Using Security Posture Assessment to Grant Access to Enterprise Network Resources
draft-ietf-sacm-use-cases-00
The information below is for an old version of the document.
| Document | Type | Active Internet-Draft (sacm WG) | |
|---|---|---|---|
| Authors | David Waltermire , David Harrington | ||
| Last updated | 2013-08-22 | ||
| Stream | Internet Engineering Task Force (IETF) | ||
| Formats | plain text xml htmlized pdfized bibtex | ||
| Reviews |
SECDIR Telechat review
(of
-08)
Has Nits
|
||
| Stream | WG state | WG Document | |
| Document shepherd | (None) | ||
| IESG | IESG state | I-D Exists | |
| Consensus boilerplate | Unknown | ||
| Telechat date | (None) | ||
| Responsible AD | (None) | ||
| Send notices to | (None) |
draft-ietf-sacm-use-cases-00
Security Automation and Continuous Monitoring WG D. Waltermire
Internet-Draft NIST
Intended status: Informational D. Harrington
Expires: February 23, 2014 Effective Software
August 22, 2013
Using Security Posture Assessment to Grant Access to Enterprise Network
Resources
draft-ietf-sacm-use-cases-00
Abstract
This memo documents a sampling of use cases for securely aggregating
configuration and operational data and assessing that data to
determine an organization's security posture. From these operational
use cases, we can derive common functional capabilities and
requirements to guide development of vendor-neutral, interoperable
standards for aggregating and assessing data relevant to security
posture.
Status of This Memo
This Internet-Draft is submitted in full conformance with the
provisions of BCP 78 and BCP 79.
Internet-Drafts are working documents of the Internet Engineering
Task Force (IETF). Note that other groups may also distribute
working documents as Internet-Drafts. The list of current Internet-
Drafts is at http://datatracker.ietf.org/drafts/current/.
Internet-Drafts are draft documents valid for a maximum of six months
and may be updated, replaced, or obsoleted by other documents at any
time. It is inappropriate to use Internet-Drafts as reference
material or to cite them other than as "work in progress."
This Internet-Draft will expire on February 23, 2014.
Copyright Notice
Copyright (c) 2013 IETF Trust and the persons identified as the
document authors. All rights reserved.
This document is subject to BCP 78 and the IETF Trust's Legal
Provisions Relating to IETF Documents
(http://trustee.ietf.org/license-info) in effect on the date of
publication of this document. Please review these documents
carefully, as they describe your rights and restrictions with respect
Waltermire & Harrington Expires February 23, 2014 [Page 1]
Internet-DraftEnterprise Use Cases for Security Assessment August 2013
to this document. Code Components extracted from this document must
include Simplified BSD License text as described in Section 4.e of
the Trust Legal Provisions and are provided without warranty as
described in the Simplified BSD License.
Table of Contents
1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . 3
2. Requirements Language . . . . . . . . . . . . . . . . . . . . 4
3. Endpoint Posture Assessment . . . . . . . . . . . . . . . . . 4
3.1. Example - Departmental Software Policy Compliance . . . . 4
3.2. Main Success Scenario . . . . . . . . . . . . . . . . . . 4
4. Use Cases . . . . . . . . . . . . . . . . . . . . . . . . . . 5
4.1. Asset Management . . . . . . . . . . . . . . . . . . . . 5
4.1.1. Asset Discovery . . . . . . . . . . . . . . . . . . . 6
4.1.2. Asset Identification . . . . . . . . . . . . . . . . 6
4.1.3. Endpoint Components and Asset Composition . . . . . . 7
4.1.4. Asset Characterization . . . . . . . . . . . . . . . 7
4.1.5. Asset Resources . . . . . . . . . . . . . . . . . . . 9
4.1.6. Asset Representation Reconciliation . . . . . . . . . 9
4.1.7. Asset Life Cycle . . . . . . . . . . . . . . . . . . 9
4.2. Endpoint Configuration Management . . . . . . . . . . . . 9
4.2.1. Organizing Configuration Metadata . . . . . . . . . . 10
4.2.2. Publishing Recommended Configuration Posture . . . . 10
4.2.3. Defining Organizationally Expected Configuration
Posture . . . . . . . . . . . . . . . . . . . . . . . 10
4.2.4. Collecting Endpoint Configuration Posture . . . . . . 10
4.2.5. Comparing Expected and Actual Configuration Posture . 10
4.2.6. Examining configuration of logical to physical
mappings . . . . . . . . . . . . . . . . . . . . . . 11
4.2.7. Configuring Endpoint Interfaces . . . . . . . . . . . 11
4.3. Endpoint Posture Change Management . . . . . . . . . . . 11
