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Operational Considerations and Issues with IPv6 DNS
draft-ietf-dnsop-ipv6-dns-issues-12

The information below is for an old version of the document that is already published as an RFC.
Document Type
This is an older version of an Internet-Draft that was ultimately published as RFC 4472.
Authors Alain Durand , Johan Stenstam , Pekka Savola
Last updated 2013-03-02 (Latest revision 2005-10-20)
Replaces draft-durand-ngtrans-dns-issues
RFC stream Internet Engineering Task Force (IETF)
Intended RFC status Informational
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IESG IESG state Became RFC 4472 (Informational)
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Responsible AD David Kessens
Send notices to dmm@1-4-5.net, sra@hactrn.net
draft-ietf-dnsop-ipv6-dns-issues-12
DNS Operations WG                                              A. Durand
Internet-Draft                                                   Comcast
Expires: April 22, 2006                                         J. Ihren
                                                              Autonomica
                                                               P. Savola
                                                               CSC/FUNET
                                                        October 19, 2005

          Operational Considerations and Issues with IPv6 DNS
                draft-ietf-dnsop-ipv6-dns-issues-12.txt

Status of this Memo

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   This Internet-Draft will expire on April 22, 2006.

Copyright Notice

   Copyright (C) The Internet Society (2005).

Abstract

   This memo presents operational considerations and issues with IPv6
   Domain Name System (DNS), including a summary of special IPv6
   addresses, documentation of known DNS implementation misbehaviour,
   recommendations and considerations on how to perform DNS naming for
   service provisioning and for DNS resolver IPv6 support,

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   considerations for DNS updates for both the forward and reverse
   trees, and miscellaneous issues.  This memo is aimed to include a
   summary of information about IPv6 DNS considerations for those who
   have experience with IPv4 DNS.

Table of Contents

   1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  4
     1.1.  Representing IPv6 Addresses in DNS Records . . . . . . . .  4
     1.2.  Independence of DNS Transport and DNS Records  . . . . . .  4
     1.3.  Avoiding IPv4/IPv6 Name Space Fragmentation  . . . . . . .  5
     1.4.  Query Type '*' and A/AAAA Records  . . . . . . . . . . . .  5
   2.  DNS Considerations about Special IPv6 Addresses  . . . . . . .  5
     2.1.  Limited-scope Addresses  . . . . . . . . . . . . . . . . .  6
     2.2.  Temporary Addresses  . . . . . . . . . . . . . . . . . . .  6
     2.3.  6to4 Addresses . . . . . . . . . . . . . . . . . . . . . .  6
     2.4.  Other Transition Mechanisms  . . . . . . . . . . . . . . .  6
   3.  Observed DNS Implementation Misbehaviour . . . . . . . . . . .  7
     3.1.  Misbehaviour of DNS Servers and Load-balancers . . . . . .  7
     3.2.  Misbehaviour of DNS Resolvers  . . . . . . . . . . . . . .  7
   4.  Recommendations for Service Provisioning using DNS . . . . . .  8
     4.1.  Use of Service Names instead of Node Names . . . . . . . .  8
     4.2.  Separate vs the Same Service Names for IPv4 and IPv6 . . .  8
     4.3.  Adding the Records Only when Fully IPv6-enabled  . . . . .  9
     4.4.  The Use of TTL for IPv4 and IPv6 RRs . . . . . . . . . . . 10
       4.4.1.  TTL With Courtesy Additional Data  . . . . . . . . . . 10
       4.4.2.  TTL With Critical Additional Data  . . . . . . . . . . 11
     4.5.  IPv6 Transport Guidelines for DNS Servers  . . . . . . . . 11
   5.  Recommendations for DNS Resolver IPv6 Support  . . . . . . . . 11
     5.1.  DNS Lookups May Query IPv6 Records Prematurely . . . . . . 11
     5.2.  Obtaining a List of DNS Recursive Resolvers  . . . . . . . 13
     5.3.  IPv6 Transport Guidelines for Resolvers  . . . . . . . . . 13
   6.  Considerations about Forward DNS Updating  . . . . . . . . . . 14
     6.1.  Manual or Custom DNS Updates . . . . . . . . . . . . . . . 14
     6.2.  Dynamic DNS  . . . . . . . . . . . . . . . . . . . . . . . 14
   7.  Considerations about Reverse DNS Updating  . . . . . . . . . . 15
     7.1.  Applicability of Reverse DNS . . . . . . . . . . . . . . . 15
     7.2.  Manual or Custom DNS Updates . . . . . . . . . . . . . . . 16
     7.3.  DDNS with Stateless Address Autoconfiguration  . . . . . . 17
     7.4.  DDNS with DHCP . . . . . . . . . . . . . . . . . . . . . . 18
     7.5.  DDNS with Dynamic Prefix Delegation  . . . . . . . . . . . 18
   8.  Miscellaneous DNS Considerations . . . . . . . . . . . . . . . 19
     8.1.  NAT-PT with DNS-ALG  . . . . . . . . . . . . . . . . . . . 19
     8.2.  Renumbering Procedures and Applications' Use of DNS  . . . 19
   9.  Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . 20
   10. IANA Considerations  . . . . . . . . . . . . . . . . . . . . . 20
   11. Security Considerations  . . . . . . . . . . . . . . . . . . . 20

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   12. References . . . . . . . . . . . . . . . . . . . . . . . . . . 21
     12.1. Normative References . . . . . . . . . . . . . . . . . . . 21
     12.2. Informative References . . . . . . . . . . . . . . . . . . 23
   Appendix A.  Unique Local Addressing Considerations for DNS  . . . 25
   Appendix B.  Behaviour of Additional Data in IPv4/IPv6
                Environments  . . . . . . . . . . . . . . . . . . . . 25
     B.1.  Description of Additional Data Scenarios . . . . . . . . . 25
     B.2.  Which Additional Data to Keep, If Any? . . . . . . . . . . 27
     B.3.  Discussion of the Potential Problems . . . . . . . . . . . 28
   Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . . 29
   Intellectual Property and Copyright Statements . . . . . . . . . . 29

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1.  Introduction

   This memo presents operational considerations and issues with IPv6
   DNS; it is meant to be an extensive summary and a list of pointers
   for more information about IPv6 DNS considerations for those with
   experience with IPv4 DNS.

   The purpose of this document is to give information about various
   issues and considerations related to DNS operations with IPv6; it is
   not meant to be a normative specification or standard for IPv6 DNS.

   The first section gives a brief overview of how IPv6 addresses and
   names are represented in the DNS, how transport protocols and
   resource records (don't) relate, and what IPv4/IPv6 name space
   fragmentation means and how to avoid it; all of these are described
   at more length in other documents.

   The second section summarizes the special IPv6 address types and how
   they relate to DNS.  The third section describes observed DNS
   implementation misbehaviours which have a varying effect on the use
   of IPv6 records with DNS.  The fourth section lists recommendations
   and considerations for provisioning services with DNS.  The fifth
   section in turn looks at recommendations and considerations about
   providing IPv6 support in the resolvers.  The sixth and seventh
   sections describe considerations with forward and reverse DNS
   updates, respectively.  The eighth section introduces several
   miscellaneous IPv6 issues relating to DNS for which no better place
   has been found in this memo.  Appendix A looks briefly at the
   requirements for unique local addressing.

