 
    
   - The AU payload MUST contain VC-1 bit stream data in EBDU format 
     (i.e., the bit stream must use the byte-stuffing encapsulation 
     mode defined in Annex E of SMPTE 421M [1].) 
    
   - The AU payload MAY contain multiple EBDUs, e.g., a sequence layer 
     header, an entry-point header, a frame (picture) header, a field 
     header, and multiple slices and the associated user-data.  
     (However, all slices and their corresponding macroblocks MUST 
     belong to the same video frame.) 
      
   - The AU payload MUST start at an EBDU boundary, except when the AU 
     payload contains a fragmented frame, in which case the rules in 
     section 4.2 apply.  
    
   When VC-1 Simple or Main profiles are used, the AU payload MUST start 
   at the beginning of a frame, except when the AU payload contains a 
   fragmented frame.  Section 4.2 describes how to handle fragmented 
   frames.  
    
   Access Units MUST be byte-aligned.  If the data in an AU (EBDUs in 
   the case of Advanced profile and frame in the case of Simple and 
   Main) does not end at an octet boundary, up to 7 zero-valued padding 
   bits MUST be added to achieve octet-alignment. 
    
4.2 Fragmentation of VC-1 frames 
    
   Each AU payload SHOULD contain a complete VC-1 frame.  However, if 
   this would cause the RTP packet to exceed the MTU size, the frame 
 
 
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   SHOULD be fragmented into multiple AUs to avoid IP-level 
   fragmentation.  When an AU contains a fragmented frame, this MUST be 
   indicated by setting the FRAG field in the AU header as defined in 
   section 5.3. 
    
   AU payloads that do not contain a fragmented frame, or that contain 
   the first fragment of a frame, MUST start at an EBDU boundary if 
   Advanced profile is used.  In this case, for Simple and Main 
   profiles, the AU payload MUST start at the beginning of a frame.   
    
   If Advanced profile is used, AU payloads that contain a fragment of a 
   frame other than the first fragment, SHOULD start at an EBDU 
   boundary, such as at the start of a slice. 
    
   However, slices are only defined for Advanced profile, and are not 
   always used.  Blocks and macroblocks are not BDUs (have no Start 
   Code) and are not byte-aligned.  Therefore, it may not always be 
   possible to continue a fragmented frame at an EBDU boundary.  One can 
   determine if an AU payload starts at an EBDU boundary by inspecting 
   the first three bytes of the AU payload.  The AU payload starts at an 
   EBDU boundary if the first three bytes are identical to the Start 
   Code Prefix (i.e., 0x00, 0x00, 0x01.)    
    
   In the case of Simple and Main profiles, since the blocks and 
   macroblocks are not byte-aligned, the fragmentation boundary may be 
   chosen arbitrarily. 
    
   If an RTP packet contains an AU with the last fragment of a frame, 
   additional AUs SHOULD NOT be included in the RTP packet.  
    
   If the PTS Delta field in the AU header is present, each fragment of 
   a frame MUST have the same presentation time.  If the DTS Delta field 
   in the AU header is present, each fragment of a frame MUST have the 
   same decode time. 
    
4.3 Time stamp considerations 
    
   VC-1 video frames MUST be transmitted in the coded order.  Coded 
   order implies that no frames are dependent on subsequent frames, as 
   discussed in section 3.4.  When a video frame consists of a single 
   picture, the presentation time of the frame is identical to the 
   presentation time of the picture.  When the VC-1 interlace coding 
   mode is used, frames may contain two pictures, one for each field.  
   In that case, the presentation time of a frame is the presentation 
   time of the field that is displayed first.   
    
   The RTP timestamp field MUST be set to the presentation time of the 
   video frame contained in the first AU in the RTP packet.  The 
   presentation time can be used as the timestamp field in the RTP 
 
 
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   header because it differs from the sampling instant of the frame only 
   by an arbitrary constant offset.  
    
   If the video frame in an AU has a presentation time that differs from 
   the RTP timestamp field, then the presentation time MUST be specified 
   using the PTS Delta field in the AU header.  Since the RTP timestamp 
   field must be identical to the presentation time of the first video 
   frame, this can only happen if an RTP packet contains multiple AUs.  
   The syntax of the PTS Delta field is defined in section 5.2. 
    
   The decode time of a VC-1 frame is always monotonically increasing 
   when the video frames are transmitted in the coded order.  If neither 
   B- nor BI-pictures are present in the coded bit stream, then the 
   decode time of a frame SHALL be equal to the presentation time of the 
   frame.  A BI-picture is a special kind of B-picture, and in the 
   remainder of this section the terms B-picture and B-frame also apply 
   to BI-pictures and BI-frames, respectively. 
    
   If B-pictures may be present in the coded bit stream, then the decode 
   times of frames are determined as follows: 
    
   - B-frames: 
     The decode time SHALL be equal to the presentation time of the B-
     frame. 
      
   - First non-B frame in the coded order:   
     The decode time SHALL be at least one frame period less than the 
     decode time of the next frame in the coded order.  A frame period 
     is defined as the inverse of the frame rate used in the coded bit 
     stream (e.g., 100 milliseconds if the frame rate is 10 frames per 
     seconds.)  For bit streams with a variable frame rate, the maximum 
     frame rate SHALL determine the frame period.  If the maximum frame 
     is not specified, the maximum frame rate allowed by the profile 
     and level SHALL be used.  
      
   - Non-B frames (other than the first frame in the coded order): 
     The decode time SHALL be equal to the presentation time of the 
     previous non-B frame in the coded order. 
    
   As an example, consider Figure 1 in section 3.4.  To determine the 
   decode time of the first frame, I0, one must first determine the 
   decode time of the next frame, P1.  Because P1 is a non-B frame, its 
   decode time is equal to the presentation time of I0, which is 3 time 
   units.  Thus, the decode time of I0 must be at least one frame period 
   less than 3.  In this example, the frame period is 1, because one 
   frame is displayed every time unit.  Consequently, the decode time of 
   I0 is chosen as 2 time units.  The decode time of the third frame in 
   the coded order, P4, is 4, because it must be equal to the 
   presentation time of the previous non-B frame in the coded order, P1.  
 
 
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   On the other hand, the decode time of B-frame B2 is 5 time units, 
   which is identical to its presentation time. 
    
