Host Identity Protocol (HIP)                                   L. Eggert
Research Group                                                       NEC
Internet-Draft                                               J. Laganier
Expires: April 18, 2005                           LIP / Sun Microsystems
                                                        October 18, 2004



           HIP Resolution and Rendezvous Problem Description
                   draft-eggert-hiprg-rr-prob-desc-00


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Copyright Notice


   Copyright (C) The Internet Society (2004).


Abstract


   This document investigates the design space for resolution and
   rendezvous mechanisms for the Host Identity Protocol (HIP.) It
   identifies and describes specific issues that HIP resolution and
   rendezvous mechanisms should address.  These issues include




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   dependencies on the DNS, lack of support for direct communication
   based on host identities, lack of a reverse lookup mechanism for host
   identities, and DNS and node rendezvous.


   This document does not propose specific resolution and rendezvous
   mechanisms.  Different alternative solutions will be described and
   discussed in companion documents.  These documents should analyze if
   and to what degree the specific proposals they present address the
   issues identified here.


Table of Contents


   1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  3
   2.  HIP Resolution and Rendezvous  . . . . . . . . . . . . . . . .  4
     2.1   Issue 1: DNS Dependency  . . . . . . . . . . . . . . . . .  5
     2.2   Issue 2: Direct Communication  . . . . . . . . . . . . . .  6
     2.3   Issue 3: Reverse Lookup  . . . . . . . . . . . . . . . . .  6
     2.4   Issue 4: DNS Rendezvous  . . . . . . . . . . . . . . . . .  6
     2.5   Issue 5: Node Rendezvous . . . . . . . . . . . . . . . . .  7
       2.5.1   Issue 5.1: Middlebox Traversal . . . . . . . . . . . .  7
       2.5.2   Issue 5.2: Location Privacy  . . . . . . . . . . . . .  7
       2.5.3   Issue 5.3: Mobility and Multihoming  . . . . . . . . .  8
       2.5.4   Issue 5.4: Interoperation with Legacy Nodes  . . . . .  8
   3.  Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . .  9
   4.  Security Considerations  . . . . . . . . . . . . . . . . . . .  9
   5.  Acknowledgments  . . . . . . . . . . . . . . . . . . . . . . .  9
   6.  References . . . . . . . . . . . . . . . . . . . . . . . . . . 10
     6.1   Normative References . . . . . . . . . . . . . . . . . . . 10
     6.2   Informative References . . . . . . . . . . . . . . . . . . 10
       Editorial Comments . . . . . . . . . . . . . . . . . . . . . . 11
       Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . 11
   A.  Document Revision History  . . . . . . . . . . . . . . . . . . 11
       Intellectual Property and Copyright Statements . . . . . . . . 12



















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1.  Introduction


   The current Internet uses two global namespaces: domain names and IP
   addresses.  The first namespace - domain names - has a single use.
   Domain names, usually simply called names, are symbolic identifiers
   for sets of numeric IP addresses, chosen for their mnemonic
   properties: humans need to interact with them.


   IP addresses form the Internet's second global namespace.  They have
   two uses.  First, they are topological locators for network
   attachment points, addressing a specific location in the network
   topology.  Their second use is as identifiers for the network
   interfaces - and thus nodes - that attach to the addressed locations.
   In this role as identifiers, IP addresses loose their topological
   meaning and become simple names.  Routing and other network-layer
   mechanisms use the locator aspects of IP addresses.  Transport-layer
   protocols and mechanisms typically use IP addresses in their role as
   names for communication endpoints.  (Saltzer [6] discusses these
   naming concepts in detail.)


   This dual use of IP addresses as both names and locators limits the
   flexibility of the Internet architecture.  For example, the use of
   topology-dependent IP addresses as symbolic names for communication
   endpoints complicates node mobility.  A mobile node changes its
   points of network attachment and hence its IP addresses dynamically.
   At the transport layer, this causes the logical endpoints of
   communication sessions - which are based on IP addresses - to change
   dynamically as well.  Many of the Internet's transport protocols do
   not support changing the logical endpoints of established
   communication sessions.  Arguably, they should not, because the
   identities of the communicating nodes have not changed, simply their
   points of network attachment.


