TLS Working Group                                             Paul Funk
Internet-Draft                                         Juniper Networks
Category: Standards Track                            Simon Blake-Wilson
<draft-funk-tls-inner-application-extension-02.txt>    Basic Commerce &
                                                       Industries, Inc.
                                                              Ned Smith
                                                            Intel Corp.
                                                      Hannes Tschofenig
                                                             Siemens AG
                                                        Thomas Hardjono
                                                          VeriSign Inc.
                                                             March 2006



                    TLS Inner Application Extension
                               (TLS/IA)



Status of this Memo

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   applicable patent or other IPR claims of which he or she is aware
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Copyright Notice

   Copyright (C) The Internet Society (2006). All Rights Reserved.

Abstract

   This document defines a new TLS extension called "Inner
   Application". When TLS is used with the Inner Application extension

Internet-Draft                                              March 2006


   (TLS/IA), additional messages are exchanged after completion of the
   TLS handshake, in effect providing an extended handshake prior to
   the start of upper layer data communications. Each TLS/IA message
   contains an encrypted sequence of Attribute-Value-Pairs (AVPs) from
   the RADIUS/Diameter namespace. Hence, the AVPs defined in RADIUS and
   Diameter have the same meaning in TLS/AI; that is, each attribute
   code point refers to the same logical attribute in any of these
   protocols. Arbitrary "applications" may be implemented using the AVP
   exchange. Possible applications include EAP or other forms of user
   authentication, client integrity checking, provisioning of
   additional tunnels, and the like. Use of the RADIUS/Diameter
   namespace provides natural compatibility between TLS/IA applications
   and widely deployed AAA infrastructures.

   It is anticipated that TLS/IA will be used with and without
   subsequent protected data communication within the tunnel
   established by the handshake. For example, TLS/IA may be used to
   secure an HTTP data connection, allowing more robust password-based
   user authentication to occur than would otherwise be possible using
   mechanisms available in HTTP. TLS/IA may also be used for its
   handshake portion alone; for example, EAP-TTLSv1 encapsulates a
   TLS/IA handshake in EAP as a means to mutually authenticate a client
   and server and establish keys for a separate data connection.

Table of Contents

1   Introduction......................................................3
1.1    A Bit of History..............................................4
1.2    TLS With or Without Upper Layer Data Communications...........5
2   The Inner Application Extension to TLS............................5
2.1    TLS/IA Message Exchange.......................................7
2.2    Inner Secret..................................................9
2.2.1      Application Session Key Material.........................10
2.3    Session Resumption...........................................11
2.4    Error Termination............................................12
2.5    Negotiating the Inner Application Extension..................12
2.6    InnerApplication Protocol....................................12
2.6.1      InnerApplicationExtension................................12
2.6.2      InnerApplication Message.................................13
2.6.3      IntermediatePhaseFinished and FinalPhaseFinished Messages13
2.6.4      The ApplicationPayload Message...........................14
2.7    Alerts .......................................................14
3   Encapsulation of AVPs within ApplicationPayload Messages.........15
3.1    AVP Format...................................................15
3.2    AVP Sequences................................................17
3.3    Guidelines for Maximum Compatibility with AAA Servers........17
4   Tunneled Authentication within Application Phases................17
4.1    Implicit challenge...........................................18
4.2    Tunneled Authentication Protocols............................18
4.2.1      EAP ......................................................19
4.2.2      CHAP .....................................................20



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4.2.3      MS-CHAP..................................................20
4.2.4      MS-CHAP-V2...............................................21
4.2.5      PAP ......................................................22
4.3    Performing Multiple Authentications..........................23
5   Example Message Sequences........................................23
5.1    Full Initial Handshake with Intermediate and Final Application
Phases 23
5.2    Resumed Session with Single Application Phase................24
5.3    Resumed Session with No Application Phase....................25
6   Security Considerations..........................................25
7   References.......................................................28
7.1    Normative References.........................................28
7.2    Informative References.......................................29
8   Authors' Addresses...............................................30
9   Intellectual Property Statement..................................31


1  Introduction

   This specification defines the TLS "Inner Application" extension.
   The term "TLS/IA" refers to the TLS protocol when used with the
   Inner Application extension.

   In TLS/IA, the setup portion of TLS is extended to allow an
   arbitrary exchange of information between client and server within a
   protected tunnel established during the TLS handshake and prior to
   the start of upper layer TLS data communications. The TLS handshake
   itself is unchanged; the subsequent Inner Application exchange is
   conducted under the confidentiality and integrity protection that is
   afforded by the TLS handshake.

   The primary motivation for providing this facility is to allow
   robust user authentication to occur as part of an "extended"
   handshake, in particular, user authentication that is based on
   password credentials, which is best conducted under the protection
   of an encrypted tunnel to preclude dictionary attack by
   eavesdroppers. For example, the Extensible Authentication Protocol
   (EAP) may be used for authentication using any of a wide variety of
   methods as part of this extended handshake. The multi-layer approach
   of TLS/IA, in which a strong authentication, typically based on a
   server certificate, is used to protected a password-based
   authentication, distinguishes it from other TLS variants that rely
   entirely on a pre-shared key or password for security (such as [TLS-
   PSK]).

   The protected exchange accommodates any type of client-server
   application, not just authentication, though authentication may
   often be the prerequisite for other applications to proceed. For
   example, TLS/IA may be used to set up HTTP connections, establish
   IPsec security associations (as an alternative to IKE), obtain




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   credentials for single sign-on, provide client integrity
   verification, and so on.

   The new messages that are exchanged between client and server are
   encoded as sequences of Attribute-Value-Pairs (AVPs) from the
   RADIUS/Diameter namespace. Use of the RADIUS/Diameter namespace
   provides natural compatibility between TLS/IA applications and
   widely deployed AAA infrastructures. This namespace is extensible,
   allowing new AVPs and, thus, new applications to be defined as
   needed, either by standards bodies or by vendors wishing to define
   proprietary applications.

   The TLS/IA exchange comprises one or more "phases", each of which
   consists of an arbitrary number of AVP exchanges followed by a
   confirmation exchange. Authentications occurring in any phase must
   be confirmed prior to continuing to the next phase. This allows
   applications to implement security dependencies in which particular
   assurances are required prior to the exchange of additional
   information.

1.1  A Bit of History

   The TLS protocol has its roots in the Netscape SSL protocol, which
   was originally intended to protect HTTP traffic. It provides either
   one-way or mutual certificate-based authentication of client and
   server. In its most typical use in HTTP, the client authenticates
   the server based on the server's certificate and establishes a
   tunnel through which HTTP traffic is passed.

   For the server to authenticate the client within the TLS handshake,
   the client must have its own certificate. In cases where the client
   must be authenticated without a certificate, HTTP, not TLS,
   mechanisms would have to be employed. For example, HTTP headers have
   been defined to perform user authentications. However, these
   mechanisms are primitive compared to other mechanisms, most notably
   EAP, that have been defined for contexts other than HTTP.
   Furthermore, any mechanisms defined for HTTP cannot be utilized when
   TLS is used to protect non-HTTP traffic.

