[Search] [txt|pdfized|bibtex] [Tracker] [Email] [Nits]
Versions: 00 01 02 03                                                   
     Network Working Group                                  Nabil Bitar
     Internet Draft                                         Verizon
     Expires: Jan 7, 2009
                                                            Sanjay Wadhwa
                                                            Juniper Networks
     
     
                                                             July 7, 2008
     
                  Applicability of Access Node Control Mechanism to
                            PON based Broadband Networks
     
     
     
                         draft-bitar-wadhwa-ancp-pon-00.txt
     
     
     
     
     Status of this Memo
     
     
     
        By submitting this Internet-Draft, each author represents that any
        applicable patent or other IPR claims of which he or she is aware
        have been or will be disclosed, and any of which he or she becomes
        aware will be disclosed, in accordance with section 6 of BCP 79.
     
        Internet-Drafts are working documents of the Internet Engineering
        Task Force (IETF), its areas, and its working groups.  Note that
        other groups may also distribute working documents as Internet-
        Drafts. Internet-Drafts are draft documents valid for a maximum of
        six months and may be updated, replaced, or obsoleted by other
        documents at any time.  It is inappropriate to use Internet-Drafts as
        reference material or to cite them other than as "work in progress."
     
        The list of current Internet-Drafts can be accessed at
        http://www.ietf.org/ietf/1id-abstracts.txt
     
        The list of Internet-Draft Shadow Directories can be accessed at
        http://www.ietf.org/shadow.html
     
        This Internet-Draft will expire on Jan 7, 2009.
     
     
     
     Abstract
     
        The purpose of this document is to provide applicability of Access
        Node Control Mechanism, as described in [ANCP-FRAMEWORK], to PON
     
     
     
     Bitar-Wadhwa             Expires Jan 7, 2009                   [Page 1]


     Internet-Draft      draft-bitar-wadhwa-ancp-pon-00                       July 2008
     
     
        based broadband access. The need for an Access Node Control Mechanism
        between a Network Access Server (NAS) and an  Access Node Complex (a
        combination of Optical Line Termination (OLT) and Optical Network
        Termination (ONT) elements), is described in a multi-service
        reference architecture in order to perform QoS-related, service-
        related and Subscriber-related  operations. The Access Node Control
        Mechanism is also extended for interaction between components of the
        Access Node Complex (OLT and ONT). The Access Node Control mechanism
        will ensure that the transmission of the information does not need to
        go through distinct element managers but rather uses a direct device-
        device communication.  This allows for performing access link related
        operations within those network elements to meet performance
        objectives.
     
        Table of Contents
     
        1  Specification Requirements  4
     
        2  Introduction 4
     
           2.1   Terminology..............................................5
     
     
        3  Reference Architecture for PON Based Broadband Access Network  7
     
           3.1   Home Gateway.............................................9
           3.2   PON Access...............................................9
           3.3   Access Node Complex......................................9
           3.4   Access Node Complex Uplink to the BNG....................9
           3.5   Aggregation Network......................................9
           3.6   Network Access Server...................................10
           3.7   Regional Network........................................10
     
     
        4  Motivation for explicit extension of ANCP to FTTP PON 10
     
        5  Concept of Access Node Control Mechanism for PON based access  11
     
        6  Multicast  13
     
           6.1   Multicast Conditional Access............................14
           6.2   Multicast Admission Control.............................17
           6.3   Multicast Accounting....................................28
     
     
        7  Remote Connectivity Check  29
     
     
     
     Bitar-Wadhwa             Expires Jan 7, 2009                   [Page 2]


     Internet-Draft      draft-bitar-wadhwa-ancp-pon-00                       July 2008
     
     
        8  Access Topology Discovery  30
     
        9  Security Considerations  31
     
        10 Acknowledgements 31
     
        11 References 31
     
           11.1  Normative References....................................31
           11.2  Informative References..................................31
        Author
            's Addresses  32
     
        Full Copyright Statement 32
     
        Copyright (C) The IETF Trust (2008). 32
     
        Intellectual Property 32
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     Bitar-Wadhwa             Expires Jan 7, 2009                   [Page 3]


     Internet-Draft      draft-bitar-wadhwa-ancp-pon-00                       July 2008
     
     
     
     
     1  Specification Requirements
     
     
        The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL
        NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in
        this document are to be interpreted as described in RFC 2119.
     
     2  Introduction
     
        Passive Optical Networks (PONs) based on BPON and GPON are being
        deployed across carrier networks. There are two models for PON
        deployment: Fiber to the curb (FTTC), and Fiber to the Premise
        (FTTP). In the FTTC deployment, the last mile connectivity is
        provided over the local loop using Very High Speed DSL. In the FTTP
        case, PON extends to the premise. In addition, there are three main
        PON technologies: (1) Broadband PON (BPON), (2) Gigabit PON (GPON),
        and (3) Ethernet PON (EPON). The focus in the document will be on
        BPON and GPON in the context of FTTP deployment.
     
        BPON and GPON in FTTP deployments provide large bandwidth in the
        first mile, bandwidth that is an order of magnitude larger than that
        provided by xDSL. In the downstream direction BPON provides 622 Mbps
        per PON while GPON provides 2.4 Gbps. In residential deployments, the
        number of homes sharing the same PON is limited by the technology and
        the network engineering rules. Typical deployments have 32 homes per
        PON.
     
        The motive behind BPON and GPON deployment is providing triple-play
        services over IP: voice, video and data. Voice is generally low
        bandwidth but has low-delay, low-jitter, and low packet-loss
        requirements. Data services (e.g., Internet services) often require
        high throughput and can tolerate medium latency. Data services may
        include multimedia content download such as video. However, in that
        case, the video content is not required to be real-time and/or it is
        low quality video. Video services, on the other hand, are targeted to
        deliver Standard Definition or High Definition video content in real-
        time or near-real time, depending on the service model. Standard
        Definition content using MPEG2 encoding requires on the order of 3.75
        Mbps per stream while High definition content requires using MPEG2
        encoding requires on the order of 15-19 Mbps depending on the level
        of compression used. Video services require low-jitter and low-packet
     
     
     Bitar-Wadhwa             Expires Jan 7, 2009                   [Page 4]


     Internet-Draft      draft-bitar-wadhwa-ancp-pon-00                       July 2008
     
     
        loss with low start-time latency. There are two types of video
        services: on demand and broadcast (known also as liner programming
        content). While linear programming content can be provided over
        Layer1 on the PON, the focus in this document is on delivering linear
        programming content over IP to the home, using IP multicast. Video on
        demand is also considered for delivery over IP using a unicast
        session model.
     
        Providing simultaneous triple-play services over IP with unicast
        video and multicast video, VoIP and data requires an architecture
        that preserves the quality of service of each service. Fundamental to
        this architecture is ensuring the video content (unicast and
        multicast delivered to the user does not exceed the bandwidth
        allocated to the user for video services. Architecture models often
        ensure that data is guaranteed a minimum bandwidth and that VoIP is
        guaranteed its own bandwidth. In addition, QoS control across
        services is often performed at a Network Access Server (NAS), often
        referred to as Broadband Network Gateway (BNG) for subscriber
        management, per subscriber and shared link resources. Efficient
        multicast video services require enabling multicast services in the
        access network between the subscriber and the subscriber management
        platform. In the FTTP PON environment, this implies enabling IP
        multicast on the Access Node (AN) complex composed of the ONT and
        OLT, as applicable. This is as opposed to DSL deployments where
        multicast is enabled on the DSLAM only. The focus in this document
        will be on the ANCP requirements needed for coordinated admission
        control of unicast and multicast video in FTTP PON environments
        between the AN complex and the NAS.
     
        [ANCP-FRAMEWORK] provides the framework and requirements for
        coordinated admission control between a NAS and an AN with special
        focus on DSL deployments. This document proposes the extension of
        that framework and the related requirements to explicitly address
        BPON and GPON deployments.
        .
     