   The Host Identity Protocol (HIP) architecture defines a third global
   namespace [1].  The new host identity namespace decouples the name
   and locator roles currently filled by IP addresses.  Host identities
   take over the naming role, while IP addresses become pure locators.
   With HIP, transport-layer mechanisms operate on host identities
   instead of using IP addresses as endpoint names.  Network-layer
   mechanisms continue to use IP addresses as pure locators.


   Due to the introduction of a new global namespace, HIP also affects
   the Internet's name resolution services.  The Domain Name System
   (DNS) is currently the Internet's only global resolution service [7].
   The DNS provides a two-way lookup service between domain names and
   their set of corresponding IP addresses.  HIP requires an additional
   resolution step.  Domain names now map into sets of host identities,
   which in turn map into sets of IP addresses.




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   The additional HIP resolution step complicates the rendezvous
   procedure by which two nodes establish communication, i.e., the steps
   they need to perform until they obtain a peer's IP addresses.  In the
   current Internet, the DNS maps the domain name of a target remote
   node directly into its set of IP addresses, which the local node may
   then use to address packets.  The address of each node's DNS server
   is either manually configured or dynamically discovered (e.g., using
   DHCP [8]).  When no DNS server is configured or has been discovered,
   nodes can still communicate by using IP addresses directly.


   With HIP, the rendezvous procedure and resolution mechanisms are
   becoming more complex.  The various alternatives for performing name
   and identity resolutions lead to rendezvous procedures that offer
   significantly different characteristics.  This document discusses the
   limitations of the current HIP architecture and describes the general
   design space for alternative resolution and rendezvous mechanisms.
   It does not, however, present any specific resolution and rendezvous
   mechanisms.  Specific alternatives will be described and discussed in
   companion documents.


   This problem description document and its companion documents that
   describe specific resolution and rendezvous approaches obsolete prior
   contributions, i.e., [9].


2.  HIP Resolution and Rendezvous


   As mentioned in Section 1, HIP complicates the Internet's simple
   resolution and rendezvous procedures.  Currently, nodes use DNS
   servers at well-known IP addresses to resolve domain names into IP
   addresses, which they can then use to address packets.  The top
   illustration in Figure 1 shows this DNS resolution procedure.  It
   also shows the reverse DNS resolution, which resolves an IP address
   back into its associated domain name.


   With HIP, domain names map into sets of host identities, each of
   which maps into sets of IP addresses.  This results in a logical
   two-step resolution process before a node knows the IP addresses
   associated with target domain name.  The middle illustration in
   Figure 1 shows this two-step process.  To maintain application
   compatibility, the first mapping - from names into host identities -
   should remain in the DNS.  For the second mapping - from host
   identities into IP addresses - various alternatives are possible.
   Logically, this HIP lookup is a completely separate operation from
   the initial DNS lookup.  A reverse HIP lookup is also useful; it maps
   IP addresses back into their associated host identities.







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   +--------+                 DNS lookup                 +---------+
   | domain |------------------------------------------->|   IP    |
   |  name  |<-------------------------------------------| address |
   +--------+             reverse DNS lookup             +---------+



   +--------+   DNS lookup   +----------+   HIP lookup   +---------+
   | domain |--------------->|   host   |--------------->|   IP    |
   |  name  |<---------------| identity |<---------------| address |
   +--------+   reverse DNS  +----------+   reverse HIP  +---------+
                  lookup                      lookup


   +--------+          DNS lookup             +--------------------+
   | domain |-------------------------------->|   host   |   IP    |
   |  name  |<--------------------------+     | identity | address |
   +--------+     reverse DNS lookup    |     +--------------------+
                                        |                     |
                                        +---------------------+


  Figure 1: Domain name resolution without HIP (top), logical lookups
    with HIP (middle) and with the current HIP architecture (bottom)


   Current HIP prototypes choose to maintain the second mapping between
   host identities and IP addresses in the DNS as well.  One proposal
   simply stores a node's host identities alongside its IP addresses in
   the node's DNS record [2].  A DNS resolution of a domain name thus
   returns a pair of host identities and IP addresses, as shown in the
   bottom illustration of Figure 1.  This simplistic approach creates
   several problems that the following sections discuss in more detail.


