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Signature Validation Token
draft-santesson-svt-05

The information below is for an old version of the document.
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This is an older version of an Internet-Draft that was ultimately published as RFC 9321.
Authors Stefan Santesson , Russ Housley
Last updated 2022-04-29 (Latest revision 2022-03-31)
Replaces draft-santesson-svt-xml, draft-santesson-svt-pdf, draft-santesson-svt-jws
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draft-santesson-svt-05
Network Working Group                                       S. Santesson
Internet-Draft                                           IDsec Solutions
Intended status: Informational                                R. Housley
Expires: 2 October 2022                                   Vigil Security
                                                           31 March 2022

                       Signature Validation Token
                         draft-santesson-svt-05

Abstract

   Electronic signatures have a limited lifespan with respect to the
   time period that they can be validated and determined to be
   authentic.  The Signature Validation Token (SVT) defined in this
   specification provides evidence that asserts the validity of an
   electronic signature.  The SVT is provided by a trusted authority,
   which asserts that a particular signature was successfully validated
   according to defined procedures at a certain time.  Any future
   validation of that electronic signature can be satisfied by
   validating the SVT without any need to also validate the original
   electronic signature or the associated digital certificates.  SVT
   supports electronic signatures in CMS, XML, PDF and JSON documents.

Status of This Memo

   This Internet-Draft is submitted in full conformance with the
   provisions of BCP 78 and BCP 79.

   Internet-Drafts are working documents of the Internet Engineering
   Task Force (IETF).  Note that other groups may also distribute
   working documents as Internet-Drafts.  The list of current Internet-
   Drafts is at https://datatracker.ietf.org/drafts/current/.

   Internet-Drafts are draft documents valid for a maximum of six months
   and may be updated, replaced, or obsoleted by other documents at any
   time.  It is inappropriate to use Internet-Drafts as reference
   material or to cite them other than as "work in progress."

   This Internet-Draft will expire on 2 October 2022.

Copyright Notice

   Copyright (c) 2022 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

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   This document is subject to BCP 78 and the IETF Trust's Legal
   Provisions Relating to IETF Documents (https://trustee.ietf.org/
   license-info) in effect on the date of publication of this document.
   Please review these documents carefully, as they describe your rights
   and restrictions with respect to this document.

Table of Contents

   1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . .   3
   2.  Definitions . . . . . . . . . . . . . . . . . . . . . . . . .   5
   3.  Signature Validation Token  . . . . . . . . . . . . . . . . .   5
     3.1.  Signature Validation Token Function . . . . . . . . . . .   5
     3.2.  Signature Validation Token Syntax . . . . . . . . . . . .   6
       3.2.1.  Data Types  . . . . . . . . . . . . . . . . . . . . .   6
       3.2.2.  Signature Validation Token JWT Claims . . . . . . . .   7
       3.2.3.  SigValidation Object Class  . . . . . . . . . . . . .   9
       3.2.4.  Signature Claims Object Class . . . . . . . . . . . .   9
       3.2.5.  SigReference Claims Object Class  . . . . . . . . . .  10
       3.2.6.  SignedDataReference Claims Object Class . . . . . . .  11
       3.2.7.  PolicyValidation Claims Object Class  . . . . . . . .  11
       3.2.8.  TimeValidation Claims Object Class  . . . . . . . . .  12
       3.2.9.  CertReference Claims Object Class . . . . . . . . . .  12
       3.2.10. SVT JOSE Header . . . . . . . . . . . . . . . . . . .  13
   4.  Profiles  . . . . . . . . . . . . . . . . . . . . . . . . . .  14
     4.1.  Defined Profiles  . . . . . . . . . . . . . . . . . . . .  15
   5.  Signature Verification with a SVT . . . . . . . . . . . . . .  15
   6.  IANA Considerations . . . . . . . . . . . . . . . . . . . . .  15
     6.1.  Claim Names Registration  . . . . . . . . . . . . . . . .  16
       6.1.1.  Registry Contents . . . . . . . . . . . . . . . . . .  16
     6.2.  Header Parameter Names Registration . . . . . . . . . . .  16
       6.2.1.  Registry Contents . . . . . . . . . . . . . . . . . .  16
   7.  Security Considerations . . . . . . . . . . . . . . . . . . .  16
     7.1.  Level of reliance . . . . . . . . . . . . . . . . . . . .  17
     7.2.  Aging algorithms  . . . . . . . . . . . . . . . . . . . .  17
   8.  References  . . . . . . . . . . . . . . . . . . . . . . . . .  17
     8.1.  Normative References  . . . . . . . . . . . . . . . . . .  17
     8.2.  Informative References  . . . . . . . . . . . . . . . . .  19
   Appendix A.  Appendix: XML signature profile  . . . . . . . . . .  19
     A.1.  Notation  . . . . . . . . . . . . . . . . . . . . . . . .  20
       A.1.1.  References to XML Elements from XML Schemas . . . . .  20
     A.2.  SVT in XML Documents  . . . . . . . . . . . . . . . . . .  20
       A.2.1.  SignatureValidationToken Signature Property . . . . .  20
       A.2.2.  Multiple SVT in an XML signature  . . . . . . . . . .  22
     A.3.  XML signature SVT Claims  . . . . . . . . . . . . . . . .  22
       A.3.1.  XML Profile Identifier  . . . . . . . . . . . . . . .  22
       A.3.2.  XML Signature Reference Data  . . . . . . . . . . . .  22
       A.3.3.  XML Signed Data Reference Data  . . . . . . . . . . .  22
       A.3.4.  XML Signer Certificate References . . . . . . . . . .  23

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     A.4.  JOSE Header . . . . . . . . . . . . . . . . . . . . . . .  23
       A.4.1.  SVT Signing Key Reference . . . . . . . . . . . . . .  23
   Appendix B.  Appendix: PDF signature profile  . . . . . . . . . .  23
     B.1.  SVT in PDF Documents  . . . . . . . . . . . . . . . . . .  24
       B.1.1.  SVT Extension to Timestamp Tokens . . . . . . . . . .  24
     B.2.  PDF signature SVT Claims  . . . . . . . . . . . . . . . .  25
       B.2.1.  PDF Profile Identifier  . . . . . . . . . . . . . . .  25
       B.2.2.  PDF Signature Reference Data  . . . . . . . . . . . .  25
       B.2.3.  PDF Signed Data Reference Data  . . . . . . . . . . .  25
       B.2.4.  PDF Signer Certificate References . . . . . . . . . .  25
     B.3.  JOSE Header . . . . . . . . . . . . . . . . . . . . . . .  26
       B.3.1.  SVT Signing Key Reference . . . . . . . . . . . . . .  26
   Appendix C.  Appendix: JWS Profile  . . . . . . . . . . . . . . .  26
     C.1.  SVT in JWS  . . . . . . . . . . . . . . . . . . . . . . .  27
       C.1.1.  "svt" Header Parameter  . . . . . . . . . . . . . . .  27
       C.1.2.  Multiple SVT in a JWS signature . . . . . . . . . . .  27
     C.2.  JWS signature SVT Claims  . . . . . . . . . . . . . . . .  27
       C.2.1.  JWS Profile Identifier  . . . . . . . . . . . . . . .  27
       C.2.2.  JWS Signature Reference Data  . . . . . . . . . . . .  28
       C.2.3.  JWS Signed Data Reference Data  . . . . . . . . . . .  28
       C.2.4.  JWS Signer Certificate References . . . . . . . . . .  28
     C.3.  SVT JOSE Header . . . . . . . . . . . . . . . . . . . . .  29
       C.3.1.  SVT Signing Key Reference . . . . . . . . . . . . . .  29
   Appendix D.  Appendix: Schemas  . . . . . . . . . . . . . . . . .  29
     D.1.  Concise Data Definition Language (CDDL) . . . . . . . . .  29
     D.2.  JSON Schema . . . . . . . . . . . . . . . . . . . . . . .  30
   Appendix E.  Appendix: Examples . . . . . . . . . . . . . . . . .  36
   Authors' Addresses  . . . . . . . . . . . . . . . . . . . . . . .  39

1.  Introduction

   Electronic signatures have a limited lifespan regarding when they can
   be validated and determined to be authentic.  Many factors make it
   more difficult to validate electronic signatures over time.  For
   example:

   *  Trusted information about the validity of the certificate
      containing the signer's public key is not available.

   *  Trusted information about the date and time when the signature was
      actually created is not available.

   *  Algorithms used to create the electronic signature are no longer
      considered secure.

   *  Services necessary to validate the signature are no longer
      available.

