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Versions: 00                                                            
Internet Engineering Task Force                       M. Castelan Castro
Internet-Draft                                                    17beta
Intended status: Informational                            April 28, 2020
Expires: October 30, 2020

                           The ARK URI scheme


   This specification defines the

   (ARK) URI scheme that is especially suitable for persistent

   Persistent identifiers for latest version of this document:

Status of This Memo

   This Internet-Draft is submitted in full conformance with the
   provisions of BCP 78 and BCP 79.

   Internet-Drafts are working documents of the Internet Engineering
   Task Force (IETF).  Note that other groups may also distribute
   working documents as Internet-Drafts.  The list of current Internet-
   Drafts is at https://datatracker.ietf.org/drafts/current/.

   Internet-Drafts are draft documents valid for a maximum of six months
   and may be updated, replaced, or obsoleted by other documents at any
   time.  It is inappropriate to use Internet-Drafts as reference
   material or to cite them other than as "work in progress."

   This Internet-Draft will expire on October 30, 2020.

Copyright Notice

   Copyright (c) 2020 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

   This document is subject to BCP 78 and the IETF Trust's Legal
   Provisions Relating to IETF Documents
   (https://trustee.ietf.org/license-info) in effect on the date of
   publication of this document.  Please review these documents
   carefully, as they describe your rights and restrictions with respect
   to this document.  Code Components extracted from this document must
   include Simplified BSD License text as described in Section 4.e of

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   the Trust Legal Provisions and are provided without warranty as
   described in the Simplified BSD License.


   The ARK (Archival Resource Key) identifier scheme is flexible,
   dereferenceable and especially suitable for persistent identifiers.
   A founding principle of the design of the ARK scheme is that
   persistence is a matter of service not conferred by any particular
   identifier scheme; ARK is designed to ease the task of achieving
   persistence.  This document specifies the technical details of the
   ARK system as an URI and IRI scheme and does not elaborate at length
   on the design rationale of the ARK system; for that see [Kunze_ARK].


   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   document are to be interpreted as described in [req_words].

   The terms "identifier", "resource", "representation", "information
   resource" and "non-information resource" are used as described in
   [webarch].  For conciseness we use the term "referent" to mean the
   resource identified by an identifier.  Note that identifiers are
   strings of characters, representations are strings of octets paired
   with an interpretation and resources are

   like the book "Alice's Adventures in Wonderland" by Lewis Carroll or
   Zermelo-Fraenkel set theory.

   The notation used to describe syntax is that described in [ABNF]
   extended as follows: A literal preceeded by "

   " matches any string that is equivalent when corresponding uppercase
   and lowercase codepoints in the range


   are taken as equivalent.  The syntax is augmented with set difference
   indicated by the operator "

   " whose precedence is between Alternative and Concatenation.  All the
   syntactic terms defined in [ABNF] are referenced here.

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   "ARK" stands for Archival Resource Key. The URI scheme defined in
   this document is named "ARK scheme".  Every identifier that uses this
   scheme is called an "ARK".  The ARK scheme is designed to ease the
   creation and maintenance of persistent and dereferenceable resource
   identifiers.  An ARK may be used either to identify an information
   resource or a non-information resource.  There are 3 forms of ARKs.

   The following is an example of a Basic ARK:

   . "

   " is the URI scheme "

   " is the NAAN and "

   " is the Name.  The Embedded ARK

   corresponds to the above Basic ARK; being a web URI, it can
   potentially be accessed by any web browser without need for specific
   support for the ARK scheme.

   A founding principle of the design of ARK is that persistence is a
   matter of the service provided by the resolver servicing a persistent
   identifier not conferred by the identifier scheme itself.  Users MUST
   NOT automatically assume that any published ARK is a persistent
   identifier.  Publishers of ARK that are commited to keep an ARK
   persistent SHOULD make this clear to the reader.  For example, a
   publisher MAY state "Please use the persistent identifer

   to reference this page".