4.3.1. Defining and Exchanging Baselines . . . . . . . . . . 11
4.3.2. Detecting Unauthorized Changes . . . . . . . . . . . 11
4.3.2.1. Endpoint Addressing Changes . . . . . . . . . . . 11
4.3.2.2. Service Authorization Changes . . . . . . . . . . 11
4.3.2.3. Dynamic Resource Assignment Changes . . . . . . . 11
4.3.2.4. Security Authorization Status Changes . . . . . . 12
4.4. Security Vulnerability Management . . . . . . . . . . . . 12
4.4.1. Example - NIDS response . . . . . . . . . . . . . . . 12
4.4.2. Example - Historical vulnerability analysis . . . . . 13
4.4.3. Source Address Validation . . . . . . . . . . . . . . 13
4.5. Data Collection . . . . . . . . . . . . . . . . . . . . . 13
4.6. Assessment Result Analysis . . . . . . . . . . . . . . . 13
4.7. Content Management . . . . . . . . . . . . . . . . . . . 14
5. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 14
6. Security Considerations . . . . . . . . . . . . . . . . . . . 15
7. Acknowledgements . . . . . . . . . . . . . . . . . . . . . . 15
Waltermire & Harrington Expires February 23, 2014 [Page 2]
Internet-DraftEnterprise Use Cases for Security Assessment August 2013
8. Change Log . . . . . . . . . . . . . . . . . . . . . . . . . 15
8.1. draft-waltermire-sacm-use-cases-05 to draft-ietf-sacm-
use-cases-00 . . . . . . . . . . . . . . . . . . . . . . 15
8.2. -04- to -05- . . . . . . . . . . . . . . . . . . . . . . 16
9. References . . . . . . . . . . . . . . . . . . . . . . . . . 17
9.1. Normative References . . . . . . . . . . . . . . . . . . 17
9.2. Informative References . . . . . . . . . . . . . . . . . 17
Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . 18
1. Introduction
Our goal with this document is to improve our agreement on which
problems we're trying to solve. We need to start with short, simple
problem statements and discuss those by email and in person. Once we
agree on which problems we're trying to solve, we can move on to
propose various solutions and decide which ones to use.
This document describes example use cases for endpoint posture
assessment for enterprises. It provides a sampling of use cases for
securely aggregating configuration and operational data and assessing
that data to determine the security posture of individual endpoints,
and, in the aggregate, the security posture of an enterprise.
These use cases cross many IT security information domains. From
these operational use cases, we can derive common concepts, common
information expressions, functional capabilities and requirements to
guide development of vendor-neutral, interoperable standards for
aggregating and assessing data relevant to security posture.
Using this standard data, tools can analyze the state of endpoints,
user activities and behaviour, and assess the security posture of an
organization. Common expression of information should enable
interoperability between tools (whether customized, commercial, or
freely available), and the ability to automate portions of security
processes to gain efficiency, react to new threats in a timely
manner, and free up security personnel to work on more advanced
problems.
The goal is to enable organizations to make informed decisions that
support organizational objectives, to enforce policies for hardening
systems, to prevent network misuse, to quantify business risk, and to
collaborate with partners to identify and mitigate threats.
It is expected that use cases for enterprises and for service
providers will largely overlap, but there are additional
complications for service providers, especially in handling
information that crosses administrative domains.
Waltermire & Harrington Expires February 23, 2014 [Page 3]
Internet-DraftEnterprise Use Cases for Security Assessment August 2013
The output of endpoint posture assessment is expected to feed into
additional processes, such as policy-based enforcement of acceptable
state, verification and monitoring of security controls, and
compliance to regulatory requirements.
2. Requirements Language
The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
"SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
document are to be interpreted as described in RFC 2119 [RFC2119].
3. Endpoint Posture Assessment
Endpoint posture assessment involves collecting information about the
posture of a given endpoint. This posture information is gathered
and then published to appropriate data repositories to make collected
information available for further analysis supporting organizational
security processes.
