Internet Architecture Board                                   G. Huston
Internet Draft                                                  Telstra
Document: draft-iab-bgparch-00.txt                        February 2001
Category: Informational


   Architectural Requirements for Inter-Domain Routing in the Internet


Status of this Memo

    This document is an Internet-Draft and is in full conformance with
    all provisions of Section 10 of RFC2026 [1].

    Internet-Drafts are working documents of the Internet Engineering
    Task Force (IETF), its areas, and its working groups. Note that
    other groups may also distribute working documents as Internet-
    Drafts. Internet-Drafts are draft documents valid for a maximum of
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    progress."

    The list of current Internet-Drafts can be accessed at
    http://www.ietf.org/ietf/1id-abstracts.txt

    The list of Internet-Draft Shadow Directories can be accessed at
    http://www.ietf.org/shadow.html.



1. Abstract

    This draft examines the various longer term trends visible within
    the characteristics of the Internet's BGP table and identifies a
    number of operational practices and protocol factors which
    contribute to these trends. The potential impacts of these practices
    and protocol properties on the scaling properties of the inter-
    domain routing space are examined.

    These impacts include the potential for exhaustion of the existing
    Autonomous System number space, increasing convergence times for
    selection of stable alternate paths following withdrawal of route
    announcements, the stability of table entries, and the average
    prefix length of entries in the BGP table. The larger long term
    issue is that of an increasingly denser inter-connectivity mesh
    between AS's, causing a finer degree of granularity of inter-domain
    policy and finer levels of control to undertake inter-domain traffic
    engineering.

    Various approaches to a refinement of the inter-domain routing
    protocol and associated operating practices that may provide
    superior scaling properties are identified as an area for further
    investigation.

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2. Network Scale and Inter-Domain Routing

    Are there inherent scaling limitations in the technology of the
    Internet, or its architecture of deployment, that may impact on the
    ability of the Internet to meet escalating levels of demand? There
    are a number of potential areas to search for such limitations.
    These include the capacity of transmission systems, packet switching
    capacity, the continued availability of protocol addresses, and the
    capability of the routing system to produce a stable view of the
    overall topology of the network. In this study we will look at this
    latter capability with a view to identifying some aspects of the
    scaling properties of the Internet's routing system.

    The basic structure of the Internet is a collection of networks, or
    Autonomous Systems (AS's) which are interconnected to form a
    connected domain. Each AS uses an interior routing system to
    maintain a coherent view of the topology within the AS, and uses an
    exterior routing system to maintain adjacency information with
    neighboring AS's and thereby create a view of the connectivity of
    the entire system. This network-wide connectivity is described in
    the routing table used by the BGP4 protocol. Each entry in the table
    refers to a distinct route. The attributes of the route are used to
    determine the best path from the local AS to the AS that is
    originating the route. Determining the 'best path' in this case is
    determining which routing advertisement and associated next hop
    address is the most preferred. The BGP routing system is not aware
    of finer level of topology within the local AS or within any remote
    AS. From this perspective BGP can be seen as a connectivity
    maintenance protocol, and the BGP routing table, a description of
    the current connectivity of the Internet, using an AS as the basic
    element of computation.

    There is an associated dimension of policy determination within the
    routing table. If an AS advertises a route to a neighboring AS, the
    local AS is offering to accept traffic from the neighboring AS which
    is ultimately destined to addresses described by the advertised
    routing entry. If the local AS does not originate the route, then
    the inference is that the local AS is willing to undertake the role
    of transit provider for this traffic on behalf of some third party.
    Similarly, an AS may or may not chose to accept a route from a
    neighbor. Accepting a route implies that under some circumstances,
    as determined by the local route selection parameters, the local AS
    will use the neighboring AS to reach addresses spanned by the
    router. The BGP routing domain maintains a coherent view of the
    connectivity of the inter-AS domain, where connectivity is expressed
    as a preference for 'shortest paths' to reach any destination
    address, modulated by the connectivity policies expressed by each
    AS, and coherence is expressed as a global constraint that none of
    the paths contains loops or dead ends. The elements of the BGP
    routing domain are routing entries, expressed as a span of
    addresses. All addresses advertised within each routing entry share


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    a common origin AS and a common connectivity policy. The total size
    of the BGP table is therefore a metric of the number of distinct
    routes within the Internet, where each route describes a contiguous
    set of addresses which share a common origin AS and a common
    reachability policy.

