Network Working Group K. Hoeper
Internet-Draft Motorola
Intended status: Informational S. Decugis
Expires: January 13, 2011 NICT
G. Zorn
Network Zen
Q. Wu
T. Taylor
Huawei
July 12, 2010
Handover Keying (HOKEY) Architecture Design
draft-hoeper-hokey-arch-design-03
Abstract
The Handover Keying (HOKEY) Working Group seeks to minimize handover
delay due to authentication when a peer moves from one point of
attachment to another. Work has progressed on two different
approaches to reduce handover delay: early authentication (so that
authentication does not need to be performed during handover), and
reuse of cryptographic material generated during an initial
authentication to save time during re-authentication. A starting
assumption is that the mobile host or "peer" is initially
authenticated using the Extensible Authentication Protocol (EAP),
executed between the peer and an EAP server as defined in RFC 3748.
This document documents the HOKEY architecture. Specifically, it
describes design objectives, the functional environment within which
handover keying operates, the functions to be performed by the HOKEY
architecture itself, and the assignment of those functions to
architectural components. It goes on to illustrate the operation of
the architecture within various deployment scenarios that are
described more fully in other documents produced by the HOKEY Working
Group.
Status of this Memo
This Internet-Draft is submitted in full conformance with the
provisions of BCP 78 and BCP 79.
Internet-Drafts are working documents of the Internet Engineering
Task Force (IETF). Note that other groups may also distribute
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Internet-Drafts are draft documents valid for a maximum of six months
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and may be updated, replaced, or obsoleted by other documents at any
time. It is inappropriate to use Internet-Drafts as reference
material or to cite them other than as "work in progress."
This Internet-Draft will expire on January 13, 2011.
Copyright Notice
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Table of Contents
1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . 4
2. Terminology . . . . . . . . . . . . . . . . . . . . . . . . . 5
3. Design Goals . . . . . . . . . . . . . . . . . . . . . . . . . 6
3.1. Reducing Signalling Overhead . . . . . . . . . . . . . . . 6
3.1.1. Minimized Communications with Home Servers . . . . . . 6
3.1.2. Integrated Local Domain Name (LDN) Discovery . . . . . 6
3.2. Better Deployment Scalability . . . . . . . . . . . . . . 7
4. Functions That Must Be Supported . . . . . . . . . . . . . . . 7
4.1. System Overview . . . . . . . . . . . . . . . . . . . . . 7
4.2. Pre-Authentication Function (Direct or Indirect) . . . . . 9
4.3. EAP Re-authentication Function . . . . . . . . . . . . . . 9
4.4. EAP Authentication Function . . . . . . . . . . . . . . . 10
4.5. Authenticated Anticipatory Keying (AAK) Function . . . . . 10
4.6. EAP-Based Handover Key Management . . . . . . . . . . . . 10
5. Components of the HOKEY Architecture . . . . . . . . . . . . . 10
5.1. Functions of the Peer . . . . . . . . . . . . . . . . . . 11
5.2. Functions of the Serving Authenticator . . . . . . . . . . 12
5.3. Functions of the Candidate Authenticator . . . . . . . . . 13
5.4. Functions of the EAP Server . . . . . . . . . . . . . . . 13
5.5. Functions of the ER Server . . . . . . . . . . . . . . . . 14
6. Deployment Scenarios . . . . . . . . . . . . . . . . . . . . . 15
7. AAA Consideration . . . . . . . . . . . . . . . . . . . . . . 15
7.1. Standalone HOKEY server . . . . . . . . . . . . . . . . . 15
8. Security Considerations . . . . . . . . . . . . . . . . . . . 16
9. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 16
10. Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . 16
11. Informative References . . . . . . . . . . . . . . . . . . . . 16
Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . . 17
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1. Introduction
The Extensible Authentication Protocol (EAP) [RFC3748] is an
authentication framework that supports different types of
authentication methods. Originally designed for dial-up connections,
EAP is now commonly used for authentication in wireless access
networks.
When a host (or "peer", the term used from this point onward) changes
its point of attachment to the network, it must be re-authenticated.
