Network Working Group                                     D. Thaler, Ed.
Internet-Draft                                              July 2, 2011
Intended status: Informational
Expires: January 3, 2012

         Issues in Identifier Comparison for Security Purposes


   Identifiers such as hostnames, URIs/IRIs, and email addresses are
   often used in security contexts to identify security principals and
   resources.  In such contexts, an identifier supplied via some
   protocol is often compared against some policy to make security
   decisions such as whether the principal may access the resource, what
   level of authentication or encryption is required, etc.  If the
   parties involved in a security decision use different algorithms to
   compare identifiers, then failure scenarios ranging from denial of
   service to elevation of privilege can result.

Status of this Memo

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   This Internet-Draft will expire on January 3, 2012.

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   to this document.  Code Components extracted from this document must
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Table of Contents

   1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  3
   2.  Security Uses  . . . . . . . . . . . . . . . . . . . . . . . .  4
     2.1.  Types of Identifiers . . . . . . . . . . . . . . . . . . .  6
     2.2.  False Positives and Negatives  . . . . . . . . . . . . . .  6
     2.3.  Hypothetical Example . . . . . . . . . . . . . . . . . . .  7
   3.  Common Identifiers . . . . . . . . . . . . . . . . . . . . . .  8
     3.1.  Hostnames  . . . . . . . . . . . . . . . . . . . . . . . .  8
       3.1.1.  IPv4 Literals  . . . . . . . . . . . . . . . . . . . .  8
       3.1.2.  IPv6 Literals  . . . . . . . . . . . . . . . . . . . . 10
       3.1.3.  Internationalization . . . . . . . . . . . . . . . . . 10
       3.1.4.  Resolution for comparison  . . . . . . . . . . . . . . 12
     3.2.  Ports and Service Names  . . . . . . . . . . . . . . . . . 12
     3.3.  URIs and IRIs  . . . . . . . . . . . . . . . . . . . . . . 12
       3.3.1.  Scheme component . . . . . . . . . . . . . . . . . . . 13
       3.3.2.  Authority component  . . . . . . . . . . . . . . . . . 13
       3.3.3.  Path component . . . . . . . . . . . . . . . . . . . . 14
       3.3.4.  Query component  . . . . . . . . . . . . . . . . . . . 14
       3.3.5.  Fragment component . . . . . . . . . . . . . . . . . . 14
     3.4.  Email Address-like Identifiers . . . . . . . . . . . . . . 15
   4.  General Internationalization Issues  . . . . . . . . . . . . . 16
   5.  Security Considerations  . . . . . . . . . . . . . . . . . . . 16
   6.  Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . 17
   7.  IANA Considerations  . . . . . . . . . . . . . . . . . . . . . 17
   8.  Informative References . . . . . . . . . . . . . . . . . . . . 17
   Author's Address . . . . . . . . . . . . . . . . . . . . . . . . . 19

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1.  Introduction

   In computing and the Internet, various types of "identifiers" are
   used to identify humans, devices, content, etc.  Before discussing
   security issues, we first give some background on the typical
   processes involving identifiers.

   As depicted in Figure 1, there are multiple processes relevant to our
   1.  An identifier must first be generated.  If the identifier is
       intended to be unique, the generation process includes some
       mechanism, such as allocation by a central authority, to help
       ensure uniqueness.  However the notion of "unique" involves
       determining whether a putative identifier matches other already-
       allocated identifiers.  As we will see, for many types of
       identifiers, this is not simply an exact binary match.

       As a result of generating the identifier, it is typically stored
       in two locations: with the requester or "holder" of the
       identifier, and with some repository of identifiers.  For
       example, if the identifier was allocated by a central authority,
       the repository might be that authority.  If the identifier
       identifies a device or content on a device, the repository might
       be that device.
   2.  The identifier must be distributed, either by the holder of the
       identifier or by a repository of identifiers, to others who could
       use the identifier.  This distribution might be electronic, but
       sometimes it is via other channels such as voice, business card,
       billboard, or other form of advertisement.  The identifier itself
       might be distributed directly, or it might be used to generate a
       portion of another type of identifier that is then distributed.
       For example, a URI or email address might include a server name,
       and hence distributing the URI or email address also inherently
       distributes the server name.
   3.  The identifier must be used by some party.  Generally the user
       supplies the identifier which is (directly or indirectly) sent to
       the repository of identifiers.  For example, using an email
       address to send email to the holder of an identifier may result
       in the email arriving at the holder's email server which has the
       repository of all email accounts on that server.