     2.1 Terminology
     
        o PON (Passive Optical Network): a point-to-multipoint fiber to the
          premises network architecture in which unpowered splitters are
          used to enable the splitting of an optical signal from a central
          office on a single optical fiber to multiple premises. Up to 32-
     
     
     
     Bitar-Wadhwa             Expires Jan 7, 2009                   [Page 5]


     Internet-Draft      draft-bitar-wadhwa-ancp-pon-00                       July 2008
     
     
          128 may be supported on the same PON. A PON configuration consists
          of an Optical Line Termination (OLT) at the Service Provider's CO
          and a number of Optical Network Units or Terminals (ONU/ONT) near
          end users, with an optical distribution network (ODN) composed of
          fibers and splitters between them. A PON configuration reduces the
          amount of fiber and CO equipment required compared with point to
          point architectures.
     
        o Access Node Complex (ANX): The Access Node is decomposed by two
          geographical functions, performed by OLT and ONU/ONT. The general
          term Access Node (ANX) will be used when describing a
          functionality which doesn't depend on the physical location but
          rather on the "black box" behaviour of OLT and ONU/ONT.
     
             o Optical Line Terminal (OLT): is located in the Service
               provider's central office. It terminates and aggregates
               multiple PONs (providing fiber access to multiple premises or
               neighborhoods) on the user side, and interfaces with the
               service element (NAS) providing subscriber management.
     
             o Optical Network Terminal (ONT): terminates PON on the network
               side and provides PON adaptation. The user side interface and
               the location of the ONT is dictated by the type of network
               deployment. For a Fiber-to-the-Premise (FTTP) deployment
               (with Fiber all the way to the apartment or living unit), ONT
               has Ethernet (FE/GE) connectivity with the Home Gateway
               (HGW)/Customer Premise Equipment (CPE). In case of an MDU
               (multi-dwelling or multi-tenant unit), a multi-subscriber ONU
               typically resides in the basement or a wiring closet, and has
               FE/GE connectivity with each CPE. In the case where fiber is
               terminated outside the premise (neighborhood or curb side) on
               an ONT/ONU, the last-leg-premise connections could be via
               existing or new Copper, with xDSL physical layer (typically
               VDSL). In this case, the Access Node (OLT & ONT together)
               effectively is a "PON fed DSLAM".
     
        o Network Access Server (NAS): Network element which aggregates
          subscriber traffic from a number of ANs or ANXs. The NAS is often
          an injection point for policy management and IP QoS in the access
          network. It is also referred to as Broadband Network Gateway (BNG)
          or Broadband Remote Access Server (BRAS).
     
        o Home Gateway (HGW): Network element that connects subscriber
          devices to the AN or ANX and the access network. In case of DSL,
          the Home Gateway is a DSL network termination that could either
          operate as a Layer 2 bridge or as a Layer 3 router. In the latter
          case, such a device is also referred to as a Routing Gateway (RG).
     
     
     Bitar-Wadhwa             Expires Jan 7, 2009                   [Page 6]


     Internet-Draft      draft-bitar-wadhwa-ancp-pon-00                       July 2008
     
     
          In the case of PON, it is often a Layer3 routing device with the
          ONT performing PON termination.
     
        o PON-Customer-ID: This is an identifier which uniquely identifies
          the ANX and the access loop logical port on the ANX to the
          customer premise, and is used in any interaction between NAS and
          ANX that relates to access-loops. Logically it is composed of
          information containing identification of the OLT (the OLT may be
          physically directly connected to the NAS), the PON port on the
          OLT, the ONT, and the port on the ONT. When acting as an
          intermediate agent, the OLT can encode PON-Customer-ID in the
          "Agent-Circuit-Identifier" Sub-option in Option-82 of the DHCP
          messages.
     
     
     3  Reference Architecture for PON Based Broadband Access Network
     
        The reference architecture used in this document is based on Ethernet
        aggregation for both of BPON and GPON. Specifically, the following
        cases are addressed:
     
          o BPON with Ethernet uplink to the BNG and ATM on the PON side.
     
          o GPON with Ethernet uplink to the BNG and Ethernet on the PON
             side.
     
          In case of an Ethernet aggregation network that supports new QoS-
          enabled IP services (including Ethernet multicast replication),
          the architecture builds on the reference architecture specified in
          DSL Forum [TR-101]. The Ethernet aggregation network between a NAS
          and an OLT may be degenerated to one or more direct physical
          Ethernet links.
     
          Given the industry's move towards Ethernet as the new access and
          aggregation technology for triple play services, the primary focus
          throughout this document is on GPON and BPON with Ethernet between
          the BNG and the OLT. Figures 1 and 2 depict an end-to-end
          broadband network with PON access.
     
     
     
     
     
     
     
     
     
     
     
     Bitar-Wadhwa             Expires Jan 7, 2009                   [Page 7]


     Internet-Draft      draft-bitar-wadhwa-ancp-pon-00                       July 2008
     
     
     
                                                    Access                     Customer
                                  <---------------Aggregation-------------> <- Premises ->
                                                    Network                    Network
     
                                                +--------------------------+
                                                |    Access Node (ANX)     |
              +----------+   +-----+    +-----+ |+-----+         +-------+ |    +---+
              |          | +-|NAS  |--  |Eth  |-|| OLT |--<PON>--|ONT/ONU|-|----|HGW|
        NSP---+Regional  | | +-----+    |Agg  | |+-----+         +-------+ |    +---+
              |Broadband | | +-----+    +-----+ +--------------------------+
              |Network   |-+-|NAS  |                  |
        ASP---+          | | +-----+                  |
              |          | | +-----+                  |
              +----------+ +-|NAS  |                  |              +--------+   +---+
                             +-----+                  +-------<PON>--|ONT/ONU |---|HGW
                                                                 |   +--------+   +---+
                                                                 |...............
                                                                 |    +--------+   +---+
                                                                 +----|ONT/ONU |---|HGW|
                                                                      +--------+   +---+
         HGW       : Home Gateway
         NAS      : Network Access Server
         PON      : Passive Optical Network
         OLT      : Optical Line Terminal
         ONT/ONU  : Optical Network Terminal/Unit
     
        Figure 1.  Access Network with PON
     
     
                                                                               FE/GE or
                                                                    +---------+ VDSL +---+
                                      +-------------------+         |         |------|HGW|
              +----------+   +-----+  | +-----+  +------+ |         |         |      +---+
              |          | +-|NAS  |--| |Eth  |--| OLT  | |--<PON>--|         |      +---+
        NSP---+Regional  | | +-----+  | |Agg  |  |      | |    |    |ONT/ONU  |------|HGW|
              |Broadband | | +-----+  | +-----+  +------+ |    |    |         |      +---+
              |Network   |-+-|NAS  |  +-------------------+    |    |         |     .
        ASP---+          | | +-----+                           |    |         |      +---+
              |          | | +-----+                           |    |         |------|HGW|
              +----------+ +-|NAS  |                           |    +---------+      +---+
                             +-----+                           |
                                                               |    +--------+       +---+
                                                               +----|ONT/ONU |-------|HGW|
                                                                    +--------+       +---+
     
         Figure 2. FTTP/FTTC with multi-subscriber ONU serving MTUs/MDUs
     
     
     Bitar-Wadhwa             Expires Jan 7, 2009                   [Page 8]


     Internet-Draft      draft-bitar-wadhwa-ancp-pon-00                       July 2008
     
     
     3.1 Home Gateway
     
        The Home Gateway (HGW) connects the different Customer Premises
        Equipment (CPE) to the ANX and the access network.  In case of PON,
        the HGW is a layer 3 router. In this case, the HGW performs DHCP
        assignment to devices within the home, and performs Network Address
        and Port Translation (NAPT) between the LAN and WAN side. In case of
        FTTP, the HGW connects to the ONT over an Ethernet interface. That
        Ethernet interface could be a physical port or over another medium.
        In case of FTTP, it is possible to have a single box GPON CPE
        solution, where the ONT encompasses the HGW functionality as well as
        the GPON adaptation function.
     