   Every piece of information included in an identifier is subject to
   become invalid or obsolete with time.  An

   identifier is one that includes no manifest information about what
   resource it identifiers.  When a NAA allocates ARKs that are intended
   as persistent identifiers, those ARKs are RECOMMENDED to be opaque.
   The URI that an ARK resolves to (if any) MAY be non-opaque.


   ARKs are assigned by NAAs (Name Assigning Authority).  Each NAA has
   an unique NAAN (Name Assigning Authority Number), a string of
   characters that is included within all the ARKs it allocates.  The
   NAAN is included in ARKs to partition the ARK namespace and avoid
   collisions between ARKs assigned by different NAAs.  The NAA assigns

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   the Name of an ARK that identifies an individual resource.  An agent
   that wants to obtain a NAAN in order to assign ARK identifiers MUST
   register with the ARK Maintenance Agency [ARK_agency].  A NAA MAY
   transfer control over its NAAN space to a successor organization to
   take care of the ARKs it assigned.

   The NAAN

   is reserved in perpetuity to be used in examples and NAAN

   is reserved in perpetuity for invalid ARKs.  Applications that handle
   ARKs SHOULD NOT handle

   in any special way and SHOULD recognize NAAN

   as being invalid; the same rationale as in [resrv_domains] applies.

   The ARK Maintenance Agency keeps the authoritative public registry of
   all NAA registered along with relevant associated data.  See
   [registry].  As of the time of writing of the present document, the
   official registry is in a simple plain-text-based format described in
   a comment at the beginning of the registry itself.

   Once a NAAN is assigned to a real organization that requested it (as
   opposed to an assignment that was done on a technical mistake or a
   misunderstanding) this assignment is permanent and MUST be kept in
   the registry for as long as the ARK system operates, which is to say,
   into the indefinite future.

   Every NAA MUST contact the ARK Maintenance Agence when necessary to
   keep up to date the prefix of its authoritative resolver and in the
   same way SHOULD keep up to date the other information kept in the
   registry.  A NAA MUST notify the ARK Maintenance Agency if it expects
   to stop existing or stop operating a resolver for its NAAN
   indefinitely (i.e.: notification is not required for temporary
   downtime of its resolver).


   An ARK MAY include a qualifier after the Name.  The qualifier can
   have a ComponentPath and a VariantPath.  The ComponentPath is
   delimited by slashes and indicates hierarchical structure.  For
   example, the ARK

   has VariantPath

   . Publishing an ARK with a ComponentPath has the implication that the
   ARKs obtained by truncating the last segment of the ComponentPath and

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   the previous slash is a container for the untruncated ARK.  This
   semantic implication extends recursively until the ARK with no
   ComponentPath.  Thus in the above example the hiearchical structure
   (from most general resource to least general) is

   These implied hierarchical semantics do not extend beyond the ARK
   with no ComponentPath.  A string with no Name part like

   is not an ARK.  If a NAA wants to allocate a ARK to refer to itself,
   it MUST do so by allocating a Name under its NAAN like for any other

   The VariantPath is delimited by periods and indicates a language
   version, media type version, or similar variant of the Basic ARK
   obtained by stripping the VariantPath.  The order of components
   within a VariantPath is meaningless.  ARKs that differ only in order
   of VariantPath components identify the same resource.  Example: The
   following ARKs are variants of


   This specification does not define the concrete semantics of the
   VariantPath; a NAA SHOULD document the semantic of the ARK it assigns
   and SHOULD make this documentation accessible to users that
   dereference the ARK (for example, by including an hyperlink that
   points to the policy of the NAA in assinging ARKs which in turn
   describes the semantics of the VariantPath).

   The use of qualifiers is entirely optional.  It is RECOMMENDED that a
   Basic ARK without qualifiers is used to identify a generic resource
   (independent of media type and perhaps language).  A qualifier MAY be
   used to identify specific variants that could be short-lived as the
   preferred media type and languages change in the span of decades and


   A Name Mapping Authority is an agent that provides a dereference
   service for a set of ARKs; this service MAY be an ARK resolver
   operated by the NMA (see below) or it MAY be any other suitable
   means.  Example: A NMA could operate a library that lends physical
   copies of the books identified by the ARKs it services.