   If the decode time of a video frame differs from its presentation 
   time, then the decode time MUST be specified using the DTS Delta 
   field in the AU header.  The syntax of the DTS Delta field is defined 
   in section 5.2.  
    
   Receivers are not required to use the DTS Delta field.  However, 
   possible uses include buffer management and pacing of frames prior to 
   decoding.  If RTP packets are lost, it is possible to use the DTS 
   Delta field to determine if the sequence of lost RTP packets 
   contained reference frames or only B-frames.  This can be done by 
   comparing the decode and presentation times of the first frame 
   received after the lost sequence against the presentation time of the 
   last reference frame received prior to the lost sequence.  
    
   Knowing if the stream will contain B-pictures may help the receiver 
   allocate resources more efficiently and can reduce delay, as an 
   absence of B-pictures in the stream implies that no reordering 
   of frames will be needed between the decoding process and the display 
   of the decoded frames.  This may be important for interactive 
   applications.   
    
   The receiver SHALL assume that the coded bit stream may contain B-
   pictures in the following cases: 
    
   - Advanced profile: If the value of the "bpic" media type parameter 
     defined in section 6.1 is 1, or if the "bpic" parameter is not 
     specified. 
      
   - Main profile: If the MAXBFRAMES field in STRUCT_C decoder 
     initialization parameter has a non-zero value.  STRUCT_C is 
     conveyed in the "config" media type parameter, which is defined in 
     section 6.1. 
      
   Simple profile does not use B-pictures. 
    
4.4 Random Access Points 
    
   The entry-point header contains information that is needed by the 
   decoder to decode the frames in that entry-point segment.  This means 
   that in the event of lost RTP packets the decoder may be unable to 
   decode frames until the next entry-point header is received.   
    
   The first frame after an entry-point header is a random access points 
   into the coded bit stream.  Simple and Main profiles do not have 
   entry-point headers, so for those profiles each I-picture is a random 
   access point.  
 
 
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   To allow the RTP receiver to detect that an RTP packet which was lost 
   contained a random access point, this RTP payload format defines a 
   field called "RA Count".  This field is present in every AU, and its 
   value is incremented (modulo 256) for every random access point.  For 
   additional details, see the definition of "RA Count" in section 5.2. 
    
   To make it easy to determine if an AU contains a random access point, 
   this RTP payload format also defines a bit called the "RA" flag in 
   the AU Control field.  This bit is set to 1 only on those AU's that 
   contain a random access point.  The RA bit is defined in section 5.3. 
    
4.5 Removal of HRD parameters 
    
   The sequence layer header of Advanced profile may include up to 31 
   leaky bucket parameter sets for the Hypothetical Reference Decoder 
   (HRD).  Each leaky bucket parameter set specifies a possible peak 
   transmission bit rate (HRD_RATE) and a decoder buffer capacity 
   (HRD_BUFFER).  (See section 3.3 for additional discussion about the 
   HRD.) 
    
   If the actual peak transmission rate is known by the RTP sender, the 
   RTP sender MAY remove all leaky bucket parameter sets except for the 
   one corresponding to the actual peak transmission rate. 
    
   For each leaky bucket parameter set in the sequence layer header, 
   there is also parameter in the entry-point header that specifies the 
   initial fullness (HRD_FULL) of the leaky bucket. 
    
   If the RTP sender has removed any leaky bucket parameter sets from 
   the sequence layer header, then for any removed leaky bucket 
   parameter set, it MUST also remove the corresponding HRD_FULL 
   parameter in the entry-point header. 
    
   Removing leaky bucket parameter sets, as described above, may 
   significantly reduce the size of the sequence layer headers and the 
   entry-point headers. 
    
4.6 Repeating the Sequence Layer header 
    
   To improve robustness against loss of RTP packets, it is RECOMMENDED 
   that if the sequence layer header changes, it should be repeated 
   frequently in the bit stream.  In this is case, it is RECOMMENDED 
   that the number of leaky bucket parameters in the sequence layer 
   header and the entry point headers be reduced to one, as described in 
   section 4.5.  This will help reduce the overhead caused by repeating 
   the sequence layer header. 
    

 
 
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   Any data in the VC-1 bit stream, including repeated copies of the 
   sequence header itself, must be accounted for when computing the 
   leaky bucket parameter for the HRD.  (See section 3.3 for a 
   discussion about the HRD.) 
    
   If the value of TFCNTRFLAG in the sequence layer header is 1, each 
   picture header contains a frame counter field (TFCNTR).  Each time 
   the sequence layer header is inserted in the bit stream, the value of 
   this counter MUST be reset.  
    
   To allow the RTP receiver to detect that an RTP packet which was lost 
   contained a new sequence layer header, the AU Control field defines a 
   bit called the "SL" flag.  This bit is toggled when a sequence layer 
   header is transmitted, but only if that header is different from the 
   most recently transmitted sequence layer header.  The SL bit is 
   defined in section 5.3. 
    
4.7 Signaling of media type parameters 
    
   When this RTP payload format is used with SDP, the decoder 
   initialization parameters described in section 3.3 MUST be signaled 
   in SDP using the media type parameters specified in section 6.1.  
   Section 6.2 specifies how to map the media type parameters to SDP 
   [5], and section 6.3 defines rules specific to the SDP Offer/Answer 
   model, and section 6.4 defines rules for when SDP is used in a 
   declarative style. 
    
   When Simple or Main profiles are used, it is not possible to change 
   the decoder initialization parameters through the coded bit stream.  
   Any changes to the decoder initialization parameters would have to be 
   done through out-of-band means, e.g., by a SIP [14] re-invite or 
   similar means that convey an updated session description. 
    
   When Advanced profile is used, the decoder initialization parameters 
   MAY be changed by inserting a new sequence layer header or an entry-
   point header in the coded bit stream.   
    
   The sequence layer header specifies the VC-1 level, the maximum size 
   of the coded frames and optionally also the maximum frame rate.  The 
   media type parameters "level", "width", "height" and "framerate" 
   specify upper limits for these parameters.  Thus, the sequence layer 
   header MAY specify values that are lower than the values of the media 
   type parameters "level", "width", "height" or "framerate", but the 
   sequence layer header MUST NOT exceed the values of any of these 
   media type parameters.  
    