     
     3.2 PON Access
     
        PON access is composed of the ONT and OLT. PON ensures physical
        connectivity between the ONT at the customer premises and the OLT.
        PON framing can be BPON (in case of BPON) or GPON (in case of GPON).
        The protocol encapsulation on BPON is based on multi-protocol
        encapsulation over AAL5, defined in [RFC2684].  This covers PPP over
        Ethernet (PPPoE, defined in [RFC2516]), or bridged IP (IPoE). The
        protocol encapsulation on GPON is always IPoE. In all cases, the
        connection between the AN (OLT) and the NAS (BNG) is assumed to be
        Ethernet in this document.
     
     3.3 Access Node Complex
     
        This is composed of OLT and ONT and is defined in section 2.1.
     
     
     
     3.4 Access Node Complex Uplink to the BNG
     
        The ANX uplink connects the OLT to the NAS. The fundamental
        requirements for the ANX uplink are to provide traffic aggregation,
        Class of Service distinction and customer separation and
        traceability. This can be achieved using an ATM or an Ethernet based
        technology. The focus in this document is on Ethernet as stated
        earlier.
     
     3.5 Aggregation Network
     
        The aggregation network provides traffic aggregation towards the NAS.
        The Aggregation network is assumed to be Ethernet in this document.
     
     
     
     
     Bitar-Wadhwa             Expires Jan 7, 2009                   [Page 9]


     Internet-Draft      draft-bitar-wadhwa-ancp-pon-00                       July 2008
     
     
     
     3.6 Network Access Server
     
        The NAS is a network device which aggregates multiplexed Subscriber
        traffic from a number of ANXs. The NAS plays a central role in per-
        subscriber policy enforcement and QoS. It is often referred to as a
        Broadband Network Gateway (BNG) or Broadband Remote Access Server
        (BRAS). A detailed definition of the NAS is given in [RFC2881]. The
        NAS interfaces to the aggregation network by means of 802.1Q or 802.1
        Q-in-Q Ethernet interfaces, and towards the Regional Network by means
        of transport interfaces (e.g. GigE, PPP over SONET). The NAS
        functionality corresponds to the BNG functionality described in DSL
        Forum TR-101. In addition to this, the NAS supports the Access Node
        Control functionality defined for the respective use cases in this
        document.
     
     
     3.7 Regional Network
     
        The Regional Network connects one or more NAS and associated Access
        Networks to Network Service Providers (NSPs) and Application Service
        Providers (ASPs). The NSP authenticates access and provides and
        manages the IP address to Subscribers.  It is responsible for overall
        service assurance and includes Internet Service Providers (ISPs).The
        ASP provides application services to the application Subscriber
        (gaming, video, content on demand, IP telephony etc.). The NAS can be
        part of the NSP network. Similarly, the NSP can be the ASP.
     
     
     
     
     4   Motivation for explicit extension of ANCP to FTTP PON
     
        The fundamental difference between PON and DSL is that a PON is an
        optical broadcast network by definition. That is, at the PON level,
        every ONT on the same PON sees the same signal. However, the ONT
        filters only those PON frames addressed to it. Encryption is used on
        the PON to prevent eavesdropping.
     
        The broadcast PON capability is very suitable to delivering multicast
        content to connected premises, maximizing bandwidth usage efficiency
        on the PON. Similar to DSL deployments, enabling multicast on the
        Access Node Complex (ANX) provides for bandwidth use efficiency on
        the path between the Access Node and the NAS as well as improves the
        scalability of the NAS by reducing the amount of multicast traffic
        being replicated at the NAS. However, the broadcast capability on the
     
     
     
     Bitar-Wadhwa             Expires Jan 7, 2009                  [Page 10]


     Internet-Draft      draft-bitar-wadhwa-ancp-pon-00                       July 2008
     
     
        PON enables the AN (OLT) to send one copy on the PON as opposed to N
        copies of a multicast channel on the PON serving N premises being
        receivers. The PON multicast capability can be leveraged in the case
        of GPON and BPON as discussed in this document.
     
        Fundamental to leveraging the broadcast capability on the PON for
        multicast delivery is the ability to assign a single encryption key
        for all PON frames carrying all multicast channels or a key per set
        of multicast channels that correspond to service packages, or none.
        It should be noted that the ONT can be a multi-Dwelling Unit (MDU)
        ONT with multiple Ethernet ports, each connected to a living unit.
        Thus, the ONT must not only be able to receive a multicast frame, but
        must also be able to forward that frame only to the Ethernet port
        with receivers for the corresponding channel.
     
     
        In order to implement triple-play service delivery with necessary
        "quality-of-experience", including end-to-end bandwidth optimized
        multicast video delivery, there needs to be tight coordination
        between the NAS and the ANX. This interaction needs to be near real-
        time as services are requested via application or network level
        signaling by broadband subscribers. ANCP as defined in [ANCP-
        FRAMEWORK] for DSL based networks is very suitable to realize a
        control protocol (with transactional exchange capabilities), between
        PON enabled ANX and the NAS, and also between the components
        comprising the ANX i.e. between OLT and the ONT. Typical use cases
        for ANCP in PON environment include the following:
     
          o Multicast
     
               o Optimized multicast delivery
     
               o Unified video resource control
     
               o NAS based provisioning of ANX
     
          o Access topology discovery
     
          o Remote connectivity check
     
     
     
     5  Concept of Access Node Control Mechanism for PON based access
     
        The high-level communication framework for an Access Node Control
        Mechanism is shown in Figure 3. The Access Node Control Mechanism
     
     
     Bitar-Wadhwa             Expires Jan 7, 2009                  [Page 11]


     Internet-Draft      draft-bitar-wadhwa-ancp-pon-00                       July 2008
     
     
        defines a quasi real-time, general-purpose method for multiple
        network scenarios with an extensible communication scheme, addressing
        the different use cases that are described in the sections that
        follow. The access node control mechanism is also extended to run
        between OLT and ONT. The mechanism consists of control function, and
        reporting and/or enforcement function. Controller function is used to
        receive status information or admission requests from the reporting
        function.  It is also used to trigger a certain behavior in the
        network element   where the reporting and/or enforcement function
        resides.
     
        The reporting function is used to convey status information to the
        controller function that requires the information for executing local
        functions. The enforcement function can be contacted by the
        controller function to enforce a specific policy or trigger a local
        action. The messages shown in Figure 3 show the conceptual message
        flow.  The actual use of these flows, and the times or frequencies
        when these messages are generated depend on the actual use case,
        which are described in later sections.
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     Bitar-Wadhwa             Expires Jan 7, 2009                  [Page 12]


     Internet-Draft      draft-bitar-wadhwa-ancp-pon-00                       July 2008
     
     
     
     +--------+
     | Policy |                               +----+
     | Server |                    +--<PON>---|ONT |------- HGW
     +--------+                   +           +----+  +---+
          |                      +         +----------|ONT|------ HGW
          |                     +          |          +---+
          |               +----------------|-------------+
       +----+             | +----+         |     +-----+ |       +---+
       |NAS |---------------|    |         |     |     |---------|HGW|
       |    |<------------->|    |         |     | ONT | |       +---+
       +----+     ANCP    | |OLT |------<PON>----|     | |
          |               | |    |               |     | |       +----+
          |               | |    |<------------->|     |---------|HGW |
          |               | +----+    ANCP       +-----+ |       +----+
          |               +------------------------------+
          |                    |    Access Node      |
          | Control Request    |                     |
          | ------------------>| Control Request     |
          |                    |-------------------->|
          |                    | Control Response    |
          | Control Response   |<------------------- |
          |<-------------------|                     |
          |                    |Admission Request    |
          | Admission Request  |<--------------------|
          |<-------------------|                     |
          |Admission Response  |                     |
          |------------------->|Admission Response   |
          |                    |-------------------->|
          |Information Report  |                     |
          |<-------------------|                     |
          Access Node Control     Access Node Control
              Mechanism                Mechanism
          <---------------------> <-------------------->
     
                                 PPP, DHCP, IP
          <----------------------------------------------------------->
     
       Figure 3. Conceptual Message Flow for Access Node Control Mechanism
     
     
     
     6  Multicast
     
        With the rise of supporting IPTV services in a resource-efficient
        way, multicast services are becoming increasingly important.
     