1.1.  Representing IPv6 Addresses in DNS Records

   In the forward zones, IPv6 addresses are represented using AAAA
   records.  In the reverse zones, IPv6 address are represented using
   PTR records in the nibble format under the ip6.arpa. tree.  See
   [RFC3596] for more about IPv6 DNS usage, and [RFC3363] or [RFC3152]
   for background information.

   In particular one should note that the use of A6 records in the
   forward tree or Bitlabels in the reverse tree is not recommended
   [RFC3363].  Using DNAME records is not recommended in the reverse
   tree in conjunction with A6 records; the document did not mean to
   take a stance on any other use of DNAME records [RFC3364].

1.2.  Independence of DNS Transport and DNS Records

   DNS has been designed to present a single, globally unique name space
   [RFC2826].  This property should be maintained, as described here and

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   in Section 1.3.

   The IP version used to transport the DNS queries and responses is
   independent of the records being queried: AAAA records can be queried
   over IPv4, and A records over IPv6.  The DNS servers must not make
   any assumptions about what data to return for Answer and Authority
   sections based on the underlying transport used in a query.

   However, there is some debate whether the addresses in Additional
   section could be selected or filtered using hints obtained from which
   transport was being used; this has some obvious problems because in
   many cases the transport protocol does not correlate with the
   requests, and because a "bad" answer is in a way worse than no answer
   at all (consider the case where the client is led to believe that a
   name received in the additional record does not have any AAAA records
   at all).

   As stated in [RFC3596]:

      The IP protocol version used for querying resource records is
      independent of the protocol version of the resource records; e.g.,
      IPv4 transport can be used to query IPv6 records and vice versa.

1.3.  Avoiding IPv4/IPv6 Name Space Fragmentation

   To avoid the DNS name space from fragmenting into parts where some
   parts of DNS are only visible using IPv4 (or IPv6) transport, the
   recommendation is to always keep at least one authoritative server
   IPv4-enabled, and to ensure that recursive DNS servers support IPv4.
   See DNS IPv6 transport guidelines [RFC3901] for more information.

1.4.  Query Type '*' and A/AAAA Records

   QTYPE=* is typically only used for debugging or management purposes;
   it is worth keeping in mind that QTYPE=* ("ANY" queries) only return
   any available RRsets, not *all* the RRsets, because the caches do not
   necessarily have all the RRsets and have no way of guaranteeing that
   they have all the RRsets.  Therefore, to get both A and AAAA records
   reliably, two separate queries must be made.

2.  DNS Considerations about Special IPv6 Addresses

   There are a couple of IPv6 address types which are somewhat special;
   these are considered here.

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2.1.  Limited-scope Addresses

   The IPv6 addressing architecture [RFC3513] includes two kinds of
   local-use addresses: link-local (fe80::/10) and site-local
   (fec0::/10).  The site-local addresses have been deprecated [RFC3879]
   but are discussed with unique local addresses in Appendix A.

   Link-local addresses should never be published in DNS (whether in
   forward or reverse tree), because they have only local (to the
   connected link) significance [I-D.durand-dnsop-dont-publish].

2.2.  Temporary Addresses

   Temporary addresses defined in RFC3041 [RFC3041] (sometimes called
   "privacy addresses") use a random number as the interface identifier.
   Having DNS AAAA records that are updated to always contain the
   current value of a node's temporary address would defeat the purpose
   of the mechanism and is not recommended.  However, it would still be
   possible to return a non-identifiable name (e.g., the IPv6 address in
   hexadecimal format), as described in [RFC3041].

2.3.  6to4 Addresses

   6to4 [RFC3056] specifies an automatic tunneling mechanism which maps
   a public IPv4 address V4ADDR to an IPv6 prefix 2002:V4ADDR::/48.

   If the reverse DNS population would be desirable (see Section 7.1 for
   applicability), there are a number of possible ways to do so.

   The main proposal [I-D.huston-6to4-reverse-dns] aims to design an
   autonomous reverse-delegation system that anyone being capable of
   communicating using a specific 6to4 address would be able to set up a
   reverse delegation to the corresponding 6to4 prefix.  This could be
   deployed by e.g., Regional Internet Registries (RIRs).  This is a
   practical solution, but may have some scalability concerns.

2.4.  Other Transition Mechanisms

   6to4 is mentioned as a case of an IPv6 transition mechanism requiring
   special considerations.  In general, mechanisms which include a
   special prefix may need a custom solution; otherwise, for example
   when IPv4 address is embedded as the suffix or not embedded at all,
   special solutions are likely not needed.

   Note that it does not seem feasible to provide reverse DNS with
   another automatic tunneling mechanism, Teredo [I-D.huitema-v6ops-
   teredo]; this is because the IPv6 address is based on the IPv4
   address and UDP port of the current NAT mapping which is likely to be

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   relatively short-lived.

3.  Observed DNS Implementation Misbehaviour

   Several classes of misbehaviour in DNS servers, load-balancers and
   resolvers have been observed.  Most of these are rather generic, not
   only applicable to IPv6 -- but in some cases, the consequences of
   this misbehaviour are extremely severe in IPv6 environments and
   deserve to be mentioned.

3.1.  Misbehaviour of DNS Servers and Load-balancers

   There are several classes of misbehaviour in certain DNS servers and
   load-balancers which have been noticed and documented [RFC4074]: some
   implementations silently drop queries for unimplemented DNS records
   types, or provide wrong answers to such queries (instead of a proper
   negative reply).  While typically these issues are not limited to
   AAAA records, the problems are aggravated by the fact that AAAA
   records are being queried instead of (mainly) A records.

   The problems are serious because when looking up a DNS name, typical
   getaddrinfo() implementations, with AF_UNSPEC hint given, first try
   to query the AAAA records of the name, and after receiving a
   response, query the A records.  This is done in a serial fashion --
   if the first query is never responded to (instead of properly
   returning a negative answer), significant timeouts will occur.

   In consequence, this is an enormous problem for IPv6 deployments, and
   in some cases, IPv6 support in the software has even been disabled
   due to these problems.

   The solution is to fix or retire those misbehaving implementations,
   but that is likely not going to be effective.  There are some
   possible ways to mitigate the problem, e.g., by performing the
   lookups somewhat in parallel and reducing the timeout as long as at
   least one answer has been received; but such methods remain to be
   investigated; slightly more on this is included in Section 5.

3.2.  Misbehaviour of DNS Resolvers

   Several classes of misbehaviour have also been noticed in DNS
   resolvers [I-D.ietf-dnsop-bad-dns-res].  However, these do not seem
   to directly impair IPv6 use, and are only referred to for
   completeness.

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4.  Recommendations for Service Provisioning using DNS

   When names are added in the DNS to facilitate a service, there are
   several general guidelines to consider to be able to do it as
   smoothly as possible.

4.1.  Use of Service Names instead of Node Names

   It makes sense to keep information about separate services logically
   separate in the DNS by using a different DNS hostname for each
   service.  There are several reasons for doing this, for example:

   o  It allows more flexibility and ease for migration of (only a part
      of) services from one node to another,

   o  It allows configuring different properties (e.g., TTL) for each
      service, and

   o  It allows deciding separately for each service whether to publish
      the IPv6 addresses or not (in cases where some services are more
      IPv6-ready than others).

