Network Working Group                                   Stephan Wenger
INTERNET-DRAFT                                           Umesh Chandra
Expires: October 2007                                            Nokia
                                                     Magnus Westerlund
                                                             Bo Burman
                                                              Ericsson
                                                          May 30, 2007

                      Codec Control Messages in the
              RTP Audio-Visual Profile with Feedback (AVPF)
                     draft-ietf-avt-avpf-ccm-07.txt>


Status of this Memo

   By submitting this Internet-Draft, each author represents that any
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Copyright Notice

   Copyright (C) The IETF Trust (2007).

Abstract

   This document specifies a few extensions to the messages defined
   in the Audio-Visual Profile with Feedback (AVPF).  They are
   helpful primarily in conversational multimedia scenarios where
   centralized multipoint functionalities are in use.  However some



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   are also usable in smaller multicast environments and point-to-
   point calls.  The extensions discussed are messages related to the
   ITU-T H.271 Video Back Channel, Full Intra Request, Temporary
   Maximum Media Stream Bit Rate and Temporal Spatial Trade-off.















































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TABLE OF CONTENTS

1. Introduction....................................................5
2. Definitions.....................................................6
   2.1. Glossary...................................................6
   2.2. Terminology................................................6
   2.3. Topologies.................................................9
3. Motivation (Informative).......................................10
   3.1. Use Cases.................................................10
   3.2. Using the Media Path......................................12
   3.3. Using AVPF................................................13
      3.3.1. Reliability..........................................13
   3.4. Multicast.................................................13
   3.5. Feedback Messages.........................................13
      3.5.1. Full Intra Request Command...........................14
         3.5.1.1. Reliability.....................................14
      3.5.2. Temporal Spatial Trade-off Request and Notification..15
         3.5.2.1. Point-to-Point..................................16
         3.5.2.2. Point-to-Multipoint Using Multicast or
                  Translators.....................................17
         3.5.2.3. Point-to-Multipoint Using RTP Mixer.............17
         3.5.2.4. Reliability.....................................17
      3.5.3. H.271 Video Back Channel Message.....................18
         3.5.3.1. Reliability.....................................21
      3.5.4. Temporary Maximum Media Stream Bit Rate Request and
             Notification.........................................21
         3.5.4.1. Behavior for media receivers using TMMBR........23
         3.5.4.2. Algorithm for establishing current limitations..25
         3.5.4.3. Use of TMMBR in a Mixer Based Multipoint
                  Operation.......................................32
         3.5.4.4. Use of TMMBR in Point-to-Multipoint Using
                  Multicast or Translators........................33
         3.5.4.5. Use of TMMBR in Point-to-point operation........33
         3.5.4.6. Reliability.....................................33
4. RTCP Receiver Report Extensions................................35
   4.1. Design Principles of the Extension Mechanism..............35
   4.2. Transport Layer Feedback Messages.........................36
      4.2.1. Temporary Maximum Media Stream Bit Rate Request
             (TMMBR)..............................................37
         4.2.1.1. Message Format..................................37
         4.2.1.2. Semantics.......................................38
         4.2.1.3. Timing Rules....................................42
         4.2.1.4. Handling in Translator and Mixers...............42
      4.2.2. Temporary Maximum Media Stream Bit Rate Notification
             (TMMBN)..............................................42
         4.2.2.1. Message Format..................................42
         4.2.2.2. Semantics.......................................43
         4.2.2.3. Timing Rules....................................44
         4.2.2.4. Handling by Translators and Mixers..............44
   4.3. Payload Specific Feedback Messages........................44


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      4.3.1. Full Intra Request (FIR).............................45
         4.3.1.1. Message Format..................................45
         4.3.1.2. Semantics.......................................46
         4.3.1.3. Timing Rules....................................48
         4.3.1.4. Handling of FIR Message in Mixer and Translators48
         4.3.1.5. Remarks.........................................49
      4.3.2. Temporal-Spatial Trade-off Request (TSTR)............49
         4.3.2.1. Message Format..................................49
         4.3.2.2. Semantics.......................................50
         4.3.2.3. Timing Rules....................................51
         4.3.2.4. Handling of message in Mixers and Translators...51
         4.3.2.5. Remarks.........................................51
      4.3.3. Temporal-Spatial Trade-off Notification (TSTN).......51
         4.3.3.1. Message Format..................................52
         4.3.3.2. Semantics.......................................52
         4.3.3.3. Timing Rules....................................53
         4.3.3.4. Handling of TSTN in Mixer and Translators.......53
         4.3.3.5. Remarks.........................................53
      4.3.4. H.271 Video Back Channel Message (VBCM)..............53
         4.3.4.1. Message Format..................................54
         4.3.4.2. Semantics.......................................55
         4.3.4.3. Timing Rules....................................56
         4.3.4.4. Handling of message in Mixer or Translator......56
         4.3.4.5. Remarks.........................................56
5. Congestion Control.............................................57
6. Security Considerations........................................57
7. SDP Definitions................................................58
   7.1. Extension of the rtcp-fb Attribute........................58
   7.2. Offer-Answer..............................................60
   7.3. Examples..................................................60
8. IANA Considerations............................................64
9. Acknowledgements...............................................65
10. References....................................................67
   10.1. Normative references.....................................67
   10.2. Informative references...................................67
11. Authors' Addresses............................................69















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1.1. Introduction

   When the Audio-Visual Profile with Feedback (AVPF) [RFC4585] was
   developed, the main emphasis lay in the efficient support of
   point-to-point and small multipoint scenarios without centralized
   multipoint control.  However, in practice, many small multipoint
   conferences operate utilizing devices known as Multipoint Control
   Units (MCUs).  Long-standing experience of the conversational
   video conferencing industry suggests that there is a need for a
   few additional feedback messages, to support centralized
   multipoint conferencing efficiently.  Some of the messages have
   applications beyond centralized multipoint, and this is indicated
   in the description of the message.  This is especially true for
   the message intended to carry ITU-T Rec. H.271 [H.271] bit strings
   for Video Back Channel messages.

   In Real-time Transport Protocol (RTP) [RFC3550] terminology, MCUs
   comprise mixers and translators.  Most MCUs also include signaling
   support.  During the development of this memo, it was noticed that
   there is considerable confusion in the community related to the
   use of terms such as mixer, translator, and MCU.  In response to
   these concerns, a number of topologies have been identified that
   are of practical relevance to the industry, but are not documented
   in sufficient detail in [RFC3550].  These topologies are
   documented in [Topologies], and understanding this memo requires
   previous or parallel study of [Topologies].

   Some of the messages defined here are forward only, in that they
   do not require an explicit notification to the message emitter
   that they have been received and/or indicating the message
   receiver's actions.  Other messages require a response, leading to
   a two way communication model that one could view as useful for
   control purposes.  However, it is not the intention of this memo
   to open up RTP Control Protocol (RTCP) to a generalized control
   protocol.  All mentioned messages have relatively strict real-time
   constraints, in the sense that their value diminishes with
   increased delay.  This makes the use of more traditional control
   protocol means, such as Session Initiation Protocol (SIP) re-
   INVITEs [RFC3261], undesirable when used for the same purpose.
   Furthermore, all messages are of a very simple format that can be
   easily processed by an RTP/RTCP sender/receiver.  Finally, and
   most importantly, all messages relate only to the RTP stream with
   which they are associated, and not to any other property of a
   communication system.  In particular, none of them relate to the
   properties of the access links traversed by the session.



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2. Definitions

2.1. Glossary

   AMID   - Additive Increase Multiplicative Decrease
   AVPF   - The extended RTP profile for RTCP-based feedback
   FEC    - Forward Error Correction
   FCI    - Feedback Control Information [RFC4585]
   FIR    - Full Intra Request
   MCU    - Multipoint Control Unit
   MPEG   - Moving Picture Experts Group
   TMMBN  - Temporary Maximum Media Stream Bit Rate Notification
   TMMBR  - Temporary Maximum Media Stream Bit Rate Request
   PLI    - Picture Loss Indication
   PR     - Packet rate
   QP     - Quantizer Parameter
   RTT    - Round trip time
   SSRC   - Synchronization Source
   TSTN   - Temporal Spatial Trade-off Notification
   TSTR   - Temporal Spatial Trade-off Request
   VBCM   - Video Back Channel Message indication.


2.2. Terminology

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL
   NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED",  "MAY", and
   "OPTIONAL" in this document are to be interpreted as described in
   RFC 2119 [RFC2119].


      Message:
          An RTCP feedback message [RFC4585] defined by this
          specification, of one of the following types:

          Request:
              Message that requires acknowledgement

          Command:
              Message that forces the receiver to an action

          Indication:
              Message that reports a situation



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          Notification:
             Message that provides a notification that an event has
              occurred. Notifications are commonly generated in
              response to a Request.

          Note that, with the exception of "Notification", this
          terminology is in alignment with ITU-T Rec. H.245 [H245].

     Decoder Refresh Point:
          A bit string, packetized in one or more RTP packets, which
          completely resets the decoder to a known state.

          Examples for "hard" decoder refresh points are Intra
          pictures in H.261, H.263, MPEG-1, MPEG-2, and MPEG-4 part
          2, and Instantaneous Decoder Refresh (IDR) pictures in
          H.264.  "Gradual" decoder refresh points may also be used;
          see for example [AVC].  While both "hard" and "gradual"
          decoder refresh points are acceptable in the scope of this
          specification, in most cases the user experience will
          benefit from using a "hard" decoder refresh point.

          A decoder refresh point also contains all header
          information above the picture layer (or equivalent,
          depending on the video compression standard) that is
          conveyed in-band.  In H.264, for example, a decoder refresh
          point contains parameter set Network Adaptation Layer (NAL)
          units that generate parameter sets necessary for the
          decoding of the following slice/data partition NAL units
          (and that are not conveyed out of band).

   Decoding:
          The operation of reconstructing the media stream.

   Rendering:
          The operation of presenting (parts of) the reconstructed
          media stream to the user.

   Stream thinning:
          The operation of removing some of the packets from a media
          stream.  Stream thinning, preferably, is media-aware,
          implying that media packets are removed in the order of
          increasing relevance to the reproductive quality.  However
          even when employing media-aware stream thinning, most media
          streams quickly lose quality when subject to increasing
          levels of thinning.  Media-unaware stream thinning leads to
          even worse quality degradation.  In contrast to




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          transcoding, stream thinning is typically seen as a
          computationally lightweight operation.

   Media:
          Often used (sometimes in conjunction with terms like bit
          rate, stream, sender ...) to identify the content of the
          forward RTP packet stream (carrying the codec data), to
          which the codec control message applies.

   Media Stream:
          The stream of RTP packets labeled with a single
          Synchronization Source (SSRC) carrying the media (and also
          in some cases repair information such as retransmission or
          Forward Error Correction (FEC) information).

   Total media bit rate:
          The total bits per second transferred in a media stream,
          measured at an observer-selected protocol layer and
          averaged over a reasonable timescale, the length of which
          depends on the application.  In general, a media sender and
          a media receiver will observe different total media bit
          rates for the same stream, first because they may have
          selected different reference protocol layers, and second,
          because of changes in per-packet overhead along the
          transmission path.  The goal with bit rate averaging is to
          be able to ignore any burstiness on very short timescales,
          below for example 100 ms, introduced by scheduling or link
          layer packetization effects.

   Maximum total media bit rate:
          The upper limit on total media bit rate for a given media
          stream at a particular receiver and for its selected
          protocol layer. Note that this value cannot be measured on
          the received media stream, instead it needs to be
          calculated or determined through other means, such as QoS
          negotiations or local resource limitations. Also note that
          this value is an average (on a timescale that is reasonable
          for the application) and that it may be different from the
          instantaneous bit-rate seen by packets in the media stream.

   Overhead:
          All protocol header information required to convey a packet
          with media data from sender to receiver, from the
          application layer down to a pre-defined protocol level (for
          example down to, and including, the IP header).  Overhead
          may include, for example, IP, UDP, and RTP headers, any
          layer 2 headers, any Contributing Sources (CSRCs), RTP-




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          Padding, and RTP header extensions.  Overhead excludes any
          RTP payload headers and the payload itself.

   Net media bit rate:
          The bit rate carried by a media stream, net of overhead.
          That is, the bits per second accounted for by encoded
          media, any applicable payload headers, and any directly
          associated meta payload information placed in the RTP
          packet.  A typical example of the latter is redundancy data
          provided by the use of RFC 2198 [RFC2198].  Note that,
          unlike the total media bit rate, the net media bit rate
          will have the same value at the media sender and at the
          media receiver unless any mixing or translating of the
          media has occurred.

          For a given observer, the total media bit rate for a media
          stream is equal to the sum of the net media bit rate and
          the per-packet overhead as defined above multiplied by the
          packet rate.

   Feasible region:
          The set of all combinations of packet rate and net media
          bit rate that do not exceed the restrictions in maximum
          media bit rate placed on a given media sender by the
          Temporary Maximum Media Stream Bit-rate Request (TMMBR)
          messages it has received.  The feasible region will change
          as new TMMBR messages are received.

   Bounding set:
          The set of TMMBR tuples, selected from all those received
          at a given media sender, that define the feasible region
          for that media sender.  The media sender uses an algorithm
          such as that in section 3
.5.4.2 to determine or iteratively
          approximate the current bounding set, and reports that set
          back to the media receivers in a Temporary Maximum Media
          Stream Bit-rate Notification (TMMBN) message.

2.3. Topologies

   Please refer to [Topologies] for an in depth discussion.  The
   topologies referred to throughout this memo are labeled
   (consistently with [Topologies]) as follows:

   Topo-Point-to-Point . . . . point-to-point communication
   Topo-Multicast  . . . . . . multicast communication as in RFC 3550
   Topo-Translator . . . . . . translator based as in RFC 3550
   Topo-Mixer  . . . . . . . . mixer based as in RFC 3550



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   Topo-Video-switch-MCU . . . video switching MCU,
   Topo-RTCP-terminating-MCU . mixer but terminating RTCP



3. Motivation

   This section discusses the motivation and usage of the different
   video and media control messages.  The video control messages have
   been under discussion for a long time, and a requirement draft was
   drawn up [Basso].  This draft has expired; however we quote
   relevant sections of it to provide motivation and requirements.


3.1.
     Use Cases

   There are a number of possible usages for the proposed feedback
   messages.  Let us begin by looking through the use cases Basso et
   al. [Basso] proposed.  Some of the use cases have been
   reformulated and comments have been added.

   1. An RTP video mixer composes multiple encoded video sources into
      a single encoded video stream.  Each time a video source is
      added, the RTP mixer needs to request a decoder refresh point
      from the video source, so as to start an uncorrupted prediction
      chain on the spatial area of the mixed picture occupied by the
      data from the new video source.

