Change Poll Extension for the Extensible Provisioning Protocol (EPP)
draft-ietf-regext-change-poll-11

Network Working Group                                           J. Gould
Internet-Draft                                            VeriSign, Inc.
Intended status: Standards Track                                K. Feher
Expires: June 13, 2019                                           Neustar
                                                       December 10, 2018

  Change Poll Extension for the Extensible Provisioning Protocol (EPP)
                    draft-ietf-regext-change-poll-11

Abstract

   This document describes an Extensible Provisioning Protocol (EPP)
   extension for notifying clients of operations on client-sponsored
   objects that were not initiated by the client through EPP.  These
   operations may include contractual or policy requirements including
   but not limited to regular batch processes, customer support actions,
   Uniform Domain-Name Dispute-Resolution Policy (UDRP) or Uniform Rapid
   Suspension (URS) actions, court-directed actions, and bulk updates
   based on customer requests.  Since the client is not directly
   involved or knowledgable of these operations, the extension is used
   along with an EPP object mapping to provide the resulting state of
   the post-operation object, and optionally a pre-operation object,
   with the operation meta-data of what, when, who, and why.

Status of This Memo

   This Internet-Draft is submitted in full conformance with the
   provisions of BCP 78 and BCP 79.

   Internet-Drafts are working documents of the Internet Engineering
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   This Internet-Draft will expire on June 13, 2019.

Copyright Notice

   Copyright (c) 2018 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

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   This document is subject to BCP 78 and the IETF Trust's Legal
   Provisions Relating to IETF Documents
   (http://trustee.ietf.org/license-info) in effect on the date of
   publication of this document.  Please review these documents
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   described in the Simplified BSD License.

Table of Contents

   1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . .   3
     1.1.  Conventions Used in This Document . . . . . . . . . . . .   3
   2.  Object Attributes . . . . . . . . . . . . . . . . . . . . . .   4
     2.1.  Operation . . . . . . . . . . . . . . . . . . . . . . . .   4
     2.2.  State . . . . . . . . . . . . . . . . . . . . . . . . . .   5
     2.3.  Who . . . . . . . . . . . . . . . . . . . . . . . . . . .   5
     2.4.  Dates and Times . . . . . . . . . . . . . . . . . . . . .   5
   3.  EPP Command Mapping . . . . . . . . . . . . . . . . . . . . .   6
     3.1.  EPP Query Commands  . . . . . . . . . . . . . . . . . . .   6
       3.1.1.  EPP <check> Command . . . . . . . . . . . . . . . . .   6
       3.1.2.  EPP <info> Command  . . . . . . . . . . . . . . . . .   6
       3.1.3.  EPP <transfer> Command  . . . . . . . . . . . . . . .  16
     3.2.  EPP Transform Commands  . . . . . . . . . . . . . . . . .  16
       3.2.1.  EPP <create> Command  . . . . . . . . . . . . . . . .  16
       3.2.2.  EPP <delete> Command  . . . . . . . . . . . . . . . .  16
       3.2.3.  EPP <renew> Command . . . . . . . . . . . . . . . . .  16
       3.2.4.  EPP <transfer> Command  . . . . . . . . . . . . . . .  16
       3.2.5.  EPP <update> Command  . . . . . . . . . . . . . . . .  16
   4.  Formal Syntax . . . . . . . . . . . . . . . . . . . . . . . .  16
     4.1.  Change Poll Extension Schema  . . . . . . . . . . . . . .  17
   5.  IANA Considerations . . . . . . . . . . . . . . . . . . . . .  19
     5.1.  XML Namespace . . . . . . . . . . . . . . . . . . . . . .  19
     5.2.  EPP Extension Registry  . . . . . . . . . . . . . . . . .  20
   6.  Implementation Status . . . . . . . . . . . . . . . . . . . .  20
     6.1.  Verisign EPP SDK  . . . . . . . . . . . . . . . . . . . .  21
     6.2.  Verisign Consolidated Top Level Domain (CTLD) SRS . . . .  21
     6.3.  Verisign .COM / .NET SRS  . . . . . . . . . . . . . . . .  22
     6.4.  Neustar EPP SDK . . . . . . . . . . . . . . . . . . . . .  22
   7.  Security Considerations . . . . . . . . . . . . . . . . . . .  22
   8.  Acknowledgements  . . . . . . . . . . . . . . . . . . . . . .  22
   9.  References  . . . . . . . . . . . . . . . . . . . . . . . . .  23
     9.1.  Normative References  . . . . . . . . . . . . . . . . . .  23
     9.2.  Informative References  . . . . . . . . . . . . . . . . .  24
   Appendix A.  Change History . . . . . . . . . . . . . . . . . . .  24
     A.1.  Change from 00 to 01  . . . . . . . . . . . . . . . . . .  24
     A.2.  Change from 01 to 02  . . . . . . . . . . . . . . . . . .  24

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     A.3.  Change from 02 to 03  . . . . . . . . . . . . . . . . . .  24
     A.4.  Change from 03 to 04  . . . . . . . . . . . . . . . . . .  24
     A.5.  Change from 04 to 05  . . . . . . . . . . . . . . . . . .  24
     A.6.  Change from 05 to REGEXT 00 . . . . . . . . . . . . . . .  24
     A.7.  Change from REGEXT 00 to REGEXT 01  . . . . . . . . . . .  24
     A.8.  Change from REGEXT 01 to REGEXT 02  . . . . . . . . . . .  25
     A.9.  Change from REGEXT 02 to REGEXT 03  . . . . . . . . . . .  25
     A.10. Change from REGEXT 03 to REGEXT 04  . . . . . . . . . . .  25
     A.11. Change from REGEXT 04 to REGEXT 05  . . . . . . . . . . .  25
     A.12. Change from REGEXT 05 to REGEXT 06  . . . . . . . . . . .  25
     A.13. Change from REGEXT 06 to REGEXT 07  . . . . . . . . . . .  25
     A.14. Change from REGEXT 07 to REGEXT 08  . . . . . . . . . . .  26
     A.15. Change from REGEXT 08 to REGEXT 09  . . . . . . . . . . .  26
     A.16. Change from REGEXT 09 to REGEXT 10  . . . . . . . . . . .  26
     A.17. Change from REGEXT 10 to REGEXT 11  . . . . . . . . . . .  27
   Authors' Addresses  . . . . . . . . . . . . . . . . . . . . . . .  27