If a full EAP authentication must be repeated, several message round-
trips between the peer and the home EAP server may be involved. The
resulting delay will result in degradation or in the worst case loss
of any service session in progress if communication is suspended
while re-authentication is carried out. The delay is worse if the
new point of attachment is in a visited network rather than the
peer's home network, because of the extra procedural steps involved
as well as because of the probable increase in round-trip time.
[RFC5169] describes this problem more fully and establishes design
goals for solutions to reduce re-authentication delay for transfers
within a single administrative domain. [RFC5169] also suggests a
number of ways to achieve a solution:
o specification of a method-independent, efficient, re-
authentication protocol;
o reuse of keying material from the initial authentication;
o deployment of re-authentication servers local to the peer to
reduce round-trip delay; and
o specification of the additional protocol needed to allow the EAP
server to pass authentication information to the local re-
authentication servers.
[RFC5295] tackles the problem of reuse of keying material by
specifying how to derive a hierarchy of cryptographically independent
purpose-specific keys from the results of the original EAP
authentication. [RFC5296] specifies a method-independent re-
authentication protocol (ERP) applicable to two specific deployment
scenarios:
o where the peer's home EAP server also performs re-authentication;
and
o where a local re-authentication server exists but is collocated
with a AAA proxy within the domain.
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Other work provides further pieces of the solution or insight into
the problem. [RFC5749] provides an abstract mechanism for
distribution of keying material from the EAP server to re-
authentication servers. (The stated scope is more general, but is
restated in terms consistent with the present summary.) [RFC5836]
contrasts the EAP re-authentication (ER) strategy provided by
[RFC5296] (which [RFC5836] calls "vertical context transfer") with an
alternative strategy called "early authentication".
[RFC5836] defines EAP early authentication as the use of EAP by a
mobile peer to establish authenticated keying material on a target
attachment point prior to its arrival. Here, a full EAP execution
occurs before the handover of the peer takes place. Hence, the goal
of EAP early authentication is to complete all EAP-related
communications, including AAA signaling, in preparation for the
handover, before the mobile device actually moves.
Both EAP re-authentication and early authentication enable faster
inter-authenticator handovers. However, it is currently unclear how
the necessary handover infrastructure for ER is deployed and can be
integrated into existing EAP infrastructures. In particular,
previous work has not described how ER servers (as defined below)
should be integrated into local and home domain networks.
This document proposes a general HOKEY architecture and demonstrates
how it can be adapted to different deployment scenarios. To begin
with, Section 3 recalls the design objectives for the HOKEY
architecture. Section 4 reviews the functions that must be supported
within the architecture. Section 5 describes the components of the
HOKEY architecture. Finally, Section 6 describes the different
deployment scenarios that the HOKEY Working Group has addressed and
the information flows that must occur within those scenarios, by
reference to the documents summarized above where possible and
otherwise within this document itself.
2. Terminology
This document contains no normative language, hence [RFC2119]
language does not apply.
This document reuses most of the terms defined in Section 2.2 of
[RFC5836]. In addition, it defines the following:
EAP Early Authentication
See Section 3.3.2 of [RFC5836].
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EAP Re-authentication (ER)
The use of keying material derived from an initial EAP
authentication to enable single-roundtrip re-authentication of a
mobile peer. For a detailed description of the keying material
see Section 3 of [RFC5296].
ER Server
A component of the HOKEY architecture that terminates the EAP re-
authentication exchange with the peer.
ER Key Management
An instantiation of the mechanism provided by [RFC5749] for
creating and delivering root keys from an EAP server to an ER
server.
3. Design Goals
This section investigates the design goals for the HOKEY
architecture. These include reducing the signaling overhead for re-
authentication and early authentication, integrating local domain
name discovery, and improving deployment scalability. These goals
supplement the discussion in [RFC5169].
3.1. Reducing Signalling Overhead
3.1.1. Minimized Communications with Home Servers
ERP requires only one round trip, however, this roundtrip may require
communications between a peer and its home ER and/or home AAA server
even if the peer is currently attached to a visited (local) network.
As a result, even this one round trip may introduce long delays
because home ER and home AAA servers may be distant from the peer.
To lower the signaling overhead, communication with the home ER
server and home AAA server should be minimized. Ideally, a peer
should only need to communicate with local servers and other local
entities.