 
 
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4.8 The "mode=1" media type parameter 
    
   In certain applications using Advanced profile, the sequence layer 
   header never changes.  This MAY be signaled with the media type 
   parameter "mode=1". (The "mode" parameter is defined in section 6.1.)  
   The "mode=1" parameter serves as a "hint" to the RTP receiver that 
   all sequence layer headers in the bit stream will be identical.  If 
   "mode=1" is signaled and a sequence layer header is present in the 
   coded bit stream, then it MUST be identical to the sequence layer 
   header specified by the "config" media type parameter.  
    
   Since the sequence layer header never changes in "mode=1", the RTP 
   sender MAY remove it from the bit stream.  Note, however, that if the 
   value of TFCNTRFLAG in the sequence layer header is 1, each picture 
   header contains a frame counter field (TFCNTR).  This field is reset 
   each time the sequence layer header occurs in the bit stream.  If the 
   RTP sender chooses to remove the sequence layer header, then it MUST 
   ensure that the resulting bit stream is still compliant with the VC-1 
   specification (e.g., by adjusting the TFCNTR field, if necessary.)  
    
4.9 The "mode=3" media type parameter 
    
   In certain applications using Advanced profile, both the sequence 
   layer header and the entry-point header never change.  This MAY be 
   signaled with the media type parameter "mode=3".  The same rules 
   apply to "mode=3" as for "mode=1", described in section 4.8.  
   Additionally, if "mode=3" is signaled, then the RTP sender MAY 
   "compress" the coded bit stream by not including sequence layer 
   headers and entry-point headers in the RTP packets.   
    
   The RTP receiver MUST "decompress" the coded bit stream by re-
   inserting the entry-point headers prior to delivering the coded bit 
   stream to the VC-1 decoder.  The sequence layer header does not need 
   to be decompressed by the receiver, since it never changes. 
    
   If "mode=3" is signaled and the RTP receiver receives a complete AU 
   or the first fragment of an AU, and the RA bit is set to 1 but the AU 
   does not begin with an entry-point header, then this indicates that 
   entry-point header has been "compressed".  In that case, the RTP 
   receiver MUST insert an entry-point header at the beginning of the 
   AU.  When inserting the entry-point header, the RTP receiver MUST use 
   the one that was specified by the "config" media type parameter.   
    
5. RTP Payload Format syntax 
    
5.1 RTP header usage 
    
   The format of the RTP header is specified in RFC 3550 [3] and is 
   reprinted in Figure 3 for convenience. 
 
 
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      0                   1                   2                   3 
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ 
     |V=2|P|X|  CC   |M|     PT      |       sequence number         | 
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ 
     |                           timestamp                           | 
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ 
     |           synchronization source (SSRC) identifier            | 
     +=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+ 
     |            contributing source (CSRC) identifiers             | 
     |                             ....                              | 
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ 
    
     Figure 3.  RTP header according to RFC 3550 
    
   The fields of the fixed RTP header have their usual meaning, which is 
   defined in RFC 3550 and by the RTP profile in use, with the following 
   additional notes: 
    
   Marker bit (M): 1 bit 
           This bit is set to 1 if the RTP packet contains an Access 
           Unit containing a complete VC-1 frame, or the last fragment 
           of a VC-1 frame. 
 
   Payload type (PT): 7 bits 
           This document does not assign an RTP payload type for this 
           RTP payload format. The assignment of a payload type has to 
           be performed either through the RTP profile used or in a 
           dynamic way. 
    
   Sequence Number: 16 bits 
           The RTP receiver can use the sequence number field to recover 
           the coded order of the VC-1 frames.  (A typical VC-1 decoder 
           will require the VC-1 frames to be delivered in coded order.)  
           When VC-1 frames have been fragmented across RTP packets, the 
           RTP receiver can use the sequence number field to ensure that 
           no fragment is missing. 
    
   Timestamp: 32 bits 
           The RTP timestamp is set to the presentation time of the VC-1 
           frame in the first Access Unit. 
           A clock rate of 90 kHz MUST be used. 
    
5.2 AU header syntax 
    
   The Access Unit header consists of a one-byte AU Control field, the 
   RA Count field and 3 optional fields.  All fields MUST be written in 

 
 
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   network byte order.  The structure of the AU header is illustrated in 
   Figure 4. 
    
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ 
   |AU     | RA    |  AUP  | PTS   | DTS   | 
   |Control| Count |  Len  | Delta | Delta | 
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ 
    
   Figure 4.  Structure of AU header. 
    
   AU Control: 8 bits 
           The usage of the AU Control field is defined in section 5.3. 
    
   RA Count: 8 bits 
           Random Access Point Counter.  This field is a binary modulo 
           256 counter.  The value of this field MUST be incremented by 
           1 each time an AU is transmitted where the RA bit in the AU 
           Control field is set to 1.  The initial value of this field 
           is undefined and MAY be chosen randomly. 
    
   AUP Len: 16 bits 
           Access Unit Payload Length.  Specifies the size, in bytes, of 
           the payload of the Access Unit.  The field does not include 
           the size of the AU header itself.  The field MUST be included 
           in each AU header in an RTP packet, except for the last AU 
           header in the packet.  If this field is not included, the 
           payload of the Access Unit SHALL be assumed to extend to the 
           end of the RTP payload. 
            
   PTS Delta: 32 bits 
           Presentation time delta.  Specifies the presentation time of 
           the frame as a 2's complement offset (delta) from the 
           timestamp field in the RTP header of this RTP packet.  The 
           PTS Delta field MUST use the same clock rate as the timestamp 
           field in the RTP header. 
           This field SHOULD NOT be included in the first AU header in 
           the RTP packet, because the RTP timestamp field specifies the 
           presentation time of the frame in the first AU.  If this 
           field is not included, the presentation time of the frame 
           SHALL be assumed to be specified by the timestamp field in 
           the RTP header. 
    
   DTS Delta: 32 bits 
           Decode time delta.  Specifies the decode time of the frame as 
           a 2's complement offset (delta) between the presentation time 
           and the decode time.  Note that if the presentation time is 
           larger than the decode time, this results in a value for the 
           DTS Delta field that is greater than zero.  The DTS Delta 
           field MUST use the same clock rate as the timestamp field in 
 
 
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           the RTP header.  If this field is not included, the decode 
           time of the frame SHALL be assumed to be identical to the 
           presentation time of the frame.  
    
