Network Working Group                                   O. Kolkman (Ed.)
Internet-Draft                                                       IAB
Intended status: Informational                          November 3, 2008
Expires: May 7, 2009


                            RFC Editor Model
                     draft-iab-rfc-editor-model-02

Status of This Memo

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Abstract

   The RFC Editor performs a number of functions that may be carried out
   by various persons or entities.  The RFC Editor model presented in
   this document divides the responsibilities for the RFC Series into
   four functions: The RFC Series Editor, the Independent Submission
   Editor, RFC Production Center, and the RFC Publisher.  The model
   outlined here is intended to increase flexibility and operational
   support options, provide for the orderly succession of the RFC
   Editor, and ensure the continuity of the RFC series, while
   maintaining RFC quality, maintaining timely processing, ensuring
   document accessibility, reducing costs, and increasing cost
   transparency.




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Table of Contents

   1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  3
   2.  IAOC Implementation  . . . . . . . . . . . . . . . . . . . . .  4
     2.1.  Expenses for the RFC Editor  . . . . . . . . . . . . . . .  4
   3.  RFC Editor Model . . . . . . . . . . . . . . . . . . . . . . .  4
     3.1.  RFC Series Editor  . . . . . . . . . . . . . . . . . . . .  5
     3.2.  Independent Submission Editor  . . . . . . . . . . . . . .  7
     3.3.  RFC Production Center  . . . . . . . . . . . . . . . . . .  8
     3.4.  RFC Publisher  . . . . . . . . . . . . . . . . . . . . . .  9
     3.5.  RFC Editorial Board  . . . . . . . . . . . . . . . . . . .  9
   4.  IANA considerations  . . . . . . . . . . . . . . . . . . . . .  9
   5.  Security considerations  . . . . . . . . . . . . . . . . . . . 10
   6.  Acknowledgements Section . . . . . . . . . . . . . . . . . . . 10
   7.  References . . . . . . . . . . . . . . . . . . . . . . . . . . 11
     7.1.  Normative References . . . . . . . . . . . . . . . . . . . 11
     7.2.  Informative References . . . . . . . . . . . . . . . . . . 11
   Appendix A.  IAB selection . . . . . . . . . . . . . . . . . . . . 11
     A.1.  Ad-hoc advisory committee  . . . . . . . . . . . . . . . . 11
     A.2.  The IAB Selection Process of an RFC Series Editor
           and/or an Independent Stream Editor  . . . . . . . . . . . 11
       A.2.1.  Nominations and Eligibility  . . . . . . . . . . . . . 12
       A.2.2.  Selection  . . . . . . . . . . . . . . . . . . . . . . 12
       A.2.3.  Care of Personal Information . . . . . . . . . . . . . 12
       A.2.4.  Term of Office and Selection Time Frame  . . . . . . . 13
   Appendix B.  Internet Draft editing details  . . . . . . . . . . . 13
     B.1.  Section 00->01 . . . . . . . . . . . . . . . . . . . . . . 13
     B.2.  Section 01->02 . . . . . . . . . . . . . . . . . . . . . . 13























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1.  Introduction

   The IAB, on behalf of the Internet technical community, is concerned
   with ensuring the continuity of the RFC Series, orderly RFC Editor
   succession, maintaining RFC quality, and RFC document accessibility.
   The IAB is also sensitive to the concerns of the IAOC about providing
   the necessary services in a cost effective and efficient manner.

   The definition of the RFC series is described in RFC 4844 [1].
   Section 3.1 defines "RFC Editor":


 | 3.1. RFC Editor
 |
 |  Originally, there was a single person acting as editor of the RFC
 |  Series (the RFC Editor).  The task has grown, and the work now
 |  requires the organized activity of several experts, so there are RFC
 |  Editors, or an RFC Editor organization.  In time, there may be
 |  multiple organizations working together to undertake the work
 |  required by the RFC Series.  For simplicity's sake, and without
 |  attempting to predict how the role might be subdivided among them,
 |  this document refers to this collection of experts and organizations
 |  as the "RFC Editor".
 |
 |  The RFC Editor is an expert technical editor and series editor,
 |  acting to support the mission of the RFC Series.  As such, the RFC
 |  Editor is the implementer handling the editorial management of the
 |  RFC Series, in accordance with the defined processes.  In addition,
 |  the RFC Editor is expected to be the expert and prime mover in
 |  discussions about policies for editing, publishing, and archiving
 |  RFCs.