   The TLS protocol has also found an important use in authentication
   for network access, originally within PPP for dial-up access and
   later for wireless and wired 802.1X access. Several EAP types have
   been defined that utilize TLS to perform mutual client-server
   authentication. The first to appear, EAP-TLS, uses the TLS handshake
   to authenticate both client and server based on their certificates.

   Subsequently proposed protocols, such EAP-TTLSv0 and EAP-PEAP,
   utilize the TLS handshake to allow the client to authenticate the
   server based on the latter's certificate, and then use the protected
   channel established by the TLS handshake to perform user
   authentication, typically based on a password. Such protocols are



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   called "tunneled" EAP protocols. The authentication mechanism used
   inside the tunnel may itself be EAP, and the tunnel may also be used
   to convey additional information between client and server.

   While tunneled authentication would be useful in other contexts
   besides EAP, the tunneled protocols mentioned above cannot be
   employed in a more general use of TLS, since the outermost protocol
   is EAP, not TLS. Furthermore, these protocols use the TLS tunnel to
   carry authentication exchanges, and thus preclude use of the TLS
   tunnel for other purposes such as carrying HTTP traffic.

   TLS/IA provides a means to perform user authentication and other
   message exchanges between client and server strictly within TLS.
   TLS/IA can thus be used both for flexible user authentication within
   a TLS session and as a basis for tunneled authentication within EAP.

   The TLS/IA approach is to insert an additional message exchange
   between the TLS handshake and the subsequent data communications
   phase. This message exchange is carried in a new record type, which
   is distinct from the record type that carries upper layer data.
   Thus, the data portion of the TLS exchange becomes available for
   HTTP or another protocol that needs to be secured.

1.2  TLS With or Without Upper Layer Data Communications

   It is anticipated that TLS/IA will be used with and without
   subsequent protected data communication within the tunnel
   established by the handshake.

   For example, TLS/IA may be used to protect an HTTP connection,
   allowing more robust password-based user authentication to occur
   within the TLS/IA extended handshake than would otherwise be
   possible using mechanisms available in HTTP.

   TLS/IA may also be used for its handshake portion alone. For
   example, EAP-TTLSv1 encapsulates a TLS/IA extended handshake in EAP
   as a means to mutually authenticate a client and server and
   establish keys for a separate data connection; no subsequent TLS
   data portion is required. Another example might be the use of TLS/IA
   directly over TCP in order to provide a user with credentials for
   single sign-on.

2  The Inner Application Extension to TLS

   The Inner Application extension to TLS follows the guidelines of
   [RFC3546].

   A new extension type is defined for negotiating use of TLS/IA:

   -  The InnerApplicationExtension extension type. The client proposes
      use of this extension by including a InnerApplicationExtension



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      message in its ClientHello handshake message, and the server
      confirms its use by including a InnerApplicationExtension message
      in its ServerHello handshake message.

   A new record type (ContentType) is defined for use in TLS/IA:

   -  The InnerApplication record type. This record type carries all
      messages that are exchanged after the TLS handshake and prior to
      exchange of data.

   A new message type is defined for use within the InnerApplication
   record type:

   -  The InnerApplication message. This message may encapsulate any of
      the three following subtypes:

       -  The ApplicationPayload message. This message is used to carry
         AVP (Attribute-Value Pair) sequences within the TLS/IA
         extended handshake, in support of client-server applications
         such as authentication.

       -  The IntermediatePhaseFinished message. This message confirms
         session keys established during the current TLS/IA phase, and
         indicates that at least one additional phase is to follow.

       -  The FinalPhaseFinished message. This message confirms session
         keys established during the current TLS/IA phase, and
         indicates that no further phases are to follow.

   Two new alert codes are defined for use in TLS/IA:

   -  The InnerApplicationFailure alert. This error alert allows either
      party to terminate the TLS/IA extended handshake due to a failure
      in an application implemented via AVP sequences carried in
      ApplicationPayload messages.

   -  The InnerApplicationVerification alert. This error alert allows
      either party to terminate the TLS/IA extended handshake due to
      incorrect verification data in a received
      IntermediatePhaseFinished or FinalPhaseFinished message.

   The following new assigned numbers are used in TLS/IA:

   -  "InnerApplicationExtension" extension type:      37703

   -  "InnerApplication" record type:                 24

   -  "InnerApplicationFailure" alert code:           208

   -  "InnerApplicationVerification" alert code:      209




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   [Editor's note: I have not checked these types yet against types
   defined in RFCs or drafts. The TLS RFC specifies that new record
   types use the next number after ones already defined; hence I used
   24, though I don't know if that is already taken.]

2.1  TLS/IA Message Exchange

   In TLS/IA, zero or more "application phases are inserted after the
   TLS handshake and prior to ordinary data exchange. The last such
   application phase is called the "final phase"; any application
   phases prior to the final phase are called "intermediate phases".

   Intermediate phases are only necessary if interim confirmation of
   session keys generated during an application phase is desired.

   Each application phase consists of ApplicationPayload handshake
   messages exchanged by client and server to implement applications
   such as authentication, plus concluding messages for cryptographic
   confirmation. These messages are encapsulated in records with
   ContentType of InnerApplication.

   All application phases prior to the final phase conclude with an
   exchange of  IntermediatePhaseFinished messages, or conclude with a
   FinalPhaseFinished message from the server and an
   IntermediatePhaseFinished message from the client, by which the
   client indicates its desire to keep the handshake open for one or
   more additional phases. The final phase concludes with an exchange
   of FinalPhaseFinished messages.

   Application phases may be omitted entirely only when session
   resumption is used, provided both client and server agree that no
   application phase is required. The client indicates in its
   ClientHello whether it is willing to omit application phases in a
   resumed session, and the server indicates in its ServerHello whether
   any application phases are to ensue.

   In each application phase, the client sends the first
   ApplicationPayload message. ApplicationPayload messages are traded
   one at a time between client and server, until the server concludes
   the phase by sending, in response to an ApplicationPayload message
   from the client, an IntermediatePhaseFinished or FinalPhaseFinished
   sequence to conclude the phase. The client then responds with its
   own IntermediatePhaseFinished or FinalPhaseFinished message.

   The server determines which type of concluding message it wants to
   use, either IntermediatePhaseFinished or FinalPhaseFinished. If the
   server sent an IntermediatePhaseFinished, the client MUST respond
   with an IntermediatePhaseFinished. If the server sent a
   FinalPhaseFinished, the client MAY respond with a FinalPhaseFinished
   to complete the handshake, or MAY respond with an
   IntermediatePhaseFinished to cause the handshake to continue. Thus,



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   conclusion of the entire handshake occurs only when both client and
   server have been satisfied.

   Note that the server MUST NOT send an IntermediatePhaseFinished or
   FinalPhaseFinished message immediately after sending an
   ApplicationPayload message. It must allow the client to send an
   ApplicationPayload message prior to concluding the phase. Thus,
   within any application phase, there will be one more
   ApplicationPayload message sent by the client than sent by the
   server.

   At the start of each application phase, the server MUST wait for the
   client's opening ApplicationPayload message before it sends its own
   ApplicationPayload message to the client. The client MUST NOT
   initiate conclusion of an application phase by sending the first
   IntermediatePhaseFinished or FinalPhaseFinished message; it MUST
   allow the server to initiate the conclusion of the phase.

