PPPEXT Working Group                                       Bernard Aboba
INTERNET-DRAFT                                                 Dan Simon
Category: Informational                                        Microsoft
<draft-aboba-pppext-key-problem-00.txt>
4 November 2001



                      The EAP Session Key Problem

Status of this Memo

This document is an Internet-Draft and is in full conformance with all
provisions of Section 10 of RFC2026.

Internet-Drafts are working documents of the Internet Engineering Task
Force (IETF), its areas, and its working groups.  Note that other groups
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Copyright Notice

Copyright (C) The Internet Society (2001).  All Rights Reserved.

Abstract

This document makes the case for standardizing the algorithms used to
derive authentication and encryption transient session keys from the
master keying material derived by EAP methods.  As EAP methods
proliferate, allowing each EAP method to define its own ciphersuite-
specific key derivation algorithms will compromise the security and
generality that EAP was intended to provide.









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Table of Contents

1.     Introduction ..........................................    3
   1.1       Requirements language ...........................    3
   1.2       Terminology .....................................    3
   1.3       EAP overview ....................................    3
   1.4       Problem overview ................................    4
2.     Proposed architecture  ................................    6
   2.1       Solution requirements ...........................    8
3.     Security considerations ...............................   10
4.     References ............................................   10
Acknowledgments ..............................................   13
Author's Addresses ...........................................   14
Intellectual Property Statement ..............................   14
Full Copyright Statement .....................................   14




































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1.  Introduction

1.1.  Requirements language

The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
"SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
document are to be interpreted as described in BCP 14 [18].

1.2.  Terminology

This document frequently uses the following terms:

Authentication Server
          An Authentication Server is an entity that provides an
          Authentication Service to an NAS. This service verifies from
          the credentials provided by the peer, the claim of identity
          made by the peer.

Master key
          The session key derived between the EAP client and EAP server
          during the EAP authentication process.

Master session key
          The keys derived from the master key that are subsequently
          used in generation of the transient session keys for
          authentication, encryption, and IV-generation. So that the
          master session keys are to be usable with any ciphersuite,
          they are longer than is necessary, and are truncated to fit.

Transient session keys
          The chosen ciphersuites uses transient session keys for
          authentication and encryption as well as IVs (if required).
          The transient session keys are derived from the master session
          keys, and are of the appropriate size for use with the chosen
          ciphersuite.

1.3.  EAP overview

The Extensible Authentication Protocol (EAP), defined in RFC 2284 [9],
was developed to provide extensible authentication for use with PPP [1].
Since then, new applications of EAP have emerged, including IEEE 802.1X
network port authentication, defined in [21], and provisioning of
certificates based of legacy authentication methods via PIC, defined in
[38].

EAP was developed in part to enable deployment of new authentication
methods without requiring deployment of new code on the NAS. As a
result, the NAS acts as a "passthrough", and does not need to understand



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specific EAP methods. Among other things, this implies that a NAS cannot
be assumed to contain code specific to any EAP method.

Instead of requiring new code to be installed on the NAS in order to
support a new EAP method, EAP method support is added to the client and
backend authentication server. EAP method support is typically provided
via an EAP API, such as that described in [42]. In order to allow the
client and backend server to install new EAP methods without requiring
an operating system upgrade, operating systems isolate EAP method-
specific code within the installed EAP methods, and thus also operate as
"passthrough" entities with respect to EAP.

Since the client and NAS will need to contain code to implement any
particular ciphersuite, it is reasonable to assume that ciphersuite-
specific code exists on these entities. However, just as the NAS should
not need to be updated to support a new EAP method, the backend
authentication server should not need to be updated to support a new
ciphersuite on the NAS. Since the backend authentication server is not
involved in the protection of data traffic, there is no intrinsic reason
that it should need to implement ciphersuite-specific code.