1.  Introduction

   This document describes an extension mapping for version 1.0 of the
   Extensible Provisioning Protocol (EPP) [RFC5730].  This mapping, an
   extension to EPP object mappings like the EPP domain name mapping
   [RFC5731], is used to notify clients of operations they are not
   directly involved in, on objects that the client sponsors.  It is up
   to server policy to determine what transform operations and clients
   to notify.  Using this extension, clients can more easily keep their
   systems in-sync with the objects stored in the server.  When a change
   occurs that a client needs to be notified of, a poll message can be
   inserted by the server for consumption by the client using the EPP
   <poll> command and response defined in [RFC5730].  The extension
   supports including a "before" operation poll message and an "after"
   operation poll message.  The extension only extends the EPP <poll>
   response in [RFC5730] and does not extend the EPP <poll> command.
   Please refer to [RFC5730] for information and examples of the EPP
   <poll> command.

1.1.  Conventions Used in This Document

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
   "OPTIONAL" in this document are to be interpreted as described in BCP
   14 [RFC2119] [RFC8174] when, and only when, they appear in all
   capitals, as shown here.

   XML is case sensitive.  Unless stated otherwise, XML specifications
   and examples provided in this document MUST be interpreted in the
   character case presented in order to develop a conforming
   implementation.

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   In examples, "C:" represents lines sent by a protocol client and "S:"
   represents lines returned by a protocol server.  Indentation and
   white space in examples are provided only to illustrate element
   relationships and are not a REQUIRED feature of this protocol.

   The XML namespace prefix "changePoll" is used for the namespace
   "urn:ietf:params:xml:ns:changePoll-1.0", but implementations MUST NOT
   depend on it and instead employ a proper namespace-aware XML parser
   and serializer to interpret and output the XML documents.

2.  Object Attributes

   This extension adds additional elements to EPP object mappings like
   the EPP domain name mapping [RFC5731].  Only those new elements are
   described here.

2.1.  Operation

   An operation consists of any transform operation that impacts objects
   that the client sponsers and should be notified of.  The
   <changePoll:operation> element defines the operation.  The OPTIONAL
   "op" attribute is an identifier, represented in the 7-bit US-ASCII
   character set defined in [RFC0020], that is used to define a sub-
   operation or the name of a "custom" operation.  The enumerated list
   of <changePoll:operation> values is:

   "create":  Create operation as defined in [RFC5730].
   "delete":  Delete operation as defined in [RFC5730].  If the delete
       operation results in an immediate purge of the object, then the
       "op" attribute MUST be set to "purge".
   "renew":  Renew operation as defined in [RFC5730].
   "transfer":  Transfer operation as defined in [RFC5730] that MUST set
       the "op" attribute with one of the possible transfer type values
       that include "request", "approve", "cancel", or "reject".
   "update":  Update operation as defined in [RFC5730].
   "restore":  Restore operation as defined in [RFC3915] that MUST set
       the "op" attribute with one of the possible restore type values
       that include "request" or "report".
   "autoRenew":  Auto renew operation executed by the server.
   "autoDelete":  Auto delete operation executed by the server.  If the
       "autoDelete" operation results in an immediate purge of the
       object, then the "op" attribute MUST be set to "purge".
   "autoPurge":  Auto purge operation executed by the server when
       removing the object after it had the "pendingDelete" status.
   "custom":  Custom operation that MUST set the "op" attribute with the
       custom operation name.  The custom operations supported is up to
       server policy.

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2.2.  State

   The state attribute reflects the state of the object "before" or
   "after" the operation.  The state is defined using the OPTIONAL
   "state" attribute of the <changePoll:changeData> element, with the
   possible values "before" or "after" and with a default value of
   "after".  The server MAY support both the "before" state and the
   "after" state of the operation, by using one poll message for the
   "before" state and one poll message for the "after" state.  The
   "before" state poll message MUST be inserted into the message queue
   prior to the "after" state poll message.

   For operations in Section 2.1 that don't have an "after" state, the
   server MUST use the "before" state poll message.  For example, for
   the "delete" operation with the "op" attribute set to "purge", or the
   "autoPurge" operation, the server includes the state of the object
   prior to being purged in the "before" state poll message.

   For operations in Section 2.1 that don't have a "before" state, the
   server MUST use the "after" state poll message.  For example, for the
   "create" operation, the server includes the state of the object after
   creation in the "after" state poll message.

2.3.  Who

   The <changePoll:who> element defines who executed the operation for
   audit purposes.  The scheme used for the possible set of
   <changePoll:who> element values is up to server policy.  The server
   MAY identify the <changePoll:who> element value based on:

   "Identifier":  Unique user identifier of the user that executed the
       operation.  An example is "ClientX".
   "Name":  Name of the user that executed the operation.  An example is
       "John Doe".
   "Role":  Role of the user that executed operation.  An example is
       "CSR" for a Customer Support Representative or "Batch" for a
       server batch.

2.4.  Dates and Times

   Date and time attribute values MUST be represented in Universal
   Coordinated Time (UTC) using the Gregorian calendar.  The extended
   date-time form using upper case "T" and "Z" characters defined in
   [W3C.REC-xmlschema-2-20041028] MUST be used to represent date-time
   values, as XML Schema does not support truncated date-time forms or
   lower case "T" and "Z" characters.