   2. An RTP video mixer receives multiple encoded RTP video streams
      from conference participants, and dynamically selects one of
      the streams to be included in its output RTP stream.  At the
      time of a bit stream change (determined through means such as
      voice activation or the user interface), the mixer requests a
      decoder refresh point from the remote source, in order to avoid
      using unrelated content as reference data for inter picture
      prediction.  After requesting the decoder refresh point, the
      video mixer stops the delivery of the current RTP stream and
      monitors the RTP stream from the new source until it detects
      data belonging to the decoder refresh point.  At that time, the
      RTP mixer starts forwarding the newly selected stream to the
      receiver(s).

   3. An application needs to signal to the remote encoder that the
      desired trade-off between temporal and spatial resolution has
      changed.  For example, one user may prefer a higher frame rate
      and a lower spatial quality, and another user may prefer the
      opposite.  This choice is also highly content dependent.  Many
      current video conferencing systems offer in the user interface



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      a mechanism to make this selection, usually in the form of a
      slider.  The mechanism is helpful in point-to-point,
      centralized multipoint and non-centralized multipoint uses.

   4. Use case 4 of the Basso draft applies only to Picture Loss
      Indication (PLI) as defined in AVPF [RFC4585] and is not
      reproduced here.

   5. Use case 5 of the Basso draft relates to a mechanism known as
      "freeze picture request".  Sending freeze picture requests
      over a non-reliable forward RTCP channel has been identified as
      problematic.  Therefore, no freeze picture request has been
      included in this memo, and the use case discussion is not
      reproduced here.

   6. A video mixer dynamically selects one of the received video
      streams to be sent out to participants and tries to provide the
      highest bit rate possible to all participants, while minimizing
      stream trans-rating.  One way of achieving this is to set up
      sessions with endpoints using the maximum bit rate accepted by
      each endpoint, and accepted by the call admission method used
      by the mixer.  By means of commands that reduce the maximum
      media stream bit rate below what has been negotiated during
      session set up, the mixer can reduce the maximum bit rate sent
      by endpoints to the lowest of all the accepted bit rates.  As
      the lowest accepted bit rate changes due to endpoints joining
      and leaving or due to network congestion, the mixer can adjust
      the limits at which endpoints can send their streams to match
      the new value.  The mixer then requests a new maximum bit rate,
      which is equal to or less than the maximum bit rate negotiated
      at session setup for a specific media stream, and the remote
      endpoint can respond with the actual bit rate that it can
      support.

   The picture Basso, et al draws up covers most applications we
   foresee.  However we would like to extend the list with two
   additional use cases:

   7. Currently deployed congestion control algorithms (AMID and TFRC
      [RFC3448]) probe for additional available capacity as long as
      there is something to send.  With congestion control algorithms
      using packet loss as the indication for congestion, this
      probing does generally result in reduced media quality (often
      to a point where the distortion is large enough to make the
      media unusable), due to packet loss and increased delay.

      In a number of deployment scenarios, especially cellular ones,
      the bottleneck link is often the last hop link.  That cellular



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      link also commonly has some type of QoS negotiation enabling
      the cellular device to learn the maximal bit rate available
      over this last hop.  A media receiver behind this link can, in
      most (if not all) cases, calculate at least an upper bound for
      the bit rate available for each media stream it presently
      receives.  How this is done is an implementation detail and not
      discussed herein.  Indicating the maximum available bit rate to
      the transmitting party for the various media streams can be
      beneficial to prevent that party from probing for bandwidth for
      this stream in excess of a known hard limit.  For cellular or
      other mobile devices, the known available bit rate for each
      stream (deduced from the link bit rate) can change quickly, due
      to handover to another transmission technology, QoS
      renegotiation due to congestion, etc.  To enable minimal
      disruption of service, quick convergence is necessary, and
      therefore media path signaling is desirable.

    8. The use of reference picture selection (RPS) as an error
       resilience tool has been introduced in 1997 as NEWPRED
       [NEWPRED], and is now widely deployed.  When RPS is in use,
       simplistically put, the receiver can send a feedback message to
       the sender, indicating a reference picture that should be used
       for future prediction.  ([NEWPRED] mentions other forms of
       feedback as well.)  AVPF contains a mechanism for conveying
       such a message, but did not specify for which codec and
       according to which syntax the message should conform.
       Recently, the ITU-T finalized Rec. H.271 which (among other
       message types) also includes a feedback message.  It is
       expected that this feedback message will fairly quickly enjoy
       wide support.  Therefore, a mechanism to convey feedback
       messages according to H.271 appears to be desirable.

3.2. Using the Media Path

   There are multiple reasons why we use the media path for the codec
   control messages.

   First, systems employing MCUs often separate the control and media
   processing parts.  As these messages are intended for or generated
   by the media part rather than the signaling part of the MCU,
   having them on the media path avoids transmission across
   interfaces and unnecessary control traffic between signaling and
   processing.  If the MCU is physically decomposed, the use of the
   media path avoids the need for media control protocol extensions
   (e.g. in MEGACO [RFC3525]).

   Secondly, the signaling path quite commonly contains several
   signaling entities, e.g. SIP proxies and application servers.



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   Avoiding going through signaling entities avoids delay for several
   reasons.  Proxies have less stringent delay requirements than
   media processing and due to their complex and more generic nature
   may result in significant processing delay.  The topological
   locations of the signaling entities are also commonly not
   optimized for minimal delay, but rather towards other
   architectural goals.  Thus the signaling path can be significantly
   longer in both geographical and delay sense.


3.3. Using AVPF

   The AVPF feedback message framework [RFC4585] provides the
   appropriate framework to implement the new messages.  AVPF
   implements rules controlling the timing of feedback messages to
   avoid congestion through network flooding by RTCP traffic.  We re-
   use these rules by referencing AVPF.

   The signaling setup for AVPF allows each individual type of
   function to be configured or negotiated on an RTP session basis.


3.3.1. Reliability

   The use of RTCP messages implies that each message transfer is
   unreliable, unless the lower layer transport provides reliability.
   The different messages proposed in this specification have
   different requirements in terms of reliability.  However, in all
   cases, the reaction to an (occasional) loss of a feedback message
   is specified.


3.4. Multicast

   The codec control messages might be used with multicast.  The RTCP
   timing rules specified in [RFC3550] and [RFC4585] ensure that the
   messages do not cause overload of the RTCP connection.  The use of
   multicast may result in the reception of messages with
   inconsistent semantics.   The reaction to inconsistencies depends
   on the message type, and is discussed for each message type
   separately.


3.5. Feedback Messages

   This section describes the semantics of the different feedback
   messages and how they apply to the different use cases.




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3.5.1. Full Intra Request Command

   A Full Intra Request (FIR) Command, when received by the
   designated media sender, requires that the media sender sends a
   Decoder Refresh Point (see 2.2) at the earliest opportunity.  The
   evaluation of such opportunity includes the current encoder coding
   strategy and the current available network resources.

   FIR is also known as an "instantaneous decoder refresh request" or
   "video fast update request".

   Using a decoder refresh point implies refraining from using any
   picture sent prior to that point as a reference for the encoding
   process of any subsequent picture sent in the stream.  For
   predictive media types that are not video, the analogue applies.
   For example, if in MPEG-4 systems scene updates are used, the
   decoder refresh point consists of the full representation of the
   scene and is not delta-coded relative to previous updates.

   Decoder refresh points, especially Intra or IDR pictures, are in
   general several times larger in size than predicted pictures.
   Thus, in scenarios in which the available bit rate is small, the
   use of a decoder refresh point implies a delay that is
   significantly longer than the typical picture duration.

   Usage in multicast is possible; however aggregation of the
   commands is recommended.  A receiver that receives a request
   closely (within 2 times the longest Round Trip Time (RTT) known,
   plus any AVPF-induced RTCP packet sending delays, if those are
   known) after sending a decoder refresh point, should await a
   second request message to ensure that the media receiver has not
   been served by the previously delivered decoder refresh point.
   The reason for the specified delay is to avoid sending unnecessary
   decoder refresh points.  A session participant may have sent its
   own request while another participant's request was in-flight to
   them.  Suppressing those requests that may have been sent without
   knowledge about the other request avoids this issue.

   Using the FIR command to recover from errors is explicitly
   disallowed, and instead the PLI message defined in AVPF [RFC4585]
   should be used.  The PLI message reports lost pictures and has
   been included in AVPF for precisely that purpose.

   Full Intra Request is applicable in use-cases 1 and 2.

3.5.1.1. Reliability




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   The FIR message results in the delivery of a decoder refresh
   point, unless the message is lost.  Decoder refresh points are
   easily identifiable from the bit stream.  Therefore, there is no
   need for protocol-level notification, and a simple command
   repetition mechanism is sufficient for ensuring the level of
   reliability required.  However, the potential use of repetition
   does require a mechanism to prevent the recipient from responding
   to messages already received and responded to.

   To ensure the best possible reliability, a sender of FIR may
   repeat the FIR request until the desired content has been
   received.  The repetition interval is determined by the RTCP
   timing rules applicable to the session.  Upon reception of a
   complete decoder refresh point or the detection of an attempt to
   send a decoder refresh point (which got damaged due to a packet
   loss), the repetition of the FIR must stop.  If another FIR is
   necessary, the request sequence number must be increased.  A FIR
   sender shall not have more than one FIR request (different request
   sequence number) outstanding at any time per media sender in the
   session.

   The receiver of FIR (i.e. the media sender) behaves in
   complementary fashion to ensure delivery of a decoder refresh
   point.  If it receives repetitions of the FIR more than 2*RTT
   after it has sent a decoder refresh point, it shall send a new
   decoder refresh point.  Two round trip times allow time for the
   decoder refresh point to arrive back to the requestor and for the
   end of repetitions of FIR to reach and be detected by the media
   sender.

   An RTP mixer that receives an FIR from a media receiver is
   responsible to ensure that a decoder refresh point is delivered to
   the requesting receiver.  It may be necessary for the mixer to
   generate FIR commands.  From a reliability perspective, the two
   legs (FIR-requesting endpoint to mixer, and mixer to decoder
   refresh point generating endpoint) are handled independently from
   each other.


3.5.2. Temporal Spatial Trade-off Request and Notification

   The Temporal Spatial Trade-off Request (TSTR) instructs the video
   encoder to change its trade-off between temporal and spatial
   resolution.  Index values from 0 to 31 indicate monotonically a
   desire for higher frame rate.  That is, a requester asking for an
   index of 0 prefers a high quality and is willing to accept a low
   frame rate, whereas a requester asking for 31 wishes a high frame
   rate, potentially at the cost of low spatial quality.



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   In general the encoder reaction time may be significantly longer
   than the typical picture duration.  See use case 3 for an example.
   The encoder decides whether and to what extent the request results
   in a change of the trade-off.  It returns a Temporal Spatial
   Trade-Off Notification (TSTN) message to indicate the trade-off
   that it will use henceforth.

   TSTR and TSTN have been introduced primarily because it is
   believed that control protocol mechanisms, e.g. a SIP re-invite,
   are too heavyweight and too slow to allow for a reasonable user
   experience.  Consider, for example, a user interface where the
   remote user selects the temporal/spatial trade-off with a slider
   (as it is common in state-of-the-art video conferencing systems).
   An immediate feedback to any slider movement is required for a
   reasonable user experience.  A SIP re-INVITE [RFC3261] would
   require at least two round-trips more (compared to the TSTR/TSTN
   mechanism) and may involve proxies and other complex mechanisms.
   Even in a well-designed system, it could take a second or so until
   finally the new trade-off is selected.
   Furthermore the use of RTCP solves the multicast use case very
   efficiently.

   The use of TSTR and TSTN in multipoint scenarios is a non-trivial
   subject, and can be achieved in many implementation-specific ways.
   Problems stem from the fact that TSTRs will typically arrive
   unsynchronized, and may request different trade-off values for the
   same stream and/or endpoint encoder.  This memo does not specify a
   translator, mixer or endpoint's reaction to the reception of a
   suggested trade-off as conveyed in the TSTR.  We only require the
   receiver of a TSTR message to reply to it by sending a TSTN,
   carrying the new trade-off chosen by its own criteria (which may
   or may not be based on the trade-off conveyed by the TSTR).  In
   other words, the trade-off sent in TSTR is a non-binding
   recommendation, nothing more.

   Four TSTR/TSTN scenarios need to be distinguished, based on the
   topologies described in [Topologies].  The scenarios are described
   in the following sub-clauses.


3.5.2.1. Point-to-Point

   In this most trivial case (Topo-Point-to-Point), the media sender
   typically adjusts its temporal/spatial trade-off based on the
   requested value in TSTR, subject to its own capabilities.  The
   TSTN message conveys back the new trade-off value (which may be




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   identical to the old one if, for example, the sender is not
   capable of adjusting its trade-off).


3.5.2.2. Point-to-Multipoint Using Multicast or Translators

   RTCP Multicast is used either with media multicast according to
   Topo-Multicast, or following RFC 3550's translator model according
   to Topo-Translator.  In these cases, unsynchronized TSTR messages
   from different receivers may be received, possibly with different
   requested trade-offs (because of different user preferences).
   This memo does not specify how the media sender tunes its trade-
   off.  Possible strategies include selecting the mean or median of
   all trade-off requests received, giving priority to certain
   participants, or continuing to use the previously selected trade-
   off (e.g. when the sender is not capable of adjusting it).  Again,
   all TSTR messages need to be acknowledged by TSTN, and the value
   conveyed back has to reflect the decision made.


3.5.2.3. Point-to-Multipoint Using RTP Mixer

   In this scenario (Topo-Mixer) the RTP mixer receives all TSTR
   messages, and has the opportunity to act on them based on its own
   criteria.  In most cases, the mixer should form a "consensus" of
   potentially conflicting TSTR messages arriving from different
   participants, and initiate its own TSTR message(s) to the media
   sender(s).  As in the previous scenario, the strategy for forming
   this "consensus" is up to the implementation, and can, for
   example, encompass averaging the participants' request values,
   giving priority to certain participants, or using session default
   values.

   Even if a mixer or translator performs transcoding, it is very
   difficult to deliver media with the requested trade-off, unless
   the content the mixer or translator receives is already close to
   that trade-off.  Thus if the mixer changes its trade-off, it needs
   to request the media sender(s) to use the new value, by creating a
   TSTR of its own.  Upon reaching a decision on the used trade-off
   it includes that value in the acknowledgement to the downstream
   requestors.  Only in cases where the original source has
   substantially higher quality (and bit rate), is it likely that
   transcoding alone can result in the requested trade-off.