3.1.2. Integrated Local Domain Name (LDN) Discovery
Ideally, whenever a peer performs a handover, ERP is executed between
the peer and a local ER server, thus, reducing handover latency by
avoiding a full EAP authentication with the peer's home EAP server.
For this to work, ERP bootstrapping must occur before (implicit) or
during (explicit) a handover to transport the necessary re-
authentication root keys to the local ER server involved. Implicit
bootstrapping is preferable because it does not require communication
with the home ER server during handover (see previous section), but
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it requires the peer to know the domain name of the ER server in
order to derive the necessary re-authentication keying material.
[RFC5296] does not specify such a domain name discovery mechanism and
suggests that the peer may learn the domain name through the EAP-
Initiate/Re-auth-Start message or via lower layer announcements. To
allow more efficient handovers, a HOKEY architecture should support
an efficient domain name discovery mechanism and allow its
integration with ERP implicit bootstrapping. Even in the case of
explicit bootstrapping, local domain name discovery should be
optimized such that it does not require contacting the home AAA
server, as is currently the case.
3.2. Better Deployment Scalability
To provide better deployment scalability, it should not be required
that the HOKEY server and AAA servers or proxies are collocated.
Separation of these entities may cause problems with routing, but
allows flexibility in deployment and implementation.
4. Functions That Must Be Supported
4.1. System Overview
This section views the HOKEY architecture as the implementation of a
subsystem providing authentication services to AAA. Not only does
AAA depend on the authentication subsystem, but the latter also
depends on AAA as a means for the routing and secure transport of
messages internal to the operation of network access authentication.
The operation of the authentication subsystem also depends on the
availability of a number of discovery functions:
o discovery of candidate access points, by the peer, by the serving
attachment point, or by some other entity;
o discovery of the authentication services supported at a given
candidate access point;
o discovery of the required server in the home domain when a
candidate access point is not in the same domain as the serving
attachment point, or no local server is available;
o peer discovery of the local domain name (LDN) when EAP re-
authentication is used with a local server.
It is assumed that these functions are provided by the environment
within which the authentication subsystem operates, and are outside
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the scope of the authentication subsystem itself. Local domain name
discovery is a possible exception.
Figure 1 shows the major functions comprising the authentication
subsystem and their interdependencies. These functions are described
below. [EDITOR'S NOTE: These probably need refinement. The
relationship of pre-authentication to EAP authentication, for
instance, is currently not totally correct, when one takes account of
the roles described in Section 5. AAK also needs an extension of ER
key management.]
+------------------------------------------------------------+
| AAA Network Access Authentication and Authorization |
+---+-------------.----------------------------+-------------+
| /|\ |
| | Authentication subsystem |
+===|=============|============================|=============+
| | +---------+----------+ +-------------V---------+ |
| | | Direct and | | EAP Re-authentication | |
| | | Indirect | +--+------+-------------+ |
| | | Pre-Authentication | / / |
| | +--------------------+ / / |
| | / / +---------------+ |
| | / | | Authenticated | |
| | / | | Anticipatory | |
| | / | | Keying (AAK) | |
| | / | +-------+-------+ |
| | / | | |
| +-V------------------+ / +---------V----------V--------+ |
| | EAP Authentication | | | ER Key Management | |
| +---------+----------+ | |+------------+ +------------+| |
| | | ||Handover Key| |Handover Key|| |
| | | || Derivation | |Distribution|| |
| | | |+------------+ +------+-----+| |
| | | +----------------------|------+ |
+===========|=============|=========================|========+
| | |
+-----------V-------------V-------------------------V--------+
| AAA routing and secure transport |
+------------------------------------------------------------+
Arrows show the direction of functional dependency.
Figure 1: Authentication Subsystem Functional Overview
Figure 1 shows the following dependencies:
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o When AAA is invoked to authenticate and authorize network access,
it uses one of two services offered by the authentication
subsystem: full EAP authentication, or EAP re-authentication.
o Pre-authentication triggers AAA network access authentication and
authorization at each candidate access point, which in turn causes
full EAP authentication to be invoked.
o EAP re-authentication invokes ER key management at the time of
authentication to create and distribute keying material to ER
servers.
o Authenticated anticipatory keying (AAK) relies on ER key
management to establish keying material on ER/AAK servers, but
uses an extension to ER key management to derive and establish
keying material on candidate authenticators.