Endpoint posture assessment typically includes:
o Collecting the posture of a given endpoint;
o Making that posture available to the enterprise for further
analysis and action; and
o Assessing that the endpoint's posture is in compliance with
enterprise standards and policy.
3.1. Example - Departmental Software Policy Compliance
In order to meet compliance requirements and ensure that corporate
finance information is not revealed improperly, all computers in the
finance department of Example Corporation are required to run only
software contained on an approved list and to be configured to
download and install software patches every night. Each computer is
checked to make sure it complies with this policy whenever it
connects to the network and at least once a day thereafter. These
daily compliance checks assess the posture of each computer and
report on its compliance with policy.
3.2. Main Success Scenario
1. Define a target endpoint to be assessed
2. Select acceptable state policies to apply to the defined target
3. Identify the endpoint being assessed
Waltermire & Harrington Expires February 23, 2014 [Page 4]
Internet-DraftEnterprise Use Cases for Security Assessment August 2013
4. Collect posture attributes from the target
5. Communicate target identity and collected posture to external
system for evaluation
6. Compare collected posture attributes from the target endpoint
with expected state values as expressed in acceptable state
policies
4. Use Cases
The use cases defined in this section support assessing endpoint
posture in an automated manner as described in Section Section 3.
The following sub-sections describe use cases broken out by their
corresponding IT decipline.
4.1. Asset Management
Organizations manage a variety of assets within their enterprise
including: endpoints, the hardware they are composed of, installed
software, hardware/software licenses used, and configurations.
Managing endpoints and the different types of assets that compose
them involves initially discovering and characterizing each asset
instance, and then identify them in a common way. Characterization
may take the form of logical characterization or security
characterization, where logical characterization may include business
context not otherwise related to security, but which may be used as
information in support of decision making later in risk management.
Coverage involves understanding what and how many assets are under
control. Assessing 80% of the enterprise assets is better than
assessing 50% of the enterprise assets.
Getting asset details can be comparatively subtle - if an enterprise
does not have a precise understanding of its assets, then all
acquired data and consequent actions taken based on the data are
considered suspect.
Assessing assets (managed and unmanaged) requires that we have
visibility into the posture of endpoints, the ability to understand
the composition and relationships between different assets types, and
the ability to properly characterize them at the outset and over
time.
The following list details some requisite Asset Management
capabilities:
Waltermire & Harrington Expires February 23, 2014 [Page 5]
Internet-DraftEnterprise Use Cases for Security Assessment August 2013
o Discover assets in the enterprise
o Identify and describe assets using a common vocabulary between
implementations
o For a given endpoint, understand the composition and relationship
of its constituent assets
o Characterize assets according to security and non-security asset
properties
o Reconcile asset representations originating from disparate tools
o Manage asset information throughout the asset's life cycle
4.1.1. Asset Discovery
Many network management systems periodically test for the presence of
endpoints or interfaces in a network, including discovering endpoints
that have suddenly appeared in a network that are not authorized to
be part of the network. Other approaches can be used to identify new
endpoints as they connect to the network alowing for authentication
and authorization to occur dynamically as part of a network access
control decision. There are many layers of endpoints, and many
standardized information models for determining endpoints in a
network.
These standardized collections include ARP tables [RFC0826],
Interface tables such as the Interfaces MIB (IF-MIB) [RFC2863] or the
YANG module ietf-interfaces , Link Layer Discovery tables [RFC2922],
DHCP tables (Ref:???), and so on.
4.1.2. Asset Identification
Identifying assets is critical for managing information provided
about and collected from endpoints. It is important to have stable
mechanisms for identifying assets over time to allow asset
information to be correlated. It is often possible to use
standardized and proprietary identification mechanisms provided by
hardware and software asset vendors (e.g., CPU identifiers, product
tags). In some cases these identifiers may be stable for the life of
the hardware component. In other cases (e.g., MAC addresses), the
identifier may be mutable within software. Organizationally provided
identifiers can also be used to identify assets such as those
provided by hardware and software certificates, and configurable
identification sources. In other cases it may only be possible to
identify an asset by the network addressing information it is
currently using, requiring additional context to correlate asset
Waltermire & Harrington Expires February 23, 2014 [Page 6]
Internet-DraftEnterprise Use Cases for Security Assessment August 2013
information across multiple network connection sessions. In an
enterprise context it is often necessary to use multiple
identification viewpoints for an asset to correlate data generated
from endpoint, network, and human sources.
