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Flow Selection Techniques
draft-ietf-ipfix-flow-selection-tech-12

The information below is for an old version of the document.
Document Type
This is an older version of an Internet-Draft that was ultimately published as RFC 7014.
Authors Salvatore D'Antonio , Tanja Zseby , Christian Henke , Lorenzo Peluso
Last updated 2012-10-04 (Latest revision 2012-09-24)
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Responsible AD Benoît Claise
Send notices to ipfix-chairs@tools.ietf.org, draft-ietf-ipfix-flow-selection-tech@tools.ietf.org
draft-ietf-ipfix-flow-selection-tech-12
Internet Engineering Task Force                             S. D'Antonio
Internet-Draft                                      University of Napoli
Intended status: Standards Track                            "Parthenope"
Expires: March 28, 2013                                         T. Zseby
                                                         CAIDA/FhG FOKUS
                                                                C. Henke
                                          Tektronix Communication Berlin
                                                               L. Peluso
                                                    University of Napoli
                                                      September 24, 2012

                       Flow Selection Techniques
              draft-ietf-ipfix-flow-selection-tech-12.txt

Abstract

   Flow selection is the process of selecting a subset of Flows from all
   observed Flows.  The Intermediate Flow Selection Process may be
   located at an IPFIX Exporter, Collector, or within an IPFIX Mediator.
   Flow selection reduces the effort of post-processing Flow data and
   transferring Flow Records.  This document describes motivations for
   Flow selection and presents Flow selection techniques.  It provides
   an information model for configuring Flow selection techniques and
   discusses what information about an Intermediate Flow Selection
   Process should be exported.

Requirements Language

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
   document are to be interpreted as described in RFC 2119 [RFC2119].

Status of this Memo

   This Internet-Draft is submitted in full conformance with the
   provisions of BCP 78 and BCP 79.

   Internet-Drafts are working documents of the Internet Engineering
   Task Force (IETF).  Note that other groups may also distribute
   working documents as Internet-Drafts.  The list of current Internet-
   Drafts is at http://datatracker.ietf.org/drafts/current/.

   Internet-Drafts are draft documents valid for a maximum of six months
   and may be updated, replaced, or obsoleted by other documents at any
   time.  It is inappropriate to use Internet-Drafts as reference
   material or to cite them other than as "work in progress."

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   This Internet-Draft will expire on March 28, 2013.

Copyright Notice

   Copyright (c) 2012 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

   This document is subject to BCP 78 and the IETF Trust's Legal
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   publication of this document.  Please review these documents
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   include Simplified BSD License text as described in Section 4.e of
   the Trust Legal Provisions and are provided without warranty as
   described in the Simplified BSD License.

   This document may contain material from IETF Documents or IETF
   Contributions published or made publicly available before November
   10, 2008.  The person(s) controlling the copyright in some of this
   material may not have granted the IETF Trust the right to allow
   modifications of such material outside the IETF Standards Process.
   Without obtaining an adequate license from the person(s) controlling
   the copyright in such materials, this document may not be modified
   outside the IETF Standards Process, and derivative works of it may
   not be created outside the IETF Standards Process, except to format
   it for publication as an RFC or to translate it into languages other
   than English.

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Table of Contents

   1.  Scope  . . . . . . . . . . . . . . . . . . . . . . . . . . . .  4
   2.  Terminology  . . . . . . . . . . . . . . . . . . . . . . . . .  4
   3.  Difference between Flow Selection and Packet Selection . . . .  7
   4.  Flow selection within the IPFIX Architecture . . . . . . . . .  8
     4.1.  Flow selection in the Metering Process . . . . . . . . . . 10
     4.2.  Flow selection in the Exporting Process  . . . . . . . . . 10
     4.3.  Flow selection as a function of the IPFIX Mediator . . . . 10
   5.  Flow Selection Techniques  . . . . . . . . . . . . . . . . . . 10
     5.1.  Flow Filtering . . . . . . . . . . . . . . . . . . . . . . 11
       5.1.1.  Property Match Filtering . . . . . . . . . . . . . . . 11
       5.1.2.  Hash-based Flow Filtering  . . . . . . . . . . . . . . 11
     5.2.  Flow Sampling  . . . . . . . . . . . . . . . . . . . . . . 12
       5.2.1.  Systematic sampling  . . . . . . . . . . . . . . . . . 12
       5.2.2.  Random Sampling  . . . . . . . . . . . . . . . . . . . 12
     5.3.  Flow-state Dependent Flow Selection  . . . . . . . . . . . 13
     5.4.  Flow-state Dependent Packet Selection  . . . . . . . . . . 14
   6.  Configuration of Flow Selection Techniques . . . . . . . . . . 14
     6.1.  Intermediate Flow Selection Process Parameters . . . . . . 16
     6.2.  Description of Flow-state Dependent Packet Selection . . . 18
   7.  Information Model for Intermediate Flow Selection Process
       Configuration and Reporting  . . . . . . . . . . . . . . . . . 18
     7.1.  flowSelectorAlgorithm  . . . . . . . . . . . . . . . . . . 20
     7.2.  flowSelectedOctetDeltaCount  . . . . . . . . . . . . . . . 21
     7.3.  flowSelectedPacketDeltaCount . . . . . . . . . . . . . . . 21
     7.4.  flowSelectedFlowDeltaCount . . . . . . . . . . . . . . . . 21
     7.5.  selectorIDTotalFlowsObserved . . . . . . . . . . . . . . . 22
     7.6.  selectorIDTotalFlowsSelected . . . . . . . . . . . . . . . 22
     7.7.  samplingFlowInterval . . . . . . . . . . . . . . . . . . . 22
     7.8.  samplingFlowSpacing  . . . . . . . . . . . . . . . . . . . 23
     7.9.  flowSamplingTimeInterval . . . . . . . . . . . . . . . . . 23
     7.10. flowSamplingTimeSpacing  . . . . . . . . . . . . . . . . . 24
     7.11. hashFlowDomain . . . . . . . . . . . . . . . . . . . . . . 24
   8.  IANA Considerations  . . . . . . . . . . . . . . . . . . . . . 24
     8.1.  Registration of Information Elements . . . . . . . . . . . 24
     8.2.  Registration of Object Identifier  . . . . . . . . . . . . 32
   9.  Security Considerations  . . . . . . . . . . . . . . . . . . . 32
   10. Acknowledgments  . . . . . . . . . . . . . . . . . . . . . . . 34
   11. References . . . . . . . . . . . . . . . . . . . . . . . . . . 34
     11.1. Normative References . . . . . . . . . . . . . . . . . . . 34
     11.2. Informative References . . . . . . . . . . . . . . . . . . 34
   Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . . 36

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1.  Scope

   This document describes Flow selection techniques for network traffic
   measurements.  A Flow is defined as a set of packets with common
   properties as described in [RFC5101].  Flow selection can be done to
   limit the resource demands for capturing, storing, exporting and
   post-processing of Flow Records.  It also can be used to select a
   particular set of Flows that are of interest to a specific
   application.  This document provides a categorization of Flow
   selection techniques and describes configuration and reporting
   parameters for them.  In order to be compliant with this document, at
   least the Property Match Filtering MUST be implemented.

   This document also addresses configuration and reporting parameters
   for Flow-state Dependent Packet Selection as described in [RFC5475],
   although this technique is categorized as packet selection.  The
   reason is that Flow-state Dependent Packet Selection techniques often
   aim at the reduction of resources for Flow capturing and Flow
   processing.  Furthermore, these techniques were only briefly
   discussed in [RFC5475].  Therefore configuration and reporting
   considerations for Flow-state Dependent Packet Selection techniques
   have been included in this document.

2.  Terminology

   This document is consistent with the terminology introduced in
   [RFC5101], [RFC5470], [RFC5475] and [RFC3917].  As in [RFC5101] and
   [RFC5476], the first letter of each IPFIX-specific and PSAMP-specific
   term is capitalized along with the Flow selection specific terms
   defined here.