These restrictions, when put together, imply that including ciphersuite-
specific code within an EAP method is inappropriate, as is including
code specific to an EAP-method within the NAS. Moreover, since operating
systems provide EAP APIs in order to remain "EAP-Method Agnostic", EAP
method-specific code is best kept out of the EAP APIs as well.

1.4.  Problem overview

RFC 2284 defined the EAP-MD5, as well as One-Time Password (OTP) and
Generic Token Card methods. Since then, the development of additional
EAP methods has accelerated. These include EAP-TLS [32], EAP-SRP [37],
EAP-GSS [39] and EAP-AKA [40]. Each of these methods is capable of
deriving keys, as well as providing for mutual authentication.

The ciphersuites for which EAP may provide keying material have also
grown in number. Within PPP, ciphersuites include DESEbis [16], 3DES
[17], and MPPE [36].  For PPP DESEbis, a 56-bit encryption key is
required in each direction; for PPP 3DES, a 168-bit encryption key is
needed in each direction; for MPPE, 40-bit, 56-bit or 128-bit encryption
keys can be required in each direction, as described in [35],[36].
While these PPP ciphersuites provide encryption, they do not provide a
per-packet keyed message integrity check (MIC).

Within 802.11, ciphersuites include WEP-40, described in [24], which
requires a 40-bit encryption key, which is the same in either direction;
and WEP-128, which requires a 104-bit encryption key, the same in either
direction.  These ciphersuites also do not include a keyed MIC.



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Recently, new ciphersuites have been proposed for use with 802.11 that
do provide per-packet authentication as well as encryption.  These
methods, described in [41], require 128-bit authentication and
encryption keys in each direction, and are based on AES [43]-[46].

With the increase in the number of EAP methods and applicable
ciphersuites, there is a growing need for supplying algorithms to derive
transient session keys from master keys produced by EAP methods.  To
date, this need has been filled on a piece-meal basis, with EAP methods
such as EAP SRP [37], defining transient session key derivation
mechanisms for each ciphersuite.

There are significant drawbacks to allowing each EAP method to specify
session key derivation mechanisms for individual ciphersuites. These
include:

Document Revision
               If an EAP method specifies how to derive transient
               session keys on a per-ciphersuite basis, then this
               document will need to be revised each time a new
               ciphersuite comes out.  This would also imply that an
               authentication server supporting an EAP method might not
               be usable with a NAS supporting EAP, due to lack of
               support for a ciphersuite implemented on the NAS. This is
               antithetical to the EAP architecture, which conceives of
               the NAS as a "pass through" device that does not need to
               understand EAP, and which therefore can work with any EAP
               method supported by the authentication server.

EAP method complexity
               Forcing the EAP method to include ciphersuite-specific
               code for transient session key derivation increases the
               complexity of EAP method development, as well as client
               and authentication server implementations.

Knowledge assymmetry
               In practice, an EAP method may not have knowledge of the
               ciphersuite that has been negotiated. In PPP, negotiation
               of the ciphersuite is accomplished via the Encryption
               Control Protocol (ECP), described in [10].  Since ECP
               negotiation occurs after authentication, unless an EAP
               method is utilized that supports ciphersuite negotiation
               (such as EAP-TLS [32]), the client, NAS and backend
               authentication server may not be able to anticipate the
               ciphersuite that will be used and therefore this
               information cannot be provided to the EAP method.





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Similarly, it is also desirable to avoid proliferation of EAP method-
specific master session key derivation algorithms. Aside from the
duplication of effort this would imply, the deployment of many
algorithms, as opposed to a single well-analyzed one, is more likely to
create security vulnerabilities.

2.  Proposed architecture

This document proposes an architecture that avoids the proliferation of
EAP method-specific master session key algorithms, as well as
ciphersuite-specific transient session key algorithms.