   Each IntermediatePhaseFinished or FinalPhaseFinished message
   provides cryptographic confirmation of any session keys generated
   during the current and any prior applications phases.

   Each ApplicationPayload message contains opaque data interpreted as
   an AVP (Attribute-Value Pair) sequence. Each AVP in the sequence
   contains a typed data element. The exchanged AVPs allow client and
   server to implement "applications" within a secure tunnel. An
   application may be any procedure that someone may usefully define. A
   typical application might be authentication; for example, the server
   may authenticate the client based on password credentials using EAP.
   Other possible applications include distribution of keys, validating
   client integrity, setting up IPsec parameters, setting up SSL VPNs,
   and so on.

   Note that it is perfectly acceptable for either client or server to
   send an ApplicationPayload message containing no AVPs. The client,
   for example, may have no AVPs to send in its first or last
   ApplicationPayload message during an application phase.

   An "inner secret" is computed during each application phase that
   cryptographically combines the TLS master secret with any session
   keys that have been generated during the current and any previous
   application phases. At the conclusion of each application phase, a
   new inner secret is computed and is used to create verification data
   that is exchanged via the IntermediatePhaseFinished or
   FinalPhaseFinished messages. By mixing session keys of inner
   authentications with the TLS master secret, certain man-in-the-
   middle attacks are thwarted [MITM].







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2.2  Inner Secret

   The inner secret is a 48-octet value used to confirm that the
   endpoints of the TLS handshake are the same entities as the
   endpoints of the inner authentications that may have been performed
   during each application phase.

   The inner secret is initialized to the master secret at the
   conclusion of the TLS handshake. At the conclusion of each
   application phase, prior to computing verification data for
   inclusion in the IntermediatePhaseFinished or FinalPhaseFinished
   message, each party permutes the inner secret using a PRF that
   includes session keys produced during the current application phase.
   The value that results replaces the current inner secret and is used
   to compute the verification data.

      inner_secret = PRF(inner_secret,
                         "inner secret permutation",
                         SecurityParameters.server_random +
                         SecurityParameters.client_random +
                          session_key_material) [0..48];

   session_key_material is the concatenation of session_key vectors,
   one for each session key generated during the current phase, where:

      opaque session_key<1..2^16-1>;

   In other words, each session key is prefixed by a 2-octet length to
   produce the session_key vector.

   Since multiple session keys may be produced during a single
   application phase, the following method is used to determine the
   order of concatenation: Each session key is treated as an unsigned
   big-endian numeric value, and the set of session keys is ordered
   from lowest to highest. The session keys are then converted to
   session_key vectors and concatenated in the determined order to form
   session_key_material.

   If no session keys were generated during the current phase,
   session_key_material will be null.

   Note that session_key_material itself is not a vector and therefore
   not prefixed with the length of the entire collection of session_key
   vectors.

   Note that, within TLS itself, the inner secret is used for
   verification only, not for encryption. However, the inner secret
   resulting from the final application phase may be exported for use
   as a key from which additional session keys may be derived for
   arbitrary purposes, including encryption of data communications
   separate from TLS.



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   An exported inner secret should not be used directly for any
   cryptographic purpose. Instead, additional keys should be derived
   from the inner secret, for example by using a PRF. This ensures
   cryptographic separation between use of the inner secret for session
   key confirmation and additional use of the inner secret outside
   TLS/IA.

2.2.1 Application Session Key Material

   Many authentication protocols used today generate session keys that
   are bound to the authentication. Such keying material is normally
   intended for use in a subsequent data connection for encryption and
   validation. For example, EAP-TLS, MS-CHAP-V2, and EAP-MS-CHAP-V2
   generate session keys.

   Any session keys generated during an application phase MUST be used
   to permute the TLS/IA inner secret between one phase and the next,
   and MUST NOT be used for any other purpose.

   Each authentication protocol may define how the session key it
   generates is mapped to an octet sequence of some length for the
   purpose of TLS/IA mixing. However, for protocols which do not
   specify this (including the multitude of protocols that pre-date
   TLS/IA) the following rules are defined. The first rule that applies
   SHALL be the method for determining the session key.

   -  If the authentication protocol produces an MSK (as defined in
      [RFC3784]), the MSK is used as the session key.  Note that an MSK
      is 64 octets.

   -  If the authentication protocol maps its keying material to the
      RADIUS attributes MS-MPPE-Recv-Key and MS-MPPE-Send-Key
      [RFC2548], then the keying material for those attributes are
      concatenated, with MS-MPPE-Recv-Key first  (Note that this rule
      applies to MS-CHAP-V2 and EAP-MS-CHAP-V2.)

   -  If the authentication protocol uses a pseudo-random function to
      generate keying material, that function is used to generate 64
      octets for use as keying material.

   Providing verification of the binding of session keys to the TLS
   master secret is necessary to preclude man-in-the-middle attacks
   against tunneled authentication protocols, as described in [MITM].
   In such an attack, an unsuspecting client is induced to perform an
   untunneled authentication with an attacker posing as a server; the
   attacker then introduces the authentication protocol into a tunneled
   authentication protocol, fooling an authentic server into believing
   that the attacker is the authentic user.

   By mixing both the TLS master secret and session keys generated
   during application phase authentication into the inner secret used



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   for application phase verification, such attacks are thwarted, as it
   guarantees that the same client acted as the endpoint for both the
   TLS handshake and the application phase authentication. Note that
   the session keys generated during authentication must be
   cryptographically bound to the authentication and not derivable from
   data exchanged during authentication in order for the keying
   material to be useful in thwarting such attacks.

   In addition, the fact that the inner secret cryptographically
   incorporates session keys from application phase authentications
   provides additional protection when the inner secret is exported for
   the purpose of generating additional keys for use outside of the TLS
   exchange. If such an exported secret did not include keying material
   from inner authentications, an eavesdropper who somehow knew the
   server's private key could, in an RSA-based handshake, determine the
   exported secret and hence would be able to compute the additional
   keys that are based on it. When inner authentication keying
   material, unknown to the attacker, is incorporated into the exported
   secret, such an attack becomes infeasible.

2.3  Session Resumption

   A TLS/IA initial handshake phase may be resumed using standard
   mechanisms defined in [RFC2246]. When the TLS session is resumed,
   client and server may not deem it necessary to exchange AVPs in one
   or more additional application phases, as the resumption itself may
   provide the necessary security.

   The client indicates within the InnerApplicationExtension message in
   ClientHello whether it requires AVP exchange when session resumption
   occurs. If it indicates that it does not, then the server may at its
   option omit application phases and the two parties proceed to upper
   layer data communications immediately upon completion of the TLS
   handshake. The server indicates whether application phases are to
   follow the TLS handshake in its InnerApplication extension message
   in ServerHello.

   Note that [RFC3546] specifically states that when session resumption
   is used, the server MUST ignore any extensions in the ClientHello.
   However, it is not possible to comply with this requirement for the
   Inner Application extension, since even in a resumed session it may
   be necessary to include application phases, and whether they must be
   included is negotiated in the extension message itself. Therefore,
   the [RFC3546] provision is explicitly overridden for the single case
   of the Inner Application extension, which is considered an exception
   to this rule.