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3.  EPP Command Mapping

   A detailed description of the EPP syntax and semantics can be found
   in the EPP core protocol specification [RFC5730].

3.1.  EPP Query Commands

   EPP provides three commands to retrieve object information: <check>
   to determine if an object is known to the server, <info> to retrieve
   detailed information associated with an object, and <transfer> to
   retrieve object transfer status information.

3.1.1.  EPP <check> Command

   This extension does not add any elements to the EPP <check> command
   or <check> response described in the [RFC5730].

3.1.2.  EPP <info> Command

   This extension does not add any elements to the EPP <info> command
   described in the [RFC5730].

   This extension adds operation detail of EPP object mapping operations
   Section 2.1 to an EPP poll response, as described in [RFC5730].  The
   extension is an extension of the EPP object mapping info response.
   Any transform operation to an object defined in an EPP object mapping
   by a client other than the sponsoring client MAY result in extending
   the <info> response of the object for inserting an EPP poll message
   with the operation detail.  The sponsoring client will then receive
   the state of the object with operation detail like what, who, when,
   and why the object was changed.  The <changePoll:changeData> element
   contains the operation detail along with an indication of whether the
   object reflects the state before or after the operation as defined in
   Section 2.2.  The <changePoll:changeData> element includes the
   operation detail with the following child elements:

   <changePoll:operation>:  Transform operation executed on the object
       as defined in Section 2.1.
   <changePoll:date>:  Date and time when the operation was executed.
   <changePoll:svTRID>:  Server transaction identifier of the operation.
   <changePoll:who>:  Who executed the operation as defined in
       Section 2.3.
   <changePoll:caseId>:  OPTIONAL case identifer associated with the
       operation.  The required "type" attribute defines the type of
       case.  The OPTIONAL "name" attribute is an identifier,
       represented in the 7-bit US-ASCII character set defined in
       [RFC0020], that is used to define the name of the "custom" case
       type.  The enumerated list of case types is:

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       udrp:  a Uniform Domain-Name Dispute-Resolution Policy (UDRP)
           case.
       urs:  a Uniform Rapid Suspension (URS) case.
       custom:  A custom case that is defined using the "name"
           attribute.
   <changePoll:reason>:  OPTIONAL reason for executing the operation.
       If present, this element contains the server-specific text to
       help explain the reason the operation was executed.  This text
       MUST be represented in the response language previously
       negotiated with the client; an OPTIONAL "lang" attribute MAY be
       present to identify the language if the negotiated value is
       something other than the default value of "en" (English).

   Example poll <info> response with the <changePoll:changeData>
   extension for a URS lock transaction on the domain.example domain
   name, with the "before" state.  The "before" state is reflected in
   the <resData> block:

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   S:<?xml version="1.0" encoding="UTF-8"?>
   S:<epp xmlns="urn:ietf:params:xml:ns:epp-1.0">
   S:   <response>
   S:      <result code="1301">
   S:         <msg lang="en-US">
   S:       Command completed successfully; ack to dequeue</msg>
   S:      </result>
   S:      <msgQ id="201" count="1">
   S:         <qDate>2013-10-22T14:25:57.0Z</qDate>
   S:         <msg>Registry initiated update of domain.</msg>
   S:      </msgQ>
   S:    <resData>
   S:      <domain:infData
   S:       xmlns:domain="urn:ietf:params:xml:ns:domain-1.0">
   S:        <domain:name>domain.example</domain:name>
   S:        <domain:roid>EXAMPLE1-REP</domain:roid>
   S:        <domain:status s="ok"/>
   S:        <domain:registrant>jd1234</domain:registrant>
   S:        <domain:contact type="admin">sh8013</domain:contact>
   S:        <domain:contact type="tech">sh8013</domain:contact>
   S:        <domain:clID>ClientX</domain:clID>
   S:        <domain:crID>ClientY</domain:crID>
   S:        <domain:crDate>2012-04-03T22:00:00.0Z</domain:crDate>
   S:        <domain:exDate>2014-04-03T22:00:00.0Z</domain:exDate>
   S:      </domain:infData>
   S:    </resData>
   S:    <extension>
   S:      <changePoll:changeData
   S:        xmlns:changePoll="urn:ietf:params:xml:ns:changePoll-1.0"
   S:        state="before">
   S:        <changePoll:operation>update</changePoll:operation>
   S:        <changePoll:date>2013-10-22T14:25:57.0Z</changePoll:date>
   S:        <changePoll:svTRID>12345-XYZ</changePoll:svTRID>
   S:        <changePoll:who>URS Admin</changePoll:who>
   S:        <changePoll:caseId type="urs">urs123</changePoll:caseId>
   S:        <changePoll:reason>URS Lock</changePoll:reason>
   S:      </changePoll:changeData>
   S:    </extension>
   S:    <trID>
   S:      <clTRID>ABC-12345</clTRID>
   S:      <svTRID>54321-XYZ</svTRID>
   S:    </trID>
   S:   </response>
   S:</epp>

   Example poll <info> response with the <changePoll:changeData>
   extension for a URS lock transaction on the domain.example domain
   name, with the "after" state.  The "after" state is reflected in the

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   <resData> block:

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   S:<?xml version="1.0" encoding="UTF-8"?>
   S:<epp xmlns="urn:ietf:params:xml:ns:epp-1.0">
   S:   <response>
   S:      <result code="1301">
   S:         <msg lang="en-US">
   S:       Command completed successfully; ack to dequeue</msg>
   S:      </result>
   S:      <msgQ id="202" count="1">
   S:         <qDate>2013-10-22T14:25:57.0Z</qDate>
   S:         <msg>Registry initiated update of domain.</msg>
   S:      </msgQ>
   S:    <resData>
   S:      <domain:infData
   S:       xmlns:domain="urn:ietf:params:xml:ns:domain-1.0">
   S:        <domain:name>domain.example</domain:name>
   S:        <domain:roid>EXAMPLE1-REP</domain:roid>
   S:        <domain:status s="serverUpdateProhibited"/>
   S:        <domain:status s="serverDeleteProhibited"/>
   S:        <domain:status s="serverTransferProhibited"/>
   S:        <domain:registrant>jd1234</domain:registrant>
   S:        <domain:contact type="admin">sh8013</domain:contact>
   S:        <domain:contact type="tech">sh8013</domain:contact>
   S:        <domain:clID>ClientX</domain:clID>
   S:        <domain:crID>ClientY</domain:crID>
   S:        <domain:crDate>2012-04-03T22:00:00.0Z</domain:crDate>
   S:        <domain:upID>ClientZ</domain:upID>
   S:        <domain:upDate>2013-10-22T14:25:57.0Z</domain:upDate>
   S:        <domain:exDate>2014-04-03T22:00:00.0Z</domain:exDate>
   S:      </domain:infData>
   S:    </resData>
   S:    <extension>
   S:      <changePoll:changeData
   S:        xmlns:changePoll="urn:ietf:params:xml:ns:changePoll-1.0"
   S:        state="after">
   S:        <changePoll:operation>update</changePoll:operation>
   S:        <changePoll:date>2013-10-22T14:25:57.0Z</changePoll:date>
   S:        <changePoll:svTRID>12345-XYZ</changePoll:svTRID>
   S:        <changePoll:who>URS Admin</changePoll:who>
   S:        <changePoll:caseId type="urs">urs123</changePoll:caseId>
   S:        <changePoll:reason>URS Lock</changePoll:reason>
   S:      </changePoll:changeData>
   S:    </extension>
   S:    <trID>
   S:      <clTRID>ABC-12345</clTRID>
   S:      <svTRID>54321-XYZ</svTRID>
   S:    </trID>
   S:   </response>
   S:</epp>

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   Example poll <info> response with the <changePoll:changeData>
   extension for a custom "sync" operation on the domain.example domain
   name, with the default "after" state.  The "after" state is reflected
   in the <resData> block:

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   S:<?xml version="1.0" encoding="UTF-8"?>
   S:<epp xmlns="urn:ietf:params:xml:ns:epp-1.0">
   S:   <response>
   S:      <result code="1301">
   S:         <msg>Command completed successfully; ack to dequeue</msg>
   S:      </result>
   S:      <msgQ id="201" count="1">
   S:         <qDate>2013-10-22T14:25:57.0Z</qDate>
   S:    <msg>Registry initiated Sync of Domain Expiration Date</msg>
   S:      </msgQ>
   S:    <resData>
   S:      <domain:infData
   S:       xmlns:domain="urn:ietf:params:xml:ns:domain-1.0">
   S:        <domain:name>domain.example</domain:name>
   S:        <domain:roid>EXAMPLE1-REP</domain:roid>
   S:        <domain:status s="ok"/>
   S:        <domain:registrant>jd1234</domain:registrant>
   S:        <domain:contact type="admin">sh8013</domain:contact>
   S:        <domain:contact type="tech">sh8013</domain:contact>
   S:        <domain:clID>ClientX</domain:clID>
   S:        <domain:crID>ClientY</domain:crID>
   S:        <domain:crDate>2012-04-03T22:00:00.0Z</domain:crDate>
   S:        <domain:upID>ClientZ</domain:upID>
   S:        <domain:upDate>2013-10-22T14:25:57.0Z</domain:upDate>
   S:        <domain:exDate>2014-04-03T22:00:00.0Z</domain:exDate>
   S:      </domain:infData>
   S:    </resData>
   S:    <extension>
   S:      <changePoll:changeData
   S:        xmlns:changePoll="urn:ietf:params:xml:ns:changePoll-1.0">
   S:        <changePoll:operation op="sync">custom
   S:        </changePoll:operation>
   S:        <changePoll:date>2013-10-22T14:25:57.0Z</changePoll:date>
   S:        <changePoll:svTRID>12345-XYZ</changePoll:svTRID>
   S:        <changePoll:who>CSR</changePoll:who>
   S:        <changePoll:reason lang="en">Customer sync request
   S:        </changePoll:reason>
   S:      </changePoll:changeData>
   S:    </extension>
   S:    <trID>
   S:      <clTRID>ABC-12345</clTRID>
   S:      <svTRID>54321-XYZ</svTRID>
   S:    </trID>
   S:   </response>
   S:</epp>

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   Example poll <info> response with the <changePoll:changeData>
   extension for a "delete" operation on the domain.example domain name
   that is immediately purged, with the "before" state.  The "before"
   state is reflected in the <resData> block:

   S:<?xml version="1.0" encoding="UTF-8"?>
   S:<epp xmlns="urn:ietf:params:xml:ns:epp-1.0">
   S:  <response>
   S:    <result code="1301">
   S:      <msg>Command completed successfully; ack to dequeue</msg>
   S:    </result>
   S:    <msgQ id="200" count="1">
   S:      <qDate>2013-10-22T14:25:57.0Z</qDate>
   S:      <msg>Registry initiated delete of
   S:         domain resulting in immediate purge.</msg>
   S:    </msgQ>
   S:    <resData>
   S:      <domain:infData
   S:        xmlns:domain="urn:ietf:params:xml:ns:domain-1.0">
   S:        <domain:name>domain.example</domain:name>
   S:        <domain:roid>EXAMPLE1-REP</domain:roid>
   S:        <domain:clID>ClientX</domain:clID>
   S:      </domain:infData>
   S:    </resData>
   S:    <extension>
   S:      <changePoll:changeData
   S:        xmlns:changePoll="urn:ietf:params:xml:ns:changePoll-1.0"
   S:        state="before">
   S:        <changePoll:operation op="purge">delete
   S:        </changePoll:operation>
   S:        <changePoll:date>2013-10-22T14:25:57.0Z
   S:        </changePoll:date>
   S:        <changePoll:svTRID>12345-XYZ
   S:        </changePoll:svTRID>
   S:        <changePoll:who>ClientZ
   S:        </changePoll:who>
   S:        <changePoll:reason>Court order
   S:        </changePoll:reason>
   S:      </changePoll:changeData>
   S:    </extension>
   S:    <trID>
   S:      <clTRID>ABC-12345</clTRID>
   S:      <svTRID>54321-XYZ</svTRID>
   S:    </trID>
   S:  </response>
   S:</epp>