   * Packet Classification

      Packet Classification is a process by which packets are mapped to
      specific Flow Records based on packet properties or external
      properties (e.g. interface).  The properties (e.g. header
      information, packet content, AS number) make up the Flow Key. In
      case a Flow Record for a specific Flow Key already exists the Flow
      Record is updated, otherwise a new Flow Record is created.

   * Packet Aggregation Process

      In the IPFIX Metering Process the Packet Aggregation Process
      aggregates packet data into Flow data and forms the Flow Records.
      After the aggregation step only the aggregated Flow information is
      available.  Information about individual packets is lost.

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   * Intermediate Flow Selection Process

      An Intermediate Flow Selection Process takes Flow Records as its
      input and selects a subset of this set as its output.
      Intermediate Flow Selection Process is a more general concept than
      Intermediate Selection Process as defined in [RFC6183].  While an
      Intermediate Selection Process selects Flow Records from a
      sequence based upon criteria-evaluated Flow record values and
      passes only those Flow Records that match the criteria, an
      Intermediate Flow Selection Process selects Flow Records using
      selection criteria applicable to a larger set of Flow
      characteristics and information.

   * Flow Selection State

      An Intermediate Flow Selection Process maintains state information
      for use by the Flow Selector.  At a given time, the Flow Selection
      State may depend on Flows and packets observed at and before that
      time, as well as other variables.  Examples include:

        (i)   sequence number of packets and accounted Flow Records;

        (ii)  number of selected Flows;

        (iii) number of observed Flows;

        (iv)  current Flow cache occupancy;

        (v)   Flow specific counters, lower and upper bounds;

        (vi)  Flow selection timeout intervals.

   * Flow Selector

      A Flow Selector defines the action of an Intermediate Flow
      Selection Process on a single Flow of its input.  The Flow
      Selector can make use of the following information in order to
      establish whether a Flow has to be selected or not:

        (i)   the content of the Flow Record;

        (ii)  any state information related to the Metering Process or
              Exporting Process;

        (iii) any Flow Selection State that may be maintained by the
              Intermediate Flow Selection Process.

   * Complete Flow

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      A Complete Flow consists of all the packets that enter the
      Intermediate Flow Selection Process within the Flow time-out
      interval, and which belong to the same Flow as defined by the Flow
      definition in [RFC5470].  For this definition only packets that
      arrive at the Intermediate Flow Selection Process are considered.

   * Flow Filtering

      Flow Filtering selects flows based on a deterministic function on
      the Flow Record content, Flow Selection State, external properties
      (e.g. ingress interface) or external events (e.g violated Access
      Control List).  If the relevant parts of the Flow Record content
      can already be observed at packet level (e.g.  Flow Keys from
      packet header fields) Flow Filtering can be performed at packet
      level by Property Match Filtering as described in [RFC5475].

   * Hash-based Flow Filtering

      Hash-based Flow Filtering is a deterministic Flow filter function
      that selects flows based on a Hash Function.  The Hash Function is
      calculated over parts of the Flow Record content or external
      properties which are called the Hash Domain.  If the hash value
      falls into a predefined Hash Selection Range the Flow is selected.
      Hash-based Flow Filtering can already applied at packet level, in
      which case the Hash Domain MUST contain the Flow Key of the
      packet.  In case Hash-based Flow Filtering is used to select the
      same subset of flows at different observation points, the Hash
      Domain MUST comprise parts of the packet or Flow thar are
      invariant on the packet/Flow path.  Also refer to the according
      Trajectory Sampling Application Example on packet level in
      [RFC5475]

   * Flow-state Dependent Flow Selection

      Flow-state Dependent Flow Selection is a selection function that
      selects or drops Flows based on the current Flow Selection State.
      The selection can be either deterministic, random or non-uniform
      random.

   * Flow-state Dependent Packet Selection

      Flow-state Dependent Packet Selection is a selection function that
      selects or drops packets based on the current Flow Selection
      State.  The selection can be either deterministic, random or non-
      uniform random.  Flow-state Dependent Packet Selection can be used
      to prefer the selection of packets belonging to specific Flows.
      For example the selection probability of packets belonging to
      Flows that are already within the Flow Cache may be higher than

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      for packets that have not been recorded yet.

   * Flow Sampling

      Flow Sampling selects flows based on Flow Record sequence or
      arrival times (e.g. entry in Flow cache, arrival time at Exporter
      or Mediator).  The selection can be systematic (e.g. every n-th
      Flow) or based on a random function (e.g. select each Flow Record
      with probability p, or randomly select n out of N Flow Records).

3.  Difference between Flow Selection and Packet Selection

   Flow selection differs from packet selection described in [RFC5475].
   Packet selection techniques consider packets as the basic element and
   the parent population consists of all packets observed at an
   observation point.  In contrast to this the basic elements in Flow
   selection are the Flows.  The parent population consists of all
   observed Flows and the Intermediate Flow Selection Process operates
   on the Flows.  The major characteristics of Flow selection are the
   following:

   -       Flow selection takes Flows as basic elements.  For packet
           selection, packets are considered as basic elements.

   -       Flow selection can only take place after Packet
           Classification, because the classification rules determine to
           which Flow a packet belongs.  Packet selection can be applied
           before and after Packet Classification.  As an example,
           packet selection before Packet Classification can be random
           packet selection whereas packet selection after Packet
           Classification can be Flow-state Dependent Packet Selection
           (as described in [RFC5475])

   -       Flow selection operates on Complete Flows.  That means that
           after the Intermediate Flow Selection Process either all
           packets of the Flow are kept or all packets of the Flow are
           discarded.  That means that if the Flow selection is preceded
           by a packet selection process the Complete Flow consists only
           of the packets that were not discarded during the packet
           selection.

   There are some techniques that are difficult to unambiguously
   categorize into one of the categories.  Here some guidance is given
   on how to categorize such techniques:

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   -       Techniques that can be considered as both packet and Flow
           selection: some packet selection techniques result in the
           selection of Complete Flows and therefore can be considered
           as packet or as Flow selection at the same time.  An example
           is Property Match Filtering of all packets to a specific
           destination address.  If Flows are defined based on
           destination addresses, such a packet selection also results
           in a Flow selection and can be considered as packet or Flow
           selection.

   -       Flow-state Dependent Packet Selection: there exist techniques
           that select packets based on the Flow state, e.g. based on
           the number of already observed packets belonging to the Flow.
           Examples of these techniques from the literature are "Sample
           and Hold" [EsVa01] "Fast Filtered Sampling" [MSZC10] or the
           "Sticky Sampling" algorithm presented in [MaMo02].  Such
           techniques can be used to influence which Flows are captured
           (e.g. increase the selection of packets belonging to large
           Flows) and reduce the number of Flows that need to be stored
           in the Flow cache.  Nevertheless, such techniques do not
           necessarily select Complete Flows, because they do not ensure
           that all packets of a selected Flow are captured.  Therefore
           Flow-state Dependent Packet Selection techniques that do not
           ensure that either all or no packets of a Flow are selected
           strictly speaking have to be considered as packet selection
           techniques and not as Flow selection techniques.

4.  Flow selection within the IPFIX Architecture

   An Intermediate Flow Selection Process can be deployed at any of
   three places within the IPFIX architecture.  As shown in Figure 1
   Flow selection can occur

   1.  in the Metering Process at the IPFIX Exporter

   2.  in the Exporting Process at the Collector

   3.  within a Mediator

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      +===========================================+
      |  IPFIX Exporter        +----------------+ |
      |                        | Metering Proc. | |
      | +-----------------+    +----------------+ |
      | |    Metering     |    |  Intermediate  | |
      | |    Process      | or | Flow Selection | |
      | |                 |    |     Process    | |
      | +-----------------+----+----------------+ |
      | |           Exporting Process           | |
      | +----|-------------------------------|--+ |
      +======|===============================|====+
             |                               |
             |                               |
      +======|========================+      |
      |      |  Mediator              |      |
      +    +-V-------------------+    |      |
      |    | Collecting Process  |    |      |
      +    +---------------------+    |      |
      |    | Intermediate Flow   |    |      |
      |    | Selection Process   |    |      |
      +    +---------------------+    |      |
      |    |  Exporting Process  |    |      |
      +    +-|-------------------+    |      |
      +======|========================+      |
             |                               |
             |                               |
      +======|===============================|=====+
      |      |         Collector             |     |
      | +----V-------------------------------V-+   |
      | |         Collecting Process           |   |
      | +--------------------------------------+   |
      | | Intermediate Flow Selection Process  |   |
      | +--------------------------------------+   |
      | |           Exporting Process          |   |
      | +------------------------------|-------+   |
      +================================|===========+
                                       |
                                       |
                                       V
                                +------------------+
                                |       IPFIX      |
                                +------------------+

               Figure 1: Potential Flow selection locations

   In contrast to packet selection, Flow selection is always applied
   after the packets are classified into Flows.