Some standards focus on identifying the hardware and the system
software. For example, the SYSTEM-MIB [RFC1213] contains a
description of the endpoint, an authoritative identifier of the type
of endpoint assigned by the vendor of the endpoint, an administrative
name for the endpoint, plus the endpoint's contact person, the
location of the endpoint, system time, and an enumerator that
identifies the layer of services provided by the endpoint. The
system description includes the vendor, product type, model number,
OS version, and networking software version.
Similar information is available via the YANG module ietf-system .
This module includes data node definitions for system identification,
time-of-day management, user management, DNS resolver configuration,
and some protocol operations for system management.
4.1.3. Endpoint Components and Asset Composition
It can be important to characterize the components of an endpoint,
including physical and logical components, and the relationships
between the components, such as containment of components within
other components, or mappings between logical entities and the
physical entities used to instantiate them. The information about
the physical entities might include manufacturer-assigned serial
number, manufacture date, an asset identifier for the component, and
so. Logical entities may be defined, and associated with the
physical entities using a mapping table.
Example standardized data models include the ENTITY-MIB [RFC6933] the
Q-BRIDGE-MIB MIB [RFC4363] and the MIB for Virtual Machines
Controlled by a Hypervisor .
4.1.4. Asset Characterization
It is necessary to collect, store, manage, and exchange a variety of
different asset characteristics that provide additional context that
is useful to support automated and human decision making as part of
operational and security processes. Often this information helps to
bridge automated and human-oriented processes. In many cases it is
impractical or infeasible to collect specific asset details using
technical data collection mechanisms.
Asset characteristics can take many forms depending on the asset
type.
Waltermire & Harrington Expires February 23, 2014 [Page 7]
Internet-DraftEnterprise Use Cases for Security Assessment August 2013
For hardware assets the following are often useful characteristics:
o Manufacturer
o Production version
o Hardware characteristics (e.g., memory, storage, network
interfaces)
o End-of-support dates
For software assets the following are often useful characteristics:
o Software version
o Supported hardware platforms
o Metadata identifying: product family, software function, edition,
licensing
o Other software dependencies
o End-of-support dates
For managed endpoints, hardware, and software the following are often
useful characteristics:
o Owning organization
o Responsible organizations and individuals (e.g., operations,
security, inventory management)
o Assigned location for physical devices
o Location within network(s)
This information is important to provide additional context for
supporting management of assets using human and automated processes.
For example, it may be possible to automate assessing that an
endpoint is out of compliance with organizational configuration
guidelines, but additional information is needed to determine who to
notify to correct the configuration. Information provided by asset
characterization will enable notifications to be sent, trouble
tickets to be generated, or specific reports to be generated at a
dashboard for a systems administrator.
[TODO: Do we need more document characteristics or more examples?.]
Waltermire & Harrington Expires February 23, 2014 [Page 8]
Internet-DraftEnterprise Use Cases for Security Assessment August 2013
4.1.5. Asset Resources
This type of asset characterization describes the resources of an
endpoint, such as installed software, running software, software
versions, processes, user sessions, devices (processors, disks,
printers, network interfaces, etc.). This might also provides
monitoring of performance and error states for the related resources.
[TODO: Its not clear if this is asset characterization or data
collection. One way to look at asset characterization is that it is
metadata that is provided by humans. Endpoint data collection is
information provided by machines. The previous list looks like it is
better oriented in the "machine" category. Do we want to move these
examples to a different sub-section?]
An example is the HOST-RESOURCES-MIB [RFC2790]
4.1.6. Asset Representation Reconciliation
[TODO: We need to describe here how different asset identification
viewpoints are reconciled (e.g., endpoint vs. network, passive vs.
active]
4.1.7. Asset Life Cycle
[TODO: What do we want to say here?]
4.2. Endpoint Configuration Management
Organizations manage a variety of configurations within their
enterprise including: endpoints, the hardware they are composed of,
installed software, hardware/software licenses used, and
configurations.
Security configuration management (SCM) deals with the configuration
of endpoints, including networking infrastructure devices and
computing hosts. Data will include installed hardware and software,
its configuration, and its use on the endpoint.
[TODO: While some configuration settings might not be considered
security relevant, it is not always possible to draw a clear
distinction between security and non-security settings (e.g., power
saving features). Do we want to make a distinction between security
and non-security configuration settings?]