   RFC 4844 makes no attempt to explore the internal organization of the
   RFC Editor.  However, RFC 4844 envisions changes in the RFC Editor
   organizational structure.  In discussion with the Internet community,
   the IAB considered changes that increase flexibility and operational
   support options, provides for the orderly succession of the RFC
   Editor, and ensures the continuity of the RFC series, while
   maintaining RFC quality, maintaining timely processing, ensuring
   document accessibility, reducing costs, and increasing cost
   transparency.  The model set forth below is the result of those
   discussions, and examines the internal organization of the RFC
   Editor, while remaining consistent with RFC 4884.

   Note that RFC 4844 uses the term "RFC Editor function" or "RFC
   Editor" as the collective set of responsibilities for which this memo
   provides a model for internal organization.  This memo introduces the
   term "RFC Series Editor" or "Series Editor" for one of the



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   organizational components.

   The IAB approved the RFC Editor model on October 1, 2008, based on a
   draft version of this this document which has received clarifications
   since.  It should be noted that the publication of the document as an
   RFC does not cast the model in stone, as the primary purpose of this
   document, throughout the publication procession, is to encourgage
   normal community review in order to ascertain consensus to work to
   this model as a first step.  The document, and the resulting
   structures, will be modified as needed through normal procedures.
   The IAB will continue to monitor discussions within the community
   about potential adjustments to the RFC Editor model and recognizes
   that the process described in this document, may need to be adjusted
   to align with any changes that result from such discussions.

2.  IAOC Implementation

   The model is constructed in such a way that it allows for all these
   functions to be implemented jointly or under separate contractual
   arrangements.  In fact, a bidder could put together a proposal that
   includes one or more subcontractors.  The reporting structure will
   depend on the manner that the contracts are awarded, and they are
   subject to change over time.  As a result, the model describes only
   responsibilities, procedures, and process.  The exact implementation
   is a responsibility of the IAOC.

2.1.  Expenses for the RFC Editor

   The expenses discussed in this document are not new expenses.  They
   are part of the IASA budget.  Today, these expenses are part of the
   RFC Editor contract with ISI.

3.  RFC Editor Model

   The RFC Editor model divides the responsibilities for the RFC Series
   into the following components:

   o  RFC Series Editor

   o  Independent Submission Editor

   o  RFC Production Center

   o  RFC Publisher

   The RFC Series Production and Process under this structure is
   schematically represented by the figure below.




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             ------     -----     ------     ---------
  Stream    |      |   |     |   |      |   |Community|
  Pro-      | IETF |   | IAB |   | IRTF |   |   at    |
  ducers    |      |   |     |   |      |   |  Large  |
             --^---     --^--     ---^--     ----^----
               |          |          |           |
               |          |          |           |              -------
               |          |          |           |             |  RFC  |
             --v---    ---v---    ---v--     ----v------       | Edi-  |
  Stream    |      |   |     |   |      |   |Independent|      | torial|
  Appro-    | IESG |   | IAB |   | IRSG |   |  Stream   |..... |       |
  vers      |      |   |     |   |      |   |  Editor   |      | .and .|
             ----^-    ---^---   ----^---    ----^------       |       |
                 |        |          |           |             | Advi- |
                 |        |          |           |             | ory   |
                 |        |          |           |             | Board |
   ------      --v--------v----------v-----------v-----        |       |
  |      |    |                                        |        -------
  | IANA | <->|        RFC Production Center           <---.     .
  |      |    |                                        |   |     .
   ------      -----------------^----------------------    |     .
                                |                          |     .
                                |                    ------v-------
                          ------v---------          |              |
                         |                |         |  RFC Series  |
                         |    Publisher   |<------->|    Editor    |
                         |                |         |              |
                          ----------------           --------------

3.1.  RFC Series Editor

   The RFC Series Editor, or Series Editor for short, is an individual
   who may have assistants and who is responsible for:

   1.  Identifying appropriate steps for RFC Series continuity

   2.  Participation in IAOC reviews of the RFC Publisher and RFC
       Publication functions to ensure the above mentioned continuity

   3.  Developing, maintaining, and publishing the RFC Style Manual
       publication for use by authors, editors, and the RFC publisher

   4.  Managing the RFC errata process

   5.  Liaising with the IAB

   6.  Overseeing consistency of RFCs with the RFC Series and RFC Style
       Manual



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   There are many potential issues with respect to RFC Series
   continuity.  To name a few: Look and feel of the series, indexing
   methodologies, accessibility of the publications, IPR and copyright
   issues, and formatting issues.  After identifying the appropriate
   steps to address such issues, the implementation of those steps
   resides mostly with the RFC production and publishing functions.
   Since the IAOC maintains oversight of the implementation, the Series
   Editor is expected to be invited and participate in reviews of that
   implementation.