    When the scaling properties of the Internet were studied in the
    early 1990s two critical factors identified in the study were, not
    surprisingly, routing and addressing [RFC 1287]. As more devices
    connect to the Internet they consume addresses, and the associated
    function of maintaining reachability information for these
    addresses, with an assumption of an associated growth in the number
    of distinct provider networks and the number of distinct
    connectivity policies, implies ever larger routing tables. The work
    in studying the limitations of the 32 bit IPv4 address space
    produced a number of outcomes, including the specification of IPv6
    [RFC <IPv6>], as well as the refinement of techniques of network
    address translation [RFC <NAT>] intended to allow some degree of
    transparent interaction between two networks using different address
    realms. Growth in the routing system is not directly addressed by
    these approaches, as the routing space is the cross product of the
    complexity of the inter-AS topology of the network, multiplied by
    the number of distinct connectivity policies multiplied by the
    degree of fragmentation of the address space. For example, use of
    NAT may reduce the pressure on the number of public addresses
    required by a single connected network, but it does not necessarily
    imply that the network's connectivity policies can be subsumed
    within the aggregated policy of a single upstream provider.

    When a network advertises a block of addresses into the exterior
    routing space this entry is generally carried across the entire
    exterior routing domain of the Internet. To measure the common
    characteristics of the global routing table, it is necessary to
    establish a point in the default-free part of the exterior routing
    domain and examine the BGP routing table that is visible at that
    point.



3. Measurements of the total size of the BGP Table

    Measurements of the size of the routing table were somewhat sporadic
    to start, and a number of measurements were take at approximate
    monthly intervals from 1988 until 1992 by Merit [RFC 1338]. This
    effort was resumed in 1994 By Erik-Jan Bos at Surfnet in the
    Netherlands, who commenced measuring the size of the BGP table at
    hourly intervals in 1994. This measurement technique was adopted by
    the author in 1997, using a measurement point located at the edge of
    AS 1221 in Australia, again using an hourly interval for the
    measurement. The initial measurements were of the number of routing
    entries contained within the set of selected best paths. These
    measurements were expanded to include the number of AS numbers,

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    number of AS paths, and a set of measurements relating to the prefix
    size of routing table entries.

    We now have a view of the dynamics of the Internet's routing table
    growth which spans some 13 years, and a very detailed view spanning
    the most recent seven years [Huston 2001]. Looking at just the total
    size of the BGP routing table over this period, it is possible to
    identify four distinct phases of inter-AS routing practice in the
    Internet.

3.1 Pre-CIDR Growth

    The initial characteristics of the routing table size from 1988
    until April 1994 show definite characteristics of exponential
    growth. If continued unchecked, this growth would have lead to
    saturation of the available BGP routing table space in the non-
    default routers of the time within a small number of years.

    Estimates of the time at which this would've happened varied
    somewhat from study to study, but the overall general theme of these
    observations was that the growth rates of the BGP routing table were
    exceeding the growth in hardware and software capability of the
    deployed network, and that at some point in the mid-90's, the BGP
    table size would have grown to the point where it was larger than
    the capabilities of available equipment to support.

3.2 CIDR Deployment

    The response from the engineering community was the introduction of
    a hierarchy into the inter-domain routing system. The intent of the
    hierarchical routing structure was to allow a provider to merge the
    routing entries for its customers into a single routing entry which
    spanned its entire customer base. The practical aspects of this
    change was the introduction of routing protocols which dispensed
    with the requirement for the Class A, B and C address delineation,
    replacing this scheme with a routing system that carried an address
    prefix and an associated prefix length. This approached was termed
    Classless Inter-Domain Routing (CIDR).

    A concerted effort was undertaken in 1994 and 1995 to deploy CIDR
    routing in the Internet, based on encouraging deployment of the
    CIDR-capable version of the BGP protocol, BGP4 [RFC <BGP4>}. The
    effects of this effort are visible in the history of the routing
    table, where the routing table remained constant for some 14 months
    at 20,000 entries in 1994 and 1995.

    The intention of CIDR was one of hierarchical provider address
    aggregation, where a network provider is allocated an address block
    from an address registry, and the provider announces this entire
    block into the exterior routing domain as a single entry with a
    single routing policy. Customers of the provider use a sub-
    allocation from this address block, and these smaller routing
    elements are aggregated by the provider and not directly passed into

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    the exterior routing domain. During 1994 the size of the routing
    table remained relatively constant at some 20,000 entries as the
    growth in the number of providers announcing address blocks was
    matched by a corresponding reduction in the number of address
    announcements as a result of CIDR aggregation.

3.3 CIDR Growth

    For the next four years until the start of 1998, CIDR proved
    effective in damping unconstrained growth in the BGP routing table.
    During this period, the BGP table grew at an approximate linear
    rate, adding some 10,000 entries per year.

    A close examination of the table reveals a greater level of
    stability in the routing system at this time. The short term
    (hourly) variation in the number of announced routes reduced, both
    as a percentage of the number of announced routes, and also in
    absolute terms. One of the other benefits of using large aggregate
    address blocks is that an instability at the edge of the network is
    not immediately propagated into the routing core. The instability at
    the last hop is absorbed at the point at which an aggregate route is
    used in place of a collection of more specific routes. This, coupled
    with widespread adoption of BGP route flap damping, was been every
    effective in reducing the short term instability in the routing
    space during this period.