     
     
     Bitar-Wadhwa             Expires Jan 7, 2009                  [Page 13]


     Internet-Draft      draft-bitar-wadhwa-ancp-pon-00                       July 2008
     
     
        In order to gain bandwidth optimization with multicast, the
        replication of multicast content per access-loop needs to be
        distributed to the ANX. This can be done by ANX (OLT and ONT)
        becoming multicast aware by implementing an IGMP snooping and/or
        proxy function. The replication thus needs to be distributed between
        NAS, aggregation nodes, and ANX. In case of GPON, and in case of BPON
        with Ethernet uplink, this is very viable. By introducing IGMP
        processing on the ANX and aggregation nodes, the   multicast
        replication process is now divided between the NAS, the aggregation
        node(s) and ANX. This is in contrast to the ATM-based model, where
        NAS is the single element responsible for all multicast control and
        replication). In order to ensure backward compatibility with the ATM-
        based model, the NAS, aggregation node and ANX need to behave as a
        single logical device. This logical device must have exactly the same
        functionality as the NAS in the ATM   access/aggregation network.
        The Access Node Control Mechanism can be   used to make sure that
        this logical/functional equivalence is achieved by exchanging the
        necessary information between the ANX and the NAS.
     
        An alternative to multicast awareness in the ANX is for the
        subscriber to communicate the IGMP "join/leave" messages with the
        NAS, while the ANX is being transparent to these messages. In this
        scenario, the NAS can use ANCP to create replication state in the ANX
        for efficient multicast replication. The NAS sends a single copy of
        the multicast stream towards the ANX. The NAS can perform network-
        based conditional access and multicast admission control on multicast
        joins, and create replication state in the ANX if the flow is
        admitted by the NAS.
     
        The following sections describe various use cases related to
        multicast.
     
     
     
     6.1 Multicast Conditional Access
     
         In a Broadband FTTP access scenario, Service Providers may want to
         dynamically control, at the network level, access to some multicast
         flows on a per user basis. This may be used in order to
         differentiate among multiple Service Offers or to realize/reinforce
         conditional access based on customer subscription. Note that, in
         some environments, application layer conditional access by means of
         Digital Rights Management (DRM) for instance may provide sufficient
         control, so that network-based Multicast conditional access may not
         be needed. However, network level access control may add to the
     
     
     
     Bitar-Wadhwa             Expires Jan 7, 2009                  [Page 14]


     Internet-Draft      draft-bitar-wadhwa-ancp-pon-00                       July 2008
     
     
         service security by preventing the subscriber from receiving a non-
         subscribed channel. In addition, it enhances network security by
         preventing a multicast stream from being sent on a link or a PON
         based on a non-subscriber request.
     
         Where network-based channel conditional access is desired, there are
         two approaches. It can be done on the NAS along with bandwidth based
         admission control. The NAS can control the replication state on the
         ANX based on the outcome of access and bandwidth based admission
         control. This is covered later in section 3.4. The other approach is
         to provision the necessary conditional access information on the ANX
         (ONT and/or OLT) so the ANX can perform the conditional access
         decisions autonomously.  For these cases, the NAS can use ANCP to
         provision black and white lists as defined in [ANCP-FRAMEWORK], on
         the ANX so that the ANX can decide locally to honor a join or not.
         It should be noted that in the PON case, the ANX is composed of the
         ONT and OLT. Thus, this information can be programmed on the ONT
         and/or OLT. Programming this information on the ONT prevents
         illegitimate joins from propagating further into the network.
     
         A White list associated with an Access Port identifies the multicast
         flows that are allowed to be replicated to that port.  A Black list
         associated with an Access Port identifies the multicast flows that
         are not allowed to be replicated to that port. It should be noted
         that the black list if not explicitly programmed is the complement
         of the white list and vice versa.
     
         If the ONT performs IGMP snooping and it is programmed with a
         channel access list, the ONT will first check if the requested
         multicast channel  is part of a White list or a Black list
         associated with the access port on which the IGMP join is received.
         If the channel is part of a White list, the ONT will pass the join
         request upstream towards the NAS. The ONT must not start replicating
         the associated multicast stream to the access port if such a stream
         is received until it gets confirmation that it can do so from the
         upstream node (NAS or OLT). Passing the channel access list is one
         of the admission control criteria whereas bandwidth-based admission
         control is another. If the channel is part of a Black list, the ONT
         can autonomously discard the message because the channel is not
         authorized.
     
     
     
     
     Bitar-Wadhwa             Expires Jan 7, 2009                  [Page 15]


     Internet-Draft      draft-bitar-wadhwa-ancp-pon-00                       July 2008
     
     
         The ONT, in addition to forwarding the IGMP join, sends an ANCP
         admission request to the OLT identifying the channel to be joined
         and the premise. Premise identification to the OLT can be based on a
         Customer-Port-ID that maps to the access port on the ONT and known
         at the ONT and OLT. If the ONT has a white list and/or a black list
         per premise, the OLT need not have such a list. If the ONT does not
         have such a list, the OLT may be programmed with such a list for
         each premise. In this latter case, the OLT would perform the actions
         described earlier on the ONT. Once the outcome of admission control
         (conditional access and bandwidth based admission control) is
         determined by the OLT (either by interacting with the NAS or
         locally), it is informed to the ONT. OLT Bandwidth based admission
         control scenarios are defined in section 3.4.
     
        The White List and Black List can contain entries allowing:
     
        o  An exact match for a (*,G) ASM group (e.g. <G=g.h.i.l>);
     
        o  An exact match for a (S,G) SSM channel (e.g.
           <S=s.t.u.v,G=g.h.i.l>);
     
        o  A mask-based range match for a (*,G) ASM group (e.g. <G=g.h.i.l/
           Mask>);
     
        o A mask-based range match for a (S,G) SSM channel (e.g.
          <S=s.t.u.v,G=g.h.i.l/Mask>);
     
        The use of a White list and Black list may be applicable, for
        instance, to regular IPTV services (i.e.  Broadcast TV) offered by an
        Access Provider to broadband (e.g., FTTP) subscribers.  For this
        application, the IPTV subscription is typically bound to a specific
        FTTP home, and the multicast channels that are part of the
        subscription are well-known beforehand.  Furthermore, changes to the
        conditional access information are infrequent, since they are bound
        to the subscription.  Hence the ANX can be provisioned with the
        conditional access information related to the IPTV service.
     
     
        Instead of including the channel list(s) at the ONT, the OLT or NAS
        can be programmed with these access lists. Having these access lists
        on the ONT prevents forwarding of unauthorized joins to the OLT or
        NAS, reducing unnecessary control load on these network elements.
        Similarly, performing the access control at the OLT instead of the
     
     
     Bitar-Wadhwa             Expires Jan 7, 2009                  [Page 16]


     Internet-Draft      draft-bitar-wadhwa-ancp-pon-00                       July 2008
     
     
        NAS, if not performed on the ONT, will reduce unnecessary control
        load on the NAS.
     
     
     
     
     6.2 Multicast Admission Control
     
        The successful delivery of Triple Play Broadband services is quickly
        becoming a big capacity planning challenge for most of the Service
        providers nowadays. Solely increasing available bandwidth is not
        always practical, cost-economical and/or sufficient to satisfy end-
        user experience given not only the strict requirements of unicast
        delay sensitive applications like VoIP and Video on Demand, but also
        the fast growth of multicast interactive applications such as video-
        conferencing, digital TV, and digital audio.  These applications
        typically require low delay, low packet loss and high bandwidth.
        These applications are also typically "non-elastic", which means that
        they operate at a fixed bandwidth, which cannot be dynamically
        adjusted to the currently available bandwidth.
     
