Internet Engineering Task Force               Don Hoffman
INTERNET-DRAFT                                Gerard Fernando
File: draft-ietf-avt-mpeg-01.txt              Steve Kleiman
                                              Sun Microsystems, Inc.

                                              Vivek Goyal
                                              USC/Information Sciences Institute

                                              November, 1995
                                              Expires: June 1, 1996


               RTP Payload Format for MPEG1/MPEG2 Video

                          Status of this Memo

This document is an Internet-Draft.  Internet-Drafts are working documents of
the Internet Engineering Task Force (IETF), its areas, and its working
groups.  Note that other groups may also distribute working documents as
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Coast).

Distribution of this memo is unlimited.

                                Abstract

This draft describes a packetization scheme for MPEG video and audio
streams.  The scheme proposed can be used to transport such a video or audio
flow over the transport protocols supported by RTP.  Two approaches are
described. The first is designed to support maximum interoperability with
MPEG System environments.  The second is designed to provide maximum
compatibility with other RTP-encapsulated media streams and future conference
control work of the IETF.








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0. What's Changed Since Last Version

        1) Added rules for encapsulating MPEG1 System and MPEG2 Program
           streams.

        2) Changed meaning of M-bit in system stream encapsulations.

        3) Make Audio ES header an even 32 bits.

        4) Changed format of ES header.

1. Introduction

ISO/IEC JTC1/SC29 WG11 (also referred to as the MPEG committee) has defined
the MPEG1 standard (ISO/IEC 11172)[1] and the MPEG2 standard (ISO/IEC
13818)[2].  This draft describes a packetization scheme to transport MPEG
video and audio streams using the Real-time Transport Protocol (RTP), version
2 [3, 4].

The MPEG1 specification is defined in three parts: System, Video and Audio.
It is designed primarily for CD-ROM-based applications, and is optimized for
approximately 1.5 Mbits/sec combined data rates. The video and audio portions
of the specification describe the basic format of the video or audio stream.
These formats define the Elementary Streams (ES).  The MPEG1 System
specification defines an encapsulation of the ES that contains
Presentation Time Stamps (PTS), Decoding Time Stamps and System Clock
references, and performs multiplexing of MPEG1 compressed video and audio
ES's with user data.

The MPEG2 specification is structured in a similar way. However, it hasn't
been restricted only to CD-ROM applications. The MPEG2 System specification
defines two system stream formats:  the MPEG2 Transport Stream (MTS) and the
MPEG2 Program Stream (MPS).  The MTS is tailored for communicating or storing
one or more programs of MPEG2 compressed data and also other data in
relatively error-prone environments. The MPS is tailored for relatively
error-free environments.

We seek to achieve interoperability among 4 types of end-systems in the
following specification. The 4 types are:

        1. Transmitting Interworking Unit (TIU)

           Receives MPEG information from a native MTS system for
           distribution over packet networks using a native RTP-based system
           layer (such as an IP-based internetwork). Examples: real-time
           encoder, MTS satellite link to Internet, video server with
           MTS-encoded source material.




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        2. Receiving Interworking Unit (RIU)

           Receives MPEG information in real time from an RTP-based network
           for forwarding to a native MTS environment. Examples:
           Internet-based video server to MTS-based cable distribution
           plant.

        3. Transmitting Internet End-System (TAES)

           Transmits MPEG information generated or stored within the internet
           end-system itself, or received from internet-based computer networks.
           Example: video server.


        4. Receiving Internet End-System (RAES)

           Receives MPEG information over an RTP-based internet for
           consumption at the internet end-system or forwarding to
           traditional computer network.  Example: desktop PC or workstation
           viewing training video.

Each of the 2 types of transmitters must work with each of the 2 types of
receivers.  Because it is probable that the TAES, and certain that the RAES,
will be based on existing and planned internet-connected computers, it is
highly desirable for the interoperable protocol to be based on RTP.

Because of the range of applications that might employ MPEG streams, we
propose to define two payload formats.

Much interest in the MPEG community is in the use of one of the MPEG System
encodings, and hence, in Section 2 we propose encapsulations of MPEG1 System
streams and MPEG2 Transport and Program Streams with RTP. This profile
supports the full semantics of MPEG System and offers basic interoperability
among all four end-system types.