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   Example poll <info> response with the <changePoll:changeData>
   extension for an "autoPurge" operation on the domain.example domain
   name that previously had the "pendingDelete" status, with the
   "before" state.  The "before" state is reflected in the <resData>
   block:

   S:<?xml version="1.0" encoding="UTF-8"?>
   S:<epp xmlns="urn:ietf:params:xml:ns:epp-1.0">
   S:  <response>
   S:    <result code="1301">
   S:      <msg>Command completed successfully; ack to dequeue
   S:      </msg>
   S:    </result>
   S:    <msgQ id="200" count="1">
   S:      <qDate>2013-10-22T14:25:57.0Z</qDate>
   S:      <msg>Registry purged domain with pendingDelete status.
   S:      </msg>
   S:    </msgQ>
   S:    <resData>
   S:      <domain:infData
   S:        xmlns:domain="urn:ietf:params:xml:ns:domain-1.0">
   S:        <domain:name>domain.example</domain:name>
   S:        <domain:roid>EXAMPLE1-REP</domain:roid>
   S:        <domain:clID>ClientX</domain:clID>
   S:      </domain:infData>
   S:    </resData>
   S:    <extension>
   S:      <changePoll:changeData
   S:        xmlns:changePoll="urn:ietf:params:xml:ns:changePoll-1.0"
   S:        state="before">
   S:        <changePoll:operation>autoPurge
   S:        </changePoll:operation>
   S:        <changePoll:date>2013-10-22T14:25:57.0Z
   S:        </changePoll:date>
   S:        <changePoll:svTRID>12345-XYZ
   S:        </changePoll:svTRID>
   S:        <changePoll:who>Batch
   S:        </changePoll:who>
   S:        <changePoll:reason>Past pendingDelete 5 day period
   S:        </changePoll:reason>
   S:      </changePoll:changeData>
   S:    </extension>
   S:    <trID>
   S:      <clTRID>ABC-12345</clTRID>
   S:      <svTRID>54321-XYZ</svTRID>
   S:    </trID>
   S:  </response>
   S:</epp>

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   Example poll <info> response with the <changePoll:changeData>
   extension for an "update" operation on the ns1.domain.example host,
   with the default "after" state.  The "after" state is reflected in
   the <resData> block:

   S:<?xml version="1.0" encoding="UTF-8"?>
   S:<epp xmlns="urn:ietf:params:xml:ns:epp-1.0">
   S:   <response>
   S:      <result code="1301">
   S:         <msg>Command completed successfully; ack to dequeue</msg>
   S:      </result>
   S:      <msgQ id="201" count="1">
   S:         <qDate>2013-10-22T14:25:57.0Z</qDate>
   S:         <msg>Registry initiated update of host.</msg>
   S:      </msgQ>
   S:    <resData>
   S:      <host:infData
   S:       xmlns:host="urn:ietf:params:xml:ns:host-1.0">
   S:        <host:name>ns1.domain.example</host:name>
   S:        <host:roid>NS1_EXAMPLE1-REP</host:roid>
   S:        <host:status s="linked"/>
   S:        <host:status s="serverUpdateProhibited"/>
   S:        <host:status s="serverDeleteProhibited"/>
   S:        <host:addr ip="v4">192.0.2.2</host:addr>
   S:        <host:addr ip="v6">2001:db8:0:0:1:0:0:1</host:addr>
   S:        <host:clID>ClientX</host:clID>
   S:        <host:crID>ClientY</host:crID>
   S:        <host:crDate>2012-04-03T22:00:00.0Z</host:crDate>
   S:        <host:upID>ClientY</host:upID>
   S:        <host:upDate>2013-10-22T14:25:57.0Z</host:upDate>
   S:      </host:infData>
   S:    </resData>
   S:    <extension>
   S:      <changePoll:changeData
   S:        xmlns:changePoll="urn:ietf:params:xml:ns:changePoll-1.0">
   S:        <changePoll:operation>update</changePoll:operation>
   S:        <changePoll:date>2013-10-22T14:25:57.0Z</changePoll:date>
   S:        <changePoll:svTRID>12345-XYZ</changePoll:svTRID>
   S:        <changePoll:who>ClientZ</changePoll:who>
   S:        <changePoll:reason>Host Lock</changePoll:reason>
   S:      </changePoll:changeData>
   S:    </extension>
   S:    <trID>
   S:      <clTRID>ABC-12345</clTRID>
   S:      <svTRID>54321-XYZ</svTRID>
   S:    </trID>
   S:   </response>
   S:</epp>

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3.1.3.  EPP <transfer> Command

   This extension does not add any elements to the EPP <transfer> query
   command or <transfer> response described in the [RFC5730].

3.2.  EPP Transform Commands

   EPP provides five commands to transform objects: <create> to create
   an instance of an object, <delete> to delete an instance of an
   object, <renew> to extend the validity period of an object,
   <transfer> to manage object sponsorship changes, and <update> to
   change information associated with an object.