   Companion documents to this document that propose specific mechanisms
   for resolution and rendezvous should investigate if and to what
   degree the individual proposals address these issues.  [Comment.1]


2.1  Issue 1: DNS Dependency


   One critical problem of storing host identities in a node's DNS
   record, as shown in the bottom of Figure 1, is that this approach
   creates a dependency between HIP and the DNS.  To communicate with
   HIP under this approach, DNS resolution of a domain name is required
   to obtain a peer's host identities and IP addresses.  It is not
   possible to communicate with HIP based on host identities alone - no
   direct resolution mechanism exists to map host identities into IP
   addresses.


   This is a drastic change from the current Internet, where the DNS is
   an optional component and communication can occur based on IP
   addresses alone.




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2.2  Issue 2: Direct Communication


   Storing host identities in a node's DNS record causes a second,
   related issue: even if a node already knows the host identity of a
   peer, it cannot use this host identity to initiate communication.  It
   needs to know and resolve the peer's domain name to obtain the peer's
   IP addresses.


   HIP allows protocols and services above the network layer to use host
   identities instead of IP-address-based names.  Consequently, with
   HIP, host identities should replace many uses of IP addresses above
   the network layer.  For example, applications and users should be
   able to substitute host identities wherever they now use IP
   addresses.  A direct mechanism to resolve host identities into IP
   addresses, i.e., one that does not depend on knowledge of the
   corresponding domain name, is required to enable this transparency.


   (Communication based on IP addresses alone is still possible with the
   simplistic HIP lookup, as shown on the bottom of Figure 1, but
   obviously will not incur the benefits of using HIP.)


2.3  Issue 3: Reverse Lookup


   A third problem with the simplistic HIP resolution shown in the
   bottom of Figure 1 is that the DNS currently provides no mechanism to
   perform a reverse HIP lookup, i.e., determine the domain name of a
   node based on its host identity.  Only the traditional reverse DNS
   lookup exists, which operates on IP addresses, not host identities.
   A reverse HIP lookup would need to be emulated by performing a
   reverse lookup on an IP address, and a forward DNS lookup on the
   resulting name to obtain the host identities.  This is cumbersome.


   Alternatively, reverse lookup capability could be added to the DNS
   through a new root, similar to how it provides reverse lookups on IP
   addresses.  This approach, however, is problematic, because it maps
   resolution of a flat namespace into an hierarchical name system and
   also creates additional dependencies between HIP and the DNS [2].


2.4  Issue 4: DNS Rendezvous


   Rendezvous with the DNS infrastructure is another issue with the
   simplistic HIP lookup.  It may be useful to communicate with DNS
   servers using HIP instead of IP, i.e., access a DNS server through
   its well-known host identity instead of its well-known IP address.
   This would enable DNS servers to benefit from HIP's mobility,
   multihoming and security mechanisms.


   The simplistic HIP lookup (bottom of Figure 1) requires a deployed




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   DNS infrastructure.


2.5  Issue 5: Node Rendezvous


   Arguably the largest issue with the current HIP approach of using the
   DNS to store both the host identities and IP addresses associated
   with a name is rendezvous between nodes.  As mentioned before, the
   rendezvous procedure encompasses all required steps for two nodes to
   obtain enough information about the other peer to be able to address
   packets to it.  In most cases, this involves determining the set of a
   peer's IP addresses.


   Without HIP, node rendezvous involves a DNS lookup of a peer's domain
   name to obtain its IP addresses.  If the peer's addresses are known
   already, a host may skip the rendezvous procedure and address packets
   to it directly.


   Consequently, different resolution mechanisms can have significantly
   different effects on node rendezvous.  The following sections
   describe specific issues in detail.


2.5.1  Issue 5.1: Middlebox Traversal


   A different document discusses middlebox traversal of HIP traffic
   [3], focusing on the current specification of the HIP protocols.
   This document discusses two separate problems: middlebox traversal of
   the HIP base exchange - i.e., the current rendezvous procedure - and
   traversal of HIP data traffic, which is currently carried inside
   IPsec.