   The RFC Series Editor is a senior technology professional with the
   following qualifications:

   1.  Strong understanding of the IETF process

   2.  Good understanding of the English language and technical
       terminology related to the Internet

   3.  Good communication skills

   4.  Experience with editorial processes

   5.  Independent worker

   6.  Experience as an RFC author desired

   The Series Editor may seek support from an advisory board (see
   Section 3.5).

   The IAOC has two alternative selection methods for selecting the
   individual to serve as the RFC Series Editor.  The choice between
   these alternatives will be based on an RFI issued by the IAOC in
   December 2009.

   The first alternative involves a Request for Proposal (RFP) process
   run by the IAOC.  The IAOC would seek a person with the listed
   qualifications in a broadly distributed RFP.  The winner would be
   selected by the IAOC in consultation with the IAB, and then, the IAOC
   would contract for the services.  Contract terms, including length of
   contract, extensions and renewals, shall be as provided in the RFP.
   The opportunity to bid shall be broadly available.  Fees and expenses
   to support the administrative operation of the RFC Series Editor
   would be part of the awarded contract and be part of the IASA budget.

   The second alternative involves a nomination and confirmation
   process.  Candidates are nominated, and then an individual with the
   listed qualifications is selected by the Internet community and
   confirmed by the IAB.  An approach similar to the one used by the IAB



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   to select an IAOC member every other year as described in Appendix A
   will be used.  A stipend and expenses to support the administrative
   operation of the RFC Series Editor selected in this manner would be
   part of the IASA budget.

3.2.  Independent Submission Editor

   The Independent Submission Editor is an individual who may have
   assistants and who is responsible for:

   1.  Independent Submissions approval and processing

   2.  Forwarding RFCs in the Independent Stream to the RFC Production
       Center

   3.  Independent Submissions RFC errata review and approval

   The Independent Submission Editor is a senior position for which the
   following qualifications are desired:

   1.  Technical competence, i.e. broad technical experience and
       perspective across the whole range of Internet technologies and
       applications, and specifically, the ability to work effectively
       with portions of that spectrum in which no personal expertise
       exists.

   2.  Thorough familiarity with the RFC series

   3.  An ability to assess the technical competence of potential
       Editorial Board members

   4.  Good standing in the technical community, in and beyond the IETF

   The Independent Submission Editor may seek support from an advisory
   board (see Section 3.5) and may form a team to perform the activities
   needed to fulfill their responsibilities..

   The individual with the listed qualifications will be selected by the
   community and confirmed by the IAB.  An approach similar to the one
   used by the IAB to select an IAOC member every other year as
   described in Appendix A should be used.  A stipend (if provided) and
   expenses to support the administrative operation of the Independent
   Submission Editor selected in this manner would be not be part of the
   IASA budget, but could be part of a 3rd party's budget.







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3.3.  RFC Production Center

   RFC Production is performed by a paid contractor, and the contractor
   responsibilities include:

   1.   Editing inputs from all RFC streams to comply with the RFC Style
        Manual

   2.   Creating records of edits performed on documents

   3.   Identifying where editorial changes might have technical impact
        and seek necessary clarification.

   4.   Engaging in dialogue with authors, document shepherds, IANA,
        and/or stream dependent contacts when clarification is needed.

   5.   Creating records of dialogue with documents authors

   6.   Requesting advice from the RFC Series Editor as needed

   7.   Providing suggestions to the RFC Series Editor as needed

   8.   Coordinating with IANA to perform protocol paramater registry
        actions

   9.   Assigning of RFC number

   10.  Establishing publication readiness of each document through
        communication with the authors, document shepherds, IANA and/or
        stream dependent contacts, and if needed with the RFC Series
        Editor.

   11.  Forwarding ready-to-publish documents to the RFC Publisher

   12.  Forwarding records of edits and author dialogue to RFC Publisher
        so these can be preserved

   13.  Liaising with IESG and IAB

   The RFC Production Center contractor is to be selected by the IAOC
   through an RFP process, possibly as part of the same contract as the
   RFC Series Editor.  The IAOC would seek a bidder who, among other
   things, is able to provide a professional, quality, timely, and cost
   effective service against the established style and production
   guidelines.  Contract terms, including length of contract, extensions
   and renewals, shall be as defined in an RFP.  The opportunity to bid
   shall be broadly available.




