ISMS                                                         W. Hardaker
Internet-Draft                                              Sparta, Inc.
Intended status: Standards Track                             May 8, 2009
Expires: November 9, 2009


       Datagram Transport Layer Security Transport Model for SNMP
                   draft-hardaker-isms-dtls-tm-04.txt

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   Provisions Relating to IETF Documents in effect on the date of
   publication of this document (http://trustee.ietf.org/license-info).
   Please review these documents carefully, as they describe your rights
   and restrictions with respect to this document.

Abstract

   This document describes a Transport Model for the Simple Network
   Management Protocol (SNMP), that uses the Datagram Transport Layer
   Security (DTLS) protocol.  The DTLS protocol provides authentication
   and privacy services for SNMP applications.  This document describes
   how the DTLS Transport Model (DTLSTM) implements the needed features
   of a SNMP Transport Subsystem to make this protection possible in an
   interoperable way.

   This transport model is designed to meet the security and operational
   needs of network administrators, operate in environments where a
   connectionless (e.g.  UDP or SCTP) transport is preferred, and
   integrates well into existing public keying infrastructures.

   This document also defines a portion of the Management Information
   Base (MIB) for monitoring and managing the DTLS Transport Model for
   SNMP.




























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Table of Contents

   1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  5
     1.1.  Conventions  . . . . . . . . . . . . . . . . . . . . . . .  7
   2.  The Datagram Transport Layer Security Protocol . . . . . . . .  8
     2.1.  The DTLS Record Protocol . . . . . . . . . . . . . . . . .  8
     2.2.  The DTLS Handshake Protocol  . . . . . . . . . . . . . . .  9
     2.3.  SNMP requirements of DTLS  . . . . . . . . . . . . . . . .  9
   3.  How the DTLSTM fits into the Transport Subsystem . . . . . . . 10
     3.1.  Security Capabilities of this Model  . . . . . . . . . . . 11
       3.1.1.  Threats  . . . . . . . . . . . . . . . . . . . . . . . 11
       3.1.2.  Message Protection . . . . . . . . . . . . . . . . . . 14
       3.1.3.  DTLS Sessions  . . . . . . . . . . . . . . . . . . . . 14
     3.2.  Security Parameter Passing . . . . . . . . . . . . . . . . 15
     3.3.  Notifications and Proxy  . . . . . . . . . . . . . . . . . 15
   4.  Elements of the Model  . . . . . . . . . . . . . . . . . . . . 16
     4.1.  Certificates . . . . . . . . . . . . . . . . . . . . . . . 16
       4.1.1.  The Certificate Infrastructure . . . . . . . . . . . . 16
       4.1.2.  Provisioning for the Certificate . . . . . . . . . . . 18
     4.2.  Messages . . . . . . . . . . . . . . . . . . . . . . . . . 19
     4.3.  SNMP Services  . . . . . . . . . . . . . . . . . . . . . . 19
       4.3.1.  SNMP Services for an Outgoing Message  . . . . . . . . 19
       4.3.2.  SNMP Services for an Incoming Message  . . . . . . . . 20
     4.4.  DTLS Services  . . . . . . . . . . . . . . . . . . . . . . 21
       4.4.1.  Services for Establishing a Session  . . . . . . . . . 21
       4.4.2.  DTLS Services for an Incoming Message  . . . . . . . . 22
       4.4.3.  DTLS Services for an Outgoing Message  . . . . . . . . 23
     4.5.  Cached Information and References  . . . . . . . . . . . . 24
       4.5.1.  DTLS Transport Model Cached Information  . . . . . . . 24
   5.  Elements of Procedure  . . . . . . . . . . . . . . . . . . . . 24
     5.1.  Procedures for an Incoming Message . . . . . . . . . . . . 25
       5.1.1.  DTLS Processing for Incoming Messages  . . . . . . . . 25
       5.1.2.  Transport Processing for Incoming Messages . . . . . . 26
     5.2.  Procedures for an Outgoing Message . . . . . . . . . . . . 27
     5.3.  Establishing a Session . . . . . . . . . . . . . . . . . . 28
     5.4.  Closing a Session  . . . . . . . . . . . . . . . . . . . . 31
   6.  MIB Module Overview  . . . . . . . . . . . . . . . . . . . . . 31
     6.1.  Structure of the MIB Module  . . . . . . . . . . . . . . . 31
     6.2.  Textual Conventions  . . . . . . . . . . . . . . . . . . . 32
     6.3.  Statistical Counters . . . . . . . . . . . . . . . . . . . 32
     6.4.  Configuration Tables . . . . . . . . . . . . . . . . . . . 32
     6.5.  Relationship to Other MIB Modules  . . . . . . . . . . . . 32
       6.5.1.  MIB Modules Required for IMPORTS . . . . . . . . . . . 32
   7.  MIB Module Definition  . . . . . . . . . . . . . . . . . . . . 32
   8.  Operational Considerations . . . . . . . . . . . . . . . . . . 47
     8.1.  Sessions . . . . . . . . . . . . . . . . . . . . . . . . . 47
     8.2.  Notification Receiver Credential Selection . . . . . . . . 48
     8.3.  contextEngineID Discovery  . . . . . . . . . . . . . . . . 48



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   9.  Security Considerations  . . . . . . . . . . . . . . . . . . . 49
     9.1.  Certificates, Authentication, and Authorization  . . . . . 49
     9.2.  Use with SNMPv1/SNMPv2c Messages . . . . . . . . . . . . . 50
     9.3.  MIB Module Security  . . . . . . . . . . . . . . . . . . . 50
   10. IANA Considerations  . . . . . . . . . . . . . . . . . . . . . 51
   11. Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . 51
   12. References . . . . . . . . . . . . . . . . . . . . . . . . . . 52
     12.1. Normative References . . . . . . . . . . . . . . . . . . . 52
     12.2. Informative References . . . . . . . . . . . . . . . . . . 54
   Appendix A.  Target and Notificaton Configuration Example  . . . . 54
   Author's Address . . . . . . . . . . . . . . . . . . . . . . . . . 56








































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1.  Introduction

   It is important to understand the modular SNMPv3 architecture as
   defined by [RFC3411] and enhanced by the Transport Subsystem
   [I-D.ietf-isms-tmsm].  It is also important to understand the
   terminology of the SNMPv3 architecture in order to understand where
   the Transport Model described in this document fits into the
   architecture and how it interacts with the other architecture
   subsystems.  For a detailed overview of the documents that describe
   the current Internet-Standard Management Framework, please refer to
   Section 7 of [RFC3410].

   This document describes a Transport Model that makes use of the
   Datagram Transport Layer Security (DTLS) Protocol [RFC4347], the
   datagram variant of the existing and commonly deployed Transport
   Layer Security (TLS) protocol [RFC5246], within a transport subsystem
   [I-D.ietf-isms-tmsm].  The Transport Model in this document is
   referred to as the Datagram Transport Layer Security Transport Model
   (DTLSTM).  DTLS takes advantage of the X.509 public keying
   infrastructure [X509].  This transport model is designed to meet the
   security and operational needs of network administrators, operate in
   environments where a connectionless (e.g.  UDP or SCTP) transport is
   preferred, and integrate well into existing public keying
   infrastructures.

   This document also specifies a portion of the Management Information
   Base (MIB) to define objects for monitoring and managing the DTLS
   Transport Model for SNMP.

   Managed objects are accessed via a virtual information store, termed
   the Management Information Base or MIB.  MIB objects are generally
   accessed through the Simple Network Management Protocol (SNMP).
   Objects in the MIB are defined using the mechanisms defined in the
   Structure of Management Information (SMI).  This memo specifies a MIB
   module that is compliant to the SMIv2, which is described in STD 58,
   RFC 2578 [RFC2578], STD 58, RFC 2579 [RFC2579] and STD 58, RFC 2580
   [RFC2580].

   The diagram shown below gives a conceptual overview of two SNMP
   entities communicating using the DTLS Transport Model.  One entity
   contains a Command Responder and Notification Originator application,
   and the other a Command Generator and Notification Responder
   application.  It should be understood that this particular mix of
   application types is an example only and other combinations are
   equally as legitimate.


 +----------------------------------------------------------------+



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 |                              Network                           |
 +----------------------------------------------------------------+
     ^                     ^             ^               ^
     |Notifications        |Commands     |Commands       |Notifications
 +---|---------------------|--------+ +--|---------------|-------------+
 |   V                     V        | |  V               V             |
 | +------------+  +------------+   | | +-----------+   +----------+   |
 | |   DTLS     |  |   DTLS     |   | | |  DTLS     |   |  DTLS    |   |
 | |   Service  |  |   Service  |   | | |  Service  |   |  Service |   |
 | |   (Client) |  |   (Server) |   | | |  (Client) |   |  (Server)|   |
 | +------------+  +------------+   | | +-----------+   +----------+   |
 |          ^          ^            | |       ^              ^         |
 |          |          |            | |       |              |         |
 |       +--+----------+            | |     +-+--------------+         |
 | +-----|---------+----+           | | +---|--------+----+            |
 | |     V         |LCD | +-------+ | | |   V        |LCD | +--------+ |
 | | +------+      +----+ |       | | | | +------+   +----+ |        | |
 | | | DTLS | <---------->| Cache | | | | | DTLS |    <---->| Cache  | |
 | | |  TM  |           | |       | | | | |  TM  |        | |        | |
 | | +------+           | +-------+ | | | +------+        | +--------+ |
 | |Transport Subsystem |    ^      | | |Transport Sub.   |      ^     |
 | +--------------------+    |      | | +-----------------+      |     |
 |    ^                      +----+ | |    ^                     |     |
 |    |                           | | |    |                     |     |
 |    v                           | | |    V                     |     |
 | +-------+ +----------+ +-----+ | | | +-----+ +------+ +-----+ |     |
 | |       | |Message   | |Sec. | | | | |     | |  MP  | |Sec. | |     |
 | | Disp. | |Processing| |Sub- | | | | |Disp.| | Sub- | |Sub- | |     |
 | |       | |Subsystem | |sys. | | | | |     | |system| |sys. | |     |
 | |       | |          | |     | | | | |     | |      | |     | |     |
 | |       | |          | |+---+| | | | |     | |      | |+---+| |     |
 | |       | | +-----+  | ||   || | | | |     | |+----+| ||   || |     |
 | |      <--->|v3MP |<-->||TSM|<-+ | | |    <-->|v3MP|<->|TSM|<-+     |
 | |       | | +-----+  | ||   ||   | | |     | |+----+| ||   ||       |
 | +-------+ |          | |+---+|   | | +-----+ |      | |+---+|       |
 |    ^      |          | |     |   | |    ^    |      | |     |       |
 |    |      +----------+ +-----+   | |    |    +------+ +-----+       |
 |    +-+------------+              | |  +-+------------+              |
 |      ^            ^              | |  ^              ^              |
 |      |            |              | |  |              |              |
 |      v            v              | |  V              V              |
 | +-------------+ +--------------+ | | +-----------+ +--------------+ |
 | |   COMMAND   | | NOTIFICATION | | | |  COMMAND  | | NOTIFICATION | |
 | |  RESPONDER  | |  ORIGINATOR  | | | | GENERATOR | |  RESPONDER   | |
 | | application | | applications | | | |application| | application  | |
 | +-------------+ +--------------+ | | +-----------+ +--------------+ |
 |                      SNMP entity | |                    SNMP entity |
 +----------------------------------+ +--------------------------------+



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1.1.  Conventions

   For consistency with SNMP-related specifications, this document
   favors terminology as defined in STD62 rather than favoring
   terminology that is consistent with non-SNMP specifications.  This is
   consistent with the IESG decision to not require the SNMPv3
   terminology be modified to match the usage of other non-SNMP
   specifications when SNMPv3 was advanced to Full Standard.

   Authentication in this document typically refers to the English
   meaning of "serving to prove the authenticity of" the message, not
   data source authentication or peer identity authentication.

   The terms "manager" and "agent" are not used in this document,
   because in the RFC 3411 architecture [RFC3411], all SNMP entities
   have the capability of acting in either manager or agent or in both
   roles depending on the SNMP application types supported in the
   implementation.  Where distinction is required, the application names
   of Command Generator, Command Responder, Notification Originator,
   Notification Receiver, and Proxy Forwarder are used.  See "SNMP
   Applications" [RFC3413] for further information.

   Throughout this document, the terms "client" and "server" are used to
   refer to the two ends of the DTLS transport connection.  The client
   actively opens the DTLS connection, and the server passively listens
   for the incoming DTLS connection.  Either SNMP entity may act as
   client or as server, as discussed further below.

   The User-Based Security Model (USM) [RFC3414] is a mandatory-to-
   implement Security Model in STD 62.  While DTLS and USM frequently
   refer to a user, the terminology preferred in RFC3411 [RFC3411] and
   in this memo is "principal".  A principal is the "who" on whose
   behalf services are provided or processing takes place.  A principal
   can be, among other things, an individual acting in a particular
   role; a set of individuals, with each acting in a particular role; an
   application or a set of applications, or a combination of these
   within an administrative domain.