3.2.1.  EPP <create> Command

   This extension does not add any elements to the EPP <create> command
   or <create> response described in the [RFC5730].

3.2.2.  EPP <delete> Command

   This extension does not add any elements to the EPP <delete> command
   or <delete> response described in the [RFC5730].

3.2.3.  EPP <renew> Command

   This extension does not add any elements to the EPP <renew> command
   or <renew> response described in the [RFC5730].

3.2.4.  EPP <transfer> Command

   This extension does not add any elements to the EPP <transfer>
   command or <transfer> response described in the [RFC5730].

3.2.5.  EPP <update> Command

   This extension does not add any elements to the EPP <update> command
   or <update> response described in the [RFC5730].

4.  Formal Syntax

   One schema is presented here that is the EPP Change Poll Extension
   schema.

   The formal syntax presented here is a complete schema representation
   of the object mapping suitable for automated validation of EPP XML
   instances.  The BEGIN and END tags are not part of the schema; they
   are used to note the beginning and ending of the schema for URI
   registration purposes.

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4.1.  Change Poll Extension Schema

   BEGIN
   <?xml version="1.0" encoding="UTF-8"?>
    <schema targetNamespace="urn:ietf:params:xml:ns:changePoll-1.0"
            xmlns:eppcom="urn:ietf:params:xml:ns:eppcom-1.0"
            xmlns:epp="urn:ietf:params:xml:ns:epp-1.0"
            xmlns:changePoll="urn:ietf:params:xml:ns:changePoll-1.0"
            xmlns="http://www.w3.org/2001/XMLSchema"
            elementFormDefault="qualified">

     <!--
     Import common element types.
     -->
     <import namespace="urn:ietf:params:xml:ns:eppcom-1.0"/>
     <import namespace="urn:ietf:params:xml:ns:epp-1.0"/>

      <annotation>
        <documentation>
          Extensible Provisioning Protocol v1.0
          Change Poll Mapping Schema.
        </documentation>
      </annotation>

      <!--
       Change element.
      -->
      <element name="changeData" type="changePoll:changeDataType"/>

      <!--
       Attributes associated with the change.
      -->
      <complexType name="changeDataType">
        <sequence>
          <element name="operation" type="changePoll:operationType"/>
          <element name="date" type="dateTime"/>
          <element name="svTRID" type="epp:trIDStringType"/>
          <element name="who" type="changePoll:whoType"/>
          <element name="caseId" type="changePoll:caseIdType"
            minOccurs="0"/>
          <element name="reason" type="eppcom:reasonType"
            minOccurs="0"/>
        </sequence>
       <attribute name="state" type="changePoll:stateType"
         default="after"/>
      </complexType>

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      <!--
       Enumerated list of operations, with extensibility via "custom".
      -->
      <simpleType name="operationEnum">
        <restriction base="token">
          <enumeration value="create"/>
          <enumeration value="delete"/>
          <enumeration value="renew"/>
          <enumeration value="transfer"/>
          <enumeration value="update"/>
          <enumeration value="restore"/>
          <enumeration value="autoRenew"/>
          <enumeration value="autoDelete"/>
          <enumeration value="autoPurge"/>
          <enumeration value="custom"/>
        </restriction>
      </simpleType>

      <!--
       Enumerated of state of the object in the poll message.
      -->
      <simpleType name="stateType">
        <restriction base="token">
          <enumeration value="before"/>
          <enumeration value="after"/>
        </restriction>
      </simpleType>

      <!--
       Transform operation type
      -->
     <complexType name="operationType">
       <simpleContent>
         <extension base="changePoll:operationEnum">
           <attribute name="op" type="token"/>
         </extension>
       </simpleContent>
     </complexType>

      <!--
       Case identifier type
      -->
     <complexType name="caseIdType">
       <simpleContent>
         <extension base="token">
           <attribute name="type" type="changePoll:caseTypeEnum"
             use="required"/>
           <attribute name="name" type="token"

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             use="optional"/>
         </extension>
       </simpleContent>
     </complexType>

      <!--
       Enumerated list of case identifier types
      -->
      <simpleType name="caseTypeEnum">
        <restriction base="token">
          <enumeration value="udrp"/>
          <enumeration value="urs"/>
          <enumeration value="custom"/>
        </restriction>
      </simpleType>

      <!--
       Who type
      -->
     <simpleType name="whoType">
       <restriction base="normalizedString">
         <minLength value="1"/>
         <maxLength value="255"/>
       </restriction>
     </simpleType>

    <!--
    End of schema.
    -->
    </schema>
   END

5.  IANA Considerations

5.1.  XML Namespace

   This document uses URNs to describe XML namespaces and XML schemas
   conforming to a registry mechanism described in [RFC3688].  The
   following URI assignment is requested of IANA:

   Registration request for the changePoll namespace:

      URI: urn:ietf:params:xml:ns:changePoll-1.0
      Registrant Contact: IESG
      XML: None.  Namespace URIs do not represent an XML specification.

   Registration request for the changePoll XML schema:

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      URI: urn:ietf:params:xml:ns:changePoll-1.0
      Registrant Contact: IESG
      XML: See the "Formal Syntax" section of this document.

5.2.  EPP Extension Registry

   The EPP extension described in this document should be registered by
   the IANA in the EPP Extension Registry described in [RFC7451].  The
   details of the registration are as follows:

   Name of Extension: "Change Poll Extension for the Extensible
   Provisioning Protocol (EPP)"

   Document status: Standards Track

   Reference: (insert reference to RFC version of this document)

   Registrant Name and Email Address: IESG, <iesg@ietf.org>

   TLDs: Any

   IPR Disclosure: None

   Status: Active

   Notes: None

6.  Implementation Status

   Note to RFC Editor: Please remove this section and the reference to
   RFC 7942 [RFC7942] before publication.