3.4 Current Growth

    In late 1998 the trend of growth in the BGP table size changed
    radically, and the growth for the past two years is again showing
    all the signs of a re-establishment of exponential growth. It
    appears that CIDR is unable to keep pace with the levels of growth
    of the Internet, and some additional factors are becoming apparent
    in the Internet which has lead to a growth pattern in the total size
    of the BGP table which has some elements of compound growth rather
    than linear growth. A best fit of the data for the period from
    January 1999 until December 2000 indicates a compound growth model
    of 42% growth per year.

    An initial observation is that this growth pattern points to some
    weakening of the hierarchical model of connectivity and routing
    within the Internet. To identify the characteristics of this recent
    trend it is necessary to look at a number of related characteristics
    of the routing table.


4. Related Measurements derived from BGP Table

    The level of analysis of the BGP routing table has been extended in
    an effort to identify the factors contributing to this growth, and
    to determine whether this leads to some limiting factors in the
    potential size of the routing space. Analysis includes measuring the
    number of AS's in the routing system, and the number of distinct AS

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    paths, the range of addresses spanned by the table and average span
    of each routing entry.

4.1 AS Number Consumption

    Each network that is multi-homed within the topology of the Internet
    and wishes to express a distinct external routing policy must use a
    unique AS number to associate its advertised addresses with such a
    policy. In general, each network is associated with a single AS, and
    the number of AS's in the default-free routing table tracks the
    number of entities that have unique routing policies. There are some
    exceptions to this, including large global transit providers with
    varying regional policies, where multiple AS's are associated with a
    single network, but such exceptions are relatively uncommon.

    The number of unique AS's present in the BGP table has been tracked
    since late 1996, and the trend of AS number deployment over the past
    four years is also one which matches a compound growth model with a
    growth rate of 51% per year. As of the start of 2001 there were some
    9,500 AS's visible in the BGP table. At a continued rate of growth
    of 51% p.a., the 16 bit AS number space will be fully deployed by
    August 2005. Work is underway within the IETF to modify the BGP
    protocol to carry AS numbers in a 32 bit field. [I-D Chen & Rekhter
    work in progress 2000] While the protocol modifications are
    relatively straightforward, the major responsibility rests with the
    operations community to devise a transition plan that will allow
    gradual transition into this larger AS number space.

4.2 Address Consumption

    It is also possible to track the total amount of address space
    advertised within the BGP routing table. At the start of 2001 the
    routing table encompassed 1,081,131,733 addresses, or some 25.17% of
    the total IPv4 address space. This has grown from 1,019,484,655
    addresses in November 1999. However, there are a number of /8
    prefixes which are periodically announced and withdrawn from the BGP
    table, and if the effects of these prefixes is removed, a compound
    growth model against the previous 12 months of data of this metric
    yields a best fit model of growth of 7% per year in the total number
    of addresses spanned by the routing table.

    Compared to the 42% growth in the number of routing advertisements,
    it would appear that much of the growth of the Internet in terms of
    growth in the number of connected devices is occurring behind
    various forms of NAT gateways. In terms of solving the perceived
    finite nature of the address space identified just under a decade
    ago, the Internet appears so far to have embraced the approach of
    using NATs, irrespective of their various perceived functional
    shortcomings. [RFC 2993] This also supports the observation of
    smaller address fragments supporting distinct policies in the BGP
    table, as such small address blocks may encompass arbitrarily large
    networks located behind one or more NAT gateways.

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4.3 Granularity of Table Entries

    The intent of CIDR aggregation was to support the use of large
    aggregate address announcements in the BGP routing table. To check
    whether this is still the case the average span of each BGP
    announcement has been tracked for the past 12 months. The data
    indicates a decline in the average span of a BGP advertisement from
    16,000 individual addresses in November 1999 to 12,100 in December
    2000. This corresponds to an increase in the average prefix length
    from /18.03 to /18.44. Separate observations of the average prefix
    length used to route traffic in operation networks in late 2000
    indicate an average length of 18.1 [Lothberg 2000]. This trend is
    cause for concern as it implies the increasing spread of traffic
    over greater numbers of increasingly finer forwarding table entries.
    This, in turn, has implications for the design of high speed core
    routers, particularly when extensive use is made of a small number
    of very high speed cached forwarding entries within the switching
    subsystem of a router's design.

    A similar observation can be made regarding the number of addresses
    advertised per AS. In December 1999 each AS advertised an average of
    161,900 addresses (equivalent to a prefix length of /14.69(, and in
    January 2001 this average has fallen to 115,800 addresses (an
    equivalent prefix length of /15.18).