   Ideally all NMAs that service a given ARK would provide the same
   service.  This could fail to be the case in practice because of
   technical limitations or political reasons, for example:

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   Inflections are variations of a Basic ARK obtained by adding a URI
   query.  The question sign that introduces the URI query is part of
   the inflection.  If there is no URI query, the inflection is
   considered the empty string.  The inflections of an ARK are meant to
   provide information and services related to its referent.  The ARK
   system reserves the inflection

   to request metadata about the referent of an ARK and the association
   of the ARK with its referent, including any relevant persistence

   Example: If

   is the ARK of a PDF document then


   can be expected by the user to resolve to a web page with
   metainformation about the PDF document: Title, author, date of
   creation and last modification, a statement of persistence (if
   applicable) by the NAA or NMAH and others.  The latter ARK can be
   entered in a web browser by an user seeking an assurance that the ARK

   will resolve indefinitelly to this PDF document in order to use the
   ARK to cite the document in print.

   A NMAH SHOULD implement the

   inflection with the semantics described in this document.

   MUST NOT be used for a different purpose.  If a NMAH provides
   additional inflections, it SHOULD publicly document what they are and
   their meanings and make this information available to the users of
   its ARKs.


   are reserved for a possible standard meaning in a future revision of
   this specification.  In prior drafts the inflection

   was recommended to provide metadata about the referent of the ARK and
   the inflection

   was recommended to provide information about the assignment of the
   ARK to its referent including a persistence statement (if

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   applicable).  It is RECOMMENDED that a ARK resolver gives the


   the same semantics as

   until and if it is redefined in a future version.


   The syntax of the ARK scheme is described in the context of
   Internationalized Resource Identifiers (IRIs).  For ARKs as URIs the
   only difference that only ASCII characters are allowed.

   The core of the ARK system are Basic ARKs.  Extended ARKs are the set
   of all strings allowed under the

   IRI scheme.  Every Basic ARK is an Extended ARK.  The syntax of the
   URI and IRI systems allow identifiers with the

   scheme that do not met the

   production rule; those character strings are not ARKs of any type; we
   call them pseudo-ARKs.

   The production rules





   are taken from [IRIs].

   It is RECOMMENDED that applications do not generate Extended ARKs
   longer than 255 Unicode codepoints.  Where a Basic ARK or an Extended
   ARK is expected, applications MUST NOT impose a limit on length of
   less than 255 codepoints (that is, Basic ARKs and Extended ARKs of
   255 codepoints or shorter MUST NOT be rejected by any conforming
   application on the basis of length).  Applications MAY support only
   URIs and therefore reject Extended ARKs that include non-ASCII

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   Extended ARKs MAY be embedded as a part of another IRI (URIs are a
   subset of IRIs).  The main application is to couple an extended ARK
   with a HTTP resolver to make the ARK dereferenceable by ordinary web
   tools without any additional requirement on the part to the user.
   Embedded ARKs MUST match the

   production rule below.  The production rules





   are taken from [IRIs].

   An Extended ARK combined with the

   of an ARK resolver is an Embedded ARK.  Other specification MAY
   extend the set of Embedded ARKs.  The set of Embedded ARK (as defined
   by the aggregate of all specifications of the Internet) is thus open


   As an IRI scheme, the ARK scheme allows for non-ASCII Unicode
   characters.  It is RECOMMENDED that ARKs minted for new resources use
   only ASCII characters.  Note that ARK normalization always percent-
   encodes non-ASCII characters.  Security issues related to Unicode are
   mentioned in Section 8.