   Throughout this document, the term "session" is used to refer to a
   secure association between two DTLS Transport Models that permits the
   transmission of one or more SNMP messages within the lifetime of the
   session.

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
   document are to be interpreted as described in [RFC2119].





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2.  The Datagram Transport Layer Security Protocol

   The DTLS protocol is a datagram-compatible variant of the commonly
   used Transport Layer Security (TLS) protocol.  DTLS provides
   authentication, data message integrity, and privacy at the transport
   layer.  (See [RFC4347])

   The primary goals of the DTLS Transport Model are to provide privacy,
   source authentication and data integrity between two communicating
   SNMP entities.  The DTLS protocol is composed of two layers: the DTLS
   Record Protocol and the DTLS Handshake Protocol.  The following
   sections provide an overview of these two layers.  Please refer to
   [RFC4347] for a complete description of the protocol.  Readers
   familiar with DTLS can skip Section 2 except for section Section 2.3.

2.1.  The DTLS Record Protocol

   At the lowest layer, layered on top of a datagram transport protocol
   (e.g.  UDP or SCTP) is the DTLS Record Protocol.

   The DTLS Record Protocol provides security that has three basic
   properties:

   o  The session can be confidential.  Symmetric cryptography is used
      for data encryption (e.g., AES [AES], DES [DES] etc.).  The keys
      for this symmetric encryption are generated uniquely for each
      session and are based on a secret negotiated by another protocol
      (such as the DTLS Handshake Protocol).  The Record Protocol can
      also be used without encryption.

   o  Messages can have data integrity.  Message transport includes a
      message integrity check using a keyed MAC.  Secure hash functions
      (e.g., SHA, MD5, etc.) are used for MAC computations.  The Record
      Protocol can operate without a MAC, but is generally only used in
      this mode while another protocol is using the Record Protocol as a
      transport for negotiating security parameters.

   o  Messages are protected against replay.  DTLS uses explicit
      sequence numbers, integrity checks, and a sliding window to
      protect against replay of messages within a session.

   DTLS also provides protection against replay of entire sessions.  In
   a properly-implemented keying material exchange, both sides will
   generate new random numbers for each exchange.  This results in
   different encryption and integrity keys for every session.






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2.2.  The DTLS Handshake Protocol

   The DTLS Record Protocol is used for encapsulation of various higher-
   level protocols.  One such encapsulated protocol, the DTLS Handshake
   Protocol, allows the server and client to authenticate each other and
   to negotiate an integrity algorithm, an encryption algorithm and
   cryptographic keys before the application protocol transmits or
   receives its first octet of data.  Only the DTLS client can initiate
   the handshake protocol.  The DTLS Handshake Protocol provides
   security that has three basic properties:

   o  The peer's identity can be authenticated using asymmetric (public
      key) cryptography (e.g., RSA [RSA], DSS [DSS], etc.).  This
      authentication can be made optional, but is generally required by
      at least one of the peers.

      DTLS supports three authentication modes: authentication of both
      the server and the client, server authentication with an
      unauthenticated client, and total anonymity.  For authentication
      of both entities, each entity provides a valid certificate chain
      leading to an acceptable certificate authority.  Each entity is
      responsible for verifying that the other's certificate is valid
      and has not expired or been revoked.  See
      [I-D.hodges-server-ident-check] for further details on
      standardized processing when checking Server certificate
      identities.

   o  The negotiation of a shared secret is secure: the negotiated
      secret is unavailable to eavesdroppers, and for any authenticated
      handshake the secret cannot be obtained, even by an attacker who
      can place himself in the middle of the session.

   o  The negotiation is not vulnerable to malicious modification: it is
      infeasible for an attacker to modify negotiation communication
      without being detected by the parties to the communication.

   o  DTLS uses a stateless cookie exchange to protect against anonymous
      denial of service attacks and has retransmission timers, sequence
      numbers, and counters to handle message loss, reordering, and
      fragmentation.

2.3.  SNMP requirements of DTLS

   To properly support the SNMP over DTLS Transport Model, the DTLS
   implementation requires the following:

   o  The DTLS Transport Model SHOULD always use authentication of both
      the server and the client.



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   o  At a minimum the DTLS Transport MUST support authentication of the
      Command Generator principals to guarantee the authenticity of the
      securityName.

   o  The DTLS Transport SHOULD support the message encryption to
      protect sensitive data from eavesdropping attacks.


3.  How the DTLSTM fits into the Transport Subsystem

   A transport model is a component of the Transport Subsystem.  The
   DTLS Transport Model thus fits between the underlying DTLS transport
   layer and the message dispatcher [RFC3411] component of the SNMP
   engine and the Transport Subsystem.

   The DTLS Transport Model will establish a session between itself and
   the DTLS Transport Model of another SNMP engine.  The sending
   transport model passes unprotected messages from the dispatcher to
   DTLS to be protected, and the receiving transport model accepts
   decrypted and authenticated/integrity-checked incoming messages from
   DTLS and passes them to the dispatcher.

   After a DTLS Transport model session is established, SNMP messages
   can conceptually be sent through the session from one SNMP message
   dispatcher to another SNMP message dispatcher.  If multiple SNMP
   messages are needed to be passed between two SNMP applications they
   SHOULD be passed through the same session.  A DTLSTM implementation
   engine MAY choose to close a DTLS session to conserve resources.

   The DTLS Transport Model of an SNMP engine will perform the
   translation between DTLS-specific security parameters and SNMP-
   specific, model-independent parameters.

   The diagram below depicts where the DTLS Transport Model fits into
   the architecture described in RFC3411 and the Transport Subsystem:


   +------------------------------+
   |    Network                   |
   +------------------------------+
      ^       ^              ^
      |       |              |
      v       v              v
   +-------------------------------------------------------------------+
   | +--------------------------------------------------+              |
   | |  Transport Subsystem                             |  +--------+  |
   | | +-----+ +-----+ +-----+ +-----+       +-------+  |  |        |  |
   | | | UDP | | TCP | | SSH | |DTLS | . . . | other |<--->| Cache  |  |



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   | | |     | |     | | TM    | TM  |       |       |  |  |        |  |
   | | +-----+ +-----+ +-----+ +-----+       +-------+  |  +--------+  |
   | +--------------------------------------------------+         ^    |
   |              ^                                               |    |
   |              |                                               |    |
   | Dispatcher   v                                               |    |
   | +--------------+ +---------------------+  +----------------+ |    |
   | | Transport    | | Message Processing  |  | Security       | |    |
   | | Dispatch     | | Subsystem           |  | Subsystem      | |    |
   | |              | |     +------------+  |  | +------------+ | |    |
   | |              | |  +->| v1MP       |<--->| | USM        | | |    |
   | |              | |  |  +------------+  |  | +------------+ | |    |
   | |              | |  |  +------------+  |  | +------------+ | |    |
   | |              | |  +->| v2cMP      |<--->| | Transport  | | |    |
   | | Message      | |  |  +------------+  |  | | Security   |<--+    |
   | | Dispatch    <---->|  +------------+  |  | | Model      | |      |
   | |              | |  +->| v3MP       |<--->| +------------+ |      |
   | |              | |  |  +------------+  |  | +------------+ |      |
   | | PDU Dispatch | |  |  +------------+  |  | | Other      | |      |
   | +--------------+ |  +->| otherMP    |<--->| | Model(s)   | |      |
   |              ^   |     +------------+  |  | +------------+ |      |
   |              |   +---------------------+  +----------------+      |
   |              v                                                    |
   |      +-------+-------------------------+---------------+          |
   |      ^                                 ^               ^          |
   |      |                                 |               |          |
   |      v                                 v               v          |
   | +-------------+   +---------+   +--------------+  +-------------+ |
   | |   COMMAND   |   | ACCESS  |   | NOTIFICATION |  |    PROXY    | |
   | |  RESPONDER  |<->| CONTROL |<->|  ORIGINATOR  |  |  FORWARDER  | |
   | | application |   |         |   | applications |  | application | |
   | +-------------+   +---------+   +--------------+  +-------------+ |
   |      ^                                 ^                          |
   |      |                                 |                          |
   |      v                                 v                          |
   | +----------------------------------------------+                  |
   | |             MIB instrumentation              |      SNMP entity |
   +-------------------------------------------------------------------+

3.1.  Security Capabilities of this Model

3.1.1.  Threats

   The DTLS Transport Model provides protection against the threats
   identified by the RFC 3411 architecture [RFC3411]:






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   1.  Modification of Information - The modification threat is the
       danger that some unauthorized entity may alter in-transit SNMP
       messages generated on behalf of an authorized principal in such a
       way as to effect unauthorized management operations, including
       falsifying the value of an object.

       DTLS provides verification that the content of each received
       message has not been modified during its transmission through the
       network, data has not been altered or destroyed in an
       unauthorized manner, and data sequences have not been altered to
       an extent greater than can occur non-maliciously.

   2.  Masquerade - The masquerade threat is the danger that management
       operations unauthorized for a given principal may be attempted by
       assuming the identity of another principal that has the
       appropriate authorizations.

       The DTLSTM provides for authentication of the Command Generator,
       Command Responder, Notification Generator, Notification Responder
       and Proxy Forwarder through the use of X.509 certificates.

       The masquerade threat can be mitigated against by using an
       appropriate Access Control Model (ACM) such as the View-based
       Access Control Module (VACM) [RFC3415].  In addition, it is
       important to authenticate and verify both the authenticated
       identity of the DTLS client and the DTLS server to protect
       against this threat.  (See Section 9 for more detail.)

   3.  Message stream modification - The re-ordering, delay or replay of
       messages can and does occur through the natural operation of many
       connectionless transport services.  The message stream
       modification threat is the danger that messages may be
       maliciously re-ordered, delayed or replayed to an extent which is
       greater than can occur through the natural operation of
       connectionless transport services, in order to effect
       unauthorized management operations.

       DTLS provides replay protection with a MAC that includes a
       sequence number.  DTLS uses a sliding window protocol with the
       sequence number for replay protection, see [RFC4347].  The
       technique used is the same as in IPsec AH/ESP [RFC4302]
       [RFC4303], by maintaining a bitmap window of received records.
       Records that are too old to fit in the window and records that
       have previously been received are silently discarded.  The replay
       detection feature is optional, since packet duplication can also
       occur naturally due to routing errors and does not necessarily
       indicate an active attack.  Applications may conceivably detect
       duplicate packets and accordingly modify their data transmission



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       strategy.

   4.  Disclosure - The disclosure threat is the danger of eavesdropping
       on the exchanges between SNMP engines.  Protecting against this
       threat may be required by local policy at the deployment site.

       Symmetric cryptography (e.g., AES [AES], DES [DES] etc.) can be
       used by DTLS for data privacy.  The keys for this symmetric
       encryption are generated uniquely for each session and are based
       on a secret negotiated by another protocol (such as the DTLS
       Handshake Protocol).

   5.  Denial of Service - the RFC 3411 architecture [RFC3411] states
       that denial of service (DoS) attacks need not be addressed by an
       SNMP security protocol.  However, datagram security protocols are
       susceptible to a variety of denial of service attacks.  Two
       attacks are of particular concern:

       o  An attacker can consume excessive resources on the server by
          transmitting a series of handshake initiation requests,
          causing the server to allocate state and potentially to
          perform expensive cryptographic operations.

       o  An attacker can use the server as an amplifier by sending
          session initiation messages with a forged source of the
          victim.  The server then sends its next message (in DTLS, a
          Certificate message, which can be quite large) to the victim
          machine, thus flooding it.


       In order to counter both of these attacks, DTLS borrows the
       stateless cookie technique used by Photuris [RFC2522] and IKEv2
       [RFC4306].  When the client sends its ClientHello message to the
       server, the server MAY respond with a HelloVerifyRequest message.
       This message contains a stateless cookie generated using the
       technique of [RFC2522].  The client MUST retransmit the
       ClientHello with the cookie added.  The server then verifies the
       cookie and proceeds with the handshake only if it is valid.  This
       mechanism forces the attacker/client to be able to receive the
       cookie, which makes DoS attacks with spoofed IP addresses
       difficult.  This mechanism does not provide any defense against
       denial of service attacks mounted from valid IP addresses.

       Implementations are not required to perform the stateless cookie
       exchange for every DTLS handshakes but in environments where
       amplification could be an issue it is RECOMMENDED that the cookie
       exchange is utilized.




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3.1.2.  Message Protection

   The RFC 3411 architecture recognizes three levels of security:

   o  without authentication and without privacy (noAuthNoPriv)

   o  with authentication but without privacy (authNoPriv)

   o  with authentication and with privacy (authPriv)

   The DTLS Transport Model determines from DTLS the identity of the
   authenticated principal, and the type and address associated with an
   incoming message, and the DTLS Transport Model provides this
   information to DTLS for an outgoing message.

