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Bootstrapping WebSockets with HTTP/2
draft-ietf-httpbis-h2-websockets-06

The information below is for an old version of the document.
Document Type
This is an older version of an Internet-Draft that was ultimately published as RFC 8441.
Author Patrick McManus
Last updated 2018-06-07 (Latest revision 2018-06-01)
Replaces draft-mcmanus-httpbis-h2-websockets
RFC stream Internet Engineering Task Force (IETF)
Formats
Reviews
Additional resources Mailing list discussion
Stream WG state Submitted to IESG for Publication
Document shepherd Mark Nottingham
Shepherd write-up Show Last changed 2018-05-07
IESG IESG state Became RFC 8441 (Proposed Standard)
Consensus boilerplate Yes
Telechat date (None)
Responsible AD Alexey Melnikov
Send notices to Mark Nottingham <mnot@mnot.net>
IANA IANA review state IANA OK - Actions Needed
draft-ietf-httpbis-h2-websockets-06
HTTP                                                          P. McManus
Internet-Draft                                                   Mozilla
Updates: 6455 (if approved)                                 May 31, 2018
Intended status: Standards Track
Expires: December 2, 2018

                  Bootstrapping WebSockets with HTTP/2
                  draft-ietf-httpbis-h2-websockets-06

Abstract

   This document defines a mechanism for running the WebSocket Protocol
   (RFC 6455) over a single stream of an HTTP/2 connection.

Status of This Memo

   This Internet-Draft is submitted in full conformance with the
   provisions of BCP 78 and BCP 79.

   Internet-Drafts are working documents of the Internet Engineering
   Task Force (IETF).  Note that other groups may also distribute
   working documents as Internet-Drafts.  The list of current Internet-
   Drafts is at https://datatracker.ietf.org/drafts/current/.

   Internet-Drafts are draft documents valid for a maximum of six months
   and may be updated, replaced, or obsoleted by other documents at any
   time.  It is inappropriate to use Internet-Drafts as reference
   material or to cite them other than as "work in progress."

   This Internet-Draft will expire on December 2, 2018.

Copyright Notice

   Copyright (c) 2018 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

   This document is subject to BCP 78 and the IETF Trust's Legal
   Provisions Relating to IETF Documents
   (https://trustee.ietf.org/license-info) in effect on the date of
   publication of this document.  Please review these documents
   carefully, as they describe your rights and restrictions with respect
   to this document.  Code Components extracted from this document must
   include Simplified BSD License text as described in Section 4.e of
   the Trust Legal Provisions and are provided without warranty as
   described in the Simplified BSD License.

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Table of Contents

   1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . .   2
   2.  Terminology . . . . . . . . . . . . . . . . . . . . . . . . .   3
   3.  The SETTINGS_ENABLE_CONNECT_PROTOCOL SETTINGS Parameter . . .   3
   4.  The Extended CONNECT Method . . . . . . . . . . . . . . . . .   4
   5.  Using Extended CONNECT To Bootstrap the WebSocket Protocol  .   4
     5.1.  Example . . . . . . . . . . . . . . . . . . . . . . . . .   5
   6.  Design Considerations . . . . . . . . . . . . . . . . . . . .   6
   7.  About Intermediaries  . . . . . . . . . . . . . . . . . . . .   6
   8.  Security Considerations . . . . . . . . . . . . . . . . . . .   7
   9.  IANA Considerations . . . . . . . . . . . . . . . . . . . . .   7
   10. References  . . . . . . . . . . . . . . . . . . . . . . . . .   7
     10.1.  Normative References . . . . . . . . . . . . . . . . . .   7
     10.2.  URIs . . . . . . . . . . . . . . . . . . . . . . . . . .   8
   Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . .   8
   Author's Address  . . . . . . . . . . . . . . . . . . . . . . . .   8

1.  Introduction

   The Hypertext Transfer Protocol (HTTP) [RFC7230] provides compatible
   resource-level semantics across different versions but it does not
   offer compatibility at the connection management level.  Other
   protocols, such as WebSockets, that rely on connection management
   details of HTTP must be updated for new versions of HTTP.

   The WebSocket Protocol [RFC6455] uses the HTTP/1.1 Upgrade mechanism
   (Section 6.7 of [RFC7230]) to transition a TCP connection from HTTP
   into a WebSocket connection.  A different approach must be taken with
   HTTP/2 [RFC7540].  HTTP/2 does not allow connection-wide headers and
   status codes such as the Upgrade and Connection request headers or
   the 101 response code due to its multiplexing nature.  These are all
   required by the [RFC6455] opening handshake.

   Being able to bootstrap WebSockets from HTTP/2 allows one TCP
   connection to be shared by both protocols and extends HTTP/2's more
   efficient use of the network to WebSockets.