EAP authentication, EAP re-authentication, and handover key
distribution depend on the routing and secure transport service
provided by AAA. Discovery functions and the function of
authentication and authorization of network entities (access points,
ER servers) are not shown. As stated above, these are external to
the authentication subsystem.
4.2. Pre-Authentication Function (Direct or Indirect)
The pre-authentication function is responsible for discovery of
candidate access points and completion of network access
authentication and authorization at each in advance of handover. The
operation of this function is described in general terms in
[RFC5836]. No document is yet available to describe the
implementation of pre-authentication in terms of specific protocols.
[RFC5873] could be part of the solution, but is Experimental rather
than Standards Track.
4.3. EAP Re-authentication Function
The EAP re-authentication function is responsible for authenticating
the peer at a specific access point using keying material derived
from a prior full EAP authentication. [RFC5169] provides the design
objectives for an implementation of this function. [RFC5296]
describes a protocol to implement EAP re-authentication subject to
the architectural restrictions noted above. Work is in progress to
relax those restrictions.
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4.4. EAP Authentication Function
The EAP authentication function is responsible for authenticating the
peer at a specific access point using a full EAP exchange. [RFC3748]
defines the associated protocol. [RFC5836] shows the use of EAP as
part of pre-authentication. Note that the HOKEY Working Group has
not specified the non-AAA protocol required to transport EAP frames
over IP that is shown in Figures 3 and 5 of [RFC5836], although
[RFC5873] is a candidate.
4.5. Authenticated Anticipatory Keying (AAK) Function
The authenticated anticipatory keying function is responsible for
pre-placing keying material derived from an initial full EAP
authentication on candidate access points. The operation is carried
out in two steps: ER key management (with trigger not currently
specified) places root keys derived from initial EAP authentication
onto an ER/AAK server associated with the peer. When requested by
the peer, the ER/AAK server derives and pushes predefined master
session keys to a list of candidate access points. The operation of
the authenticated anticipatory keying function is described in very
general terms in [RFC5836]. A protocol implementation is being
specified in [I-D.hokey-erp-aak].
4.6. EAP-Based Handover Key Management
EAP-based handover key management consists of EAP method independent
key derivation and distribution and comprises the following specific
functions:
o handover key derivation; and
o handover key distribution.
The derivation of handover keys is specified in [RFC5295], and key
distribution is specified in [RFC5749].
5. Components of the HOKEY Architecture
This section describes the components of the HOKEY architecture, in
terms of the functions they perform. The components cooperate as
described in this section to carry out the functions described in the
previous section. Section 6 describes the different deployment
scenarios that are possible using these functions.
The components of the HOKEY architecture are as follows:
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o the peer;
o the authenticator, which is a part of the serving access point and
candidate access points;
o the EAP server; and
o the ER server, either in the home domain or local to the
authenticator.
[EDITOR'S NOTE: probably have to add the ER/AAK server named in
[I-D.hokey-erp-aak] to this list.]
5.1. Functions of the Peer
The peer participates in the functions described in Section 4 as
shown in Table 1.
+--------------------+----------------------------------------------+
| Function | Peer Role |
+--------------------+----------------------------------------------+
| EAP authentication | Determines that full EAP authentication is |
| | needed based on context (e.g., initial |
| | authentication), prompting from the |
| | authenticator, or discovery that only EAP |
| | authentication is supported. Participates |
| | in the EAP exchange with the EAP server. |
| - | - |
| Direct | Discovers candidate access points. |
| pre-authentication | Initiates pre-authentication with each, |
| | followed by EAP authentication as above, but |
| | using IP rather than L2 transport for the |
| | EAP frames. |
| - | - |
| Indirect | Enters into a full EAP exchange when |
| pre-authentication | triggered, using either L2 or L3 transport |
| | for the frames. |
| - | - |
| EAP | Determines that EAP re-authentication is |
| re-authentication | possible based on discovery or authenticator |
| | prompting. Discovers ER server. |
| | Participates in ERP exchange with ER server. |
| - | - |
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| Authenticated | Determines that AAK is possible based on |
| anticipatory | discovery or serving authenticator |
| keying | prompting. Discovers candidate access |
| | points. Sends request to serving |
| | authenticator to distribute keying material |
| | to the candidate access points. |
| - | - |
| ER key management | No role. |
+--------------------+----------------------------------------------+
Table 1: Functions of the Peer
5.2. Functions of the Serving Authenticator
The serving authenticator participates in the functions described in
Section 4 as shown in Table 2.