   Using SRV records [RFC2782] would avoid these problems.
   Unfortunately, those are not sufficiently widely used to be
   applicable in most cases.  Hence an operation technique is to use
   service names instead of node names (or, "hostnames").  This
   operational technique is not specific to IPv6, but required to
   understand the considerations described in Section 4.2 and
   Section 4.3.

   For example, assume a node named "pobox.example.com" provides both
   SMTP and IMAP service.  Instead of configuring the MX records to
   point at "pobox.example.com", and configuring the mail clients to
   look up the mail via IMAP from "pobox.example.com", one could use
   e.g., "smtp.example.com" for SMTP (for both message submission and
   mail relaying between SMTP servers) and "imap.example.com" for IMAP.
   Note that in the specific case of SMTP relaying, the server itself
   must typically also be configured to know all its names to ensure
   loops do not occur.  DNS can provide a layer of indirection between
   service names and where the service actually is, and using which
   addresses.  (Obviously, when wanting to reach a specific node, one
   should use the hostname rather than a service name.)

4.2.  Separate vs the Same Service Names for IPv4 and IPv6

   The service naming can be achieved in basically two ways: when a
   service is named "service.example.com" for IPv4, the IPv6-enabled
   service could either be added to "service.example.com", or added

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   separately under a different name, e.g., in a sub-domain, like,
   "service.ipv6.example.com".

   These two methods have different characteristics.  Using a different
   name allows for easier service piloting, minimizing the disturbance
   to the "regular" users of IPv4 service; however, the service would
   not be used transparently, without the user/application explicitly
   finding it and asking for it -- which would be a disadvantage in most
   cases.  When the different name is under a sub-domain, if the
   services are deployed within a restricted network (e.g., inside an
   enterprise), it's possible to prefer them transparently, at least to
   a degree, by modifying the DNS search path; however, this is a
   suboptimal solution.  Using the same service name is the "long-term"
   solution, but may degrade performance for those clients whose IPv6
   performance is lower than IPv4, or does not work as well (see
   Section 4.3 for more).

   In most cases, it makes sense to pilot or test a service using
   separate service names, and move to the use of the same name when
   confident enough that the service level will not degrade for the
   users unaware of IPv6.

4.3.  Adding the Records Only when Fully IPv6-enabled

   The recommendation is that AAAA records for a service should not be
   added to the DNS until all of following are true:

   1.  The address is assigned to the interface on the node.

   2.  The address is configured on the interface.

   3.  The interface is on a link which is connected to the IPv6
       infrastructure.

   In addition, if the AAAA record is added for the node, instead of
   service as recommended, all the services of the node should be IPv6-
   enabled prior to adding the resource record.

   For example, if an IPv6 node is isolated from an IPv6 perspective
   (e.g., it is not connected to IPv6 Internet) constraint #3 would mean
   that it should not have an address in the DNS.

   Consider the case of two dual-stack nodes, which both have IPv6
   enabled, but the server does not have (global) IPv6 connectivity.  As
   the client looks up the server's name, only A records are returned
   (if the recommendations above are followed), and no IPv6
   communication, which would have been unsuccessful, is even attempted.

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   The issues are not always so black-and-white.  Usually it's important
   that the service offered using both protocols is of roughly equal
   quality, using the appropriate metrics for the service (e.g.,
   latency, throughput, low packet loss, general reliability, etc.) --
   this is typically very important especially for interactive or real-
   time services.  In many cases, the quality of IPv6 connectivity may
   not yet be equal to that of IPv4, at least globally -- this has to be
   taken into consideration when enabling services.

4.4.  The Use of TTL for IPv4 and IPv6 RRs

   The behaviour of DNS caching when different TTL values are used for
   different RRsets of the same name calls for explicit discussion.  For
   example, let's consider two unrelated zone fragments:

      example.com.        300    IN    MX     foo.example.com.
      foo.example.com.    300    IN    A      192.0.2.1
      foo.example.com.    100    IN    AAAA   2001:db8::1

   ...

      child.example.com.    300  IN    NS     ns.child.example.com.
      ns.child.example.com. 300  IN    A      192.0.2.1
      ns.child.example.com. 100  IN    AAAA   2001:db8::1

   In the former case, we have "courtesy" additional data; in the
   latter, we have "critical" additional data.  See more extensive
   background discussion of additional data handling in Appendix B.

4.4.1.  TTL With Courtesy Additional Data

   When a caching resolver asks for the MX record of example.com, it
   gets back "foo.example.com".  It may also get back either one or both
   of the A and AAAA records in the additional section.  The resolver
   must explicitly query for both A and AAAA records [RFC2821].

   After 100 seconds, the AAAA record is removed from the cache(s)
   because its TTL expired.  It could be argued to be useful for the
   caching resolvers to discard the A record when the shorter TTL (in
   this case, for the AAAA record) expires; this would avoid the
   situation where there would be a window of 200 seconds when
   incomplete information is returned from the cache.  Further argument
   for discarding is that in the normal operation, the TTL values are so
   high that very likely the incurred additional queries would not be
   noticeable, compared to the obtained performance optimization.  The
   behaviour in this scenario is unspecified.

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4.4.2.  TTL With Critical Additional Data

   The difference to courtesy additional data is that the A/AAAA records
   served by the parent zone cannot be queried explicitly.  Therefore
   after 100 seconds the AAAA record is removed from the cache(s), but
   the A record remains.  Queries for the remaining 200 seconds
   (provided that there are no further queries from the parent which
   could refresh the caches) only return the A record, leading to a
   potential opererational situation with unreachable servers.

   Similar cache flushing strategies apply in this scenario; the
   behaviour is likewise unspecified.

4.5.  IPv6 Transport Guidelines for DNS Servers

   As described in Section 1.3 and [RFC3901], there should continue to
   be at least one authoritative IPv4 DNS server for every zone, even if
   the zone has only IPv6 records.  (Note that obviously, having more
   servers with robust connectivity would be preferable, but this is the
   minimum recommendation; also see [RFC2182].)

5.  Recommendations for DNS Resolver IPv6 Support

   When IPv6 is enabled on a node, there are several things to consider
   to ensure that the process is as smooth as possible.

5.1.  DNS Lookups May Query IPv6 Records Prematurely

   The system library that implements the getaddrinfo() function for
   looking up names is a critical piece when considering the robustness
   of enabling IPv6; it may come in basically three flavours:

   1.  The system library does not know whether IPv6 has been enabled in
       the kernel of the operating system: it may start looking up AAAA
       records with getaddrinfo() and AF_UNSPEC hint when the system is
       upgraded to a system library version which supports IPv6.

   2.  The system library might start to perform IPv6 queries with
       getaddrinfo() only when IPv6 has been enabled in the kernel.
       However, this does not guarantee that there exists any useful
       IPv6 connectivity (e.g., the node could be isolated from the
       other IPv6 networks, only having link-local addresses).

   3.  The system library might implement a toggle which would apply
       some heuristics to the "IPv6-readiness" of the node before
       starting to perform queries; for example, it could check whether
       only link-local IPv6 address(es) exists, or if at least one

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       global IPv6 address exists.