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3.4.  RFC Publisher

   The RFC Publisher responsibilities include:

   1.  Announce and provide on-line access to RFCs

   2.  Provide on-line system to submit RFC Errata

   3.  Provide on-line access to approved RFC Errata

   4.  Provide backups

   5.  Provide storage and preservation of records

   6.  Authenticate RFCs for legal proceedings

   Implementation of the RFC Publisher function can be pursued in two
   different ways.  The choice between these alternatives will be based
   on an RFI issued by the IAOC in December 2009.

   The first alternative is to modify the IETF Secretariat contract to
   include these services.  Expenses to support these services would be
   part of the revised contract.

   The second alternative is a separate vendor selected by the IAOC
   through an RFP process, possibly as part of the same contract as the
   RFC Series Editor.  Expenses to support service would be part of the
   awarded contract.

3.5.  RFC Editorial Board

   Today the RFC Editor is supported by an Editorial Board.  This board
   is expected to evolve into one or two advisory boards that support
   the review work of the Independent Submissions Editor and provide
   input and guidance to the Series Editor.  The board(s) will exist at
   the pleasure of their advisee, and the members serve at the pleasure
   of their advisee.  The existence of the board or boards is simply
   noted within this model, and additional discussion of such considered
   out of scope of this document.

4.  IANA considerations

   This document defines several functions within the overall RFC Editor
   structure, and it places the responsibility for coordination of
   registry value assignments with the RFC Production Center.  The IAOC
   will facilitate the establishment of the relationship between the RFC
   Production Center and IANA.




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   This document does not create a new registry nor does it register any
   values in existing registries, and no IANA action is required.

5.  Security considerations

   The same security considerations as those in RFC 4844 apply: The
   processes for the publication of documents must prevent the
   introduction of unapproved changes.  Since the RFC Editor maintains
   the index of publications, sufficient security must be in place to
   prevent these published documents from being changed by external
   parties.  The archive of RFC documents, any source documents needed
   to recreate the RFC documents, and any associated original documents
   (such as lists of errata, tools, and, for some early items, non-
   machine readable originals) need to be secured against failure of the
   storage medium and other similar disasters.

   The IAOC should take these security considerations into account
   during the implementation of this RFC Editor model.

6.  Acknowledgements Section

   The RFC Editor model was conceived and discussed in hallways and on
   mail lists.  The first iteration of the text on which this document
   is based was first drafted by Leslie Daigle, Russ Housley, and Ray
   Pelletier.  In addition to the members of the IAOC and IAB, major and
   minor contributions were made by (in alphabetical order): Bob Braden,
   Brian Carpenter, Sandy Ginoza, Alice Hagens, Paul Hoffman, John
   Klensin, Subramanian Moonesamy, and Jim Schaad.

   The IAOC members at the time the RFC Editor model was approved were
   (in alphabetical order): Fred Baker, Bob Hinden, Russ Housley, Ole
   Jacobsen, Ed Juskevicius, Olaf Kolkman, Ray Pelletier (non-voting),
   Lynn St.Amour, and Jonne Soininen.  In addition, Marshall Eubanks was
   serving as the IAOC Scribe.

   The IAB members at the time the RFC Editor model was approved were
   (in alphabetical order): Loa Andersson, Gonzalo Camarillo, Stuart
   Cheshire, Russ Housley, Olaf Kolkman, Gregory Lebovitz, Barry Leiba,
   Kurtis Lindqvist, Andrew Malis, Danny McPherson, David Oran, Dave
   Thaler, and Lixia Zhang.  In addition, the IAB included two ex-
   officio members: Dow Street, who was serving as the IAB Executive
   Director, and Aaron Falk, who was serving as the IRTF Chair.

7.  References







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7.1.  Normative References

   [1]  Daigle, L. and Internet Architecture Board, "The RFC Series and
        RFC Editor", RFC 4844, July 2007.

7.2.  Informative References

   [2]  Huston, G. and B. Wijnen, "The IETF Administrative Oversight
        Committee (IAOC) Member Selection Guidelines and Process",
        BCP 113, RFC 4333, December 2005.

Appendix A.  IAB selection

   This process is used by the IAB for the selection of the RFC Series
   Editor (if that position is not covered by the RFC Production Center
   contract) and for the selection of the Independent Submission Editor.
   The IAOC selects the RFC Production Center and RFC Publisher from
   vendors that choose to submit a proposal.  The IAOC procurement
   process is not described in this document.

   The selection process herein is taken from [2] but modified to allow
   for subject matter experts to advise the IAB, to take into account
   that the community with interest in the RFC series extends beyond the
   IETF community, and to prefer the incumbent.