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4.1.  Flow selection in the Metering Process

   Flow selection in the Metering process uses packet information to
   update the Flow Records in the Flow cache.  Flow selection before
   Packet Classification can be based on the fields of the Flow Key
   (also on a hash value over these fields), but not based on
   characteristics that are only available after Packet Classification
   (e.g.  Flow size, Flow duration).  An Intermediate Flow Selection
   Process is here applied to reduce resources for all succeeding
   processes or to select specific Flows of interest in case such Flow
   characteristics are already observable at packet level (e.g.  Flows
   to specific IP addresses).  In contrast, Flow-state Dependent Packet
   Selection is a packet selection technique, because it does not
   necessarily select Complete Flows.

4.2.  Flow selection in the Exporting Process

   Flow selection in the Exporting Process works on Flow Records.  An
   Intermediate Flow Selection Process in the Exporting Process can
   therefore depend on Flow characteristics that are only visible after
   the classification of packets, such as Flow size and Flow duration.
   The Exporting Process may implement policies for exporting only a
   subset of the Flow Records which have been stored in the system
   memory in order to unload Flow export and Flow post-processing.  An
   Intermediate Flow Selection Process in the Exporting Process may
   select only the subset of Flow Records which are of interest to the
   users application, or select only as many Flow Records as can be
   handled by the available resources (e.g. limited export link
   capacity).

4.3.  Flow selection as a function of the IPFIX Mediator

   As shown in Figure 1, Flow selection can be performed within an IPFIX
   Mediator [RFC6183].  The Intermediate Flow Selection Process takes
   Flow Record stream as its input and selects Flow Records from a
   sequence based upon criteria-evaluated record values.  The
   Intermediate Flow Selection Process can again apply a Flow selection
   technique to obtain Flows of interest to the application.  Further,
   the Intermediate Flow Selection Process can base its selection
   decision on the correlation of data from different IPFIX Exporters,
   e.g. by only selecting Flows that were at least recorded on two IPFIX
   Exporters.

5.  Flow Selection Techniques

   A Flow selection technique selects either all or none of the packets
   of a Flow, otherwise the technique has to be considered as packet

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   selection.  A difference is recognized between Flow Filtering and
   Flow Sampling.

5.1.  Flow Filtering

   Flow Filtering is a deterministic function on the IPFIX Flow Record
   content.  If the relevant Flow characteristics are already observable
   at packet level (e.g.  Flow Keys), Flow Filtering can be applied
   before aggregation at packet level.  In order to be compliant with
   this document, at least the Property Match Filtering MUST be
   implemented.

5.1.1.  Property Match Filtering

   Property Match Filtering can be performed similarly to Property Match
   Filtering for packet selection described in [RFC5475].  The
   difference is that, instead of packet fields, Flow Record fields are
   here used to derive the selection decision.  Property Match Filtering
   is typically used to select a specific subset of the Flows that are
   of interest to a particular application (e.g. all Flows to a specific
   destination, all large Flows, etc.).  Properties on which the
   filtering is based can be Flow Keys, Flow Timestamps, or Per-Flow
   Counters described in [RFC5102].  Examples of properties are the Flow
   size in bytes, the number of packets in the Flow, the observation
   time of the first or last packet, or the maximum packet length.  An
   example is to select Flows with more than a threshold number of
   observed octets.  The selection criteria can be a specific value, a
   set of specific values, or an interval.  For example, a Flow is
   selected if destinationIPv4Address and the total number of packets of
   the Flow equal two predefined values.  Property Match Filtering can
   be applied in the Metering Process if the properties are already
   observable at the packet level (e.g.  Flow Key fields).  For example,
   a Flow is selected if sourceIPv4Address and sourceIPv4PrefixLength
   equal, respectively, two specific values.

   There are content-based Property Match Filtering techniques that
   require a computation on the current Flow cache.  An example is the
   selection of the largest Flows or a percentage of Flows with the
   longest lifetime.  This type of Property Match Filtering is also used
   in Flow selection techniques that react to external events (e.g.
   resource constraint).  For example when the Flow cache is full, the
   Flow Record with the lowest Flow volume per current Flow life time
   may be deleted.

5.1.2.  Hash-based Flow Filtering

   Hash-based Flow Filtering uses a Hash Function h to map the Flow Key
   c onto a Hash Range R. A Flow is selected if the hash value h(c) is

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   within the Hash Selection Range S, which is a subset of R. Hash-based
   Flow Filtering can be used to emulate a random sampling process but
   still enable the correlation between selected Flow subsets at
   different observation points.  Hash-based Flow Filtering is similar
   to Hash-based Packet Selection, and in fact is identical when Hash-
   based Packet Selection uses the Flow Key that defines the Flow as the
   hash input.  Nevertheless there may be the incentive to apply Hash-
   based Flow Filtering not on the packet level in the Metering Process,
   for example when the size of the selection range and therefore the
   sampling probability is dependent on the number of observed Flows.

5.2.  Flow Sampling

   Flow Sampling operates on Flow Record sequence or arrival times.  It
   can use either a systematic or a random function for the Intermediate
   Flow Selection Process.  Flow Sampling usually aims at the selection
   of a representative subset of all Flows in order to estimate
   characteristics of the whole set (e.g. mean Flow size in the
   network).

5.2.1.  Systematic sampling

   Systematic sampling is a deterministic selection function.
   Systematic sampling may be a periodic selection of the N-th Flow
   Record which arrives at the Intermediate Flow Selection Process.
   Systematic sampling MAY be applied in the Metering Process.  An
   example would be to create, besides the Flow cache of selected Flows,
   an additional data structure that saves the Flow Keys of the Flows
   that are not selected.  The selection of a Flow would then be based
   on the first packet of a Flow.  Everytime a packet belonging to a new
   Flow (which is neither in the data structure of the selected or not
   selected Flows) arrives at the Observation Point, a counter is
   increased.  In case the counter is increased to a multiple of N a new
   Flow cache entry is created, and in case the counter is not a
   multiple of N the Flow Key is added to the data structure for not
   selected Flows.

   Systematic sampling can also be time-based.  Time-based systematic
   sampling is applied by only creating Flows that are observed between
   time-based start and stop triggers.  The time interval may be applied
   at packet level in the Metering Process or after aggregation on Flow
   level, e.g. by selecting a Flow arriving at the Exporting Process
   every n seconds.

5.2.2.  Random Sampling

   Random Flow sampling is based on a random process which requires the
   calculation of random numbers.  One can differentiate between n-out-N

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   and probabilistic Flow sampling.

5.2.2.1.  n-out-of-N Flow Sampling

   In n-out-of-N Sampling, n elements are selected out of the parent
   population that consists of N elements.  One example would be to
   generate n different random numbers in the range [1,N] and select all
   Flows that have a Flow position equal to one of the random numbers.

5.2.2.2.  Probabilistic Flow Sampling

   In probabilistic Sampling, the decision whether or not a Flow is
   selected is made in accordance with a predefined selection
   probability.  For probabilistic Sampling, the Sample Size can vary
   for different trials.  The selection probability does not necessarily
   have to be the same for each Flow.  Therefore, a difference is
   recognized between uniform probabilistic sampling (with the same
   selection probability for all Flows) and non-uniform probabilistic
   sampling (where the selection probability can vary for different
   Flows).  For non-uniform probabilistic Flow Sampling the sampling
   probability may be adjusted according to the Flow Record content.  An
   example would be to increase the selection probability of large
   volume Flows over small volume Flows as described in the Smart
   Sampling technique [DuLT01].