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   *  Supporting evidence such as CA certificates, OCSP responses, CRLs,
      or timestamps.

   The challenges to validation of an electronic signature increases
   over time, and eventually it is simply impossible to verify the
   signature with a sufficient level of assurance.

   Existing standards, such as the ETSI XAdES [XADES] profile for XML
   signatures [XMLDSIG11], ETSI PAdES [PADES] profile for PDF signatures
   [ISOPDF2], and ETSI CAdES [CADES] profile for CMS signatures
   [RFC5652] can be used to prolong the lifetime of a signature by
   storing data that supports validation of the electronic signature
   beyond the lifetime of the certificate containing the signer's public
   key, which is often referred to as the signing certificate.  The
   problem with this approach is that the amount of information that
   must be stored along with the electronic signature constantly grows
   over time.  The increasing amount of information and signed objects
   that need to be validated in order to verify the original electronic
   signature grows in complexity to the point where validation of the
   electronic signature may become infeasible.

   The Signature Validation Token (SVT) defined in this specification
   takes a fundamentally different approach to the problem by providing
   evidence by a trusted authority that asserts the validity of an
   electronic signature.  The SVT asserts that a particular electronic
   signature was successfully validated by a trusted authority according
   to defined procedures at a certain date and time.  Once the SVT is
   issued by a trusted authority, any future validation of that
   electronic signature is satisfied by validating the SVT, without any
   need to also validate the original electronic signature.

   This approach drastically reduces the complexity of validation of
   older electronic signatures for the simple reason that validating the
   SVT eliminates the need to validate the many signed objects that
   would otherwise been needed to provide the same level of assurance.
   The SVT can be signed with private keys and algorithms that provide
   confidence for a considerable time period.  In fact, multiple SVTs
   can be used to offer greater assurance.  For example, one SVT could
   be produced with a large RSA private key, a second one with a strong
   elliptic curve, and a third one with a quantum safe digital signature
   algorithm to protect against advances in computing power and
   cryptanalytic capabilities.  Further, the trusted authority can add
   additional SVTs in the future using fresh private keys and signatures
   to extend the lifetime of the, if necessary.

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2.  Definitions

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
   "OPTIONAL" in this document are to be interpreted as described in
   BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all
   capitals, as shown here.

   This document use the following terms:

   *  Signed Data -- The data covered by a particular electronic
      signature.  This is typically equivalent to the signed content of
      a document, and it represents the data that the signer intended to
      sign.  In some cases, such as in some XML signatures, the signed
      data can be the collection of several data fragments each
      referenced by the signature.  In the case of PDF, this is the data
      covered by the "ByteRange" parameter in the signature dictionary.
      In JWS, this is the unencoded payload data (before base64url
      encoding).

   *  Signed Bytes -- These are the actual bytes of data that were
      hashed and signed by the digital signature algorithm.  In most
      cases, this is not the actual Signed Data, but a collection of
      signature metadata that includes references (hash) of the Signed
      Data as well as information about algorithms and other data bound
      to a signature.  In XML, this is the canonicalized SignedInfo
      element.  In CMS and PDF signatures, this is the DER-encoded
      SignedAttributes structure.  In JWS, this is the protected header
      and payload data formatted according to [RFC7515].

   When these terms are used as defined in this section, they appear
   with a capitalized first letter.

3.  Signature Validation Token

   The Signature Validation Token (SVT) is created by a trusted service
   to capture evidence of successful electronic signature verification,
   and then relying parties can depend on the checking that has already
   taken place by the trusted service.

3.1.  Signature Validation Token Function

   The function of the SVT is to capture evidence of electronic
   signature validity at one instance of secure signature validation
   process and to use that evidence to eliminate the need to perform any
   repeated cryptographic validation of the original electronic
   signature value, as well as reliance on any hash values bound to that
   signature.  The SVT achieves this by binding the following

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   information to a specific electronic signature:

   *  A unique identification of the electronic signature.

   *  The data and metadata signed by the electronic signature.

   *  The signer's certificate that was validated as part of electronic
      signature verification.

   *  The certification path that was used to validate the signer's
      certificate.

   *  An assertion providing evidence of that the signature was
      verified, the date and time the verification was performed, the
      procedures used to verify the electronic signature, and the
      outcome of the verification.

   *  An assertion providing evidence of the date and time at which the
      signature is known to have existed, the procedures used to
      validate the date and time of existence, and the outcome of the
      validation.

   Using an SVT is equivalent to validating a signed document in a
   system once, and then using that document multiple times without
   subsequent revalidating the electronic signature for each usage.
   Such procedures are common in systems where the document is residing
   in a safe and trusted environment where it is protected against
   modification.  The SVT allows the safe and trusted environment to
   expand beyond a locally controlled environment, and the SVT allows a
   greater period between original electronic signature verification and
   subsequent usage.

   Using the SVT, the electronic signature verification of a document
   can be take place once using a reliable trusted service, and then any
   relying party that is able to depend on the verification process
   already performed by the trusted service.  The SVT is therefore not
   only a valuable tool to extend the lifetime of a signed document, but
   also avoids the need for careful integration between electronic
   signature verification and document usage.

3.2.  Signature Validation Token Syntax

   The SVT is carried in a JSON Web Token (JWT) as defined in [RFC7519].

3.2.1.  Data Types

   The contents of claims in an SVT are specified using the following
   data types:

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   *  String -- JSON Data Type of string that contains an arbitrary case
      sensitive string value.

   *  Base64Binary -- JSON Data Type of string that contains of Base64
      encoded byte array of binary data.

   *  StringOrURI -- JSON Data Type of string that contains an arbitrary
      string or an URI as defined in [RFC7519], which REQUIRES a value
      containing the colon character (":") to be a URI.

   *  URI -- JSON Data Type of string that contains an URI as defined in
      [RFC7519].

   *  Integer -- JSON Data Type of number that contains a 32-bit signed
      integer value (from -2^31 to 2^31-1).

   *  Long -- JSON Data Type of number that contains a 64-bit signed
      integer value (from -2^63 to 2^63-1).

   *  NumericDate -- JSON Data Type of number that contains a data as
      defined in [RFC7519], which is the number of seconds from
      1970-01-01T00:00:00Z UTC until the specified UTC date/time,
      ignoring leap seconds.

   *  Boolean -- JSON Data Type of boolean that contains explicit value
      of true or false.

   *  Object<Class> -- A JSON object holding a claims object of a class
      defined in this specification (see Section 3.2.2).

   *  Map<Type> -- A JSON object with name-value pairs where the value
      is an object of the specified Type in the notation.  For example,
      Map<String> is a JSON object with name value pairs where all
      values are of type String.

   *  Array -- A JSON array of a specific data type as defined in this
      section.  An array is expressed in this specification by square
      brackets.  For example, [String] indicates an array of String
      values, and [Object<DocHash>] indicates an array of DocHash
      objects.

   *  Null -- A JSON null that represents an absent value.  A claim with
      a null value is equivalent with an absent claim.

3.2.2.  Signature Validation Token JWT Claims

   The SVT MUST contain only JWT claims in the following list:

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   *  jti -- A String data type that is a "JWT ID" registered claim
      according to [RFC7519].  It is RECOMMENDED that the identifier
      holds a hexadecimal string representation of a 128-bit unsigned
      integer.  A SVT MUST contain one "JWT ID" claim.

   *  iss -- A StringOrURI data type that is an "Issuer" registered
      claim according to [RFC7519], which is an arbitrary unique
      identifier of the SVT issuer.  This value SHOULD have the value of
      an URI based on a domain owned by the issuer.  A SVT MUST contain
      one "Issuer" claim.

   *  iat -- A NumericDate data type that is an "Issued At" registered
      claim according to [RFC7519], which expresses the date and time
      when this SVT was issued.  A SVT MUST contain one "Issued At"
      claim.

   *  aud -- A [StringOrURI] data type or a StringOrURI data type that
      is an "Audience" registered claim according to [RFC7519].  The
      audience claim is an array of one or more identifiers, identifying
      intended recipients of the SVT.  Each identifier MAY identify a
      single entity, a group of entities or a common policy adopted by a
      group of entities.  If only one value is provided it MAY be
      provided as a single StringOrURI data type value instead of as an
      array of values.  Inclusion of the "Audience" claim in a SVT is
      OPTIONAL.

   *  exp -- A NumericDate data type that is an "Expiration Time"
      registered claim according to [RFC7519], which expresses the date
      and time when services and responsibilities related to this SVT is
      no longer provided by the SVT issuer.  The precise meaning of the
      expiration time claim is defined by local policies.  See
      implementation note below.  Inclusion of the "Expiration Time"
      claim in a SVT is OPTIONAL.