   A TLS/IA session MAY NOT be resumed if an application phase resulted
   in failure, even though the TLS handshake itself succeeded. Both
   client and server MUST NOT save session state for possible future




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   resumption unless the TLS handshake and all subsequent application
   phases have been successfully executed.

2.4  Error Termination

   The TLS/IA handshake may be terminated by either party sending a
   fatal alert, following standard TLS procedures.

2.5  Negotiating the Inner Application Extension

   Use of the InnerApplication extension follows [RFC3546]. The client
   proposes use of this extension by including the
   InnerApplicationExtension message in the client_hello_extension_list
   of the extended ClientHello. If this message is included in the
   ClientHello, the server MAY accept the proposal by including the
   InnerApplicationExtension message in the server_hello_extension_list
   of the extended ServerHello. If use of this extension is either not
   proposed by the client or not confirmed by the server, the
   InnerApplication record type MUST NOT be used.

2.6  InnerApplication Protocol

   All specifications of TLS/IA messages follow the usage defined in
   [RFC2246].

2.6.1 InnerApplicationExtension

      enum {
         no(0), yes(1), (255)
      } AppPhaseOnResumption;

      struct {
         AppPhaseOnResumption app_phase_on_resumption;
      } InnerApplicationExtension;

   If the client wishes to propose use of the Inner Application
   extension, it must include the InnerApplicationExtension message in
   the extension_data vector in the Extension structure in its extended
   ClientHello message.

   If the server wishes to confirm use of the Inner Application
   extension that has been proposed by the client, it must include the
   InnerApplicationExtension message in the extension_data vector in
   the Extension structure in its extended ServerHello message.

   The AppPhaseOnResumption enumeration allow client and server to
   negotiate an abbreviated, single-phase handshake when session
   resumption is employed. If the client sets app_phase_on_resumption
   to "no", and if the server resumes the previous session, then the
   server MAY set app_phase_on_resumption to "no" in the
   InnerApplication message it sends to the client. If the server sets



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   app_phase_on_resumption to "no", no application phases occur and the
   TLS connection proceeds to upper layer data exchange immediately
   upon conclusion of the TLS handshake.

   The server MUST set app_phase_on_resumption to "yes" if the client
   set app_phase_on_resumption to "yes" or if the server does not
   resume the session. The server MAY set app_phase_on_resumption to
   "yes" for a resumed session even if the client set
   app_phase_on_resumption to "no", as the server may have reason to
   proceed with one or more application phases.

   If the server sets app_phase_on_resumption to "yes" for a resumed
   session, then the client MUST initiate an application phase at the
   conclusion of the TLS handshake.

   The value of app_phase_on_resumption applies to the current
   handshake only; that is, it is possible for app_phase_on_resumption
   to have different values in two handshakes that are both resumed
   from the same original TLS session.

2.6.2 InnerApplication Message

      enum {
         application_payload(0), intermediate_phase_finished(1),
         final_phase_finished(2), (255)
      } InnerApplicationType;

      struct {
         InnerApplicationType msg_type;
         uint24 length;
         select (InnerApplicationType) {
            case application_payload:       ApplicationPayload;
            case intermediate_phase_finished:
         IntermediatePhaseFinished;
            case final_phase_finished:      FinalPhaseFinished;
            } body;
         } InnerApplication;

   The InnerApplication message carries any of the message types
   defined for the InnerApplication protocol.

2.6.3 IntermediatePhaseFinished and FinalPhaseFinished Messages

      struct {
         opaque verify_data[12];
      } PhaseFinished;

      PhaseFinished IntermediatePhaseFinished;

      PhaseFinished FinalPhaseFinished;




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      verify_data
         PRF(inner_secret, finished_label) [0..11];

      finished_label
         when sent by the client, the string "client phase finished"
         when sent by the server, the string "server phase finished"

   The IntermediatePhaseFinished and FinalPhaseFinished messages have
   the same structure and include verification data based on the
   current inner secret. IntermediatePhaseFinished is sent by the
   server and echoed by the client to conclude an intermediate
   application phase, and FinalPhaseFinished is used in the same manner
   to conclude the final application phase.

2.6.4 The ApplicationPayload Message

   The ApplicationPayload message carries an AVP sequence during an
   application handshake phase. It is defined as follows:

      struct {
         opaque avps[InnerApplication.length];
      } ApplicationPayload;

      avps
         The AVP sequence, treated as an opaque sequence of octets.

      InnerApplication.length
         The length field in the encapsulating InnerApplication
      message.

   Note that the "avps" element has its length defined in square
   bracket rather than angle bracket notation, implying a fixed rather
   than variable length vector. This avoids having the length of the
   AVP sequence specified redundantly both in the encapsulating
   InnerApplication message and as a length prefix in the avps element
   itself.

2.7  Alerts

   Two new alert codes are defined for use during an application phase.
   The AlertLevel for either of these alert codes MUST be set to
   "fatal".

   InnerApplicationFailure
      An InnerApplicationFailure error alert may be sent by either
      party during an application phase. This indicates that the
      sending party considers the negotiation to have failed due to an
      application carried in the AVP sequences, for example, a failed
      authentication.





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   InnerApplicationVerification
      An InnerApplicationVerification error alert is sent by either
      party during an application phase to indicate that the received
      IntermediatePhaseFinished or FinalPhaseFinished is invalid.

   Note that other alerts are possible during an application phase; for
   example, decrypt_error. The InnerApplicationFailure alert relates
   specifically to the failure of an application implemented via AVP
   sequences; for example, failure of an EAP or other authentication
   method, or information passed within the AVP sequence that is found
   unsatisfactory.

3  Encapsulation of AVPs within ApplicationPayload Messages

   During application phases of the TLS handshake, information is
   exchanged between client and server through the use of attribute-
   value pairs (AVPs). This data is encrypted using the current cipher
   state.

   The AVP format chosen for TLS/IA is compatible with the Diameter AVP
   format. This does not in any way represent a requirement that
   Diameter be supported by any of the devices or servers participating
   in the TLS/IA conversation, whether directly as client or server or
   indirectly as a backend authenticator. Use of this format is merely
   a convenience. Diameter is a superset of RADIUS and includes the
   RADIUS attribute namespace by definition, though it does not limit
   the size of an AVP as does RADIUS. RADIUS, in turn, is a widely
   deployed AAA protocol and attribute definitions exist for the
   encapsulation of EAP as well as all commonly used non-EAP password
   authentication protocols.

   Thus, Diameter is not considered normative except as specified in
   this document. Specifically, the AVP Codes used in TLS/IA are
   semantically equivalent to those defined for Diameter, and, by
   extension, RADIUS.

   Use of the RADIUS/Diameter namespace allows a TLS/IA server to
   translate between AVPs it uses to communicate with clients and the
   protocol requirements of AAA servers that are widely deployed.
   Additionally, it provides a well-understood mechanism to allow
   vendors to extend that namespace for their particular requirements.

3.1  AVP Format

   The format of an AVP is shown below. All items are in network, or
   big-endian, order; that is, they have most significant octet first.