5.3.  Flow-state Dependent Flow Selection

   Flow-state Dependent Flow Selection can be a deterministic or random
   Intermediate Flow Selection Process based on the Flow Record content
   and the Flow state which may be kept additionally for each of the
   Flows.  External processes may update counters, bounds and timers for
   each of the Flow Records and the Intermediate Flow Selection Process
   utilises this information for the selection decision.  A review of
   Flow-state Dependent Flow Selection techniques that aim at the
   selection of the most frequent items by keeping additional Flow state
   information can be found in [CoHa08].  Flow-state Dependent Flow
   Selection can only be applied after packet aggregation, when a packet
   has been assigned to a Flow.  The Intermediate Flow Selection Process
   then decides based upon the Flow state for each Flow if it is kept in
   the Flow cache or not.  Two Flow-state Dependent Flow Selection
   Algorithms are here described:

   The frequent algorithm [KaPS03] is a technique that aims at the
   selection of all flows that at least exceed a 1/k fraction of the
   Observed Packet Stream.  The algorithm has only a Flow cache of size
   k-1 and each Flow in the cache has an additional counter.  The
   counter is incremented each time a packet belonging to the Flow in
   the Flow cache is observed.  In case the observed packet does not

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   belong to any Flow all counters are decremented and if any of the
   Flow counters has a value of zero the Flow is replaced with a Flow
   formed from the new packet.

   Lossy counting is a selection technique that identifies all Flows
   whose packet count exceeds a certain percentage of the whole observed
   packet stream (e.g. 5% of all packets) with a certain estimation
   error e.  Lossy counting separates the observed packet stream in
   windows of size N=1/e, where N is an amount of consecutive packets.
   For each observed Flow an additional counter will be held in the Flow
   state.  The counter is incremented each time a packet belonging to
   the Flow is observed and all counters are decremented at the end of
   each window and all Flows with a counter of zero are removed from the
   Flow cache.

5.4.  Flow-state Dependent Packet Selection

   Flow-state Dependent Packet Selection is not a Flow selection
   technique but a packet selection technique.  Nevertheless
   configuration and reporting parameters for this technique will be
   described in this document.  An example is the "Sample and Hold"
   algorithm [EsVa01] that tries to prefer large volume Flows in the
   selection.  When a packet arrives it is selected when a Flow Record
   for this packet already exists.  In case there is no Flow Record, the
   packet is selected by a certain probability that is dependent on the
   packet size.

6.  Configuration of Flow Selection Techniques

   This section describes the configuration parameters of the Flow
   selection techniques presented above.  It provides the basis for an
   information model to be adopted in order to configure the Flow
   Selection Process within an IPFIX Device.  The actual information
   model with the Information Elements (IEs) for the configuration is
   described together with the reporting IEs in section 7.  The
   following table gives an overview of the defined Flow selection
   techniques, where they can be applied and what their input parameters
   are.  Depending on where the Flow selection techniques are applied
   different input parameters can be configured.

   Overview of Flow Selection Techniques:

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   +--------------------+----------------+-----------------------------+
   | Location           | Selection      | Selection Input             |
   |                    | Technique      |                             |
   +--------------------+----------------+-----------------------------+
   | In the Metering    | Flow-state     | packet sampling             |
   | Process            | Dependent      | probabilities, Flow         |
   |                    | Packet         | Selection State, packet     |
   |                    | Selection      | properties                  |
   +--------------------+----------------+-----------------------------+
   | In the Metering    | Property Match | Flow record IEs, Selection  |
   | Process            | Flow Filtering | Interval                    |
   +--------------------+----------------+-----------------------------+
   | In the Metering    | Hash-based     | selection range, Hash       |
   | Process            | Flow Filtering | Function, Flow Key, (seed)  |
   +--------------------+----------------+-----------------------------+
   | In the Metering    | Time-based     | Flow position (derived from |
   | Process            | Systematic     | arrival time of packets),   |
   |                    | Flow Sampling  | Flow Selection State        |
   +--------------------+----------------+-----------------------------+
   | In the Metering    | Sequence-based | Flow position (derived from |
   | Process            | Systematic     | packet position), Flow      |
   |                    | Flow Sampling  | Selection State             |
   +--------------------+----------------+-----------------------------+
   | In the Metering    | Random Flow    | random number generator or  |
   | Process            | Sampling       | list and packet position,   |
   |                    |                | Flow state                  |
   +--------------------+----------------+-----------------------------+
   | In the Exporting   | Property Match | Flow Record content, filter |
   | Process/ within    | Flow Filtering | function                    |
   | the IPFIX Mediator |                |                             |
   +--------------------+----------------+-----------------------------+
   | In the Exporting   | Hash-based     | selection range, Hash       |
   | Process/ within    | Flow Filtering | Function, hash input (Flow  |
   | the IPFIX Mediator |                | Keys and other Flow         |
   |                    |                | properties)                 |
   +--------------------+----------------+-----------------------------+
   | In the Exporting   | Flow-state     | Flow state parameters,      |
   | Process/ within    | Dependent Flow | random number generator or  |
   | the IPFIX Mediator | Selection      | list                        |
   +--------------------+----------------+-----------------------------+
   | In the Exporting   | Time-based     | Flow arrival time, Flow     |
   | Process/ within    | Systematic     | state                       |
   | the IPFIX Mediator | Flow Sampling  |                             |
   +--------------------+----------------+-----------------------------+
   | In the Exporting   | Sequence-based | Flow position, Flow state   |
   | Process/ within    | Systematic     |                             |
   | the IPFIX Mediator | Flow Sampling  |                             |
   +--------------------+----------------+-----------------------------+

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   +--------------------+----------------+-----------------------------+
   | In the Exporting   | Random Flow    | random number generator or  |
   | Process/ within    | Sampling       | list and Flow position,     |
   | the IPFIX Mediator |                | Flow state                  |
   +--------------------+----------------+-----------------------------+

              Table 1: Overview of Flow Selection Techniques

6.1.  Intermediate Flow Selection Process Parameters

   This section defines what parameters are required to describe the
   most common Flow selection techniques.

   Intermediate Flow Selection Process Parameters:

   For Property Match Filtering:

   -   Information Element as specified in [iana-ipfix-assignments]):
       Specifies the Information Element which is used as the property
       in the filter expression.

   -   Selection Value or Value Interval:
       Specifies the value or interval of the filter expression.
       Packets and Flow Records that have a value equal to the Selection
       Value or within the Interval will be selected.

   For Hash-based Flow Filtering:

   -   Hash Domain:
       Specifies the bits from the packet or Flow which are taken as the
       hash input to the Hash Function.

   -   Hash Function:
       Specifies the name of the Hash Function that is used to calculate
       the hash value.  Possible Hash Functions are BOB [RFC5475], IPSX
       [RFC5475], CRC-32 [Bra75]

   -   Hash Selection Range:
       Flows that have a hash value within the Hash Selection Range are
       selected.  The Hash Selection Range can be a value interval or
       arbitrary hash values within the Hash Range of the Hash Function.

   -   Random Seed or Initializer Value:
       Some Hash Functions require an initializing value.  In order to
       make the selection decision more secure one can choose a random
       seed that configures the hash function.

   For Flow-state Dependent Flow Selection:

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   -   frequency threshold:
       Specifies the frequency threshold s for Flow-state Dependent Flow
       Selection techniques that try to find the most frequent items
       within a dataset.  All Flows which exceed the defined threshold
       will be selected.

   -   accuracy parameter:
       specifies the accuracy parameter e for techniques that deal with
       the frequent items problems.  The accuracy parameter defines the
       maximum error, i.e. no Flows that have a true frequency less than
       ( s - e) N are selected, where s is the frequency threshold and N
       is the total number of packets.

   The above list of parameters for Flow-state Dependent Flow Selection
   techniques is suitable for the presented frequent item and lossy
   counting algorithms.  Nevertheless a variety of techniques exist with
   very specific parameters which are not defined here.

   For Systematic time-based Flow Sampling:

   -   Interval length (in usec)
       Defines the length of the sampling interval during which Flows
       are selected.