   *  sig_val_claims -- A Object<SigValidation> data type that contains
      signature validation claims for this SVT extending the standard
      registered JTW claims above.  A SVT MUST contain one
      sig_val_claims claim.

   Note: An SVT asserts that a particular validation process was
   undertaken at a stated date and time.  This fact never changes and
   never expires.  However, some other aspects of the SVT such as
   liability for false claims or service provision related to a specific
   SVT may expire after a certain period of time, such as a service
   where an old SVT can be upgraded to a new SVT signed with fresh keys
   and algorithms.

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3.2.3.  SigValidation Object Class

   The sig_val_claims JWT claim uses the SigValidation object class.  A
   SigValidation object holds all custom claims, and a SigValidation
   object contains the following parameters:

   *  ver -- A String data type representing the version.  This
      parameter MUST be present, and the version in this specification
      indicated by the value "1.0".

   *  profile -- A StringOrURI data type representing the name of a
      profile that defines conventions followed for specific claims and
      any extension points used by the SVT issuer.  This parameter MUST
      be present.

   *  hash_algo -- A URI data type that identifies the hash algorithm
      used to compute the hash values within the SVT.  The URI
      identifier MUST be one defined in [RFC6931] or in the IANA
      registry defined by this specification.  This parameter MUST be
      present.

   *  sig -- A [Object<Signature>] data type that gives information
      about validated electronic signatures as an array of Signature
      objects.  If the SVT contains signature validation evidence for
      more than one signature, then each signature is represented by a
      separate Signature object.  At least one Signature object MUST be
      present.

   *  ext -- A Map<String> data type that provides additional claims
      related to the SVT.  Extension claims are added at the discretion
      of the SVT issuer; however, extension claims MUST follow any
      conventions defined in a profile of this specification (see
      Section 4).  Inclusion of this parameter is OPTIONAL.

3.2.4.  Signature Claims Object Class

   The sig parameter in the SigValidation object class uses the
   Signature object class.  The Signature object contains claims related
   to signature validation evidence for one signature, and it contains
   the following parameters:

   *  sig_ref -- A Object<SigReference> data type that contains
      reference information identifying the target signature.  This
      parameter MUST be present.

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   *  sig_data_ref -- A [Object<SignedDataReference>] data type that
      contains an array of references to Signed Data that was signed by
      the target electronic signature.  At least one SignedDataReference
      object MUST be present.

   *  signer_cert_ref -- A Object<CertReference> data type that
      references the signer's certificate and optionally reference to a
      supporting certification path that was used to verify the target
      electronic signature.  This parameter MUST be present.

   *  sig_val -- A [Object<PolicyValidation>] data type that contains an
      array of results of signature verification according to defined
      procedures.  At least one PolicyValidation object MUST be present.

   *  time_val -- A [Object<TimeValidation>] data type that contains an
      array of time verification results that the target signature has
      existed at a specific date and time in the past.  Inclusion of
      this parameter is OPTIONAL.

   *  ext -- A MAP<String> data type that provides additional claims
      related to the target signature.  Extension claims are added at
      the discretion of the SVT Issuer; however, extension claims MUST
      follow any conventions defined in a profile of this specification
      (see Section 4).  Inclusion of this parameter is OPTIONAL.

3.2.5.  SigReference Claims Object Class

   The sig_ref parameter in the Signature object class uses the
   SigReference object class.  The SigReference object provides
   information used to match the Signature claims object to a specific
   target electronic signature and to verify the integrity of the target
   signature value and Signed Bytes, and it contains the following
   parameters:

   *  id -- A String data type that contains an identifier assigned to
      the target signature.  Inclusion of this parameter is OPTIONAL.

   *  sig_hash -- A Base64Binary data type that contains a hash value of
      the target electronic signature value.  This parameter MUST be
      present.

   *  sb_hash -- A Base64Binary data type that contains a hash value of
      the Signed Bytes of the target electronic signature.  This
      parameter MUST be present.

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3.2.6.  SignedDataReference Claims Object Class

   The sig_data_ref parameter in the Signature object class uses the
   SignedDataReference object class.  The SignedDataReference object
   provides information used to verify the target electronic signature
   references to Signed Data as well as to verify the integrity of all
   data that is signed by the target signature, and it contains the
   following parameters:

   *  ref -- A String data type that contains a reference identifier for
      the data or data fragment covered by the target electronic
      signature.  This parameter MUST be present.

   *  hash -- A Base64Binary data type that contains the hash value for
      the data covered by the target electronic signature.  This
      parameter MUST be present.

3.2.7.  PolicyValidation Claims Object Class

   The sig_val parameter in the Signature object class uses the
   PolicyValidation object class.  The PolicyValidation object provides
   information about the result of a validation process according to a
   spefific policy, and it contains the following parameters:

   *  pol -- A StringOrURI data type that contains the identifier of the
      policy governing the electronic signature verification process.
      This parameter MUST be present.

   *  res -- A String data type that contains the result of the
      electronic signature verification process.  The value MUST be one
      of "PASSED", "FAILED" or "INDETERMINATE" as defined by
      [ETSI319102-1].  This parameter MUST be present.

   *  msg -- A String data type that contains a message describing the
      result.  Inclusion of this parameter is OPTIONAL.

   *  ext -- A MAP<String> data type that provides additional claims
      related to the target signature.  Extension claims are added at
      the discretion of the SVT Issuer; however, extension claims MUST
      follow any conventions defined in a profile of this specification
      (see Section 4).  Inclusion of this parameter is OPTIONAL.

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3.2.8.  TimeValidation Claims Object Class

   The time_val parameter in the Signature object class uses the
   TimeValidation object class.  The TimeValidation claims object
   provides information about the result of validating evidence of time
   asserting that the target signature existed at a particular date and
   time in the past.  Evidence of time is typically a timestamp
   according to [RFC3161] but other types of evidence may be used such
   as a previously issued SVT for this signature.  The TimeValidation
   claims object contains the following parameters:

   *  time -- A NumericDate data type that contains the verified time.
      This parameter MUST be present.

   *  type -- A StringOrURI data type that contains an identifier of the
      type of evidence of time.  This parameter MUST be present.

   *  iss -- A StringOrURI data type that contains an identifier of the
      entity that issued the evidence of time.  This parameter MUST be
      present.

   *  id -- A String data type that contains an unique identifier
      assigned to the evidence of time.  Inclusion of this parameter is
      OPTIONAL.

   *  hash -- A Base64Binary data type that contains the hash value of
      the validated evidence of time.  Inclusion of this parameter is
      OPTIONAL.

   *  val -- A [Object<PolicyValidation>] data type that contains an
      array of results of the time evidence validation according to
      defined validation procedures.  Inclusion of this parameter is
      OPTIONAL.

   *  ext -- A MAP<String> data type that provides additional claims
      related to the target signature.  Extension claims are added at
      the discretion of the SVT Issuer; however, extension claims MUST
      follow any conventions defined in a profile of this specification
      (see Section 4).  Inclusion of this parameter is OPTIONAL.

3.2.9.  CertReference Claims Object Class

   The signer_cert_ref parameter in the Signature object class uses the
   CertReference object class.  The CertReference object references a
   single X.509 certificate or a X.509 certification path, either by
   providing the certificate data or by providing hash references for
   certificates that can be located in the target electronic signature,
   and it contains the following parameters:

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   *  type -- A StringOrURI data type that contains an identifier of the
      type of reference.  The type identifier MUST be one of the
      identifiers defined below, an identifier specified by the selected
      profile, or a URI identifier.  This parameter MUST be present.

   *  ref -- A [String] data type that contains an array of string
      parameters according to conventions defined by the type
      identifier.  At least one parameter MUST be present.

   The following type identifiers are defined:

   *  chain -- The ref contains an array of Base64 encoded X.509
      certificates [RFC5280].  The certificates MUST be provided in the
      order starting with the end entity certificate.  Any following
      certificate must be able to validate the signature on the previous
      certificate in the array.

   *  chain_hash -- The ref contains an array of one or more Base64
      encoded hash values where each hash value is a hash over a X.509
      certificate [RFC5280] used to validate the signature.  The
      certificates MUST be provided in the order starting with the end
      entity certificate.  Any following certificate must be able to
      validate the signature on the previous certificate in the array.
      This option MUST NOT be used unless all hashed certificates are
      present in the target electronic signature.