   When an application requests a session for a message, through the
   cache, the application requests a security level for that session.
   The DTLS Transport Model MUST ensure that the DTLS session provides
   security at least as high as the requested level of security.  How
   the security level is translated into the algorithms used to provide
   data integrity and privacy is implementation-dependent.  However, the
   NULL integrity and encryption algorithms MUST NOT be used to fulfill
   security level requests for authentication or privacy.
   Implementations MAY choose to force DTLS to only allow cipher_suites
   that provide both authentication and privacy to guarantee this
   assertion.

   If a suitable interface between the DTLS Transport Model and the DTLS
   Handshake Protocol is implemented to allow the selection of security
   level dependent algorithms, for example a security level to
   cipher_suites mapping table, then different security levels may be
   utilized by the application.  However, different port numbers will
   need to be used by at least one side of the connection to
   differentiate between the DTLS sessions.  This is the only way to
   ensured proper selection of a session ID for an incoming DTLS
   message.

   The authentication, integrity and privacy algorithms used by the DTLS
   Protocol [RFC4347] may vary over time as the science of cryptography
   continues to evolve and the development of DTLS continues over time.
   Implementers are encouraged to plan for changes in operator trust of
   particular algorithms and implementations should offer configuration
   settings for mapping algorithms to SNMPv3 security levels.

3.1.3.  DTLS Sessions

   DTLS sessions are opened by the DTLS Transport Model during the
   elements of procedure for an outgoing SNMP message.  Since the sender



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   of a message initiates the creation of a DTLS session if needed, the
   DTLS session will already exist for an incoming message.

   Implementations MAY choose to instantiate DTLS sessions in
   anticipation of outgoing messages.  This approach might be useful to
   ensure that a DTLS session to a given target can be established
   before it becomes important to send a message over the DTLS session.
   Of course, there is no guarantee that a pre-established session will
   still be valid when needed.

   DTLS sessions are uniquely identified within the DTLS Transport Model
   by the combination of transportDomain, transportAddress,
   securityName, and requestedSecurityLevel associated with each
   session.  Each unique combination of these parameters MUST have a
   locally-chosen unique dtlsSessionID associated for active sessions.
   For further information see Section 4.4 and Section 5.

3.2.  Security Parameter Passing

   For the DTLS server-side, DTLS-specific security parameters (i.e.,
   cipher_suites, X.509 certificate fields, IP address and port) are
   translated by the DTLS Transport Model into security parameters for
   the DTLS Transport Model and security model (i.e., securityLevel,
   securityName, transportDomain, transportAddress).  The transport-
   related and DTLS-security-related information, including the
   authenticated identity, are stored in a cache referenced by
   tmStateReference.

   For the DTLS client-side, the DTLS Transport Model takes input
   provided by the dispatcher in the sendMessage() Abstract Service
   Interface (ASI) and input from the tmStateReference cache.  The DTLS
   Transport Model converts that information into suitable security
   parameters for DTLS and establishes sessions as needed.

   The elements of procedure in Section 5 discuss these concepts in much
   greater detail.

3.3.  Notifications and Proxy

   DTLS sessions may be initiated by DTLS clients on behalf of command
   generators or notification originators.  Command generators are
   frequently operated by a human, but notification originators are
   usually unmanned automated processes.  The targets to whom
   notifications should be sent is typically determined and configured
   by a network administrator.

   The SNMP-TARGET-MIB module [RFC3413] contains objects for defining
   management targets, including transportDomain, transportAddress,



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   securityName, securityModel, and securityLevel parameters, for
   Notification Generator, Proxy Forwarder, and SNMP-controllable
   Command Generator applications.  Transport domains and transport
   addresses are configured in the snmpTargetAddrTable, and the
   securityModel, securityName, and securityLevel parameters are
   configured in the snmpTargetParamsTable.  This document defines a MIB
   module that extends the SNMP-TARGET-MIB's snmpTargetParamsTable to
   specify a DTLS client-side certificate to use for the connection.

   When configuring a DTLS target, the snmpTargetAddrTDomain and
   snmpTargetAddrTAddress parameters in snmpTargetAddrTable should be
   set to the snmpDTLSUDPDomain or snmpDTLSSCTPDomain object and an
   appropriate snmpDTLSUDPAddress or snmpDTLSSCTPAddress value
   respectively.  The snmpTargetParamsMPModel column of the
   snmpTargetParamsTable should be set to a value of 3 to indicate the
   SNMPv3 message processing model.  The snmpTargetParamsSecurityName
   should be set to an appropriate securityName value and the
   dtlstmParamsHashType and dtlstmParamsHashValue parameters of the
   dtlstmParamsTable should be set to values that refer to a locally
   held certificate to be used.  Other parameters, for example
   cryptographic configuration such as cipher suites to use, must come
   from configuration mechanisms not defined in this document.  The
   other needed configuration may be configured using SNMP or other
   implementation-dependent mechanisms (for example, via a CLI).  This
   securityName defined in the snmpTargetParamsSecurityName column will
   be used by the access control model to authorize any notifications
   that need to be sent.


4.  Elements of the Model

   This section contains definitions required to realize the DTLS
   Transport Model defined by this document.  Readers familiar with
   X.509 certificates can skip this section until Section 4.1.2.

4.1.  Certificates

   DTLS makes use of X.509 certificates for authentication of both sides
   of the transport.  This section discusses the use of certificates in
   DTLS and the its effects on SNMP over DTLS.

4.1.1.  The Certificate Infrastructure

   Users of a public key SHALL be confident that the associated private
   key is owned by the correct remote subject (person or system) with
   which an encryption or digital signature mechanism will be used.
   This confidence is obtained through the use of public key
   certificates, which are data structures that bind public key values



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   to subjects.  The binding is asserted by having a trusted CA
   digitally sign each certificate.  The CA may base this assertion upon
   technical means (i.e., proof of possession through a challenge-
   response protocol), presentation of the private key, or on an
   assertion by the subject.  A certificate has a limited valid lifetime
   which is indicated in its signed contents.  Because a certificate's
   signature and timeliness can be independently checked by a
   certificate-using client, certificates can be distributed via
   untrusted communications and server systems, and can be cached in
   unsecured storage in certificate-using systems.

   ITU-T X.509 (formerly CCITT X.509) or ISO/IEC/ITU 9594-8, which was
   first published in 1988 as part of the X.500 Directory
   recommendations, defines a standard certificate format [X509] which
   is a certificate which binds a subject (principal) to a public key
   value.  This was later further documented in [RFC5280].

   A X.509 certificate is a sequence of three required fields:

   tbsCertificate:  The field contains the names of the subject and
      issuer, a public key associated with the subject, a validity
      period, and other associated information.  This field may also
      contain extension components.

   signatureAlgorithm:  The signatureAlgorithm field contains the
      identifier for the cryptographic algorithm used by the certificate
      authority (CA) to sign this certificate.

   signatureValue:  The signatureValue field contains a digital
      signature computed upon the ASN.1 DER encoded tbsCertificate
      field.  The ASN.1 DER encoded tbsCertificate is used as the input
      to the signature function.  This signature value is then ASN.1 DER
      encoded as a BIT STRING and included in the Certificate's
      signature field.  By generating this signature, a CA certifies the
      validity of the information in the tbsCertificate field.  In
      particular, the CA certifies the binding between the public key
      material and the subject of the certificate.

   The basic X.509 authentication procedure is as follows: A system is
   initialized with a number of root certificates that contain the
   public keys of a number of trusted CAs.  When a system receives a
   X.509 certificate, signed by one of those CAs, the certificate has to
   be verified.  It first checks the signatureValue field by using the
   public key of the corresponding trusted CA.  Then it compares the
   decrypted information with a digest of the tbsCertificate field.  If
   they match, then the subject in the tbsCertificate field is
   authenticated.




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4.1.2.  Provisioning for the Certificate

   Authentication using DTLS will require that SNMP entities are
   provisioned with certificates, which are signed by trusted
   certificate authorities.  Furthermore, SNMP entities will most
   commonly need to be provisioned with root certificates which
   represent the list of trusted certificate authorities that an SNMP
   entity can use for certificate verification.  SNMP entities MAY also
   be provisioned with a X.509 certificate revocation mechanism which
   can be used to verify that a certificate has not been revoked.

   The authenticated tmSecurityName of the principal is looked up using
   the dtlstmCertificateToSNTable.  This table either:

   o  Maps a certificate's fingerprint hash type and value to a directly
      specified tmSecurityName.

   o  Identifies a certificate issuer's fingerprint hash type and value
      and allows child certificate's subjectAltName or CommonName to
      directly used as the tmSecurityNome.

   The certificate trust anchors, being either CA certificates or public
   keys for use by self-signed certificates, must be installed through
   an out of band trusted mechanism into the server and its authenticity
   MUST be verified before access is granted.  Implementations SHOULD
   choose to discard any connections for which no potential
   dtlstmCertificateToSNTable mapping exists before performing
   certificate verification to avoid expending computational resources
   associated with certificate verification.

   The typical enterprise configuration will map the "subjectAltName"
   component of the tbsCertificate to the DTLSSM specific
   tmSecurityName.  Thus, the authenticated identity can be obtained by
   the DTLS Transport Model by extracting the subjectAltName from the
   peer's certificate and the receiving application will have an
   appropriate tmSecurityName for use by components like an access
   control model.  This setup requires very little configuration: a
   single row in the dtlstmCertificateToSNTable referencing a
   certificate authority.

   An example mapping setup can be found in Appendix A

   This tmSecurityName may be later translated from a DTLSSM specific
   tmSecurityName to a SNMP engine securityName by the security model.
   A security model, like the TSM security model, may perform an
   identity mapping or a more complex mapping to derive the securityName
   from the tmSecurityName offered by the DTLS Transport Model.




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4.2.  Messages

   As stated in Section 4.1.1 of [RFC4347], each DTLS record must fit
   within a single DTLS datagram.  The DTLSTM SHOULD prohibit SNMP
   messages from being sent that exceeds the maximum DTLS message.  The
   DTLSTM implementation SHOULD return an error when the DTLS message
   size would be exceeded and the message won't be sent.

4.3.  SNMP Services

   This section describes the services provided by the DTLS Transport
   Model with their inputs and outputs.  The services are between the
   Transport Model and the dispatcher.

   The services are described as primitives of an abstract service
   interface (ASI) and the inputs and outputs are described as abstract
   data elements as they are passed in these abstract service
   primitives.

4.3.1.  SNMP Services for an Outgoing Message

   The dispatcher passes the information to the DTLS Transport Model
   using the ASI defined in the transport subsystem:

      statusInformation =
      sendMessage(
      IN   destTransportDomain           -- transport domain to be used
      IN   destTransportAddress          -- transport address to be used
      IN   outgoingMessage               -- the message to send
      IN   outgoingMessageLength         -- its length
      IN   tmStateReference              -- reference to transport state
       )

   The abstract data elements passed as parameters in the abstract
   service primitives are as follows:

   statusInformation:  An indication of whether the passing of the
      message was successful.  If not it is an indication of the
      problem.

   destTransportDomain:  The transport domain for the associated
      destTransportAddress.  The Transport Model uses this parameter to
      determine the transport type of the associated
      destTransportAddress.  This parameter may also be used by the
      transport subsystem to route the message to the appropriate
      Transport Model.  This document specifies two DTLS based Transport
      Domains for use: the snmpDTLSUDPDomain and the snmpDTLSSCTPDomain.




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   destTransportAddress:  The transport address of the destination DTLS
      Transport Model in a format specified by the SnmpDTLSUDPAddress or
      the SnmpDTLSSCTPAddress TEXTUAL-CONVENTIONs.

   outgoingMessage:  The outgoing message to send to DTLS for
      encapsulation.

   outgoingMessageLength:  The length of the outgoing message.

   tmStateReference:  A handle/reference to tmSecurityData to be used
      when securing outgoing messages.

4.3.2.  SNMP Services for an Incoming Message

   The DTLS Transport Model processes the received message from the
   network using the DTLS service and then passes it to the dispatcher
   using the following ASI:


      statusInformation =
      receiveMessage(
      IN   transportDomain               -- origin transport domain
      IN   transportAddress              -- origin transport address
      IN   incomingMessage               -- the message received
      IN   incomingMessageLength         -- its length
      IN   tmStateReference              -- reference to transport state
       )

   The abstract data elements passed as parameters in the abstract
   service primitives are as follows:

   statusInformation:  An indication of whether the passing of the
      message was successful.  If not it is an indication of the
      problem.

   transportDomain:  The transport domain for the associated
      transportAddress.  This document specifies two DTLS based
      Transport Domains for use: the snmpDTLSUDPDomain and the
      snmpDTLSSCTPDomain.

   transportAddress:  The transport address of the source of the
      received message in a format specified by the SnmpDTLSUDPAddress
      or the SnmpDTLSSCTPAddress TEXTUAL-CONVENTION.

   incomingMessage:  The whole SNMP message stripped of all DTLS
      protection data.





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   incomingMessageLength:  The length of the SNMP message after being
      processed by DTLS.

   tmStateReference:  A handle/reference to tmSecurityData to be used by
      the security model.