A.1.  Ad-hoc advisory committee

   It is expected that the IAB and IAOC will establish an ad-hoc
   advisory committee to assist them in the selection of the various
   functions.  The names of the members of this committee, who do not
   need to be IAB members or IETF participants, will be made public
   through the IAB and IAOC minutes or otherwise.

   The committee is expected to have an understanding of the RFC series
   and related processes, and of procedures and interests of the various
   streams.

   Members of the subcommittee will be privy to confidential material
   and are expected to honour confidentiality.

   The IAB and IAOC bear the responsibility for the selections of the
   candidates for defined functions, the committee provides advice only.

A.2.  The IAB Selection Process of an RFC Series Editor and/or an
      Independent Stream Editor






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A.2.1.  Nominations and Eligibility

   The IAB will be making a broad public call for nominations.  The
   public call will specify the manner by which nominations will be
   accepted and the means by which the list of nominees will be
   published.  Self-nominations are permitted.  Along with the name and
   contact information for each candidate, details about the candidate's
   background and qualifications for the position should be attached to
   the nomination.

   Members of the ad-hoc advisory committee mentioned above are not
   eligible, but besides those there are no limitations with respect to
   the eligibility for nomination: Nominees do not have to be actively
   contributing to the IETF and active participation as being a working
   group chair, an IETF Nominating Committee member, or an IAB or IESG
   member is not a limitation.

   IAB members who accept a nomination for an IAB-selected position will
   recuse themselves from IAB selection discussions.

A.2.2.  Selection

   The IAB will publish the list of nominated persons prior to making a
   decision, allowing time for the community to pass any relevant
   comments to that body.  When established the advisory committee will
   be asked to provide a motivated shortlist.  The IAB will review the
   nomination material, any submitted comments, the shortlist from the
   advisory committee, and make its selection.

   It is noted that the community mentioned above is the community with
   an interest in RFCs and the RFC Editor's functioning, the IETF
   community is only a part of that community.

   The main intent is to select the incumbent or a superior candidate.

A.2.3.  Care of Personal Information

   The following procedures will be used by the IAB in managing
   candidates' personal information:

   o  The candidate's name will be published, with all other candidate
      names, at the close of the nominations period.

   o  Except as noted above, all information provided to the IAB during
      this process will be kept as confidential to the IAB and, when
      established, the advisory committee.





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A.2.4.  Term of Office and Selection Time Frame

   The IAB will seat their selected member at the first IETF meeting of
   every second year, for a two-year term of office.  Basic time frame
   requirements for the selection process are as follows:

   o  3-4 weeks for solicitation of nominations.

   o  3-4 weeks for review of nominees, deliberation, and selection.

   About 3-4 weeks prior to the process, the IAB will announce the
   specific dates for the selection process for that year, following the
   guidelines above.

Appendix B.  Internet Draft editing details

   [This appendix is to be removed at publication]

   $Id: draft-iab-rfc-editor-model.xml 23 2008-11-03 11:10:22Z olaf $

B.1.  Section 00->01

   Added Sandy and Alice to the acknowledgement section, they were
   accidentally omitted

   Added Appendix A so that the selection mechanism is explicitly
   documented.  The selection mechanism documents the use of an advisory
   committee and is explicit about the fact that the community expands
   beyond the IETF community.

   Modified the RFC Editor Function name to "RFC Series Editor" in order
   to minimize confusion between the collective of functions (RFC
   Editor) and the function (Series Editor).

   Added wording for specifying the technical competence needed by the
   indep.subm.editor as suggested by JCK

   Clarified the responsibilities of the production function in
   Section 3.3

   Enumerated qualifications of the RFC Editor

B.2.  Section 01->02

   Various nits corrected

   Inconsictency in the use of RFC Production house and RFC Production
   fixed: RFC Production Center used as term



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   Oversight over RFC consistency with the style manual has been made
   explicit.

   Clarified that the Independent Stream Editors budget is independent
   from the IETF/IASA.

   Improved the language that clarified that the RFC Series editors and
   Independent Stream editor do not necessarilly need to work without
   assistants, while they bear the responsibility.

Authors' Addresses

   Olaf M. Kolkman

   EMail: olaf@nlnetlabs.nl


   Internet Architecture Board

   EMail: iab@iab.org































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Full Copyright Statement

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   copyrights, patents or patent applications, or other proprietary
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   this standard.  Please address the information to the IETF at
   ietf-ipr@ietf.org.












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