In the most general case, authentication and encryption keys as well as
initialization vectors must be derived for each direction from the
master key K derived by the EAP method.  This is accomplished by the
adoption of two standard algorithms:

[1]  An algorithm for the derivation of "master session keys" from the
     negotiated master key.  The "master session keys" are derived from
     the master key derived by the EAP method, but are never directly
     used by ciphersuites; they are only used in the derivation of
     transient session keys.  These "master session keys" are derived on
     the client and the backend authentication server. The backend
     authentication server then transmits the "master session keys" to
     the NAS.

[2]  An algorithm for the derivation of "transient session keys" from
     the "master session keys". The "transient session keys" are used
     for encryption, authentication and IV-generation in each direction,
     and are derived by the NAS and client, based on the negotiated
     ciphersuite.

Depending on the negotiated ciphersuite, not all of the "transient
session keys" will be required; for example 802.11 WEP does not provide
a keyed message integrity check, and typically uses only a single
encryption key in both directions.

The algorithm for deriving the "master session keys" from the "master
key" is designed to be ciphersuite-independent, and to apply across a
wide range of EAP methods.  This enables the security community to
carefully analyze the proposed algorithm. Such an analysis would be
difficult were multiple algorithms to proliferate.

The specification of a universal algorithm for master session key
derivation also enables development of libraries that can be called by
EAP method developers, who otherwise would have to code algorithms
independently within each EAP method. This also avoids having to upgrade
AAA servers and EAP methods every time a new ciphersuite is developed,



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By standardizing the master session key derivation within EAP methods
and on the AAA server, the NAS can be assured of obtaining master
session keys in a well-defined format.  Since it is assumed that the
backend authentication server will perform the required calculations and
will supply the NAS with the master session keys, the algorithm need not
be implemented on the  NAS.

Rather, the NAS will only need code for the second algorithm, namely for
the derivation of ciphersuite-specific "transient session keys" from
"master session keys".  Although the NAS needs to be upgraded to support
additional ciphersuites, it is best if the code for generation of
"transient session keys" from "master session keys" is as ciphersuite-
independent as possible, so as to avoid requiring constant maintenance
of the algorithm.

The derivation of ciphersuite-specific "transient session keys" from
"master session keys" occurs after the ciphersuite has been determined,
and provides for authentication and encryption keys as well as IV-
generation.  Within the proposed architecture, this conversion is also
carried out according to a standardized algorithm.

The algorithm for deriving "transient session keys" from the "master
session keys" is designed to be EAP-method independent, and to apply
across a wide range of ciphersuites. This enables its security also to
be thoroughly analyzed and for the code to be reused within the NAS
where it is expected to reside.

Note that the master key may not be directly available within all EAP
methods.  For security reasons, the TLS master key is typically not
directly available via TLS APIs. As a result, RFC 2716 [32] derives
master session keys from the TLS master key, and uses those master
session keys to derive the required session keys.  Since RFC 2716 does
not assume knowledge of the negotiated ciphersuite, it provides keys
large enough for use with any ciphersuite, assuming that these will be
truncated for use within the client and NAS.  Since the raw master key
is typically not available in to EAP-TLS implementations, when this EAP
method is used, the TLS PRF function is needed to derive keying material
from it.

Other EAP methods may also encounter similar issues. For example, EAP
GSS implementations will typically not be able to access the master keys
directly, but can call GSS_Wrap() to encrypted tokens and GSS_GetMIC()
to generate authentication tokens based on the master key.  EAP GSS
implementations will therefore need to use GSS-API calls to derive
master session keys from the master key, rather than operating on the
master key directly.





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While method-specific algorithms may be required in some methods, for
other methods, the master key is directly available, and so the
algorithm used to derive master sesion keys from it can be designed in
complete freedom.  However, even where such freedom is available, the
proliferation of EAP method-specific key derivation algorithms is
undesirable.

Figure 1 on the next page describes the overall logic of how master
session keys and transient session keys are derived from the master key
negotiated with an EAP method.