When operating only among internet-based end-systems (i.e., TAES and RAES) a
payload format that provides greater compatibility with the Internet
architecture is desired, deferring some of the system issues to other
protocols being defined in the Internet community (such as the MMUSIC WG).
In Section 3 we propose an encapsulation of compressed video and audio data
(referred to in MPEG documentation as "Elementary Streams" (ES)) complying
with either MPEG1 or MPEG2. Here, neither of the System standards of MPEG1 or
MPEG2 are utilized.  The ES's are directly encapsulated with RTP.

Throughout this specification, we make extensive use of MPEG terminology.
The reader should consult the primary MPEG references for definitive
descriptions of this terminology.




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2. Encapsulation of MPEG System and Transport Streams


Each RTP packet will contain a timestamp derived from the sender's 90KHz
clock reference.  This clock is synchronized to the system stream Program
Clock Reference (PCR) or System Clock Reference (SCR) and represents the
target transmission time of the first byte of the packet payload.  The RTP
timestamp will not be passed to the MPEG decoder.  This use of the timestamp
is somewhat different than normally is the case in RTP, in that it is not
considered to be the media display or presentation timestamp. The primary
purposes of the RTP timestamp will be to estimate and reduce any
network-induced jitter and to synchronize relative time drift between the
transmitter and receiver.


For MPEG2 Transport Streams the RTP payload will contain an integral number
of MPEG transport packets.  To avoid end system inefficiencies, data from
multiple small MTS packets (normally fixed in size at 188 bytes) are
aggregated into a single RTP packet.  The number of transport packets
contained is computed by dividing RTP payload length by the length of an MTS
packet (188).

For MPEG2 Program streams and MPEG1 system streams there are no packetization
restrictions;  these streams are treated as a packetized stream of bytes.


2.1 RTP header usage

The RTP header fields are used as follows:

        Payload Type: Distinct payload types should be assigned for
          of MPEG1 System Streams, MPEG2 Program Streams and MPEG2 Transport
          Streams.  See [4] for payload type assignments.

        M bit:  Set to 1 whenever the timestamp is discontinuous
          (such as might happen when a sender switches from one data source
          to another). This allows the receiver and any intervening RTP
          mixers or translators that are synchronizing to the flow to ignore
          the difference between this timestamp and any previous timestamp in
          their clock phase detectors.

        timestamp: 32 bit 90K Hz timestamp representing the target
          transmission time for the first byte of the packet.








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3. Encapsulation of MPEG Elementary Streams

The following ES types may be encapsulated directly in RTP:
        (a) MPEG1 Video (ISO/IEC 11172-2)
        (b) MPEG2 Video (ISO/IEC 13818-2)
        (c) MPEG1 Audio (ISO/IEC 11172-3)
        (d) MPEG2 Audio (ISO/IEC 13818-3)

A distinct RTP payload type is assigned to MPEG1/MPEG2 Video and MPEG1/MPEG2
Audio, respectively. Further indication as to whether the data is MPEG1 or
MPEG2 need not be provided in the RTP or MPEG-specific headers of this
encapsulation, as this information is available in the ES headers.

Presentation Time Stamps (PTS) of 32 bits with an accuracy of 90 kHz
shall be carried in the fixed RTP header. All packets that make up a
audio or video frame shall have the same time stamp.

3.1 MPEG Video elementary streams

MPEG1 Video can be distinguished from MPEG2 Video at the video sequence
header, i.e. for MPEG2 Video a sequence_header() is followed by
sequence_extension().  The particular profile and level of MPEG2 Video
(MAIN_Profile@MAIN_Level, HIGH_Profile@HIGH_Level, etc) are determined
by the profile_and_level_indicator field of the sequence_extension
header of MPEG2 Video.

The MPEG bit-stream semantics were designed for relatively error-free
environments, and there is significant amount of dependency (both temporal
and spatial) within the stream such that loss of some data make other
uncorrupted data useless.   The format as defined in this encapsulation uses
application layer framing information plus additional information in the RTP
stream-specific header to allow for certain recovery mechanisms.     Appendix
1 suggests several recovery strategies based on the properties of this
encapsulation.