3.5.2.4. Reliability





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   A request and reception acknowledgement mechanism is specified.
   The Temporal Spatial Trade-off Notification (TSTN) message informs
   the request-sender that its request has been received, and what
   trade-off is used henceforth.  This acknowledgment mechanism is
   desirable for at least the following reasons:

   o A change in the trade-off cannot be directly identified from the
     media bit stream.
   o User feedback cannot be implemented without knowing the chosen
     trade-off value, according to the media sender's constraints.
   o Repetitive sending of messages requesting an unimplementable
     trade-off can be avoided.


3.5.3. H.271 Video Back Channel Message

   ITU-T Rec. H.271 defines syntax, semantics, and suggested encoder
   reaction to a video back channel message.  The structure defined
   in this memo is used to transparently convey such a message from
   media receiver to media sender.  In this memo, we refrain from an
   in-depth discussion of the available code points within H.271 and
   refer to the specification text [H.271] instead.

   However, we note that some H.271 messages bear similarities with
   native messages of AVPF and this memo.  Furthermore, we note that
   some H.271 message are known to require caution in multicast
   environments -- or are plainly not usable in multicast or
   multipoint scenarios.  Table 1 provides a brief, oversimplifying
   overview of the messages currently defined in H.271, their roughly
   corresponding AVPF or CCM messages (the latter as specified in
   this memo), and an indication of our current knowledge of their
   multicast safety.



















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   H.271 msg type       AVPF/CCM msg type    multicast-safe
   ---------------------------------------------------------------------
   0 (when used for
     reference picture
      selection)        AVPF RPSI        No (positive ACK of pictures)
   1 picture loss       AVPF PLI         Yes
   2 partial loss       AVPF SLI         Yes
   3 one parameter CRC  N/A              Yes (no required sender action)
   4 all parameter CRC  N/A              Yes (no required sender action)
   5 refresh point      CCM FIR          Yes

   Table 1: H.271 messages and their AVPF/CCM equivalents


          Note: H.271 message type 0 is not a strict equivalent to
          AVPF's Reference Picture Selection Indication (RPSI); it is
          an indication of known-as-correct reference picture(s) at
          the decoder.  It does not command an encoder to use a
          defined reference picture (the form of control information
          envisioned to be carried in RPSI).  However, it is believed
          and intended that H.271 message type 0 will be used for the
          same purpose as AVPF's RPSI -- although other use forms are
          also possible.

   In response to the opaqueness of the H.271 messages especially
   with respect to the multicast safety, the following guidelines
   MUST be followed when an implementation wishes to employ the H.271
   video back channel message:

   1. Implementations utilizing the H.271 feedback message MUST stay
      in compliance with congestion control principles, as outlined
      in section 5
.

   2. An implementation SHOULD utilize the IETF-native messages as
      defined in [RFC4585] and in this memo instead of similar
      messages defined in [H.271].  Our current understanding of
      similar messages is documented in Table 1 above.  One good
      reason to divert from the SHOULD statement above would be if it
      is clearly understood that, for a given application and video
      compression standard, the aforementioned "similarity" is not
      given, in contrast to what
      the table indicates.





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   3. It has been observed that some of the H.271 code points
      currently in existence are not multicast-safe.  Therefore, the
      sensible thing to do is not to use the H.271 feedback message
      type in multicast environments.  It MAY be used only when all
      the issues mentioned later are fully understood by the
      implementer, and properly taken into account by all endpoints.
      In all other cases, the H.271 message type MUST NOT be used in
      conjunction with multicast.

   4. It has been observed that even in centralized multipoint
      environments, where the mixer should theoretically be able to
      resolve issues as documented below, the implementation of such
      a mixer and cooperative endpoints is a very difficult and
      tedious task.  Therefore, H.271 messages MUST NOT be used in
      centralized multipoint scenarios, unless all the issues
      mentioned below are fully understood by the implementer, and
      properly taken into account by both mixer and endpoints.

   Issues to be taken into account when considering the use of H.271
   in multipoint environments:

   1. Different state on different receivers.  In many environments
      it cannot be guaranteed that the decoder state of all media
      receivers is identical at any given point in time.  The most
      obvious reason for such a possible misalignment of state is a
      loss that occurs on the path to only one of many media
      receivers.  However, there are other not so obvious reasons,
      such as recent joins to the multipoint conference (be it by
      joining the multicast group or through additional mixer
      output).  Different states can lead the media receivers to
      issue potentially contradicting H.271 messages (or one media
      receiver issuing an H.271 message that, when observed by the
      media sender, is not helpful for the other media receivers).  A
      naive reaction of the media sender to these contradicting
      messages can lead to unpredictable and annoying results.

   2. Combining messages from different media receivers in a media
      sender is a non-trivial task.  As reasons, we note that these
      messages may be contradicting each other, and that their
      transport is unreliable (there may well be other reasons).  In
      case of many H.271 messages (i.e. types 0, 2, 3, and 4), the
      algorithm for combining must be aware both of the
      network/protocol environment (i.e. with respect to congestion)
      and of the media codec employed, as H.271 messages of a given
      type can have different semantics for different media codecs.

   3. The suppression of requests may need to go beyond the basic
      mechanisms described in AVPF (which are driven exclusively by



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      timing and transport considerations on the protocol level).
      For example, a receiver is often required to refrain from (or
      delay) generating requests, based on information it receives
      from the media stream.  For instance, it makes no sense for a
      receiver to issue a FIR when a transmission of an Intra/IDR
      picture is ongoing.

   4. When using the non-multicast-safe messages (e.g. H.271 type 0
      positive ACK of received pictures/slices) in larger multicast
      groups, the media receiver will likely be forced to delay or
      even omit sending these messages.  For the media sender this
      looks like data has not been properly received (although it was
      received properly), and a naively implemented media sender
      reacts to these perceived problems where it should not.

3.5.3.1. Reliability

   H.271 Video Back Channel messages do not require reliable
   transmission, and confirmation of the reception of a message can
   be derived from the forward video bit stream.  Therefore, no
   specific reception acknowledgement is specified.

   With respect to re-sending rules, clause 3.5.1.1. applies.


3.5.4. Temporary Maximum Media Stream Bit Rate Request and
   Notification

   A receiver, translator or mixer uses the Temporary Maximum Media
   Stream Bit Rate Request (TMMBR, "timber") to request a sender to
   limit the maximum bit rate for a media stream (see 2.2) to, or
   below, the provided value.  The Temporary Maximum Media Stream Bit
   Rate Notification (TMMBN) contains the media sender's current view
   of the most limiting subset of the TMMBR-defined limits it has
   received, to help the participants to suppress TMMBR requests that
   would not further restrict the media sender.  The primary usage
   for the TMMBR/TMMBN messages is in a scenario with an MCU or mixer
   (use case 6), corresponding to Topo-Translator or Topo-Mixer, but
   also to Topo-Point-to-Point.

   Each temporary limitation on the media stream is expressed as a
   tuple.  The first component of the tuple is the maximum total
   media bit rate (as defined in section 2.2) that the media receiver
   is currently prepared to accept for this media stream.  The second
   component is the per-packet overhead that the media receiver has
   observed for this media stream at its chosen reference protocol
   layer.




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   As indicated in section 2.2, the overhead as observed by the
   sender of the TMMBR (i.e. the media receiver) may differ from the
   overhead observed at the receiver of the TMMBR (i.e. the media
   sender) due to use of a different reference protocol layer at the
   other end or due to the intervention of translators or mixers that
   affect the amount of per packet overhead.  For example, a gateway
   in between the two that converts between IPv4 and IPv6 affects the
   per-packet overhead by 20 bytes.  Other mechanisms that change the
   overhead include tunnels.  The problem with varying overhead is
   also discussed in [RFC3890].  As will be seen in the description
   of the algorithm for use of TMMBR, the difference in perceived
   overhead between the sending and receiving ends presents no
   difficulty because calculations are carried out in terms of
   variables (packet rate, net media bit rate) that have the same
   value at the sender as at the receiver.

   Reporting both maximum total media bit rate and per-packet
   overhead allows different receivers to provide bit rate and
   overhead values for different protocol layers, for example at the
   IP level, at the outer part of a tunnel protocol, or at the link
   layer.  The protocol level a peer reports on depends on the level
   of integration the peer has, as it needs to be able to extract the
   information from that protocol level.  For example, an application
   with no knowledge of the IP version it is running over can not
   meaningfully determine the overhead of the IP header, and hence
   will not want to include IP overhead in the overhead or maximum
   total media bit rate calculation.

   It is expected that most peers will be able to report values at
   least for the IP layer.  In certain implementations it may be
   advantageous to also include information pertaining to the link
   layer, which in turn allows for a more precise overhead
   calculation and a better optimization of connectivity resources.

   The Temporary Maximum Media Stream Bit Rate messages are generic
   messages that can be applied to any RTP packet stream.  This
   separates them from the other codec control messages defined in
   this specification, which apply only to specific media types or
   payload formats.  The TMMBR functionality applies to the
   transport, and the requirements the transport places on the media
   encoding.

   The reasoning below assumes that the participants have negotiated
   a session maximum bit rate, using a signaling protocol.  This
   value can be global, for example in case of point-to-point,
   multicast, or translators.  It may also be local between the
   participant and the peer or mixer.  In either case, the bit rate
   negotiated in signaling is the one that the participant guarantees



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   to be able to handle (depacketize and decode).  In practice, the
   connectivity of the participant also influences the negotiated
   value -- it does not make much sense to negotiate a total media
   bit rate that one's network interface does not support.

   It is also beneficial to have negotiated a maximum packet rate for
   the session or sender.  RFC 3890 provides an SDP [RFC4566]
   attribute that can be used for this purpose; however, that
   attribute is not usable in RTP sessions established using
   offer/answer [RFC3264].  Therefore an optional maximum packet rate
   signaling parameter is specified in this memo.

   An already established maximum total media bit rate may be changed
   at any time, subject to the timing rules governing the sending of
   feedback messages. The limit may change to any value between zero
   and the session maximum, as negotiated during session
   establishment signaling.  However, even if a sender has received a
   TMMBR message allowing an increase in the bit rate, all increases
   must be governed by a congestion control mechanism.  TMMBR
   indicates known limitations only, usually in the local
   environment, and does not provide any guarantees about the full
   path.  Furthermore, any increases in TMMBR-established bit rate
   limits are to be executed only after a certain delay from the
   sending of the TMMBN message that notifies the world about the
   increase in limit.  The delay is specified as at least twice the
   longest RTT as known by the media sender, plus the media sender's
   calculation of the required wait time for the sending of another
   TMMBR message for this session based on AVPF timing rules.  This
   delay is introduced to allow other session participants to make
   known their bit rate limit requirements, which may be lower.

   If it is likely that the new value indicated by TMMBR will be
   valid for the remainder of the session, the TMMBR sender is
   expected to perform a renegotiation of the session upper limit
   using the session signaling protocol.

3.5.4.1. Behavior for media receivers using TMMBR

   This section is an informal description of behaviour described
   more precisely in section 4.2.

   A media sender begins the session limited by the maximum media bit
   rate and maximum packet rate negotiated in session signaling, if
   any. Note that this value may be negotiated for another protocol
   layer than the one the participant uses in its TMMBR messages.
   Each media receiver selects a reference protocol layer, forms an
   estimate of the overhead it is observing (or estimating it if no
   packets has been seen yet) at that reference level, and determines



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   the maximum total media bit rate it can accept, taking into
   account its own limitations and any transport path limitations of
   which it may be aware.  In case the current limitations are more
   restricting then what was agreed on in the session signaling, the
   media receiver reports its initial estimate of these two
   quantities to the media sender using a TMMBR message.  Overall
   message traffic is reduced by the possibility of including tuples
   for multiple media senders in the same TMMBR message.

   The media sender applies an algorithm such as that specified in
   section 3.5.4.2 to select which of the tuples it has received are
   most limiting (i.e. the bounding set as defined in section 2.2).
   It modifies its operation to stay within the feasible region (as
   defined in section 2.2), and also sends out a TMMBN notification
   to the media receivers indicating the selected bounding set.

   If a media receiver does not own one of the tuples in the bounding
   set reported by the TMMBN, it applies the same algorithm as the
   media sender to determine if its current estimated (maximum total
   media bit rate, overhead) tuple would enter the bounding set if
   known to the media sender.  If so, it issues a TMMBR request
   reporting the tuple value to the sender.  Otherwise it takes no
   action for the moment.  Periodically, its estimated tuple values
   may change or it may receive a new TMMBN.  If so, it reapplies the
   algorithm to decide whether it needs to issue a TMMBR request.

   If, alternatively, a media receiver owns one of the tuples in the
   reported bounding set, it takes no action until such time as its
   estimate of its own tuple values changes.  At that time it sends a
   TMMBR request to the media sender to report the changed values.

   A media receiver may change status between owner and non-owner of
   a bounding tuple between one TMMBN message and the next.  Thus it
   must check the contents of each TMMBN to determine its subsequent
   actions.

   Implementations may use other algorithms of their choosing, as
   long as the bit rate limitations resulting from the exchange of
   TMMBR and TMMBN messages are at least as strict (at least as low,
   in the bit rate dimension) as the ones resulting from the use of
   the aforementioned algorithm.

   Obviously, in point-to-point cases, when there is only one media
   receiver, this receiver becomes "owner" once it receives the first
   TMMBN in response to its own TMMBR, and stays "owner" for the rest
   of the session.  Therefore, when it is known that there will
   always be only a single media receiver, the above algorithm is not
   required.  Media receivers that are aware they are the only ones



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   in a session can send TMMBR messages with bit rate limits both
   higher and lower than the previously notified limit, at any time
   (subject to the AVPF [RFC4585] RTCP RR send timing rules).
   However, it may be difficult for a session participant to
   determine if it is the only receiver in the session.  Because of
   this any implementation of TMMBR is required to include the
   algorithm described in the next section or a stricter equivalent.

3.5.4.2. Algorithm for establishing current limitations

   This section introduces an example algorithm for the calculation
   of a session limit.  Other algorithms can be employed, as long as
   the result of the calculation is at least as restrictive as the
   result that is obtained by this algorithm.