    This points to increasingly finer levels of routing detail being
    announced into the global routing domain, which in turn supports the
    observation that the efficiencies of hierarchical routing structures
    are no longer being realized within the deployed Internet, and
    instead increasingly finer levels of routing detail are being
    announced globally in the BGP tables. The most likely cause of this
    trend of finer levels of routing granularity is an increasingly
    dense interconnection mesh, where more networks are moving from a
    single-homed connection with hierarchical addressing and routing
    into multi-homed connections without any hierarchical structure. The
    spur for this increasingly dense connectivity mesh in the Internet
    may well be the declining unit costs of communications bearer
    services coupled with a common perception that richer sets of
    adjacencies yields greater levels of service resilience.

4.4 Prefix Length Distribution

    In addition to looking at the average prefix length, the analysis of
    the BGP table also includes an examination of the number of
    advertisements of each prefix length.

    An extensive program commenced in the mid-nineties to move away from
    intense use of the Class C space and to encourage providers to
    advertise larger address blocks, as part of the CIDR effort. This
    has been reinforced by the address registries who have used provider
    allocation blocks that correspond to a prefix length of /19 and,
    more recently, /20.

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    These measures were introduced in the mid-90's when there were some
    20,000 - 30,000 entries in the BGP table. Some six years later in
    January 2001 it is interesting to note that of the 104,000 entries
    in the routing table, some 59,000 entries have a /24 prefix. In
    absolute terms the /24 prefix set is the fastest growing set in the
    BGP routing table. The routing entries of these smaller address
    blocks also show a much higher level of change on an hourly basis.
    While a large number of BGP routing points perform route flap
    damping, nevertheless there is still a very high level of
    announcements and withdrawals of these entries in this particular
    area of the routing table when viewed using a perspective of route
    updates per prefix length. Given that the number of these small
    prefixes are growing rapidly, there is cause for some concern that
    the total level of BGP flux, in terms of the number of announcements
    and withdrawals per second may be increasing, despite the pressures
    from flap damping. This concern is coupled with the observation
    that, in terms of BGP stability under scaling pressure, it is not
    the absolute size of the BGP table which is of prime importance, but
    the rate of dynamic path recomputations that occur in the wake of
    announcements and withdrawals. Withdrawals are of particular concern
    due to the number of transient intermediate states that the BGP
    distance vector algorithm explores in processing a withdrawal.
    Current experimental observations indicate a typical convergence
    time of some 2 minutes to propagate a route withdrawal across the
    BGP domain. [Labowitz 2000] An increase in the density of the BGP
    mesh, coupled with an increase in the rate of such dynamic changes,
    does have serious implications in maintaining the overall stability
    of the BGP system as it continues to grow. The registry allocation
    policies also have had some impact on the routing table prefix
    distribution. The original registry practice was to use a minimum
    allocation unit of a /19, and the 10,000 prefix entries in the /17
    to /19 range are a consequence of this policy decision. More
    recently the allocation policy now allows for a minimum allocation
    unit of a /20 prefix, and the /20 prefix is used by some 4,300
    entries as of January 2001, and in relative terms is one of the
    fastest growing prefix sets. The number of entries corresponding to
    very small address blocks (smaller than a /24), while small in
    number as a proportion of the total BGP routing table, is the
    fastest growing in relative terms. The number of /25 through /32
    prefixes in the routing table is growing faster, in terms of
    percentage change, than any other area of the routing table. If
    prefix length filtering were in widespread use, the practice of
    announcing a very small address block with a distinct routing policy
    would have no particular beneficial outcome, as the address block
    would not be passed throughout the global BGP routing domain and the
    propagation of the associated policy would be limited in scope. The
    growth of the number of these small address blocks, and the
    diversity of AS paths associated with these routing entries, points
    to a relatively limited use of prefix length filtering in today's
    Internet. In the absence of any corrective pressure in the form of
    widespread adoption of prefix length filtering, the very rapid
    growth of global announcements of very small address blocks is

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    likely to continue. In percentage terms, the set of prefixes
    spanning /25 to /32 show the largest growth rates.

4.5 Aggregation and Holes

    With the CIDR routing structure it is possible to advertise a more
    specific prefix of an existing aggregate. The purpose of this more
    specific announcement is to punch a 'hole' in the policy of the
    larger aggregate announcement, creating a different policy for the
    specifically referenced address prefix.

    Another use of this mechanism is to perform a rudimentary form of
    load balancing and mutual backup for multi-homed networks. In this
    model a network may advertise the same aggregate advertisement along
    each connection, but then advertise a set of specific advertisements
    for each connection, altering the specific advertisements such that
    the load on each connection is approximately balanced. The two forms
    of holes can be readily discerned in the routing table - while the
    approach of policy differentiation uses an AS path which is
    different from the aggregate advertisement, the load balancing and
    mutual backup configuration uses the same As path for both the
    aggregate and the specific advertisements. While it is difficult to
    understand whether the use of such more specific advertisements was
    intended to be an exception to a more general rule or not within the
    original intent of CIDR deployment, there appears to be very
    widespread use of this mechanism within the routing table. Some
    41,600 advertisements, or 41% of the routing table, is being used to
    punch policy holes in existing aggregate announcements. Of these the
    overall majority of some 35,000 routes use distinct AS paths, so
    that it does appear that this is evidence of finer levels of
    granularity of connection policy in a densely interconnected space.
    While long term data is not available for the relative level of such
    advertisements as a proportion of the full routing table, the growth
    level does strongly indicate that policy differentiation at a fine
    level within existing provider aggregates is a significant driver of
    overall table growth.