   ARK normalization always percent-encodes non-ASCII characters, thus
   leaving a longer identifier.  For example, ARK normalization maps the




   Percent-encoded characters have long been allowed in the ARK system.
   Internationalized Resource Identifiers (IRIs) allow non-ASCII
   characters to be used transparently in IRIs via a mapping to percent-

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   encoded characters.  Applications widely implement this mapping; in
   specific, most web browsers.  Forbidding non-ASCII characters in ARKs
   would have been a moot point because browsers would still allow non-
   ASCII characters in pseudo-ARKs via the transparent IRI-to-URI
   mapping.  Thus, a decision was made to allow non-ASCII characters in
   this specification and recommend against them.  The only way to
   reliably disallow non-ASCII characters where ARKs are expected would
   have been to forbid percent-encoded characters outside ASCII so that
   the IRI-to-URI mapping always yields invalid ARKs.  However this
   would have broken backward compatibility with previous versions of
   the ARK scheme which allow percent-encoded characters without


   It may be desirable to avoid Latin characters in a a text written in
   a different script.  In principle, resources in a fixed language that
   uses a script other than the Latin script could be assigned an opaque
   persistent identifier with characters in their native script.  For
   example, a scientific journal that publishes articles in Russian
   language could assign persistent identifiers like

   to its articles.  This comes with an inconvenience for users of non-
   Cyrillic scripts; they will have more difficulty manually entering
   this ARK.  Therefore, it is RECOMMENDED to avoid this practice.

   Instead it is RECOMMENDED that a NAA that wants to avoid Latin
   characters in its identifiers mints ARKs from only decimal characters


   ").  Decimal characters are present in most keyboard layouts and are
   familiar to people around the world more so than the Latin script.
   The Latin characters in the "

   " substring at the start of ARKs is unavoidable as long as IRIs are
   used; IRIs do not allow for non-ASCII characters in the scheme.  In
   hypertext, ARKs can be published with the "ARK" part transliterated
   into the native script, with the rest of the identifier linked to an
   Embedded ARK.  For example, in Russian one can write

   " where

   is an hyperlink to


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   Normalization is defined for Extended ARKs.  Given an Extended ARK,
   the following algorithm produces an Exended ARK in normal form.  The
   domain of this algorithm is only Extended ARKs as described in this
   specification.  This algorithm is explicitly undefined for strings
   other than Extended ARKs.

   Note that the normalization algorithm decodes all percent-encoded
   instances of "

   " in the step of URI syntax-based normalization.  Those hyphens are
   subsequently removed.  Therefore, Basic ARKs that differ only by
   insertion or removal of "

   " are equivalent.

   ARKs are said to be equivalent if they have the same normal form.

   ARK equivalency is an equivalence relation.

   An extended ARK is a Basic ARK if and only if its normal form is a
   Basic ARK.

   The set of Extended ARKs that have the same normal form identify
   exactly the same resource (this is part of the ARK system independent
   of any NAA-specific policy in assigning ARKs).  Agents MUST NOT
   declare conflicting assignations for equivalent ARKs; doing so is an


   A resolver is an application accessible under a dereferenceable URI
   scheme that provides a suitable representation for ARKs under its
   scope.  Resolvers MAY use any suitable URI scheme.  This
   specification only describes HTTP resolvers.  Other specifications
   MAY describe additional methods to resolve an ARK.  A resolution
   request is the process of using an ARK resolver to dereference an

   Every NAA MUST declare at time of registration at least 1 prefix
   under which it intends to run an authoritative ARK resolver for its
   NAAN.  Every NAA MUST send a request to the ARK Maintenance Agency
   [ARK_agency] when necessary to keep the set of its authoritative
   resolvers up to date.  The official list of allocated NAANs and their
   authoritative resolvers is [registry].

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   Any method of ARK resolution SHOULD be able to distinguish whether
   the representation obtained is a representation

   the resource identified by the ARK or a representation

   to the resource identified by the ARK.  This distinction is made
   because it is necessary for resources referenced in the Semantic Web.
   See [cool_URIs].


   A HTTP resolver is one that is accessible through the


   scheme.  The

   of an HTTP resolver MUST match the

   production rule.  A HTTP resolver MUST serve HTTP requests for URIs
   beginning with its corresponding


   Given the semantics of the HTTP protocol, resolution is only directly
   applicable to Extended ARKs with no URI fragment.  The fragment, if
   present, has semantics given by the media type of the response
   obtained (if any) for resolving the corresponding ARK without the

   ARKs that contain non-ASCII characters must be percent-encoded

   resolution because the

   in the HTTP protocol only allows URIs (not proper IRIs).  The
   constraints on length limitations apply to the URI resulting after
   this percent-encoding.