   First, let us consider generic implications of unnecessary queries
   for AAAA records: when looking up all the records in the DNS, AAAA
   records are typically tried first, and then A records.  These are
   done in serial, and the A query is not performed until a response is
   received to the AAAA query.  Considering the misbehaviour of DNS
   servers and load-balancers, as described in Section 3.1, the look-up
   delay for AAAA may incur additional unnecessary latency, and
   introduce a component of unreliability.

   One option here could be to do the queries partially in parallel; for
   example, if the final response to the AAAA query is not received in
   0.5 seconds, start performing the A query while waiting for the
   result (immediate parallelism might be unoptimal, at least without
   information sharing between the look-up threads, as that would
   probably lead to duplicate non-cached delegation chain lookups).

   An additional concern is the address selection, which may, in some
   circumstances, prefer AAAA records over A records even when the node
   does not have any IPv6 connectivity [I-D.ietf-v6ops-v6onbydefault].
   In some cases, the implementation may attempt to connect or send a
   datagram on a physical link [I-D.ietf-v6ops-onlinkassumption],
   incurring very long protocol timeouts, instead of quickly failing
   back to IPv4.

   Now, we can consider the issues specific to each of the three
   possibilities:

   In the first case, the node performs a number of completely useless
   DNS lookups as it will not be able to use the returned AAAA records
   anyway.  (The only exception is where the application desires to know
   what's in the DNS, but not use the result for communication.)  One
   should be able to disable these unnecessary queries, for both latency
   and reliability reasons.  However, as IPv6 has not been enabled, the
   connections to IPv6 addresses fail immediately, and if the
   application is programmed properly, the application can fall
   gracefully back to IPv4 [RFC4038].

   The second case is similar to the first, except it happens to a
   smaller set of nodes when IPv6 has been enabled but connectivity has
   not been provided yet; similar considerations apply, with the
   exception that IPv6 records, when returned, will be actually tried
   first which may typically lead to long timeouts.

   The third case is a bit more complex: optimizing away the DNS lookups
   with only link-locals is probably safe (but may be desirable with
   different lookup services which getaddrinfo() may support), as the

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   link-locals are typically automatically generated when IPv6 is
   enabled, and do not indicate any form of IPv6 connectivity.  That is,
   performing DNS lookups only when a non-link-local address has been
   configured on any interface could be beneficial -- this would be an
   indication that either the address has been configured either from a
   router advertisement, DHCPv6 [RFC3315], or manually.  Each would
   indicate at least some form of IPv6 connectivity, even though there
   would not be guarantees of it.

   These issues should be analyzed at more depth, and the fixes found
   consensus on, perhaps in a separate document.

5.2.  Obtaining a List of DNS Recursive Resolvers

   In scenarios where DHCPv6 is available, a host can discover a list of
   DNS recursive resolvers through DHCPv6 "DNS Recursive Name Server"
   option [RFC3646].  This option can be passed to a host through a
   subset of DHCPv6 [RFC3736].

   The IETF is considering the development of alternative mechanisms for
   obtaining the list of DNS recursive name servers when DHCPv6 is
   unavailable or inappropriate.  No decision about taking on this
   development work has been reached as of this writing (Aug 2004)
   [I-D.ietf-dnsop-ipv6-dns-configuration].

   In scenarios where DHCPv6 is unavailable or inappropriate, mechanisms
   under consideration for development include the use of well-known
   addresses [I-D.ohta-preconfigured-dns] and the use of Router
   Advertisements to convey the information [I-D.jeong-dnsop-ipv6-dns-
   discovery].

   Note that even though IPv6 DNS resolver discovery is a recommended
   procedure, it is not required for dual-stack nodes in dual-stack
   networks as IPv6 DNS records can be queried over IPv4 as well as
   IPv6.  Obviously, nodes which are meant to function without manual
   configuration in IPv6-only networks must implement the DNS resolver
   discovery function.

5.3.  IPv6 Transport Guidelines for Resolvers

   As described in Section 1.3 and [RFC3901], the recursive resolvers
   should be IPv4-only or dual-stack to be able to reach any IPv4-only
   DNS server.  Note that this requirement is also fulfilled by an IPv6-
   only stub resolver pointing to a dual-stack recursive DNS resolver.

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6.  Considerations about Forward DNS Updating

   While the topic of how to enable updating the forward DNS, i.e., the
   mapping from names to the correct new addresses, is not specific to
   IPv6, it should be considered especially due to the advent of
   Stateless Address Autoconfiguration [RFC2462].

   Typically forward DNS updates are more manageable than doing them in
   the reverse DNS, because the updater can often be assumed to "own" a
   certain DNS name -- and we can create a form of security relationship
   with the DNS name and the node which is allowed to update it to point
   to a new address.

   A more complex form of DNS updates -- adding a whole new name into a
   DNS zone, instead of updating an existing name -- is considered out
   of scope for this memo as it could require zone-wide authentication.
   Adding a new name in the forward zone is a problem which is still
   being explored with IPv4, and IPv6 does not seem to add much new in
   that area.

6.1.  Manual or Custom DNS Updates

   The DNS mappings can also be maintained by hand, in a semi-automatic
   fashion or by running non-standardized protocols.  These are not
   considered at more length in this memo.

6.2.  Dynamic DNS

   Dynamic DNS updates (DDNS) [RFC2136] [RFC3007] is a standardized
   mechanism for dynamically updating the DNS.  It works equally well
   with stateless address autoconfiguration (SLAAC), DHCPv6 or manual
   address configuration.  It is important to consider how each of these
   behave if IP address-based authentication, instead of stronger
   mechanisms [RFC3007], was used in the updates.

   1.  manual addresses are static and can be configured

   2.  DHCPv6 addresses could be reasonably static or dynamic, depending
       on the deployment, and could or could not be configured on the
       DNS server for the long term

   3.  SLAAC addresses are typically stable for a long time, but could
       require work to be configured and maintained.

   As relying on IP addresses for Dynamic DNS is rather insecure at
   best, stronger authentication should always be used; however, this
   requires that the authorization keying will be explicitly configured
   using unspecified operational methods.

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   Note that with DHCP it is also possible that the DHCP server updates
   the DNS, not the host.  The host might only indicate in the DHCP
   exchange which hostname it would prefer, and the DHCP server would
   make the appropriate updates.  Nonetheless, while this makes setting
   up a secure channel between the updater and the DNS server easier, it
   does not help much with "content" security, i.e., whether the
   hostname was acceptable -- if the DNS server does not include
   policies, they must be included in the DHCP server (e.g., a regular
   host should not be able to state that its name is "www.example.com").
   DHCP-initiated DDNS updates have been extensively described in
   [I-D.ietf-dhc-ddns-resolution], [I-D.ietf-dhc-fqdn-option] and
   [I-D.ietf-dnsext-dhcid-rr].

   The nodes must somehow be configured with the information about the
   servers where they will attempt to update their addresses, sufficient
   security material for authenticating themselves to the server, and
   the hostname they will be updating.  Unless otherwise configured, the
   first could be obtained by looking up the authoritative name servers
   for the hostname; the second must be configured explicitly unless one
   chooses to trust the IP address-based authentication (not a good
   idea); and lastly, the nodename is typically pre-configured somehow
   on the node, e.g., at install time.