   -   Spacing (in usec)
       The spacing parameter defines the spacing in usec between the end
       of one sampling interval and the start of the next succeeding
       interval.

   For Systematic count-based Flow Sampling:

   -   Interval length
       Defines the number of Flows that are selected within the sampling
       interval.

   -   Spacing
       The spacing parameter defines the spacing in number of observed
       Flows between the end of one sampling interval and the start of
       the next succeeding interval.

   For random n-out-of-N Flow Sampling:

   -   Population Size N
       The Population Size N is the number of all Flows in the
       Population from which the sample is drawn.

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   -   Sampling Size n
       The sampling size n is the number of Flows that are randomly
       drawn from the population N.

   For probabilistic Flow Sampling:

   -   Sampling probability p
       The sampling probability p defines the probability by which each
       of the observed Flows is selected.

6.2.  Description of Flow-state Dependent Packet Selection

   The configuration of Flow-state Dependent Packet Selection has not
   been described in [RFC5475] therefore the parameters are defined
   here:

   For Flow-state Dependent Packet Selection:

   -   packet selection probability per possible Flow state interval
       Defines multiple {Flow interval, packet selection probability}
       value pairs that configure the sampling probability depending on
       the current Flow state.

   -   additional parameters
       For the configuration of Flow-state Dependent Packet Selection
       additional parameters or packet properties may be required, e.g.
       the packet size ([EsVa01])

7.  Information Model for Intermediate Flow Selection Process
    Configuration and Reporting

   This section specifies the Information Elements (IEs) that MUST be
   exported by an Intermediate Flow Selection Process in order to
   support the interpretation of measurement results from Flow
   measurements.  The information is mainly used to report how many
   packets and Flows have been observed in total and how many of them
   were selected.  This helps for instance to calculate the Attained
   Selection Fraction (see also [RFC5476]), which is an important
   parameter to provide an accuracy statement.  The IEs can provide
   reporting information about Flow Records, packets or bytes.  The
   reported metrics are total number of elements and the number of
   selected elements.  From this the number of dropped elements can be
   derived.

   List of Flow Selection Information Elements:

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   +-----+--------------------------+------+---------------------------+
   | ID  | Name                     | ID   | Name                      |
   +-----+--------------------------+------+---------------------------+
   | 301 | selectionSequenceID      | 302  | selectorID                |
   +-----+--------------------------+------+---------------------------+
   | TBD | flowSelectorAlgorithm    | 1    | octetDeltaCount           |
   | 1   |                          |      |                           |
   +-----+--------------------------+------+---------------------------+
   | TBD | flowSelectedOctetDeltaCo | 2    | packetDeltaCount          |
   | 2   | unt                      |      |                           |
   +-----+--------------------------+------+---------------------------+
   | TBD | flowSelectedPacketDeltaC | 3    | originalFlowsPresent      |
   | 3   | ount                     |      |                           |
   +-----+--------------------------+------+---------------------------+
   | TBD | flowSelectedFlowDeltaCou | TBD5 | selectorIDTotalFlowsObser |
   | 4   | nt                       |      | ved                       |
   +-----+--------------------------+------+---------------------------+
   | TBD | selectorIDTotalFlowsSele | TBD7 | samplingFlowInterval      |
   | 6   | cted                     |      |                           |
   +-----+--------------------------+------+---------------------------+
   | TBD | samplingFlowSpacing      | 309  | samplingSize              |
   | 8   |                          |      |                           |
   +-----+--------------------------+------+---------------------------+
   | 310 | samplingPopulation       | 311  | samplingProbability       |
   +-----+--------------------------+------+---------------------------+
   | TBD | flowSamplingTimeInterval | TBD1 | flowSamplingTimeSpacing   |
   | 9   |                          | 0    |                           |
   +-----+--------------------------+------+---------------------------+
   | 326 | digestHashValue          | TBD1 | hashFlowDomain            |
   |     |                          | 1    |                           |
   +-----+--------------------------+------+---------------------------+
   | 329 | hashOutputRangeMin       | 330  | hashOutputRangeMax        |
   +-----+--------------------------+------+---------------------------+
   | 331 | hashSelectedRangeMin     | 332  | hashSelectedRangeMax      |
   +-----+--------------------------+------+---------------------------+
   | 333 | hashDigestOutput         | 334  | hashInitialiserValue      |
   +-----+--------------------------+------+---------------------------+
   | 320 | absoluteError            | 321  | relativeError             |
   +-----+--------------------------+------+---------------------------+
   | 336 | upperCILimit             | 337  | lowerCILimit              |
   +-----+--------------------------+------+---------------------------+
   | 338 | confidenceLevel          |      |                           |
   +-----+--------------------------+------+---------------------------+

               Table 2: Flow Selection Information Elements

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7.1.  flowSelectorAlgorithm

   Description:

      This Information Element identifies the Flow selection
      technique(e.g., Filtering, Sampling) that is applied by the
      Intermediate Flow Selection Process.  Most of these techniques
      have parameters as decribed in Section 6.  Further technique
      identifiers may be added to the list below.  It might be necessary
      to define new Information Elements to specify their parameters.
      The flowSelectorAlgorithm registry is maintained by IANA.  New
      assignments for the registry will be administered by IANA and are
      subject to Expert Review [RFC5226].  The registry can be updated
      when specifications of the new technique(s) and any new
      Information Elements are provided.

   +----+------------------------+--------------------------+
   | ID |        Technique         |      Parameters          |
   +----+------------------------+--------------------------+
   | 1  | Systematic count-based | flowSamplingInterval     |
   |    | Sampling               | flowSamplingSpacing      |
   +----+------------------------+--------------------------+
   | 2  | Systematic time-based  | flowSamplingTimeInterval |
   |    | Sampling               | flowSamplingTimeSpacing  |
   +----+------------------------+--------------------------+
   | 3  | Random n-out-of-N      | samplingSize             |
   |    | Sampling               | samplingPopulation       |
   +----+------------------------+--------------------------+
   | 4  | Uniform probabilistic  | samplingProbability      |
   |    | Sampling               |                          |
   +----+------------------------+--------------------------+
   | 5  | Property Match         | Information Element      |
   |    | Filtering              | Value Range              |
   +----+------------------------+--------------------------+
   |   Hash-based Filtering      | hashInitialiserValue     |
   +----+------------------------+ hashFlowDomain           |
   | 6  | using BOB              | hashSelectedRangeMin     |
   +----+------------------------+ hashSelectedRangeMax     |
   | 7  | using IPSX             | hashOutputRangeMin       |
   +----+------------------------+ hashOutputRangeMax       |
   | 8  | using CRC              |                          |
   +----+------------------------+--------------------------+
   | 9  | Flow-state Dependent   | No agreed Parameters     |
   |    | Flow Selection         |                          |
   +----+------------------------+--------------------------+

                         Flow Selection Techniques

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   Abstract Data Type: unsigned16

   ElementId: TBD1

   Data Type Semantics: identifier

   Status: Proposed

7.2.  flowSelectedOctetDeltaCount

   Description:

      This Information Element specifies the volume in octets of all
      Flows that are selected in the Intermediate Flow Selection Process
      since the previous report.

   Abstract Data Type: unsigned64

   ElementId: TBD2

   Units: Octets

   Status: Proposed

7.3.  flowSelectedPacketDeltaCount

   Description:

      This Information Element specifies the volume in packets of all
      Flows that were selected in the Intermediate Flow Selection
      Process since the previous report.

   Abstract Data Type: unsigned64

   ElementId: TBD3

   Units: Packets

   Status: Proposed

7.4.  flowSelectedFlowDeltaCount

   Description:

      This Information Element specifies the number of Flows that were
      selected in the Intermediate Flow Selection Process since the last
      report.

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   Abstract Data Type: unsigned64

   ElementId: TBD4

   Units: Flows

   Status: Proposed

7.5.  selectorIDTotalFlowsObserved

   Description:

      This Information Element specifies the total number of Flows
      observed by a Selector, for a specific value of SelectorId.  This
      Information Element should be used in an Options Template scoped
      to the observation to which it refers.  See Section 3.4.2.1 of the
      IPFIX protocol document [RFC5101] .