        An Admission Control (AC) mechanism covering admission of multicast
        traffic for the FTTP access is required, in order to avoid over-
        subscribing the available bandwidth and negatively impacting the end-
        user experience. Before honoring a user request to join a new
        multicast flow, the combination of ANX and NAS MUST ensure admission
        control is performed to validate that there is enough "video"
        bandwidth remaining on the PON, and on the uplink between the OLT and
        NAS to carry the new flow (in addition to all other existing
        multicast and unicast video traffic) and that there is enough video
        bandwidth for the subscriber to carry that flow. The solution needs
        to cope with multiple flows per premise  and needs to allow bandwidth
        to be dynamically shared across multicast and unicast video traffic
        per subscriber, PON, and uplink (irrespective of whether unicast AC
        is performed by the NAS, or by some off-path Policy Server). Thus,
        supporting admission control requires some form of synchronization
        between the entities performing multicast AC (e.g. the ANX and/or
        NAS), the entity performing unicast AC (e.g. the NAS or a Policy
        Server), and the entity actually enforcing the multicast replication
        (i.e., the NAS and the ANX).  This synchronization can be achieved in
        a number of ways:
     
       . One approach is for the NAS to perform bandwidth based admission
          control on all video traffic (unicast or multicast) that is being
          delivered to the subscriber. Based on the outcome of admission
          control, NAS then controls the replication state on the ANX.
     
     
     Bitar-Wadhwa             Expires Jan 7, 2009                  [Page 17]


     Internet-Draft      draft-bitar-wadhwa-ancp-pon-00                       July 2008
     
     
     
          The subscriber generates an IGMP join for the desired stream on its
          logical connection to the NAS. The NAS terminates the IGMP message,
          performs conditional access, and bandwidth based admission control
          on the IGMP request. The bandwidth admission control is performed
          against the following:
     
          1. Available video bandwidth on the link to OLT
     
          2. Available video bandwidth on the PON interface
     
          3. Available video bandwidth on the last mile (access-port on the
             ONT/ONU).
     
          The NAS can locally maintain and track video bandwidth for all the
          three levels mentioned above. The NAS can maintain identifiers
          corresponding to the PON interface and the last mile (customer
          interface). It also maintains a channel map, associating every
          channel (or a group of channels sharing the same bandwidth
          requirement) with a data rate. For instance, in case of 1:1 VLAN
          representation of the premise, the outer tag (S-VLAN) could be
          inserted by the ANX to correspond to the PON interface on the OLT,
          and the inner-tag could be inserted by the ANX to correspond to the
          access-line towards the customer. Bandwidth tracking and
          maintenance for the PON interface and the last-mile could be done
          on these VLAN identifiers. In case if N:1 representation, the
          single VLAN inserted by ANX could correspond to the PON interface
          on the OLT. The access loop is represented via Customer-Port-ID
          received in "Agent Circuit Identifier" sub-option in DHCP messages.
     
          The NAS can perform bandwidth accounting on received IGMP messages.
          The video bandwidth is also consumed by any unicast video being
          delivered to the CPE. NAS can perform video bandwidth accounting
          and control on both IGMP messages and on requests for unicast video
          streams.
     
          This particular scenario assumes the NAS is aware of the bandwidth
          on the PON, and under all conditions can track the changes in
          available bandwidth on the PON. On receiving an IGMP Join message,
          NAS will perform bandwidth check on the subscriber bandwidth. If
          this passes, and the stream is already being forwarded on the PON
          by the OLT(which also means that it is already forwarded by the NAS
          to the OLT), NAS will admit the JOIN, update the available
          subscriber bandwidth, and transmit an ANCP message to the OLT and
          in turn to the ONT to start replication on the customer port. If
          the stream is not already being replicated to the PON by the OLT,
     
     
     
     Bitar-Wadhwa             Expires Jan 7, 2009                  [Page 18]


     Internet-Draft      draft-bitar-wadhwa-ancp-pon-00                       July 2008
     
     
          the NAS will also check the available bandwidth on the PON, and if
          it is not already being replicated to the OLT it will check the
          bandwidth on the link towards the OLT. If this passes, the
          available PON bandwidth and the bandwidth on the link towards the
          OLT is updated.
     
          On receiving the message to start replication, the OLT will add the
          PON interface to its replication state if the stream is not already
          being forwarded. Also, the OLT will send an ANCP message to direct
          the ONT to add or update its replication state with the customer
          port for that channel. The interaction between ANX and NAS is shown
          in Figures 4 and 5.
     
          For unicast video streams, application level signaling from the CPE
          typically triggers an application server to request bandwidth based
          admission control from a policy server. The policy server can in
          turn interact with the NAS to request the bandwidth for the unicast
          video flow. If the bandwidth is available, NAS will reserve the
          bandwidth, update the bandwidth pools for subscriber bandwidth, the
          PON bandwidth, and the bandwidth on the link towards the OLT, and
          send a response to the policy server, which is propagated back to
          the application server to start streaming. Otherwise, the request
          is rejected.
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     Bitar-Wadhwa             Expires Jan 7, 2009                  [Page 19]


     Internet-Draft      draft-bitar-wadhwa-ancp-pon-00                       July 2008
     
     
                                                    +----+
                                +---<PON>-----------|ONT |-------- HGW
                               +                    +----+
                              +                     +----+
                             +           +--------- |ONT |-------- HGW
     +----+               +----+        +           +----+
     |NAS |---------------|    |------<PON>
     |    |<------------->|    |        +           +-----+
     +----+     ANCP      |OLT |         +--------- |     |------- HGW
       |                  |    |                    |     |
       |                  |    |<------------------>| ONU |--------HGW
       |                  +----+    ANCP            |     |        +---+
       |                     |                      |     |--------|HGW|
       |                     |                      +-----+        +---+
       |           1.IGMP JOIN(S/*,G)                 |                |
       |<-------------------------------------------------------------|
     2.|                     |                       |                |
     +=======================+                       |                |
     [Access Control &       ]                       |                |
     [Subscriber B/W         ]                       |                |
     [PON B/W & OLT link B/W ]                       |                |
     [based Admission Control]                       |                |
     +=======================+                       |                |
       |                     |                       |                |
       |                     |                       |                |
       |-------------------->|                       |                |
     3.ANCP Replication-Start|                       |                |
       (<S/*,G>,Customer-Port-ID>                    |                |
       |                     |                       |                |
       |                     | --------------------->|                |
       |                     |4.ANCP Replication-Start                |
       |                     |(<S/*,G>,Customer-Port-ID)              |
       |-------------------->|                       |                |
       |5.Multicast Flow(S,G)|                       |                |
       |On Multicast VLAN    |---------------------->|                |
       |                     |6.Multicast Flow (S,G) |                |
       |                     |forwarded on           |                |
       |                     |Unidirectional         |                |
       |                     |<Multicast GEM-PORT>   |                |
       |                     |on the PON by OLT      |--------------->|
                                                     |7. Multicast Flow
                                                     |forwarded on    |
                                                     |Customer-Port by|
                                                     |ONT/OLT.        |
                                                     |                |
     Figure 4. Interactions for NAS based Multicast Admission Control (no IGMP
     processing on ANX, and NAS maintains available video bandwidth for PON).
     
     
     Bitar-Wadhwa             Expires Jan 7, 2009                  [Page 20]


     Internet-Draft      draft-bitar-wadhwa-ancp-pon-00                       July 2008
     
     
     
                                                    +----+
                                +---<PON>-----------|ONT |-------- HGW
                               +                    +----+
                              +                     +----+
                             +           +--------- |ONT |-------- HGW
     +----+               +----+        +           +----+
     |NAS |---------------|    |------<PON>
     |    |<------------->|    |        +           +-----+
     +----+     ANCP      |OLT |         +--------- |     |------- HGW
       |                  |    |                    |     |
       |                  |    |<------------------>| ONU |--------HGW
       |                  +----+    ANCP            |     |        +---+
       |                     |                      |     |--------|HGW|
       |                     |                      +-----+        +---+
       |                     |                       |                |
       |            IGMP LEAVE(S/*,G)                |                |
       |<-------------------------------------------------------------|
       |                     |                       |                |
     +====================+  |                       |                |
     [Admission Control   ]  |                       |                |
     [<Resource Released> ]  |                       |                |
     +====================+  |                       |                |
       |                     |                       |                |
       |                     |                       |                |
       |                     |                       |                |
       |-------------------->|                       |                |
      ANCP Replication-Stop  |                       |                |
       (<S/*,G>,Customer-Port-ID)                    |                |
       |                     |                       |                |
       |                     | --------------------->|                |
       |                     | ANCP Replication-Stop |                |
       |                     |(<S/*,G>,Customer-Port-ID)              |
     
        Figure 5. Interactions for NAS based Multicast Admission Control (no IGMP
        processing on ANX, and NAS maintains available video bandwidth for PON).
     