       The repository of identifiers must then attempt to match the
       user-supplied identifier with an identifier in its repository.

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                            |  Holder of |     1. Generation
                            | identifier +<---------+
                            +----+-------+          |
                                 |                  | Match
                                 |                  v/
                                 |          +-------+-------+
                                 +----------+ Repository of |
                                 |          |  identifiers  |
                                 |          +-------+-------+
                 2. Distribution |                  ^\
                                 |                  | Match
                                 v                  |
                       +---------+-------+          |
                       |      User of    |          |
                       |    identifier   +----------+
                       +-----------------+    3. Use

                       Typical Identifier Processes

                                 Figure 1

   One key aspect is that the identifier values passed in generation,
   distribution, and use, may all be different.  For example, generation
   might be exchanged in printed form, distribution done via voice, and
   use done electronically.  As such, the match process can be

   Furthermore, in many uses, the relationship between holder,
   repositories, and users may be more involved.  For example, when a
   hierarchy of caches exist (as with web pages for example), each cache
   is itself a repository of a sort, and the match process should be the
   same as on the authoritative web server.

2.  Security Uses

   Identifiers such as hostnames, URIs/IRIs, and email addresses are
   used in security contexts to identify principals and resources as
   well as other security parameters such as types and values of claims.
   Those identifiers are then used to make security decisions based on
   an identifier supplied via some protocol.  For example:
   o  Authentication: a protocol might match a security principal
      identifier to look up expected keying material, and then match
      keying material.
   o  Authorization: a protocol might match a resource name to look up
      an access control list (ACL), and then look up the security
      principal identifier in that ACL.

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   If the parties involved in a security decision use different matching
   algorithms for the same identifiers, then failure scenarios ranging
   from denial of service to elevation of privilege can result, as we
   will see.

   This is especially complicated in cases involving multiple parties
   and multiple protocols.  For example, there are many scenarios where
   some form of "security token service" is used to grant to a requester
   permission to access a resource, where the resource is held by a
   third party that relies on the security token service.  The protocol
   used to request permission (e.g., Kerberos or OAuth) may be different
   from the protocol used to access the resource (e.g., HTTP).
   Opportunities for security problems arise when two protocols define
   different comparison algorithms for the same type of identifier, or
   when a protocol is ambiguously specified and two endpoints (e.g., a
   security token service and a resource holder) implement different
   algorithms within the same protocol.

        | security |
        |  token   |
        | service  |
             | 1. supply credentials and
             | get token for resource
             |                                             +--------+
        +----------+  2. supply token and access resource  |resource|
        |requester |=------------------------------------->| holder |
        +----------+                                       +--------+

                         Simple Security Exchange

                                 Figure 2

   In many cases the situation is more complex.  With certificates, the
   name in a certificate gets compared to ACLs or other things.  In the
   case of web site security, the name in the certificate gets compared
   to a portion of the URI that a user may have typed into a browser.
   The fact that many different people are doing the typing, on many
   different types of systems, complicates the problem since it is not
   just an administrator that is typing an ACL entry.

   Add to this the certificate enrollment step, and the certificate
   issuance step, and two more parties have an opportunity to adjust the
   encoding or worse, the software that supports them might make changes
   that the parties are unaware are happening.

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2.1.  Types of Identifiers

   In this document we will refer to the following types of identifiers:

   o  Absolute: identifiers that can be compared byte-by-byte for
      equality.  Two identifiers that have different bytes are defined
      to be different.  For example, binary IP addresses are in this
   o  Definite: identifiers that have a well-defined comparison
      algorithm on which all parties agree.  For example, URI scheme
      names are defined to be a case-insensitive match, where the set of
      permitted characters results in an unambiguous definition of case-
      insensitive match since non-ASCII characters are not permitted.
   o  Indefinite: identifiers that have no single comparison algorithm
      on which all parties agree.  For example, human names are in this
      class.  Everyone might want the comparison to be tailored for
      their locale, for some definition of locale.  In some cases, there
      may be limited subsets of parties that might be able to agree
      (e.g., US-ASCII users might all agree on a comparison algorithm
      whereas US-ASCII and Turkish users may not), but identifiers often
      tend to leak out of such limited environments.