   Abstract Data Type: unsigned64

   ElementId: TBD5

   Units: Flows

   Status: Proposed

7.6.  selectorIDTotalFlowsSelected

   Description:

      This Information Element specifies the total number of Flows
      selected by a Selector, for a specific value of SelectorId.  This
      Information Element should be used in an Options Template scoped
      to the observation to which it refers.  See Section 3.4.2.1 of the
      IPFIX protocol document [RFC5101].

   Abstract Data Type: unsigned64

   ElementId: TBD6

   Units: Flows

   Status: Proposed

7.7.  samplingFlowInterval

   Description:

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      This Information Element specifies the number of Flows that are
      consecutively sampled.  A value of 100 means that 100 consecutive
      Flows are sampled.  For example, this Information Element may be
      used to describe the configuration of a systematic count-based
      Sampling Selector.

   Abstract Data Type: unsigned64

   ElementId: TBD7

   Units: Flows

   Status: Proposed

7.8.  samplingFlowSpacing

   Description:

      This Information Element specifies the number of Flows between two
      "samplingFlowInterval"s.  A value of 100 means that the next
      interval starts 100 Flows (which are not sampled) after the
      current "samplingFlowInterval" is over.  For example, this
      Information Element may be used to describe the configuration of a
      systematic count-based Sampling Selector.

   Abstract Data Type: unsigned64

   ElementId: TBD8

   Units: Flows

   Status: Proposed

7.9.  flowSamplingTimeInterval

   Description:

      This Information Element specifies the time interval in
      microseconds during which all arriving Flows are sampled.  For
      example, this Information Element may be used to describe the
      configuration of a systematic time-based Sampling Selector.

   Abstract Data Type: unsigned64

   ElementId: TBD9

   Units: microseconds

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   Status: Proposed

7.10.  flowSamplingTimeSpacing

   Description:

      This Information Element specifies the time interval in
      microseconds between two "flowSamplingTimeInterval"s.  A value of
      100 means that the next interval starts 100 microseconds (during
      which no Flows are sampled) after the current
      "flowsamplingTimeInterval" is over.  For example, this Information
      Element may used to describe the configuration of a systematic
      time-based Sampling Selector.

   Abstract Data Type: unsigned64

   ElementId: TBD10

   Units: microseconds

   Status: Proposed

7.11.  hashFlowDomain

   Description:

      This Information Element specifies the Information Elements that
      are used by the Hash-based Flow Selection Selector as the Hash
      Domain.

   Abstract Data Type: unsigned16

   ElementId: TBD11

   Data Type Semantics: identifier

   Status: Proposed

8.  IANA Considerations

8.1.  Registration of Information Elements

   IANA will register the following IEs in the IPFIX Information
   Elements registry at http://www.iana.org/assignments/ipfix/ipfix.xml:

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   +-----+----------------+--------+---------+-------+-----------------+
   | Val | Name           | Data   | Data    | Statu | Description     |
   | ue  |                | Type   | Type    | s     |                 |
   |     |                |        | Semanti |       |                 |
   |     |                |        | cs      |       |                 |
   +-----+----------------+--------+---------+-------+-----------------+
   | 1   | flowSelectorAl | unsign | identif | Propo | This            |
   |     | gorithm        | ed16   | ier     | sed   | Information     |
   |     |                |        |         |       | Element         |
   |     |                |        |         |       | identifies the  |
   |     |                |        |         |       | Flow selection  |
   |     |                |        |         |       | technique(e.g., |
   |     |                |        |         |       | Filtering,      |
   |     |                |        |         |       | Sampling) that  |
   |     |                |        |         |       | is applied by   |
   |     |                |        |         |       | the             |
   |     |                |        |         |       | Intermediate    |
   |     |                |        |         |       | Flow Selection  |
   |     |                |        |         |       | Process         |
   +-----+----------------+--------+---------+-------+-----------------+
   | 2   | flowSelectedOc | unsign | Octets  | Propo | This            |
   |     | tetDeltaCount  | ed64   |         | sed   | Information     |
   |     |                |        |         |       | Element         |
   |     |                |        |         |       | specifies the   |
   |     |                |        |         |       | volume in       |
   |     |                |        |         |       | octets of all   |
   |     |                |        |         |       | Flows that are  |
   |     |                |        |         |       | selected in the |
   |     |                |        |         |       | Intermediate    |
   |     |                |        |         |       | Flow Selection  |
   |     |                |        |         |       | Process since   |
   |     |                |        |         |       | the previous    |
   |     |                |        |         |       | report.         |
   +-----+----------------+--------+---------+-------+-----------------+
   | 3   | flowSelectedPa | unsign | Packets | Propo | This            |
   |     | cketDeltaCount | ed64   |         | sed   | Information     |
   |     |                |        |         |       | Element         |
   |     |                |        |         |       | specifies the   |
   |     |                |        |         |       | volume in       |
   |     |                |        |         |       | packets of all  |
   |     |                |        |         |       | Flows that were |
   |     |                |        |         |       | selected in the |
   |     |                |        |         |       | Intermediate    |
   |     |                |        |         |       | Flow Selection  |
   |     |                |        |         |       | Process since   |
   |     |                |        |         |       | the previous    |
   |     |                |        |         |       | report.         |
   +-----+----------------+--------+---------+-------+-----------------+

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   +-----+----------------+--------+---------+-------+-----------------+
   | 4   | flowSelectedFl | unsign | Flows   | Propo | This            |
   |     | owDeltaCount   | ed64   |         | sed   | Information     |
   |     |                |        |         |       | Element         |
   |     |                |        |         |       | specifies the   |
   |     |                |        |         |       | number of Flows |
   |     |                |        |         |       | that were       |
   |     |                |        |         |       | selected in the |
   |     |                |        |         |       | Intermediate    |
   |     |                |        |         |       | Flow Selection  |
   |     |                |        |         |       | Process since   |
   |     |                |        |         |       | the last        |
   |     |                |        |         |       | report.         |
   +-----+----------------+--------+---------+-------+-----------------+
   | 5   | selectorIDTota | unsign | Flows   | Propo | This            |
   |     | lFlowsObserved | ed64   |         | sed   | Information     |
   |     |                |        |         |       | Element         |
   |     |                |        |         |       | specifies the   |
   |     |                |        |         |       | total number of |
   |     |                |        |         |       | Flows observed  |
   |     |                |        |         |       | by a Selector,  |
   |     |                |        |         |       | for a specific  |
   |     |                |        |         |       | value of        |
   |     |                |        |         |       | SelectorId.     |
   |     |                |        |         |       | This            |
   |     |                |        |         |       | Information     |
   |     |                |        |         |       | Element should  |
   |     |                |        |         |       | be used in an   |
   |     |                |        |         |       | Options         |
   |     |                |        |         |       | Template scoped |
   |     |                |        |         |       | to the          |
   |     |                |        |         |       | observation to  |
   |     |                |        |         |       | which it        |
   |     |                |        |         |       | refers.  See    |
   |     |                |        |         |       | Section 3.4.2.1 |
   |     |                |        |         |       | of the IPFIX    |
   |     |                |        |         |       | protocol        |
   |     |                |        |         |       | document        |
   |     |                |        |         |       | [RFC5101]       |
   +-----+----------------+--------+---------+-------+-----------------+

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   +-----+----------------+--------+---------+-------+-----------------+
   | 6   | selectorIDTota | unsign | Flows   | Propo | This            |
   |     | lFlowsSelected | ed64   |         | sed   | Information     |
   |     |                |        |         |       | Element         |
   |     |                |        |         |       | specifies the   |
   |     |                |        |         |       | total number of |
   |     |                |        |         |       | Flows selected  |
   |     |                |        |         |       | by a Selector,  |
   |     |                |        |         |       | for a specific  |
   |     |                |        |         |       | value of        |
   |     |                |        |         |       | SelectorId.     |
   |     |                |        |         |       | This            |
   |     |                |        |         |       | Information     |
   |     |                |        |         |       | Element should  |
   |     |                |        |         |       | be used in an   |
   |     |                |        |         |       | Options         |
   |     |                |        |         |       | Template scoped |
   |     |                |        |         |       | to the          |
   |     |                |        |         |       | observation to  |
   |     |                |        |         |       | which it        |
   |     |                |        |         |       | refers.  See    |
   |     |                |        |         |       | Section 3.4.2.1 |
   |     |                |        |         |       | of the IPFIX    |
   |     |                |        |         |       | protocol        |
   |     |                |        |         |       | document        |
   |     |                |        |         |       | [RFC5101].      |
   +-----+----------------+--------+---------+-------+-----------------+