The master key K may be of varying length, and as described earlier, may
not be directly available to the EAP method. Where the master key K is
not exportable, an intermediate step is required to generate a "Pseudo-
Master Key" from the master key. For example, in EAP GSS, as described
in [39], a "Pseudo-Master Key", K' is derived via GSS-API calls, and is
used instead.

2.1.  Solution requirements

The algorithms for derivation of "master session keys" from the master
key, and for derivation of "transient session keys" from the "master
session keys" are not specified in this document. Rather, the purpose of
this document is to lay out a framework within which algorithms can be
discussed and evaluated.

For a proposed "master session key" derivation algorithm to be
satisfactory, it needs to fulfill several requirements:

Ciphersuite-independence
          A satisfactory "master session key" derivation algorithm MUST
          NOT require ciphersuite-specific code to be implemented within
          an EAP method. In practice, this implies that the master
          session keys need to enable derivation of authentication and
          encryption keys and IVs in both directions.

Generality
          A satisfactory "master session key" derivation algorithm MUST
          provide master session keys appropriate for use with a wide
          range of ciphersuites. Among other things, this implies that
          the master session keys must contain sufficient entropy to be
          usable with existing and future ciphersuites.

Direct and Indirect Access
          A satisfactory "master session key" derivation algorithm MUST
          be applicable to EAP methods where the master key is not
          directly accessible. These include TLS and GSS-API methods.




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 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
 |                             |   |                             |
 |    Is raw master key        |   |    Can a pseudo-master key  |
 |     available or can        |   |         be derived from     |
 |  the PRF operate on it?     |   |         the master key?     |
 |                             |   |                             |
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
               |                                 |
               | K                               | K'
               |                                 |
               V                                 V
             +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
             |                                     |
             |          Master Session Key         |
             |              Derivation             |
             |                                     |
             +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
               |                                 |
               | Master Session Key Outputs      |
               |                                 |
               V                                 V
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
 |                                                             |
 |                 Key and IV Derivation                       |
 |                          Derivation                         |
 |                                                             |
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     | P->A    | A->P    | P->A    | A->P    | P->A    | A->P
     | Enc.    | Enc.    | Auth.   | Auth.   | IV      | IV
     | Key     | Key     | Key     | Key     |         |
     |         |         |         |         |         |
     |         |         |         |         |         |
     V         V         V         V         V         V
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
 |                                                               |
 |                Ciphersuite-Specific Truncation &              |
 |                       Key utilization                         |
 |                                                               |
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

  Figure 1 - Architecture for derivation of session keys from the
             EAP method master key K.









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The algorithm for "transient session key" derivation also needs to
fulfill several requirements:

EAP method independence
          The algorithm for deriving "transient session keys" from
          "master session keys" MUST NOT depend on the EAP method.
          Derivation of "transient session keys" is expected to occur on
          the NAS, which acts as a "passthrough" for EAP. Therefore the
          NAS cannot be expected to have knowledge of the EAP method
          that has been negotiated.

Generality
          The algorithm for derivation of "transient session keys" from
          "master session keys" MUST be suitable for use with a wide
          range of ciphersuites. In practice, this means that the
          algorithm must be usable with existing and future
          ciphersuites.

3.  Security considerations

The strength of the session keys is dependent upon the security of the
EAP method providing the master keying material. If the chosen EAP
method has security vulnerabilities, then it is possible that weak
session keys may be produced.

4.  References

[1]  Simpson, W., Editor, "The Point-to-Point Protocol (PPP)", STD 51,
     RFC 1661, July 1994.

[2]  Sklower, K., Lloyd, B., McGregor, G., Carr, D., and T. Coradetti,
     "The PPP Multilink Protocol (MP)", RFC 1990, August 1996.

[3]  Simpson, W., Editor, "PPP LCP Extensions", RFC 1570, January 1994.

[4]  Lloyd, B., Simpson, W., "PPP Authentication Protocols," RFC 1334,
     October 1992.