2.2.  False Positives and Negatives

   Perhaps the most common algorithm for comparison involves
   "canonicalization", or converting each identifier to a canonical
   form, and then testing the canonical representations for bitwise
   equality.  In so doing, it is thus critical that all entities
   involved agree on the same canonical form and use the same
   canonicalization algorithm so that the overall comparison process is
   also the same.

   It is first worth discussing in more detail the effects of errors in
   the comparison algorithm.  A "false positive" results when two
   identifiers compare as if they were equal, but in reality refer to
   two different things (e.g., security principals or resources).  When
   privilege is granted on a match, a false positive thus results in an
   elevation of privilege, for example allowing execution of an
   operation that should not have been permitted.  When privilege is
   denied on a match (e.g., matching an entry in a block/deny list or a
   revocation list), a permissable operation is denied.  At best, this
   can cause worse performance (e.g., a cache miss, or forcing redundant
   authentication), and at worst can result in a denial of service.

   A "false negative" results when two identifiers that in reality refer
   to the same thing compare as if they were different, and the effects
   are the reverse of those for false positives.  That is, when
   privilege is granted on a match, the result is at best worse

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   performance and at worst a denial of service; when privilege is
   denied on a match, elevation of privilege results.

   Elevation of privilege is almost always seen as far worse than denial
   of service.  Hence, for URIs for example, Section 6.1 of [RFC3986]
   states: "comparison methods are designed to minimize false negatives
   while strictly avoiding false positives".

   Thus URIs were defined with a "grant privilege on match" paradigm in
   mind, where it is critical to prevent elevation of privilege while
   minimizing denial of service.  Using URIs in a "deny privilege on
   match" system can thus be problematic.

2.3.  Hypothetical Example

   In this example, both security principals and resources are
   identified using URIs.  Foo Corp has paid for access to
   the stuff service.  Foo Corp allows its employees to create accounts
   on the stuff service.  Alice gets the account
   "" and Bob gets
   "".  It turns out, however, that
   Foo Corp's URI canonicalizer includes URI fragment components in
   comparisons whereas's does not, and Foo Corp does not
   disallow the # character in the account name.  So Chuck, who is a
   malicious employee of Foo Corp, asks to create an account at with the name alice#stuff.  Foo Corp's URI logic checks
   its records for accounts it has created with stuff and sees that
   there is no account with the name alice#stuff.  Hence, in its
   records, it associates the account alice#stuff with Chuck and will
   only issue tokens good for use with
   "" to Chuck.

   Chuck, the attacker, goes to a security token service at Foo Corp and
   asks for a security token good for
   "".  Foo Corp issues the
   token since Chuck is the legitimate owner (in Foo Corp's view) of the
   alice#stuff account.  Chuck then submits the security token in a
   request to "".

   But uses a URI canonicalizer that, for the purposes of
   checking equality, ignores fragments.  So when looks in
   the security token to see if the requester has permission from Foo
   Corp to access the given account it successfully matches the URI in
   the security token, "",
   with the requested resource name

   Leveraging the inconsistencies in the canonicalizers used by Foo Corp

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   and, Chuck is able to successfully launch an elevation of
   privilege attack and access Alice's resource.

3.  Common Identifiers

   In this section, we walk through a number of common types of
   identifiers and discuss various issues related to comparison that may
   affect security whenever they are used to identify security
   principals or resources.  These examples illustrate common patterns
   that may arise with other types of identifiers.

3.1.  Hostnames

   Hostnames are commonly used either directly as identifiers, or as
   components in identifiers such as in URIs and email addresses.
   Another example is in [RFC5280], sections 7.2 and 7.3 (and updated in
   section 3 of [I-D.ietf-pkix-rfc5280-clarifications]), which specify
   use in certificates.

   In this section we discuss a number of issues in comparing strings
   that appear to be some form of hostname.