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    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                           AVP Code                            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |V M r r r r r r|                  AVP Length                   |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                        Vendor-ID (opt)                        |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |    Data ...
   +-+-+-+-+-+-+-+-+

   AVP Code

      The AVP Code is four octets and, combined with the Vendor-ID
      field if present, identifies the attribute uniquely. The first
      256 AVP numbers represent attributes defined in RADIUS. AVP
      numbers 256 and above are defined in Diameter.

   AVP Flags

      The AVP Flags field is one octet, and provides the receiver with
      information necessary to interpret the AVP.

      The 'V' (Vendor-Specific) bit indicates whether the optional
      Vendor-ID field is present. When set to 1, the Vendor-ID field is
      present and the AVP Code is interpreted according to the
      namespace defined by the vendor indicated in the Vendor-ID field.

      The 'M' (Mandatory) bit indicates whether support of the AVP is
      required. When set to 0, this indicates that the AVP may be
      safely ignored if the receiving party does not understand or
      support it. When set to 1, if the receiving party does not
      understand or support the AVP it MUST fail the negotiation by
      sending an InnerApplicationFailure error alert.

      The 'r' (reserved) bits are unused and must be set to 0.

   AVP Length

      The AVP Length field is three octets, and indicates the length of
      this AVP including the AVP Code, AVP Length, AVP Flags, Vendor-ID
      (if present) and Data.

   Vendor-ID

      The Vendor-ID field is present if and only if the 'V' bit is set
      in the AVP Flags field. It is four octets, and contains the
      vendor's IANA-assigned "SMI Network Management Private Enterprise
      Codes" [RFC1700] value. Vendors defining their own AVPs must




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      maintain a consistent namespace for use of those AVPs within
      RADIUS, Diameter and TLS/IA.

      A Vendor-ID value of zero is semantically equivalent to absence
      of the Vendor-ID field altogether.

3.2  AVP Sequences

   Data encapsulated within the TLS Record Layer must consist entirely
   of a sequence of zero or more AVPs. Each AVP must begin on a 4-octet
   boundary relative to the first AVP in the sequence. If an AVP is not
   a multiple of 4 octets, it must be padded with 0s to the next 4-
   octet boundary.

   Note that the AVP Length does not include the padding.

3.3  Guidelines for Maximum Compatibility with AAA Servers

   When maximum compatibility with AAA servers is desired, the
   following guidelines for AVP usage are suggested:

   -  Non-vendor-specific AVPs should be selected from the set of
      attributes defined for RADIUS; that is, attributes with codes
      less than 256. This provides compatibility with both RADIUS and
      Diameter.

   -  Vendor-specific AVPs should be defined in terms of RADIUS.
      Vendor-specific RADIUS attributes translate to Diameter
      automatically; the reverse is not true. RADIUS vendor-specific
      attributes use RADIUS attribute 26 and include vendor ID, vendor-
      specific attribute code and length; see [RFC2865] for details.

4  Tunneled Authentication within Application Phases

   TLS/IA permits user authentication information to be tunneled within
   an application phase between client and server, protecting the
   authentication information against active and passive attack.

   Any type of authentication method may be tunneled. Also, multiple
   tunneled authentications may be performed. Normally, tunneled
   authentication is used when the TLS handshake provides only one-way
   authentication of the server to the client; however, in certain
   cases it may be desirable to perform certificate authentication of
   the client during the initial handshake phase as well as tunneled
   user authentication in a subsequent application phase.

   This section establishes rules for using well known authentication
   mechanisms within TLS/IA. Any new authentication mechanism should,
   in general, be covered by these rules if it is defined as an EAP
   type. Authentication mechanisms whose use within TLS/IA is not
   covered within this specification may require separate



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   standardization, preferably within the standard that describes the
   authentication mechanism in question.

4.1  Implicit challenge

   Certain authentication protocols that use a challenge/response
   mechanism rely on challenge material that is not generated by the
   authentication server, and therefore require special handling.

   In PPP protocols such CHAP, MS-CHAP and MS-CHAP-V2, for example, the
   Network Access Server (NAS) issues a challenge to the client, the
   client then hashes the challenge with the password and forwards the
   response to the NAS. The NAS then forwards both challenge and
   response to a AAA server. But because the AAA server did not itself
   generate the challenge, such protocols are susceptible to replay
   attack.

   Since within TLS/IA the client also plays the role of NAS, the
   replay problem is exacerbated. If the client were able to create
   both challenge and response, anyone able to observe a CHAP or MS-
   CHAP exchange could pose as that user by replaying that challenge
   and response into a TLS/IA conversation.

   To make these protocols secure in TLS/IA, it is necessary to provide
   a mechanism that produces a challenge that the client cannot control
   or predict.

   When a challenge-based authentication mechanism is used, both client
   and server use the TLS PRF function to generate as many octets as
   are required for the challenge, using the constant string "inner
   application challenge", based on the master secret and random values
   established during the TLS handshake, as follows.

      IA_challenge = PRF(SecurityParameters.master_secret,
                             "inner application challenge",
                             SecurityParameters.server_random +
                             SecurityParameters.client_random);

4.2  Tunneled Authentication Protocols

   This section describes the rules for tunneling specific
   authentication protocols within TLS/IA.

   For each protocol, the RADIUS RFC that defines the relevant
   attribute formats is cited. Note that these attributes are
   encapsulated as described in section 3.1; that is, as Diameter
   attributes, not as RADIUS attributes. In other words, the AVP Code,
   Length, Flags and optional Vendor-ID are formatted as described in
   section 3.1, while the Data is formatted as described by the cited
   RADIUS RFC.




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   All tunneled authentication protocols except EAP must be initiated
   by the client in the first ApplicationPayload message of an
   application phase. EAP may be initiated by the client in the first
   ApplicationPayload message of an application phase; it may also be
   initiated by the server in any ApplicationPayload message.

   The authentication protocols described below may be performed
   directly by the TLS/IA server or may be forwarded to a backend AAA
   server. For authentication protocols that generate session keys, the
   backend server must return those session keys to the TLS/IA server
   in order to allow the protocol to succeed within TLS/IA. RADIUS or
   Diameter servers are suitable backend AAA servers for this purpose.
   RADIUS servers typically return session keys in MS-MPPE-Recv-Key and
   MS-MPPE-Send-Key attributes [RFC2548]; Diameter servers return
   session keys in the EAP-Master-Session-Key AVP [AAA-EAP].

4.2.1 EAP

   EAP is described in [RFC3784]; RADIUS attribute formats are
   described in [RFC3579].

   When EAP is the tunneled authentication protocol, each tunneled EAP
   packet between the client and server is encapsulated in an EAP-
   Message AVP.

   Either the client or the server may initiate EAP.

   The client is the first to transmit within any application phase,
   and it may include an EAP-Response/Identity AVP in its
   ApplicationPayload message to begin an EAP conversation.
   Alternatively, if the client does not initiate EAP the server may,
   by including an EAP-Request/Identity AVP in its ApplicationPayload
   message.

   The client's EAP-Response/Identity provides the username, which MUST
   be a Network Access Identifier (NAI) [RFC2486]; that is, it MUST be
   in the following format:

      username@realm

   The @realm portion is optional, and is used to allow the server to
   forward the EAP message sequence to the appropriate server in the
   AAA infrastructure when necessary.