   This document extends the HTTP CONNECT method (as specified for
   HTTP/2 in Section 8.3 of [RFC7540]).  The extension allows the
   substitution of a new protocol name to connect to rather than the
   external host normally used by CONNECT.  The result is a tunnel on a
   single HTTP/2 stream that can carry data for WebSockets (or any other
   protocol).  The other streams on the connection may carry more
   extended CONNECT tunnels, traditional HTTP/2 data, or a mixture of
   both.

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   This tunneled stream will be multiplexed with other regular streams
   on the connection and enjoys the normal priority, cancellation, and
   flow control features of HTTP/2.

   Streams that successfully establish a WebSocket connection using a
   tunneled stream and the modifications to the opening handshake
   defined in this document then use the traditional WebSocket Protocol,
   treating the stream as if were the TCP connection in that
   specification.

2.  Terminology

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
   "OPTIONAL" in this document are to be interpreted as described in BCP
   14 [RFC2119] [RFC8174] when, and only when, they appear in all
   capitals, as shown here.

3.  The SETTINGS_ENABLE_CONNECT_PROTOCOL SETTINGS Parameter

   This document adds a new SETTINGS Parameter to those defined by
   [RFC7540], Section 6.5.2.

   The new parameter name is SETTINGS_ENABLE_CONNECT_PROTOCOL.  The
   value of the parameter MUST be 0 or 1.

   Upon receipt of SETTINGS_ENABLE_CONNECT_PROTOCOL with a value of 1, a
   client MAY use the Extended CONNECT definition of this document when
   creating new streams.  Receipt of this parameter by a server does not
   have any impact.

   A sender MUST NOT send a SETTINGS_ENABLE_CONNECT_PROTOCOL parameter
   with the value of 0 after previously sending a value of 1.

   The use of a SETTINGS Parameter to opt-in to an otherwise
   incompatible protocol change is a use of "Extending HTTP/2" defined
   by Section 5.5 of [RFC7540].  Specifically, the addition a new
   pseudo-header ":protocol" and the change in meaning of the
   ":authority" pseudo-header in Section 4 require opt-in negotiation.
   If a client were to use the provisions of the extended CONNECT method
   defined in this document without first receiving a
   SETTINGS_ENABLE_CONNECT_PROTOCOL parameter, a non-supporting peer
   would detect a malformed request and generate a stream error
   (Section 8.1.2.6 of [RFC7540]).

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4.  The Extended CONNECT Method

   Usage of the CONNECT method in HTTP/2 is defined by Section 8.3 of
   [RFC7540].  This extension modifies the method in the following ways:

   o  A new pseudo-header :protocol MAY be included on request HEADERS
      indicating the desired protocol to be spoken on the tunnel created
      by CONNECT.  The pseudo-header is single valued and contains a
      value from the HTTP Upgrade Token Registry located at
      https://www.iana.org/assignments/http-upgrade-tokens/http-upgrade-
      tokens.xhtml [1].

   o  On requests bearing the :protocol pseudo-header, the :scheme and
      :path pseudo-header fields MUST be included.

   o  On requests bearing the :protocol pseudo-header, the :authority
      pseudo-header field is interpreted according to Section 8.1.2.3 of
      [RFC7540] instead of Section 8.3 of [RFC7540].  In particular the
      server MUST NOT make a new TCP connection to the host and port
      indicated by the :authority.

   Upon receiving a CONNECT request bearing the :protocol pseudo-header
   the server establishes a tunnel to another service of the protocol
   type indicated by the pseudo-header.  This service may or may not be
   co-located with the server.

5.  Using Extended CONNECT To Bootstrap the WebSocket Protocol

   The pseudo-header :protocol MUST be included in the CONNECT request
   and it MUST have a value of "websocket" to initiate a WebSocket
   connection on an HTTP/2 stream.  Other HTTP request and response
   headers, such as those for manipulating cookies, may be included in
   the HEADERS with the CONNECT method as usual.  This request replaces
   the GET-based request in [RFC6455] and is used to process the
   WebSockets opening handshake.

   The scheme of the Target URI (Section 5.1 of [RFC7230]) MUST be
   "https" for "wss" schemed WebSockets and "http" for "ws" schemed
   WebSockets.  The websocket URI is still used for proxy
   autoconfiguration.

   [RFC6455] requires the use of Connection and Upgrade headers that are
   not part of HTTP/2.  They MUST NOT be included in the CONNECT request
   defined here.

   [RFC6455] requires the use of a Host header which is also not part of
   HTTP/2.  The Host information is conveyed as part of the :authority
   pseudo-header which is required on every HTTP/2 transaction.

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   Implementations using this extended CONNECT to bootstrap WebSockets
   do not do the processing of the [RFC6455] Sec-WebSocket-Key and Sec-
   WebSocket-Accept headers as that functionality has been superseded by
   the :protocol pseudo-header.