   This section records the status of known implementations of the
   protocol defined by this specification at the time of posting of this
   Internet-Draft, and is based on a proposal described in RFC 7942
   [RFC7942].  The description of implementations in this section is
   intended to assist the IETF in its decision processes in progressing
   drafts to RFCs.  Please note that the listing of any individual
   implementation here does not imply endorsement by the IETF.
   Furthermore, no effort has been spent to verify the information
   presented here that was supplied by IETF contributors.  This is not
   intended as, and must not be construed to be, a catalog of available
   implementations or their features.  Readers are advised to note that
   other implementations may exist.

   According to RFC 7942 [RFC7942], "this will allow reviewers and
   working groups to assign due consideration to documents that have the
   benefit of running code, which may serve as evidence of valuable

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   experimentation and feedback that have made the implemented protocols
   more mature.  It is up to the individual working groups to use this
   information as they see fit".

6.1.  Verisign EPP SDK

   Organization: Verisign Inc.

   Name: Verisign EPP SDK

   Description: The Verisign EPP SDK includes both a full client
   implementation and a full server stub implementation of draft-ietf-
   regext-change-poll.

   Level of maturity: Production

   Coverage: All aspects of the protocol are implemented.

   Licensing: GNU Lesser General Public License

   Contact: jgould@verisign.com

   URL: https://www.verisign.com/en_US/channel-resources/domain-
   registry-products/epp-sdks

6.2.  Verisign Consolidated Top Level Domain (CTLD) SRS

   Organization: Verisign Inc.

   Name: Verisign Consolidated Top Level Domain (CTLD) Shared Registry
   System (SRS)

   Description: The Verisign Consolidated Top Level Domain (CTLD) Shared
   Registry System (SRS) implements the server-side of draft-ietf-
   regext-change-poll for a variety of Top Level Domains (TLD's).

   Level of maturity: Production

   Coverage: The "after" state poll message for an "update" transform
   operation of a domain name due to server policy.

   Licensing: Proprietary

   Contact: jgould@verisign.com

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6.3.  Verisign .COM / .NET SRS

   Organization: Verisign Inc.

   Name: Verisign .COM / .NET Shared Registry System (SRS)

   Description: The Verisign Shared Registry System (SRS) for .COM and
   .NET implements the server-side of draft-ietf-regext-change-poll.

   Level of maturity: Production

   Coverage: The "after" state poll message for an "update" transform
   operation of a domain name due to server policy.

   Licensing: Proprietary

   Contact: jgould@verisign.com

6.4.  Neustar EPP SDK

   Organisation: Neustar Inc.

   Name: Neustar EPP SDK

   Description: The Neustar EPP SDK includes a full client
   implementation of draft-ietf-regext-change-poll.

   Level of maturity: Production

   Coverage: All client side aspects of the protocol are implemented.

   Licensing: GNU Lesser General Public License

   Contact: quoc-anh.np@team.neustar

7.  Security Considerations

   The mapping extensions described in this document do not provide any
   security services beyond those described by EPP [RFC5730] and
   protocol layers used by EPP.  The security considerations described
   in these other specifications apply to this specification as well.

8.  Acknowledgements

   The authors wish to acknowledge the original concept for this draft
   and the efforts in the initial versions of this draft by Trung Tran
   and Sharon Wodjenski.

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   Special suggestions that have been incorporated into this document
   were provided by Scott Hollenbeck, Michael Holloway, and Patrick
   Mevzek.

9.  References

9.1.  Normative References

   [RFC0020]  Cerf, V., "ASCII format for network interchange", STD 80,
              RFC 20, DOI 10.17487/RFC0020, October 1969,
              <https://www.rfc-editor.org/info/rfc20>.

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119,
              DOI 10.17487/RFC2119, March 1997, <https://www.rfc-
              editor.org/info/rfc2119>.

   [RFC3688]  Mealling, M., "The IETF XML Registry", BCP 81, RFC 3688,
              DOI 10.17487/RFC3688, January 2004, <https://www.rfc-
              editor.org/info/rfc3688>.

   [RFC3915]  Hollenbeck, S., "Domain Registry Grace Period Mapping for
              the Extensible Provisioning Protocol (EPP)", RFC 3915,
              DOI 10.17487/RFC3915, September 2004, <https://www.rfc-
              editor.org/info/rfc3915>.

   [RFC5730]  Hollenbeck, S., "Extensible Provisioning Protocol (EPP)",
              STD 69, RFC 5730, DOI 10.17487/RFC5730, August 2009,
              <https://www.rfc-editor.org/info/rfc5730>.

   [RFC5731]  Hollenbeck, S., "Extensible Provisioning Protocol (EPP)
              Domain Name Mapping", STD 69, RFC 5731,
              DOI 10.17487/RFC5731, August 2009, <https://www.rfc-
              editor.org/info/rfc5731>.

   [RFC7942]  Sheffer, Y. and A. Farrel, "Improving Awareness of Running
              Code: The Implementation Status Section", BCP 205,
              RFC 7942, DOI 10.17487/RFC7942, July 2016,
              <https://www.rfc-editor.org/info/rfc7942>.

   [W3C.REC-xmlschema-2-20041028]
              Biron, P. and A. Malhotra, "XML Schema Part 2: Datatypes
              Second Edition", World Wide Web Consortium Recommendation
              REC-xmlschema-2-20041028, October 2004,
              <http://www.w3.org/TR/2004/REC-xmlschema-2-20041028>.

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9.2.  Informative References

   [RFC7451]  Hollenbeck, S., "Extension Registry for the Extensible
              Provisioning Protocol", RFC 7451, DOI 10.17487/RFC7451,
              February 2015, <https://www.rfc-editor.org/info/rfc7451>.

   [RFC8174]  Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
              2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
              May 2017, <https://www.rfc-editor.org/info/rfc8174>.