   URI queries are used for inflections; their semantics and
   requirements are described in Section 3.4.

   Clients of the HTTP resolver MUST set

   in the HTTP request to a Basic ARK.  Servers MAY respond with an
   error status code for requests with a

   that is not a Basic ARK.

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   A HTTP ARK resolver MUST treat equally all resolution requests for
   Extended ARKs with the same normal form with the exception that it
   MAY reject some Extended ARKs on the basis that they are too long.

   The official resolver for the ARK system has

   equal to

   and is operated by [ARK_agency].


   The following ARKs MUST NOT be rejected on the basis that they are
   too long:

   When a HTTP ARK resolver declines to serve a request for resolution
   on the basis of length it MUST reply with the HTTP status code 414.

   Note that the length limit is with respect to the length of Extended
   ARKs, not the Embedded ARKs used to query an ARK resolver.  Internal
   processing may differ provided these constraints is satisfied.
   Example: A resolution request for

   must be treated the same as if it was for


   . A HTTP ARK resolver MAY return an error code for requests to
   resolve something that is not an Extended ARK.


   If the request is for an Embedded ARK with no inflection, the reply
   of the resolver is to be interpreted according to the semantics of
   HTTP with the considerations specific to the ARK system described in
   this section.  Note that these considerations do not apply in the
   case of an inflected ARK because then the request is not for the
   referent of the ARK, but for associated metadata instead as described
   in section Section 3.4.

   When resolution of an ARK results in a chain of redirects (HTTP
   status code 301, 302, 303, 307 and 308 MUST be recognized as
   redirects) followed by a success response which is not a redirect
   (HTTP status code 200, 204, 206, 226 and 304 MUST be recognized as
   success), if

   redirection has status code 303, then the resource at the final
   location is considered

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   to the ARK resolved, otherwise the resource at the final location

   the referent of the ARK resolved and the representation obtained is a

   this referent.  When a chain of redirects is followed by an error
   (HTTP status codes 400-599 MUST be recognized as error) this
   specification does not specify any semantics; therefore, it is
   unspecified whether the error is of the referent of the ARK or of the
   resolution of the ARK.  Additional responses MAY be recognized as
   redirect and success or handled the same way as HTTP status code 303
   provided this is consistent with the relevant specifications.

   This specification does not define any semantics for HTTP request
   with an URI corresponding to a HTTP ARK resolver that is not an
   Embedded ARK.  ARK resolvers MAY provide other services under request
   URIs that are not Embedded ARKs.


   The following algorithm MAY be used to resolve an ARK using a HTTP
   resolver.  Other algorithms -whether custom or described in a
   specification- MAY be used instead.  If a standard defines an
   additional resolution procedure it SHOULD follow the same intent as
   the reference resolution algorithm changing only technical details
   necessary to adapt to the respective protocols it employs.

   The reference algorithm presented below is designed to distinguish
   between information resources and non-information resources
   identified by an ARK by making use of HTTP status codes as described
   in [cool_URIs].

   The description of the



   to the Embedded ARK formed with the prefix of the ARK resolver
   specified and the Extended ARK to be resolved.  Set

   to the number specified by the user.  Set

   to the symbol


   as specified by the user.  Set state to the symbol

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   . Then while

   is 0 or more:

   If the above loop ends because

   reached a negative value, return failure.


   The ARK Maintenance Agency [ARK_agency] operates an ARK HTTP resolver

   . This resolver can resolve any ARK that is globally resolvable by
   redirecting to the local ARK resolver as stated in [registry].


   General security considerations of communication within computer
   networks apply.  Ideally resolvers SHOULD be reachable via a secure
   means.  For the case of HTTP resolvers this means using HTTP over
   TLS.  The possibility of connecting securely to an HTTP resolver
   SHOULD be announced by using the

   URI scheme in the NMAH.  If the resolver is also available under
   plain HTTP directly over TCP then it SHOULD use HTTP Strict Transport
   Security (see [HSTS]) to direct users to contact the server securely
   in the future.