5. Current State of inter-AS routing in the Internet

    The resumption of compound growth trends within the BGP table, and
    the associated aspects of finer granularity of routing entries
    within the table form adequate grounds for consideration of
    potential refinements to the Internet's exterior routing protocols
    and potential refinements to current operating practices of inter-AS
    connectivity. With the exception of the 16 bit AS number space,
    there is no particular finite limit to any aspect of the BGP table.
    The motivation for such activity is that a long term pattern of
    continued growth at current rates may once again pose a potential
    condition where the capacity of the available processors may be
    exceeded by some aspect of the Internet routing table.


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5.1 A denser interconnectivity mesh

    The decreasing unit cost of communications bearers in many part of
    the Internet is creating a rapidly expanding market in exchange
    points and other forms of inter-provider peering. The deployment
    model of a single-homed network with a single upstream provider is
    rapidly being supplanted by a model of extensive interconnection at
    the edges of the Internet. The underlying deployment model assumed
    by CIDR assumed a different structure, more akin to a strict
    hierarchy of supply providers. The business imperatives driving this
    denser mesh of interconnection in the Internet are irresistible, and
    the casualty in this case is the CIDR-induced dampened growth of the
    BGP routing table.

5.2 Multi-Homed small networks and service resiliency

    It would appear that one of the major drivers of the recent growth
    of the BGP table is that of small networks advertised as a /24
    prefix entry in the routing table are multi-homing with a number of
    peers and a number of upstream providers. In the appropriate
    environment where there are a number of networks in relatively close
    proximity, using peer relationships can reduce total connectivity
    costs, as compared to using a single upstream service provider.
    Equally significantly, multi-homing with a number of upstream
    providers is seen as a means of improving the overall availability
    of the service. In essence, multi-homing is seen as an acceptable
    substitute for upstream service resiliency. This has a potential
    side-effect that when multi-homing is seen as a preferable
    substitute for upstream provider resiliency, the upstream provider
    cannot command a price premium for proving resiliency as an
    attribute of the provided service, and therefore has little
    incentive to spend the additional money required to engineer
    resiliency into the network. The actions of the network's multi-
    homed clients then become self-fulfilling. One way to characterize
    this behavior is that service resiliency in the Internet is becoming
    the responsibility of the customer, not the service provider.

    In such an environment resiliency still exists, but rather than
    being a function of the bearer or switching subsystem, resiliency is
    provided through the function of the BGP routing system. The
    question is not whether this is feasible or desirable in the
    individual case, but whether the BGP routing system can scale
    adequately to continue to undertake this role.

5.3 Traffic Engineering via Routing

    Further driving this growth in the routing table is the use of
    selective advertisement of smaller prefixes along different paths in
    an effort to undertake traffic engineering within a multi-homed
    environment. While there is considerable effort being undertaken to
    develop traffic engineering tools within a single network using MPLS
    as the base flow management tool, inter-provider tools to achieve
    similar outcomes are considerably more complex when using such
    switching techniques.

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    At this stage the only tool being used for inter-provider traffic
    engineering is that of the BGP routing table, further exacerbating
    the growth and stability pressures being placed on the BGP routing
    domain.

5.4 Lack of common operational practices

    There is considerable evidence of a lack of uniformity of
    operational practices within the inter-domain routing space. This
    includes the use and setting of prefix filters, the use and setting
    of route damping parameters and level of verification undertaken on
    BGP advertisements by both the advertiser and the recipient. There
    is some extent of 'noise' in the routing table where advertisements
    appear to be propagated well beyond their intended domain of
    applicability, and also where withdrawals and advertisements are not
    being adequately damped close to the origin of the route flap. This
    diversity of operating practices also extends to policies of
    accepting advertisements which are more specific advertisements of
    existing provider blocks.

5.5 CIDR and Hierarchical Routing

    The current growth factors at play in the BGP table are not easily
    susceptible to another round of CIDR deployment pressure within the
    operator community. The denser interconnectivity mesh, the
    increasing use of multi-homing with smaller address prefixes, the
    extension of the use of BGP to perform roles related to inter-domain
    traffic engineering and the lack of common operating practices all
    point to a continuation of the trend of growth in the total size of
    the BGP routing table, with this growth most apparent with
    advertisements of smaller address blocks, and an increasing trend
    for these small advertisements to be punching a connectivity policy
    'hole' in an existing provider aggregate advertisement.