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   +-----+----------------+--------+---------+-------+-----------------+
   | 7   | samplingFlowIn | unsign | Flows   | Propo | This            |
   |     | terval         | ed64   |         | sed   | Information     |
   |     |                |        |         |       | Element         |
   |     |                |        |         |       | specifies the   |
   |     |                |        |         |       | number of Flows |
   |     |                |        |         |       | that are        |
   |     |                |        |         |       | consecutively   |
   |     |                |        |         |       | sampled.  A     |
   |     |                |        |         |       | value of 100    |
   |     |                |        |         |       | means that 100  |
   |     |                |        |         |       | consecutive     |
   |     |                |        |         |       | Flows are       |
   |     |                |        |         |       | sampled.  For   |
   |     |                |        |         |       | example, this   |
   |     |                |        |         |       | Information     |
   |     |                |        |         |       | Element may be  |
   |     |                |        |         |       | used to         |
   |     |                |        |         |       | describe the    |
   |     |                |        |         |       | configuration   |
   |     |                |        |         |       | of a systematic |
   |     |                |        |         |       | count-based     |
   |     |                |        |         |       | Sampling        |
   |     |                |        |         |       | Selector.       |
   +-----+----------------+--------+---------+-------+-----------------+

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   +-----+----------------+--------+---------+-------+-----------------+
   | 8   | samplingFlowSp | unsign | Flows   | Propo | This            |
   |     | acing          | ed64   |         | sed   | Information     |
   |     |                |        |         |       | Element         |
   |     |                |        |         |       | specifies the   |
   |     |                |        |         |       | number of Flows |
   |     |                |        |         |       | between two     |
   |     |                |        |         |       | "samplingFlowIn |
   |     |                |        |         |       | terval"s.  A    |
   |     |                |        |         |       |  value of 100   |
   |     |                |        |         |       |  means that the |
   |     |                |        |         |       |  next interval  |
   |     |                |        |         |       |  starts 100     |
   |     |                |        |         |       |  Flows (which   |
   |     |                |        |         |       |  are not        |
   |     |                |        |         |       |  sampled) after |
   |     |                |        |         |       |  the current    |
   |     |                |        |         |       |  "samplingFlowI |
   |     |                |        |         |       | nterval" is ove |
   |     |                |        |         |       | r.For example,  |
   |     |                |        |         |       |   this          |
   |     |                |        |         |       |   Information   |
   |     |                |        |         |       |   Element may b |
   |     |                |        |         |       | e used to       |
   |     |                |        |         |       |   describe the  |
   |     |                |        |         |       |   configuration |
   |     |                |        |         |       |   of a systemat |
   |     |                |        |         |       | iccount-based   |
   |     |                |        |         |       |   Sampling      |
   |     |                |        |         |       |   Selector.     |
   +-----+----------------+--------+---------+-------+-----------------+

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   +-----+----------------+--------+---------+-------+-----------------+
   | 9   | flowSamplingTi | unsign | microse | Propo | This            |
   |     | meInterval     | ed64   | conds   | sed   | Information     |
   |     |                |        |         |       | Element         |
   |     |                |        |         |       | specifies the   |
   |     |                |        |         |       | time interval   |
   |     |                |        |         |       | in microseconds |
   |     |                |        |         |       | during which    |
   |     |                |        |         |       | all arriving    |
   |     |                |        |         |       | Flows are       |
   |     |                |        |         |       | sampled.  For   |
   |     |                |        |         |       | example, this   |
   |     |                |        |         |       | Information     |
   |     |                |        |         |       | Element may be  |
   |     |                |        |         |       | used to         |
   |     |                |        |         |       | describe the    |
   |     |                |        |         |       | configuration   |
   |     |                |        |         |       | of a systematic |
   |     |                |        |         |       | time-based      |
   |     |                |        |         |       | Sampling        |
   |     |                |        |         |       | Selector.       |
   +-----+----------------+--------+---------+-------+-----------------+

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   +-----+----------------+--------+---------+-------+-----------------+
   | 10  | flowSamplingTi | unsign | microse | Propo | This            |
   |     | meSpacing      | ed64   | conds   | sed   | Information     |
   |     |                |        |         |       | Element         |
   |     |                |        |         |       | specifies the   |
   |     |                |        |         |       | time interval   |
   |     |                |        |         |       | in microseconds |
   |     |                |        |         |       | between two     |
   |     |                |        |         |       | "flowSamplingTi |
   |     |                |        |         |       | meInterval"s.   |
   |     |                |        |         |       | Avalue of 100   |
   |     |                |        |         |       |  means that the |
   |     |                |        |         |       |  next interval  |
   |     |                |        |         |       |  starts 100     |
   |     |                |        |         |       |  microseconds   |
   |     |                |        |         |       |  (during which  |
   |     |                |        |         |       |  no Flows are   |
   |     |                |        |         |       |  sampled) after |
   |     |                |        |         |       |  the current    |
   |     |                |        |         |       |  "flowsamplingT |
   |     |                |        |         |       | imeInterval" is |
   |     |                |        |         |       |   over.  For    |
   |     |                |        |         |       |   example, this |
   |     |                |        |         |       |   Information   |
   |     |                |        |         |       |   Element may   |
   |     |                |        |         |       |   used to       |
   |     |                |        |         |       |   describe the  |
   |     |                |        |         |       |   configuration |
   |     |                |        |         |       |   of a systemat |
   |     |                |        |         |       | ictime-based    |
   |     |                |        |         |       |   Sampling      |
   |     |                |        |         |       |   Selector.     |
   +-----+----------------+--------+---------+-------+-----------------+
   | 11  | hashFlowDomain | unsign | identif | Propo | This            |
   |     |                | ed16   | ier     | sed   | Information     |
   |     |                |        |         |       | Element         |
   |     |                |        |         |       | specifies the   |
   |     |                |        |         |       | Information     |
   |     |                |        |         |       | Elements that   |
   |     |                |        |         |       | are used by the |
   |     |                |        |         |       | Hash-based Flow |
   |     |                |        |         |       | Selection       |
   |     |                |        |         |       | Selector as the |
   |     |                |        |         |       | Hash Domain.    |
   +-----+----------------+--------+---------+-------+-----------------+

              Table 3: Information Elements to be registered

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8.2.  Registration of Object Identifier

   IANA will register the following OID in the IPFIX-SELECTOR-MIB
   Functions sub-registry at http://www.iana.org/assignments/smi-numbers
   according to the procedures set forth in [RFC5815]

   +---------+-----------------------+---------------------+-----------+
   | Decimal | Name                  | Description         | Reference |
   +---------+-----------------------+---------------------+-----------+
   |         | flowSelectorAlgorithm | This Object         | [RFCyyyy] |
   |         |                       | Identifier          |           |
   |         |                       | identifies the Flow |           |
   |         |                       | selection technique |           |
   |         |                       | (e.g., Filtering,   |           |
   |         |                       | Sampling) that is   |           |
   |         |                       | applied by the Flow |           |
   |         |                       | Selection Process   |           |
   +---------+-----------------------+---------------------+-----------+

               Table 4: Object Identifiers to be registered

   Editor's Note (to be removed prior to publication): the RFC editor is
   asked to replace "yyyy" in this document by the number of the RFC
   when the assignment has been made.

9.  Security Considerations

   Some of the described flow selection techniques (e.g., flow sampling,
   hash-based flow filtering) aim at the selection of a representative
   subset of flows in order to estimate parameters of the population.
   An adversary may have incentives to influence the selection of flows,
   for example to circumvent accounting or to avoid the detection of
   packets that are part of an attack.