Appendix A.  Change History

A.1.  Change from 00 to 01

   1.  Added an optional caseId element that defines the case identifier
       from UDRP, URS, or custom case, based on feedback from Michael
       Holloway.

A.2.  Change from 01 to 02

   1.  Amended XML Namespace section of IANA Considerations, added EPP
       Extension Registry section.
   2.  Moved Change History to the back section as an Appendix.

A.3.  Change from 02 to 03

   1.  Fixed "before" state example to use the "before" state value
       based on feedback from Patrick Mevzek.

A.4.  Change from 03 to 04

   1.  Updated the authors for the draft.

A.5.  Change from 04 to 05

   1.  Ping update.

A.6.  Change from 05 to REGEXT 00

   1.  Changed to regext working group draft by changing draft-gould-
       change-poll to draft-ietf-regext-change-poll.

A.7.  Change from REGEXT 00 to REGEXT 01

   1.  Ping update.

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A.8.  Change from REGEXT 01 to REGEXT 02

   1.  Added the Implementation Status section.

A.9.  Change from REGEXT 02 to REGEXT 03

   1.  Changed Neustar author to Kal Feher.

A.10.  Change from REGEXT 03 to REGEXT 04

   1.  Added Neustar implementation to the Implementation Status
       section.

A.11.  Change from REGEXT 04 to REGEXT 05

   1.  Updates based on feedback from Patrick Mevzek, that include:

       1.  Added a missing comma to "Using this extension, clients" in
           the Introduction section.
       2.  Modified the description of the "transfer", "restore", and
           "custom" operations to include "MUST set the "op" attribute"
           language.
       3.  Rephrased the first sentence of the Who section.
       4.  Added references to the <changePoll:who> element in the Who
           section.
       5.  Revise the sentence that describes how the extension extends
           the info response in the EPP <info> Command section.
       6.  Refer to EPP Object Mapping as EPP object mapping throughout
           the document.
       7.  Add a Dates and Times section to the Object Attributes
           section.

A.12.  Change from REGEXT 05 to REGEXT 06

   1.  Added the "State" sub-section to the "Object Attributes" section
       to describe the expected behavior for the "before" and "after"
       states, based on feedback from Patrick Mevzek.
   2.  Added a colon suffix to each hangText entry to provide better
       separation.

A.13.  Change from REGEXT 06 to REGEXT 07

   1.  Updates based on feedback from Scott Hollenbeck, that include:

       1.  Changed MAY to may in the Abstract.
       2.  Revised the "IANA Considerations" section to include the
           registration of the XML schema.

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       3.  Revised the description of the <changePoll:caseId> "name"
           attribute and the "changePoll:operation> "op" attribute as
           containing 7-bit US-ASCII identifiers for the case type or
           the operation type, respectively.

A.14.  Change from REGEXT 07 to REGEXT 08

   1.  Updated obsoleted RFC 6982 to RFC 7942.
   2.  Moved RFC 7451 to an informational reference based on a check
       done by the Idnits Tool.
   3.  Changed Kal Feher's contact e-mail address.
   4.  Changed Neustar's Implementation Status contact e-mail address.

A.15.  Change from REGEXT 08 to REGEXT 09

   1.  Fixed Section 1.1 (Conventions) to contain the updated language
       (e.g.  "NOT RECOMMENDED", RFC 8174, BCP 14), based on feedback
       from the Document Shepherd.

A.16.  Change from REGEXT 09 to REGEXT 10

   1.  Updates based on the AD review by Adam Roach, that include:

       1.   Fix the "purge" and "autoPurge" examples to use the
            normative "before" state instead of the default "after"
            state.
       2.   Added the sentences "The extension only extends the EPP
            <poll> response in [RFC5730] and does not extend the EPP
            <poll> command.  Please refer to [RFC5730] for information
            and examples of the EPP <poll> command." in the
            "Introduction" to clarify what is extended and reference
            [RFC5730] for the EPP <poll> command.
       3.   Added missing hyphens to "client-sponsored" and "court-
            directed".
       4.   Removed "changePoll-1.0" is used as an abbreviation for
            "urn:ietf:params:xml:ns:changePoll-1.0" and replaced the
            paragraph based on what was done in draft-ietf-regext-
            allocation-token.
       5.   Changed normative "SHOULD" to non-normative "should" in "An
            operation consists of any transform operation that impacts
            objects that the client sponsers and should be notified of."
       6.   Added normative reference to [RFC0020] to define "7-bit US-
            ASCII".
       7.   Added the sentence "The custom operations supported is up to
            server policy." to the description of the "custom"
            operation.

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       8.   Broke up the "This extension adds operation detail..."
            sentence into two seperate sentences to address the "does"
            and the "is" seperately.
       9.   Removed the commas from "Any transform operation to an
            object..." sentence.
       10.  Changed to use an IPv6 address from the documentation-only
            prefix "2001:DB8::/32" in RFC 3849.  The IPv6 address
            2001:db8:0:0:1:0:0:1 was used.

A.17.  Change from REGEXT 10 to REGEXT 11

   1.  Updates based on the review by Benjamin Kaduk, that include:

       1.  Change references of "The enumerated list ... include:" to
           "The enumerated list ... is:".
       2.  In section 2.2, explicitly state what the message is inserted
           into, with the change of "... MUST be inserted prior to ..."
           to "... MUST be inserted into the message queue prior to
           ...".

Authors' Addresses

   James Gould
   VeriSign, Inc.
   12061 Bluemont Way
   Reston, VA  20190
   US

   Email: jgould@verisign.com
   URI:   http://www.verisign.com

   Kal Feher
   Neustar
   lvl 8/10 Queens Road
   Melbourne, VIC  3004
   AU

   Email: ietf@feherfamily.org
   URI:   http://www.neustar.biz

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