4.4.  DTLS Services

   This section describes the services provided by the DTLS Transport
   Model with their inputs and outputs.  These services are between the
   DTLS Transport Model and the DTLS transport layer.  The following
   sections describe services for establishing and closing a session and
   for passing messages between the DTLS transport layer and the DTLS
   Transport Model.

4.4.1.  Services for Establishing a Session

   The DTLS Transport Model provides the following ASI to describe the
   data passed between the Transport Model and the DTLS transport layer
   for session establishment.


   statusInformation =           -- errorIndication or success
   openSession(
   IN   destTransportDomain      -- transport domain to be used
   IN   destTransportAddress     -- transport address to be used
   IN   securityName             -- on behalf of this principal
   IN   securityLevel            -- Level of Security requested
   OUT  dtlsSessionID            -- Session identifier for DTLS
   )

   The abstract data elements passed as parameters in the abstract
   service primitives are as follows:

   statusInformation:  An indication of whether the process was
      successful or not.  If not, then the status information will
      include the error indication provided by DTLS.

   destTransportDomain:  The transport domain for the associated
      destTransportAddress.  The DTLS Transport Model uses this
      parameter to determine the transport type of the associated
      destTransportAddress.  This document specifies two DTLS based
      Transport Domains for use: the snmpDTLSUDPDomain and the
      snmpDTLSSCTPDomain.







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   destTransportAddress:  The transport address of the destination DTLS
      Transport Model in a format specified by the SnmpDTLSUDPAddress or
      the SnmpDTLSSCTPAddress TEXTUAL-CONVENTION.

   securityName:  The security name representing the principal on whose
      behalf the message will be sent.

   securityLevel:  The level of security requested by the application.

   dtlsSessionID:  An implementation-dependent session identifier to
      reference the specific DTLS session.

   DTLS and UDP do not provide a session de-multiplexing mechanism and
   it is possible that implementations will only be able to identify a
   unique session based on a unique combination of source address,
   destination address, source UDP port number and destination UDP port
   number.  Because of this, when establishing a new sessions
   implementations MUST use a different UDP source port number for each
   connection to a remote destination IP-address/port-number combination
   to ensure the remote entity can properly disambiguate between
   multiple sessions from a host to the same port on a server.  SCTP
   does provide session de-multiplexing so this restriction is not
   needed for DTLS/SCTP implementations.

   The procedural details for establishing a session are further
   described in Section 5.3.

   Upon completion of the process the DTLS Transport Model returns
   status information and, if the process was successful the
   dtlsSessionID.  Other implementation-dependent data from DTLS are
   also returned.  The dtlsSessionID is stored in an implementation-
   dependent manner and tied to the tmSecurityData for future use of
   this session.

4.4.2.  DTLS Services for an Incoming Message

   When the DTLS Transport Model invokes the DTLS record layer to verify
   proper security for the incoming message, it must use the following
   ASI:


   statusInformation =           -- errorIndication or success
   dtlsRead(
   IN   dtlsSessionID            -- Session identifier for DTLS
   IN   wholeDtlsMsg             -- as received on the wire
   IN   wholeDtlsMsgLength       -- length as received on the wire
   OUT  incomingMessage          -- the whole SNMP message from DTLS
   OUT  incomingMessageLength    -- the length of the SNMP message



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   )

   The abstract data elements passed as parameters in the abstract
   service primitives are as follows:

   statusInformation:  An indication of whether the process was
      successful or not.  If not, then the status information will
      include the error indication provided by DTLS.

   dtlsSessionID:  An implementation-dependent session identifier to
      reference the specific DTLS session.  How the DTLS session ID is
      obtained for each message is implementation-dependent.  As an
      implementation hint, the DTLS Transport Model can examine incoming
      messages to determine the source IP address, source port number,
      destination IP address, and destination port number and use these
      values to look up the local DTLS session ID in the list of active
      sessions.

   wholeDtlsMsg:  The whole message as received on the wire.

   wholeDtlsMsgLength:  The length of the message as it was received on
      the wire.

   incomingMessage:  The whole SNMP message stripped of all DTLS privacy
      and integrity data.

   incomingMessageLength:  The length of the SNMP message stripped of
      all DTLS privacy and integrity data.

4.4.3.  DTLS Services for an Outgoing Message

   When the DTLS Transport Model invokes the DTLS record layer to
   encapsulate and transmit a SNMP message, it must use the following
   ASI.


   statusInformation =           -- errorIndication or success
   dtlsWrite(
   IN   dtlsSessionID            -- Session identifier for DTLS
   IN   outgoingMessage          -- the message to send
   IN   outgoingMessageLength    -- its length
   )

   The abstract data elements passed as parameters in the abstract
   service primitives are as follows:






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   statusInformation:  An indication of whether the process was
      successful or not.  If not, then the status information will
      include the error indication provided by DTLS.

   dtlsSessionID:  An implementation-dependent session identifier to
      reference the specific DTLS session that the message should be
      sent using.

   outgoingMessage:  The outgoing message to send to DTLS for
      encapsulation.

   outgoingMessageLength:  The length of the outgoing message.

4.5.  Cached Information and References

   When performing SNMP processing, there are two levels of state
   information that may need to be retained: the immediate state linking
   a request-response pair, and potentially longer-term state relating
   to transport and security.  "Transport Subsystem for the Simple
   Network Management Protocol" [I-D.ietf-isms-tmsm] defines general
   requirements for caches and references.

4.5.1.  DTLS Transport Model Cached Information

   The DTLSTM has no specific responsibilities regarding the cached
   information beyond those discussed in "Transport Subsystem for the
   Simple Network Management Protocol" [I-D.ietf-isms-tmsm]


5.  Elements of Procedure

   Abstract service interfaces have been defined by RFC 3411 to describe
   the conceptual data flows between the various subsystems within an
   SNMP entity.  The DTLSTM uses some of these conceptual data flows
   when communicating between subsystems.  These RFC 3411-defined data
   flows are referred to here as public interfaces.

   To simplify the elements of procedure, the release of state
   information is not always explicitly specified.  As a general rule,
   if state information is available when a message gets discarded, the
   message-state information should also be released.  If state
   information is available when a session is closed, the session state
   information should also be released.  Sensitive information, like
   cryptographic keys, should be overwritten with zero value or random
   value data prior to being released.

   An error indication may return an OID and value for an incremented
   counter if the information is available at the point where the error



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   is detected.

5.1.  Procedures for an Incoming Message

   The following section describes the procedures followed by the DTLS
   Transport Model when it receives a DTLS protected packet.  The steps
   are broken into two different sections.  The first section describes
   the needed steps for de-multiplexing multiple DTLS sessions and the
   second section describes the steps which are specific to transport
   processing once the DTLS processing has been completed.

5.1.1.  DTLS Processing for Incoming Messages

   DTLS is significantly different in terms of session handling than
   SSH, TLS or other TCP-based session streams.  The DTLS protocol,
   which is datagram-based, does not have a session identifier when run
   over UDP that allows implementations to determine through which
   session a packet is arriving like SCTP-based and TCP-based streams
   have.  Thus, a process for de-multiplexing sessions when used over
   UDP must be incorporated into the procedures for an incoming message.
   The steps in this section describe how this can be accomplished,
   although any implementation dependent method for doing so should be
   suitable as long as the results are consistently deterministic.  The
   important results from the steps in this section are the
   transportDomain, the transportAddress, the wholeMessage, the
   wholeMessageLength, and a unique implementation-dependent session
   identifier.

   This procedure assumes that upon session establishment, an entry in a
   local transport mapping table is created in the Transport Model's
   LCD.  This transport mapping table entry should be able to map a
   unique combination of the remote address, remote port number, local
   address and local port number to a implementation-dependent
   dtlsSessionID.

   1)  The DTLS Transport Model examines the raw UDP message, in an
       implementation-dependent manner.  If the message is not a DTLS
       message then it should be discarded.  If the message is not a
       (D)TLS Application Data message then the message should be
       processed by the underlying DTLS framework as it is (for example)
       a session initialization or session modification message and no
       further steps below should be taken by the DTLS Transport.

   2)  The DTLS Transport Model queries the LCD using the transport
       parameters to determine if a session already exists and its
       dtlsSessionID.  As noted previously, the source and destination
       addresses and ports of the message should uniquely assign the
       message to a specific session identifier.  However, another



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       implementation-dependent method may be used if so desired.

   3)  If a matching entry in the LCD does not exist then the message is
       discarded.  Increment the dtlstmSessionNoAvailableSessions
       counter and stop processing the message.

       Note that an entry would already exist if the client and server's
       session establishment procedures had been successfully completed
       (as described both above and in Section 5.3) even if no message
       had yet been sent through the newly established session.  An
       entry may not exist, however, if a "rogue" message was routed to
       the SNMP entity by mistake.  An entry might also be missing
       because of a "broken" session (see operational considerations).

   4)  Retrieve the dtlsSessionID from the LCD.

   5)  The dtlsWholeMsg, and the dtlsSessionID are passed to DTLS for
       integrity checking and decryption using the dtlsRead() ASI.

   6)  If the message fails integrity checks or other DTLS security
       processing then the dtlstmDTLSProtectionErrors counter is
       incremented, the message is discarded and processing of the
       message is stopped.

   7)  The output of the dtlsRead results in an incomingMessage and an
       incomingMessageLength.  These results and the dtlsSessionID are
       used below in the Section 5.1.2 to complete the processing of the
       incoming message.

5.1.2.  Transport Processing for Incoming Messages

   The procedures in this section describe how the DTLS Transport should
   process messages that have already been properly extracted from the
   DTLS stream, as described in Section 5.1.1.

   1)  Create a tmStateReference cache for the subsequent reference and
       assign the following values within it:

       tmTransportDomain  = snmpDTLSUDPDomain or snmpDTLSSCTPDomain as
          appropriate.

       tmTransportAddress  = The address the message originated from,
          determined in an implementation dependent way.

       tmSecurityLevel  = The derived tmSecurityLevel for the session,
          as discussed in Section 3.1.2 and Section 5.3.





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       tmSecurityName  = The derived tmSecurityName for the session as
          discussed in and Section 5.3.  This value MUST be constant
          during the lifetime of the DTLS session.

       tmSessionID  = The dtlsSessionID, which MUST be A unique session
          identifier for this DTLS session.  The contents and format of
          this identifier are implementation dependent as long as it is
          unique to the session.  A session identifier MUST NOT be
          reused until all references to it are no longer in use.  The
          tmSessionID is equal to the dtlsSessionID discussed in
          Section 5.1.1. tmSessionID refers to the session identifier
          when stored in the tmStateReference and dtlsSessionID refers
          to the session identifier when stored in the LCD.  They MUST
          always be equal when processing a given session's traffic.

   2)  The wholeMessage and the wholeMessageLength are assigned values
       from the incomingMessage and incomingMessageLength values from
       the DTLS processing.

   3)  The DTLS Transport Model passes the transportDomain,
       transportAddress, wholeMessage, and wholeMessageLength to the
       dispatcher using the receiveMessage ASI:


     statusInformation =
     receiveMessage(
     IN   transportDomain     -- snmpDTLSUDPDomain or snmpDTLSSCTPDomain
     IN   transportAddress    -- address for the received message
     IN   wholeMessage        -- the whole SNMP message from DTLS
     IN   wholeMessageLength  -- the length of the SNMP message
     IN   tmStateReference    -- (NEW) transport info
      )

5.2.  Procedures for an Outgoing Message

   The dispatcher sends a message to the DTLS Transport Model using the
   following ASI:

      statusInformation =
      sendMessage(
      IN   destTransportDomain           -- transport domain to be used
      IN   destTransportAddress          -- transport address to be used
      IN   outgoingMessage               -- the message to send
      IN   outgoingMessageLength         -- its length
      IN   tmStateReference              -- (NEW) transport info
      )

   This section describes the procedure followed by the DTLS Transport



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   Model whenever it is requested through this ASI to send a message.

   1)  Extract tmSessionID, tmTransportAddress, tmSecurityName,
       tmRequestedSecurityLevel. and tmSameSecurity from the
       tmStateReference.  Note: The tmSessionID value may be undefined
       if session exists yet.

   2)  If tmSameSecurity is true and either tmSessionID is undefined or
       refers to a session that is no longer open then increment the
       dtlstmSessionNoAvailableSessions counter, discard the message and
       return the error indication in the statusInformation.  Processing
       of this message stops.

   3)  If tmSameSecurity is false and tmSessionID refers to a session
       that is no longer available then an implementation SHOULD open a
       new session using the openSession() ASI as described below in
       step 4b.  An implementation MAY choose to return an error to the
       calling module.

   4)  If tmSessionID is undefined, then use tmTransportAddress,
       tmSecurityName and tmRequestedSecurityLevel to see if there is a
       corresponding entry in the LCD suitable to send the message over.

       4a)  If there is a corresponding LCD entry, then this session
            will be used to send the message.

       4b)  If there is not a corresponding LCD entry, then open a
            session using the openSession() ASI (discussed further in
            Section 4.4.1).  Implementations MAY wish to offer message
            buffering to prevent redundant openSession() calls for the
            same cache entry.  If an error is returned from
            OpenSession(), then discard the message, increment the
            dtlstmSessionOpenErrors, and return an error indication to
            the calling module.