5.3 AU Control field syntax 
    
   The structure of the 8-bit AU Control field is shown in Figure 5. 
    
     0    1    2    3    4    5    6    7 
   +----+----+----+----+----+----+----+----+ 
   |  FRAG   | RA | SL | LP | PT | DT | R  | 
   +----+----+----+----+----+----+----+----+ 
    
   Figure 5.  Syntax of AU Control field. 
    
   FRAG: 2 bits 
           Fragmentation Information.  This field indicates if the AU 
           payload contains a complete frame or a fragment of a frame.  
           It MUST be set as follows: 
           0: The AU payload contains a fragment of a frame other than 
           the first or last fragment. 
           1: The AU payload contains the first fragment of a frame. 
           2: The AU payload contains the last fragment of a frame. 
           3: The AU payload contains a complete frame (not fragmented.) 
    
   RA: 1 bit 
           Random Access Point indicator.  This bit MUST be set to 1 if 
           the AU contains a frame that is a random access point.  In 
           the case of Simple and Main profiles, any I-picture is a 
           random access point.  
           In the case of Advanced profile, the first frame after an 
           entry-point header is a random access point.   
           If entry-point headers are not transmitted at every random 
           access point, this MUST be indicated using the media type 
           parameter "mode=3". 
    
   SL: 1 bit 
           Sequence Layer Counter.  This bit MUST be toggled, i.e., 
           changed from 0 to 1 or from 1 to 0, if the AU contains a 
           sequence layer header and if it is different from the most 
           recently transmitted sequence layer header.  Otherwise, the 
           value of this bit must be identical to the value of the SL 
           bit in the previous AU.   
           The initial value of this bit is undefined and MAY be chosen 
           randomly. 
           The bit MUST be 0 for Simple and Main profile bit streams or 
           if the sequence layer header never changes. 
            

 
 
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   LP: 1 bit 
           Length Present.  This bit MUST be set to 1 if the AU header 
           includes the AUP Len field. 
            
   PT: 1 bit 
           PTS Delta Present.  This bit MUST be set to 1 if the AU 
           header includes the PTS Delta field. 
    
   DT: 1 bit 
           DTS Delta Present.  This bit MUST be set to 1 if the AU 
           header includes the DTS Delta field. 
    
   R: 1 bit 
           Reserved.  This bit MUST be set to 0 and MUST be ignored by 
           receivers. 
    
6. RTP Payload format parameters 
    
6.1 Media type Registration 
 
   This registration uses the template defined in RFC 4288 [7] and 
   follows RFC 3555 [8]. 
    
   Type name:  video 
    
   Subtype name:  vc1 
    
   Required parameters: 
    
         profile: 
           The value is an integer identifying the VC-1 profile.  The 
           following values are defined: 
           0: Simple profile. 
           1: Main profile. 
           3: Advanced profile. 
            
           If the profile parameter is used to indicate properties of a 
           coded bit stream, it indicates the VC-1 profile that a 
           decoder has to support when it decodes the bit stream. 
            
           If the profile parameter is used for capability exchange or 
           in a session setup procedure, it indicates the VC-1 profile 
           that the codec supports. 
            
         level: 
           The value is an integer specifying the level of the VC-1 
           profile.   

 
 
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           For Advanced profile, valid values are 0 to 4, which 
           correspond to levels L0 to L4, respectively.  For Simple and 
           Main profiles, the following values are defined: 
           1: Low Level 
           2: Medium Level 
           3: High Level (only valid for Main profile) 
            
           If the level parameter is used to indicate properties of a 
           coded bit stream, it indicates the highest level of the VC-1 
           profile that a decoder has to support when it decodes the bit 
           stream.  Note that support for a level implies support for 
           all numerically lower levels of the given profile. 
            
           If the level parameter is used for capability exchange or in 
           a session setup procedure, it indicates the highest level of 
           the VC-1 profile that the codec supports.  See section 6.3 of 
           RFC XXXX for specific rules for how this parameter is used 
           with the SDP Offer/Answer model. 
            
   Optional parameters: 
            
         config:  
           The value is a base16 [6] (hexadecimal) representation of an 
           octet string that expresses the decoder initialization 
           parameters.  Decoder initialization parameters are mapped 
           onto the base16 octet string in an MSB-first basis.  The 
           first bit of the decoder initialization parameters MUST be 
           located at the MSB of the first octet.  If the decoder 
           initialization parameters are not multiple of 8 bits, in the 
           last octet up to 7 zero-valued padding bits MUST be added to 
           achieve octet alignment. 
            
           For Simple and Main profiles, the decoder initialization 
           parameters are STRUCT_C, as defined in Annex J of SMPTE 421M 
           [1]. 
            
           For Advanced profile, the decoder initialization parameters 
           are a sequence layer header directly followed by an entry-
           point header.  The two headers MUST be in EBDU format, 
           meaning that they must include their Start Codes and must use 
           the encapsulation method defined in Annex E of SMPTE 421M 
           [1]. 
            
         width: 
           The value is an integer greater than zero, specifying the 
           maximum horizontal size of the coded frames, in luma samples 
           (pixels in the luma picture.)   
            

 
 
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           For Simple and Main profiles, the value SHALL be identical to 
           the actual horizontal size of the coded frames. 
           For Advanced profile, the value SHALL be greater than, or 
           equal to, the largest horizontal size of the coded frames. 
            
           If this parameter is not specified, it defaults to the 
           maximum horizontal size allowed by the specified profile and 
           level. 
            
         height: 
           The value is an integer greater than zero, specifying the 
           maximum vertical size of the coded frames, in luma samples 
           (pixels in a progressively coded luma picture.)   
            
           For Simple and Main profiles, the value SHALL be identical to 
           the actual vertical size of the coded frames. 
           For Advanced profile, the value SHALL be greater than, or 
           equal to, the largest vertical size of the coded frames. 
            
           If this parameter is not specified, it defaults to the 
           maximum vertical size allowed by the specified profile and 
           level. 
            
         bitrate: 
           The value is an integer greater than zero, specifying the 
           peak transmission rate of the coded bit stream in bits per 
           second.  The number does not include the overhead caused by 
           RTP encapsulation, i.e., it does not include the AU headers, 
           or any of the RTP, UDP or IP headers.   
            