   Security considerations concerning the choice of a Hash Function for
   Hash-based Packet Selection have been discussed in Section 6.2.3 of
   [RFC5475] and are also appropriate for Hash-based Flow Selection.
   [RFC5475] discusses the possibility to craft Packet Streams which are
   disproportionately selected or can be used to discover Hash Function
   parameters.  It also describes vulnerabilities of different Hash
   Functions to these attacks, and practices to minimize these
   vulnerabilities.

   For other sampling approaches a user can gain knowledge about the
   start and stop triggers in time-based systematic Sampling, e.g., by
   sending test packets.  This knowledge might allow users to modify
   their send schedule in a way that their packets are

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   disproportionately selected or not selected.  For random Sampling, a
   cryptographically strong random number generator should be used in
   order to prevent that an advisory can predict the selection decision
   [GoRe08].

   Further security threats can occur when Flow Selection parameters are
   configured or communicated to other entities.  The protocol(s) for
   the configuration and reporting of Flow Selection parameters are out
   of scope of this document.  Nevertheless, a set of initial
   requirements for future configuration and reporting protocols are
   stated below:

   1.  Protection against disclosure of configuration information: Flow
       Selection configuration information describes the Intermediate
       Flow Selection Process and its parameters.  This information can
       be useful to attackers.  Attackers may craft packets that never
       fit the selection criteria in order to prevent Flows to be seen
       by the Intermediate Flow Selection Process.  They can also craft
       a lot of packets that fit the selection criteria and overload or
       bias subsequent processes.  Therefore any transmission of
       configuration data (e.g., to configure a process or to report its
       actual status) should be protected by encryption.

   2.  Protection against modification of configuration information: if
       wrong configuration information is sent to the Intermediate Flow
       Selection Process, it can lead to a malfunction of the
       Intermediate Flow Selection Process.  Also if wrong configuration
       information is reported from the Flow Selection Process to other
       processes it can lead to wrong estimations at subsequent
       processes.  Therefore any protocol that transmits configuration
       information should prevent that an attacker can modify
       configuration information.  Data integrity can be achieved by
       authenticating the data.

   3.  Protection against malicious nodes sending configuration
       information: The remote configuration of Flow Selection
       techniques should be protected against access by unauthorized
       nodes.  This can be achieved by access control lists at the
       device that hosts the Flow Selection Process (e.g.  IPFIX
       Exporter, IPFIX Mediator or IPFIX Collector) and by source
       authentication.  The reporting of configuration data from an
       Intermediate Flow Selection Process has to be protected in the
       same way.  That means that also protocols that report
       configuration data from the Intermediate Flow Selection Process
       to other processes need to protect against unauthorized nodes
       reporting configuration information.

   The security threats that originate from communicating configuration

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   information to and from Intermediate Flow Selection Processes cannot
   be assessed solely with the information given in this document.  A
   further more detailed assessment of security threats is necessary
   when a specific protocol for the configuration or reporting
   configuration data is proposed.

10.  Acknowledgments

   We would like to thank the IPFIX group, especially Brian Trammell,
   Paul Aitken and Benoit Claise for fruitful discussions and for
   proofreading the document.

11.  References

11.1.  Normative References

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119, March 1997.

   [RFC5101]  Claise, B., "Specification of the IP Flow Information
              Export (IPFIX) Protocol for the Exchange of IP Traffic
              Flow Information", RFC 5101, January 2008.

   [RFC5102]  Quittek, J., Bryant, S., Claise, B., Aitken, P., and J.
              Meyer, "Information Model for IP Flow Information Export",
              RFC 5102, January 2008.

   [RFC5475]  Zseby, T., Molina, M., Duffield, N., Niccolini, S., and F.
              Raspall, "Sampling and Filtering Techniques for IP Packet
              Selection", RFC 5475, March 2009.

   [RFC5476]  Claise, B., Johnson, A., and J. Quittek, "Packet Sampling
              (PSAMP) Protocol Specifications", RFC 5476, March 2009.

   [RFC5815]  Dietz, T., Kobayashi, A., Claise, B., and G. Muenz,
              "Definitions of Managed Objects for IP Flow Information
              Export", RFC 5815, April 2010.

11.2.  Informative References

   [Bra75]    Brayer, K., "Evaluation of 32 Degree Polynomials in Error
              Detection on the SATIN IV Autovon Error Patterns",
              National Technical Information Service p.74, August 1975.

   [CoHa08]   Cormode, G. and M. Hadjieleftheriou, "Finding frequent
              items in data streams", Journal, Proceedings of the Very

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              Large DataBase Endowment VLDB Endowment, Volume 1 Issue 2,
              August 2008, August 2008.

   [DuLT01]   Duffield, N., Lund, C., and M. Thorup, "Charging from
              Sampled Network Usage", ACM Internet Measurement Workshop
              IMW 2001, San Francisco, USA, November 2001.

   [EsVa01]   Estan, C. and G,. Varghese, "New Directions in Traffic
              Measurement and Accounting: Focusing on the Elephants,
              Ignoring the Mice", ACM SIGCOMM Internet Measurement
              Workshop 2001, San Francisco (CA), November 2001.

   [GoRe08]   Goldberg, S., Xiao, D., Tromer, E., Barak, B., and J.
              Rexford, "Path-quality monitoring in the presence of
              adversaries", ACM SIGMETRICS ACM SIGMETRICS International
              Conference on Measurement and Modeling of Computer
              Systems, Annapolis, MD, USA, June 2008.

   [KaPS03]   Karp, R., Papadimitriou, C., and S. S. Shenker, "A simple
              algorithm for finding frequent elements in sets and
              bags.", ACM Transactions on Database Systems, Volume 28,
              51-55, 2003, March 2003.

   [MSZC10]   Mai, J., Sridharan, A., Zang, H., and C. Chuah, "Fast
              Filtered Sampling", Computer Networks Volume 54, Issue 11,
              Pages 1885-1898, ISSN 1389-1286, January 2010.

   [MaMo02]   Manku, G. and R. Motwani, "Approximate Frequency Counts
              over Data Streams", Proceedings of the International
              Conference on Very large DataBases (VLDB) pages 346--357,
              2002, Hong Kong, China, 2002.

   [RFC3917]  Quittek, J., Zseby, T., Claise, B., and S. Zander,
              "Requirements for IP Flow Information Export (IPFIX)",
              RFC 3917, October 2004.

   [RFC5226]  Narten, T. and H. Alvestrand, "Guidelines for Writing an
              IANA Considerations Section in RFCs", BCP 26, RFC 5226,
              May 2008.

   [RFC5470]  Sadasivan, G., Brownlee, N., Claise, B., and J. Quittek,
              "Architecture for IP Flow Information Export", RFC 5470,
              March 2009.

   [RFC6183]  Kobayashi, A., Claise, B., Muenz, G., and K. Ishibashi,
              "IP Flow Information Export (IPFIX) Mediation: Framework",
              RFC 6183, April 2011.

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   [iana-ipfix-assignments]
              "IP Flow Information Export Information Elements", 2007,
              <http://www.iana.org/assignments/ipfix/ipfix.xml>.

Authors' Addresses

   Salvatore D'Antonio
   University of Napoli "Parthenope"
   Centro Direzionale di Napoli Is. C4
   Naples  80143
   Italy

   Phone: +39 081 5476766
   Email: salvatore.dantonio@uniparthenope.it

   Tanja Zseby
   CAIDA/FhG FOKUS
   San Diego Supercomputer Center (SDSC)
   University of California, San Diego (UCSD)
   9500 Gilman Drive
   La Jolla  CA 92093-0505
   USA

   Email: tanja@caida.org

   Christian Henke
   Tektronix Communication Berlin
   Wohlrabedamm 32
   Berlin  13629
   Germany

   Phone: +49 17 2323 8717
   Email: christian.henke@tektronix.com

   Lorenzo Peluso
   University of Napoli
   Via Claudio 21
   Napoli  80125
   Italy

   Phone: +39 081 7683821
   Email: lorenzo.peluso@unina.it

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