   5)  Using either the session indicated by the tmSessionID if there
       was one or the session resulting in the previous step, pass the
       outgoingMessage to DTLS for encapsulation and transmission.

5.3.  Establishing a Session

   The DTLS Transport Model provides the following primitive to
   establish a new DTLS session (previously discussed in Section 4.4.1):








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   statusInformation =           -- errorIndication or success
   openSession(
   IN   destTransportDomain      -- transport domain to be used
   IN   destTransportAddress     -- transport address to be used
   IN   securityName             -- on behalf of this principal
   IN   securityLevel            -- Level of Security requested
   OUT  dtlsSessionID            -- Session identifier for DTLS
   )

   The following sections describe the procedures followed by a DTLS
   Transport Model when establishing a session as a Command Generator, a
   Notification Originator or as part of a Proxy Forwarder.

   The following describes the procedure to follow to establish a
   session between SNMP engines to exchange SNMP messages.  This process
   is followed by any SNMP engine establishing a session for subsequent
   use.

   This MAY be done automatically for SNMP messages which are not
   Response or Report messages.

   DTLS provides no explicit manner for transmitting an identity the
   client wishes to connect to during or prior to key exchange to
   facilitate certificate selection at the server (e.g. at a
   Notification Receiver).  I.E., there is no available mechanism for
   sending notifications to a specific principal at a given UDP or SCTP
   port.  Therefore, implementations MAY support responding with
   multiple identities using separate UDP or SCTP port numbers to
   indicate the desired principal or some other implementation-dependent
   solution.

   1)  The client selects the appropriate certificate and cipher_suites
       for the key agreement based on the tmSecurityName and the
       tmRequestedSecurityLevel for the session.  For sessions being
       established as a result of a SNMP-TARGET-MIB based operation, the
       certificate will potentially have been identified via the
       dtlstmParamsTable mapping and the cipher_suites will have to be
       taken from system-wide or implementation-specific configuration.
       Otherwise, the certificate and appropriate cipher_suites will
       need to be passed to the openSession() ASI as supplemental
       information or configured through an implementation-dependent
       mechanism.  It is also implementation-dependent and possibly
       policy-dependent how tmRequestedSecurityLevel will be used to
       influence the security capabilities provided by the DTLS session.
       However this is done, the security capabilities provided by DTLS
       MUST be at least as high as the level of security indicated by
       the tmRequestedSecurityLevel parameter.  The actual security
       level of the session should be reported in the tmStateReference



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       cache as tmSecurityLevel.  For DTLS to provide strong
       authentication, each principal acting as a Command Generator
       SHOULD have its own certificate.

   2)  Using the destTransportDomain and destTransportAddress values,
       the client will initiate the DTLS handshake protocol to establish
       session keys for message integrity and encryption.

       If the attempt to establish a session is unsuccessful, then
       dtlstmSessionOpenErrors is incremented, an error indication is
       returned, and session establishment processing stops.

   3)  Once the secure session is established and both sides have been
       authenticated, certificate validation and identity expectations
       are performed.

       a)  The DTLS server side of the connection identifies the
           authenticated identity from the DTLS client's principal
           certificate using the dtlstmCertificateToSNTable mapping
           table and records this in the tmStateReference cache as
           tmSecurityName.  The details of the lookup process are fully
           described in the DESCRIPTION clause of the
           dtlstmCertificateToSNTable MIB object.  If this verification
           fails in any way (for example because of failures in
           cryptographic verification or the lack of an appropriate row
           in the dtlstmCertificateToSNTable) then the session
           establishment MUST fail, the
           dtlstmSessionInvalidClientCertificates object is incremented
           and processing is stopped.

       b)  The DTLS client side of the connection SHOULD verify that
           authenticated identity of the DTLS server's certificate is
           the expected identity and MUST do so if the client
           application is a Notification Generator.  If strong
           authentication is desired then the DTLS server certificate
           MUST always be verified and checked against the expected
           identity.  Methods for doing this are described in
           [I-D.hodges-server-ident-check].  DTLS provides assurance
           that the authenticated identity has been signed by a trusted
           configured certificate authority.  If verification of the
           server's certificate fails in any way (for example because of
           failures in cryptographic verification or the presented
           identity was not the expected identity) then the session
           establishment MUST fail, the
           dtlstmSessionInvalidServerCertificates object is incremented
           and processing is stopped.





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   4)  The DTLS-specific session identifier is passed to the DTLS
       Transport Model and associated with the tmStateReference cache
       entry to indicate that the session has been established
       successfully and to point to a specific DTLS session for future
       use.

5.4.  Closing a Session

   The DTLS Transport Model provides the following primitive to close a
   session:


   statusInformation =
   closeSession(
   IN  tmStateReference        -- transport info
   )

   The following describes the procedure to follow to close a session
   between a client and server.  This process is followed by any SNMP
   engine closing the corresponding SNMP session.

   1)  Look up the session in the cache and the LCD using the
       tmStateReference.

   2)  If there is no session open associated with the tmStateReference,
       then closeSession processing is completed.

   3)  Delete the entry from the cache and any other implementation-
       dependent information in the LCD.

   4)  Have DTLS close the specified session.  This SHOULD include
       sending a close_notify TLS Alert to inform the other side that
       session cleanup may be performed.


6.  MIB Module Overview

   This MIB module provides management of the DTLS Transport Model.  It
   defines needed textual conventions, statistical counters and
   configuration infrastructure necessary for session establishment.
   Example usage of the configuration tables can be found in Appendix A.

6.1.  Structure of the MIB Module

   Objects in this MIB module are arranged into subtrees.  Each subtree
   is organized as a set of related objects.  The overall structure and
   assignment of objects to their subtrees, and the intended purpose of
   each subtree, is shown below.



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6.2.  Textual Conventions

   Generic and Common Textual Conventions used in this module can be
   found summarized at http://www.ops.ietf.org/mib-common-tcs.html

   This module defines two new Textual Conventions: a new
   TransportDomain and TransportAddress format for describing DTLS
   connection addressing requirements.

6.3.  Statistical Counters

   The DTLSTM-MIB defines some statical counters that can provide
   network managers with feedback about DTLS session usage and potential
   errors that a MIB-instrumented device may be experiencing.

6.4.  Configuration Tables

   The DTLSTM-MIB defines configuration tables that a manager can use
   for help in configuring a MIB-instrumented device for sending and
   receiving SNMP messages over DTLS.  In particular, there is a MIB
   table that extends the SNMP-TARGET-MIB for configuring certificates
   to be used and a MIB table for mapping incoming DTLS client
   certificates to securityNames.

6.5.  Relationship to Other MIB Modules

   Some management objects defined in other MIB modules are applicable
   to an entity implementing the DTLS Transport Model.  In particular,
   it is assumed that an entity implementing the DTLSTM-MIB will
   implement the SNMPv2-MIB [RFC3418], the SNMP-FRAMEWORK-MIB [RFC3411],
   the SNMP-TARGET-MIB [RFC3413], the SNMP-NOTIFICATION-MIB [RFC3413]
   and the SNMP-VIEW-BASED-ACM-MIB [RFC3415].

   This MIB module is for managing DTLS Transport Model information.

6.5.1.  MIB Modules Required for IMPORTS

   The following MIB module imports items from SNMPV2-SMI [RFC2578],
   SNMPV2-TC [RFC2579], SNMP-FRAMEWORK-MIB [RFC3411], SNMP-TARGET-MIB
   [RFC3413] and SNMP-CONF [RFC2580].


7.  MIB Module Definition


 DTLSTM-MIB DEFINITIONS ::= BEGIN

 IMPORTS



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     MODULE-IDENTITY, OBJECT-TYPE,
     OBJECT-IDENTITY, snmpModules, snmpDomains,
     Counter32, Unsigned32
       FROM SNMPv2-SMI
     TEXTUAL-CONVENTION, TimeStamp, RowStatus, StorageType
       FROM SNMPv2-TC
     MODULE-COMPLIANCE, OBJECT-GROUP
       FROM SNMPv2-CONF
     SnmpAdminString
       FROM SNMP-FRAMEWORK-MIB
     snmpTargetParamsEntry
       FROM SNMP-TARGET-MIB
     ;

 dtlstmMIB MODULE-IDENTITY
     LAST-UPDATED "200807070000Z"
     ORGANIZATION " "
     CONTACT-INFO "WG-EMail:
                   Subscribe:

                   Chairs:
                   Co-editors:
                                 "

     DESCRIPTION  "The DTLS Transport Model MIB

                   Copyright (C) The IETF Trust (2008). This
                   version of this MIB module is part of RFC XXXX;
                   see the RFC itself for full legal notices."
 -- NOTE to RFC editor: replace XXXX with actual RFC number
 --                     for this document and remove this note

        REVISION     "200807070000Z"
        DESCRIPTION  "The initial version, published in RFC XXXX."
 -- NOTE to RFC editor: replace XXXX with actual RFC number
 --                     for this document and remove this note

     ::= { snmpModules xxxx }
 -- RFC Ed.: replace xxxx with IANA-assigned number and
 --          remove this note

 -- ************************************************
 -- subtrees of the SNMP-DTLS-TM-MIB
 -- ************************************************

 dtlstmNotifications OBJECT IDENTIFIER ::= { dtlstmMIB 0 }
 dtlstmObjects       OBJECT IDENTIFIER ::= { dtlstmMIB 1 }
 dtlstmConformance   OBJECT IDENTIFIER ::= { dtlstmMIB 2 }



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 -- ************************************************
 -- Objects
 -- ************************************************

 snmpDTLSUDPDomain OBJECT-IDENTITY
     STATUS      current
     DESCRIPTION
         "The SNMP over DTLS transport domain. The corresponding
         transport address is of type SnmpDTLSUDPAddress.

         When an SNMP entity uses the snmpDTLSUDPDomain transport
         model, it must be capable of accepting messages up to
         the maximum MTU size for an interface it supports, minus the
         needed IP, UDP, DTLS and other protocol overheads.

         The securityName prefix to be associated with the
         snmpDTLSUDPDomain is 'dudp'.  This prefix may be used by
         security models or other components to identify what secure
         transport infrastructure authenticated a securityName."

     ::= { snmpDomains yy }


 -- RFC Ed.: replace yy with IANA-assigned number and
 --          remove this note

 -- RFC Ed.: replace 'dudp' with the actual IANA assigned prefix string
 --          if 'dtls' is not assigned to this document.

 snmpDTLSSCTPDomain OBJECT-IDENTITY
     STATUS      current
     DESCRIPTION
         "The SNMP over DTLS transport domain. The corresponding
         transport address is of type SnmpDTLSSCTPAddress.

         When an SNMP entity uses the snmpDTLSSCTPDomain transport
         model, it must be capable of accepting messages up to
         the maximum MTU size for an interface it supports, minus the
         needed IP, SCTP, DTLS and other protocol overheads.

         The securityName prefix to be associated with the
         snmpDTLSSCTPDomain is 'dsct'.  This prefix may be used by
         security models or other components to identify what secure
         transport infrastructure authenticated a securityName."

     ::= { snmpDomains zz }





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 -- RFC Ed.: replace zz with IANA-assigned number and
 --          remove this note

 -- RFC Ed.: replace 'dsct' with the actual IANA assigned prefix string
 --          if 'dtls' is not assigned to this document.

 SnmpDTLSUDPAddress ::= TEXTUAL-CONVENTION
     DISPLAY-HINT "1a"
     STATUS       current
     DESCRIPTION
         "Represents a UDP connection address for an IPv4 address, an
         IPv6 address or an ASCII encoded host name and port number.

         The hostname must be encoded in ASCII, as specified in RFC3490
         (Internationalizing Domain Names in Applications) followed by
         a colon ':' (ASCII character 0x3A) and a decimal port number
         in ASCII. The name SHOULD be fully qualified whenever
         possible.

         An IPv4 address must be a dotted decimal format followed by a
         colon ':' (ASCII character 0x3A) and a decimal port number in
         ASCII.

         An IPv6 address must be a colon separated format, surrounded
         by square brackets (ASCII characters 0x5B and 0x5D), followed
         by a colon ':' (ASCII character 0x3A) and a decimal port
         number in ASCII.

         Values of this textual convention may not be directly usable
         as transport-layer addressing information, and may require
         run-time resolution. As such, applications that write them
         must be prepared for handling errors if such values are not
         supported, or cannot be resolved (if resolution occurs at the
         time of the management operation).

         The DESCRIPTION clause of TransportAddress objects that may
         have snmpDTLSUDPAddress values must fully describe how (and
         when) such names are to be resolved to IP addresses and vice
         versa.

         This textual convention SHOULD NOT be used directly in object
         definitions since it restricts addresses to a specific
         format. However, if it is used, it MAY be used either on its
         own or in conjunction with TransportAddressType or
         TransportDomain as a pair.