   Note: All certificates referenced using the identifiers above are
   X.509 certificates.  Profiles of this specification MAY define
   alternative types of public key containers; however, a major function
   of these referenced certificates is not just to reference the public
   key, but also to provide the subject name of the signer.  It is
   therefore important for the full function of an SVT that the
   referenced public key container also provides the means to identify
   of the signer.

3.2.10.  SVT JOSE Header

   The SVT JWT MUST contain the following JOSE header parameters in
   accordance with Section 5 of [RFC7519]:

   *  typ -- This parameter MUST have the string value "JWT" (upper
      case).

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   *  alg -- This parameter identifies the algorithm used to sign the
      SVT JWT.  The algorithm identifier MUST be specified in [RFC7518]
      or the IANA JSON Web Signature and Encryption Algorithms Registry
      [ add a ref ].  The specified signature hash algorithm MUST be
      identical to the hash algorithm specified in the hash_algo
      parameter of the SigValidation object within the sig_val_claims
      claim.

   The SVT header MUST contain a public key or a reference to a public
   key used to verify the signature on the SVT in accordance with
   [RFC7515].  Each profile, as discussed in Section 4, MUST define the
   requirements for how the key or key reference is included in the
   header.

4.  Profiles

   Each signed document and signature type will have to define the
   precise content and use of several claims in the SVT.

   Each profile MUST as a minimum define:

   *  The identifier of the profile.

   *  How to reference the Signed Data content of the signed document.

   *  How to reference to the target electronic signature and the Signed
      Bytes of the signature.

   *  How to reference certificates supporting each electronic
      siganture.

   *  How to include public keys or references to public keys in the
      SVT.

   *  Whether each electronic signature is supported by a single SVT, or
      whether one SVT may support multiple electronic signatures of the
      same document.

   A profile MAY also define:

   *  Explicit information on how to perform signature validation based
      on an SVT.

   *  How to attach an SVT to an electronic signature or signed
      document.

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4.1.  Defined Profiles

   The following profiles are defined in Appendixes of this document:

   *  Appendix A: XML Profile

   *  Appendix B: PDF Profile

   *  Appendix C: JWS Profile

   Other documents MAY define other profiles that MAY complement, ammend
   or supersede these profiles.

5.  Signature Verification with a SVT

   Signature verification based on an a SVT MUST follow these steps:

   1.  Locate all available SVTs available for the signed document that
       are relevant for the target electronic signature.

   2.  Select the most recent SVT that can be successfully validated and
       meets the requirement of the relying party.

   3.  Verify the integrity of the signature and the Signed Bytes of the
       target electronic signature using the sig_ref claim.

   4.  Verify that the Signed Data reference in the original electronic
       signature matches the reference values in the sig_data_ref claim.

   5.  Verify the integrity of referenced Signed Data using provided
       hash values in the sig_data_ref claim.

   6.  Obtain the verified certificates supporting the asserted
       electronic signature verification through the signer_cert_ref
       claim.

   7.  Verify that signature validation policy results satisfy the
       requirements of the relying party.

   8.  Verify that verified time results satisfy the context for the use
       of the signed document.

   After successfully performing these steps, signature validity is
   established as well as the trusted signer certificate binding the
   identity of the signer to the electronic signature.

6.  IANA Considerations

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6.1.  Claim Names Registration

   This section registers the "sig_val_claims" claim name in the IANA
   "JSON Web Token Claims" registry established by Section 10.1 in
   [RFC7519].

6.1.1.  Registry Contents

   *  Claim Name: "sig_val_claims"

   *  Claim Description: Signature Validation Token

   *  Change Controller: IESG

   *  Specification Document(s): Section 3.2.3 of {this document}

   NOTE to RFC editor: Please replace {this document} with its assigned
   RFC number.

6.2.  Header Parameter Names Registration

   This section registers the "svt" Header Parameter in the IANA "JSON
   Web Signature and Encryption Header Parameters" registry established
   by [RFC7515].

6.2.1.  Registry Contents

   *  Header Parameter Name: "svt"

   *  Header Parameter Description: Signature Validation Token

   *  Header Parameter Usage Location(s): JWS

   *  Change Controller: IESG

   *  Specification Document(s): Appendix C.1.1 of {this document}

   NOTE to RFC editor: Please replace {this document} with its assigned
   RFC number.

7.  Security Considerations

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7.1.  Level of reliance

   An SVT allows a signature verifier to still validate the original
   signature using the original signature data and to use the
   information in the SVT selectively to either just confirm the
   validity and integrity of the original data, such as confirming the
   integrity of signed data or the validity of the signer's certificate
   etc.

   Another way to use an SVT is to completely rely on the validation
   conclusion provided by the SVT and to omit re-validation of the
   original signature value and original certificate status checking
   data.

   This choice is a decision made by the verifier according to its own
   policy and risk assessment.

   However, even when relying on the SVT validation conclusion of an SVT
   it is vital to still verify that the present SVT is correctly
   associated with the document and signature that is being validated by
   validating the hashed reference data in the SVT of the signature,
   signing certificate chain, signed data and the signed bytes.

7.2.  Aging algorithms

   Even if the SVT provides protection against algorithms becoming
   weakened or broken over time, this protection is only valid for as
   long as the algorithms used to sign the SVT are still considered
   secure.  It is advisable to re-issue SVT in cases where an algorithm
   protecting the SVT is getting close to its end of life.

   One way to increase the resistance of algorithms becoming insecure,
   is to issue multiple SVT for the same signature with different
   algorithms and key lengths where one algorithm could still be secure
   even if the corresponding algorithm used in the alternative SVT is
   broken.

8.  References

8.1.  Normative References

   [CADES]    ETSI, "Electronic Signatures and Infrastructures (ESI);
              CAdES digital signatures; Part 1: Building blocks and
              CAdES baseline signatures", ETSI EN 319 122-1 v1.1.1,
              April 2016.

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   [ETSI319102-1]
              ETSI, "ETSI - Electronic Signatures and Infrastructures
              (ESI); Procedures for Creation and Validation of AdES
              Digital Signatures; Part 1: Creation and Validation",
              ETSI EN 319 102-1 v1.1.1, May 2016.

   [ISOPDF2]  ISO, "Document management -- Portable document format --
              Part 2: PDF 2.0", ISO 32000-2, July 2017.

   [PADES]    ETSI, "Electronic Signatures and Infrastructures (ESI);
              PAdES digital signatures; Part 1: Building blocks and
              PAdES baseline signatures", ETSI EN 319 142-1 v1.1.1,
              April 2016.

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119,
              DOI 10.17487/RFC2119, March 1997,
              <https://www.rfc-editor.org/info/rfc2119>.

   [RFC3161]  Adams, C., Cain, P., Pinkas, D., and R. Zuccherato,
              "Internet X.509 Public Key Infrastructure Time-Stamp
              Protocol (TSP)", RFC 3161, DOI 10.17487/RFC3161, August
              2001, <https://www.rfc-editor.org/info/rfc3161>.

   [RFC5035]  Schaad, J., "Enhanced Security Services (ESS) Update:
              Adding CertID Algorithm Agility", RFC 5035,
              DOI 10.17487/RFC5035, August 2007,
              <https://www.rfc-editor.org/info/rfc5035>.

   [RFC5280]  Cooper, D., Santesson, S., Farrell, S., Boeyen, S.,
              Housley, R., and W. Polk, "Internet X.509 Public Key
              Infrastructure Certificate and Certificate Revocation List
              (CRL) Profile", RFC 5280, DOI 10.17487/RFC5280, May 2008,
              <https://www.rfc-editor.org/info/rfc5280>.

   [RFC5652]  Housley, R., "Cryptographic Message Syntax (CMS)", STD 70,
              RFC 5652, DOI 10.17487/RFC5652, September 2009,
              <https://www.rfc-editor.org/info/rfc5652>.

   [RFC6931]  Eastlake 3rd, D., "Additional XML Security Uniform
              Resource Identifiers (URIs)", RFC 6931,
              DOI 10.17487/RFC6931, April 2013,
              <https://www.rfc-editor.org/info/rfc6931>.

   [RFC7515]  Jones, M., Bradley, J., and N. Sakimura, "JSON Web
              Signature (JWS)", RFC 7515, DOI 10.17487/RFC7515, May
              2015, <https://www.rfc-editor.org/info/rfc7515>.

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   [RFC7518]  Jones, M., "JSON Web Algorithms (JWA)", RFC 7518,
              DOI 10.17487/RFC7518, May 2015,
              <https://www.rfc-editor.org/info/rfc7518>.

   [RFC7519]  Jones, M., Bradley, J., and N. Sakimura, "JSON Web Token
              (JWT)", RFC 7519, DOI 10.17487/RFC7519, May 2015,
              <https://www.rfc-editor.org/info/rfc7519>.