+--------------------+----------------------------------------------+
| Function | Serving Authenticator Role |
+--------------------+----------------------------------------------+
| EAP authentication | No role. |
| - | - |
| Direct | No role. |
| pre-authentication | |
| - | - |
| Indirect | Discovers candidate access points. |
| pre-authentication | Initiates an EAP exchange between the peer |
| | and the EAP server through each candidate |
| | authenticator. Mediates between L2 |
| | transport of EAP frames on the peer side and |
| | a non-AAA protocol over IP toward the |
| | candidate access point. |
| - | - |
| EAP | No role. |
| re-authentication | |
| - | - |
| Authenticated | Mediates between L2 transport of AAK frames |
| anticipatory | on the peer side and AAA transport toward |
| keying | the ER/AAK server. |
| - | - |
| ER key management | No role. |
+--------------------+----------------------------------------------+
Table 2: Functions of the Serving Authenticator
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5.3. Functions of the Candidate Authenticator
The candidate authenticator participates in the functions described
in Section 4 as shown in Table 3.
+--------------------+----------------------------------------------+
| Function | Candidate Authenticator Role |
+--------------------+----------------------------------------------+
| EAP authentication | Invokes AAA network access authentication |
| | and authorization upon handover/initial |
| | attachment. Mediates between L2 transport |
| | of EAP frames on the peer link and AAA |
| | transport toward the EAP server. |
| - | - |
| Direct | Invokes AAA network access authentication |
| pre-authentication | and authorization when the peer initiates |
| | authentication. Mediates between non-AAA L3 |
| | transport of EAP frames on the peer side and |
| | AAA transport toward the EAP server. |
| - | - |
| Indirect | Same as direct pre-authentication, except |
| pre-authentication | that it communicates with the serving |
| | authenticator rather than the peer. |
| - | - |
| EAP | Invokes AAA network access authentication |
| re-authentication | and authorization upon handover. Discovers |
| | or is configured with the address of the ER |
| | server. Mediates between L2 transport of a |
| | ERP frames on the peer side and AAA |
| | transport toward the ER server. |
| - | - |
| Authenticated | Receives and saves pMSK. |
| anticipatory | |
| keying | |
| - | - |
| ER key management | No role. |
+--------------------+----------------------------------------------+
Table 3: Functions of the Candidate Authenticator
5.4. Functions of the EAP Server
The EAP server participates in the functions described in Section 4
as shown in Table 4.
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+--------------------+----------------------------------------------+
| Function | EAP Server Role |
+--------------------+----------------------------------------------+
| EAP authentication | Authenticates and authorizes the candidate |
| | access point to act as authenticator. |
| | Terminates EAP signalling between it and the |
| | peer via the candidate authenticator. |
| | Determines whether network access |
| | authentication succeeds or fails. Provides |
| | MSK to authenticator. |
| - | - |
| Direct | As for EAP authentication. |
| pre-authentication | |
| - | - |
| Indirect | As for EAP authentication. |
| pre-authentication | |
| - | - |
| EAP | Mutually authenticates with the ER server |
| re-authentication | and authorizes it for receiving keying |
| | amterial. Provides rRK or DSrRK to the ER |
| | server. |
| - | - |
| Authenticated | As for EAP re-authentication. |
| anticipatory | |
| keying | |
| - | - |
| ER key management | Creates rRK or DSrRK and distributes it to |
| | ER server requesting the information. |
+--------------------+----------------------------------------------+
Table 4: Functions of the EAP Server
5.5. Functions of the ER Server
The ER server participates in the functions described in Section 4 as
shown in Table 5. [EDITOR'S NOTE: Need discussion of respective
roles of local and home ER server, or whether there should even be
such a distinction.]