   The EAP authentication between client and server proceeds normally,
   as described in [RFC3784]. However, upon completion the server does
   not send an EAP-Success or EAP-Failure AVP. Instead, the server
   signals success when it concludes the application phase by issuing a
   Finished or PhaseFinished message, or it signals failure by issuing
   an InnerApplicationFailure alert.




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   Note that the client may also issue an InnerApplicationFailure
   alert, for example, when authentication of the server fails in a
   method providing mutual authentication.

4.2.2 CHAP

   The CHAP algorithm is described in [RFC1994]; RADIUS attribute
   formats are described in [RFC2865].

   Both client and server generate 17 octets of challenge material,
   using the constant string "inner application challenge" as described
   above. These octets are used as follows:

      CHAP-Challenge    [16 octets]
      CHAP Identifier   [1 octet]

   The client initiates CHAP by including User-Name, CHAP-Challenge and
   CHAP-Password AVPs in the first ApplicationPayload message in any
   application phase. The CHAP-Challenge value is taken from the
   challenge material. The CHAP-Password consists of CHAP Identifier,
   taken from the challenge material; and CHAP response, computed
   according to the CHAP algorithm.

   Upon receipt of these AVPs from the client, the server must verify
   that the value of the CHAP-Challenge AVP and the value of the CHAP
   Identifier in the CHAP-Password AVP are equal to the values
   generated as challenge material. If either item does not match, the
   server must reject the client. Otherwise, it validates the CHAP-
   Challenge to determine the result of the authentication.

4.2.3 MS-CHAP

   The MS-CHAP algorithm is described in [RFC2433]; RADIUS attribute
   formats are described in [RFC2548].

   Both client and server generate 9 octets of challenge material,
   using the constant string "inner application challenge" as described
   above. These octets are used as follows:

      MS-CHAP-Challenge [8 octets]
      Ident              [1 octet]

   The client initiates MS-CHAP by including User-Name, MS-CHAP-
   Challenge and MS-CHAP-Response AVPs in the first ApplicationPayload
   message in any application phase. The MS-CHAP-Challenge value is
   taken from the challenge material. The MS-CHAP-Response consists of
   Ident, taken from the challenge material; Flags, set according the
   client preferences; and LM-Response and NT-Response, computed
   according to the MS-CHAP algorithm.





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   Upon receipt of these AVPs from the client, the server must verify
   that the value of the MS-CHAP-Challenge AVP and the value of the
   Ident in the client's MS-CHAP-Response AVP are equal to the values
   generated as challenge material. If either item does not match
   exactly, the server must reject the client. Otherwise, it validates
   the MS-CHAP-Challenge to determine the result of the authentication.

4.2.4 MS-CHAP-V2

   The MS-CHAP-V2 algorithm is described in [RFC2759]; RADIUS attribute
   formats are described in [RFC2548].

   Both client and server generate 17 octets of challenge material,
   using the constant string "inner application challenge" as described
   above. These octets are used as follows:

      MS-CHAP-Challenge [16 octets]
      Ident              [1 octet]

   The client initiates MS-CHAP-V2 by including User-Name, MS-CHAP-
   Challenge and MS-CHAP2-Response AVPs in the first ApplicationPayload
   message in any application phase. The MS-CHAP-Challenge value is
   taken from the challenge material. The MS-CHAP2-Response consists of
   Ident, taken from the challenge material; Flags, set to 0; Peer-
   Challenge, set to a random value; and Response, computed according
   to the MS-CHAP-V2 algorithm.

   Upon receipt of these AVPs from the client, the server must verify
   that the value of the MS-CHAP-Challenge AVP and the value of the
   Ident in the client's MS-CHAP2-Response AVP are equal to the values
   generated as challenge material. If either item does not match
   exactly, the server must reject the client. Otherwise, it validates
   the MS-CHAP2-Challenge.

   If the MS-CHAP2-Challenge received from the client is correct, the
   server tunnels the MS-CHAP2-Success AVP to the client.

   Upon receipt of the MS-CHAP2-Success AVP, the client is able to
   authenticate the server. In its next InnerApplicationPayload message
   to the server, the client does not include any MS-CHAP-V2 AVPs.
   (This may result in an empty InnerApplicationPayload if no other
   AVPs need to be sent.)

   If the MS-CHAP2-Challenge received from the client is not correct,
   the server tunnels an MS-CHAP2-Error AVP to the client. This AVP
   contains a new Ident and a string with additional information such
   as error reason and whether a retry is allowed. If the error reason
   is an expired password and a retry is allowed, the client may
   proceed to change the user's password. If the error reason is not an
   expired password or if the client does not wish to change the user's
   password, it issues an InnerApplicationFailure alert.



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   If the client does wish to change the password, it tunnels MS-CHAP-
   NT-Enc-PW, MS-CHAP2-CPW, and MS-CHAP-Challenge AVPs to the server.
   The MS-CHAP2-CPW AVP is derived from the new Ident and Challenge
   received in the MS-CHAP2-Error AVP. The MS-CHAP-Challenge AVP simply
   echoes the new Challenge.

   Upon receipt of these AVPs from the client, the server must verify
   that the value of the MS-CHAP-Challenge AVP and the value of the
   Ident in the client's MS-CHAP2-CPW AVP match the values it sent in
   the MS-CHAP2-Error AVP. If either item does not match exactly, the
   server must reject the client. Otherwise, it validates the MS-CHAP2-
   CPW AVP.

   If the MS-CHAP2-CPW AVP received from the client is correct, and the
   server is able to change the user's password, the server tunnels the
   MS-CHAP2-Success AVP to the client and the negotiation proceeds as
   described above.

   Note that additional AVPs associated with MS-CHAP-V2 may be sent by
   the server; for example, MS-CHAP-Domain. The server must tunnel such
   authentication-related AVPs along with the MS-CHAP2-Success.

4.2.5 PAP

   PAP RADIUS attribute formats are described in [RFC2865].

   The client initiates PAP by including User-Name and User-Password
   AVPs in the first ApplicationPayload message in any application
   phase.

   In RADIUS, User-Password is padded with nulls to a multiple of 16
   octets, then encrypted using a shared secret and other packet
   information.

   A TLS/IA, however, does not RADIUS-encrypt the password since all
   application phase data is already encrypted. The client SHOULD,
   however, null-pad the password to a multiple of 16 octets, to
   obfuscate its length.

   Upon receipt of these AVPs from the client, the server may be able
   to decide whether to authenticate the client immediately, or it may
   need to challenge the client for more information.

   If the server wishes to issue a challenge to the client, it MUST
   tunnel the Reply-Message AVP to the client; this AVP normally
   contains a challenge prompt of some kind. It may also tunnel
   additional AVPs if necessary, such the Prompt AVP. Upon receipt of
   the Reply-Message AVPs, the client tunnels User-Name and User-
   Password AVPs again, with the User-Password AVP containing new
   information in response to the challenge. This process continues




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   until the server determines the authentication has succeeded or
   failed.