   [RFC8174]  Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
              2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
              May 2017, <https://www.rfc-editor.org/info/rfc8174>.

   [XADES]    ETSI, "Electronic Signatures and Infrastructures (ESI);
              XAdES digital signatures; Part 1: Building blocks and
              XAdES baseline signatures", ETSI EN 319 132-1 v1.1.1,
              April 2016.

   [XMLDSIG11]
              Eastlake, D., Reagle, J., Solo, D., Hirsch, F., Nystrom,
              M., Roessler, T., and K. Yiu, "XML Signature Syntax and
              Processing Version 1.1", W3C Proposed Recommendation, 11
              April 2013.

8.2.  Informative References

   [RFC8610]  Birkholz, H., Vigano, C., and C. Bormann, "Concise Data
              Definition Language (CDDL): A Notational Convention to
              Express Concise Binary Object Representation (CBOR) and
              JSON Data Structures", RFC 8610, DOI 10.17487/RFC8610,
              June 2019, <https://www.rfc-editor.org/info/rfc8610>.

Appendix A.  Appendix: XML signature profile

   This appendix defines a profile for implementing SVT with a signed
   XML document, and defines the following aspects of SVT usage:

   *  How to include reference data related to XML signatures and XML
      documents in an SVT.

   *  How to add an SVT token to a XML signature.

   XML documents can have any number of signature elements, signing an
   arbitrary number of fragments of XML documents.  The actual signature
   element may be included in the signed XML document (enveloped),
   include the signed data (enveloping) or may be separate from the
   signed content (detached).

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   To provide a generic solution for any type of XML signature an SVT is
   added to each XML signature element within the XML signature
   <ds:Object> element.

A.1.  Notation

A.1.1.  References to XML Elements from XML Schemas

   When referring to elements from the W3C XML Signature namespace
   (http://www.w3.org/2000/09/xmldsig#) the following syntax is used:

   *  <ds:Signature>

   When referring to elements from the ETSI XAdES XML Signature
   namespace (http://uri.etsi.org/01903/v1.3.2#) the following syntax is
   used:

   *  <xades:CertDigest>

   When referring to elements defined in this specification
   (http://id.swedenconnect.se/svt/1.0/sig-prop/ns) the following syntax
   is used:

   *  <svt:Element>

A.2.  SVT in XML Documents

   When SVT is provided for XML signatures then one SVT MUST be provided
   for each XML signature.

   An SVT embedded within the XML signature element MUST be placed in a
   <svt:SignatureValidationToken> element as defined in Appendix A.2.1.

A.2.1.  SignatureValidationToken Signature Property

   The <svt:SignatureValidationToken> element MUST be placed in a
   <ds:SignatureProperty> element in accordance with [XMLDSIG11].  The
   <ds:SignatureProperty> element MUST be placed inside a
   <ds:SignatureProperties> element inside a <ds:Object> element inside
   a <ds:Signature> element.

   Note: [XMLDSIG11] requires the Target attribute to be present in
   <ds:SignatureProperty>, referencing the signature targeted by this
   signature property.  If an SVT is added to a signature that do not
   have an Id attribute, implementations SHOULD add an Id attribute to
   the <ds:Signature> element and reference that Id in the Target
   attribute.  This Id attribute and Target attribute value matching is
   required by the [XMLDSIG11] standard, but it is redundant in the

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   context of SVT validation as the SVT already contains information
   that uniquely identifies the target signature.  Validation
   applications SHOULD not reject an SVT token because of Id and Target
   attribute mismatch, and MUST rely on matching against signature using
   signed information in the SVT itself.

   The <svt:SignatureValidationToken> element is defined by the
   following XML Schema:

   <?xml version="1.0" encoding="UTF-8"?>
   <xs:schema xmlns:xs="http://www.w3.org/2001/XMLSchema"
       elementFormDefault="qualified"
       targetNamespace="http://id.swedenconnect.se/svt/1.0/sig-prop/ns"
       xmlns:svt="http://id.swedenconnect.se/svt/1.0/sig-prop/ns">

     <xs:element name="SignatureValidationToken"
         type="svt:SignatureValidationTokenType" />

     <xs:complexType name="SignatureValidationTokenType">
       <xs:simpleContent>
         <xs:extension base="xs:string">
         </xs:extension>
       </xs:simpleContent>
     </xs:complexType>

   </xs:schema>

   The SVT token MUST be included as a string representation of the SVT
   JWT.  Note that this is the string representation of the JWT without
   further encoding.  The SVT MUST NOT be represented by the Base64
   encoded bytes of the JWT string.

   Example:

   <ds:Signature Id="MySignatureId">
     ...
     <ds:Object>
       <ds:SignatureProperties>
         <ds:SignatureProperty Target="#MySignatureId">
           <svt:SignatureValidationToken>
                 eyJ0eXAiOiJKV1QiLCJhb...2aNZ
           </svt:SignatureValidationToken>
         </ds:SignatureProperty>
       </ds:SignatureProperties>
     </ds:Object>
   </ds:Signature>

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A.2.2.  Multiple SVT in an XML signature

   If a new SVT is stored in a signature which already contains a
   previously issued SVT, implementations can choose to either replace
   the existing SVT or to store the new SVT in addition to the existing
   SVT.

   If the new SVT is stored in addition to the old SVT, it SHOULD be
   stored in a new <ds:SignatureProperty> element inside the existing
   <ds:SignatureProperties> element where the old SVT is located.

   For interoperability robustness, signature validation applications
   MUST be able to handle signatures where the new SVT is located in a
   new <ds:Object> element.

A.3.  XML signature SVT Claims

A.3.1.  XML Profile Identifier

   When this profile is used the SigValidation object MUST contain a
   "profile" claim with the value "XML".

A.3.2.  XML Signature Reference Data

   The SVT Signature object MUST contain a "sig_ref" claim (SigReference
   object) with the following elements:

   *  "id" -- The Id-attribute of the XML signature, if present.

   *  "sig_hash" -- The hash over the signature value bytes.

   *  "sb_hash" -- The hash over the canonicalized <ds:SignedInfo>
      element (the bytes the XML signature algorithm has signed to
      generated the signature value).

A.3.3.  XML Signed Data Reference Data

   The SVT Signature object MUST contain one instance of the "sig_data"
   claim (SignedData object) for each <ds:Reference> element in the
   <ds:SignedInfo> element.  The "sig_data" claim MUST contain the
   following elements:

   *  "ref" -- The value of the URI attribute of the corresponding
      <ds:Reference> element.

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   *  "hash" -- The hash of all bytes identified corresponding
      <ds:Reference> element after applying all identified
      canonicalization and transformation algorithms.  These are the
      same bytes that is hashed by the hash value in the
      <ds:DigestValue> element inside the <ds:Reference> element.

A.3.4.  XML Signer Certificate References

   The SVT Signature object MUST contain a "signer_cert_ref" claim
   (CertReference object).  The "type" parameter of the
   "signer_cert_ref" claim MUST be either "chain" or "chain_hash".

   *  The "chain" type MUST be used when signature validation was
      performed using one or more certificates where some or all of the
      certificates in the chain are not present in the target signature.

   *  The "chain_hash" type MUST be used when signature validation was
      performed using one or more certificates where all of the
      certificates are present in the target signature.

A.4.  JOSE Header

A.4.1.  SVT Signing Key Reference

   The SVT JOSE header for XML signatures must contain one of the
   following header parameters in accordance with [RFC7515], for storing
   a reference to the public key used to verify the signature on the
   SVT:

   *  "x5c" -- Holds an X.509 certificate [RFC5280] or a chain of
      certificates.  The certificate holding the public key that
      verifies the signature on the SVT MUST be the first certificate in
      the chain.

   *  "kid" -- A key identifier holding the Base64 encoded hash value of
      the certificate that can verify the signature on the SVT.  The
      hash algorithm MUST be the same hash algorithm used when signing
      the SVT as specified by the alg header parameter.

Appendix B.  Appendix: PDF signature profile

   This appendix defines a profile for implementing SVT with a signed
   PDF document, and defines the following aspects of SVT usage:

   *  How to include reference data related to PDF signatures and PDF
      documents in an SVT.

   *  How to add an SVT token to a PDF document.

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   PDF document signatures are added as incremental updates to the
   signed PDF document and signs all data of the PDF document up until
   the current signature.  When more than one signature is added to a
   PDF document the previous signature is signed by the next signature
   and can not be updated with additional data after this event.