           If this parameter is not specified, it defaults to the 
           maximum bit rate allowed by the specified profile and level.  
           (See the values for "RMax" in Annex D of SMPTE 421M [1].) 
            
         buffer: 
           The value is an integer specifying the leaky bucket size, B, 
           in milliseconds, required to contain a stream transmitted at 
           the transmission rate specified by the bitrate parameter.  
           This parameter is defined in the hypothetical reference 
           decoder model for VC-1, in Annex C of SMPTE 421M [1]. 
            
           Note that this parameter relates to the codec bit stream 
           only, and does not account for any buffering time that may be 
           required to compensate for jitter in the network. 
            
           If this parameter is not specified, it defaults to the 
           maximum buffer size allowed by the specified profile and 
           level.  (See the values for "BMax" and "RMax" in Annex D of 
           SMPTE 421M [1].) 
 
 
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         framerate: 
           The value is an integer greater than zero, specifying the 
           maximum number of frames per second in the coded bit stream, 
           multiplied by 1000 and rounded to the nearest integer value.  
           For example, 30000/1001 (approximately 29.97) frames per 
           second is represented as 29970. 
            
           This parameter can be used to control resource allocation at 
           the receiver.  For example, a receiver may choose to perform 
           additional post-processing on decoded frames only if the 
           frame rate is expected to be low.  The parameter MUST NOT be 
           used for pacing of the rendering process, since the actual 
           frame rate may differ from the specified value. 
            
           If the parameter is not specified, it defaults to the maximum 
           frame rate allowed by the specified profile and level. 
            
         bpic: 
           This parameter signals that B- and BI-pictures may be present 
           when Advanced profile is used.  If this parameter is present, 
           and B- or BI-pictures may be present in the coded bit stream, 
           this parameter MUST be equal to 1.   
           A value of 0 indicates that B- and BI-pictures SHALL NOT be 
           present in the coded bit stream, even if the sequence layer 
           header changes.  It is RECOMMENDED to include this parameter, 
           with a value of 0, if neither B- nor BI-pictures are included 
           in the coded bit stream. 
            
           This parameter MUST NOT be used with Simple and Main 
           profiles. (For Main profile, the presence of B- and BI-
           pictures is indicated by the MAXBFRAMES field in STRUCT_C 
           decoder initialization parameter.) 
            
           For Advanced profile, if this parameter is not specified, a 
           value of 1 SHALL be assumed. 
            
         mode: 
           The value is an integer specifying the use of the sequence 
           layer header and the entry-point header.  This parameter is 
           only defined for Advanced profile.  The following values are 
           defined: 
           0: Both the sequence layer header and the entry-point header 
           may change, and changed headers will be included in the RTP 
           packets. 
           1: The sequence layer header specified in the config 
           parameter never changes.  The rules in section 4.8 of RFC 
           XXXX MUST be followed. 

 
 
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           3: The sequence layer header and the entry-point header 
           specified in the config parameter never change.  The rules in 
           section 4.9 of RFC XXXX MUST be followed.  
            
           If the mode parameter is not specified, a value of 0 SHALL be 
           assumed.  The mode parameter SHOULD be specified if modes 1 
           or 3 apply to the VC-1 bit stream.  
            
         max-width, max-height, max-bitrate, max-buffer, max-framerate: 
           These parameters are defined for use in a capability exchange 
           procedure.  The parameters do not signal properties of the 
           coded bit stream, but rather upper limits or preferred values 
           for the "width", "height", "bitrate", "buffer" and 
           "framerate" parameters.  Section 6.3 of RFC XXXX provides 
           specific rules for these parameters are used with the SDP 
           Offer/Answer model. 
            
           Receivers that signal support for a given profile and level 
           MUST support the maximum values for these parameters for that 
           profile and level.  For example, a receiver that indicates 
           support for Main profile, Low level, must support a width of 
           352 luma samples and a height of 288 luma samples, even if 
           this requires scaling the image to fit the resolution of a 
           smaller display device.   
            
           A receiver MAY use any of the max-width, max-height, max-
           bitrate, max-buffer and max-framerate parameters to indicate 
           preferred capabilities.  For example, a receiver may choose 
           to specify values for max-width and max-height that match the 
           resolution of its display device, since a bit stream encoded 
           using those parameters would not need to be rescaled. 
            
           If any of the max-width, max-height, max-bitrate, max-buffer 
           and max-framerate parameters signal a capability that is less 
           than the required capabilities of the signaled profile and 
           level, then the parameter SHALL be interpreted as a preferred 
           value for that capability. 
            
           Any of the parameters MAY also be used to signal capabilities 
           that exceed the required capabilities of the signaled profile 
           and level.  In that case, the parameter SHALL be interpreted 
           as the maximum value that can be supported for that 
           capability. 
            
           When more than one parameter from the set (max-width, max-
           height, max-bitrate, max-buffer and max-framerate) is 
           present, all signaled capabilities MUST be supported 
           simultaneously. 
            
 
 
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           A sender or receiver MUST NOT use these parameters to signal 
           capabilities that meet the requirements of a higher level of 
           the VC-1 profile than the one specified in the "level" 
           parameter, if the sender or receiver can support all the 
           properties of the higher level, except if specifying a higher 
           level is not allowed due to other restrictions.  (As an 
           example of such a restriction, in the SDP Offer/Answer model, 
           the value of the level parameter that can be used in an 
           Answer is limited by what was specified in the Offer.) 
          
         max-width: 
           The value is an integer greater than zero, specifying a 
           horizontal size for the coded frames, in luma samples (pixels 
           in the luma picture.)  If the value is less than the maximum 
           horizontal size allowed by the profile and level, then the 
           value specifies the preferred horizontal size.  Otherwise, it 
           specifies the maximum horizontal size that is supported. 
            
           If this parameter is not specified, it defaults to the 
           maximum horizontal size allowed by the specified profile and 
           level. 
          
         max-height: 
           The value is an integer greater than zero, specifying a 
           vertical size for the coded frames, in luma samples (pixels 
           in a progressively coded luma picture.)  If the value is less 
           than the maximum vertical size allowed by the profile and 
           level, then the value specifies the preferred vertical size.  
           Otherwise, it specifies the maximum vertical size that is 
           supported. 
            