   Care should be observed when updating the addresses not to use longer
   TTLs for addresses than are preferred lifetimes for the addresses, so
   that if the node is renumbered in a managed fashion, the amount of
   stale DNS information is kept to the minimum.  That is, if the
   preferred lifetime of an address expires, the TTL of the record needs
   be modified unless it was already done before the expiration.  For
   better flexibility, the DNS TTL should be much shorter (e.g., a half
   or a third) than the lifetime of an address; that way, the node can
   start lowering the DNS TTL if it seems like the address has not been
   renewed/refreshed in a while.  Some discussion on how an
   administrator could manage the DNS TTL is included in [RFC4192]; this
   could be applied to (smart) hosts as well.

7.  Considerations about Reverse DNS Updating

   Updating the reverse DNS zone may be difficult because of the split
   authority over an address.  However, first we have to consider the
   applicability of reverse DNS in the first place.

7.1.  Applicability of Reverse DNS

   Today, some applications use reverse DNS to either look up some hints
   about the topological information associated with an address (e.g.
   resolving web server access logs), or as a weak form of a security

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   check, to get a feel whether the user's network administrator has
   "authorized" the use of the address (on the premises that adding a
   reverse record for an address would signal some form of
   authorization).

   One additional, maybe slightly more useful usage is ensuring that the
   reverse and forward DNS contents match (by looking up the pointer to
   the name by the IP address from the reverse tree, and ensuring that a
   record under the name in the forward tree points to the IP address)
   and correspond to a configured name or domain.  As a security check,
   it is typically accompanied by other mechanisms, such as a user/
   password login; the main purpose of the reverse+forward DNS check is
   to weed out the majority of unauthorized users, and if someone
   managed to bypass the checks, he would still need to authenticate
   "properly".

   It may also be desirable to store IPsec keying material corresponding
   to an IP address in the reverse DNS, as justified and described in
   [RFC4025].

   It is not clear whether it makes sense to require or recommend that
   reverse DNS records be updated.  In many cases, it would just make
   more sense to use proper mechanisms for security (or topological
   information lookup) in the first place.  At minimum, the applications
   which use it as a generic authorization (in the sense that a record
   exists at all) should be modified as soon as possible to avoid such
   lookups completely.

   The applicability is discussed at more length in [I-D.ietf-dnsop-
   inaddr-required].

7.2.  Manual or Custom DNS Updates

   Reverse DNS can of course be updated using manual or custom methods.
   These are not further described here, except for one special case.

   One way to deploy reverse DNS would be to use wildcard records, for
   example, by configuring one name for a subnet (/64) or a site (/48).
   As a concrete example, a site (or the site's ISP) could configure the
   reverses of the prefix 2001:db8:f00::/48 to point to one name using a
   wildcard record like "*.0.0.f.0.8.b.d.0.1.0.0.2.ip6.arpa.  IN PTR
   site.example.com."  Naturally, such a name could not be verified from
   the forward DNS, but would at least provide some form of "topological
   information" or "weak authorization" if that is really considered to
   be useful.  Note that this is not actually updating the DNS as such,
   as the whole point is to avoid DNS updates completely by manually
   configuring a generic name.

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7.3.  DDNS with Stateless Address Autoconfiguration

   Dynamic reverse DNS with SLAAC is simpler than forward DNS updates in
   some regard, while being more difficult in another, as described
   below.

   The address space administrator decides whether the hosts are trusted
   to update their reverse DNS records or not.  If they are trusted and
   deployed at the same site (e.g., not across the Internet), a simple
   address-based authorization is typically sufficient (i.e., check that
   the DNS update is done from the same IP address as the record being
   updated); stronger security can also be used [RFC3007].  If they
   aren't allowed to update the reverses, no update can occur.  However,
   such address-based update authorization operationally requires that
   ingress filtering [RFC3704] has been set up at the border of the site
   where the updates occur, and as close to the updater as possible.

   Address-based authorization is simpler with reverse DNS (as there is
   a connection between the record and the address) than with forward
   DNS.  However, when a stronger form of security is used, forward DNS
   updates are simpler to manage because the host can be assumed to have
   an association with the domain.  Note that the user may roam to
   different networks, and does not necessarily have any association
   with the owner of that address space -- so, assuming stronger form of
   authorization for reverse DNS updates than an address association is
   generally infeasible.

   Moreover, the reverse zones must be cleaned up by an unspecified
   janitorial process: the node does not typically know a priori that it
   will be disconnected, and cannot send a DNS update using the correct
   source address to remove a record.

   A problem with defining the clean-up process is that it is difficult
   to ensure that a specific IP address and the corresponding record are
   no longer being used.  Considering the huge address space, and the
   unlikelihood of collision within 64 bits of the interface
   identifiers, a process which would remove the record after no traffic
   has been seen from a node in a long period of time (e.g., a month or
   year) might be one possible approach.

   To insert or update the record, the node must discover the DNS server
   to send the update to somehow, similar to as discussed in
   Section 6.2.  One way to automate this is looking up the DNS server
   authoritative (e.g., through SOA record) for the IP address being
   updated, but the security material (unless the IP address-based
   authorization is trusted) must also be established by some other
   means.

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   One should note that Cryptographically Generated Addresses [RFC3972]
   (CGAs) may require a slightly different kind of treatment.  CGAs are
   addresses where the interface identifier is calculated from a public
   key, a modifier (used as a nonce), the subnet prefix, and other data.
   Depending on the usage profile, CGAs might or might not be changed
   periodically due to e.g., privacy reasons.  As the CGA address is not
   predicatable, a reverse record can only reasonably be inserted in the
   DNS by the node which generates the address.

7.4.  DDNS with DHCP

   With DHCPv4, the reverse DNS name is typically already inserted to
   the DNS that reflects to the name (e.g., "dhcp-67.example.com").  One
   can assume similar practice may become commonplace with DHCPv6 as
   well; all such mappings would be pre-configured, and would require no
   updating.

   If a more explicit control is required, similar considerations as
   with SLAAC apply, except for the fact that typically one must update
   a reverse DNS record instead of inserting one (if an address
   assignment policy that reassigns disused addresses is adopted) and
   updating a record seems like a slightly more difficult thing to
   secure.  However, it is yet uncertain how DHCPv6 is going to be used
   for address assignment.

   Note that when using DHCP, either the host or the DHCP server could
   perform the DNS updates; see the implications in Section 6.2.

   If disused addresses were to be reassigned, host-based DDNS reverse
   updates would need policy considerations for DNS record modification,
   as noted above.  On the other hand, if disused address were not to be
   assigned, host-based DNS reverse updates would have similar
   considerations as SLAAC in Section 7.3.  Server-based updates have
   similar properties except that the janitorial process could be
   integrated with DHCP address assignment.

7.5.  DDNS with Dynamic Prefix Delegation

   In cases where a prefix, instead of an address, is being used and
   updated, one should consider what is the location of the server where
   DDNS updates are made.  That is, where the DNS server is located:

   1.  At the same organization as the prefix delegator.

   2.  At the site where the prefixes are delegated to.  In this case,
       the authority of the DNS reverse zone corresponding to the
       delegated prefix is also delegated to the site.