   To minimize the impact on PDF documents with multiple signatures and
   to stay backwards compatible with PDF software that do not understand
   SVT, PDF documents add one SVT token for all signatures of the PDF as
   an extension to a document timestamp added to the signed PDF as an
   incremental update.  This SVT covers all signatures of the signed
   PDF.

B.1.  SVT in PDF Documents

   The SVT for a signed PDF document MAY provide signature validation
   information about any of the present signatures in the PDF.  The SVT
   MUST contain a separate "sig" claim (Signature object) for each
   signature on the PDF that is covered by the SVT.

   An SVT added to a signed PDF document MUST be added to a document
   timestamp accordance with ISO 32000-2:2017 [ISOPDF2].

   The document timestamp contains an [RFC3161] timestamp token
   (TSTInfo) in EncapsulatedContentInfo of the CMS signature.  The SVT
   MUST be added to the timestamp token (TSTInfo) as an Extension object
   as defined in Appendix B.1.1.

B.1.1.  SVT Extension to Timestamp Tokens

   The SVT extension is an Extension suitable to be included in TSTInfo
   as defined by [RFC3161].

   The SVT extension is identified by the Object Identifier (OID)
   1.2.752.201.5.2

   Editors note: This is the current used OID.  Consider assigning an
   IETF extension OID.

   This extension data (OCTET STRING) holds the bytes of SVT JWT,
   represented as a UTF-8 encoded string.

   This extension MUST NOT be marked critical.

   Note: Extensions in timestamp tokens according to [RFC3161] are
   imported from the definition of the X.509 certificate extensions
   defined in [RFC5280].

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B.2.  PDF signature SVT Claims

B.2.1.  PDF Profile Identifier

   When this profile is used the SigValidation object MUST contain a
   "profile" claim with the value "PDF".

B.2.2.  PDF Signature Reference Data

   The SVT Signature object MUST contain a "sig_ref" claim (SigReference
   object) with the following elements:

   *  "id" -- Absent or a Null value.

   *  "sig_hash" -- The hash over the signature value bytes.

   *  "sb_hash" -- The hash over the DER encoded SignedAttributes in
      SignerInfo.

B.2.3.  PDF Signed Data Reference Data

   The SVT Signature object MUST contain one instance of the "sig_data"
   claim (SignedData object) with the following elements:

   *  "ref" -- The string representation of the ByteRange value of the
      PDF signature dictionary of the target signature.  This is a
      sequence of integers separated by space where each integer pair
      specifies the start index and length of a byte range.

   *  "hash" -- The hash of all bytes identified by the ByteRange value.
      This is the concatenation of all byte ranges identified by the
      ByteRange value.

B.2.4.  PDF Signer Certificate References

   The SVT Signature object MUST contain a "signer_cert_ref" claim
   (CertReference object).  The "type" parameter of the
   "signer_cert_ref" claim MUST be either "chain" or "chain_hash".

   *  The "chain" type MUST be used when signature validation was
      performed using one or more certificates where some or all of the
      certificates in the chain are not present in the target signature.

   *  The "chain_hash" type MUST be used when signature validation was
      performed using one or more certificates where all of the
      certificates are present in the target signature.

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   Note: The referenced signer certificate MUST match any certificates
   referenced using ESSCertID or ESSCertIDv2 from [RFC5035].

B.3.  JOSE Header

B.3.1.  SVT Signing Key Reference

   The SVT JOSE header must contain one of the following header
   parameters in accordance with [RFC7515], for storing a reference to
   the public key used to verify the signature on the SVT:

   *  "x5c" -- Holds an X.509 certificate [RFC5280] or a chain of
      certificates.  The certificate holding the public key that
      verifies the signature on the SVT MUST be the first certificate in
      the chain.

   *  "kid" -- A key identifier holding the Base64 encoded hash value of
      the certificate that can verify the signature on the SVT.  The
      hash algorithm MUST be the same hash algorithm used when signing
      the SVT as specified by the alg header parameter.  The referenced
      certificate SHOULD be the same certificate that was used to sign
      the document timestamp that contains the SVT.

Appendix C.  Appendix: JWS Profile

   This appendix defines a profile for implementing SVT with a JWS
   signed payload according to [RFC7515], and defines the following
   aspects of SVT usage:

   *  How to include reference data related to JWS signatures in an SVT.

   *  How to add an SVT token to JWS signatures.

   A JWS may have one or more signatures depending on its serialization
   format, signing the same payload data.  A JWS either contains the
   data to be signed (enveloping) or may sign any externally associated
   payload data (detached).

   To provide a generic solution for JWS, an SVT is added to each
   present signature as a JWS Unprotected Header.  If a JWS includes
   multiple signatures, then each signature includes its own SVT.

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C.1.  SVT in JWS

   An SVT token MAY be added to any signature of a JWS to support
   validation of that signature.  If more than one signature is present
   then each present SVT MUST provide information exclusively related to
   one associated signature and MUST NOT include information about any
   other signature in the JWS.

   Each SVT is stored in its associated signature's "svt" header as
   defined in Appendix C.1.1.

C.1.1.  "svt" Header Parameter

   The "svt" (Signature Validation Token) Header Parameter is used to
   contain an array of SVT tokens to support validation of the
   associated signature.  Each SVT token in the array has the format of
   a JWT as defined in [RFC7519] and is stored using its natural string
   representation without further wrapping or encoding.

   The "svt" Header Parameter, when used, MUST be included as a JWS
   Unprotected Header.

   Note: JWS Unprotected Header is not supported with JWS Compact
   Serialization.  A consequence of adding an SVT token to a JWS is
   therefore that JWS JSON Serialization MUST be used, either in the
   form of general JWS JSON Serialization (for one or more signatures)
   or in the form of flattened JWS JSON Serialization (optionally used
   when only one signature is present in the JWS).

C.1.2.  Multiple SVT in a JWS signature

   If a new SVT is stored in a signature which already contains a
   previously issued SVT, implementations can choose to either replace
   the existing SVT or to store the new SVT in addition to the existing
   SVT.

   If a JWS signature already contains an array of SVTs and a new SVT is
   to be added, then the new SVT MUST be added to the array of SVT
   tokens in the existing "svt" Header Parameter.

C.2.  JWS signature SVT Claims

C.2.1.  JWS Profile Identifier

   When this profile is used the SigValidation object MUST contain a
   "profile" claim with the value "JWS".

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C.2.2.  JWS Signature Reference Data

   The SVT Signature object MUST contain a "sig_ref" claim (SigReference
   object) with the following elements:

   *  "sig_hash" -- The hash over the associated signature value (the
      bytes of the base64url-decoded signature parameter).

   *  "sb_hash" -- The hash over all bytes signed by the associated
      signature (the JWS Signing Input according to [RFC7515]).

C.2.3.  JWS Signed Data Reference Data

   The SVT Signature object MUST contain one instance of the "sig_data"
   claim (SignedData object) with the following elements:

   *  "ref" -- This parameter MUST hold one of the following thee
      possible values.

      1.  The explicit string value "payload" if the signed JWS Payload
          is embedded in a "payload" member of the JWS.

      2.  The explicit string value "detached" if the JWS signs detached
          payload data without explicit reference.

      3.  A URI that can be used to identify or fetch the detached
          signed data.  The means to determine the URI for the detached
          signed data is outside the scope of this specification.

   *  "hash" -- The hash over the JWS Payload data bytes (not its
      base64url-encoded string representation).

C.2.4.  JWS Signer Certificate References

   The SVT Signature object MUST contain a "signer_cert_ref" claim
   (CertReference object).  The "type" parameter of the
   "signer_cert_ref" claim MUST be either "chain" or "chain_hash".

   *  The "chain" type MUST be used when signature validation was
      performed using one or more certificates where some or all of the
      certificates in the chain are not present in the target signature.

   *  The "chain_hash" type MUST be used when signature validation was
      performed using one or more certificates where all of the
      certificates are present in the target signature JOSE header using
      the "x5c" Header Parameter.

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C.3.  SVT JOSE Header

C.3.1.  SVT Signing Key Reference

   The SVT JOSE header must contain one of the following header
   parameters in accordance with [RFC7515], for storing a reference to
   the public key used to verify the signature on the SVT:

   *  "x5c" -- Holds an X.509 certificate [RFC5280] or a chain of
      certificates.  The certificate holding the public key that
      verifies the signature on the SVT MUST be the first certificate in
      the chain.

   *  "kid" -- A key identifier holding the Base64 encoded hash value of
      the certificate that can verify the signature on the SVT.  The
      hash algorithm MUST be the same hash algorithm used when signing
      the SVT as specified by the alg header parameter.