         When this textual convention is used as a syntax of an index
         object, there may be issues with the limit of 128



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         sub-identifiers specified in SMIv2, STD 58. It is RECOMMENDED
         that all MIB documents using this textual convention make
         explicit any limitations on index component lengths that
         management software must observe.  This may be done either by
         including SIZE constraints on the index components or by
         specifying applicable constraints in the conceptual row
         DESCRIPTION clause or in the surrounding documentation."
     SYNTAX       OCTET STRING (SIZE (1..255))

 SnmpDTLSSCTPAddress ::= TEXTUAL-CONVENTION
     DISPLAY-HINT "1a"
     STATUS       current
     DESCRIPTION
         "Represents a SCTP connection address for an IPv4 address, an
         IPv6 address or an ASCII encoded host name and port number.

         The hostname must be encoded in ASCII, as specified in RFC3490
         (Internationalizing Domain Names in Applications) followed by
         a colon ':' (ASCII character 0x3A) and a decimal port number
         in ASCII. The name SHOULD be fully qualified whenever
         possible.

         An IPv4 address must be a dotted decimal format followed by a
         colon ':' (ASCII character 0x3A) and a decimal port number in
         ASCII.

         An IPv6 address must be a colon separated format, surrounded
         by square brackets (ASCII characters 0x5B and 0x5D), followed
         by a colon ':' (ASCII character 0x3A) and a decimal port
         number in ASCII.

         Values of this textual convention may not be directly usable
         as transport-layer addressing information, and may require
         run-time resolution. As such, applications that write them
         must be prepared for handling errors if such values are not
         supported, or cannot be resolved (if resolution occurs at the
         time of the management operation).

         The DESCRIPTION clause of TransportAddress objects that may
         have snmpDTLSSCTPAddress values must fully describe how (and
         when) such names are to be resolved to IP addresses and vice
         versa.

         This textual convention SHOULD NOT be used directly in object
         definitions since it restricts addresses to a specific
         format. However, if it is used, it MAY be used either on its
         own or in conjunction with TransportAddressType or
         TransportDomain as a pair.



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         When this textual convention is used as a syntax of an index
         object, there may be issues with the limit of 128
         sub-identifiers specified in SMIv2, STD 58. It is RECOMMENDED
         that all MIB documents using this textual convention make
         explicit any limitations on index component lengths that
         management software must observe.  This may be done either by
         including SIZE constraints on the index components or by
         specifying applicable constraints in the conceptual row
         DESCRIPTION clause or in the surrounding documentation."
     SYNTAX       OCTET STRING (SIZE (1..255))

 X509IdentifierHashType ::= TEXTUAL-CONVENTION
     STATUS       current
     DESCRIPTION
        "Identifies a hashing algorithm type that will be used for
        identifying an X.509 certificate.

        The md5(1) value SHOULD NOT be used."
     SYNTAX       INTEGER  { md5(1), sha1(2), sha256(3) }

 X509IdentifierHash ::= TEXTUAL-CONVENTION
     STATUS       current
     DESCRIPTION
        "A hash value that uniquely identifies a certificate within a
        systems local certificate store.  The length of the value
        stored in an object of type X509IdentifierHash is dependent on
        the hashing algorithm that produced the hash.

        MIB structures making use of this textual convention should
        have an accompanying object of type X509IdentifierHashType.
        "
     SYNTAX       OCTET STRING

 -- The dtlstmSession Group

 dtlstmSession          OBJECT IDENTIFIER ::= { dtlstmObjects 1 }

 dtlstmSessionOpens  OBJECT-TYPE
     SYNTAX       Counter32
     MAX-ACCESS   read-only
     STATUS       current
     DESCRIPTION
        "The number of times an openSession() request has been
        executed as an DTLS client, whether it succeeded or failed."
     ::= { dtlstmSession 1 }

 dtlstmSessionCloses  OBJECT-TYPE
     SYNTAX       Counter32



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     MAX-ACCESS   read-only
     STATUS       current
     DESCRIPTION
         "The number of times a closeSession() request has been
         executed as an DTLS client, whether it succeeded or failed."
     ::= { dtlstmSession 2 }

 dtlstmSessionOpenErrors  OBJECT-TYPE
     SYNTAX       Counter32
     MAX-ACCESS   read-only
     STATUS       current
     DESCRIPTION
         "The number of times an openSession() request failed to open a
         session as a DTLS client, for any reason."
     ::= { dtlstmSession 3 }


 dtlstmSessionNoAvailableSessions  OBJECT-TYPE
     SYNTAX       Counter32
     MAX-ACCESS   read-only
     STATUS       current
     DESCRIPTION
         "The number of times an outgoing message was dropped because
         the session associated with the passed tmStateReference was no
         longer (or was never) available."
     ::= { dtlstmSession 4 }

 dtlstmSessionInvalidClientCertificates OBJECT-TYPE
     SYNTAX       Counter32
     MAX-ACCESS   read-only
     STATUS       current
     DESCRIPTION
         "The number of times an incoming session was not established
         on an DTLS server because the presented client certificate was
         invalid.  Reasons for invalidation includes, but is not
         limited to, cryptographic validation failures and lack of a
         suitable mapping row in the dtlstmCertificateToSNTable."
     ::= { dtlstmSession 5 }

 dtlstmSessionInvalidServerCertificates OBJECT-TYPE
     SYNTAX       Counter32
     MAX-ACCESS   read-only
     STATUS       current
     DESCRIPTION
         "The number of times an outgoing session was not established
         on an DTLS client because the presented server certificate was
         invalid.  Reasons for invalidation includes, but is not
         limited to, cryptographic validation failures and an unexpected



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         presented certificate identity."
     ::= { dtlstmSession 6 }

 dtlstmDTLSProtectionErrors OBJECT-TYPE
     SYNTAX       Counter32
     MAX-ACCESS   read-only
     STATUS       current
     DESCRIPTION
         "The number of times DTLS processing resulted in a message
         being discarded because it failed its integrity test,
         decryption processing or other DTLS processing."
     ::= { dtlstmSession 7 }

 -- Configuration Objects

 dtlstmConfig          OBJECT IDENTIFIER ::= { dtlstmObjects 2 }

 -- Certificate mapping

 dtlstmCertificateMapping    OBJECT IDENTIFIER ::= { dtlstmConfig 1 }

 dtlstmCertificateToSNCount OBJECT-TYPE
     SYNTAX      Unsigned32
     MAX-ACCESS  read-only
     STATUS      current
     DESCRIPTION
         "A count of the number of entries in the
         dtlstmCertificateToSNTable"
     ::= { dtlstmCertificateMapping 1 }

 dtlstmCertificateToSNTableLastChanged OBJECT-TYPE
     SYNTAX      TimeStamp
     MAX-ACCESS  read-only
     STATUS      current
     DESCRIPTION
         "The value of sysUpTime.0 when the dtlstmCertificateToSNTable
         was last modified through any means, or 0 if it has not been
         modified since the command responder was started."
     ::= { dtlstmCertificateMapping 2 }

 dtlstmCertificateToSNTable OBJECT-TYPE
     SYNTAX      SEQUENCE OF DtlstmCertificateToSNEntry
     MAX-ACCESS  not-accessible
     STATUS      current
     DESCRIPTION
         "A table listing the X.509 certificates known to the entity
         and the associated method for determining the SNMPv3 security
         name from a certificate.



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         On an incoming DTLS/SNMP connection the client's presented
         certificate should be examined and validated based on an
         established trusted CA certificate or self-signed public
         certificate.  This table does not provide a mechanism for
         uploading the certificates as that is expected to occur
         through an out-of-band transfer.

         Once the authenticity of the certificate has been verified,
         this table can be consulted to determine the appropriate
         securityName to identify the remote connection.  This is done
         by comparing the issuer's fingerprint hash type and value and
         the certificate's fingerprint hash type and value against the
         dtlstmCertHashType and dtlstmCertHashValue values in each
         entry of this table.  If a matching entry is found then the
         securityName is selected based on the dtlstmCertMapType,
         dtlstmCertHashType, dtlstmCertHashValue and
         dtlstmCertSecurityName fields and the resulting securityName
         is used to identify the other side of the DTLS connection.

         This table should be treated as an ordered list of mapping
         rules to check.  The first mapping rule appropriately matching
         a certificate in the local certificate store with a
         corresponding hash type (dtlstmCertHashType) and hash value
         (dtlstmCertHashValue) will be used to perform the mapping from
         X.509 certificate values to a securityName.  If, after a
         matching row is found but the mapping can not succeed for some
         other reason then further attempts to perform the mapping MUST
         NOT be taken.  For example, if the entry being checked
         contains a dtlstmCertMapType of bySubjectAltName(2) and an
         incoming connection uses a certificate with an issuer
         certificate matching the dtlstmCertHashType and
         dtlstmCertHashValue fields but the connecting certificate does
         not contain a subjectAltName field then the lookup operation
         must be treated as a failure. No further rows are examined for
         other potential mappings.

         Missing values of dtlstmCertID are acceptable and
         implementations should treat missing entries as a failed match
         and should continue to the next highest numbered row.  E.G.,
         the table may legally contain only two rows with dtlstmCertID
         values of 10 and 20.

         Users are encouraged to make use of certificates with
         subjectAltName fields that can be used as securityNames so
         that a single root CA certificate can allow all child
         certificate's subjectAltName to map directly to a securityName
         via a 1:1 transformation.  However, this table is flexible
         enough to allow for situations where existing deployed



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         certificate infrastructures do not provide adequate
         subjectAltName values for use as SNMPv3 securityNames.
         Certificates may also be mapped to securityNames using the
         CommonName portion of the Subject field which is also a
         scalable method of mapping certificate components to
         securityNames.  Finally, direct mapping from each individual
         certificate fingerprint to a securityName is possible but
         requires one entry in the table per securityName."
     ::= { dtlstmCertificateMapping 3 }

 dtlstmCertificateToSNEntry OBJECT-TYPE
     SYNTAX      DtlstmCertificateToSNEntry
     MAX-ACCESS  not-accessible
     STATUS      current
     DESCRIPTION
         "A row in the dtlstmCertificateToSNTable that specifies a
         mapping for an incoming DTLS certificate to a securityName to
         use for the connection."
     INDEX   { dtlstmCertID }
     ::= { dtlstmCertificateToSNTable 1 }

 DtlstmCertificateToSNEntry ::= SEQUENCE {
     dtlstmCertID           Unsigned32,
     dtlstmCertHashType     X509IdentifierHashType,
     dtlstmCertHashValue    X509IdentifierHash,
     dtlstmCertMapType      INTEGER,
     dtlstmCertSecurityName SnmpAdminString,
     dtlstmCertStorageType  StorageType,
     dtlstmCertRowStatus    RowStatus
 }

 dtlstmCertID OBJECT-TYPE
     SYNTAX      Unsigned32
     MAX-ACCESS  not-accessible
     STATUS      current
     DESCRIPTION
         "A unique arbitrary number index for a given certificate
         entry."
     ::= { dtlstmCertificateToSNEntry 1 }

 dtlstmCertHashType  OBJECT-TYPE
     SYNTAX      X509IdentifierHashType
     MAX-ACCESS  read-create
     STATUS      current
     DESCRIPTION
        "The hash algorithm to use when applying a hash to a X.509
        certificate for purposes of referring to it from the
        dtlstmCertHashValue column.



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        The md5(1) value SHOULD NOT be used."
     DEFVAL { sha256 }
     ::= { dtlstmCertificateToSNEntry 2 }


 dtlstmCertHashValue OBJECT-TYPE
     SYNTAX      X509IdentifierHash
     MAX-ACCESS  read-create
     STATUS      current
     DESCRIPTION
         "A cryptographic hash of a X.509 certificate.  The use of this
         hash is dictated by the dtlstmCertMapType column.
         "
     ::= { dtlstmCertificateToSNEntry 3 }

 dtlstmCertMapType OBJECT-TYPE
     SYNTAX      INTEGER { specified(1), bySubjectAltName(2), byCN(3) }
     MAX-ACCESS  read-create
     STATUS      current
     DESCRIPTION
         "The mapping type used to obtain the securityName from the
         certificate.  The possible values of use and their usage
         methods are defined as follows:

         specified(1): The securityName that should be used locally to
                       identify the remote entity is directly specified
                       in the dtlstmCertSecurityName column from this
                       table.  The dtlstmCertHashValue MUST refer to a
                       X.509 client certificate that will be mapped
                       directly to the securityName specified in the
                       dtlstmCertSecurityName column.

         bySubjectAltName(2):
                       The securityName that should be used locally to
                       identify the remote entity should be taken from
                       the subjectAltName portion of the X.509
                       certificate.  The dtlstmCertHashValue MUST refer
                       to a trust anchor certificate that is
                       responsible for issuing certificates with
                       carefully controlled subjectAltName fields.

         byCN(3):      The securityName that should be used locally to
                       identify the remote entity should be taken from
                       the CommonName portion of the Subject field from
                       the X.509 certificate.  The dtlstmCertHashValue
                       MUST refer to a trust anchor certificate that is
                       responsible for issuing certificates with
                       carefully controlled CommonName fields."