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   3.  Elsewhere; this implies a relationship between the site and where
       DNS server is located, and such a relationship should be rather
       straightforward to secure as well.  Like in the previous case,
       the authority of the DNS reverse zone is also delegated.

   In the first case, managing the reverse DNS (delegation) is simpler
   as the DNS server and the prefix delegator are in the same
   administrative domain (as there is no need to delegate anything at
   all); alternatively, the prefix delegator might forgo DDNS reverse
   capability altogether, and use e.g., wildcard records (as described
   in Section 7.2).  In the other cases, it can be slighly more
   difficult, particularly as the site will have to configure the DNS
   server to be authoritative for the delegated reverse zone, implying
   automatic configuration of the DNS server -- as the prefix may be
   dynamic.

   Managing the DDNS reverse updates is typically simple in the second
   case, as the updated server is located at the local site, and
   arguably IP address-based authentication could be sufficient (or if
   not, setting up security relationships would be simpler).  As there
   is an explicit (security) relationship between the parties in the
   third case, setting up the security relationships to allow reverse
   DDNS updates should be rather straightforward as well (but IP
   address-based authentication might not be acceptable).  In the first
   case, however, setting up and managing such relationships might be a
   lot more difficult.

8.  Miscellaneous DNS Considerations

   This section describes miscellaneous considerations about DNS which
   seem related to IPv6, for which no better place has been found in
   this document.

8.1.  NAT-PT with DNS-ALG

   The DNS-ALG component of NAT-PT mangles A records to look like AAAA
   records to the IPv6-only nodes.  Numerous problems have been
   identified with DNS-ALG [I-D.ietf-v6ops-natpt-to-exprmntl].  This is
   a strong reason not to use NAT-PT in the first place.

8.2.  Renumbering Procedures and Applications' Use of DNS

   One of the most difficult problems of systematic IP address
   renumbering procedures [RFC4192] is that an application which looks
   up a DNS name disregards information such as TTL, and uses the result
   obtained from DNS as long as it happens to be stored in the memory of
   the application.  For applications which run for a long time, this

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   could be days, weeks or even months; some applications may be clever
   enough to organize the data structures and functions in such a manner
   that look-ups get refreshed now and then.

   While the issue appears to have a clear solution, "fix the
   applications", practically this is not reasonable immediate advice;
   the TTL information is not typically available in the APIs and
   libraries (so, the advice becomes "fix the applications, APIs and
   libraries"), and a lot more analysis is needed on how to practically
   go about to achieve the ultimate goal of avoiding using the names
   longer than expected.

9.  Acknowledgements

   Some recommendations (Section 4.3, Section 5.1) about IPv6 service
   provisioning were moved here from [RFC4213] by Erik Nordmark and Bob
   Gilligan.  Havard Eidnes and Michael Patton provided useful feedback
   and improvements.  Scott Rose, Rob Austein, Masataka Ohta, and Mark
   Andrews helped in clarifying the issues regarding additional data and
   the use of TTL.  Jefsey Morfin, Ralph Droms, Peter Koch, Jinmei
   Tatuya, Iljitsch van Beijnum, Edward Lewis, and Rob Austein provided
   useful feedback during the WG last call.  Thomas Narten provided
   extensive feedback during the IESG evaluation.

10.  IANA Considerations

   This memo includes no request to IANA.

11.  Security Considerations

   This document reviews the operational procedures for IPv6 DNS
   operations and does not have security considerations in itself.

   However, it is worth noting that in particular with Dynamic DNS
   Updates, security models based on the source address validation are
   very weak and cannot be recommended -- they could only be considered
   in the environments where ingress filtering [RFC3704] has been
   deployed.  On the other hand, it should be noted that setting up an
   authorization mechanism (e.g., a shared secret, or public-private
   keys) between a node and the DNS server has to be done manually, and
   may require quite a bit of time and expertise.

   To re-emphasize what was already stated, the reverse+forward DNS
   check provides very weak security at best, and the only
   (questionable) security-related use for them may be in conjunction

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   with other mechanisms when authenticating a user.

12.  References

12.1.  Normative References

   [I-D.ietf-dnsop-ipv6-dns-configuration]
              Jeong, J., "IPv6 Host Configuration of DNS Server
              Information Approaches",
              draft-ietf-dnsop-ipv6-dns-configuration-06 (work in
              progress), May 2005.

   [RFC1034]  Mockapetris, P., "Domain names - concepts and facilities",
              STD 13, RFC 1034, November 1987.

   [RFC2136]  Vixie, P., Thomson, S., Rekhter, Y., and J. Bound,
              "Dynamic Updates in the Domain Name System (DNS UPDATE)",
              RFC 2136, April 1997.

   [RFC2181]  Elz, R. and R. Bush, "Clarifications to the DNS
              Specification", RFC 2181, July 1997.

   [RFC2182]  Elz, R., Bush, R., Bradner, S., and M. Patton, "Selection
              and Operation of Secondary DNS Servers", BCP 16, RFC 2182,
              July 1997.

   [RFC2462]  Thomson, S. and T. Narten, "IPv6 Stateless Address
              Autoconfiguration", RFC 2462, December 1998.

   [RFC2671]  Vixie, P., "Extension Mechanisms for DNS (EDNS0)",
              RFC 2671, August 1999.

   [RFC2821]  Klensin, J., "Simple Mail Transfer Protocol", RFC 2821,
              April 2001.

   [RFC3007]  Wellington, B., "Secure Domain Name System (DNS) Dynamic
              Update", RFC 3007, November 2000.

   [RFC3041]  Narten, T. and R. Draves, "Privacy Extensions for
              Stateless Address Autoconfiguration in IPv6", RFC 3041,
              January 2001.

   [RFC3056]  Carpenter, B. and K. Moore, "Connection of IPv6 Domains
              via IPv4 Clouds", RFC 3056, February 2001.

   [RFC3152]  Bush, R., "Delegation of IP6.ARPA", BCP 49, RFC 3152,
              August 2001.

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   [RFC3315]  Droms, R., Bound, J., Volz, B., Lemon, T., Perkins, C.,
              and M. Carney, "Dynamic Host Configuration Protocol for
              IPv6 (DHCPv6)", RFC 3315, July 2003.

   [RFC3363]  Bush, R., Durand, A., Fink, B., Gudmundsson, O., and T.
              Hain, "Representing Internet Protocol version 6 (IPv6)
              Addresses in the Domain Name System (DNS)", RFC 3363,
              August 2002.

   [RFC3364]  Austein, R., "Tradeoffs in Domain Name System (DNS)
              Support for Internet Protocol version 6 (IPv6)", RFC 3364,
              August 2002.

   [RFC3513]  Hinden, R. and S. Deering, "Internet Protocol Version 6
              (IPv6) Addressing Architecture", RFC 3513, April 2003.

   [RFC3596]  Thomson, S., Huitema, C., Ksinant, V., and M. Souissi,
              "DNS Extensions to Support IP Version 6", RFC 3596,
              October 2003.

   [RFC3646]  Droms, R., "DNS Configuration options for Dynamic Host
              Configuration Protocol for IPv6 (DHCPv6)", RFC 3646,
              December 2003.