   First it is important to consider the implications of using a
   tuple for limiting the media sender's behavior.  The bit rate and
   the overhead value result in a two-dimensional solution space for
   the calculation of the bit rate of media streams.  Fortunately the
   two variables are linked. Specifically, the bit rate available for
   RTP payloads is equal to the TMMBR reported bit rate minus the
   packet rate used, multiplied by the TMMBR reported overhead
   converted to bits.  As a result, when different bit rate/overhead
   combinations need to be considered, the packet rate determines the
   correct limitation.  This is perhaps best explained by an example:

   Example:

   Receiver A: TMMBR_max total BR = 35 kbps, TMMBR_OH = 40 bytes
   Receiver B: TMMBR_max total BR = 40 kbps, TMMBR_OH = 60 bytes

   For a given packet rate (PR) the bit rate available for media
   payloads in RTP will be:

   Max_net media_BR_A = TMMBR_max total BR_A - PR * TMMBR_OH_A * 8
   ... (1)
   Max_net media_BR_B = TMMBR_max total BR_B - PR * TMMBR_OH_B * 8
   ... (2)

   For a PR = 20 these calculations will yield a Max_net media_BR_A =
   28600 bps and Max_net media_BR_B = 30400 bps, which suggests that
   receiver A is the limiting one for this packet rate.  However at a
   certain PR there is a switchover point at which receiver B becomes
   the limiting one.  The switchover point can be identified by
   setting Max_media_BR_A equal to Max_media_BR_B and breaking out
   PR:





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         TMMBR_max total BR_A - TMMBR_max total BR_B
   PR =  ------------------------------------------- ... (3)
                8*(TMMBR_OH_A - TMMBR_OH_B)

   which, for the numbers above yields 31.25 as the switchover point
   between the two limits.  That is, for packet rates below 31.25 per
   second, receiver A is the limiting receiver, and for higher packet
   rates, receiver B is more limiting.  The implications of this
   behavior have to be considered by implementations that are going
   to control media encoding and its packetization.  As exemplified
   above, multiple TMMBR limits may apply to the trade-off between
   net media bit rate and packet rate.  Which limitation applies
   depends on the packet rate being considered.

   This also has implications for how the TMMBR mechanism needs to
   work.  First, there is the possibility that multiple TMMBR tuples
   are providing limitations on the media sender.  Secondly there is
   a need for any session participant (media sender and receivers) to
   be able to determine if a given tuple will become a limitation
   upon the media sender, or if the set of already given limitations
   is stricter than the given values.  In the absence of the ability
   to make this determination the suppression of TMMBR requests would
   not work.

   The basic idea of the algorithm is as follows.  Each TMMBR tuple
   can be viewed as the equation of a straight line (cf. equations
   (1) and (2)) in a space where packet rate lies along the X-axis
   and maximum bit rate lies along the Y-axis. The lower envelope of
   the set of lines corresponding to the complete set of TMMBR tuples
   defines a polygon. Points lying along or below this polygon are
   combinations of packet rate and bit rate that meet all of the
   TMMBR constraints. The highest feasible packet rate within this
   region is the minimum of the rate at which the bounding polygon
   meets the X-axis or the session maximum packet rate (SMAXPR)
   provided by signaling, if any. Typically a media sender will
   prefer to operate at a lower rate than this theoretical maximum,
   so as to increase the rate at which actual media content reaches
   the receivers.  The purpose of the algorithm is to distinguish the
   TMMBR tuples constituting the bounding set and thus delineate the
   feasible region, so that the media sender can select its preferred
   operating point within that region

   Figure 1 below shows a bounding polygon formed by TMMBR tuples A
   and B. A third tuple C lies outside the bounding polygon and is
   therefore irrelevant in determining feasible tradeoffs between
   media rate and packet rate.  The line labeled ss..s represents the
   limit on packet rate imposed by the session maximum packet rate
   (SMAXPR) obtained by signaling during session setup.  In Figure 1



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   the limit determined by tuple B happens to be more restrictive
   than SMAXPR.  The situation could easily be the reverse, meaning
   that the bounding polygon is terminated on the right by the
   vertical line representing the SMAXPR constraint.



   Net  ^
   Media|a   c   b             s
   Bit  |  a   c  b            s
   Rate |    a   c b           s
        |      a   cb          s
        |        a   c         s
        |          a  bc       s
        |            a b c     s
        |              ab  c   s
        |  Feasible      b   c s
        |   region        ba   s
        |                  b a s c
        |                   b  s   c
        |                    b s a
        |                     bs
        +------------------------------>
              Packet rate


    Figure 1 - Geometric Interpretation of TMMBR Tuples


   Note that the slopes of the lines making up the bounding polygon
   are increasingly negative as one moves in the direction of
   increasing packet rate.  Note also that with slight rearrangement,
   equations (1) and (2) have the canonical form:

          y = mx + b

   where
     m is the slope and has value equal to the negative of the tuple
     overhead (in bits),
   and
     b is the y-intercept and has value equal to the tuple maximum
     total media bit rate.

   These observations lead to the conclusion that when processing the
   TMMBR tuples to select the initial bounding set, one should sort
   and process the tuples by order of increasing overhead. Once a
   particular tuple has been added to the bounding set, all tuples
   not already selected and having lower overhead can be eliminated,
   because the next side of the bounding polygon has to be steeper



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   (i.e. the corresponding TMMBR must have higher overhead) than the
   latest added tuple.

   Line cc..c in Figure 1 illustrates another principle. This line is
   parallel to line aa..a, but has a higher Y-intercept.  That is,
   the corresponding TMMBR tuple contains a higher maximum total
   media bit rate value.  Since line cc..c is outside the bounding
   polygon, it illustrates the conclusion that if two TMMBR tuples
   have the same overhead value, the one with higher maximum total
   media bit rate value cannot be part of the bounding set and can be
   set aside.

   Two further observations complete the algorithm.  Obviously,
   moving from the left, the successive corners of the bounding
   polygon (i.e. the intersection points between successive pairs of
   sides) lie at successively higher packet rates.  On the other
   hand, again moving from the left, each successive line making up
   the bounding set crosses the X-axis at a lower packet rate.

   The complete algorithm can now be specified.  The algorithm works
   with two lists of TMMBR tuples, the candidate list X and the
   selected list Y, both ordered by increasing overhead value.  The
   algorithm terminates when all members of X have been discarded or
   removed for processing.  Membership of the selected list Y is
   probationary until the algorithm is complete.  Each member of the
   selected list is associated with an intersection value, which is
   the packet rate at which the line corresponding to that TMMBR
   tuple intersects with the line corresponding to the previous TMMBR
   tuple in the selected list.  Each member of the selected list is
   also associated with a maximum packet rate value, which is the
   lesser of the session maximum packet rate SMAXPR (if any) and the
   packet rate at which the line corresponding to that tuple crosses
   the X-axis.

   When the algorithm terminates, the selected list is equal to the
   bounding set as defined in section 2.2.

Initial Algorithm

   This algorithm is used by the media sender when it has received
   one or more TMMBR requests and before it has determined a bounding
   set for the first time.

   1. Sort the TMMBR tuples by order of increasing overhead.  This is
      the initial candidate list X.

   2. When multiple tuples in the candidate list have the same
      overhead value, discard all but the one with the lowest maximum



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      total media bit rate value.

   3. Select and remove from the candidate list the TMMBR tuple with
      the lowest maximum total media bit rate value.  If there is more
      than one tuple with that value, choose the one with the highest
      overhead value.  This is the first member of the selected list
      Y.  Set its intersection value equal to zero.  Calculate its
      maximum packet rate as the minimum of SMAXPR (if available) and
      the value obtained from the following formula, which is the
      packet rate at which the corresponding line crosses the X-axis.

          Max PR = TMMBR max total BR / (8 * TMMBR OH) ... (4)

   4. Discard from the candidate list all tuples with a lower overhead
      value than the selected tuple.

   5. Remove the first remaining tuple from the candidate list for
      processing.  Call this the current candidate.

   6. Calculate the packet rate PR at the intersection of the line
      generated by the current candidate with the line generated by
      the last tuple in the selected list Y, using equation (3).

   7. If the calculated value PR is equal to or lower than the
      intersection value stored for the last tuple of the selected
      list, discard the last tuple of the selected list and go back to
      step 6 (retaining the same current candidate).

      Note that the choice of the initial member of the selected list
      Y in step 3 guarantees that the selected list will never be
      emptied by this process, meaning that the algorithm must
      eventually (if not immediately) fall through to the step 8.

   8. (This step is reached when the calculated PR value of the
      current candidate is greater than the intersection value of the
      current last member of the selected list Y.)  If the calculated
      value PR of the current candidate is lower than the maximum
      packet rate associated with the last tuple in the selected list,
      add the current candidate tuple to the end of the selected list.
      Store PR as its intersection value.  Calculate its maximum
      packet rate as the lesser of SMAXPR (if available) and the
      maximum packet rate calculated using equation (4).

   9. If any tuples remain in the candidate list, go back to step 5.

Incremental Algorithm





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   The previous algorithm covered the initial case, where no selected
   list had previously been created.  It also applied only to the
   media sender.  When a previously-created selected list is
   available at either the media sender or media receiver, two other
   cases can be considered:

        o when a TMMBR tuple not currently in the selected list is a
          candidate for addition;

        o when the values change in a TMMBR tuple currently in the
          selected list.

   At the media receiver these cases correspond respectively to those
   of the non-owner and owner of a tuple in the TMMBN-reported
   bounding set.

   In either case, the process of updating the selected list to take
   account of the new/changed tuple can use the basic algorithm
   described above, with the modification that the initial candidate
   set consists only of the existing selected list and the new or
   changed tuple.  Some further optimization is possible (beyond
   starting with a reduced candidate set) by taking advantage of the
   following observations.

   The first observation is that if the new/changed candidate becomes
   part of the new selected list, the result may be to cause zero or
   more other tuples to be dropped from the list.  However, if more
   than one other tuple is dropped, the dropped tuples will be
   consecutive.  This can be confirmed geometrically by visualizing a
   new line that cuts off a series of segments from the previously-
   existing bounding polygon.  The cut-off segments are connected one
   to the next, the geometric equivalent of consecutive tuples in a
   list ordered by overhead value.  Beyond the dropped set in either
   direction all of the tuples that were in the earlier selected list
   will be in the updated one.  The second observation is that,
   leaving aside the new candidate, the order of tuples remaining in
   the updated selected list is unchanged because their overhead
   values have not changed.

   The consequence of these two observations is that, once the
   placement of the new candidate and the extent of the dropped set
   of tuples (if any) has been determined, the remaining tuples can
   be copied directly from the candidate list into the selected list,
   preserving their order.  This conclusion suggests the following
   modified algorithm:

       o Run steps 1-4 of the basic algorithm.




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       o If the new candidate has survived steps 2 and 4 and has
          become the new first member of the selected list, run steps
          5-9 on subsequent candidates until another candidate is
          added to the selected list.  Then move all remaining
          candidates to the selected list, preserving their order.

       o If the new candidate has survived steps 2 and 4 and has not
          become the new first member of the selected list, start by
          moving all tuples in the candidate list with lower overhead
          values than that of the new candidate to the selected list,
          preserving their order.  Run steps 5 through 9 for the new
          candidate, with the modification that the intersection
          values and maximum packet rates for the tuples on the
          selected list have to be calculated on the fly because they
          were not previously stored.  Continue processing only until
          a subsequent tuple has been added to the selected list, then
          move all remaining candidates to the selected list,
          preserving their order.

          Note that the new candidate could be added to the selected
          list only to be dropped again when the next tuple is
          processed.  It can easily be seen that in this case the new
          candidate does not displace any of the earlier tuples in the
          selected list.  The limitations of ASCII art make this
          difficult to show in a figure.  Line cc..c in Figure 1 would
          be an example if it had a steeper slope (tuple C had a
          higher overhead value), but still intersected line aa..a
          beyond where line aa..a intersects line bb..b.

   The algorithm just described is approximate, because it does not
   take account of tuples outside the selected list.  To see how such
   tuples can become relevant, consider Figure 1 and suppose that the
   maximum total media bit rate in tuple A increases to the point
   that line aa..a moves outside line cc..c.  Tuple A will remain in
   the bounding set calculated by the media sender.  However, once it
   issues a new TMMBN, media receiver C will apply the algorithm and
   discover that its tuple C should now enter the bounding set.  It
   will issue a TMMBR request to the media sender, which will repeat
   its calculation and come to the appropriate conclusion.

   The rules of section 4.2 require that the media sender refrain
   from raising its sending rate until media receivers have had a
   chance to respond to the TMMBN.  In the example just given, this
   delay ensures that the relaxation of tuple A does not actually
   result in an attempt to send media at a rate exceeding the
   capacity at C.





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3.5.4.3. Use of TMMBR in a Mixer Based Multipoint Operation

   Assume a small mixer-based multiparty conference is ongoing, as
   depicted in Topo-Mixer of [Topologies].  All participants have
   negotiated a common maximum bit rate that this session can use.
   The conference operates over a number of unicast paths between the
   participants and the mixer.  The congestion situation on each of
   these paths can be monitored by the participant in question and by
   the mixer, utilizing, for example, RTCP receiver reports (RR) or
   the transport protocol, e.g. DCCP [RFC4340].  However, any given
   participant has no knowledge of the congestion situation of the
   connections to the other participants.  Worse, without mechanisms
   similar to the ones discussed in this draft, the mixer (which is
   aware of the congestion situation on all connections it manages)
   has no standardized means to inform media senders to slow down,
   short of forging its own receiver reports (which is undesirable).
   In principle, a mixer confronted with such a situation is obliged
   to thin or transcode streams intended for connections that
   detected congestion.

   In practice, media-aware stream thinning is unfortunately a very
   difficult and cumbersome operation and adds undesirable delay.  If
   media-unaware, it leads very quickly to unacceptable reproduced
   media quality.  Hence, a means to slow down senders even in the
   absence of congestion on their connections to the mixer is
   desirable.

   To allow the mixer to throttle traffic on the individual links,
   without performing transcoding, there is a need for a mechanism
   that enables the mixer to ask a participant's media encoders to
   limit the media stream bit rate they are currently generating.
   TMMBR provides the required mechanism.  When the mixer detects
   congestion between itself and a given participant, it executes the
   following procedure:

   1. It starts thinning the media traffic to the congested
      participant to the supported bit rate.

   2. It uses TMMBR to request the media sender(s) to reduce the
      total media bit rate sent by them to the mixer, to a value that
      is in compliance with congestion control principles for the
      slowest link.  Slow refers here to the available bandwidth /
      bit rate / capacity and packet rate after congestion control.

   3. As soon as the bit rate has been reduced by the sending part,
      the mixer stops stream thinning implicitly, because there is no
      need for it once the stream is in compliance with congestion
      control.



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   This use of stream thinning as an immediate reaction tool followed
   up by a quick control mechanism appears to be a reasonable
   compromise between media quality and the need to combat
   congestion.

3.5.4.4. Use of TMMBR in Point-to-Multipoint Using Multicast or
   Translators

   In these topologies, corresponding to Topo-Multicast or Topo-
   Translator, RTCP RRs are transmitted globally.  This allows all
   participants to detect transmission problems such as congestion,
   on a medium timescale.  As all media senders are aware of the
   congestion situation of all media receivers, the rationale for the
   use of TMMBR in the previous section does not apply.  However,
   even in this case the congestion control response can be improved
   when the unicast links are using congestion controlled transport
   protocols (such as TCP or DCCP).  A peer may also report local
   limitations to the media sender.