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+--------------------+----------------------------------------------+
| Function | ER Server Role |
+--------------------+----------------------------------------------+
| EAP authentication | No role. |
| - | - |
| Direct | No role. |
| pre-authentication | |
| - | - |
| Indirect | No role. |
| pre-authentication | |
| - | - |
| EAP | Authenticates and authorizes the candidate |
| re-authentication | access point to act as authenticator. |
| | Authenticates itself to the EAP server and |
| | acquires rRK or DSrRK as applicable when |
| | necessary. Terminates ERP signalling |
| | between it and the peer via the candidate |
| | authenticator. Determines whether network |
| | access authentication succeeds or fails. |
| | Provides MSK to authenticator. |
| - | - |
| Authenticated | Authenticates itself to the EAP server and |
| anticipatory | acquires rRK or DSrRK as applicable when |
| keying | necessary. Authenticates and authorizes the |
| | candidate access points to act as |
| | authenticator. Derives pMSKs and passes |
| | them to the candidate access points. |
| - | - |
| ER key management | Receives and saves rRK or DSrRK as |
| | applicable. |
+--------------------+----------------------------------------------+
Table 5: Functions of the ER Server
6. Deployment Scenarios
The necessity for this section and its contents are TBD.
7. AAA Consideration
7.1. Standalone HOKEY server
TBD.
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8. Security Considerations
TBD
9. IANA Considerations
This document has no actions for IANA.
10. Acknowledgments
The authors would like to thank Qin Wu, Mark Jones, and Zhen Cao for
their reviews of the previous version of this draft.
11. Informative References
[RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
Requirement Levels", BCP 14, RFC 2119, March 1997.
[RFC3748] Aboba, B., Blunk, L., Vollbrecht, J., Carlson, J., and H.
Levkowetz, "Extensible Authentication Protocol (EAP)",
RFC 3748, June 2004.
[RFC5169] Clancy, T., Nakhjiri, M., Narayanan, V., and L. Dondeti,
"Handover Key Management and Re-Authentication Problem
Statement", RFC 5169, March 2008.
[RFC5247] Aboba, B., Simon, D., and P. Eronen, "Extensible
Authentication Protocol (EAP) Key Management Framework",
RFC 5247, August 2008.
[RFC5295] Salowey, J., Dondeti, L., Narayanan, V., and M. Nakhjiri,
"Specification for the Derivation of Root Keys from an
Extended Master Session Key (EMSK)", RFC 5295,
August 2008.
[RFC5296] Narayanan, V. and L. Dondeti, "EAP Extensions for EAP Re-
authentication Protocol (ERP)", RFC 5296, August 2008.
[RFC5749] Hoeper, K., Nakhjiri, M., and Y. Ohba, "Distribution of
EAP-Based Keys for Handover and Re-Authentication",
RFC 5749, March 2010.
[RFC5836] Ohba, Y., Wu, Q., and G. Zorn, "Extensible Authentication
Protocol (EAP) Early Authentication Problem Statement",
RFC 5836, April 2010.
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[RFC5873] Ohba, Y. and A. Yegin, "Pre-Authentication Support for the
Protocol for Carrying Authentication for Network Access
(PANA)", RFC 5873, May 2010.
[I-D.hokey-erp-aak]
Cao, Z., Deng, H., Wang, Y., Wu, Q., and G. Zorn, "EAP Re-
authentication Protocol Extensions for Authenticated
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Authors' Addresses
Katrin Hoeper
Motorola, Inc.
1301 E. Algonquin Road
Schaumburg, IL 60196
USA
Email: khoeper@motorola.com
Sebastien Decugis
NICT
4-2-1 Nukui-Kitamachi
Tokyo, Koganei 184-8795
Japan
Email: sdecugis@nict.go.jp
Glen Zorn
Network Zen
1310 East Thomas Street
Seattle, Washington 98102
USA
Email: gwz@net-zen.net
Hoeper, et al. Expires January 13, 2011 [Page 17]
Internet-Draft Architecture Design July 2010
Qin Wu
Huawei Technologies Co.,Ltd
Site B, Floor 12F, Huihong Mansion, No.91 Baixia Rd.
Nanjing, JiangSu 210001
China
Phone: +86-25-84565892
Email: sunseawq@huawei.com
Tom Taylor
Huawei Technologies Co., Ltd
Ottawa
Canada
Email: tom111.taylor@bell.net
Hoeper, et al. Expires January 13, 2011 [Page 18]