    It may be appropriate to consider how to operate an Internet with a
    BGP routing table which has millions of small entries, rather than
    the expectation of a hierarchical routing space with at most tens of
    thousands of larger entries in the global routing table.

6. Future Requirements for the Exterior Routing System

    It is beyond the scope of this document to define a scaleable inter-
    domain routing environment and associated routing protocols and
    operating practices. A more modest goal is to look at the attributes
    of routing systems as understood and identify those aspects of such
    systems which may be applicable to the inter-domain environment as a
    potential set of requirements for inter-domain routing tools.

6.1 Scalability

    The overall intent is scalability of the routing environment.
    Scalability can be expressed in many dimensions, including number of

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    discrete network layer reachability entries, number of discrete
    route policy entries, level of dynamic change over a unit of time of
    these entries, time to converge to a coherent view of the
    connectivity of the network following changes, and so on.

    The basic objective behind this expressed requirement for
    scalability is that the most likely near to medium trend in the
    structure of the Internet is a continuation in the pattern of dense
    interconnectivity between a large number of discrete network
    entities, and little impetus behind hierarchical aggregating
    structures. It is not an objective to place any particular metrics
    on scalability within this examination of requirements, aside from
    indicating that a prudent view would encompass a scale of
    connectivity in the inter-domain space that is at least two orders
    of magnitude larger than comparable metrics of the current
    environment.

6.2 Stability and Predictability

    Any routing system should behave in a stable and predictable
    fashion. What is inferred from the predictability requirement is the
    behavior that under identical environmental conditions the routing
    system should converge to the same state. Stability implies that the
    routing state should be maintained for as long as the environmental
    conditions remain constant. Stability  also implies a qualitative
    property that minor variations in the network's state should not
    cause large scale instability across the entire network while a new
    stable routing state is reached. Instead, routing changes should be
    propagated only as far as necessary to reach a new stable state, so
    that the global requirement for stability implies some degree of
    locality in the behavior of the system.

6.3 Convergence

    Any routing system should have adequate convergence properties. By
    adequate it is implied that within a finite time following a change
    in the external environment, the routing system will have reached a
    shared common description of the network's topology which accurately
    describes the current state of the network and which is stable. In
    this case finite time implies a time limit which is bounded by some
    upper limit, and this upper limit reflects the requirements of the
    routing system. In the case of the Internet this convergence time is
    currently of the order of hundreds of seconds as an upper bound on
    convergence. A more useful upper bound for convergence is of the
    order of tens of seconds or lower.

    It is not a requirement to be able to undertake full convergence of
    the inter-domain routing system in the sub-second timescale.

6.4 Routing Overhead

    The greater the amount of information passed within the routing
    system, and the greater the frequency of such information exchanges,

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    the greater the level of expectation that the routing system can
    maintain an accurate view of the connectivity of the network.
    Equally, the greater the amount of information passed within the
    routing system, and the higher the frequency of information
    exchange, the higher the level of overhead consumed by operation of
    the routing system. There is an element of design compromise in a
    routing system to pass enough information across the system to allow
    each routing element to have adequate local information to reach a
    coherent local view of the network, yet ensure that the total
    routing overhead is low.

7 Architectural approaches to a scaleable Exterior Routing Protocol

    This document does not attempt to define an inter-domain routing
    protocol that possess all the attributes as listed above, but a
    number of architectural considerations can be identified that would
    form an integral part of the protocol design process.

7.1 Policy opaqueness vs policy transparency

    The two major approaches to routing protocols are distance vector
    and link state.

    In the distance vector protocol a routing node gathers information
    from its neighbors, applies local policy to this information and
    then distributes this updated information to its neighbors. In this
    model the nature of the local policy applied to the routing
    information is not necessarily visible to the node's neighbors, and
    the process of converting received route advertisements into
    advertised route advertisements uses a local policy process whose
    policy rules are not visible externally. This scenario can be
    described as 'policy opaque'. The side-effect of such an environment
    is that a third party cannot remotely compute which routes a network
    may accept and which may be re-advertised to each neighbor.

    In link state protocols a routing node effectively broadcasts its
    local adjancies, and the policies it has with respect to these
    adjancies, to all nodes within the link state domain. Every node can
    perform an identical computation upon this set of adjancies and
    associated policies in order to compute the local forwarding table.
    The essential attribute of this environment is that the routing node
    has to announce its routing policies, in order to allow a remote
    node to compute which routes will be accepted from which neighbor,
    and which routes will be advertised to each neighbor and what, if
    any, attributes are placed on the advertisement. Within an interior
    routing domain the local policies are in effect metrics of each link
    and these polices can be announced within the routing domain without
    any consequent impact.

    In the exterior routing domain it is not the case that
    interconnection policies between networks are always fully
    transparent. Various permutations of supplier / customer
    relationships and peering relationships have associated policy

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    qualifications which are not publicly announced for business
    competitive reasons. The current diversity of interconnection
    arrangements appears to be predicated on policy opaqueness, and to
    mandate a change to a model of open interconnection policies may be
    contrary to operational business imperatives.