   The ARK system allows for resolution of identifiers.  Many of the
   security implications of DNS apply.  As with any resolution system, a
   malicious agent can operate an ARK resolver and return undesired
   responses.  Using any ARK resolver requires trust that it will return
   an honest answer or error message and not a malicious answer
   analogous to DNS hijacking.  Using the ARK system in any way requires
   some trust in the ARK Maintenance Agency.  There is little additional
   trust required in using the official ARK resolver which is operated
   by the ARK Maintenance Agency.  It is RECOMMENDED that users use the
   official ARK resolver to resolve ARKs for which there is no
   particular reason to use another resolver.


   The ARK scheme allows non-ASCII Unicode characters in the part
   assigned by NAAs.  See [Unicode_security] and Section 8 in [IRIs] for
   security implications.  The NAAN is always limited to ASCII
   characters.  If a NAA allows a non-trusted party to assign ARKs under
   its NAAN it SHOULD limit the character set allowed to avoid homoglyph

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   attacks and misplaced formatting characters.  An application that
   displays ARKs can avoid most Unicode-related security problems by
   displaying ARKs in normalized form which only uses ASCII characters.
   Applications that expect an ARK and allow non-ASCII characters MUST
   be prepared for inputs with control or formatting characters inserted
   maliciously and either reject the input or percent-encode the
   problematic characters.  The production rules of IRIs forbid
   characters in the range




   which are control characters.


   The IRI specification states in prose ([IRIs], p. 18): "IRIs MUST NOT
   contain bidirectional formatting characters (LRM, RLM, LRE, RLE, LRO,
   RLO, and PDF).".  The set of bidirectional formatting characters is
   open-ended; therefore it is not possible to forbid all future
   bidirectional formatting characters in a fixed syntax other than by
   forbidding unallocated codepoints.  For example,

   (left-to-right isolate) and

   (right-to-left isolate) were added in Unicode 6.3.0 after the IRI
   standard was written.  Applications MUST avoid passing characters
   with unknown semantics to other applications.  E.g: a program with a
   command-line interface that handles IRIs should avoid sending
   unescaped bidi formatting characters in IRIs to the terminal becuase
   they can garble the following text, unrelated to the IRI.  Web
   software MAY place IRIs that can potentially contain formatting
   characters inside a

   XHTML element to limit the effect of bidi formatting characters to
   the IRI.



   Existing ARK resolvers including the central resolver
   <https://n2t.net/>.  Existing NAAs registered in [registry].

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   Mario Xerxes Castelan Castro (Ksenia) regarding this specification;
   The ARK Maintenance Agency [ARK_agency] regarding the ARK system in

   ARK Maintenance Agency [ARK_agency].

   This document.

10.  References

   [ABNF]     Crocker, D. and P. Overell, "Augmented BNF for Syntax
              Specifications", 2008.

              Agency, A. M., "ARK Maintenance Agency web site",

              W3C, "Cool URIs for the Semantic Web", 2008,

   [HSTS]     Hodges, J., Jackson, C., and A. Barth, "HTTP Strict
              Transport Security (HSTS)", 2012.

   [IRIs]     Duerst, M. and M. Suignard, "Internationalized Resource
              Identifiers (IRIs)", 2005.

              Kunze, K., "The ARK Identifier Scheme", 2008,

              Agency, A. M., "Name Assigning Authority Number (NAAN)
              Registry", <https://n2t.net/e/pub/naan_registry.txt>.

              Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", 1997.

              Cheshire, S. and M. Krochmal, "Special-Use Domain Names",

              Davis, M. and M. Suignard, "Unicode Technical Report #36:
              Unicode Security Considerations, revision 15", 2014,

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   [URIs]     Berners-Lee, T., Fielding, R., and L. Masinter, "Uniform
              Resource Identifier (URI): Generic Syntax", 2005.

   [webarch]  W3C, "Architecture of the World Wide Web, Volume One",
              2004, <https://www.w3.org/TR/webarch/>.

Author's Address

   Mario Xerxes Castelan Castro (Ksenia)

   Email: ksenia@17beta.top

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