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     DEFVAL { specified }
     ::= { dtlstmCertificateToSNEntry 4 }

 dtlstmCertSecurityName OBJECT-TYPE
     SYNTAX      SnmpAdminString (SIZE(0..32))
     MAX-ACCESS  read-create
     STATUS      current
     DESCRIPTION
         "The securityName that the session should use if the
         dtlstmCertMapType is set to specified(1), otherwise the value
         in this column should be ignored.  If dtlstmCertMapType is set
         to specifed(1) and this column contains a zero-length string
         (which is not a legal securityName value) this row is
         effectively disabled and the match will not be considered
         successful."
     DEFVAL { "" }
     ::= { dtlstmCertificateToSNEntry 5 }

 dtlstmCertStorageType OBJECT-TYPE
     SYNTAX       StorageType
     MAX-ACCESS   read-create
     STATUS       current
     DESCRIPTION
         "The storage type for this conceptual row. Conceptual rows
         having the value 'permanent' need not allow write-access to
         any columnar objects in the row."
     DEFVAL      { nonVolatile }
     ::= { dtlstmCertificateToSNEntry 6 }


 dtlstmCertRowStatus OBJECT-TYPE
     SYNTAX      RowStatus
     MAX-ACCESS  read-create
     STATUS      current
     DESCRIPTION
         "The status of this conceptual row.  This object may be used
         to create or remove rows from this table.

         The value of this object has no effect on whether
         other objects in this conceptual row can be modified."
     ::= { dtlstmCertificateToSNEntry 7 }

 -- Maps securityNames to certificates for use by the SNMP-TARGET-MIB

 dtlstmParamsCount OBJECT-TYPE
     SYNTAX      Unsigned32
     MAX-ACCESS  read-only
     STATUS      current



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     DESCRIPTION
         "A count of the number of entries in the
         dtlstmParamsTable"
     ::= { dtlstmCertificateMapping 4 }

 dtlstmParamsTableLastChanged OBJECT-TYPE
     SYNTAX      TimeStamp
     MAX-ACCESS  read-only
     STATUS      current
     DESCRIPTION
         "The value of sysUpTime.0 when the dtlstmParamsTable
         was last modified through any means, or 0 if it has not been
         modified since the command responder was started."
     ::= { dtlstmCertificateMapping 5 }

 dtlstmParamsTable OBJECT-TYPE
     SYNTAX      SEQUENCE OF DtlstmParamsEntry
     MAX-ACCESS  not-accessible
     STATUS      current
     DESCRIPTION
         "This table augments the SNMP-TARGET-MIB's
         snmpTargetParamsTable with an additional DTLS client-side
         certificate certificate identifier to use when establishing
         new DTLS connections."
     ::= { dtlstmCertificateMapping 6 }

 dtlstmParamsEntry OBJECT-TYPE
     SYNTAX      DtlstmParamsEntry
     MAX-ACCESS  not-accessible
     STATUS      current
     DESCRIPTION
         "A conceptual row containing a locally held certificate's hash
         type and hash value for a given snmpTargetParamsEntry.  The
         values in this row should be ignored if the connection
         that needs to be established, as indicated by the
         SNMP-TARGET-MIB infrastructure, is not a DTLS based
         connection."
     AUGMENTS    { snmpTargetParamsEntry }
     ::= { dtlstmParamsTable 1 }

 DtlstmParamsEntry ::= SEQUENCE {
     dtlstmParamsHashType        X509IdentifierHashType,
     dtlstmParamsHashValue       X509IdentifierHash,
     dtlstmParamsStorageType     StorageType,
     dtlstmParamsRowStatus       RowStatus
 }

 dtlstmParamsHashType  OBJECT-TYPE



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     SYNTAX      X509IdentifierHashType
     MAX-ACCESS  read-create
     STATUS      current
     DESCRIPTION
        "The hash algorithm type for the hash stored in the
        dtlstmParamsHash column to identify a locally-held X.509
        certificate that should be used when initiating a DTLS
        connection as a DTLS client."
     DEFVAL { sha256 }
     ::= { dtlstmParamsEntry 1 }

 dtlstmParamsHashValue OBJECT-TYPE
     SYNTAX      X509IdentifierHash
     MAX-ACCESS  read-create
     STATUS      current
     DESCRIPTION
         "A cryptographic hash of a X.509 certificate.  This object
         should store the hash of a locally held X.509 certificate that
         should be used when initiating a DTLS connection as a DTLS
         client."
     ::= { dtlstmParamsEntry 2 }

 dtlstmParamsStorageType OBJECT-TYPE
     SYNTAX       StorageType
     MAX-ACCESS   read-create
     STATUS       current
     DESCRIPTION
         "The storage type for this conceptual row. Conceptual rows
         having the value 'permanent' need not allow write-access to
         any columnar objects in the row."
     DEFVAL      { nonVolatile }
     ::= { dtlstmParamsEntry 3 }


 dtlstmParamsRowStatus OBJECT-TYPE
     SYNTAX      RowStatus
     MAX-ACCESS  read-create
     STATUS      current
     DESCRIPTION
         "The status of this conceptual row.  This object may be used
         to create or remove rows from this table.

         The value of this object has no effect on whether
         other objects in this conceptual row can be modified."
     ::= { dtlstmParamsEntry 4 }

 -- ************************************************
 -- dtlstmMIB - Conformance Information



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 -- ************************************************

 dtlstmCompliances OBJECT IDENTIFIER ::= { dtlstmConformance 1 }

 dtlstmGroups OBJECT IDENTIFIER ::= { dtlstmConformance 2 }



 -- ************************************************
 -- Compliance statements
 -- ************************************************

 dtlstmCompliance MODULE-COMPLIANCE
     STATUS      current
     DESCRIPTION
         "The compliance statement for SNMP engines that support the
         SNMP-DTLS-TM-MIB"
     MODULE
         MANDATORY-GROUPS { dtlstmStatsGroup,
                            dtlstmIncomingGroup, dtlstmOutgoingGroup }
     ::= { dtlstmCompliances 1 }

 -- ************************************************
 -- Units of conformance
 -- ************************************************
 dtlstmStatsGroup OBJECT-GROUP
     OBJECTS {
         dtlstmSessionOpens,
         dtlstmSessionCloses,
         dtlstmSessionOpenErrors,
         dtlstmSessionNoAvailableSessions,
         dtlstmSessionInvalidClientCertificates,
         dtlstmSessionInvalidServerCertificates,
         dtlstmDTLSProtectionErrors
     }
     STATUS      current
     DESCRIPTION
         "A collection of objects for maintaining
         statistical information of an SNMP engine which
         implements the SNMP DTLS Transport Model."
     ::= { dtlstmGroups 1 }

 dtlstmIncomingGroup OBJECT-GROUP
     OBJECTS {
         dtlstmCertificateToSNCount,
         dtlstmCertificateToSNTableLastChanged,
         dtlstmCertHashType,
         dtlstmCertHashValue,



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         dtlstmCertMapType,
         dtlstmCertSecurityName,
         dtlstmCertStorageType,
         dtlstmCertRowStatus
     }
     STATUS      current
     DESCRIPTION
         "A collection of objects for maintaining
         incoming connection certificate mappings to
         securityNames of an SNMP engine which implements the
         SNMP DTLS Transport Model."
     ::= { dtlstmGroups 2 }

 dtlstmOutgoingGroup OBJECT-GROUP
     OBJECTS {
         dtlstmParamsCount,
         dtlstmParamsTableLastChanged,
         dtlstmParamsHashType,
         dtlstmParamsHashValue,
         dtlstmParamsStorageType,
         dtlstmParamsRowStatus
     }
     STATUS      current
     DESCRIPTION
         "A collection of objects for maintaining
         outgoing connection certificates to use when opening
         connections as a result of SNMP-TARGET-MIB settings."
     ::= { dtlstmGroups 3 }

 END


8.  Operational Considerations

   This section discusses various operational aspects of the solution

8.1.  Sessions

   A session is discussed throughout this document as meaning a security
   association between the DTLS client and the DTLS server.  State
   information for the sessions are maintained in each DTLSTM and this
   information is created and destroyed as sessions are opened and
   closed.  Because of the connectionless nature of UDP, a "broken"
   session, one side up one side down, could result if one side of a
   session is brought down abruptly (i.e., reboot, power outage, etc.).
   Whenever possible, implementations SHOULD provide graceful session
   termination through the use of disconnect messages.  Implementations
   SHOULD also have a system in place for dealing with "broken"



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   sessions.  Implementations SHOULD support the session resumption
   feature of TLS.

   To simplify session management it is RECOMMENDED that implementations
   utilize two separate ports, one for Notification sessions and one for
   Command sessions.  If this implementation recommendation is followed,
   DTLS clients will always send REQUEST messages and DTLS servers will
   always send RESPONSE messages.  With this assertion, implementations
   may be able to simplify "broken" session handling, session
   resumption, and other aspects of session management such as
   guaranteeing that Request- Response pairs use the same session.

   Implementations SHOULD limit the lifetime of established sessions
   depending on the algorithms used for generation of the master session
   secret, the privacy and integrity algorithms used to protect
   messages, the environment of the session, the amount of data
   transferred, and the sensitivity of the data.

8.2.  Notification Receiver Credential Selection

   When an SNMP engine needs to establish an outgoing session for
   notifications, the snmpTargetParamsTable includes an entry for the
   snmpTargetParamsSecurityName of the target.  However, the receiving
   SNMP engine (Server) does not know which DTLS certificate to offer to
   the Client so that the tmSecurityName identity-authentication will be
   successful.  The best solution would be to maintain a one-to-one
   mapping between certificates and incoming ports for notification
   receivers, although other implementation dependent mechanisms may be
   used instead.  This can be handled at the Notification Originator by
   configuring the snmpTargetAddrTable (snmpTargetAddrTDomain and
   snmpTargetAddrTAddress) and then requiring the receiving SNMP engine
   to monitor multiple incoming static ports based on which principals
   are capable of receiving notifications.  Implementations MAY also
   choose to designate a single Notification Receiver Principal to
   receive all incoming TRAPS and INFORMS.

8.3.  contextEngineID Discovery

   Because most Command Responders have contextEngineIDs that are
   identical to the USM securityEngineID, the USM provides Command
   Generators with the ability to discover a default contextEngineID to
   use.  Because the DTLS transport does not make use of a discoverable
   securityEngineID like the USM does, it may be difficult for Command
   Generators to discover a suitable default contextEngineID.
   Implementations should consider offering another engineID discovery
   mechanism to continue providing Command Generators with a
   contextEngineID discovery mechanism.  A recommended discovery
   solution is documented in [RFC5343].



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9.  Security Considerations

   This document describes a transport model that permits SNMP to
   utilize DTLS security services.  The security threats and how the
   DTLS transport model mitigates these threats are covered in detail
   throughout this document.  Security considerations for DTLS are
   covered in [RFC4347] and security considerations for TLS are
   described in Section 11 and Appendices D, E, and F of TLS 1.2
   [RFC5246].  DTLS adds to the security considerations of TLS only
   because it is more vulnerable to denial of service attacks.  A random
   cookie exchange was added to the handshake to prevent anonymous
   denial of service attacks.  RFC 4347 recommends that the cookie
   exchange is utilized for all handshakes and therefore it is
   RECOMMENDED that implementers also support this cookie exchange.

9.1.  Certificates, Authentication, and Authorization

   Implementations are responsible for providing a security certificate
   configuration installation .  Implementations SHOULD support
   certificate revocation lists and expiration of certificates or other
   access control mechanisms.

   DTLS provides for both authentication of the identity of the DTLS
   server and authentication of the identity of the DTLS client.  Access
   to MIB objects for the authenticated principal MUST be enforced by an
   access control subsystem (e.g. the VACM).

   Authentication of the Command Generator principal's identity is
   important for use with the SNMP access control subsystem to ensure
   that only authorized principals have access to potentially sensitive
   data.  The authenticated identity of the Command Generator
   principal's certificate is mapped to an SNMP model-independent
   securityName for use with SNMP access control.

   Furthermore, the DTLS handshake only provides assurance that the
   certificate of the authenticated identity has been signed by an
   configured accepted Certificate Authority.  DTLS has no way to
   further authorize or reject access based on the authenticated
   identity.  An Access Control Model (such as the VACM) provides access
   control and authorization of a Command Generator's requests to a
   Command Responder and a Notification Responder's authorization to
   receive Notifications from a Notification Originator.  However to
   avoid man-in-the-middle attacks both ends of the DTLS based
   connection MUST check the certificate presented by the other side
   against what was expected.  For example, Command Generators must
   check that the Command Responder presented and authenticated itself
   with a X.509 certificate that was expected.  Not doing so would allow
   an impostor, at a minimum, to present false data, receive sensitive



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   information and/or provide a false-positive belief that configuration
   was actually received and acted upon.  Authenticating and verifying
   the identity of the DTLS server and the DTLS client for all
   operations ensures the authenticity of the SNMP engine that provides
   MIB data.