Appendix D.  Appendix: Schemas

D.1.  Concise Data Definition Language (CDDL)

   The following informative CDDL [RFC8610] express the structure of an
   SVT token:

   svt = {
     jti: text
     iss: text
     iat: uint
     ? aud: text / [* text]
     ? exp: uint
     sig_val_claims: SigValClaims
   }

   SigValClaims = {
     ver: text
     profile: text
     hash_algo: text
     sig: [+ Signature]
     ? ext: Extension
   }

   Signature = {
     sig_ref: SigReference
     sig_data_ref: [+ SignedDataReference]
     signer_cert_ref: CertReference
     sig_val: [+ PolicyValidation]
     ? time_val: [* TimeValidation]

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     ? ext: Extension
   }

   SigReference = {
     ? id: text / null
     sig_hash: binary-value
     sb_hash: binary-value
   }

   SignedDataReference = {
     ref: text
     hash: binary-value
   }

   CertReference = {
     type: "chain" / "chain_hash"
     ref: [+ text]
   }

   PolicyValidation = {
     pol: text
     res: "PASSED" / "FAILED" / "INDETERMINATE"
     ? msg: text / null
     ? ext: Extension
   }

   TimeValidation = {
     "time": uint
     type: text
     iss: text
     ? id: text / null
     ? hash: binary-value / null
     ? val: [* PolicyValidation]
     ? ext: Extension
   }

   Extension = {
     + text => text
   } / null

   binary-value = text             ; base64 classic with padding

D.2.  JSON Schema

   The following informative JSON schema describes the syntax of the SVT
   token payload.

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   {
       "$schema": "https://json-schema.org/draft/2020-12/schema",
       "title": "Signature Validation Token JSON Schema",
       "description": "Schema defining the payload format for SVT",
       "type": "object",
       "required": [
           "jti",
           "iss",
           "iat",
           "sig_val_claims"
       ],
       "properties": {
           "jti": {
               "description": "JWT ID",
               "type": "string"
           },
           "iss": {
               "description": "Issuer",
               "type": "string"
           },
           "iat": {
               "description": "Issued At",
               "type": "integer"
           },
           "aud": {
               "description": "Audience",
               "type": [
                   "string",
                   "array"
               ],
               "items": {"type": "string"}
           },
           "exp": {
               "description": "Expiration time (seconds since epoch)",
               "type": "integer"
           },
           "sig_val_claims": {
               "description": "Signature validation claims",
               "type": "object",
               "required": [
                   "ver",
                   "profile",
                   "hash_algo",
                   "sig"
               ],
               "properties": {
                   "ver": {
                       "description": "Version",

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                       "type": "string"
                   },
                   "profile": {
                       "description": "Implementation profile",
                       "type": "string"
                   },
                   "hash_algo": {
                       "description": "Hash algorithm URI",
                       "type": "string"
                   },
                   "sig": {
                       "description": "Validated signatures",
                       "type": "array",
                       "items": {
                           "$ref": "#/$def/Signature"
                       },
                       "minItems": 1
                   },
                   "ext": {
                       "description": "Extension map",
                       "$ref": "#/$def/Extension"
                   }
               },
               "additionalProperties": false
           }
       },
   "additionalProperties": false,
   "$def": {
            "Signature":{
                "type": "object",
                "required": [
                    "sig_ref",
                    "sig_data_ref",
                    "signer_cert_ref",
                    "sig_val"
                ],
                "properties": {
                    "sig_ref": {
                        "description": "Signature Reference",
                        "$ref": "#/$def/SigReference"
                    },
                    "sig_data_ref": {
                        "description": "Signed data array",
                        "type": "array",
                        "items": {
                            "$ref" : "#/$def/SignedDataReference"
                        },
                        "minItems": 1

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                    },
                    "signer_cert_ref": {
                        "description": "Signer certificate reference",
                        "$ref": "#/$def/CertReference"
                    },
                    "sig_val": {
                        "description": "Signature validation results",
                        "type": "array",
                        "items": {
                            "$ref": "#/$def/PolicyValidation"
                        },
                        "minItems": 1
                    },
                    "time_val": {
                        "description": "Time validations",
                        "type": "array",
                        "items": {
                            "$ref": "#/$def/TimeValidation"
                        }
                    },
                   "ext": {
                       "description": "Extension map",
                       "$ref": "#/$def/Extension"
                   }
                },
                "additionalProperties": false
            },
            "SigReference":{
                "type": "object",
                "required": [
                    "sig_hash",
                    "sb_hash"
                ],
                "properties": {
                    "sig_hash": {
                        "description": "Hash of the signature value",
                        "type": "string",
                        "format": "base64"
                    },
                    "sb_hash": {
                        "description": "Hash of the Signed Bytes",
                        "type": "string",
                        "format": "base64"
                    },
                    "id": {
                        "description": "Signature ID reference",
                        "type": ["string","null"]
                    }

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                },
               "additionalProperties": false
            },
            "SignedDataReference": {
                "type": "object",
                "required": [
                    "ref",
                    "hash"
                ],
                "properties": {
                    "ref": {
                        "description": "Reference to the signed data",
                        "type": "string"
                    },
                    "hash": {
                        "description": "Signed data hash",
                        "type": "string",
                        "format": "base64"
                    }
                },
               "additionalProperties": false
            },
            "CertReference":{
                "type": "object",
                "required": [
                    "type",
                    "ref"
                ],
                "properties": {
                    "type": {
                        "description": "Type of certificate reference",
                        "type": "string",
                        "enum": ["chain","chain_hash"]
                    },
                    "ref": {
                        "description": "Certificate reference data",
                        "type": "array",
                        "items": {
                            "type": "string",
                            "format": "base64"
                        },
                        "minItems": 1
                    }
                },
               "additionalProperties": false
            },
            "PolicyValidation":{
                "type": "object",

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                "required": [
                    "pol",
                    "res"
                ],
                "properties": {
                    "pol": {
                        "description": "Policy identifier",
                        "type": "string"
                    },
                    "res": {
                        "description": "Signature validation result",
                        "type": "string",
                        "enum": ["PASSED","FAILED","INDETERMINATE"]
                    },
                    "msg": {
                        "description": "Message",
                        "type": ["string","null"]
                    },
                    "ext": {
                       "description": "Extension map",
                       "$ref": "#/$def/Extension"
                   }
                },
               "additionalProperties": false
            },
            "TimeValidation":{
                "type": "object",
                "required": [
                    "time",
                    "type",
                    "iss"
                ],
                "properties": {
                    "time": {
                        "description": "Verified time",
                        "type": "integer"
                    },
                    "type": {
                        "description": "Type of time validation proof",
                        "type": "string"
                    },
                    "iss": {
                        "description": "Issuer of the time proof",
                        "type": "string"
                    },
                    "id": {
                        "description": "Time evidence identifier",
                        "type": ["string","null"]

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                    },
                    "hash": {
                        "description": "Hash of time evidence",
                        "type": ["string","null"],
                        "format": "base64"
                    },
                    "val": {
                        "description": "Validation result",
                        "type": "array",
                        "items": {
                            "$ref": "#/$def/PolicyValidation"
                        }
                    },
                    "ext": {
                       "description": "Extension map",
                       "$ref": "#/$def/Extension"
                   }
                },
               "additionalProperties": false
            },
            "Extension": {
              "description": "Extension map",
              "type": ["object","null"],
              "required": [],
              "additionalProperties": {
                  "type": "string"
              }
            }
        }
   }

Appendix E.  Appendix: Examples

   The following example illustrates a basic SVT according to this
   specification issued for a signed PDF document.

   Note: Line breaks in the decoded example are inserted for
   readablilty.  Line breaks are not allowed in valid JSON data.