           If this parameter is not specified, it defaults to the 
           maximum vertical size allowed by the specified profile and 
           level. 
            
         max-bitrate: 
           The value is an integer greater than zero, specifying a peak 
           transmission rate for the coded bit stream in bits per 
           second.  The number does not include the overhead caused by 
           RTP encapsulation, i.e., it does not include the AU headers, 
           or any of the RTP, UDP or IP headers.   
            
           If the value is less than the maximum bit rate allowed by the 
           profile and level, then the value specifies the preferred bit 
           rate.  Otherwise, it specifies the maximum bit rate that is 
           supported. 
            

 
 
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           If this parameter is not specified, it defaults to the 
           maximum bit rate allowed by the specified profile and level.  
           (See the values for "RMax" in Annex D of SMPTE 421M [1].) 
    
         max-buffer: 
           The value is an integer specifying a leaky bucket size, B, in 
           milliseconds, required to contain a stream transmitted at the 
           transmission rate specified by the max-bitrate parameter.  
           This parameter is defined in the hypothetical reference 
           decoder model for VC-1, in Annex C of SMPTE 421M [1]. 
            
           Note that this parameter relates to the codec bit stream 
           only, and does not account for any buffering time that may be 
           required to compensate for jitter in the network. 
            
           If the value is less than the maximum leaky bucket size 
           allowed by the max-bitrate parameter and the profile and 
           level, then the value specifies the preferred leaky bucket 
           size.  Otherwise, it specifies the maximum leaky bucket size 
           that is supported for the bit rate specified by the max-
           bitrate parameter. 
            
           If this parameter is not specified, it defaults to the 
           maximum buffer size allowed by the specified profile and 
           level.  (See the values for "BMax" and "RMax" in Annex D of 
           SMPTE 421M [1].) 
            
         max-framerate: 
           The value is an integer greater than zero, specifying a 
           number of frames per second for the coded bit stream.  The 
           value is the frame rate multiplied by 1000 and rounded to the 
           nearest integer value.  For example, 30000/1001 
           (approximately 29.97) frames per second is represented as 
           29970. 
            
           If the value is less than the maximum frame rate allowed by 
           the profile and level, then the value specifies the preferred 
           frame rate.  Otherwise, it specifies the maximum frame rate 
           that is supported. 
            
           If the parameter is not specified, it defaults to the maximum 
           frame rate allowed by the specified profile and level. 
    
   Encoding considerations: 
           This media type is framed and contains binary data. 
    
   Security considerations: 
           See Section 7 of RFC XXXX.  
    
 
 
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   Interoperability considerations: 
           None. 
    
   Published specification: 
           RFC XXXX. 
    
   Applications which use this media type:  
           Multimedia streaming and conferencing tools. 
    
   Additional Information: 
           None. 
    
   Person & email address to contact for further information: 
           Anders Klemets <anderskl@microsoft.com> 
           IETF AVT working group. 
    
   Intended Usage: 
           COMMON  
    
   Restrictions on usage: 
           This media type depends on RTP framing, and hence is only 
           defined for transfer via RTP [3]. 
            
   Authors: 
           Anders Klemets 
    
   Change controller:   
           IETF Audio/Video Transport Working Group delegated from the 
           IESG. 
    
6.2 Mapping of media type parameters to SDP 
    
   The information carried in the media type specification has a 
   specific mapping to fields in the Session Description Protocol (SDP) 
   [4].  If SDP is used to specify sessions using this payload format, 
   the mapping is done as follows: 
    
   o The media name in the "m=" line of SDP MUST be video (the type 
     name). 
      
   o The encoding name in the "a=rtpmap" line of SDP MUST be vc1 (the 
     subtype name). 
      
   o The clock rate in the "a=rtpmap" line MUST be 90000. 
    
   o The REQUIRED parameters "profile" and "level" MUST be included in 
     the "a=fmtp" line of SDP. 
     These parameters are expressed in the form of a semicolon 

 
 
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     separated list of parameter=value pairs. 
      
   o The OPTIONAL parameters "config", "width", "height", "bitrate", 
     "buffer", "framerate", "bpic", "mode", "max-width", "max-height", 
     "max-bitrate", "max-buffer" and "max-framerate", when present, 
     MUST be included in the "a=fmtp" line of SDP. 
     These parameters are expressed in the form of a semicolon 
     separated list of parameter=value pairs: 
      
         a=fmtp:<dynamic payload type> <parameter 
         name>=<value>[,<value>][; <parameter name>=<value>] 
          
   o Any unknown parameters to the device that uses the SDP MUST be 
     ignored.  For example, parameters defined in later specifications 
     MAY be copied into the SDP and MUST be ignored by receivers that 
     do not understand them. 
    
6.3 Usage with the SDP Offer/Answer Model 
    
   When VC-1 is offered over RTP using SDP in an Offer/Answer model [5] 
   for negotiation for unicast usage, the following rules and 
   limitations apply: 
    
   o The "profile" parameter MUST be used symmetrically, i.e., the 
     answerer MUST either maintain the parameter or remove the media 
     format (payload type) completely if the offered VC-1 profile is 
     not supported. 
      
   o The "level" parameter specifies the highest level of the VC-1 
     profile supported by the codec.   
      
     The answerer MUST NOT specify a numerically higher level in the 
     answer than what was specified in the offer. The answerer MAY 
     specify a level that is lower than what was specified in the 
     offer, i.e., the level parameter can be "downgraded". 
      
     If the offer specifies the sendrecv or sendonly direction 
     attribute, and the answer downgrades the level parameter, this may 
     require a new offer to specify an updated "config" parameter.  If 
     the "config" parameter cannot be used with the level specified in 
     the answer, then the offerer MUST initiate another Offer/Answer 
     round, or not use media format (payload type).  
      
   o The parameters "config", "bpic", "width", "height", "framerate", 
     "bitrate", "buffer" and "mode", describe the properties of the VC-
     1 bit stream that the offerer or answerer is sending for this 
     media format configuration.   
      