   The instructions found in the DESCRIPTION clause of the
   dtlstmCertificateToSNTable object must be followed exactly.
   Specifically, it is important that if a row matching a certificate or
   a certificate's issuer is found but the translation to a securityName
   using the row fails that the lookup process stops and no further rows
   are consulted.  It is also important that the rows of the table be
   search in order starting with the row containing the lowest numbered
   dtlstmCertID value.

9.2.  Use with SNMPv1/SNMPv2c Messages

   The SNMPv1 and SNMPv2c message processing described in RFC3484 (BCP
   74) [RFC3584] always selects the SNMPv1(1) Security Model for an
   SNMPv1 message, or the SNMPv2c(2) Security Model for an SNMPv2c
   message.  When running SNMPv1/SNMPv2c over a secure transport like
   the DTLS Transport Model, the securityName and securityLevel used for
   access control decisions are then derived from the community string,
   not the authenticated identity and securityLevel provided by the DTLS
   Transport Model.

9.3.  MIB Module Security

   The MIB objects in this document must be protected with an adequate
   level of at least integrity protection, especially those objects
   which are writable.  Since knowledge of authorization rules and
   certificate usage mechanisms may be considered sensitive, protection
   from disclosure of the SNMP traffic via encryption is also highly
   recommended.

   SNMP versions prior to SNMPv3 did not include adequate security.
   Even if the network itself is secure (for example by using IPSec or
   DTLS) there is no control as to who on the secure network is allowed
   to access and GET/SET (read/change/create/delete) the objects in this
   MIB module.

   It is RECOMMENDED that implementers consider the security features as
   provided by the SNMPv3 framework (see section 8 of [RFC3410]),
   including full support for the USM (see [RFC3414]) and the DTLS
   Transport Model cryptographic mechanisms (for authentication and
   privacy).





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10.  IANA Considerations

   IANA is requested to assign:

   1.  a UDP port number in the range 1..1023 in the
       http://www.iana.org/assignments/port-numbers registry which will
       be the default port for SNMP command messages over a DTLS/UDP
       Transport Model as defined in this document,

   2.  a UDP port number in the range 1..1023 in the
       http://www.iana.org/assignments/port-numbers registry which will
       be the default port for SNMP notification messages over a DTLS/
       UDP Transport Model as defined in this document,

   3.  a SCTP port number in the range 1..1023 in the
       http://www.iana.org/assignments/port-numbers registry which will
       be the default port for SNMP command messages over a DTLS/SCTP
       Transport Model as defined in this document,

   4.  a SCTP port number in the range 1..1023 in the
       http://www.iana.org/assignments/port-numbers registry which will
       be the default port for SNMP notification messages over a DTLS/
       SCTP Transport Model as defined in this document,

   5.  an SMI number under snmpDomains for the snmpDTLSUDPDomain object
       identifier,

   6.  an SMI number under snmpDomains for the snmpDTLSSCTPDomain object
       identifier,

   7.  a SMI number under snmpModules, for the MIB module in this
       document,

   8.  "dudp" as the corresponding prefix for the snmpDTLSUDPDomain in
       the SNMP Transport Model registry,

   9.  "dsct" as the corresponding prefix for the snmpDTLSSCTPDomain in
       the SNMP Transport Model registry;


11.  Acknowledgements

   This document closely follows and copies the Secure Shell Transport
   Model for SNMP defined by David Harrington and Joseph Salowey in
   [I-D.ietf-isms-secshell].

   This document was reviewed by the following people who helped provide
   useful comments: David Harrington, Alan Luchuk, Ray Purvis.



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   This work was supported in part by the United States Department of
   Defense.  Large portions of this document are based on work by
   General Dynamics C4 Systems and the following individuals: Brian
   Baril, Kim Bryant, Dana Deluca, Dan Hanson, Tim Huemiller, John
   Holzhauer, Colin Hoogeboom, Dave Kornbau, Chris Knaian, Dan Knaul,
   Charles Limoges, Steve Moccaldi, Gerardo Orlando, and Brandon Yip.


12.  References

12.1.  Normative References

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119, March 1997.

   [RFC2522]  Karn, P. and W. Simpson, "Photuris: Session-Key Management
              Protocol", RFC 2522, March 1999.

   [RFC2578]  McCloghrie, K., Ed., Perkins, D., Ed., and J.
              Schoenwaelder, Ed., "Structure of Management Information
              Version 2 (SMIv2)", STD 58, RFC 2578, April 1999.

   [RFC2579]  McCloghrie, K., Ed., Perkins, D., Ed., and J.
              Schoenwaelder, Ed., "Textual Conventions for SMIv2",
              STD 58, RFC 2579, April 1999.

   [RFC2580]  McCloghrie, K., Perkins, D., and J. Schoenwaelder,
              "Conformance Statements for SMIv2", STD 58, RFC 2580,
              April 1999.

   [RFC3410]  Case, J., Mundy, R., Partain, D., and B. Stewart,
              "Introduction and Applicability Statements for Internet-
              Standard Management Framework", RFC 3410, December 2002.

   [RFC3411]  Harrington, D., Presuhn, R., and B. Wijnen, "An
              Architecture for Describing Simple Network Management
              Protocol (SNMP) Management Frameworks", STD 62, RFC 3411,
              December 2002.

   [RFC3413]  Levi, D., Meyer, P., and B. Stewart, "Simple Network
              Management Protocol (SNMP) Applications", STD 62,
              RFC 3413, December 2002.

   [RFC3414]  Blumenthal, U. and B. Wijnen, "User-based Security Model
              (USM) for version 3 of the Simple Network Management
              Protocol (SNMPv3)", STD 62, RFC 3414, December 2002.

   [RFC3415]  Wijnen, B., Presuhn, R., and K. McCloghrie, "View-based



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              Access Control Model (VACM) for the Simple Network
              Management Protocol (SNMP)", STD 62, RFC 3415,
              December 2002.

   [RFC3418]  Presuhn, R., "Management Information Base (MIB) for the
              Simple Network Management Protocol (SNMP)", STD 62,
              RFC 3418, December 2002.

   [RFC3584]  Frye, R., Levi, D., Routhier, S., and B. Wijnen,
              "Coexistence between Version 1, Version 2, and Version 3
              of the Internet-standard Network Management Framework",
              BCP 74, RFC 3584, August 2003.

   [RFC4347]  Rescorla, E. and N. Modadugu, "Datagram Transport Layer
              Security", RFC 4347, April 2006.

   [RFC5246]  Dierks, T. and E. Rescorla, "The Transport Layer Security
              (TLS) Protocol Version 1.2", RFC 5246, August 2008.

   [RFC5280]  Cooper, D., Santesson, S., Farrell, S., Boeyen, S.,
              Housley, R., and W. Polk, "Internet X.509 Public Key
              Infrastructure Certificate and Certificate Revocation List
              (CRL) Profile", RFC 5280, May 2008.

   [I-D.ietf-isms-transport-security-model]
              Harington, D., "Transport Security Model for SNMP".

   [I-D.ietf-isms-tmsm]
              Harington, D. and J. Schoenwaelder, "Transport Subsystem
              for the Simple Network Management Protocol (SNMP)".

   [X509]     Rivest, R., Shamir, A., and L. M. Adleman, "A Method for
              Obtaining Digital Signatures and Public-Key
              Cryptosystems".

   [AES]      National Institute of Standards, "Specification for the
              Advanced Encryption Standard (AES)".

   [DES]      National Institute of Standards, "American National
              Standard for Information Systems-Data Link Encryption".

   [DSS]      National Institute of Standards, "Digital Signature
              Standard".

   [RSA]      Rivest, R., Shamir, A., and L. Adleman, "A Method for
              Obtaining Digital Signatures and Public-Key
              Cryptosystems".




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12.2.  Informative References

   [RFC4302]  Kent, S., "IP Authentication Header", RFC 4302,
              December 2005.

   [RFC4303]  Kent, S., "IP Encapsulating Security Payload (ESP)",
              RFC 4303, December 2005.

   [RFC4306]  Kaufman, C., "Internet Key Exchange (IKEv2) Protocol",
              RFC 4306, December 2005.

   [I-D.ietf-isms-secshell]
              Harington, D. and J. Salowey, "Secure Shell Transport
              Model for SNMP".

   [RFC5343]  Schoenwaelder, J., "Simple Network Management Protocol
              (SNMP) Context EngineID Discovery".

   [I-D.hodges-server-ident-check]
              Hodges, J. and B. Morgan, "Generic Server Identity Check".


Appendix A.  Target and Notificaton Configuration Example

   Configuring the SNMP-TARGET-MIB and NOTIFICATION-MIB along with
   access control settings for the SNMP-VIEW-BASED-ACM-MIB can be a
   daunting task without an example to follow.  The following section
   describes an example of what pieces must be in place to accomplish
   this configuration.

   The isAccessAllowed() ASI requires configuration to exist in the
   following SNMP-VIEW-BASED-ACM-MIB tables:

      vacmSecurityToGroupTable
      vacmAccessTable
      vacmViewTreeFamilyTable

   The only table that needs to be discussed as particularly different
   here is the vacmSecurityToGroupTable.  This table is indexed by both
   the SNMPv3 security model and the security name.  The security model,
   when DTLSTM is in use, should be set to the value of XXX
   corresponding to the TSM [I-D.ietf-isms-transport-security-model].
   An example vacmSecurityToGroupTable row might be filled out as
   follows (using a single SNMP SET request):

   Note to RFC editor: replace XXX in the previous paragraph above with
   the actual IANA-assigned number for the TSM security model and remove
   this note.



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      vacmSecurityModel              = XXX (TSM)
      vacmSecurityName               = "blueberry"
      vacmGroupaName                 = "administrators"
      vacmSecurityToGroupStorageType = 3 (nonVolatile)
      vacmSecurityToGroupStatus      = 4 (createAndGo)

   Note to RFC editor: replace XXX in the vacmSecurityModel line above
   with the actual IANA-assigned number for the TSM security model and
   remove this note.

   This example will assume that the "administrators" group has been
   given proper permissions via rows in the vacmAccessTable and
   vacmViewTreeFamilyTable.

   Depending on whether this VACM configuration is for a Command
   Responder or a Command Generator the security name "blueberry" will
   come from a few different locations.

   For Notification Generator's performing authorization checks, the
   server's certificate must be verified against the expected
   certificate before proceeding to send the notification.  The
   securityName be set by the SNMP-TARGET-MIB's
   snmpTargetParamsSecurityName column or other configuration mechanism
   and the certificate to use would be taken from the appropriate entry
   in the dtlstmParamsTable.  The dtlstmParamsTable augments the SNMP-
   TARGET-MIB's snmpTargetParamsTable with client-side certificate
   information.

   For Command Responder applications, the vacmSecurityName "blueberry"
   value is a value that needs to come from an incoming DTLS session.
   The mapping from a recevied DTLS client certificate to a securityName
   is done with the dtlstmCertificateToSNTable.  The certificates must
   be loaded into the device so that a dtlstmCertificateToSNEntry may
   refer to it.  As an example, consider the following entry which will
   provide a mapping from a X.509's hash fingerprint directly to the
   "blueberry" securityName:

     dtlstmCertID           = 1         (arbitrarily chosen)
     dtlstmCertHashType     = sha256
     dtlstmCertHashValue    = (appropriate sha256 fingerprint)
     dtlstmCertMapType      = specified(1)
     dtlstmCertSecurityName = "blueberry"
     dtlstmCertStorageType  = 3 (nonVolatile)
     dtlstmCertRowStatus    = 4 (createAndGo)

   The above is an example of how to map a particular certificate to a
   particular securityName.  It is recommended that users make use of
   direct subjectAltName or CommonName mappings where possible since it



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Internet-Draft               SNMP over DTLS                     May 2009


   will provide a more scalable approach to certificate management.
   This entry provides an example of using a subjectAltName mapping:

     dtlstmCertID          = 1         (arbitrarily chosen)
     dtlstmCertHashType    = sha256
     dtlstmCertHashValue   = (appropriate sha256 fingerprint)
     dtlstmCertMapType     = bySubjectAltName(2)
     dtlstmCertStorageType = 3 (nonVolatile)
     dtlstmCertRowStatus   = 4 (createAndGo)

   The above entry indicates the subjectAltName field for certificates
   created by an Issuing certificate with a corresponding hash type and
   value will be trusted to always produce common names that are
   directly 1 to 1 mappable into SNMPv3 securityNames.  This type of
   configuration should only be used when the certificate authorities
   naming conventions are carefully controlled.

   For the example, if the incoming DTLS client provided certificate
   contained a subjectAltName of "blueberry" and the certificate was
   signed by a certificate matching the dtlstmCertHashType and
   dtlstmCertHashValue values above and the CA's certificate was
   properly installed on the device then the CommonName of "blueberry"
   would be used as the securityName for the session.


Author's Address

   Wes Hardaker
   Sparta, Inc.
   P.O. Box 382
   Davis, CA  95617
   US

   Phone: +1 530 792 1913
   Email: ietf@hardakers.net
















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