4.3  Performing Multiple Authentications

   In some cases, it is desirable to perform multiple user
   authentications. For example, a server may want first to
   authenticate the user by password, then by a hardware token.

   The server may perform any number of additional user authentications
   using EAP, simply by issuing a EAP-Request with a new protocol type
   once the previous authentication has completed.

   For example, a server wishing to perform MD5-Challenge followed by
   Generic Token Card would first issue an EAP-Request/MD5-Challenge
   AVP and receive a response. If the response is satisfactory, it
   would then issue EAP-Request/Generic Token Card AVP and receive a
   response. If that response were also satisfactory, it would consider
   the user authenticated.

5  Example Message Sequences

   This section presents a variety of possible TLS/IA message
   sequences. These examples are not meant to exhaustively depict all
   possible scenarios.

   Parentheses indicate optional TLS messages. Brackets indicate
   optional message exchanges. An ellipsis (. . .) indicates optional
   repetition of preceding messages.

5.1  Full Initial Handshake with Intermediate and Final Application
Phases

   The diagram below depicts a full initial handshake phase followed by
   two application phases.

   Note that the client concludes the intermediate phase and starts the
   final phase in an uninterrupted sequence of three messages:
   ChangeCipherSpec and PhaseFinished belong to the intermediate phase,
   and ApplicationPayload belongs to the final phase.

         Client                                               Server
         ------                                               ------

   *** TLS Handshake:
         ClientHello                  -------->
                                                         ServerHello
                                                       (Certificate)
                                                   ServerKeyExchange
                                                (CertificateRequest)
                                      <--------      ServerHelloDone



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         (Certificate)
         ClientKeyExchange
         (CertificateVerify)
         ChangeCipherSpec
         Finished                     -------->
                                                    ChangeCipherSpec
                                      <--------        Finished

   *** Intermediate Phase:
         ApplicationPayload           -------->

       [
                                      <--------   ApplicationPayload

         ApplicationPayload           -------->

                                         ...
       ]
                                      <--------
   IntermediatePhaseFinished
         IntermediatePhaseFinished
   *** Final Phase:
         ApplicationPayload           -------->

       [
                                      <--------   ApplicationPayload

         ApplicationPayload           -------->

                                         ...
       ]
                                      <--------   FinalPhaseFinished

         FinalPhaseFinished           -------->

5.2  Resumed Session with Single Application Phase

   The diagram below depicts a resumed session followed by a single
   application phase.

   Note that the client concludes the initial phase and starts the
   final phase in an uninterrupted sequence of three messages:
   ChangeCipherSpec and PhaseFinished belong to the initial phase, and
   ApplicationPayload belongs to the final phase.

         Client                                               Server
         ------                                               ------

   *** TLS Handshake:
         ClientHello                  -------->
                                                         ServerHello



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                                                    ChangeCipherSpec
                                      <--------             Finished
         ChangeCipherSpec
         Finished
   *** Final Phase:
         ApplicationPayload           -------->

       [
                                      <--------   ApplicationPayload

         ApplicationPayload           -------->

                                         ...
       ]
                                      <--------   FinalPhaseFinished

         FinalPhaseFinished           -------->

5.3  Resumed Session with No Application Phase

   The diagram below depicts a resumed session without any subsequent
   application phase. This will occur if the client indicates in its
   ClientInnerApplication message that no application phase is required
   and the server concurs.

   Note that this message sequence is identical to that of a standard
   TLS resumed session.

         Client                                               Server
         ------                                               ------

   *** TLS Handshake:
         ClientHello                  -------->
                                                         ServerHello
                                                    ChangeCipherSpec
                                      <--------             Finished
         ChangeCipherSpec
         Finished                     -------->

6  Security Considerations

   This document introduces a new TLS extension called "Inner
   Application". When TLS is used with the Inner Application extension
   (TLS/IA), additional messages are exchanged during the TLS
   handshake. Hence a number of security issues need to be taken into
   consideration. Since the security heavily depends on the information
   (called "applications") which are exchanged between the TLS client
   and the TLS server as part of the TLS/IA extension we try to
   classify them into two categories: The first category considers the
   case where the exchange results in the generation of keying
   material. This is, for example, the case with certain EAP methods.



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   EAP is one of the envisioned main "applications". The second
   category focuses on cases where no session key is generated. The
   security treatment of the latter category is discouraged since it is
   subject to man-in-the-middle attacks if the two sessions cannot be
   bound to each other as suggested in [MITM].

   In the following, we investigate a number of security issues:

   - Architecture and Trust Model

     For many of the use cases in this document we assume that three
     functional entities participate in the protocol exchange: TLS
     client, TLS server and a AAA infrastructure (typically consisting
     of a AAA server and possibly a AAA broker). The protocol exchange
     described in this document takes place between the TLS client and
     the TLS server. The interaction between the AAA client (which
     corresponds to the TLS server) and the AAA server is described in
     the respective AAA protocol documents and therefore outside the
     scope of this document. The trust model behind this architecture
     with respect to the authentication, authorization, session key
     establishment and key transport within the AAA infrastructure is
     discussed in [KEYING].

   - Authentication

     This document assumes that the TLS server is authenticated to the
     TLS client as part of the authentication procedure of the initial
     TLS Handshake. This approach is similar to the one chosen with
     the EAP support in IKEv2 (see [IKEv2]). Typically, public key
     based server authentication is used for this purpose. More
     interesting is the client authentication property whereby
     information exchanged as part of the Inner Application is used to
     authenticate (or authorize) the client. For example, if EAP is
     used as an inner application then EAP methods are used to perform
     authentication and key agreement between the EAP peer (most
     likely the TLS client) and the EAP server (i.e., AAA server).

   - Authorization

     Throughout this document it is assumed that the TLS server can be
     authorized by the TLS client as a legitimate server as part of
     the authentication procedure of the initial TLS Handshake. The
     entity acting as TLS client can be authorized either by the TLS
     server or by the AAA server (if the authorization decision is
     offloaded). Typically, the authenticated identity is used to
     compute the authorization decision but credential-based
     authorization mechanisms may be used as well.

   - Man-in-the-Middle Attack





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     Man-in-the-middle attacks have become a concern with tunneled
     authentication protocols because of the discovered
     vulnerabilities (see [MITM]) of a missing cryptographic binding
     between the independent protocol sessions. This document also
     proposes a tunneling protocol, namely individual inner
     application sessions are tunneled within a previously executed
     session. The first protocol session in this exchange is the
     initial TLS Handshake. To avoid man-in-the-middle attacks,
     Section 2.2 addresses how to establish such a cryptographic
     binding.

   - User Identity Confidentiality

     The TLS/IA extension allows splitting the authentication of the
     TLS server from the TLS client into two separate sessions. As one
     of the advantages, this provides active user identity
     confidentiality since the TLS client is able to authenticate the
     TLS server and to establish a unilateral authenticated and
     confidentiality-protected channel prior to starting the client-
     side authentication.