Since MPEG pictures can be large, they will normally be fragmented into
packets of size less than a typical LAN/WAN MTU.  The following fragmentation
rules apply:

        1. The MPEG Video_Sequence_Header, when present, will always be at
           the beginning of an RTP payload.
        2. An MPEG GOP_header, when present, will always be at the beginning
           of the RTP payload, or will follow a Video_Sequence_Header.
        3. An MPEG Picture_Header, when present, will always be at the
           beginning of a RTP payload, or will follow a GOP_header.

Each ES header must be completely contained within the packet.  Consequently,
a minimum RTP payload size of 261 bytes must be supported to contain the



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largest single header defined in the ES (that is, the extension_data() header
containing the quant_matrix_extension()).  Otherwise, there are no
restrictions on where headers may appear within packet payloads.

In MPEG, each picture is made up of one or more "slices," and a slice is
intended to be the unit of recovery from data loss or corruption. An
MPEG-compliant decoder will normally advance to the beginning of next slice
whenever an error is encountered in the stream.  MPEG slice begin and end
bits are provided in the encapsulation header to facilitate this.

The beginning of a slice must either be the first data in a packet (after any
MPEG ES headers) or must follow after some integral number of slices in a
packet.  This requirement insures that the beginning of the next slice after
one with a missing packet can be found without requiring that the receiver
scan the packet contents.  Slices may be fragmented across packets as long as
all the above rules are met.

An implementation based on this encapsulation assumes that the
Video_Sequence_Header is repeated periodically in the MPEG bit-stream. In
practice (though not required by MPEG standard) this is used to allow channel
switching and to receive and start decoding a continuously relayed MPEG
bit-stream at arbitrary points in the media stream.  It is suggested that
when playing back from an MPEG stream from a file format (where the
Video_Sequence_Header may only be represented at the beginning of the stream)
that the first Video_Sequence_Header (preceeded by an end-of-stream
indicator) be saved by the packetizer for periodic injection in to the
network stream.


3.2 MPEG Audio elementary streams

MPEG1 Audio can be distinguished from MPEG2 Audio from the MPEG
ancillary_data() header.  For either MPEG1 or MPEG2 Audio, distinct
Presentation Time Stamps may be present for frames which correspond to either
384 samples for Layer-I, or 1152 samples for Layer-II or Layer-III.  The
actual number of bytes required to represent this number of samples will vary
depending on the encoder parameters.

Multiple audio frames may be encapsulated within one RTP packet.  In this
case, an integral number of audio frames must be contained within the
packet and the fragmentation header defined in Section 3.5 shall
be set to 0.

Also, if relatively short packets are to be used, one frame may be so large
that it may straddle multiple RTP packets.  For example, for Layer-II MPEG
audio sampled at a rate of 44.1 KHz each frame would represent a time slot of
26.1 msec. At this sampling rate if the compressed bit-rate is 384 kbits/sec
(i.e.  48 kBytes/sec) then the average audio frame size would be 1.25



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KBytes.  If packets were to be 500 Bytes long, then each audio frame would
straddle 3 RTP packets.  The audio fragmentation indicator header (See
Section 3.5) shall be present for an MPEG1/2 Audio payload type to provide
for this fragmentation.

3.3 RTP Fixed Header for MPEG ES encapsulation

The RTP header fields are used as follows:

        Payload Type: Distinct payload types should be assigned
          for video elementary streams and audio elementary streams.
          See [4] for payload type assignments.

        M bit:  For video, set to 1 on packet containing MPEG frame end code,
          0 otherwise.  For audio, set to 1 on first packet of a "talk-spurt,"
          0 otherwise.

        PT:  MPEG video or audio stream ID.

        timestamp: 32-bit 90K Hz timestamp representing presentation time
          of MPEG picture or audio frame.  Same for all packets that make up
          a picture or audio frame.  May not be monotonically increasing in
          video stream if B pictures present in stream.  For packets that
          contain only a video sequence and/or GOP header, the timestamp is
          that of the subsequent picture.

3.4 MPEG Video-specific header

This header shall be attached to each RTP packet after the RTP fixed header.


 0                   1                   2                   3
 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|    MBZ    |         TR        | MBZ |S|B|E| P | | BFC | | FFC |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
                                                FBV     FFV

        MBZ: Unused. Must be set to zero in current specification. This
           space is reserved for future use.