     
     
     
     
     
     
     
     
     
     
     
     
     Bitar-Wadhwa             Expires Jan 7, 2009                  [Page 21]


     Internet-Draft      draft-bitar-wadhwa-ancp-pon-00                       July 2008
     
     
     
     
       . An alternate approach is required if the NAS is not aware of the
          bandwidth on the PON. In this case the OLT does the PON bandwidth
          management, and requests NAS to perform bandwidth admission control
          on subscriber bandwidth and the bandwidth on the link to the OLT.
     
          ANX operation:
     
          o ONT can snoop IGMP messages. If conditional access is configured
             and the channel is in the Black list (or it is it not on the
             White list) , ONT will drop the IGMP Join. If the channel passes
             the conditional access check, the ONT will forward the IGMP
             Join, and will send a bandwidth admission control request to the
             OLT. In case the multicast stream is already being received on
             the PON, the ONT does not forward the stream to the access port
             where IGMP is received, till it has received a positive
             admission control response from the OLT.
     
          o OLT can snoop IGMP messages.  It also receives a bandwidth
             admission control request from the ONT for the requested
             channel. It can be programmed with a channel bandwidth map. If
             the multicast channel is already being streamed on the PON, or
             the channel bandwidth is less than the available bandwidth on
             the PON, the OLT forwards the IGMP request to the NAS and keeps
             track of the subscriber (identified by customer-Port-ID) as a
             receiver. If channel is not already being streamed on the PON,
             but the PON has sufficient bandwidth for that channel, the PON
             video bandwidth is reduced by the channel bandwidth and the PON
             can be added to the multicast tree without activation for that
             channel. This is biased towards a forward expectation that the
             request will be accepted. The OLT forwards the IGMP join to the
             NAS. It also sends a bandwidth admission request to the NAS
             identifying the channel, and the premise for which the request
             is made. It sets a timer for the subscriber multicast entry
             within which it expects to receive a request from the NAS that
             relates to this request.
     
             If the PON available bandwidth is less than the bandwidth of the
             requested channel, the OLT sends an admission response (with a
             reject) to the ONT, and does not forward the IGMP join to the
             NAS.
     
          NAS operation:
     
          The NAS receives the IGMP join from the subscriber on the
          subscriber connection.  When NAS receives the admission control
     
     
     Bitar-Wadhwa             Expires Jan 7, 2009                  [Page 22]


     Internet-Draft      draft-bitar-wadhwa-ancp-pon-00                       July 2008
     
     
          request from ANX (also signifying the bandwidth on the PON is
          available), it performs admission control against the subscriber
          available bandwidth. If this check passes, and the NAS is already
          transmitting that channel to the OLT, the request is accepted. If
          the check passes and the NAS is not transmitting the channel to the
          OLT yet, it performs admission control against the video available
          bandwidth on the link(s) to the OLT. If the check passes, the
          request is accepted, the available video bandwidth for the
          subscriber and downlink to the OLT are reduced by the channel
          bandwidth, and the NAS sends an ANCP admission control response
          (indicating accept) to the OLT, requesting the addition of the
          subscriber to the multicast tree for that channel. The OLT
          activates the corresponding multicast entry if not active and
          maintains state of the subscriber in the list of receivers for that
          channel. The OLT also sends an ANCP request to the ONT to enable
          reception of the multicast channel and forwarding to the subscriber
          access port. Otherwise, if the request is rejected, the NAS will
          send an admission reject to the OLT, which in turns removes the
          subscriber as a receiver for that channel and credits back the
          channel bandwidth to the PON video bandwidth if there is no other
          receiver on the PON for that channel. The interactions between ANX
          and NAS are show in Figures 6 and 7.
     
          If the OLT does not receive a request from the NAS within a set
          timer, the OLT removes the subscriber from the potential list of
          receivers for the indicated channel. It also returns the allocated
          bandwidth to the PON available bandwidth if there are no other
          receivers. In this case, the NAS may send a request to the OLT with
          no matching entry as the entry has been deleted. The OLT must
          perform admission control against the PON available bandwidth and
          may accept the request and send an ANCP request to the ONT to
          activate the corresponding multicast entry as described earlier. If
          it does not accept the request, it will respond back to the NAS
          with a reject. The NAS shall credit back the channel bandwidth to
          the subscriber. It shall also stop sending the channel to the OLT
          if that subscriber was the last leaf on the multicast tree towards
          the OLT.
     
          On processing an IGMP leave, the OLT will send an ANCP request to
          NAS to release resources. NAS will release the subscriber
          bandwidth. If this leave causes the stream to be no longer required
          by the OLT, the NAS will update its replication state and release
          the bandwidth on the NAS to OLT link.
     
          If the subscriber makes a request for a unicast video stream (i.e.,
          Video on Demand), it results in appropriate application level
          signaling, which typically results in an application server
     
     
     Bitar-Wadhwa             Expires Jan 7, 2009                  [Page 23]


     Internet-Draft      draft-bitar-wadhwa-ancp-pon-00                       July 2008
     
     
          requesting a policy server for bandwidth-based admission control
          for the VoD stream. The policy server after authorizing the
          request, can send a request to the NAS for the required bandwidth.
          This request may be based on a protocol outside of the scope of
          this document. The NAS checks if the available video bandwidth
          (accounting for both multicast and unicast) per subscriber and for
          the link to the OLT is sufficient for the request. If it is, it
          temporarily reserves the bandwidth and sends an ANCP admission
          request to the OLT for the subscriber, indicating the desired VoD
          bandwidth. If the OLT has sufficient bandwidth on the corresponding
          PON, it reserves that bandwidth and returns an admission response
          to the NAS. If not, it returns a reject to the NAS. If the NAS
          receives an accept, it returns an accept to the policy server which
          in turn returns an accept to the application server, and the video
          stream is streamed to the subscriber. This interaction is shown in
          Figure 8. If the NAS does not accept the request from the policy
          server, it returns a reject. If the NAS receives a reject from the
          OLT, it returns the allocated bandwidth pool to the subscriber and
          the downlink to the OLT.
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     Bitar-Wadhwa             Expires Jan 7, 2009                  [Page 24]


     Internet-Draft      draft-bitar-wadhwa-ancp-pon-00                       July 2008
     
     
     
                                                    +----+
                                         +----------|ONT |-------- HGW
     +----+               +----+        +           +----+
     |NAS |---------------|    |------<PON>
     |    |<------------->|    |        +           +-----+
     +----+     ANCP      |OLT |         +--------- |     |--------- HGW
       |                  |    |    ANCP            |     |
       |                  |    |<------------------>| ONU |----------HGW
       |                  +----+                    +-----+
       |                     |                        |               |
       |1.IGMP Join(s/*,G) +=============+         +=============+    |
       |<------------------[IGMP Snooping]---------[IGMP snooping]----|
       |                   +=============+         +=============+    |
       |                     |2.Admission-Request     |               |
                              (Flow, Customer-Port-ID)|               |
       |                     |<-----------------------|               |
       |                3.+===============+           |               |
       |                  [ Access Ctrl   ]           |               |
       |                  [ & PON B/W     ]           |               |
       |                  [ Admission Ctrl]           |               |
       |                  +===============+ PASS      |               |
       |4.Admission-Request  |                        |               |
       | <Flow,              |                        |               |
       |  Customer-Port-ID>  |                        |               |
       |<--------------------|                        |               |
     5.|                     |                        |               |
     +=================+     |                        |               |
     [Subscriber B/W   ]     |                        |               |
     [& OLT link B/W   ]     |                        |               |
     [Admission Ctrl   ]     |                        |               |
     +=================+PASS |                        |               |
       |                     |                        |               |
       |6.Admission-Reply-Pass                        |               |
       |<Flow,Customer-Port-ID>                       |               |
       |-------------------->|                        |               |
       |            7.+========================+      |               |
       |              [Update Replication State]      |               |
       |              +========================+      |               |
       |                     | 8.Admission-Reply-Pass |               |
       |                     |(<Flow,Cust-Port-ID>    |               |
       |                     |----------------------->|               |
       |                     |                 9.+============+       |
       |                     |                   [Update Repl.]       |
       |                     |                   [   State    ]       |
       |                     |                   +============+       |
       Figure 6. Interaction between NAS & ANX for Multicast B/W Admission Control
     