The following list details some requisite Configuration Management
capabilities:
Waltermire & Harrington Expires February 23, 2014 [Page 9]
Internet-DraftEnterprise Use Cases for Security Assessment August 2013
o [todo]
4.2.1. Organizing Configuration Metadata
Configuration metadata supports tooling helping organizations
understand what configuration they should implement, using specific
configuration values.
Enable data repositories containing machine-represtations of:
Configuration scoring: Characterizations of the relative security
value of dsscrete configuration settings and specific values
Configuration dependencies (e.g., lists of settings, associated
software, pre-requisite configurations)
Control catalog mappings supporting compliance [todo: in scope?]
4.2.2. Publishing Recommended Configuration Posture
Provide a mechanism for vendors and organizations to exchange
machine-oriented descriptions of recommended configuration setting
for software products. Enable organizations to apply recommended
settings as expected configuration posture. Enable association of
data-driven collection instructions using appropriate formats.
4.2.3. Defining Organizationally Expected Configuration Posture
Provide a mechanism for organizations to define and exchange expected
configuration posture including: authorized software and associated
configuration settings.
[TODO: Should software installation posture be defined seperately?]
4.2.4. Collecting Endpoint Configuration Posture
Enable collection and exchange of actual configuration posture
including: installed software and values for configured settings.
[TODO: Should collecting software installation posture be defined
seperately?]
4.2.5. Comparing Expected and Actual Configuration Posture
Enable evaluation of actual configuration posture against expected
configuration posture. Generate a machine-oriented description of
conformant and non-conformat posture including software inventory and
configuration values.
Waltermire & Harrington Expires February 23, 2014 [Page 10]
Internet-DraftEnterprise Use Cases for Security Assessment August 2013
[TODO: Should collecting software installation posture be defined
seperately?]
[TODO: Examining software version configuration - Example - HOST-
RESOURCES-MIB
4.2.6. Examining configuration of logical to physical mappings
[TODO: not sure what this is? Is it in scope?]
Example - ENTITY-MIB
4.2.7. Configuring Endpoint Interfaces
[TODO: not sure what this is? Is it in scope?]
Example - YANG module ietf-interfaces
4.3. Endpoint Posture Change Management
Organizations manage a variety of changes within their enterprise
including: [todo]
The following list details some requisite Change Management
capabilities:
o [todo]
4.3.1. Defining and Exchanging Baselines
[todo]
4.3.2. Detecting Unauthorized Changes
[todo]
[todo: figure out where these need to go]
4.3.2.1. Endpoint Addressing Changes
Example - DHCP addressing
4.3.2.2. Service Authorization Changes
Example - RADIUS network access
4.3.2.3. Dynamic Resource Assignment Changes
Waltermire & Harrington Expires February 23, 2014 [Page 11]
Internet-DraftEnterprise Use Cases for Security Assessment August 2013
Example - NAT logging
4.3.2.4. Security Authorization Status Changes
Example - SYSLOG Authorization messages. SYSLOG [RFC5424] includes
facilities for security authorization messages. These messages can
be used to alert an analysts that an authorization attempt failed,
and the analyst might choose to follow up and assess potential
attacks on the relevant endpoint.
4.4. Security Vulnerability Management
Vulnerability management involves identifying the patch level of
software installed on the device and the identification of insecure
custom code (e.g. web vulnerabilities). All vulnerabilities need to
be addressed as part of a comprehensive risk management program,
which is a superset of software vulnerabilities. Thus, the
capability of assessing non-software vulnerabilities applicable to
the system is required. Additionally, it may be necessary to support
non-technical assessment of data relating to assets such as aspects
related to operational and management controls.
policy attribute collection
The following list details some requisite Vulnerability Management
capabilities:
o Collect the state of non-technical controls commonly called
administrative controls (i.e. policy, process, procedure)
o Collect the state of technical controls including, but not
necessarily limited to:
* Software inventory (e.g. operating system, applications,
patches)
* Configuration settings
4.4.1. Example - NIDS response
1. An organization's Network Intrusion Detection System detects a
suspect packet received by an endpoint and sends an alert to an
analyst. The analyst looks up the endpoint in the asset inventory
database, looks up the configuration policy associated with that
endpoint, and initiates an endpoint assessment of installed software
and patches on the endpoint to determine if the endpoint is compliant
with policy.