[5]  Simpson, W., "PPP Challenge Handshake Authentication Protocol
     (CHAP)," RFC 1994, August 1996.

[6]  Zorn, G., Cobb, S., "Microsoft PPP CHAP Extensions," RFC 2433,
     October 1998.

[7]  Zorn, G., "Microsoft PPP CHAP Extensions, Version 2," RFC 2759,
     January 2000.





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[8]  Rivest, R., Dusse, S., "The MD5 Message-Digest Algorithm", RFC
     1321, April 1992.

[9]  Blunk, L., Vollbrecht, J., "PPP Extensible Authentication Protocol
     (EAP)", RFC 2284, March 1998.

[10] Meyer, G., "The PPP Encryption Protocol (ECP)", RFC 1968, June
     1996.

[11] National Bureau of Standards, "Data Encryption Standard", FIPS PUB
     46 (January 1977).

[12] National Bureau of Standards, "DES Modes of Operation", FIPS PUB 81
     (December 1980).

[13] National Institute of Standards and Technology (NIST), "Announcing
     the Secure Hash Standard," FIPS 180-1, U.S.  Department of
     Commerce, 04/1995

[14] Daemen, Joan and Vincent Rijmen, "AES Proposal: Rijndael",
     September 1999, <http://www.esat.kuleuven.ac.be/~rijmen/rijndael/>.

[15] National Institute of Standards and Technology, "Rijndael: NIST's
     Selection for the AES", December 2000,
      <http://csrc.nist.gov/encryption/aes/rijndael/Rijndael.pdf>.

[16] Sklower, K., Meyer, G., "The PPP DES Encryption Protocol, Version 2
     (DESE-bis)", RFC 2419, September 1998.

[17] Hummert, K., "The PPP Triple-DES Encryption Protocol (3DESE)", RFC
     2420, September 1998.

[18] Bradner, S., "Key words for use in RFCs to Indicate Requirement
     Levels", BCP 14, RFC 2119, March 1997.

[19] D. Rand.  "The PPP Compression Control Protocol", RFC 1962, Novell,
     June 1996.

[20] IEEE Standards for Local and Metropolitan Area Networks: Overview
     and Architecture, ANSI/IEEE Std 802, 1990.

[21] IEEE Standards for Local and Metropolitan Area Networks: Port based
     Network Access Control, IEEE Std 802.1X-2001, June 2001.

[22] Alvestrand, H. and T. Narten, "Guidelines for Writing an IANA
     Considerations Section in RFCs", BCP 26, RFC 2434, October 1998.





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[23] Dobbertin, H., "The Status of MD5 After a Recent Attack."
     CryptoBytes Vol.2 No.2, Summer 1996.

[24] Information technology - Telecommunications and information
     exchange between systems - Local and metropolitan area networks -
     Specific Requirements Part 11:  Wireless LAN Medium Access Control
     (MAC) and Physical Layer (PHY) Specifications, IEEE Std.
     802.11-1997, 1997.

[25] Wu, T., "The Secure Remote Password Protocol", in Proceedings of
     the 1998 Internet Society Symposium on Network and Distributed
     Systems Security, San Diego, CA, pp. 97-111

[26] Wu, T., "The Secure Remote Password Protocol", March 1998,
     <http://srp.stanford.edu/srp/ndss.html>.

[27] Wu, T., "The SRP Authentication and Key Exchange System," RFC 2945,
     September 2000.

[28] Wu, T., "SRP: The Open Source Password Authentication Standard",
     March 1998, <http://srp.stanford.edu/srp/>.

[29] Hopwood, D., "Standard Cryptographic Algorithm Naming", June 2000,
     <http://www.eskimo.com/~weidai/scan-mirror/>.

[30] Menezes, A.J., van Oorschot, P.C. and S.A. Vanstone, "Handbook of
     Applied Cryptography", CRC Press, Inc., ISBN 0-8493-8523-7, 1997,
     <http://www.cacr.math.uwaterloo.ca/hac/about/chap7.ps>.