   Section 3 of [RFC6055] discusses "hostname" vs "DNS name". [[anchor6:
   TODO: add some discussion here of security impact of names simply
   being invalid vs valid-but-different.  Failing security checks for
   invalid names means that treating a name as invalid can cause a false
   negative but not a false positive.]]

3.1.1.  IPv4 Literals

   [RFC0952] defined an entry in the "Internet host table" as follows:

      A "name" (Net, Host, Gateway, or Domain name) is a text string up
      to 24 characters drawn from the alphabet (A-Z), digits (0-9),
      minus sign (-), and period (.).  Note that periods are only
      allowed when they serve to delimit components of "domain style
      names". [...]  No blank or space characters are permitted as part
      of a name.  No distinction is made between upper and lower case.
      The first character must be an alpha character.  The last
      character must not be a minus sign or period. [...]  Single
      character names or nicknames are not allowed.

   [RFC1123] section 2.1 then updates the definition with:

      The syntax of a legal Internet host name was specified in RFC-952
      [DNS:4].  One aspect of host name syntax is hereby changed: the
      restriction on the first character is relaxed to allow either a

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      letter or a digit.  Host software MUST support this more liberal


      Whenever a user inputs the identity of an Internet host, it SHOULD
      be possible to enter either (1) a host domain name or (2) an IP
      address in dotted-decimal ("#.#.#.#") form.  The host SHOULD check
      the string syntactically for a dotted-decimal number before
      looking it up in the Domain Name System.


      This last requirement is not intended to specify the complete
      syntactic form for entering a dotted-decimal host number; that is
      considered to be a user-interface issue.

   In specifying the inet_addr() API, the POSIX standard [IEEE-1003.1]
   defines "IPv4 dotted decimal notation" as allowing not only strings
   of the form "", but also allows octal and hexadecimal, and
   addresses with less than four parts.  For example, "10.0.258",
   "0xA000001", and "012.0x102" all represent the same IPv4 address in
   standard "IPv4 dotted decimal" notation.  We will refer to this as
   the "loose" syntax of an IPv4 address literal.

   In section 6.1 of [RFC3493] getaddrinfo() is defined to support the
   same (loose) syntax as inet_addr():

      If the specified address family is AF_INET or AF_UNSPEC, address
      strings using Internet standard dot notation as specified in
      inet_addr() are valid.

   In contrast, section 6.3 of the same RFC states, specifying

      If the af argument of inet_pton() is AF_INET, the src string shall
      be in the standard IPv4 dotted-decimal form: ddd.ddd.ddd.ddd where
      "ddd" is a one to three digit decimal number between 0 and 255.
      The inet_pton() function does not accept other formats (such as
      the octal numbers, hexadecimal numbers, and fewer than four
      numbers that inet_addr() accepts).

   As shown above, inet_pton() uses what we will refer to as the
   "strict" form of an IPv4 address literal.  Some platforms also use
   the strict form with getaddrinfo() when the AI_NUMERICHOST flag is
   passed to it.

   Both the strict and loose forms are standard forms, and hence a

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   protocol specification is still ambiguous if it simply defines a
   string to be in the "standard IPv4 dotted decimal form".  And, as a
   result of these differences, names like "10.11.12" are ambiguous as
   to whether they are an IP address or a hostname, and even
   "" can be ambiguous because of the "SHOULD" in RFC 1123
   above making it optional whether to treat it as an address or a name.

   Protocols and data formats that can use addreses in string form for
   security purposes need to resolve these ambiguities.  For example,
   for the host component of URIs, section 3.2.2 of [RFC3986] resolves
   the first ambiguity by only allowing the strict form, and the second
   ambiguity by specifying that it is considered an IPv4 address
   literal.  We recommend that new protocols and data formats similarly
   use the strict form rather than the loose form.

   Thus, whereas (binary) IPv4 addresses are Absolute identifiers, IPv4
   address literals are at best Definite identifiers, and often turn out
   to be Indefinite identifiers.

   Furthermore, when strings can contain non-ASCII characters, they can
   contain other characters that may look like dots or digits to a human
   viewing and/or entering the identifier, especially to one who might
   expect digits to appear in his or her native script.