   [RFC3736]  Droms, R., "Stateless Dynamic Host Configuration Protocol
              (DHCP) Service for IPv6", RFC 3736, April 2004.

   [RFC3879]  Huitema, C. and B. Carpenter, "Deprecating Site Local
              Addresses", RFC 3879, September 2004.

   [RFC3901]  Durand, A. and J. Ihren, "DNS IPv6 Transport Operational
              Guidelines", BCP 91, RFC 3901, September 2004.

   [RFC4038]  Shin, M-K., Hong, Y-G., Hagino, J., Savola, P., and E.
              Castro, "Application Aspects of IPv6 Transition",
              RFC 4038, March 2005.

   [RFC4074]  Morishita, Y. and T. Jinmei, "Common Misbehavior Against
              DNS Queries for IPv6 Addresses", RFC 4074, May 2005.

   [RFC4192]  Baker, F., Lear, E., and R. Droms, "Procedures for
              Renumbering an IPv6 Network without a Flag Day", RFC 4192,
              September 2005.

   [RFC4193]  Hinden, R. and B. Haberman, "Unique Local IPv6 Unicast
              Addresses", RFC 4193, October 2005.

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12.2.  Informative References

   [I-D.durand-dnsop-dont-publish]
              Durand, A. and T. Chown, "To publish, or not to publish,
              that is the question.", draft-durand-dnsop-dont-publish-00
              (work in progress), February 2005.

   [I-D.huitema-v6ops-teredo]
              Huitema, C., "Teredo: Tunneling IPv6 over UDP through
              NATs", draft-huitema-v6ops-teredo-05 (work in progress),
              April 2005.

   [I-D.huston-6to4-reverse-dns]
              Huston, G., "6to4 Reverse DNS Delegation",
              draft-huston-6to4-reverse-dns-03 (work in progress),
              October 2004.

   [I-D.ietf-dhc-ddns-resolution]
              Stapp, M. and B. Volz, "Resolution of FQDN Conflicts among
              DHCP Clients", draft-ietf-dhc-ddns-resolution-10 (work in
              progress), September 2005.

   [I-D.ietf-dhc-fqdn-option]
              Stapp, M., "The DHCP Client FQDN Option",
              draft-ietf-dhc-fqdn-option-11 (work in progress),
              September 2005.

   [I-D.ietf-dnsext-dhcid-rr]
              Stapp, M., "A DNS RR for Encoding DHCP Information (DHCID
              RR)", draft-ietf-dnsext-dhcid-rr-10 (work in progress),
              September 2005.

   [I-D.ietf-dnsop-bad-dns-res]
              Larson, M. and P. Barber, "Observed DNS Resolution
              Misbehavior", draft-ietf-dnsop-bad-dns-res-04 (work in
              progress), July 2005.

   [I-D.ietf-dnsop-inaddr-required]
              Senie, D., "Encouraging the use of DNS IN-ADDR Mapping",
              draft-ietf-dnsop-inaddr-required-07 (work in progress),
              August 2005.

   [I-D.ietf-v6ops-natpt-to-exprmntl]
              Aoun, C. and E. Davies, "Reasons to Move NAT-PT to
              Experimental", draft-ietf-v6ops-natpt-to-exprmntl-02 (work
              in progress), October 2005.

   [I-D.ietf-v6ops-onlinkassumption]

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              Roy, S., "IPv6 Neighbor Discovery On-Link Assumption
              Considered Harmful", draft-ietf-v6ops-onlinkassumption-03
              (work in progress), May 2005.

   [I-D.ietf-v6ops-v6onbydefault]
              Roy, S., Durand, A., and J. Paugh, "Issues with Dual Stack
              IPv6 on by Default", draft-ietf-v6ops-v6onbydefault-03
              (work in progress), July 2004.

   [I-D.jeong-dnsop-ipv6-dns-discovery]
              Jeong, J., "IPv6 Router Advertisement Option for DNS
              Configuration", draft-jeong-dnsop-ipv6-dns-discovery-05
              (work in progress), July 2005.

   [I-D.ohta-preconfigured-dns]
              Ohta, M., "Preconfigured DNS Server Addresses",
              draft-ohta-preconfigured-dns-01 (work in progress),
              February 2004.

   [RFC2766]  Tsirtsis, G. and P. Srisuresh, "Network Address
              Translation - Protocol Translation (NAT-PT)", RFC 2766,
              February 2000.

   [RFC2782]  Gulbrandsen, A., Vixie, P., and L. Esibov, "A DNS RR for
              specifying the location of services (DNS SRV)", RFC 2782,
              February 2000.

   [RFC2826]  Internet Architecture Board, "IAB Technical Comment on the
              Unique DNS Root", RFC 2826, May 2000.

   [RFC3704]  Baker, F. and P. Savola, "Ingress Filtering for Multihomed
              Networks", BCP 84, RFC 3704, March 2004.

   [RFC3972]  Aura, T., "Cryptographically Generated Addresses (CGA)",
              RFC 3972, March 2005.

   [RFC4025]  Richardson, M., "A Method for Storing IPsec Keying
              Material in DNS", RFC 4025, March 2005.

   [RFC4213]  Nordmark, E. and R. Gilligan, "Basic Transition Mechanisms
              for IPv6 Hosts and Routers", RFC 4213, October 2005.

   [RFC4215]  Wiljakka, J., "Analysis on IPv6 Transition in Third
              Generation Partnership Project (3GPP) Networks", RFC 4215,
              October 2005.

   [TC-TEST]  Jinmei, T., "Thread "RFC2181 section 9.1: TC bit handling
              and additional data" on DNSEXT mailing list, Message-Id:

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              y7vek9j9hyo.wl%jinmei@isl.rdc.toshiba.co.jp", August
              1st 2005, <http://ops.ietf.org/lists/namedroppers/
              namedroppers.2005/msg01102.html>.

Appendix A.  Unique Local Addressing Considerations for DNS

   Unique local addresses [RFC4193] have replaced the now-deprecated
   site-local addresses [RFC3879].  From the perspective of the DNS, the
   locally generated unique local addresses (LUL) and site-local
   addresses have similar properties.

   The interactions with DNS come in two flavors: forward and reverse
   DNS.

   To actually use local addresses within a site, this implies the
   deployment of a "split-faced" or a fragmented DNS name space, for the
   zones internal to the site, and the outsiders' view to it.  The
   procedures to achieve this are not elaborated here.  The implication
   is that local addresses must not be published in the public DNS.

   To faciliate reverse DNS (if desired) with local addresses, the stub
   resolvers must look for DNS information from the local DNS servers,
   not e.g. starting from the root servers, so that the local
   information may be provided locally.  Note that the experience of
   private addresses in IPv4 has shown that the root servers get loaded
   for requests for private address lookups in any case.  This
   requirement is discussed in [RFC4193].

Appendix B.  Behaviour of Additional Data in IPv4/IPv6 Environments

   DNS responses do not always fit in a single UDP packet.  We'll
   examine the cases which happen when this is due to too much data in
   the Additional Section.