     In the case of unicast usage and when the direction attribute in 
 
 
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     the offer or answer is recvonly, the interpretation of these 
     parameters is undefined and they MUST NOT be used. 
      
   o The parameters "config", "width", "height", "bitrate" and "buffer" 
     MUST be specified when the direction attribute is sendrecv or 
     sendonly. 
      
   o The parameters "max-width", "max-height", "max-framerate", "max-
     bitrate" and "max-buffer" MAY be specified in an offer or an 
     answer, and their interpretation is as follows: 
      
     When the direction attribute is sendonly, the parameters describe 
     the limits of the VC-1 bit stream that the sender is capable of 
     producing for the given profile and level, and for any lower level 
     of the same profile.   
      
     When the direction attribute is recvonly or sendrecv, the 
     parameters describe properties of the receiver implementation.  If 
     the value of a property is less than what is allowed by the level 
     of the VC-1 profile, then it SHALL be interpreted as a preferred 
     value and the sender's VC-1 bit stream SHOULD NOT exceed it.  If 
     the value of a property is greater than what is allowed by the 
     level of the VC-1 profile, then it SHALL be interpreted as the 
     upper limit of the value that the receiver accepts for the given 
     profile and level, and for any lower level of the same profile. 
      
     For example, if a recvonly or sendrecv offer specifies 
     "profile=0;level=1;max-bitrate=48000", then 48 kbps is merely a 
     suggested bit rate, because all receiver implementations of Simple 
     profile, Low level, are required to support bit rates of up to 96 
     kbps.  Assuming that the offer is accepted, the answerer should 
     specify "bitrate=48000" in the answer, but any value up to 96000 
     is allowed.  But if the offer specifies "max-bitrate=200000", this 
     means that the receiver implementation supports a maximum of 200 
     kbps for the given profile and level (or lower level.)  In this 
     case, the answerer is allowed to answer with a bitrate parameter 
     of up to 200000. 
       
   o If an offerer wishes to have non-symmetrical capabilities between 
     sending and receiving, e.g., use different levels in each 
     direction, then the offerer has to offer different RTP sessions.  
     This can be done by specifiying different media lines declared as 
     "recvonly" and "sendonly", respectively. 
    
   For streams being delivered over multicast, the following rules apply 
   in addition: 
    
   o The "level" parameter specifies the highest level of the VC-1 
     profile used by the participants in the multicast session.  The 
 
 
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     value of this parameter MUST NOT be changed by the answerer.  
     Thus, a payload type can either be accepted unaltered or removed. 
      
   o The parameters "config", "bpic", "width", "height", "framerate", 
     "bitrate", "buffer" and "mode", specify properties of the VC-1 bit 
     stream that will be sent, and/or received, on the multicast 
     session.  The parameters MAY be specified even if the direction 
     attribute is recvonly.   
      
     The values of these parameters MUST NOT be changed by the 
     answerer.  Thus, a payload type can either be accepted unaltered 
     or removed. 
      
   o The values of the parameters "max-width", "max-height", "max-
     framerate", "max-bitrate" and "max-buffer" MUST be supported by 
     the answerer for all streams declared as sendrecv or recvonly.  
     Otherwise, one of the following actions MUST be performed: the 
     media format is removed, or the session rejected. 
    
6.4 Usage in Declarative Session Descriptions 
    
   When VC-1 is offered over RTP using SDP in a declarative style, as in 
   RTSP [12] or SAP [13], the following rules and limitations apply. 
    
   o The parameters "profile" and "level" indicate only the properties 
     of the coded bit stream.  They do not imply a limit on capabilties 
     supported by the sender. 
      
   o The parameters "config", "width", "height", "bitrate" and "buffer" 
     MUST be specified. 
      
   o The parameters "max-width", "max-height", "max-framerate", "max-
     bitrate" and "max-buffer" MUST NOT be used. 
    
   An example of media representation in SDP is as follows (Simple 
   profile, Medium level): 
    
   m=video 49170 RTP/AVP 98 
   a=rtpmap:98 vc1/90000 
   a=fmtp:98 profile=0;level=2;width=352;height=288;framerate=15000; 
   bitrate=384000;buffer=2000;config=4e291800 
    
7. Security Considerations 
    
   RTP packets using the payload format defined in this specification 
   are subject to the security considerations discussed in the RTP 
   specification [4], and in any appropriate RTP profile.  This implies 
   that confidentiality of the media streams is achieved by encryption; 
   for example, through the application of SRTP [11].   
 
 
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   A potential denial-of-service threat exists for data encodings using    
   compression techniques that have non-uniform receiver-end 
   computational load.  The attacker can inject pathological RTP packets 
   into the stream that are complex to decode and that cause the 
   receiver to be overloaded.  VC-1 is particularly vulnerable to such 
   attacks, because it is possible for an attacker to generate RTP 
   packets containing frames that affect the decoding process of many 
   future frames.  Therefore, the usage of data origin authentication 
   and data integrity protection of at least the RTP packet is 
   RECOMMENDED; for example, with SRTP [11]. 
    
   Note that the appropriate mechanism to ensure confidentiality and 
   integrity of RTP packets and their payloads is very dependent on the 
   application and on the transport and signaling protocols employed. 
   Thus, although SRTP is given as an example above, other possible 
   choices exist. 
    
   VC-1 bit streams can carry user-data, such as closed captioning 
   information and content meta-data.  The VC-1 specification does not 
   define how to interpret user-data.  Identifiers for user-data are 
   required to be registered with SMPTE.  It is conceivable for types of 
   user-data to be defined to include programmatic content, such as 
   scripts or commands that would be executed by the receiver.  
   Depending on the type of user-data, it might be possible for a sender 
   to generate user-data in a non-compliant manner to crash the receiver 
   or make it temporarily unavailable.  Senders that transport VC-1 bit 
   streams SHOULD ensure that the user-data is compliant with the 
   specification registered with SMPTE (see Annex F of [1].)  Receivers 
   SHOULD prevent malfunction in case of non-compliant user-data.  
    
   It is important to note that VC-1 streams can have very high 
   bandwidth requirements (up to 135 Mbps for high-definition video.)  
   This is sufficient to cause potential for denial-of-service if 
   transmitted onto many Internet paths.  Therefore, users of this 
   payload format MUST comply with the congestion control requirements 
   described in section 8. 
    
8. Congestion Control 
    
   Congestion control for RTP SHALL be used in accordance with RFC 3550 
   [3], and with any applicable RTP profile; e.g., RFC 3551 [15].   
    