3.1.2.  IPv6 Literals

   IPv6 addresses similarly have a wide variety of alternate but
   semantically identical string representations, as defined in section
   2.2 of [RFC4291].  As discussed in section 3.2.5 of [RFC5952], this
   fact causes problems in security contexts if comparison (such as in
   X.509 certificates), is done between strings rather than between the
   binary representations of addresses.

   [RFC5952] recently specified a recommended canonical string format as
   an attempt to solve this problem, but it may not be ubiquitously
   supported at present.  And, when strings can contain non-ASCII
   characters, the same issues (and more, since hexadecimal and colons
   are allowed) arise as with IPv4 literals.

   Whereas (binary) IPv6 addresses are Absolute identifiers, IPv6
   address literals are Definite identifiers, since string-to-address
   conversion for IPv6 address literals is unambiguous.

3.1.3.  Internationalization

   The IETF policy on character sets and languages [RFC2277] requires
   support for UTF-8 in protocols, and as a result many protocols now do
   support non-ASCII characters.  When a hostname is sent in a UTF-8

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   field, there are a number of ways it may be encoded.  For example,
   labels might encoded directly in UTF-8, or might first be Punycode-
   encoded or percent-encoded and then encoded in UTF-8.

   For example, in URIs, [RFC3986] section 3.2.2 specifically allows for
   the use of percent-encoded UTF-8 characters in the hostname, as well
   as the use of IDNA encoding using the Punycode algorithm.

   Percent-encoding is unambiguous for hostnames since the percent
   character cannot appear in the strict definition of a "hostname",
   though it can appear in a DNS name.

   Punycode-encoded labels (or "A-labels") on the other hand can be
   ambiguous if hosts are actually allowed to be named with a name
   starting with "xn--", and false positives can result.  While this may
   be extremely unlikely for normal scenarios, it nevertheless provides
   a possible vector for an attacker.

   A hostname comparator used with non-ASCII strings thus needs to
   decide whether a Punycode-encoded string should or should not be
   considered a valid hostname label, and if so, then whether it should
   match the equivalent Unicode string ("U-label").

   For example, Section 3.1 of "Transport Layer Security (TLS)
   Extensions" [RFC3546], states:

      If the hostname labels contain only US-ASCII characters, then the
      client MUST ensure that labels are separated only by the byte
      0x2E, representing the dot character U+002E (requirement 1 in
      section 3.1 of [IDNA] notwithstanding).  If the server needs to
      match the HostName against names that contain non-US-ASCII
      characters, it MUST perform the conversion operation described in
      section 4 of [IDNA], treating the HostName as a "query string"
      (i.e. the AllowUnassigned flag MUST be set).  Note that IDNA
      allows labels to be separated by any of the Unicode characters
      U+002E, U+3002, U+FF0E, and U+FF61, therefore servers MUST accept
      any of these characters as a label separator.  If the server only
      needs to match the HostName against names containing exclusively
      ASCII characters, it MUST compare ASCII names case-insensitively.

   [[anchor9: TODO: add observations based on the above text.  The text
   in RFC 3546 now obsolete since IDNA2008 is much more restrictive
   about the use of dot-oids in IDNs.  In addition, conversion between
   A-labels and Unicode strings that claim to be labels (but not vice
   versa) turns slightly ambiguous if mapping is permitted and pre-
   mapping strings may appear.]]

   For some additional discussion of security issues that arise with

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   internationalization, see [TR36].

3.1.4.  Resolution for comparison

   Some systems (specifically Java) used to follow the rule that if two
   hostnames resolved to the same IP address then the hostnames were
   considered equal.  That is, the canonicalization algorithm involved
   name resolution with an IP address being the canonical form.
   However, with the introduction of dynamic IP addresses, private IP
   addresses, multiple IP addresses per name, etc., this method of
   comparison cannot be relied upon.  There is no guarantee that two
   endpoints will resolve the name to the same IP addresses, nor that
   the addresses resolved refer to the same entity.

   In addition, a comparison mechanism that relies on the ability to
   resolve identifiers such as hostnames to other identifies such as IP
   addresses leaks information about security decisions to outsiders if
   these queries are publicly observable.