3.5.4.5. Use of TMMBR in Point-to-point operation

   In use case 7 it is possible to use TMMBR to improve the
   performance when the known upper limit of the bit rate changes.
   In this use case the signaling protocol has established an upper
   limit for the session and total media bit rates.  However, at the
   time of transport link bit rate reduction, a receiver can avoid
   serious congestion by sending a TMMBR to the sending side.  Thus
   TMMBR is useful for putting restrictions on the application and
   thus placing the congestion control mechanism in the right
   ballpark.  However TMMBR is usually unable to provide the
   continuously quick feedback loop required for real congestion
   control.  Nor do its semantics match those of congestion control
   given its different purpose.  For these reasons TMMBR SHALL NOT be
   used as a substitute for congestion control.


3.5.4.6. Reliability

   The reaction of a media sender to the reception of a TMMBR message
   is not immediately identifiable through inspection of the media
   stream.  Therefore, a more explicit mechanism is needed to avoid
   unnecessary re-sending of TMMBR messages.  Using a statistically
   based retransmission scheme would only provide statistical
   guarantees of the request being received.  It would also not avoid
   the retransmission of already received messages.  In addition, it
   would not allow for easy suppression of other participants'



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   requests.  For these reasons, a mechanism based on explicit
   notification is used.

   Upon the reception of a request a media sender sends a TMMBN
   notification containing the current bounding set, and indicating
   which session participants own that limit.  In multicast
   scenarios, that allows all other participants to suppress any
   request they may have, if their limitations are less strict than
   the current ones (i.e. define lines lying outside the feasible
   region as defined in section 2.2).  Keeping and notifying only the
   bounding set of tuples allows for small message sizes and media
   sender states.  A media sender only keeps state for the SSRCs of
   the current owners of the bounding set of tuples; all other
   requests and their sources are not saved.  Once the bounding set
   has been established, new TMMBR messages should be generated only
   by owners of the bounding tuples and by other entities that
   determine (by applying the algorithm of section 3.5.4.2 or its
   equivalent) that their limitations should now be part of the
   bounding set.
































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4. RTCP Receiver Report Extensions

   This memo specifies six new feedback messages.  The Full Intra
   Request (FIR), Temporal-Spatial Trade-off Request (TSTR),
   Temporal-Spatial Trade-off Notification (TSTN), and Video Back
   Channel Message (VBCM) are "Payload Specific Feedback Messages" as
   defined in Section 6.3 of AVPF [RFC4585].  The Temporary Maximum
   Media Stream Bit Rate Request (TMMBR) and Temporary Maximum Media
   Stream Bit Rate Notification (TMMBN) are "Transport Layer Feedback
   Messages" as defined in Section 6.2 of AVPF.

   The new feedback messages are defined in the following
   subsections, following a similar structure to that in sections 6.2
   and 6.3 of the AVPF specification [RFC4585].


4.1. Design Principles of the Extension Mechanism

   RTCP was originally introduced as a channel to convey presence,
   reception quality statistics and hints on the desired media
   coding.  A limited set of media control mechanisms were introduced
   in early RTP payload formats for video formats, for example in RFC
   2032 [RFC2032].  However, this specification, for the first time,
   suggests a two-way handshake for some of its messages.  There is
   danger that this introduction could be misunderstood as a
   precedent for the use of RTCP as an RTP session control protocol.
   To prevent such a misunderstanding, this subsection attempts to
   clarify the scope of the extensions specified in this memo, and
   strongly suggests that future extensions follow the rationale
   spelled out here, or compellingly explain why they divert from the
   rationale.

   In this memo, and in AVPF [RFC4585], only such messages have been
   included as:

   a) have comparatively strict real-time constraints, which prevent
      the use of mechanisms such as a SIP re-invite in most
      application scenarios.  The real-time constraints are explained
      separately for each message where necessary.

   b) are multicast-safe in that the reaction to potentially
      contradicting feedback messages is specified, as necessary for
      each message; and

   c) are directly related to activities of a certain media codec,
      class of media codecs (e.g. video codecs), or a given RTP
      packet stream.




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   In this memo, a two-way handshake is introduced only for messages
   for which:

   a) a notification or acknowledgement is required due to their
      nature. An analysis to determine whether this requirement
      exists has been performed separately for each message.

   b) the notification or acknowledgement cannot be easily derived
      from the media bit stream.

   All messages in AVPF [RFC4585] and in this memo present their
   contents in a simple, fixed binary format.  This accommodates
   media receivers which have not implemented higher control protocol
   functionalities (SDP, XML parsers and such) in their media path.

   Messages that do not conform to the design principles just
   described are not an appropriate use of RTCP or of the Codec
   Control Framework defined in this document.


4.2. Transport Layer Feedback Messages

   As specified in section 6.1 of RFC 4585 [RFC4585], Transport Layer
   Feedback messages are identified by the RTCP packet type value
   RTPFB (205).

   In AVPF, one message of this category had been defined.  This memo
   specifies two more such messages.  They are identified by means of
   the FMT parameter as follows:

   Assigned in AVPF [RFC4585]:

      1:    Generic NACK
      31:   reserved for future expansion of the identifier number
   space

   Assigned in this memo:

      2:    reserved (see note below)
      3:    Temporary Maximum Media Stream Bit Rate Request (TMMBR)
      4:    Temporary Maximum Media Stream Bit Rate Notification (TMMBN)

          Note: early drafts of AVPF [RFC4585] reserved FMT=2 for a
          code point that has later been removed.  It has been
          pointed out that there may be implementations in the field
          using this value in accordance with the expired draft.  As



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          there is sufficient numbering space available, we mark
          FMT=2 as reserved so to avoid possible interoperability
          problems with any such early implementations.

   Available for assignment:

      0:    unassigned
      5-30: unassigned


   The following subsection defines the formats of the FCI entries
   for the TMMBR and TMMBN messages respectively and specify the
   associated behaviour at the media sender and receiver.


4.2.1. Temporary Maximum Media Stream Bit Rate Request (TMMBR)

   The FCI field of a Temporary Maximum Media Stream Bit-Rate Request
   (TMMBR) message SHALL contain one or more FCI entries.

4.2.1.1. Message Format

   The Feedback Control Information (FCI) consists of one or more
   TMMBR FCI entries with the following syntax:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                              SSRC                             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | MxTBR Exp |  MxTBR Mantissa                 |Measured Overhead|
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

    Figure 2 - Syntax of an FCI entry in the TMMBR message


     SSRC (32 bits): The SSRC value of the media sender that is
              requested to obey the new maximum bit rate.

     MxTBR Exp (6 bits): The exponential scaling of the mantissa for
              the maximum total media bit rate value.  The value is an
              unsigned integer [0..63].

     MxTBR Mantissa (17 bits): The mantissa of the maximum total
              media bit rate value as an unsigned integer.

     Measured Overhead (9 bits): The measured average packet overhead
              value in bytes.  The measurement SHALL be done according



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              to description in section 4.2.1.2. The value is an
              unsigned integer [0..512].


   The maximum total media bit rate (MxTBR) value in bits per second
   is calculated from the MxTBR exponent (exp) and mantissa in the
   following way:

      MxTBR = mantissa * 2^exp

   This allows for 17 bits of resolution in the range 0 to
   131072*2^63 (approximately 1.2*10^24).

   The length of the TMMBR feedback message SHALL be set to 2+2*N
   where N is the number of TMMBR FCI entries.


4.2.1.2. Semantics

Behaviour at the Media Receiver (Sender of the TMMBR)

   TMMBR is used to indicate a transport related limitation at the
   reporting entity acting as a media receiver.  TMMBR has the form
   of a tuple containing two components.  The first value is the
   highest bit rate per sender of a media stream, available at a
   receiver-chosen protocol layer, which the receiver currently
   supports in this RTP session.  The second value is the measured
   header overhead in bytes as defined in section 2.2 and measured at
   the chosen protocol layer in the packets received for the stream.
   The measurement of the overhead is a running average that is
   updated for each packet received for this particular media source
   (SSRC), using the following formula:

       avg_OH (new) = 15/16*avg_OH (old) + 1/16*pckt_OH,

   where avg_OH is the running (exponentially smoothed) average and
   pckt_OH is the overhead observed in the latest packet.

   If a maximum bit rate has been negotiated through signaling, the
   maximum total media bit rate that the receiver reports in a TMMBR
   message MUST NOT exceed the negotiated value converted to a common
   basis (i.e. with overheads adjusted to bring it to the same
   reference protocol layer).

   Within the common packet header for feedback messages (as defined
   in section 6.1 of [RFC4585]), the "SSRC of the packet sender"
   field indicates the source of the request, and the "SSRC of media
   source" is not used and SHALL be set to 0.  Within a particular



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   TMMBR FCI entry, the "SSRC of media sender" in the FCI field
   denotes the media sender the tuple applies to.  This is useful in
   the multicast or translator topologies where the reporting entity
   may address all of the media senders in a single TMMBR message
   using multiple FCI entries.

   The media receiver SHALL save the contents of the latest TMMBN
   message received from each media sender.

   The media receiver MAY send a TMMBR FCI entry to a particular
   media sender under the following circumstances:

     o   before any TMMBN message has been received from that media
          sender;

     o   when the media receiver has been identified as the source of
          a bounding tuple within the latest TMMBN message received
          from that media sender, and the value of the maximum total
          media bit rate or the overhead relating to that media sender
          has changed;

     o   when the media receiver has not been identified as the
          source of a bounding tuple within the latest TMMBN message
          received from that media sender, and, after the media
          receiver applies the incremental algorithm from section
          3.5.4.2 or a stricter equivalent, the media receiver's tuple
          relating to that media sender is determined to belong to the
          bounding set.

   A TMMBR FCI entry MAY be repeated in subsequent TMMBR messages if
   no Temporary Maximum Media Stream Bit-Rate Notification (TMMBN)
   FCI has been received from the media sender at the time of
   transmission of the next RTCP packet.  The bit rate value of a
   TMMBR FCI entry MAY be changed from one TMMBR message to the next.
   The overhead measurement SHALL be updated to the current value of
   avg_OH each time the entry is sent.

   If the value set by a TMMBR message is expected to be permanent,
   the TMMBR setting party SHOULD renegotiate the session parameters
   to reflect that using session setup signaling, e.g. a SIP re-
   invite.

Behaviour at the Media Sender (Receiver of the TMMBR)

   When it receives a TMMBR message containing an FCI entry relating
   to it, the media sender SHALL use an initial or incremental
   algorithm as applicable to determine the bounding set of tuples
   based on the new information.  The algorithm used SHALL be at



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   least as strict as the corresponding algorithm defined in section
   3
.5.4.2.  The media sender MAY accumulate TMMBR requests over a
   small interval (relative to the RTCP sending interval) before
   making this calculation.

   Once it has determined the bounding set of tuples, the media
   sender MAY use any combination of packet rate and net media bit
   rate within the feasible region that these tuples describe to
   produce a lower total media stream bit rate, as it may need to
   address a congestion situation or other limiting factors.  See
   section 5. (congestion control) for more discussion.

   If the media sender concludes that it can increase the maximum
   total media bit rate value, it SHALL wait before actually doing
   so, for a period long enough to allow a media receiver to respond
   to the TMMBN if it determines that its tuple belongs in the
   bounding set.  This delay period is estimated by the formula:

      2 * RTT + T_Dither_Max,

   where RTT is the longest round trip time known to the media sender
   and T_Dither_Max is defined in section 3.4 of [RFC4585].

   A TMMBN message SHALL be sent by the media sender at the earliest
   possible point in time, in response to any TMMBR messages received
   since the last sending of TMMBN.  The TMMBN message indicates the
   calculated set of bounding tuples and the owners of those tuples
   at the time of the transmission of the message.

   An SSRC may time out according to the default rules for RTP
   session participants, i.e. the media sender has not received any
   RTP or RTCP packets from the owner for the last five regular
   reporting intervals.  An SSRC may also explicitly leave the
   session, with the participant indicating this through the
   transmission of an RTCP BYE packet or using an external signaling
   channel.  If the media sender determines that the owner of a tuple
   in the bounding set has left the session, the media sender shall
   transmit a new TMMBN containing the previously-determined set of
   bounding tuples but with the tuple belonging to the departed owner
   removed.

   A media sender MAY proactively initiate the equivalent to a TMMBR
   message to itself, when it is aware that its transmission path is
   more restrictive than the current limitations.  As a result, a
   TMMBN indicating the media source itself as the owner of a tuple
   is being sent, thereby avoiding unnecessary TMMBR messages from
   other participants. However, like any other participant, when the




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   media sender becomes aware of changed limitations, it is required
   to change the tuple, and to send a corresponding TMMBN.

Discussion

   Due to the unreliable nature of transport of TMMBR and TMMBN, the
   above rules may lead to the sending of TMMBR messages which appear
   to disobey those rules.  Furthermore, in multicast scenarios it
   can happen that more than one "non-owning" session participant may
   determine, rightly or wrongly, that its tuple belongs in the
   bounding set.  This is not critical for a number of reasons:

   a) If a TMMBR message is lost in transmission, either the media
      sender sends a new TMMBN message in response to some other
      media receiver or it does not send a new TMMBN message at all.
      In the first case, the media receiver applies the incremental
      algorithm and, if it determines that its tuple should be part
      of the bounding set, sends out another TMMBR.  In the second
      case, it repeats the sending of a TMMBR unconditionally.
      Either way, the media sender eventually gets the information it
      needs.

   b) Similarly, if a TMMBN message gets lost, the media receiver
      that has sent the corresponding TMMBR request does not receive
      the notification and is expected to re-send the request and
      trigger the transmission of another TMMBN.

   c) If multiple competing TMMBR messages are sent by different
      session participants, then the algorithm can be applied taking
      all of these messages into account, and the resulting TMMBN
      provides the participants with an updated view of how their
      tuples compare with the bounded set.

   d) If more than one session participant happens to send TMMBR
      messages at the same time and with the same tuple component
      values, it does not matter which if either tuple is taken into
      the bounding set.  The losing session participant will
      determine after applying the algorithm that its tuple does not
      enter the bounding set, and will therefore stop sending its
      TMMBR request.

   It is important to consider the security risks involved with faked
   TMMBRs.  See the security considerations in Section 6.

   As indicated already, the feedback messages may be used in both
   multicast and unicast sessions in any of the specified topologies.
   However, for sessions with a large number of participants, using
   the lowest common denominator, as required by this mechanism, may



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   not be the most suitable course of action.  Large sessions may
   need to consider other ways to adapt the bit rate to participants'
   capabilities, such as partitioning the session into different
   quality tiers, or using some other method of achieving bit rate
   scalability.