   New resolution and rendezvous solutions, which may consequently
   change the current base exchange, must consider how they interact
   with various middleboxes [10].


2.5.2  Issue 5.2: Location Privacy


   Internet users are becoming more sensitive to privacy concerns.  For
   example, the introduction of IPv6 already caused concern because of
   the possibility to trace users based on the unique EUI48 NIC
   identifiers included in their global IPv6 addresses.  HIP may
   potentially worsen the situation through its use of cryptographic,
   semi-permanent identifiers.


   One approach to mitigating these concerns is through the periodic
   regeneration of host identities.  Instead of reusing the same
   identity, nodes will generate new identities on the fly, similar to
   RFC 3041 [11].  This approach makes it more difficult to correlate a
   node's HIP associations and may thus reduce traceability concerns.  A




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   second approach to increasing location privacy is concealing the IP
   addresses of two communicating nodes from one another.  The
   SPI-multiplexed NAT (SPINAT) described as part of the BLIND framework
   offers this ability [12].


   New resolution and rendezvous solutions should consider if and how
   they may provide location privacy or integrate with other mechanisms
   that do.


2.5.3  Issue 5.3: Mobility and Multihoming


   HIP already includes mechanisms that allow a peer to signal its peers
   when its IP addresses have changed [4].  These mechanisms, however,
   require an already-established HIP association.  For establishing new
   HIP associations after a move, the regular rendezvous procedure must
   complete.  Consequently, a node must update its IP addresses after a
   move in whatever mechanism provides rendezvous service.


   When host identities and IP addresses are stored in the DNS, dynamic
   DNS may provide a simple update mechanism [13][14].  However, the
   caching mechanisms of the DNS and to a lesser degree implementation
   issues with some current DNS servers make frequent dynamic DNS
   updates, i.e., support for highly mobile nodes, problematic.


   A two-step resolution procedure, as described in Section 2 or
   dedicated external rendezvous servers [5] can improve HIP operation
   in such cases by offering a range of different update/lookup
   operations with different performance trade-offs.


   One drawback of rendezvous servers is that they may introduce
   triangle routing: packets no longer follow the direct path between
   two peers, but instead flow through the rendezvous server.  Besides
   increasing the end-to-end latency, this may decrease communication
   reliability.  The two step resolution process, however, may be unable
   to support very high-rate mobility due to caching - it is impractical
   to translate from host identity to current IP address for every
   single packet.


   New resolution and rendezvous solutions should discuss the trade-offs
   between update and lookup performance and routing inefficiencies
   versus move frequency.


2.5.4  Issue 5.4: Interoperation with Legacy Nodes


   With HIP, node rendezvous breaks down into two distinct cases:
   rendezvous between two HIP nodes and rendezvous between a HIP node
   and a legacy non-HIP node.  Specific resolution mechanisms for host
   identities may affect the two rendezvous cases in different ways.




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   For example, the current rendezvous server extensions to the base HIP
   protocol [5] do not support communication with legacy nodes, because
   they store the addresses of rendezvous servers in new "RVS" DNS
   record types that legacy nodes do not support [2].  For communication
   between two HIP nodes, this approach is successful, because they can
   use the RVS records to establish communication with the peer.  A
   legacy node, however, expects to receive A or AAAA records that
   contain IP addresses the peer is directly reachable at.


   New resolution and rendezvous solutions for HIP nodes should consider
   how they may provide rendezvous functionality with legacy non-HIP
   nodes.  There are two aspects to this question.  First, whether
   resolution mechanisms allow rendezvous with non-HIP nodes at all, and
   second, whether they can offer some of the benefits of HIP
   communication to non-HIP nodes as well.


3.  Conclusion


   This document described the design space of HIP resolution and
   rendezvous mechanisms and described a number of issues that the
   current architecture fails to support adequately.  These issues
   include dependencies on the DNS, lack of support for direct
   communication based on host identities, lack of a reverse lookup
   mechanism for host identities, and DNS and node rendezvous.


   This document does not propose specific resolution and rendezvous
   solutions; this will occur in future companion documents that should
   also describe how the solutions they propose address the issues
   identified here.