3.2.  Ports and Service Names

   Port numbers and service names are discussed in depth in
   [I-D.ietf-tsvwg-iana-ports].  Historically, there were port numbers,
   service names used in SRV records, and mnemonic identifiers for
   assigned port numbers (known as port "keywords" at [IANA-PORT]).  The
   latter two are now unified, and various protocols use one or more of
   these types in strings.  For example, the common syntax used by many
   URI schemes allows port numbers but not service names.  Some
   implementations of the getaddrinfo() API support strings that can be
   either port numbers or port keywords (but not service names).

   For protocols that use service names that must be resolved, the
   issues are the same as those for resolution of addresses in
   Section 3.1.4.  In addition, Section 5.1 of
   [I-D.ietf-tsvwg-iana-ports] clarifies that service names/port
   keywords must contain at least one letter.  This prevents confusion
   with port numbers in strings where both are allowed.

3.3.  URIs and IRIs

   This section looks at issues related to using URIs for security
   purposes.  For example, [RFC5280], section 7.4, specifies comparison
   of URIs in certificates.  Examples of URIs in security token-based
   access control systems include WS-*, SAML-P and OAuth WRAP.  In such
   systems, a variety of participants in the security infrastructure are
   identified by URIs.  For example, requesters of security tokens are
   sometimes identified with URIs.  The issuers of security tokens and
   the relying parties who are intended to consume security tokens are

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   frequently identified by URIs.  Claims in security tokens often have
   their types defined using URIs and the values of the claims can also
   be URIs.

   Also, when a URI is embedded in plain text (e.g., an email message),
   there is an additional concern because there is no termination
   criterion for a URL.  For example, consider  Some
   email clients will stop before the ; while others go to the .  As
   another point of comparison, Section 2.37 of [EE] (a standard for
   history citations) specifies the use of a space after a URI and
   before the punctuation.

   URIs are defined with multiple components, each of which has their
   own rules.  We cover each in turn.

3.3.1.  Scheme component

   [RFC3986] defines URI schemes as being case-insensitive and in
   section specifies that scheme names should be normalized to
   lower-case characters.

   New schemes can be defined over time.  In general two URIs with an
   unrecognized scheme cannot be safely compared, however.  This is
   because the canonicalization and comparison rules for the other
   components may vary by scheme.  For example, a new URI scheme might
   have a default port of X, and without that knowledge, a comparison
   algorithm cannot know whether "" and ""
   should be considered to match in the authority component.  Hence for
   security purposes, it is safest for unrecognized schemes to be
   treated as invalid identifiers.  However, if the URIs are only used
   with a "grant access on match" paradigm then unrecognized schemes can
   be supported by doing a generic case-sensitive comparison, at the
   expense of some false negatives.

3.3.2.  Authority component

   The authority component is scheme-specific, but many schemes follow a
   common syntax that allows for userinfo, host, and port.  Host

   Section 3.1 discussed issues with hostnames in general.  In addition,
   [RFC3986] section 3.2.2 allows future changes using the IPvFuture
   production.  As with IPv4 and IPv6 literals, IPvFuture formats may
   have issues with multiple semantically identical string
   representations, and may also be semantically identical to an IPv4 or
   IPv6 address.  As such, false negatives may be common if IPvFuture is

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   used.  Port

   See discussion in Section 3.2.  Userinfo

   [RFC3986] defines the userinfo production that allows arbitrary data
   about the user of the URI to be placed before '@' signs in URIs (see
   also Section 3.4.  For example:
   "" has the value "alice:bob:
   chuck" as its userinfo.  When comparing URIs in a security context,
   one must decide whether to treat the userinfo as being significant or
   not.  Some URI comparison services for example treat
   "" and "" as being

3.3.3.  Path component

   [RFC3986] supports the use of path segment values such as "./" or
   "../" for relative URLs.  Strictly speaking, including such path
   segment values in a fully qualified URI is syntactically illegal but
   [RFC3986] section 4.1 nevertheless defines an algorithm to remove

   Unless a scheme states otherwise, the path component is defined to be
   case-sensitive.  However, if the resource is stored and accessed
   using a filesystem using case-insensitive paths, there will be many
   paths that refer to the same resource.  As such, false negatives can
   be common in this case.