4.2.1.3. Timing Rules

   The first transmission of the TMMBR request message MAY use early
   or immediate feedback in cases when timeliness is desirable.  Any
   repetition of a request message SHOULD use regular RTCP mode for
   its transmission timing.


4.2.1.4. Handling in Translator and Mixers

   Media translators and mixers will need to receive and respond to
   TMMBR messages as they are part of the chain that provides a
   certain media stream to the receiver.  The mixer or translator may
   act locally on the TMMBR request and thus generate a TMMBN to
   indicate that it has done so.  Alternatively, in the case of a
   media translator it can forward the request, or in the case of a
   mixer generate one of its own and pass it forward.  In the latter
   case, the mixer will need to send a TMMBN back to the original
   requestor to indicate that it is handling the request.


4.2.2. Temporary Maximum Media Stream Bit Rate Notification (TMMBN)

   The FCI field of the TMMBN Feedback message may contain zero, one
   or more TMMBN FCI entries.

4.2.2.1. Message Format

   The Feedback Control Information (FCI) consists of zero, one or
   more TMMBN FCI entries with the following syntax:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                              SSRC                             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | MxTBR Exp |  MxTBR Mantissa                 |Measured Overhead|
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

    Figure 3 - Syntax of an FCI entry in the TMMBN message





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     SSRC (32 bits): The SSRC value of the "owner" of this tuple.

     MxTBR Exp (6 bits): The exponential scaling of the mantissa for
              the maximum total media bit rate value.  The value is an
              unsigned integer [0..63].

     MxTBR Mantissa (17 bits): The mantissa of the maximum total
              media bit rate value as an unsigned integer.

     Measured Overhead (9 bits): The measured average packet overhead
              value in bytes represented as an unsigned integer.

   Thus the FCI within the TMMBN message contains entries indicating
   the bounding tuples.  For each tuple, the entry gives the owner by
   the SSRC, followed by the applicable maximum total media bit rate
   and overhead value.

   The length of the TMMBN message SHALL be set to 2+2*N where N is
   the number of TMMBN FCI entries.



4.2.2.2. Semantics

   This feedback message is used to notify the senders of any TMMBR
   message that one or more TMMBR messages have been received or that
   an owner has left the session.  It indicates to all participants
   the current set of bounding tuples and the "owners" of those
   tuples.

   Within the common packet header for feedback messages (as defined
   in section 6.1 of [RFC4585]), the "SSRC of the packet sender"
   field indicates the source of the notification.  The "SSRC of
   media source" is not used and SHALL be set to 0.

   A TMMBN message SHALL be scheduled for transmission after the
   reception of a TMMBR message with an FCI entry identifying this
   media sender.  Only a single TMMBN SHALL be sent, even if more
   than one TMMBR message is received between the scheduling of the
   transmission and the actual transmission of the TMMBN message.
   The TMMBN message indicates the bounding tuples and their owners
   at the time of transmitting the message.  The bounding tuples
   included SHALL be the set arrived at through application of the
   applicable algorithm of section 3.5.4.2 or an equivalent, applied
   to the previous bounding set if any and tuples received in TMMBR
   messages since the last TMMBN was transmitted.





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   The reception of a TMMBR message SHALL still result in the
   transmission of a TMMBN message even if, after application of the
   algorithm, the newly reported TMMBR tuple is not accepted into the
   bounding set.  In such a case the bounding tuples and their owners
   are not changed, unless the TMMBR was from an owner of a tuple
   within the previously calculated bounding set.  This procedure
   allows session participants that did not see the last TMMBN
   message to get a correct view of this media sender's state.

   As indicated in section 4.2.1.2, when a media sender determines
   that an "owner" of a bounding tuple has left the session, then
   that tuple is removed from the bounding set, and the media sender
   SHALL send a TMMBN message indicating the remaining bounding
   tuples.  If there are no remaining bounding tuples a TMMBN without
   any FCI SHALL be sent to indicate this.

     Note: if any media receivers remain in the session, this last
     will be a temporary situation.  The empty TMMBN will cause every
     remaining media receiver to determine that its limitation
     belongs in the bounding set and send a TMMBR in consequence.

   In unicast scenarios (i.e. where a single sender talks to a single
   receiver), the aforementioned algorithm to determine ownership
   degenerates to the media receiver becoming the "owner" of the one
   bounding tuple as soon as the media receiver has issued the first
   TMMBR message.

4.2.2.3. Timing Rules

   The TMMBN acknowledgement SHOULD be sent as soon as allowed by the
   applied timing rules for the session.  Immediate or early feedback
   mode SHOULD be used for these messages.

4.2.2.4. Handling by Translators and Mixers

   As discussed in Section 4.2.1.4 mixers or translators may need to
   issue TMMBN messages as responses to TMMBR messages for SSRC's
   handled by them.


4.3. Payload Specific Feedback Messages

   As specified by section 6.1 of RFC 4585 [RFC4585], Payload-
   Specific FB messages are identified by the RTCP packet type value
   PT=PSFB (206).

   AVPF [RFC4585] defines three payload-specific feedback messages
   and one application layer feedback message.  This memo specifies



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   four additional payload-specific feedback messages.  All are
   identified by means of the FMT parameter as follows:

   Assigned in [RFC4585]:

     1:     Picture Loss Indication (PLI)
     2:     Slice Lost Indication (SLI)
     3:     Reference Picture Selection Indication (RPSI)
     15:    Application layer FB message
     31:    reserved for future expansion of the number space

   Assigned in this memo:

     4:     Full Intra Request Command (FIR)
     5:     Temporal-Spatial Trade-off Request (TSTR)
     6:     Temporal-Spatial Trade-off Notification (TSTN)
     7:     Video Back Channel Message (VBCM)

   Unassigned:

     0:     unassigned
     8-14:  unassigned
     16-30: unassigned

   The following subsections define the new FCI formats for the
   payload-specific feedback messages.


4.3.1. Full Intra Request (FIR)

   The FIR message is identified by RTCP packet type value PT=PSFB
   and FMT=4.

   The FCI field MUST contain one or more FIR entries.  Each entry
   applies to a different media sender, identified by its SSRC.

4.3.1.1. Message Format

   The Feedback Control Information (FCI) for the Full Intra Request
   consists of one or more FCI entries, the content of which is
   depicted in Figure 4.  The length of the FIR feedback message MUST
   be set to 2+2*N, where N is the number of FCI entries.









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    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                              SSRC                             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | Seq. nr       |    Reserved                                   |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

    Figure 4 - Syntax of an FCI entry in the FIR message


     SSRC (32 bits): The SSRC value of the media sender which is
              requested to send a decoder refresh point.

     Seq. nr (8 bits): Command sequence number.  The sequence number
              space is unique for each pairing of the SSRC of command
              source and the SSRC of the command target.  The sequence
              number SHALL be increased by 1 modulo 256 for each new
              command.  A repetition SHALL NOT increase the sequence
              number.  The initial value is arbitrary.

     Reserved (24 bits): All bits SHALL be set to 0 by the sender and
              SHALL be ignored on reception.


   The semantics of this feedback message is independent of the RTP
   payload type.


4.3.1.2. Semantics

   Upon reception of FIR, the encoder MUST send a decoder refresh
   point (see section 2.2) as soon as possible.

     Note: Currently, video appears to be the only useful application
     for FIR, as it appears to be the only RTP payload widely
     deployed that relies heavily on media prediction across RTP
     packet boundaries.  However, use of FIR could also reasonably be
     envisioned for other media types that share essential properties
     with compressed video, namely cross-frame prediction (whatever a
     frame may be for that media type).  One possible example may be
     the dynamic updates of MPEG-4 scene descriptions.  It is
     suggested that payload formats for such media types refer to FIR
     and other message types defined in this specification and in
     AVPF [RFC4585], instead of creating similar mechanisms in the
     payload specifications.  The payload specifications may have to
     explain how the payload-specific terminologies map to the video-
     centric terminology used herein.



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     Note: In environments where the sender has no control over the
     codec (e.g. when streaming pre-recorded and pre-coded content),
     the reaction to this command cannot be specified.  One suitable
     reaction of a sender would be to skip forward in the video bit
     stream to the next decoder refresh point.  In other scenarios,
     it may be preferable not to react to the command at all, e.g.
     when streaming to a large multicast group.  Other reactions may
     also be possible.  When deciding on a strategy, a sender could
     take into account factors such as the size of the receiving
     group, the "importance" of the sender of the FIR message
     (however "importance" may be defined in this specific
     application), the frequency of decoder refresh points in the
     content, and so on.  However a session which predominately
     handles pre-coded content is not expected to use FIR at all.

   The sender MUST consider congestion control as outlined in section
   5, which MAY restrict its ability to send a decoder refresh point
   quickly.

     Note: The relationship between the Picture Loss Indication and
     FIR is as follows.  As discussed in section 6.3.1 of AVPF
     [RFC4585], a Picture Loss Indication informs the decoder about
     the loss of a picture and hence the likelihood of misalignment
     of the reference pictures between the encoder and decoder.  Such
     a scenario is normally related to losses in an ongoing
     connection.  In point-to-point scenarios, and without the
     presence of advanced error resilience tools, one possible option
     for an encoder consists in sending a decoder refresh point.
     However, there are other options.  One example is that the media
     sender ignores the PLI, because the embedded stream redundancy
     is likely to clean up the reproduced picture within a reasonable
     amount of time.  The FIR, in contrast, leaves a (real-time)
     encoder no choice but to send a decoder refresh point.  It does
     not allow the encoder to take into account any considerations
     such as the ones mentioned above.

     Note: Mandating a maximum delay for completing the sending of a
     decoder refresh point would be desirable from an application
     viewpoint, but is problematic from a congestion control point of
     view.  "As soon as possible" as mentioned above appears to be a
     reasonable compromise.

   FIR SHALL NOT be sent as a reaction to picture losses -- it is
   RECOMMENDED to use PLI instead.  FIR SHOULD be used only in
   situations where not sending a decoder refresh point would render
   the video unusable for the users.




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     Note: A typical example where sending FIR is appropriate is
     when, in a multipoint conference, a new user joins the session
     and no regular decoder refresh point interval is established.
     Another example would be a video switching MCU that changes
     streams.  Here, normally, the MCU issues a FIR to the new sender
     so to force it to emit a decoder refresh point.  The decoder
     refresh point normally includes a Freeze Picture Release
     (defined outside this specification), which re-starts the
     rendering process of the receivers.  Both techniques mentioned
     are commonly used in MCU-based multipoint conferences.

   Other RTP payload specifications such as RFC 2032 [RFC2032]
   already define a feedback mechanism for certain codecs.  An
   application supporting both schemes MUST use the feedback
   mechanism defined in this specification when sending feedback.
   For backward compatibility reasons, such an application SHOULD
   also be capable to receive and react to the feedback scheme
   defined in the respective RTP payload format, if this is required
   by that payload format.

   Within the common packet header for feedback messages (as defined
   in section 6.1 of [RFC4585]), the "SSRC of the packet sender"
   field indicates the source of the request, and the "SSRC of media
   source" is not used and SHALL be set to 0.  The SSRCs of the media
   senders to which the FIR command applies are in the corresponding
   FCI entries.  A TSTR message MAY contain requests to multiple
   media senders, using one FCI entry per target media sender.




4.3.1.3. Timing Rules

   The timing follows the rules outlined in section 3 of [RFC4585].
   FIR commands MAY be used with early or immediate feedback.  The
   FIR feedback message MAY be repeated.  If using immediate feedback
   mode the repetition SHOULD wait at least one RTT before being
   sent.  In early or regular RTCP mode the repetition is sent in the
   next regular RTCP packet.


4.3.1.4. Handling of FIR Message in Mixer and Translators

   A media translator or a mixer performing media encoding of the
   content for which the session participant has issued a FIR is
   responsible for acting upon it.  A mixer acting upon a FIR SHOULD
   NOT forward the message unaltered; instead it SHOULD issue a FIR
   itself.



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4.3.1.5. Remarks

   In conjunction with video codecs, FIR messages typically trigger
   the sending of full intra or IDR pictures.  Both are several times
   larger then predicted (inter) pictures.  Their size is independent
   of the time they are generated.  In most environments, especially
   when employing bandwidth-limited links, the use of an intra
   picture implies an allowed delay that is a significant multiple of
   the typical frame duration.  An example: if the sending frame rate
   is 10 fps, and an intra picture is assumed to be 10 times as big
   as an inter picture, then a full second of latency has to be
   accepted.  In such an environment there is no need for a
   particularly short delay in sending the FIR message.  Hence
   waiting for the next possible time slot allowed by RTCP timing
   rules as per [RFC4585] should not have an overly negative impact
   on the system performance.


4.3.2. Temporal-Spatial Trade-off Request (TSTR)

   The TSTR feedback message is identified by RTCP packet type value
   PT=PSFB and FMT=5.

   The FCI field MUST contain one or more TSTR FCI entries.

4.3.2.1. Message Format

   The content of the FCI entry for the Temporal-Spatial Trade-off
   Request is depicted in Figure 5.  The length of the feedback
   message MUST be set to 2+2*N, where N is the number of FCI entries
   included.


    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                              SSRC                             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |  Seq nr.      |  Reserved                           | Index   |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

    Figure 5 - Syntax of an FCI Entry in the TSTR Message







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     SSRC (32 bits): The SSRC of the media sender which is requested
              to apply the tradeoff value given in Index.

     Seq. nr (8 bits): Request sequence number.  The sequence number
              space is unique for pairing of the SSRC of request
              source and the SSRC of the request target.  The sequence
              number SHALL be increased by 1 modulo 256 for each new
              command.  A repetition SHALL NOT increase the sequence
              number.  The initial value is arbitrary.

     Reserved (19 bits): All bits SHALL be set to 0 by the sender and
              SHALL be ignored on reception.

     Index (5 bits): An integer value between 0 and 31 that indicates
              the relative trade off that is requested.  An index
              value of 0 index highest possible spatial quality, while
              31 indicates highest possible temporal resolution.



4.3.2.2. Semantics

   A decoder can suggest a temporal-spatial trade-off level by
   sending a TSTR message to an encoder.  If the encoder is capable
   of adjusting its temporal-spatial trade-off, it SHOULD take into
   account the received TSTR message for future coding of pictures.
   A value of 0 suggests a high spatial quality and a value of 31
   suggests a high frame rate.  The progression of values from 0 to
   31 indicate monotonically a desire for higher frame rate.  The
   index values do not correspond to precise values of spatial
   quality or frame rate.

   The reaction to the reception of more than one TSTR message by a
   media sender from different media receivers is left open to the
   implementation.  The selected trade-off SHALL be communicated to
   the media receivers by the means of the TSTN message.