4.  Security Considerations


   The security aspects of HIP resolution and rendezvous mechanisms are
   currently being investigated and will be included in a future
   revision of this document.


5.  Acknowledgments


   Part of this work is a product of the Ambient Networks project,
   partially supported by the European Commission under its Sixth
   Framework Programme.  It is provided "as is" and without any express
   or implied warranties, including, without limitation, the implied
   warranties of fitness for a particular purpose.  The views and
   conclusions contained herein are those of the authors and should not
   be interpreted as necessarily representing the official policies or
   endorsements, either expressed or implied, of the Ambient Networks
   project or the European Commission.





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6.  References


6.1  Normative References


   [1]  Moskowitz, R., "Host Identity Protocol Architecture",
        draft-moskowitz-hip-arch-06 (work in progress), June 2004.


   [2]  Nikander, P. and J. Laganier, "Host Identity Protocol (HIP)
        Domain Name System (DNS) Extensions", draft-nikander-hip-dns-00
        (work in progress), July 2004.


   [3]  Stiemerling, M., "Problem Statement: HIP operation over Network
        Address Translators", draft-stiemerling-hip-nat-01 (work in
        progress), July 2004.


   [4]  Nikander, P., "End-Host Mobility and Multi-Homing with Host
        Identity Protocol", draft-nikander-hip-mm-02 (work in progress),
        July 2004.


   [5]  Eggert, L., "Host Identity Protocol (HIP) Rendezvous
        Extensions", draft-eggert-hip-rvs-00 (work in progress), July
        2004.


6.2  Informative References


   [6]   Saltzer, J., "On the Naming and Binding of Network
         Destinations", RFC 1498, August 1993.


   [7]   Mockapetris, P., "Domain names - concepts and facilities", STD
         13, RFC 1034, November 1987.


   [8]   Droms, R., "Dynamic Host Configuration Protocol", RFC 2131,
         March 1997.


   [9]   Eggert, L., "Host Identity Protocol (HIP) Rendezvous
         Mechanisms", draft-eggert-hip-rendezvous-01 (work in progress),
         July 2004.


   [10]  Carpenter, B. and S. Brim, "Middleboxes: Taxonomy and Issues",
         RFC 3234, February 2002.


   [11]  Narten, T. and R. Draves, "Privacy Extensions for Stateless
         Address Autoconfiguration in IPv6", RFC 3041, January 2001.


   [12]  Ylitalo, J. and P. Nikander, "BLIND: A Complete Identity
         Protection Framework for End-points", Proc. Twelfth
         International Workshop on Security Protocols, Cambridge,
         England, April 2004.




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   [13]  Vixie, P., Thomson, S., Rekhter, Y. and J. Bound, "Dynamic
         Updates in the Domain Name System (DNS UPDATE)", RFC 2136,
         April 1997.


   [14]  Wellington, B., "Secure Domain Name System (DNS) Dynamic
         Update", RFC 3007, November 2000.


Editorial Comments


   [Comment.1]  LE: The authors would appreciate feedback on the list of
                issues; specifically, whether it is complete and whether
                all of the currently identified issues are valid.



Authors' Addresses


   Lars Eggert
   NEC Network Laboratories
   Kurfuerstenanlage 36
   Heidelberg  69115
   Germany


   Phone: +49 6221 90511 43
   Fax:   +49 6221 90511 55
   EMail: lars.eggert@netlab.nec.de
   URI:   http://www.netlab.nec.de/



   Julien Laganier
   Sun Labs (Sun Microsystems) & LIP (CNRS/INRIA/ENSL/UCBL)
   180, Avenue de l'Europe
   Saint Ismier CEDEX  38334
   France


   Phone: +33 476 188 815
   EMail: ju@sun.com
   URI:   http://research.sun.com/


Appendix A.  Document Revision History


   +-----------+-------------------------------------------------------+
   | Revision  | Comments                                              |
   +-----------+-------------------------------------------------------+
   | 00        | Initial version. This document and its future         |
   |           | companion documents that will propose and analyze     |
   |           | specific solutions obsolete prior contributions [9].  |
   +-----------+-------------------------------------------------------+





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   Internet Society.





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