3.3.4.  Query component

   There is the question as to whether "",
   "", and "" are each
   considered equal or different.

   Similarly, it is unspecified whether the order of values matters.
   For example, should "" be
   considered equal to ""?  And
   if a domain name is permitted to appear in a query component (e.g.,
   in a reference to another URI), the same issues in Section 3.1 apply.

3.3.5.  Fragment component

   Some URI formats include fragment identifiers.  These are typically
   handles to locations within a resource and are used for local

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   reference.  A classic example is the use of fragments in HTTP URLs
   where a URL of the form "" means
   retrieve the resource "" and, once it has
   arrived locally, find the HTML anchor named ick and display that.

   So, for example, when a user clicks on the link
   "" a browser will check its cache by
   doing a URI comparison for "" and, if the
   resource is present in the cache, a match is declared.

   Hence comparisons for security purposes should typically ignore the
   fragment component and treat all fragments as equal to the full

3.4.  Email Address-like Identifiers

   [[anchor19: TODO: this section needs work and will need to be tracked
   as EAI WG opinions about the permissibility of A-labels in the domain
   part evolves.]]

   Section 4.4 of [I-D.ietf-eai-rfc5335bis] defines the encoding for an
   internationalized email address, and [RFC5280], section 7.5,
   discusses the use of internationalized email addresses in

   [I-D.ietf-eai-rfc5335bis] use in certificates points to
   [I-D.ietf-eai-frmwrk-4952bis] section 9, which contains a discussion
   of many issues resulting from internationalization (though no
   normative text).

   Email address-like identifiers have a local part and a domain part.
   The issues with the domain part are essentially the same as with
   hostnames, covered earlier.

   The local part is left for each domain to define.  People quite
   commonly use email addresses as usernames with web sites like banks
   or shopping sites, but the site doesn't know whether
   is the same person as  Thus email-like identifiers
   are typically Indefinite identifiers.

   To avoid false positives, some security mechanisms (such as
   [RFC5280]) compare the local part using an exact match.  Hence, like
   URIs, email address-like identifiers are designed for use in grant-
   on-match security schemes, not in deny-on-match schemes.

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4.  General Internationalization Issues

   In addition to the issues with hostnames discussed in Section 3.1.3,
   there are a number of internationalization issues that apply to many
   types of Definite and Indefinite identifiers.

   Some strings are visually confusable with others, and hence if a
   security decision is made by a user based on visual inspection, many
   opportunities for false positives exist.  As such, highly secure
   systems should not rely on visual inspection.

   Determining whether a string is a valid identifier should typically
   be done after, or as part of, canonicalization.  Otherwise an
   attacker might us the canonicalization algorithm to inject (e.g., via
   percent encoding, NFKC, or non-shortest-form UTF-8) delimeters such
   as '@' in an email address-like identifier, or a '.' in a hostname.

   Any case-insensitive comparisons need to define how comparison is
   done, since such comparisons may vary by locale of the endpoint.  As
   such, using case-insensitive comparisons in general often result in
   identifiers being either Indefinite or, if the legal character set is
   restricted (e.g. to ASCII), then Definite.

   See also [WEBER] for a more visual discussion of many of these

5.  Security Considerations

   This entire document is about security considerations.

   To minimize elevation of privilege issues, for any system that
   requires the ability to use both deny and allow operations within the
   same identifier space, we recommend the use of Absolute or Definite
   identifiers.  Use of Absolute identifiers typically provides the
   least chance of issues due to bugs.

   Perhaps the hardest issues arise when multiple protocols are used
   together, such as in the figure in Section 2, where the two protocols
   are defined or implemented using different comparison algorithms.
   For security protocols (such as security token services) designed to
   be used in conjunction with other protocols that access resources,
   a.  the security protocol should specify the identifier comparison
       algorithm, and the security protocol should only be used by
       protocols that use the same algorithm; or

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   b.  the security protocol should be capable of supporting multiple
       comparison algorithms, and use the one indicated by the using

   For any new identifiers being designed, we recommend that the
   definition specify an Absolute or Definite comparison algorithm, and
   if extensibility is allowed (e.g., as new schemes in URIs allow) then
   the comparison algorithm should remain invariant so that unrecognized
   extensions can be compared.