B.1.  Description of Additional Data Scenarios

   There are two kinds of additional data:

   1.  "critical" additional data; this must be included in all
       scenarios, with all the RRsets, and

   2.  "courtesy" additional data; this could be sent in full, with only
       a few RRsets, or with no RRsets, and can be fetched separately as
       well, but at the cost of additional queries.

   The responding server can algorithmically determine which type the

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   additional data is by checking whether it's at or below a zone cut.

   Only those additional data records (even if sometimes carelessly
   termed "glue") are considered "critical" or real "glue" if and only
   if they meet the abovementioned condition, as specified in Section
   4.2.1 of [RFC1034].

   Remember that resource record sets (RRsets) are never "broken up", so
   if a name has 4 A records and 5 AAAA records, you can either return
   all 9, all 4 A records, all 5 AAAA records or nothing.  In
   particular, notice that for the "critical" additional data getting
   all the RRsets can be critical.

   In particular, [RFC2181] specifies (in Section 9) that:

   a.  if all the "critical" RRsets do not fit, the sender should set
       the TC bit, and the recipient should discard the whole response
       and retry using mechanism allowing larger responses such as TCP.

   b.  "courtesy" additional data should not cause the setting of TC
       bit, but instead all the non-fitting additional data RRsets
       should be removed.

   An example of the "courtesy" additional data is A/AAAA records in
   conjunction with MX records as shown in Section 4.4; an example of
   the "critical" additional data is shown below (where getting both the
   A and AAAA RRsets is critical w.r.t. to the NS RR):

      child.example.com.    IN   NS ns.child.example.com.
      ns.child.example.com. IN    A 192.0.2.1
      ns.child.example.com. IN AAAA 2001:db8::1

   When there is too much "courtesy" additional data, at least the non-
   fitting RRsets should be removed [RFC2181]; however, as the
   additional data is not critical, even all of it could be safely
   removed.

   When there is too much "critical" additional data, TC bit will have
   to be set, and the recipient should ignore the response and retry
   using TCP; if some data were to be left in the UDP response, the
   issue is which data could be retained.

   However, the practise may differ from the specification.  Testing and
   code analysis of 3 recent implementations [TC-TEST] confirm this.
   None of the tested implementations have a strict separation of
   critical and courtesy additional data, while some forms of additional
   data may be treated preferably.  All the implementations remove some
   (critical or courtesy) additional data RRsets without setting TC bit

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   if the response would not otherwise fit.

   Failing to discard the response with TC bit or omitting critical
   information but not setting TC bit lead to an unrecoverable problem.
   Omitting only some of the RRsets if all would not fit (but not
   setting TC bit) leads to a performance problem.  These are discussed
   in the next two subsections.

B.2.  Which Additional Data to Keep, If Any?

   If the implementation decides to keep as much data (whether
   "critical" or "courtesy") as possible in the UDP responses, it might
   be tempting to use the transport of the DNS query as a hint in either
   of these cases: return the AAAA records if the query was done over
   IPv6, or return the A records if the query was done over IPv4.
   However, this breaks the model of independence of DNS transport and
   resource records, as noted in Section 1.2.

   With courtesy additional data, as long as enough RRsets will be
   removed so that TC will not be set, it is allowed to send as many
   complete RRsets as the implementations prefers.  However, the
   implementations are also free to omit all such RRsets, even if
   complete.  Omitting all the RRsets (when removing only some would
   suffice) may create a performance penalty, whereby the client may
   need to issue one or more additional queries to obtain necessary
   and/or consistent information.

   With critical additional data, the alternatives are either returning
   nothing (and absolutely requiring a retry with TCP) or returning
   something (working also in the case if the recipient does not discard
   the response and retry using TCP) in addition to setting the TC bit.
   If the process for selecting "something" from the critical data would
   otherwise be practically "flipping the coin" between A and AAAA
   records, it could be argued that if one looked at the transport of
   the query, it would have a larger possibility of being right than
   just 50/50.  In other words, if the returned critical additional data
   would have to be selected somehow, using something more sophisticated
   than a random process would seem justifiable.

   That is, leaving in some intelligently selected critical additional
   data is a tradeoff between creating an optimization for those
   resolvers which ignore the "should discard" recommendation, and
   causing a protocol problem by propagating inconsistent information
   about "critical" records in the caches.

   Similarly, leaving in the complete courtesy additional data RRsets
   instead of removing all the RRsets is a performance tradeoff as
   described in the next section.

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B.3.  Discussion of the Potential Problems

   As noted above, the temptation for omitting only some of the
   additional data could be problematic.  This is discussed more below.

   For courtesy additional data, this causes a potential performance
   problem as this requires that the clients issue re-queries for the
   potentially omitted RRsets.  For critical additional data, this
   causes a potential unrecoverable problem if the response is not
   discarded and the query not re-tried with TCP, as the nameservers
   might be reachable only through the omitted RRsets.

   If an implementation would look at the transport used for the query,
   it is worth remembering that often the host using the records is
   different from the node requesting them from the authoritative DNS
   server (or even a caching resolver).  So, whichever version the
   requestor (e.g., a recursive server in the middle) uses makes no
   difference to the ultimate user of the records, whose transport
   capabilities might differ from those of the requestor.  This might
   result in e.g., inappropriately returning A records to an IPv6-only
   node, going through a translation, or opening up another IP-level
   session (e.g., a PDP context [RFC4215]).  Therefore, at least in many
   scenarios, it would be very useful if the information returned would
   be consistent and complete -- or if that is not feasible, return no
   misleading information but rather leave it to the client to query
   again.

   The problem of too much additional data seems to be an operational
   one: the zone administrator entering too many records which will be
   returned either truncated (or missing some RRsets, depending on
   implementations) to the users.  A protocol fix for this is using
   EDNS0 [RFC2671] to signal the capacity for larger UDP packet sizes,
   pushing up the relevant threshold.  Further, DNS server
   implementations should rather omit courtesy additional data
   completely rather than including only some RRsets [RFC2181].  An
   operational fix for this is having the DNS server implementations
   return a warning when the administrators create zones which would
   result in too much additional data being returned.  Further, DNS
   server implementations should warn of or disallow such zone
   configurations which are recursive or otherwise difficult to manage
   by the protocol.

   Additionally, to avoid the case where an application would not get an
   address at all due to some of courtesy additional data being omitted,
   the resolvers should be able to query the specific records of the
   desired protocol, not just rely on getting all the required RRsets in
   the additional section.

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Authors' Addresses

   Alain Durand
   Comcast
   150 Market st
   Philadelphia, PA  19102
   USA

   Email: Alain_Durand@cable.comcast.com

   Johan Ihren
   Autonomica
   Bellmansgatan 30
   SE-118 47 Stockholm
   Sweden

   Email: johani@autonomica.se

   Pekka Savola
   CSC/FUNET
   Espoo
   Finland

   Email: psavola@funet.fi

Full Copyright Statement

   Copyright (C) The Internet Society (2005).

   This document is subject to the rights, licenses and restrictions
   contained in BCP 78, and except as set forth therein, the authors
   retain all their rights.

   This document and the information contained herein are provided on an
   "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS
   OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE INTERNET
   ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED,
   INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE
   INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED
   WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

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Intellectual Property

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Acknowledgment

   Funding for the RFC Editor function is currently provided by the
   Internet Society.

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