    An inter-domain routing tool should be able to support models of
    interconnection where the policy associated with the interconnection
    is not visible to any third party. This consideration would appear
    to favor the continued use of a distance vector approach to inter-
    domain routing which, in turn, has implications on the convergence
    properties and stability of the inter-domain routing environment.

7.2 The number of routing objects

    The current issues with the trend behaviors of the BGP space can be
    coarsely summarized as the growth in the number of distinct routing
    objects, the increased level of dynamic behaviors of these objects
    (in the form of announcements and withdrawals).

    This entails evaluating possible measures that can address the
    growth rate in the number of objects in the inter-domain routing
    table, and separately examining measures that can reduce the level
    of dynamic change in the routing table. The current routing
    architecture defines a basic unit of a route object as an
    originating AS number and an address prefix.

    In looking at the growth rate in the number of route objects, the
    salient observation is that the number of route objects is the
    byproduct of the density of the interconnection mesh and the number
    of discrete points where policy is imposed of route objects. One
    approach to reduce the growth in the number of objects is to allow
    each object to describe larger segments of infrastructure. Such an
    approach could use a single route object to describe a set of
    address prefixes, or a collection of ASs, or a combination of the
    two. The most direct form of extension would be to preserve the
    assumption that each routing object represents an indivisible policy
    entity. However, given that one of the drivers of the increasing
    number of route objects is a proliferation of discrete route
    objects, it is not immediately apparent that this form of
    aggregation will prove capable in addressing the growth in the
    number of route objects.

    If single route objects are to be used that encompass a set of
    address prefixes and a collection of ASs, then it appears necessary
    to define additional attributes within the route object to further
    qualify the policies associated with the object in terms of specific
    prefixes, specific ASs and specific policy semantics that may be
    considered as policy exceptions to the overall aggregate

    Another approach to reduce the number of route objects is to reduce
    the scope of advertisement of each routing object, allowing the
    object to be removed and proxy aggregated into some larger object

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    once the logical scope of the object has been reached. This approach
    would entail the addition of route attributes which could be used to
    define the circumstances where a specific route object would be
    subsumed by an aggregate route object without impacting the policy
    objectives associated with the original set of advertisements.


7.3 Inter-domain Traffic Engineering

    Attempting to place greater levels of detail into route objects is
    intended to address the dual role of the current BGP system as both
    an inter-domain connectivity maintenance protocol and as an implicit
    traffic engineering tool.

    In the current environment, advertisement of more specific prefixes
    with unique policy is intended to create a traffic engineering
    response, where incoming traffic to an AS may be balanced across
    multiple paths. The outcome is that the control of the relative
    profile of load is placed with the originating AS. The way this is
    achieved is by using limited knowledge of the remote AS's route
    selection policy to explicitly limit the number of egress choices
    available to a remote AS. The most common route selection policy is
    the preference for more specific prefixes over larger address
    blocks. By advertising specific prefixes along specific neighbor AS
    connections with specific route attributes, traffic destined to
    these addresses is passed through the selected transit paths. This
    limitation of choice allows the originating AS to override the
    potential policy choices of all other ASs, imposing its traffic
    import policies at a higher level than the remote AS's egress
    policies.

    An alternative approach is the use of a class of traffic engineering
    attributes which are attached to an aggregate route object, allowing
    each remotes AS to respond to the route object in a manner that
    equates to the current specific prefix response, but without the
    multiplicity of specific prefix route objects. However, even this
    approach uses route objects to communicate traffic engineering
    policy, and the same risk remains that the route table is used to
    carry fine-detailed traffic path policies.

    An alternative direction is to separate the functions of
    connectivity maintenance and traffic engineering, using the routing
    protocol to identify a number of viable paths from a source AS to a
    destination AS, and use a distinct collection of traffic engineering
    tools to allow a traffic source AS to make egress path selections
    that match the desired traffic service profile for the traffic.

    There is one critical difference between traffic engineering
    approaches as used in intra-domain environments and the current
    inter-domain operating practices. Whereas the intra-domain
    environment uses the ingress network element to make the appropriate
    path choice to the egress point, the inter domain traffic
    engineering has the opposite intent, where a downstream AS(or egress

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    point) is attempting to constrain the path choice of an upstream AS
    (or ingress point). If explicit traffic engineering were undertaken
    within the inter-domain space, it is highly likely that the current
    structure would be altered. Instead of the downstream element
    attempting to constrain the path choices of an upstream element, a
    probable approach is the downstream element placing a number of
    advisory constraints on the upstream elements, and the upstream
    elements using a combination of these advisory constraints, dynamic
    information relating to path service characteristics and local
    policies to make an egress choice.