   Some issues (such as unrecognized extensions) can be mitigated by
   treating such identifiers as invalid.  Validity checking of
   identifiers is further discussed in [RFC3696].

6.  Acknowledgements

   Yaron Goland contributed to much of the discussion on URIs.  Patrick
   Faltstrom contributed to the background on identifiers.  Additional
   helpful feedback and suggestions came from Magnus Nystrom, Bernard
   Aboba, Mark Davis, John Klensin, and Russ Housley.

7.  IANA Considerations

   This document requires no actions by the IANA.

8.  Informative References

   [EE]       Mills, E., "Evidence Explained: Citing History Sources
              from Artifacts to Cyberspace", 2007.

              Klensin, J. and Y. Ko, "Overview and Framework for
              Internationalized Email", draft-ietf-eai-frmwrk-4952bis-10
              (work in progress), September 2010.

              Yang, A. and S. Steele, "Internationalized Email Headers",
              draft-ietf-eai-rfc5335bis-10 (work in progress),
              March 2011.

              Cooper, D., "Clarifications to the Internet X.509 Public
              Key Infrastructure Certificate and Certificate Revocation
              List (CRL) Profile",
              draft-ietf-pkix-rfc5280-clarifications-02 (work in

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              progress), March 2011.

              Cotton, M., Eggert, L., Touch, J., Westerlund, M., and S.
              Cheshire, "Internet Assigned Numbers Authority (IANA)
              Procedures for the Management of the Service Name and
              Transport Protocol Port Number Registry",
              draft-ietf-tsvwg-iana-ports-10 (work in progress),
              February 2011.

              IANA, "PORT NUMBERS", June 2011,

              IEEE and The Open Group, "The Open Group Base
              Specifications, Issue 6 IEEE Std 1003.1, 2004 Edition",
              IEEE Std 1003.1, 2004.

   [RFC0952]  Harrenstien, K., Stahl, M., and E. Feinler, "DoD Internet
              host table specification", RFC 952, October 1985.

   [RFC1123]  Braden, R., "Requirements for Internet Hosts - Application
              and Support", STD 3, RFC 1123, October 1989.

   [RFC2277]  Alvestrand, H., "IETF Policy on Character Sets and
              Languages", BCP 18, RFC 2277, January 1998.

   [RFC3493]  Gilligan, R., Thomson, S., Bound, J., McCann, J., and W.
              Stevens, "Basic Socket Interface Extensions for IPv6",
              RFC 3493, February 2003.

   [RFC3546]  Blake-Wilson, S., Nystrom, M., Hopwood, D., Mikkelsen, J.,
              and T. Wright, "Transport Layer Security (TLS)
              Extensions", RFC 3546, June 2003.

   [RFC3696]  Klensin, J., "Application Techniques for Checking and
              Transformation of Names", RFC 3696, February 2004.

   [RFC3986]  Berners-Lee, T., Fielding, R., and L. Masinter, "Uniform
              Resource Identifier (URI): Generic Syntax", STD 66,
              RFC 3986, January 2005.

   [RFC4291]  Hinden, R. and S. Deering, "IP Version 6 Addressing
              Architecture", RFC 4291, February 2006.

   [RFC5280]  Cooper, D., Santesson, S., Farrell, S., Boeyen, S.,
              Housley, R., and W. Polk, "Internet X.509 Public Key

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              Infrastructure Certificate and Certificate Revocation List
              (CRL) Profile", RFC 5280, May 2008.

   [RFC5952]  Kawamura, S. and M. Kawashima, "A Recommendation for IPv6
              Address Text Representation", RFC 5952, August 2010.

   [RFC6055]  Thaler, D., Klensin, J., and S. Cheshire, "IAB Thoughts on
              Encodings for Internationalized Domain Names", RFC 6055,
              February 2011.

   [TR36]     Unicode Consortium, "Unicode Security Considerations",
              Unicode Technical Report 36, August 2004.

   [WEBER]    Weber, C., "Attacking Software Globalization", March 2010,

Author's Address

   Dave Thaler (editor)
   One Microsoft Way
   Redmond, WA  98052

   Phone: +1 425 703 8835

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