   Within the common packet header for feedback messages (as defined
   in section 6.1 of [RFC4585]), the "SSRC of the packet sender"
   field indicates the source of the request, and the "SSRC of media
   source" is not used and SHALL be set to 0.  The SSRCs of the media
   senders to which the TSTR applies to are in the corresponding FCI
   entries.

   A TSTR message MAY contain requests to multiple media senders,
   using one FCI entry per target media sender.





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4.3.2.3. Timing Rules

   The timing follows the rules outlined in section 3 of [RFC4585].
   This request message is not time critical and SHOULD be sent using
   regular RTCP timing.  Only if it is known that the user interface
   requires a quick feedback, the message MAY be sent with early or
   immediate feedback timing.


4.3.2.4. Handling of message in Mixers and Translators

   A mixer or media translator that encodes content sent to the
   session participant issuing the TSTR SHALL consider the request to
   determine if it can fulfill it by changing its own encoding
   parameters.  A media translator unable to fulfill the request MAY
   forward the request unaltered towards the media sender.  A mixer
   encoding for multiple session participants will need to consider
   the joint needs of these participants before generating a TSTR on
   its own behalf towards the media sender.  See also the discussion
   in Section 3
              ..5.2.


4.3.2.5. Remarks

   The term "spatial quality" does not necessarily refer to the
   resolution, measured by the number of pixels the reconstructed
   video is using.  In fact, in most scenarios the video resolution
   stays constant during the lifetime of a session.  However, all
   video compression standards have means to adjust the spatial
   quality at a given resolution, often influenced by the Quantizer
   Parameter or QP.  A numerically low QP results in a good
   reconstructed picture quality, whereas a numerically high QP
   yields a coarse picture.  The typical reaction of an encoder to
   this request is to change its rate control parameters to use a
   lower frame rate and a numerically lower (on average) QP, or vice
   versa.  The precise mapping of Index value to frame rate and QP is
   intentionally left open here, as it depends on factors such as the
   compression standard employed, spatial resolution, content, bit
   rate, and so on.


4.3.3. Temporal-Spatial Trade-off Notification (TSTN)

   The TSTN message is identified by RTCP packet type value PT=PSFB
   and FMT=6.

   The FCI field SHALL contain one or more TSTN FCI entries.




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4.3.3.1. Message Format

   The content of an FCI entry for the Temporal-Spatial Trade-off
   Notification is depicted in Figure 6.  The length of the TSTN
   message MUST be set to 2+2*N, where N is the number of FCI
   entries.


    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                              SSRC                             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |  Seq nr.      |  Reserved                           | Index   |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

    Figure 6 - Syntax of the TSTN


     SSRC (32 bits): The SSRC of the source of the TSTR request which
              resulted in this Notification.

     Seq. nr (8 bits): The sequence number value from the TSTN
              request that is being acknowledged.

     Reserved (19 bits): All bits SHALL be set to 0 by the sender and
              SHALL be ignored on reception.

     Index (5 bits): The trade-off value the media sender is using
              henceforth.


      Informative note: The returned trade-off value (Index) may
      differ from the requested one, for example in cases where a
      media encoder cannot tune its trade-off, or when pre-recorded
      content is used.

4.3.3.2. Semantics

   This feedback message is used to acknowledge the reception of a
   TSTR.  One TSTN entry in a TSTN feedback message SHALL be sent for
   each TSTR entry targeted to this session participant, i.e. each
   TSTR received that in the SSRC field in the entry has the
   receiving entities SSRC.  A single TSTN message MAY acknowledge
   multiple requests using multiple FCI entries.  The index value
   included SHALL be the same in all FCI entries of the TSTN message.
   Including a FCI for each requestor allows each requesting entity
   to determine that the media sender received the request.  The



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   Notification SHALL also be sent in response to TSTR repetitions
   received.  If the request receiver has received TSTR with several
   different sequence numbers from a single requestor it SHALL only
   respond to the request with the highest (modulo 256) sequence
   number.

   The TSTN SHALL include the Temporal-Spatial Trade-off index that
   will be used as a result of the request.  This is not necessarily
   the same index as requested, as the media sender may need to
   aggregate requests from several requesting session participants.
   It may also have some other policies or rules that limit the
   selection.

   Within the common packet header for feedback messages (as defined
   in section 6.1 of [RFC4585]), the "SSRC of the packet sender"
   field indicates the source of the Notification, and the "SSRC of
   media source" is not used and SHALL be set to 0.  The SSRCs of the
   requesting entities to which the Notification applies are in the
   corresponding FCI entries.

4.3.3.3. Timing Rules

   The timing follows the rules outlined in section 3 of [RFC4585].
   This acknowledgement message is not extremely time critical and
   SHOULD be sent using regular RTCP timing.

4.3.3.4. Handling of TSTN in Mixer and Translators

   A mixer or translator that acts upon a TSTR SHALL also send the
   corresponding TSTN.  In cases where it needs to forward a TSTR
   itself the notification message MAY need to be delayed until the
   TSTR has been responded to.

4.3.3.5. Remarks

   None


4.3.4. H.271 Video Back Channel Message (VBCM)

   The VBCM is identified by RTCP packet type value PT=PSFB and
   FMT=7.

   The FCI field MUST contain one or more VBCM FCI entries.







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4.3.4.1. Message Format

   The syntax of an FCI entry within the VBCM indication is depicted
   in Figure 7.

   0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                              SSRC                             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | Seq. nr       |0| Payload Type| Length                        |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                    VBCM Octet String....      |    Padding    |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

   Figure 7 - Syntax of an FCI Entry in the VBCM Message

   SSRC (32 bits): The SSRC value of the media sender that is
          requested to instruct its encoder to react to the VBCM
          message

   Seq. nr (8 bits): Command sequence number.  The sequence number
          space is unique for pairing of the SSRC of command source
          and the SSRC of the command target.  The sequence number
          SHALL be increased by 1 modulo 256 for each new command.  A
          repetition SHALL NOT increase the sequence number.  The
          initial value is arbitrary.

   0: Must be set to 0 by the sender and should not be acted upon by
          the message receiver.

   Payload Type (7 bits): The RTP payload type for which the VBCM bit
          stream must be interpreted.

   Length (16 bits): The length of the VBCM octet string in octets
          exclusive of any padding octets

   VBCM Octet String (Variable length): This is the octet string
          generated by the decoder carrying a specific feedback sub-
          message.

   Padding (Variable length): Bits set to 0 to make up a 32 bit
          boundary.





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4.3.4.2. Semantics

   The "payload" of the VBCM indication carries different types of
   codec-specific, feedback information.  The type of feedback
   information can be classified as a 'status report' (such as an
   indication that a bit stream was received without errors, or that
   a partial or complete picture or block was lost) or 'update
   requests' (such as complete refresh of the bit stream).

          Note: There are possible overlaps between the VBCM sub-
          messages and CCM/AVPF feedback messages, such FIR.  Please
          see section 3.5.3 for further discussion.

   The different types of feedback sub-messages carried in the VBCM
   are indicated by the "payloadType" as defined in [VBCM].  These
   sub-message types are reproduced below for convenience.
   "payloadType", in ITU-T Rec. H.271 terminology, refers to the sub-
   type of the H.271 message and should not be confused with an RTP
   payload type.

   Payload          Message Content
   Type
   ---------------------------------------------------------------------
   0      One or more pictures without detected bit stream error
          mismatch
   1      One or more pictures that are entirely or partially lost
   2      A set of blocks of one picture that is entirely or partially
          lost
   3      CRC for one parameter set
   4      CRC for all parameter sets of a certain type
   5      A "reset" request indicating that the sender should completely
          refresh the video bit stream as if no prior bit stream data
          had been received
   > 5    Reserved for future use by ITU-T


   Table 2: H.271 message types ("payloadTypes")


   The bit string or the "payload" of a VBCM message is of variable
   length and is self-contained and coded in a variable length,
   binary format.  The media sender necessarily has to be able to
   parse this optimized binary format to make use of VBCM messages.





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   Each of the different types of sub-messages (indicated by
   payloadType) may have different semantics depending on the codec
   used.

   Within the common packet header for feedback messages (as defined
   in section 6.1 of [RFC4585]), the "SSRC of the packet sender"
   field indicates the source of the request, and the "SSRC of media
   source" is not used and SHALL be set to 0.  The SSRCs of the media
   senders to which the VBCM message applies to are in the
   corresponding FCI entries.  The sender of the VBCM message MAY
   send H.271 messages to multiple media senders and MAY send more
   than one H.271 message to the same media sender within the same
   VBCM message.


4.3.4.3. Timing Rules

   The timing follows the rules outlined in section 3 of [RFC4585].
   The different sub-message types may have different properties in
   regards to the timing of messages that should be used.  If several
   different types are included in the same feedback packet then the
   requirements for the sub-message type with the most stringent
   requirements should be followed.

4.3.4.4. Handling of message in Mixer or Translator

   The handling of VBCM in a mixer or translator is sub-message type
   dependent.


4.3.4.5. Remarks

   Please see section 3
.5.3 for a discussion of the usage of H.271
   messages and messages defined in AVPF [RFC4585] and this memo with
   similar functionality.

     Note: There has been some discussion whether the payload type
     field in this message is needed.  It will be needed if there is
     potentially more than one VBCM-capable RTP payload type in the
     same session, and the semantics of a given VBCM message changes
     between payload types.  For example, the picture identification
     mechanism in messages of H.271 type 0 is fundamentally different
     between H.263 and H.264 (although both use the same syntax).
     Therefore, the payload field is justified here.  There was a
     further comment that for TSTS and FIR such a need does not
     exist, because the semantics of TSTS and FIR are either loosely
     enough defined, or generic enough, to apply to all video
     payloads currently in existence/envisioned.



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5. Congestion Control

   The correct application of the AVPF [RFC4585] timing rules
   prevents the network from being flooded by feedback messages.
   Hence, assuming a correct implementation and configuration, the
   RTCP channel cannot break its bit rate commitment and introduce
   congestion.

   The reception of some of the feedback messages modifies the
   behaviour of the media senders or, more specifically, the media
   encoders.  Thus modified behaviour MUST respect the bandwidth
   limits that the application of congestion control provides.  For
   example, when a media sender is reacting to a FIR, the unusually
   high number of packets that form the decoder refresh point have to
   be paced in compliance with the congestion control algorithm, even
   if the user experience suffers from a slowly transmitted decoder
   refresh point.

   A change of the Temporary Maximum Media Stream Bit Rate value can
   only mitigate congestion, but not cause congestion as long as
   congestion control is also employed.  An increase of the value by
   a request REQUIRES the media sender to use congestion control when
   increasing its transmission rate to that value.  A reduction of
   the value results in a reduced transmission bit rate thus reducing
   the risk for congestion.


6. Security Considerations

   The defined messages have certain properties that have security
   implications.  These must be addressed and taken into account by
   users of this protocol.

   The defined setup signaling mechanism is sensitive to modification
   attacks that can result in session creation with sub-optimal
   configuration, and, in the worst case, session rejection.  To
   prevent this type of attack, authentication and integrity
   protection of the setup signaling is required.

   Spoofed or maliciously created feedback messages of the type
   defined in this specification can have the following implications:

        a. severely reduced media bit rate due to false TMMBR messages
           that sets the maximum to a very low value;





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        b. assignment of the ownership of a bounding tuple to the
           wrong participant within a TMMBN message, potentially
           causing unnecessary oscillation in the bounding set as the
           mistakenly identified owner reports a change in its tuple
           and the true owner possibly holds back on changes until a
           correct TMMBN message reaches the participants;

        c. sending TSTR requests that result in a video quality
           different from the user's desire, rendering the session
           less useful.

        d. Frequent FIR commands will potentially reduce the frame-
           rate, making the video jerky, due to the frequent usage of
           decoder refresh points.

   To prevent these attacks there is a need to apply authentication
   and integrity protection of the feedback messages.  This can be
   accomplished against threats external to the current RTP session
   using the RTP profile that combines SRTP [SRTP] and AVPF into
   SAVPF [SAVPF].  In the mixer cases, separate security contexts and
   filtering can be applied between the mixer and the participants
   thus protecting other users on the mixer from a misbehaving
   participant.


7. SDP Definitions

   Section 4 of [RFC4585] defines a new SDP [RFC4566] attribute,
   rtcp-fb, that may be used to negotiate the capability to handle
   specific AVPF commands and indications, such as Reference Picture
   Selection, Picture Loss Indication etc.  The ABNF for rtcp-fb is
   described in section 4.2 of [RFC4585].  In this section we extend
   the rtcp-fb attribute to include the commands and indications that
   are described for codec control protocol in the present document.
   We also discuss the Offer/Answer implications for the codec
   control commands and indications.


7.1. Extension of the rtcp-fb Attribute

   As described in AVPF [RFC4585], the rtcp-fb attribute indicates
   the capability of using RTCP feedback.  AVPF specifies that the
   rtcp-fb attribute must only be used as a media level attribute and
   must not be provided at session level.  All the rules described in
   [RFC4585] for rtcp-fb attribute relating to payload type and to
   multiple rtcp-fb attributes in a session description also apply to
   the new feedback messages defined in this memo.




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   The ABNF [RFC4234] for rtcp-fb as defined in [RFC4585] is

     "a=rtcp-fb: " rtcp-fb-pt SP rtcp-fb-val CRLF

   where rtcp-fb-pt is the payload type and rtcp-fb-val defines the
   type of the feedback message such as ack, nack, trr-int and rtcp-
   fb-id.  For example to indicate the support of feedback of picture
   loss indication, the sender declares the following in SDP

         v=0
         o=alice 3203093520 3203093520 IN IP4 host.example.com
         s=Media with feedback
         t=0 0
         c=IN IP4 host.example.com
         m=audio 49170 RTP/AVPF 98
         a=rtpmap:98 H263-1998/90000
         a=rtcp-fb:98 nack pli

   In this document we define a new feedback value "ccm" which
   indicates the support of codec control using RTCP feedback
   messages.  The "ccm" feedback value SHOULD be used with
   parameters, which indicate the specific codec control commands
   supported.  In this draft we define four parameters, which can be
   used with the ccm feedback value type.

      o  "fir" indicates the support of the Full Intra Request (FIR).
      o  "tmmbr" indicates the support of the Temporary Maximum Media
         Stream Bit Rate Request/Notification (TMMBR/TMMBN).  It has
         an optional sub parameter to indicate the session maximum
         packet rate to be used.  If not included this defaults to
         infinity.
      o  "tstr" indicates the support of the Temporal-Spatial Trade-
         off Request/Notification (TSTR/TSTN).
      O  "vbcm" indicates the support of H.271 video back channel
         messages (VBCM).  It has zero or more subparameters
         identifying the supported H.271 "payloadType" values.