    From the perspective of the inter-domain routing environment, such
    measures offer the potential to remove the advertisement of specific
    routes for traffic engineering purposes. However, there is a need to
    adding traffic engineering information into advertised route blocks,
    requiring the definition of the syntax and semantics of traffic
    engineering attributes that can be attached to route objects.

7.4 Hierarchical Routing Models

    The  CIDR routing model assumed a hierarchy of providers, where at
    each level in the hierarchy the routing policies and address space
    of networks at the lower level of hierarchy were subsumed by the
    next level up (or `upstream') provider. The connectivity policy
    assumed by this model is also a hierarchical model, where horizontal
    connections within a single level of the hierarchy are not visible
    beyond the networks of the two parties.

    A number of external factors are increasing the density of
    interconnection including decreasing unit costs of communications
    services and the increasing use of exchange points to augment point-
    to-point connectivity models with point-to-multipoint facilities.

    The outcome of these external factors is a significant reduction in
    the hierarchical nature of the inter-domain space. The outcomes of
    this characteristic of the Internet in terms of the routing space is
    the increasing number of distinct route policies that are associated
    with each multi-homed network within the Internet.

    One way to limit the proliferation of such policies across the
    entire inter-domain space is to associate attributes to such
    advertisements that specify the conditions whereby a remote transit
    AS may proxy-aggregate this route object with other route objects.

7.5 Extend or Replace BGP

    A final consideration is to consider whether these requirements can
    best be met by an approach of a set of upward-compatible extensions
    to BGP, or by a replacement to BGP. No recommendation is made here,
    and this is a topic requiring further investigation.

    The general approach in extending BGP appears to lie in increasing
    the number of supported transitive route attributes, allowing the

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    route originator greater control in specifying the level of
    propagation of the route and the intended outcome in terms of policy
    and traffic engineering. It is also be necessary to allow BGP
    sessions to negotiate an enhanced capability to improve the
    convergence behavior of the protocol. Whether such changes can
    produce a scaleable and useful outcome in terms of inter-domain
    routing remains, at this stage, an open question.

    An alternative approach is that of a replacement protocol, and such
    an approach may well be based on the adoption of a link-state
    behavior. The issues of policy opaqueness and link-state protocols
    have been described above. The other major issue with such an
    approach is the need to limit the extent of link state flooding,
    where the inter-domain space would need some further levels of
    imposed structure similar to intra-domain areas. Such structure may
    well imply the need for an additional set of operator inter-
    relationships such as mutual transit, and this may prove challenging
    to adapt to existing practices.


8. Security Considerations

    Any adopted inter-domain routing protocol needs to be secure against
    disruption. Disruption comes from two primary sources:
      - Accidental misconfiguration
      - Malicious attacks

    Given past experience with routing protocols, both can be
    significant sources of harm.

    Given that it is not reasonable to guarantee the security of all the
    routers involved in the global Internet interdomain routing system,
    there is also every reason to believe that malicious attacks may
    come from peer routers, in addition to coming from external sources.

    A protocol design SHOULD therefore consider how to minimize the
    damage to the overall routing computation that can be caused by a
    single or small set of misbehaving routers.

    The routing system itself needs to be resilient against acceidental
    or malicious advertisements of a route object by a route server not
    entitled to generate such an advertisement. This implies several
    things, including the need for cruptographic validation of
    announcements, cryptographic protection of routing messages and an
    accurate and trusted database of routing assignments via which
    authorization can be checked.


9. References

    [RFC 1287] "Towards the Future Internet Architecture", D. Clark,
    L. Chapin, V. Cerf, R. Braden, R. Hobby, RFC 1287, December 1991.

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    [RFC 1338[ "Supernetting: an Address Assignment and Aggregation
    Strategy", Supernetting: an Address Assignment and Aggregation
    Strategy", V. Fuller, T. Li, J. Yu, K. Varadhan, June 1992.

    [RFC 2993] "Architectural Implications of NAT", T. Hain, November
    2000.

    [Bates 2000] "The CIDR Report", T. Bates, updated weekly at
    http://www.employees.org/~tbates/cidr-report.html

    [Chen 2000] "BGP Support for four-octet AS number space", E. Chen,
    Y. Rekhter, work in progress (currently published as an Internet
    Draft: draft-chen-as4bytes-00.txt), November 2000.

    [Huston 2001] "BGP Table Report" updated hourly at
    http://www.telstra.net/ops/bgp

    [Labowitz] bgp convergence

    [Lothberg 2000] Peter Lothberg, personal communication.


    1  Bradner, S., "The Internet Standards Process -- Revision 3", BCP
       9, RFC 2026, October 1996.

10. Acknowledgements

    The author acknowledges the assistance of Brian Carpenter, Harald
    Alvestrand and Steve Bellovin in preparing this document.

11. Author's Addresses

    Geoff Huston
    Telstra
    5/490 Northbourne Ave
    Dickson ACT 2602
    AUSTRALIA

    EMail: gih@telstra.net














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