[31] Krawczyk, H. et al, "HMAC: Keyed-Hashing for Message
     Authentication", RFC 2104, February 1997.

[32] Aboba, B., Simon, D.,"PPP EAP TLS Authentication Protocol", RFC
     2716, October 1999.

[33] Dierks, T. and Allen, C. "The TLS Protocol Version 1.0", RFC 2246,
     November 1998.

[34] Orman, H., "The Oakley Key Determination Protocol", RFC 2412,
     November 1998.

[35] Zorn, G. "Deriving Keys for use with Microsoft Point-to-Point
     Encryption (MPPE)," RFC 3079, March 2001.

[36] Pall, G. and Zorn, G. "Microsoft Point-to-Point Encryption (MPPE)
     RFC 3078, March 2001.





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[37] Carlson, J., Aboba, B., Haverinen, H., "PPP EAP SRP-SHA1
     Authentication Protocol", Internet-draft (work in progress), draft-
     ietf-pppext-eap-srp-03.txt, July 2001.

[38] Sheffer, Y., Krawczyk, H., Aboba, B., "PIC, A Pre-IKE Credential
     Provisioning Protocol", Internet draft (work in progress), draft-
     ietf-ipsra-pic-03.txt, July 2001.

[39] Aboba, B., "EAP GSS Authentication Protocol", Internet draft (work
     in progress), draft-aboba-pppext-eapgss-08.txt, October 2001.

[40] Arkko, J., Haverinen, H., "EAP AKA Authentication", Internet draft
     (work in progress), draft-arkko-pppext-eap-aka-00.txt, December
     2001.

[41] IEEE Draft 802.11i/D2, "Draft Supplement to STANDARD FOR
     Telecommunications and Information Exchange between Systems -
     LAN/MAN Specific Requirements - Part 11: Wireless Medium Access
     Control (MAC) and physical layer (PHY) specifications:
     Specification for Enhanced Security", July 2001.

[42] Microsoft Developer Network, "Windows 2000 EAP API", August 2000,
     http://msdn.microsoft.com/library/default.asp?url=/library/en-
     us/eap/eapport_0fj9.asp

[43] Daemen, J., Rijman, V., "AES Proposal: Rijndael," NIST AES
     Proposal, June 1998.  http://csrc.nist.gov/encryption/aes/round2/
     AESAlgs/Rijndael/Rijndael.pdf

[44] Draft FIPS Publication ZZZZ, "Advanced Encryption Standard (AES)",
     U.S. DoC/NIST, summer 2001.

[45] "Symmetric Key Block Cipher Modes of Operation,"
     http://www.nist.gov/modes.

[46] "Recommendation for Block Cipher Modes of Operation", National
     Institute of Standards and Technology (NIST) Special Publication
     800-XX, CODEN: NSPUE2, U.S. Government Printing Office, Washington,
     DC, July 2001.

Acknowledgments

Thanks to Arun Ayyagari, Ashwin Palekar, and Tim Moore of Microsoft for
useful feedback.







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Author Addresses

Bernard Aboba
Microsoft Corporation
One Microsoft Way
Redmond, WA 98052

EMail: bernarda@microsoft.com
Phone: +1 425 706 6605
Fax:   +1 425 706 7329

Dan Simon
Microsoft Research
Microsoft Corporation
One Microsoft Way
Redmond, WA 98052

EMail: dansimon@microsoft.com
Phone: +1 425 706 6711
Fax:   +1 425 706 7329

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herein is provided on an "AS IS" basis and THE INTERNET SOCIETY AND THE
INTERNET ENGINEERING TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR
IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE
INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED
WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE."

Expiration Date

This memo is filed as <draft-aboba-pppext-key-problem-00.txt>,  and
expires May 22, 2002.





























Aboba & Simon                Informational                     [Page 15]