   The Origin [RFC6454], Sec-WebSocket-Version, Sec-WebSocket-Protocol,
   and Sec-WebSocket-Extensions headers are used on the CONNECT request
   and response headers in the same way as defined in [RFC6455].  Note
   that HTTP/1 header names were case-insensitive and HTTP/2 requires
   they be encoded as lower case.

   After successfully processing the opening handshake, the peers should
   proceed with the WebSocket Protocol [RFC6455] using the HTTP/2 stream
   from the CONNECT transaction as if it were the TCP connection
   referred to in [RFC6455].  The state of the WebSocket connection at
   this point is OPEN as defined by [RFC6455], Section 4.1.

   The HTTP/2 stream closure is also analogous to the TCP connection of
   [RFC6455].  Orderly TCP level closures are represented as END_STREAM
   ([RFC7540], Section 6.1) flags and RST exceptions are represented
   with the RST_STREAM ([RFC7540], Section 6.4) frame with the CANCEL
   ([RFC7540], Section 7) error code.

5.1.  Example

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[[ From Client ]]                       [[ From Server ]]

                                        SETTINGS
                                        SETTINGS_ENABLE_CONNECT_[..] = 1

HEADERS + END_HEADERS
:method = CONNECT
:protocol = websocket
:scheme = https
:path = /chat
:authority = server.example.com
sec-websocket-protocol = chat, superchat
sec-websocket-extensions = permessage-deflate
sec-websocket-version = 13
origin = http://www.example.com

                                        HEADERS + END_HEADERS
                                        :status = 200
                                        sec-websocket-protocol = chat

DATA
WebSocket Data

                                        DATA + END_STREAM
                                        WebSocket Data

DATA + END_STREAM
WebSocket Data

6.  Design Considerations

   A more native integration with HTTP/2 is certainly possible with
   larger additions to HTTP/2.  This design was selected to minimize the
   solution complexity while still addressing the primary concern of
   running HTTP/2 and WebSockets concurrently.

7.  About Intermediaries

   This document does not change how WebSockets interacts with HTTP
   forward proxies.  If a client wishing to speak WebSockets connects
   via HTTP/2 to an HTTP proxy it should continue to use a traditional
   (i.e. not with a :protocol pseudo-header) CONNECT to tunnel through
   that proxy to the WebSocket server via HTTP.

   The resulting version of HTTP on that tunnel determines whether
   WebSockets is initiated directly or via a modified CONNECT request
   described in this document.

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8.  Security Considerations

   [RFC6455] ensures that non-WebSockets clients, especially
   XMLHttpRequest based clients, cannot make a WebSocket connection.
   Its primary mechanism for doing that is the use of Sec- prefixed
   request headers that cannot be created by XMLHttpRequest-based
   clients.  This specification addresses that concern in two ways:

   o  XMLHttpRequest also prohibits use of the CONNECT method in
      addition to Sec- prefixed request headers.

   o  The use of a pseudo-header is something that is connection
      specific and HTTP/2 does not ever allow to be created outside of
      the protocol stack.

9.  IANA Considerations

   This document establishes an entry for the HTTP/2 Settings Registry
   that was established by Section 11.3 of [RFC7540].

   Name: SETTINGS_ENABLE_CONNECT_PROTOCOL

   Code: 0x8

   Initial Value: 0

   Specification: This document

10.  References

10.1.  Normative References

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119,
              DOI 10.17487/RFC2119, March 1997,
              <https://www.rfc-editor.org/info/rfc2119>.

   [RFC6454]  Barth, A., "The Web Origin Concept", RFC 6454,
              DOI 10.17487/RFC6454, December 2011,
              <https://www.rfc-editor.org/info/rfc6454>.

   [RFC6455]  Fette, I. and A. Melnikov, "The WebSocket Protocol",
              RFC 6455, DOI 10.17487/RFC6455, December 2011,
              <https://www.rfc-editor.org/info/rfc6455>.

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   [RFC7230]  Fielding, R., Ed. and J. Reschke, Ed., "Hypertext Transfer
              Protocol (HTTP/1.1): Message Syntax and Routing",
              RFC 7230, DOI 10.17487/RFC7230, June 2014,
              <https://www.rfc-editor.org/info/rfc7230>.

   [RFC7540]  Belshe, M., Peon, R., and M. Thomson, Ed., "Hypertext
              Transfer Protocol Version 2 (HTTP/2)", RFC 7540,
              DOI 10.17487/RFC7540, May 2015,
              <https://www.rfc-editor.org/info/rfc7540>.

   [RFC8174]  Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
              2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
              May 2017, <https://www.rfc-editor.org/info/rfc8174>.

10.2.  URIs

   [1] https://www.iana.org/assignments/http-upgrade-tokens/http-
       upgrade-tokens.xhtml

Acknowledgments

   The 2017 HTTP Workshop had a very productive discussion that helped
   determine the key problem and acceptable level of solution
   complexity.

Author's Address

   Patrick McManus
   Mozilla

   Email: mcmanus@ducksong.com

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