Waltermire & Harrington Expires February 23, 2014 [Page 12]
Internet-DraftEnterprise Use Cases for Security Assessment August 2013
The analyst reviews the results of the assessment and takes action
according to organization policy and procedures.
4.4.2. Example - Historical vulnerability analysis
When a serious vulnerability or a zero-day attack is discovered, one
of the first priorities in any organization is to determine which
endpoints may have been affected and assess those endpoints to try to
determine whether they were compromised. Checking current endpoint
state is not sufficient because an endpoint may have been temporarily
compromised due to this vulnerability and then the infection may have
removed itself. In fact, the vulnerable software may have been
removed or upgraded since the compromise took place. And if the
endpoint is still compromised, the malware on the endpoint may cause
it to lie about its configuration. In this environment, maintaining
historical information about endpoint configuration is essential.
Such information can be used to find endpoints that had the
vulnerable software installed at some point in time. Those endpoints
can be checked for current or past indicators of compromise such as
files or behavior linked to a known exploit for this vulnerability.
Endpoints found to be vulnerable can be isolated to prevent infection
while remediation is done. Endpoints believed to be compromised can
be isolated for analysis and to limit the spread of infection.
4.4.3. Source Address Validation
Source Address Validation Improvement methods were developed to
prevent nodes attached to the same IP link from spoofing each other's
IP addresses, so as to complement ingress filtering with finer-
grained, standardized IP source address validation. The framework
document describes and motivates the design of the SAVI methods.
Particular SAVI methods are described in other documents.
4.5. Data Collection
Central to any automated assessment solution is the ability to
collect data from, or related to, an endpoint, such as the security
state of the endpoint and its constituent assets.
So, is data collection a requirement or an architectural concept
rather than a use case?
QUESTION: Understand more about what is meant by non-software
vulnerabilities
4.6. Assessment Result Analysis
Waltermire & Harrington Expires February 23, 2014 [Page 13]
Internet-DraftEnterprise Use Cases for Security Assessment August 2013
The data collected needs to be analyzed for compliance to a standard
stipulated by the enterprise. Analysis methods may vary between
enterprises, but commonly take a similar form.
The following capabilities support the analysis of assessment
results:
o Comparing actual state to expected state
o Scoring/weighting individual comparison results
o Relating specific comparisons to benchmark-level requirements
o Relating benchmark-level requirements to one or more control
frameworks
4.7. Content Management
The capabilities required to support risk management state
measurement will yield volumes of content. The efficacy of risk
management state measurement depends directly on the stability of the
driving content, and, subsequently, the ability to change content
according to enterprise needs.
Capabilities supporting Content Management should provide the ability
to create/define or modify content, as well as store and retrieve
said content of at least the following types:
o Configuration checklists
o Assessment rules
o Data collection rules and methods
o Scoring models
o Vulnerability information
o Patch information
o Asset characterization data and rules
Note that the ability to modify content is in direct support of
tailoring content for enterprise-specific needs.
5. IANA Considerations
This memo includes no request to IANA.
Waltermire & Harrington Expires February 23, 2014 [Page 14]
Internet-DraftEnterprise Use Cases for Security Assessment August 2013
6. Security Considerations
This memo documents, for Informational purposes, use cases for
security automation. While it is about security, it does not affect
security.
7. Acknowledgements
The National Institute of Standards and Technology (NIST) and/or the
MITRE Corporation have developed specifications under the general
term "Security Automation" including languages, protocols,
enumerations, and metrics.
The authors would like to recognize and thank Adam Montville for his
work on early edits of this draft. Additionally, the authors would
like to thank Kathleen Moriarty and Stephen Hanna for contributing
text to this document. The authors would also like to acknowledge
the members of the SACM mailing list for their keen and insightful
feedback on the concepts and text within this document.
8. Change Log
8.1. draft-waltermire-sacm-use-cases-05 to draft-ietf-sacm-use-cases-00
o Transitioned from individual I/D to WG I/D based on WG consensus
call.
o Fixed a number of spelling errors. Thank you Erik!
o Added keywords to the front matter.
o Removed the terminology section from the draft. Terms have been
moved to: draft-dbh-sacm-terminology-00
o Removed requirements to be moved into a new I/D.
o Extracted the functionality from the examples and made the
examples less prominent.
o Renamed "Functional Capabilities and Requirements" section to "Use
Cases".
Reorganized the "Asset Management" sub-section. Added new text
throughout.