   Signature validation token JWT:

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   eyJraWQiOiJPZW5JKzQzNEpoYnZmRG50ZlZcLzhyT3hHN0ZrdnlqYUtWSmFWcUlG
   QlhvaFZoQWU1Zks4YW5vdjFTNjg4cjdLYmFsK2Z2cGFIMWo4aWJnNTJRQnkxUFE9
   PSIsInR5cCI6IkpXVCIsImFsZyI6IlJTNTEyIn0.eyJhdWQiOiJodHRwOlwvXC9l
   eGFtcGxlLmNvbVwvYXVkaWVuY2UxIiwiaXNzIjoiaHR0cHM6XC9cL3N3ZWRlbmNv
   bm5lY3Quc2VcL3ZhbGlkYXRvciIsImlhdCI6MTYwMzQ1ODQyMSwianRpIjoiNGQx
   Mzk2ZjFmZjcyOGY0MGQ1MjQwM2I2MWM1NzQ0ODYiLCJzaWdfdmFsX2NsYWltcyI6
   eyJzaWciOlt7ImV4dCI6bnVsbCwic2lnX3ZhbCI6W3sibXNnIjoiT0siLCJleHQi
   Om51bGwsInJlcyI6IlBBU1NFRCIsInBvbCI6Imh0dHA6XC9cL2lkLnN3ZWRlbmNv
   bm5lY3Quc2VcL3N2dFwvc2lndmFsLXBvbGljeVwvdHMtcGtpeFwvMDEifV0sInNp
   Z19yZWYiOnsic2lnX2hhc2giOiJ5Y2VQVkxJemRjcEs5N0lZT2hGSWYxbnk3OUht
   SUNiU1Z6SWVaTmJpem83ckdJd0hOTjB6WElTeUtHakN2bm9uT2FRR2ZMXC9QM3ZE
   dEI4OHlLU1dlWGc9PSIsImlkIjoiaWQtNzM5ODljNmZjMDYzNjM2YWI1ZTc1M2Yx
   MGY3NTc0NjciLCJzYl9oYXNoIjoiQm9QVjRXQ0E5c0FJYWhqSzFIYWpmRnhpK0F6
   QzRKR1R1ZjM5VzNaV2pjekRDVVJ4ZGM5WWV0ZUh0Y3hHVmVnZ3B4SEo3NVwvY1E3
   SE4xZERkbGl5SXdnPT0ifSwic2lnbmVyX2NlcnRfcmVmIjp7InJlZiI6WyIxK2Fh
   SmV0ZzdyZWxFUmxVRFlFaVU0WklaaFQ0UlV2aUlRWnVLN28xR0ZLYVRQUTZ5K2t4
   XC9QTnREcnB1cVE2WGZya0g5d1lESzRleTB5NFdyTkVybnc9PSIsImg0UER4YjVa
   S214MWVUU3F2VnZZRzhnMzNzMDVKendCK05nRUhGVTRnYzl0cUcwa2dIa2Y2VzNv
   THprVHd3dXJJaDZZOUFhZlpZcWMyelAycEUycDRRPT0iLCJEZDJDNXNCMElPUWVN
   Vm5FQmtNNVE5Vzk2bUJITnd3YTJ0elhNcytMd3VZY09VdlBrcnlHUjBhUEc4Tzlu
   SVAzbGJ3NktqUTFoRG1SazZ6Qzh4MmpkZz09Il0sInR5cGUiOiJjaGFpbl9oYXNo
   In0sInNpZ19kYXRhX3JlZiI6W3sicmVmIjoiIiwiaGFzaCI6IkZjR3BPT2Y4aWxj
   UHQyMUdEZDJjR25MR0R4UlM1ajdzdk00YXBwMkg0MWRERUxtMkN6Y2VUWTAybmRl
   SmZXamludG1RMzc2SWxYVE9BcjMxeXpZenNnPT0ifSx7InJlZiI6IiN4YWRlcy0x
   MWExNTVkOTJiZjU1Nzc0NjEzYmI3YjY2MTQ3N2NmZCIsImhhc2giOiJLUmtnYlo2
   UFwvbmhVNjNJTWswR2lVZlVcL0RUd3ZlWWl0ZVFrd0dlSnFDNUJ6VE5WOGJRYnBl
   ZFRUdVdKUHhxdkowUlk4NGh3bTdlWVwvZzBIckFPZWdLdz09In1dLCJ0aW1lX3Zh
   bCI6W119XSwiZXh0IjpudWxsLCJ2ZXIiOiIxLjAiLCJwcm9maWxlIjoiWE1MIiwi
   aGFzaF9hbGdvIjoiaHR0cDpcL1wvd3d3LnczLm9yZ1wvMjAwMVwvMDRcL3htbGVu
   YyNzaGE1MTIifX0.TdHCoIUSZj2zMINKg7E44-8VE_mJq6TG1OoPwnYSs_hyUbuX
   mrLJpuk8GR5YrndeOucPUYAwPxHt_f68JIQyFTi0agO9VJjn1R7Pj3Jt6WG9pYVN
   n5LH-D1maxD11ZxxbcYeHbsstd2Sy2uMa3BdpsstGdPymSmc6GxY5uJoL0-5vwo_
   3l-4Bb3LCTiuxYPcmztKIbDy2hEgJ3Hx1K4HF0SHgn3InpqBev3hm2SLw3hH5BCM
   rywBAhHYE6OGE0aOJ6ktA5UP0jIIHfaw9i1wIiJtHTaGuvtyWSLk5cshmun9Hkdk
   kRTA75bzuq0Iyd0qh070rA8Gje-s4Tw4xzttgKx1KSkvy8n5FqvzWdsZvclCG2mY
   Y9rMxh_7607NXcxajAP4yDOoKNs5nm937ULe0vCN8a7WTrFuiaGjry7HhzRM4C5A
   qxbDOBXPLyoMr4qn4LRJCHxOeLZ6o3ugvDOOWsyjk3eliyBwDu8qJH7UmyicLxDc
   Cr0hUK_kvREqjD2Z

   Decoded JWT Header:

   {
     "kid":"OenI+434JhbvfDntfV\/8rOxG7FkvyjaKVJaVqIFBXohVhAe5fK8anov
            1S688r7Kbal+fvpaH1j8ibg52QBy1PQ==",
     "typ":"JWT",
     "alg":"RS512"
   }

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   Decoded JWT Claims:

   {
     "aud" : "http://example.com/audience1",
     "iss" : "https://swedenconnect.se/validator",
     "iat" : 1603458421,
     "jti" : "4d1396f1ff728f40d52403b61c574486",
     "sig_val_claims" : {
       "sig" : [ {
         "ext" : null,
         "sig_val" : [ {
           "msg" : "OK",
           "ext" : null,
           "res" : "PASSED",
           "pol" : "http://id.swedenconnect.se/svt/sigval-policy/
                    ts-pkix/01"
         } ],
         "sig_ref" : {
           "sig_hash" : "ycePVLIzdcpK97IYOhFIf1ny79HmICbSVzIeZNbizo7rGIw
                         HNN0zXISyKGjCvnonOaQGfL/P3vDtB88yKSWeXg==",
           "id" : "id-73989c6fc063636ab5e753f10f757467",
           "sb_hash" : "BoPV4WCA9sAIahjK1HajfFxi+AzC4JGTuf39W3ZWjczDCURx
                        dc9YeteHtcxGVeggpxHJ75/cQ7HN1dDdliyIwg=="
         },
         "signer_cert_ref" : {
           "ref" : [ "1+aaJetg7relERlUDYEiU4ZIZhT4RUviIQZuK7o1GFKaTPQ6y+
                      kx/PNtDrpuqQ6XfrkH9wYDK4ey0y4WrNErnw==",
                     "h4PDxb5ZKmx1eTSqvVvYG8g33s05JzwB+NgEHFU4gc9tqG0kgH
                      kf6W3oLzkTwwurIh6Y9AafZYqc2zP2pE2p4Q==",
                     "Dd2C5sB0IOQeMVnEBkM5Q9W96mBHNwwa2tzXMs+LwuYcOUvPkr
                      yGR0aPG8O9nIP3lbw6KjQ1hDmRk6zC8x2jdg==" ],
           "type" : "chain_hash"
         },
         "sig_data_ref" : [ {
           "ref" : "",
           "hash" : "FcGpOOf8ilcPt21GDd2cGnLGDxRS5j7svM4app2H41dDELm2Czc
                     eTY02ndeJfWjintmQ376IlXTOAr31yzYzsg=="
         }, {
           "ref" : "#xades-11a155d92bf55774613bb7b661477cfd",
           "hash" : "KRkgbZ6P/nhU63IMk0GiUfU/DTwveYiteQkwGeJqC5BzTNV8bQb
                     pedTTuWJPxqvJ0RY84hwm7eY/g0HrAOegKw=="
         } ],
         "time_val" : [ ]
       } ],
       "ext" : null,
       "ver" : "1.0",
       "profile" : "XML",
       "hash_algo" : "http://www.w3.org/2001/04/xmlenc#sha512"

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     }
   }

Authors' Addresses

   Stefan Santesson
   IDsec Solutions AB
   Forskningsbyn Ideon
   SE-223 70 Lund
   Sweden
   Email: sts@aaa-sec.com

   Russ Housley
   Vigil Security, LLC
   516 Dranesville Road
   Herndon, VA,  20170
   United States of America
   Email: housley@vigilsec.com

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