   If best-effort service is being used, users of this payload format 
   MUST monitor packet loss to ensure that the packet loss rate is 
   within acceptable parameters.  Packet loss is considered acceptable 
   if a TCP flow across the same network path, and experiencing the same 
   network conditions, would achieve an average throughput, measured on 
   a reasonable timescale, that is not less than the RTP flow is 
 
 
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   achieving.  This condition can be satisfied by implementing 
   congestion control mechanisms to adapt the transmission rate or by 
   arranging for a receiver to leave the session if the loss rate is 
   unacceptably high. 
    
   The bit rate adaptation necessary for obeying the congestion control 
   principle is easily achievable when real-time encoding is used.  When 
   pre-encoded content is being transmitted, bandwidth adaptation 
   requires one or more of the following: 
    
   - The availability of more than one coded representation of the same 
     content at different bit rates.  The switching between the 
     different representations can normally be performed in the same 
     RTP session, by switching streams at random access point 
     boundaries.   
      
   - The existence of non-reference frames (e.g., B-frames) in the bit 
     stream.  Non-reference frames can be discarded by the transmitter 
     prior to encapsulation in RTP.  
      
   Only when non-downgradable parameters (such as the VC-1 "profile" 
   parameter) are required to be changed does it become necessary to 
   terminate and re-start the media stream.  This may be accomplished by 
   using a different RTP payload type. 
    
   Regardless of the method used for bandwidth adaptation, the resulting 
   bit stream MUST be compliant with the VC-1 specification [1].  For 
   example, if non-reference frames are discarded, then the FRMCNT 
   syntax element (Simple and Main profile frames only) and the optional 
   TFCNTR syntax element (Advanced profile frames only) must increment 
   as if no frames had been discarded.  Because the TFCNTR syntax 
   element counts the frames in the display order, which is different 
   from the order in which they are transmitted (the coded order), it 
   will require the transmitter to "look ahead", or buffer, of some 
   number of frames.   
    
   As another example, when switching between different representations 
   of the same content, it may be necessary to signal a discontinuity by 
   modifying the FRMCNT field, or if Advanced profile is used, by 
   setting the BROKEN_LINK flag in the entry-point header to 1. 
    
   This payload format may also be used in networks that provide 
   quality-of-service guarantees.  If enhanced service is being used, 
   receivers SHOULD monitor packet loss to ensure that the service that 
   was requested is actually being delivered.  If it is not, then they 
   SHOULD assume that they are receiving best-effort service and behave 
   accordingly. 
    

 
 
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9. IANA Considerations 
    
   IANA is requested to register the media type "video/vc1" and the 
   associated RTP payload format, as specified in section 6.1 of this 
   document, in the Media Types registry and in the RTP Payload Format 
   MIME types registry. 
    
10. References
    
10.1 Normative references 
    
   [1] Society of Motion Picture and Television Engineers, "VC-1 
       Compressed Video Bitstream Format and Decoding Process", SMPTE 
       421M. 
   [2] Bradner, S., "Key words for use in RFCs to Indicate Requirement 
       Levels", BCP 14, RFC 2119, March 1997. 
   [3] Schulzrinne, H., Casner, S., Frederick, R., and V. Jacobson, 
       "RTP: A Transport Protocol for Real-Time Applications", STD 64, 
       RFC 3550, July 2003. 
   [4] Handley, M. and V. Jacobson, "SDP: Session Description Protocol", 
       RFC 2327, April 1998. 
   [5] Rosenberg, J. and H. Schulzrinne, "An Offer/Answer Model with 
       Session Description Protocol (SDP)", RFC 3264, June 2002. 
   [6] Josefsson, S., Ed., "The Base16, Base32, and Base64 Data 
       Encodings", RFC 3548, July 2003. 
   [7] Freed, N. and Klensin, J., "Media Type Specifications and 
       Registration Procedures", BCP 13, RFC 4288, December 2005. 
   [8] Casner, S. and P. Hoschka, "MIME Type Registration of RTP Payload 
       Formats", RFC 3555, July 2003. 
        
10.2 Informative references 
     
   [9] Srinivasan, S., Hsu, P., Holcomb, T., Mukerjee, K., Regunathan, 
       S.L., Lin, B., Liang, J., Lee, M., and J. Ribas-Corbera, "Windows 
       Media Video 9: overview and applications", Signal Processing: 
       Image Communication, Volume 19, Issue 9, October 2004. 
   [10]Ribas-Corbera, J., Chou, P.A., and S.L. Regunathan, "A 
       generalized hypothetical reference decoder for H.264/AVC", IEEE 
       Transactions on Circuits and Systems for Video Technology, August 
       2003. 
   [11]Baugher, M., McGrew, D., Naslund, M., Carrara, E., and K. 
       Norrman, "The Secure Real-time Transport Protocol (SRTP)", RFC 
       3711, March 2004. 
   [12]Schulzrinne, H., Rao, A., and R. Lanphier, "Real Time Streaming 
       Protocol (RTSP)", RFC 2326, April 1998. 
   [13]Handley, M., Perkins, C., and E. Whelan, "Session Announcement 
       Protocol", RFC 2974, October 2000. 
   [14]Handley, M., Schulzrinne, H., Schooler, E. and J. Rosenberg, 
       "SIP: Session Initiation Protocol", RFC 2543, March 1999. 
 
 
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   [15]Schulzrinne, H. and S. Casner, "RTP Profile for Audio and Video 
       Conferences with Minimal Control", STD 65, RFC 3551, July 2003. 
    
Author's Addresses 
    
   Anders Klemets 
   Microsoft Corp. 
   1 Microsoft Way 
   Redmond, WA 98052 
   USA 
   Email: anderskl@microsoft.com 
 
Acknowledgements 
    
   Thanks to Regis Crinon, Miska Hannuksela, Colin Perkins, Shankar 
   Regunathan, Gary Sullivan, Stephan Wenger and Magnus Westerlund for 
   providing detailed feedback on this document. 
    
IPR Notices 
 
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Full Copyright Statement 
    
   Copyright (C) The Internet Society (2006). 
    
   This document is subject to the rights, licenses and restrictions 
   contained in BCP 78, and except as set forth therein, the authors 
   retain all their rights. 
 
 
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   This document and the information contained herein are provided on an 
   "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS 
   OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE INTERNET 
   ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED, 
   INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE 
   INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED 
   WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE. 

 
 
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