+ Renamed a few sub-section headings.
+ Added text to the "Asset Characterization" sub-section.
Waltermire & Harrington Expires February 23, 2014 [Page 15]
Internet-DraftEnterprise Use Cases for Security Assessment August 2013
o Renamed "Security Configuration Management" to "Endpoint
Configuration Management". Not sure if the "security" distinction
is important.
* Added new sections, partially integrated existing content.
* Additional text is needed in all of the sub-sections.
o Changed "Security Change Management" to "Endpoint Posture Change
Management". Added new skeletal outline sections for future
updates.
8.2. -04- to -05-
o Are we including user activities and behavior in the scope of this
work? That seems to be layer 8 stuff, appropriate to an IDS/IPS
application, not Internet stuff.
o I removed the references to what the WG will do because this
belongs in the charter, not the (potentially long-lived) use cases
document. I removed mention of charter objectives because the
charter may go through multiple iterations over time; there is a
website for hosting the charter; this document is not the correct
place for that discussion.
o I moved the discussion of NIST specifications to the
acknowledgements section.
o Removed the portion of the introduction that describes the
chapters; we have a table of concepts, and the existing text
seemed redundant.
o Removed marketing claims, to focus on technical concepts and
technical analysis, that would enable subsequent engineering
effort.
o Removed (commented out in XML) UC2 and UC3, and eliminated some
text that referred to these use cases.
o Modified IANA and Security Consideration sections.
o Moved Terms to the front, so we can use them in the subsequent
text.
o Removed the "Key Concepts" section, since the concepts of ORM and
IRM were not otherwise mentioned in the document. This would seem
more appropriate to the arch doc rather than use cases.
Waltermire & Harrington Expires February 23, 2014 [Page 16]
Internet-DraftEnterprise Use Cases for Security Assessment August 2013
o Removed role=editor from David Waltermire's info, since there are
three editors on the document. The editor is most important when
one person writes the document that represents the work of
multiple people. When there are three editors, this role marking
isn't necessary.
o Modified text to describe that this was specific to enterprises,
and that it was expected to overlap with service provider use
cases, and described the context of this scoped work within a
larger context of policy enforcement, and verification.
o The document had asset management, but the charter mentioned
asset, change, configuration, and vulnerability management, so I
added sections for each of those categories.
o Added text to Introduction explaining goal of the document.
o Added sections on various example use cases for asset management,
config management, change management, and vulnerability
management.
9. References
9.1. Normative References
[RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
Requirement Levels", BCP 14, RFC 2119, March 1997.
9.2. Informative References
[RFC0826] Plummer, D., "Ethernet Address Resolution Protocol: Or
converting network protocol addresses to 48.bit Ethernet
address for transmission on Ethernet hardware", STD 37,
RFC 826, November 1982.
[RFC1213] McCloghrie, K. and M. Rose, "Management Information Base
for Network Management of TCP/IP-based internets:MIB-II",
STD 17, RFC 1213, March 1991.
[RFC2790] Waldbusser, S. and P. Grillo, "Host Resources MIB", RFC
2790, March 2000.
[RFC2863] McCloghrie, K. and F. Kastenholz, "The Interfaces Group
MIB", RFC 2863, June 2000.
[RFC2922] Bierman, A. and K. Jones, "Physical Topology MIB", RFC
2922, September 2000.
Waltermire & Harrington Expires February 23, 2014 [Page 17]
Internet-DraftEnterprise Use Cases for Security Assessment August 2013
[RFC4363] Levi, D. and D. Harrington, "Definitions of Managed
Objects for Bridges with Traffic Classes, Multicast
Filtering, and Virtual LAN Extensions", RFC 4363, January
2006.
[RFC5424] Gerhards, R., "The Syslog Protocol", RFC 5424, March 2009.
[RFC6933] Bierman, A., Romascanu, D., Quittek, J., and M.
Chandramouli, "Entity MIB (Version 4)", RFC 6933, May
2013.
Authors' Addresses
David Waltermire
National Institute of Standards and Technology
100 Bureau Drive
Gaithersburg, Maryland 20877
USA
Email: david.waltermire@nist.gov
David Harrington
Effective Software
50 Harding Rd
Portsmouth, NH 03801
USA
Email: ietfdbh@comcast.net
Waltermire & Harrington Expires February 23, 2014 [Page 18]