   - Session Key Establishment

     TLS [RFC2246] defines how session key material produced during
     the TLS Handshake is generated with the help of a pseudo-random
     function to expand it to keying material of the desired length
     for later usage in the TLS Record Layer. Section 2.2 gives some
     guidelines with regard to the master key generation. Since the
     TLS/IA extension supports multiple exchanges whereby each phase
     concludes with a generated keying material. In addition to the
     keying material established as part of TLS itself, most inner
     applications will produce their keying material. For example,
     keying material established as part of an EAP method must be
     carried from the AAA server to the AAA client. Details are
     subject to the specific AAA protocol (for example, EAP usage in
     Diameter [AAA-EAP].

   - Denial of Service Attacks

     This document does not modify the initial TLS Handshake and as
     such, does not introduce new vulnerabilities with regard to DoS
     attacks. Since the TLS/IA extension allows to postpone the
     client-side authentication to a later stage in the protocol
     phase. As such, it allows malicious TLS clients to initiate a
     number of exchanges while remaining anonymous. As a consequence,
     state at the server is allocated and computational efforts are
     required at the server side. Since the TLS client cannot be
     stateless this is not strictly a DoS attack.

   - Confidentiality Protection and Dictionary Attack Resistance




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     Similar to the user identity confidentiality property the usage
     of the TLS/IA extension allows to establish a unilateral
     authenticated tunnel which is confidentiality protected. This
     tunnel protects the inner application information elements to be
     protected against active adversaries and therefore provides
     resistance against dictionary attacks when password-based
     authentication protocols are used inside the tunnel. In general,
     information exchanged inside the tunnel experiences
     confidentiality protection.

   - Downgrading Attacks

     This document defines a new extension. The TLS client and the TLS
     server indicate the capability to support the TLS/IA extension as
     part of the client_hello_extension_list and the
     server_hello_extension_list payload. More details can be found in
     Section 2.5. To avoid downgrading attacks whereby an adversary
     removes a capability from the list is avoided by the usage of the
     IntermediatePhaseFinished or FinalPhaseFinished message as
     described in Section 2.1.

7  References

7.1  Normative References

   [RFC1700]  Reynolds, J., and J. Postel, "Assigned Numbers", RFC
               1700, October 1994.

   [RFC1994]  Simpson, W., "PPP Challenge Handshake Authentication
               Protocol (CHAP)", RFC 1994, August 1996.

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
               Requirement Levels", RFC 2119, March 1997.

   [RFC2246]  Dierks, T., and C. Allen, "The TLS Protocol Version
               1.0", RFC 2246, November 1998.

   [RFC2433]  Zorn, G., and S. Cobb, "Microsoft PPP CHAP Extensions",
               RFC 2433, October 1998.

   [RFC2486]  Aboba, B., and M. Beadles, "The Network Access
               Identifier", RFC 2486, January 1999.

   [RFC2548]  Zorn, G., "Microsoft Vendor-specific RADIUS Attributes",
               RFC 2548, March 1999.

   [RFC2759]  Zorn, G., "Microsoft PPP CHAP Extensions, Version 2",
               RFC 2759, January 2000.






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   [RFC2865]  Rigney, C., Willens, S., Rubens, A., and W. Simpson,
               "Remote Authentication Dial In User Service (RADIUS)",
               RFC 2865, June 2000.

   [RFC3546]  Blake-Wilson, S., Nystrom, M., Hopwood, D., Mikkelsen,
               J., and T. Wright, "Transport Layer Security (TLS)
               Extensions", RFC 3546, June 2003.

   [RFC3579]  Aboba, B., and P.Calhoun, "RADIUS (Remote Authentication
               Dial In User Service) Support For Extensible
               Authentication Protocol (EAP)", RFC 3579, September
               2003.

   [RFC3588]  Calhoun, P., Loughney, J., Guttman, E., Zorn, G., and J.
               Arkko, "Diameter Base Protocol", RFC 3588, July 2003.

   [RFC3784]  Aboba, B., Blunk, L., Vollbrecht, J., Carlson, J., and
               H. Levkowetz, "PPP Extensible Authentication Protocol
               (EAP)", RFC 3784, June 2004.


7.2  Informative References

   [RFC1661]  Simpson, W. (Editor), "The Point-to-Point Protocol
               (PPP)", STD 51, RFC 1661, July 1994.

   [RFC2716]  Aboba, B., and D. Simon, "PPP EAP TLS Authentication
               Protocol", RFC 2716, October 1999.

   [EAP-TTLS] Funk, P., and S. Blake-Wilson, " EAP Tunneled TLS
               Authentication Protocol (EAP-TTLS)", draft-ietf-pppext-
               eap-ttls-05.txt, July 2004.

   [EAP-PEAP] Palekar, A., Simon, D., Salowey, J., Zhou, H., Zorn, G.,
               and S. Josefsson, "Protected EAP Protocol (PEAP) Version
               2", draft-josefsson-pppext-eap-tls-eap-08.txt, July
               2004.

   [TLS-PSK]  Eronen, P., and H. Tschofenig, "Pre-Shared Key
               Ciphersuites for Transport Layer Security (TLS)", draft-
               ietf-tls-psk-01.txt, August 2004.

   [802.1X]   IEEE Standards for Local and Metropolitan Area Networks:
               Port based Network Access Control, IEEE Std 802.1X-2001,
               June 2001.

   [MITM]     Asokan, N., Niemi, V., and K. Nyberg, "Man-in-the-Middle
               in Tunneled Authentication",
               http://www.saunalahti.fi/~asokan/research/mitm.html,
               Nokia Research Center, Finland, October 24 2002.




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   [KEYING]   Aboba, B., Simon, D., Arkko, J. and H. Levkowetz, "EAP
               Key Management Framework", draft-ietf-eap-keying-01.txt
               (work in progress), October 2003.

   [IKEv2]    C.Kaufman, "Internet Key Exchange (IKEv2) Protocol",
               draft-ietf-ipsec-ikev2-16.txt (work in progress),
               September 2004.

   [AAA-EAP]  Eronen, P., Hiller, T. and G. Zorn, "Diameter Extensible
               Authentication Protocol (EAP) Application", draft-ietf-
               aaa-eap-03.txt (work in progress), October 2003.

8  Authors' Addresses

   Questions about this memo can be directed to:

      Paul Funk
      Juniper Networks
      222 Third Street
      Cambridge, MA 02142
      USA
      Phone: +1 617 497-6339
      E-mail: pfunk@juniper.net

      Simon Blake-Wilson
      Basic Commerce & Industries, Inc.
      96 Spadina Ave, Unit 606
      Toronto, Ontario M5V 2J6
      Canada
      Phone: +1 416 214-5961
      E-mail: sblakewilson@bcisse.com

      Ned Smith
      Intel Corporation
      MS: JF1-229
      2111 N.E. 25th Ave.
      Hillsboro, OR 97124
      USA
      Phone: +1 503 264-2692
      E-mail: ned.smith@intel.com

      Hannes Tschofenig
      Siemens
      Otto-Hahn-Ring 6
      Munich, Bayern  81739\
      Germany
      Phone: +49 89 636 40390
      E-mail: Hannes.Tschofenig@siemens.com

      Thomas Hardjono
      VeriSign Inc.



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      487 East Middlefield Road
      M/S MV6-2-1
      Mountain View, CA 94043
      USA
      Phone: +1 650 426-3204
      E-mail: thardjono@verisign.com

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