   In the ABNF for rtcp-fb-val defined in [RFC4585], there is a
   placeholder called rtcp-fb-id to define new feedback types.  "ccm"
   is defined as a new feedback type in this document and the ABNF
   for the parameters for ccm are defined here (please refer to
   section 4.2 of [RFC4585] for complete ABNF syntax).


   rtcp-fb-param = SP "app" [SP byte-string]
                 / SP rtcp-fb-ccm-param
                 /     ; empty




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   rtcp-fb-ccm-param = "ccm" SP ccm-param


   ccm-param  = "fir"   ; Full Intra Request
              / "tmmbr" [SP "smaxpr=" MaxPacketRateValue]
                        ; Temporary max media bit rate
              / "tstr"  ; Temporal Spatial Trade Off
              / "vbcm" *(SP subMessageType) ; H.271 VBCM messages
              / token [SP byte-string]
                         ; for future commands/indications
   subMessageType = 1*8DIGIT
   byte-string = <as defined in section 4.2 of [RFC4585] >
   MaxPacketRateValue = 1*15DIGIT


7.2. Offer-Answer

   The Offer/Answer [RFC3264] implications for codec control protocol
   feedback messages are similar those described in [RFC4585].  The
   offerer MAY indicate the capability to support selected codec
   commands and indications.  The answerer MUST remove all ccm
   parameters which it does not understand or does not wish to use in
   this particular media session.  The answerer MUST NOT add new ccm
   parameters in addition to what has been offered.  The answer is
   binding for the media session and both offerer and answerer MUST
   only use feedback messages negotiated in this way.

   The session maximum packet rate parameter part of the TMMBR
   indication is declarative and everyone shall use the highest value
   indicated in a response.  If the session maximum packet rate
   parameter is not present in an offer it SHALL NOT be included by
   the answerer.


7.3. Examples

   Example 1: The following SDP describes a point-to-point video call
   with H.263, with the originator of the call declaring its
   capability to support the FIR and TSTR/TSTN codec control
   messages.  The SDP is carried in a high level signaling protocol
   like SIP.

         v=0
         o=alice 3203093520 3203093520 IN IP4 host.example.com
         s=Point-to-Point call
         c=IN IP4 192.0.2.124
         m=audio 49170 RTP/AVP 0
         a=rtpmap:0 PCMU/8000



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         m=video 51372 RTP/AVPF 98
         a=rtpmap:98 H263-1998/90000
         a=rtcp-fb:98 ccm tstr
         a=rtcp-fb:98 ccm fir


   In the above example, when the sender receives a TSTR message from
   the remote party it is capable of adjusting the trade off as
   indicated in the RTCP TSTN feedback message.

   Example 2: The following SDP describes a SIP end point joining a
   video mixer that is hosting a multiparty video conferencing
   session.  The participant supports only the FIR (Full Intra
   Request) codec control command and it declares it in its session
   description.


         v=0
         o=alice 3203093520 3203093520 IN IP4 host.example.com
         s=Multiparty Video Call
         c=IN IP4 192.0.2.124
         m=audio 49170 RTP/AVP 0
         a=rtpmap:0 PCMU/8000
         m=video 51372 RTP/AVPF 98
         a=rtpmap:98 H263-1998/90000
         a=rtcp-fb:98 ccm fir


   When the video MCU decides to route the video of this participant
   it sends an RTCP FIR feedback message.  Upon receiving this
   feedback message the end point is required to generate a full
   intra request.

   Example 3: The following example describes the Offer/Answer
   implications for the codec control messages.  The Offerer wishes
   to support "tstr", "fir" and "tmmbr".  The offered SDP is

   -------------> Offer
         v=0
         o=alice 3203093520 3203093520 IN IP4 host.example.com
         s=Offer/Answer
         c=IN IP4 192.0.2.124
         m=audio 49170 RTP/AVP 0
         a=rtpmap:0 PCMU/8000
         m=video 51372 RTP/AVPF 98
         a=rtpmap:98 H263-1998/90000
         a=rtcp-fb:98 ccm tstr
         a=rtcp-fb:98 ccm fir



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         a=rtcp-fb:* ccm tmmbr smaxpr=120


   The answerer wishes to support only the FIR and TSTR/TSTN messages
   and the answerer SDP is

   <---------------- Answer

         v=0
         o=alice 3203093520 3203093524 IN IP4 otherhost.example.com
         s=Offer/Answer
         c=IN IP4 192.0.2.37
         m=audio 47190 RTP/AVP 0
         a=rtpmap:0 PCMU/8000
         m=video 53273 RTP/AVPF 98
         a=rtpmap:98 H263-1998/90000
         a=rtcp-fb:98 ccm tstr
         a=rtcp-fb:98 ccm fir

   Example 4: The following example describes the Offer/Answer
   implications for H.271 Video back channel messages (VBCM).  The
   Offerer wishes to support VBCM and the sub-messages of payloadType
   1 (one or more pictures that are entirely or partially lost) and 2
   (a set of blocks of one picture that are entirely or partially
   lost).

   -------------> Offer
         v=0
         o=alice 3203093520 3203093520 IN IP4 host.example.com
         s=Offer/Answer
         c=IN IP4 192.0.2.124
         m=audio 49170 RTP/AVP 0
         a=rtpmap:0 PCMU/8000
         m=video 51372 RTP/AVPF 98
         a=rtpmap:98 H263-1998/90000
         a=rtcp-fb:98 ccm vbcm 1 2



   The answerer only wishes to support sub-messages of type 1 only

   <---------------- Answer

         v=0
         o=alice 3203093520 3203093524 IN IP4 otherhost.example.com
         s=Offer/Answer
         c=IN IP4 192.0.2.37
         m=audio 47190 RTP/AVP 0




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         a=rtpmap:0 PCMU/8000
         m=video 53273 RTP/AVPF 98
         a=rtpmap:98 H263-1998/90000
         a=rtcp-fb:98 ccm vbcm 1

   So in the above example only VBCM indications comprised of
   "payloadType" 1 will be supported.












































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8. IANA Considerations

   The new value "ccm" needs to be registered with IANA in the "rtcp-
   fb" Attribute Values registry located at the time of publication
   at:
   http://www.iana.org/assignments/sdp-parameters

   Value name:       ccm
   Long Name:        Codec Control Commands and Indications
   Reference:        RFC XXXX

   A new registry "Codec Control Messages" needs to be created to
   hold "ccm" parameters located at time of publication at:
   http://www.iana.org/assignments/sdp-parameters

   New registration in this registry follows the "Specification
   required" policy as defined by [RFC2434]. In addition they are
   required to indicate which, if any additional RTCP feedback types,
   such as "nack", "ack".

   The initial content of the registry is the following values:

   Value name:       fir
   Long name:        Full Intra Request Command
   Usable with:      ccm
   Reference:        RFC XXXX

   Value name:       tmmbr
   Long name:        Temporary Maximum Media Stream Bit Rate
   Usable with:      ccm
   Reference:        RFC XXXX

   Value name:       tstr
   Long name:        temporal Spatial Trade Off
   Usable with:      ccm
   Reference:        RFC XXXX

   Value name:       vbcm
   Long name:        H.271 video back channel messages
   Usable with:      ccm
   Reference:        RFC XXXX

   The following values need to be registered as FMT values in the
   "FMT Values for RTPFB Payload Types" registry located at the time
   of publication at: http://www.iana.org/assignments/rtp-parameters






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   RTPFB range
   Name           Long Name                         Value  Reference
   -------------- --------------------------------- -----  ---------
                  Reserved                             2   [RFCxxxx]
   TMMBR          Temporary Maximum Media Stream Bit   3   [RFCxxxx]
                  Rate Request
   TMMBN          Temporary Maximum Media Stream Bit   4   [RFCxxxx]
                  Rate Notification

   The following values need to be registered as FMT values in the
   "FMT Values for PSFB Payload Types" registry located at the time
   of publication at: http://www.iana.org/assignments/rtp-parameters

   PSFB range
   Name           Long Name                             Value Reference
   -------------- ---------------------------------     ----- ---------
   FIR            Full Intra Request Command              4   [RFCxxxx]
   TSTR           Temporal-Spatial Trade-off Request      5   [RFCxxxx]
   TSTN           Temporal-Spatial Trade-off Notification 6   [RFCxxxx]
   VBCM           Video Back Channel Message              7   [RFCxxxx]



9. Contributors

   Tom Taylor has made a very significant contribution, for which the
   authors are very grateful, to this specification by helping
   rewrite the specification. Especially the parts regarding the
   algorithm for determining bounding sets for TMMBR have benefited.


10.  Acknowledgements

   The authors would like to thank Andrea Basso, Orit Levin, Nermeen
   Ismail for their work on the requirement and discussion draft
   [Basso].

   Drafts of this memo were reviewed and extensively commented by
   Roni Even, Colin Perkins, Randell Jesup, Keith Lantz, Harikishan
   Desineni, Guido Franceschini and others.  The authors appreciate
   these reviews.




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   Funding for the RFC Editor function is currently provided by the
   Internet Society.

















































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11.  References


11.1. Normative references

   [RFC4585]   Ott, J., Wenger, S., Sato, N., Burmeister, C., Rey,
                J., "Extended RTP Profile for Real-Time Transport
                Control Protocol (RTCP)-Based Feedback (RTP/AVPF)",
                RFC 4585, July 2006
   [RFC2119]   Bradner, S., "Key words for use in RFCs to Indicate
                Requirement Levels", BCP 14, RFC 2119, March 1997.
   [RFC3550]   Schulzrinne, H.,  Casner, S., Frederick, R., and V.
                Jacobson, "RTP: A Transport Protocol for Real-Time
                Applications", STD 64, RFC 3550, July 2003.
   [RFC4566]   Handley, M., Jacobson, V., and C. Perkins, "SDP:
                Session Description Protocol", RFC 4566, July 2006.
   [RFC3264]   Rosenberg, J. and H. Schulzrinne, "An Offer/Answer
                Model with Session Description Protocol (SDP)", RFC
                3264, June 2002.
   [RFC2434]   Narten, T. and H. Alvestrand, "Guidelines for Writing
                an IANA Considerations Section in RFCs", BCP 26, RFC
                2434, October 1998.
   [RFC4234]   Crocker, D. and P. Overell, "Augmented BNF for Syntax
                Specifications: ABNF", RFC 4234, October 2005.



11.2. Informative references

   [Basso]     A. Basso, et. al., "Requirements for transport of
                video control commands", draft-basso-avt-videoconreq-
                02.txt, expired Internet Draft, October 2004.
   [AVC]       Joint Video Team of ITU-T and ISO/IEC JTC 1, Draft
                ITU-T Recommendation and Final Draft International
                Standard of Joint Video Specification (ITU-T Rec.
                H.264 | ISO/IEC 14496-10 AVC), Joint Video Team (JVT)
                of ISO/IEC MPEG and ITU-T VCEG, JVT-G050, March 2003.
   [H245]      ITU-T Rec. HG.245, "Control protocol for multimedia
                communication", MAY 2006
   [NEWPRED]   S. Fukunaga, T. Nakai, and H. Inoue, "Error Resilient
                Video Coding by Dynamic Replacing of Reference
                Pictures," in Proc. Globcom'96, vol. 3, pp. 1503 -
                1508, 1996.
   [SRTP]      Baugher, M., McGrew, D., Naslund, M., Carrara, E., and
                K. Norrman, "The Secure Real-time Transport Protocol
                (SRTP)", RFC 3711, March 2004.
   [RFC2032]   Turletti, T. and C. Huitema, "RTP Payload Format for
                H.261 Video Streams", RFC 2032, October 1996.



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   [SAVPF]     J. Ott, E. Carrara, "Extended Secure RTP Profile for
                RTCP-based Feedback (RTP/SAVPF)," draft-ietf-avt-
                profile-savpf-10.txt, February, 2007.
   [RFC3525]   Groves, C., Pantaleo, M., Anderson, T., and T. Taylor,
                "Gateway Control Protocol Version 1", RFC 3525, June
                2003.
   [RFC3448]   M. Handley, S. Floyd, J. Padhye, J. Widmer, "TCP
                Friendly Rate Control (TFRC): Protocol Specification",
                RFC 3448, Jan 2003
   [VBCM]      ITU-T Rec. H.271, "Video Back Channel Messages", June
                2006
   [RFC3890]   Westerlund, M., "A Transport Independent Bandwidth
                Modifier for the Session Description Protocol (SDP)",
                RFC 3890, September 2004.
   [RFC4340]   Kohler, E., Handley, M., and S. Floyd, "Datagram
                Congestion Control Protocol (DCCP)", RFC 4340, March
                2006.
   [RFC3261]   Rosenberg, J., Schulzrinne, H., Camarillo, G.,
                Johnston, A., Peterson, J., Sparks, R., Handley, M.,
                and E. Schooler, "SIP: Session Initiation Protocol",
                RFC 3261, June 2002.
   [RFC2198]   Perkins, C., Kouvelas, I., Hodson, O., Hardman, V.,
                Handley, M., Bolot, J., Vega-Garcia, A., and S. Fosse-
                Parisis, "RTP Payload for Redundant Audio Data", RFC
                2198, September 1997.
   [Topologies] M. Westerlund, and S. Wenger, "RTP Topologies",
                draft-ietf-avt-topologies-04, work in progress, Feb
                2007.























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12.  Authors' Addresses

   Stephan Wenger
   Nokia Corporation
   975, Page Mill Road,
   Palo Alto,CA 94304
   USA

   Phone: +1-650-862-7368
   EMail: stewe@stewe.org

   Umesh Chandra
   Nokia Research Center
   975, Page Mill Road,
   Palo Alto,CA 94304
   USA

   Phone: +1-650-796-7502
   Email: Umesh.Chandra@nokia.com

   Magnus Westerlund
   Ericsson Research
   Ericsson AB
   SE-164 80 Stockholm, SWEDEN

   Phone: +46 8 7190000
   EMail: magnus.westerlund@ericsson.com

   Bo Burman
   Ericsson Research
   Ericsson AB
   SE-164 80 Stockholm, SWEDEN

   Phone: +46 8 7190000
   EMail: bo.burman@ericsson.com
















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Full Copyright Statement

   Copyright (C) The IETF Trust (2007).

   This document is subject to the rights, licenses and restrictions
   contained in BCP 78, and except as set forth therein, the authors
   retain all their rights.

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   an
   "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE
   REPRESENTS
   OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY, THE IETF TRUST
   AND THE INTERNET ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES,
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INTERNET-DRAFT           AVPF RTCP-RR Extensions          May 30, 2007


Acknowledgement

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Wenger, et al.              Standards Track                 [Page 71]