     
     Bitar-Wadhwa             Expires Jan 7, 2009                  [Page 25]


     Internet-Draft      draft-bitar-wadhwa-ancp-pon-00                       July 2008
     
     
                                                    +----+
                                         +--------- |ONT |-------- HGW
     +----+               +----+        +           +----+
     |NAS |---------------|    |------<PON>
     |    |<------------->|    |        +           +-----+
     +----+     ANCP      |OLT |         +--------- |     |--------- HGW
       |                  |    |    ANCP            |     |
       |                  |    |<------------------>| ONU |----------HGW
       |                  +----+                    +-----+
       |                     |                        |               |
       |1.IGMP Join(s/*,G) +=============+        +=============+     |
       |<------------------[IGMP Snooping]--------[IGMP snooping]-----|
       |                   +=============+        +=============+     |
       |                     |2.Admission-Request     |               |
       |                     |(Flow, Customer-Port-ID)|               |
       |                     |<-----------------------|               |
       |                2.+===============+           |               |
       |                  [ Access Ctrl   ]           |               |
       |                  [ & PON B/W     ]           |               |
       |                  [ Admission Ctrl]           |               |
       |                  +===============+ PASS      |               |
       |3.Admission-Request  |                        |               |
       | <Flow,Customer-Port-ID>                      |               |
       |<--------------------|                        |               |
     4.|                     |                        |               |
     +==================+    |                        |               |
     [Subscriber B/W    ]    |                        |               |
     [& OLT link B/W    ]    |                        |               |
     [Admission Ctrl    ]    |                        |               |
     +==================+FAIL                         |               |
       |                     |                        |               |
       |5.Admission-Reply-Fail                        |               |
       |<Flow,Cust-Port-ID>  |                        |               |
       |-------------------->|                        |               |
       |            6.+==================+            |               |
       |              [Release PON B/W   ]            |               |
       |              [Remove Repl.State ]            |               |
       |              +==================+            |               |
       |                     | 7.Admission-Reply-Fail |               |
       |                     |<Flow,Cust-Port-ID>     |               |
       |                     |----------------------->|               |
       |                     |                 8.+============+       |
       |                     |                   [Remove Repl.]       |
       |                     |                   [   State    ]       |
       |                     |                   +============+       |
     
     Figure 7. Interaction between NAS and ANX for Multicast B/W Admission Control
     
     
     Bitar-Wadhwa             Expires Jan 7, 2009                  [Page 26]


     Internet-Draft      draft-bitar-wadhwa-ancp-pon-00                       July 2008
     
     
     
     +------------+              1. VoD Request
     | App. Server|<----------------------------------------------------
     | Server     |
     +------------+
       | 2. Admission-Request (VoD-Flow)
     +-------+
     |Policy |
     |Server |
     +-------+
      |  +
      |<-|---3. Admission-Request
      |  |
      +  | 8. Admission-Reply
     +----+        +      +----+                    +-----+
     |NAS |---------------|OLT |------<PON>---------|ONT  |------HGW----CPE
     |    |<------------->|    |                    +-----+       |
     +----+     ANCP      +----+                      |           |
       |                     |                        |           |
     4.|                     |                        |           |
     +=================+     |                        |           |
     [Subscriber B/W   ]     |                        |           |
     [& OLT link B/W   ]     |                        |           |
     [Admission Ctrl   ]     |                        |           |
     +=================+PASS |                        |           |
       |                     |                        |           |
       | 5.Admission-Request |                        |           |
       |(Bandwidth,PON-Port-ID)                       |           |
       |-------------------> |                        |           |
       |                     |                        |           |
       |                6.+===============+           |           |
       |                  [   PON B/W     ]           |           |
       |                  [ Admission Ctrl]           |           |
       |                  +===============+ PASS      |           |
       |7.Admission-Reply    |                        |           |
       | <PON-Port-ID>       |                        |           |
       |<--------------------|                        |           |
       |                     |                        |           |
       |                     |                        |           |
     
     
     
     
     
     Figure 8. Interactions for VoD Bandwidth Admission Control
     
     
     
     
     Bitar-Wadhwa             Expires Jan 7, 2009                  [Page 27]


     Internet-Draft      draft-bitar-wadhwa-ancp-pon-00                       July 2008
     
     
       . A third possible approach is where the ANX is assumed to have a
          full knowledge to make an autonomous decision on admitting or
          rejecting a multicast and a unicast join. With respect to the
          interaction between ONT and OLT, the procedure is similar to the
          first approach (i.e. NAS controlled replication). However, when the
          OLT receives an IGMP request for a subscriber, it performs
          admission control against that subscriber video bandwidth, the PON
          and uplink to the GWR. If the check passes, the OLT updates the
          video available bandwidth per PON and subscriber. If the multicast
          channel is already available at the OLT, it adds the subscribers to
          the list of receivers and the PON to the multicast tree, if it is
          not already on it. It also sends an ANCP request to the ONT to add
          the subscriber access port to that channel multicast tree, and
          sends an ANCP message to the NAS informing it of the subscriber and
          link available video bandwidth and the channel the subscriber
          joined. The NAS upon receiving the ANCP information message,
          updates the necessary information.
     
         For unicast video streams, the policy server receiving an admission
         request from an application server, as described before, may query
         the OLT for admission control as it has all information. If the OLT
         has sufficient bandwidth for the stream it reserves that bandwidth
         for the subscriber, PON and OLT uplink to the GWR and returns an
         accept to the policy server. It also updates the NAS via an ANCP
         message of the subscriber available video bandwidth. If the OLT
         rejects the policy server request, it will return a reject to the
         policy server.
     
         It should be noted that if the policy server adjacency is with the
         NAS, the policy server may make the admission request to the NAS.
         The NAS then sends an ANCP admission request to the OLT on behalf of
         the policy server. The NAS returns an accept or reject to the policy
         server if it gets a reject or accept, respectively, from the OLT.
     
     
     
     6.3 Multicast Accounting
     
        It may be desirable to perform accurate per-user or per Access Loop
        time or volume based accounting.  In case the ANX is performing the
        traffic replication process, it knows when replication of a multicast
        flow to a particular Access Port or user starts and stops. Multicast
        accounting can be addressed in two ways:
     
          o ANX keeps track of when replication starts or stops, and
             reports this information to the NAS for further processing. In
             this case, ANCP can be used to send the information from the ANX
     
     
     Bitar-Wadhwa             Expires Jan 7, 2009                  [Page 28]


     Internet-Draft      draft-bitar-wadhwa-ancp-pon-00                       July 2008
     
     
             to the NAS. This can be done with the Information Report
             message. The NAS can then generate the appropriate time and/or
             volume accounting information per Access Loop and per multicast
             flow, to be sent to the accounting system. The ANCP requirements
             to support this approach are specified in [1]. If the
             replication function is distributed between the OLT and ONT a
             query from the NAS will result in OLT generating a query to the
             ONT.
     
          o ANX keeps track of when replication starts or stops, and
             generates the time and/or volume based accounting information
             per Access Loop and per multicast flow, before sending it to a
             central accounting system for logging. Since ANX communicates
             with this accounting system directly, the approach doesn't
             require the use of ANCP.  It is therefore beyond the scope of
             this document;
     
        It may also be desirable for the NAS to have the capability to
        asynchronously query the ANX to obtain an instantaneous status report
        related to multicast flows currently replicated by the ANX. Such a
        reporting functionality could be useful for troubleshooting and
        monitoring purposes. If the replication function in the ANX is
        distributed between the OLT and the ONT, then for some of the
        information required by the NAS (such as the list of access-ports on
        which a flow is being forwarded or list of flows being forwarded on
        an access-port), a query to the OLT from the NAS will result in a
        query from OLT to ONT. The OLT responds back to the NAS when it
        receives the response from the ONT. Also, if the list of PONs on
        which replication is happening for a multicast channel or the list of
        channels being replicated on a PON is what is desired, the OLT can
        return this information.
     
     
     
     7  Remote Connectivity Check
     
        In an end-to-end Ethernet aggregation network, end-to-end Ethernet
        OAM as specified in IEEE 802.1ag and ITU-T Recommendation Y.1730/1731
        can provide Access Loop connectivity testing and fault isolation.
        However, most HGWs do not yet support these standard Ethernet OAM
        procedures. Also, in a mixed Ethernet and ATM access network (e.g.
        Ethernet based aggregation upstream from the OLT, and BPON
        downstream), interworking functions for end-to-end OAM are not yet
        standardized and widely available. Until such mechanisms become
        standardized and widely available, Access Node Control mechanism
        between NAS and ANX can be used to provide a simple mechanism to test
        connectivity of an access-loop from the NAS.
     
     
     Bitar-Wadhwa             Expires Jan 7, 2009                  [Page 29]


     Internet-Draft      draft-bitar-wadhwa-ancp-pon-00                       July 2008
     
     
        Triggered by a local management interface, the NAS can use the Access
        Node Control Mechanism (Control Request Message) to initiate an
        Access Loop test between Access Node and HGW. On reception of the
        ANCP message, the OLT can trigger native OAM procedures defined for
        BPON in [G.983.1] and for GPON in [G.984.1]. The Access Node can send
        the result of the test to the NAS via a Control Response message.
     
     
     
     8  Access Topology Discovery
     
        In order to avoid congestion in the network, and manage and utilize
        the network resources better, and ensure subscriber fairness, NAS
        performs hierarchical shaping and scheduling of the traffic by
        modeling different congestion points in the network (such as the
        last-mile, Access Node uplink, and the access facing port).
     
        Such mechanisms require that the NAS gains knowledge about the
        topology of the access network, the various links being used and
        their respective rates. Some of the information required is somewhat
        dynamic in nature (e.g.  DSL line rate in case the last mile is xDSL
        based e.g. in case of "PON fed DSLAMs" for FTTC/FTTN scenarios),
        hence cannot come from a provisioning and/or inventory management OSS
        system.  Some of the information varies less frequently (e.g.
        capacity of the OLT uplink), but nevertheless needs to be kept
        strictly in sync between the actual capacity of the uplink and the
        image the NAS has of it.
     
        OSS systems are rarely able to enforce in a reliable and scalable
        manner the consistency of such data, notably across organizational
        boundaries under certain deployment scenarios.  The Access Topology
        Discovery function allows the NAS to perform these advanced functions
        without having to depend on an error-prone and possibly complex integration
        with an OSS system.
     
        The rate of the access-loop can be communicated via ANCP (Information
        Report Message) from the ONT to the OLT, and from OLT to the NAS.
        Additionally, during the time the DSL NT is active, data rate changes
        can occur due to environmental conditions (the DSL Access Loop can
        get "out of sync" and can retrain to a lower value, or the DSL Access
        Loop could use Seamless Rate Adaptation making the actual data rate
        fluctuate while the line is active). In this case, ANX sends an
        additional Information Report to the NAS each time the Access Loop
        attributes change above a threshold value.
     
     
     
     
     
     Bitar-Wadhwa             Expires Jan 7, 2009                  [Page 30]


     Internet-Draft      draft-bitar-wadhwa-ancp-pon-00                       July 2008
     
     
     
     
     9  Security Considerations
     
        [ANCP-SECURITY] lists the ANCP related security   threats that could
        be encountered on the Access Node and the NAS. It develops a threat
        model for ANCP security, and lists the security functions that are
        required at the ANCP level.
     
        With Multicast handling as described in this document, ANCP protocol
        activity between the ANX and the NAS is triggered by join/leave
        requests coming from the end-user equipment.  This could potentially
        be used for denial of service attack against the ANX and/or the NAS.
     
        To mitigate this risk, the NAS and ANX MAY implement control plane
        protection mechanisms such as limiting the number of multicast flows
        a given user can simultaneously join, or limiting the maximum rate of
        join/leave from a given user.
     
        Protection against invalid or unsubscribed flows can be deployed via
        provisioning black lists as close to the subscriber as possible (e.g.
        in the ONT).
     
     10 Acknowledgements
     
     11 References
     
     11.1 Normative References
     
        [RFC2881] Mitton, D. and M. Beadles, "Network Access Server
        Requirements Next Generation (NASREQNG) NAS Model", RFC 2881, Jul
        2000.
     
     11.2 Informative References
     
        [ANCP-FRAMEWORK] Framework for Access Node Control Mechanism in
        Broadband Networks, draft-ietf-ancp-framework-06.txt.
     
        [G.983.1] ITU-T recommendation G.983.1, Broadband optical access
        systems based on Passive Optical Networks (PON).
     
        [G.984.1] ITU-T recommendation G.984.1 Gigabit-capable Passive Optical
        Networks (G-PON): General characteristics
     
        [TR-101] Cohen, A. and E. Shrum, "Migration to Ethernet-Based DSL
        Aggregation", DSL Forum TR-101, May 2006.
     
     
     
     Bitar-Wadhwa             Expires Jan 7, 2009                  [Page 31]


     Internet-Draft      draft-bitar-wadhwa-ancp-pon-00                       July 2008
     
     
        [ANCP-SECURITY] Moustafa, H., Tschofenig, H., and S. De Cnodder,
        "Security Threats and Security Requirements for the Access Node
        Control Protocol (ANCP)", IETF draft-ietf-ancp-security-threats-
        01.txt, Dec 2006.
     
     
     
     
     
     Author's Addresses
     
        Nabil Bitar
        Verizon
        117 West Street
        Waltham, MA 02451
     
        Email: nabil.n.bitar@verizon.com
     
     
        Sanjay Wadhwa
        Juniper Networks
        10 Technology Park Drive
        Westford, MA 01886
     
        Email: swadhwa@juniper.net
     
     
     
     Full Copyright Statement
     
        Copyright (C) The IETF Trust (2008).
     
        This document is subject to the rights, licenses and restrictions
        contained in BCP 78, and except as set forth therein, the authors
        retain all their rights.
     
        This document and the information contained herein are provided on an
        "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS
        OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY, THE IETF TRUST AND
        THE INTERNET ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS
        OR IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF
        THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED
        WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.
     
     Intellectual Property
     
        The IETF takes no position regarding the validity or scope of any
        Intellectual Property Rights or other rights that might be claimed to
     
     
     Bitar-Wadhwa             Expires Jan 7, 2009                  [Page 32]


     Internet-Draft      draft-bitar-wadhwa-ancp-pon-00                       July 2008
     
     
        pertain to the implementation or use of the technology described in
        this document or the extent to which any license under such rights
        might or might not be available; nor does it represent that it has
        made any independent effort to identify any such rights.  Information
        on the procedures with respect to rights in RFC documents can be
        found in BCP 78 and BCP 79.
     
        Copies of IPR disclosures made to the IETF Secretariat and any
        assurances of licenses to be made available, or the result of an
        attempt made to obtain a general license or permission for the use of
        such proprietary rights by implementers or users of this
        specification can be obtained from the IETF on-line IPR repository at
        http://www.ietf.org/ipr.
     
        The IETF invites any interested party to bring to its attention any
        copyrights, patents or patent applications, or other proprietary
        rights that may cover technology that may be required to implement
        this standard.  Please address the information to the IETF at
        ietf-ipr@ietf.org
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     Bitar-Wadhwa             Expires Jan 7, 2009                  [Page 33]