        TR: Temporal-Reference (10 bits). The temporal reference of the
           current picture within the current GOP. This value ranges from
           0-1023 and is constant for all RTP packets of a given
           picture.

        MBZ: Unused. Must be set to zero in current specification. This
            space is reserved for future use.



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        S: Sequence-header-present (1 bit). Normally 0 and set to 1 at
           the occurrence of each MPEG sequence header.  Used to detect
           presence of sequence header in RTP packet.

        B: Beginning-of-slice (BS) (1 bit). Set when the start of the
           packet payload is a slice start code, or when a slice start code
           is preceeded only by one or more of a Video_Sequence_Header,
           GOP_header and/or Picture_Header.

        E: End-of-slice (ES) (1 bit). Set when the last byte of the payload
           is the end of an MPEG slice.

        P: Picture-Type (2 bits). I (1), P (2), B (3) or D (4). This value
           is constant for each RTP packet of a given picture.

        FBV: full_pel_backward_vector
        BFC: backward_f_code
        FFV: full_pel_forward_vector
        FFC: forward_f_code
            Obtained from the most recent picture header, and are constant
            for each RTP packet of a given picture. None of these values
            are used for I frames and must be set to zero in the RTP
            header. For P frames only the last two values are present and
            FBV and BFC must be set to zero in the RTP header. For B
            frames all the four values are present.


3.5 MPEG Audio-specific header

This header shall be attached to each RTP packet at the start of the payload
and after any RTP headers for an MPEG1/2 Audio payload type.

 0                   1                   2                   3
 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|             MBZ               |          Frag_offset          |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

        Frag_offset: Byte offset into the audio frame for the data
           in this packet.











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Appendix 1. Error Recovery and Resynchronization Strategies.

The following error recovery and resynchronization strategies are intended
to be guidelines only.  A compliant receiver is free to employ alternative
(or no) strategies.

When initially decoding an RTP-encapsulated MPEG Elementary Stream, the
receiver may discard all packets until the Sequence-header-present bit is set
to 1.  At this point, sufficient state information is contained in the stream
to allow processing by an MPEG decoder.

Loss of packets containing the GOP_header and/or Picture_Header are detected
by an unexpected change in the Temporal-Reference and Picture-Type values.
Consider the following example GOP sequence:

        In display order: 0B 1B 2I 3B 4B 5P 6B 7B 8P GOP_HDR 0B ...
        In stream order:  2I 0B 1B 5P 3B 4B 8P 6B 7B GOP_HDR 2I ...

Consider also two counters:

        ref_pic_temp (Reference Picture (I,P) Temporal Reference)
        dep_pic_temp (Dependent Picture (B) Temporal Reference)

At each GOP beginning, set these counters to the temporal reference value of
the corresponding picture type. For our example GOP sequence, ref_pic_temp =
2 and dep_pic_temp = 0. Keep incrementing BOTH counters by unity with each
following picture. Ref_pic_temp should match the temporal references of
the I and P frames, and dep_pic_temp should match the temporal references
of the B frames.

    dep_pic_temp: -  0  1  2  3  4  5  6  7        8  9
In stream order:  2I 0B 1B 5P 3B 4B 8P 6B 7B GOP_H 2I 0B 1B ...
    ref_pic_temp: 2  3  4  5  6  7  8  9  10  ^    11
                  --------------------------  |    ^
                             Match            Drop |
                                                   Mismatch
                                                    in ref_pic_temp

The loss of a GOP header can be detected by matching the appropriate counter
(based on picture type) to the temporal reference value. A mismatch indicates
a lost GOP header. If desired, a GOP header can be re-constructed using a
"null" time_code, repeating the closed_gop flag from previous GOP headers,
and setting the broken_link flag to 1.

The loss of a Picture_Header can also be detected by a mismatch in the
Temporal Reference contained in the RTP packet from the appropriate
dep_pic_temp or ref_pic_temp counters at the receiver.  After scanning to the
next Beginning-of-slice the Picture_Header is reconstructed from the P, TR,



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FBV, BFC, FFV and FFC contained in that packet, and from stream-dependent
default values.

Any time an RTP packet is lost (as indicated by a gap in the RTP sequence
number), the receiver may discard all packets until the Beginning-of-slice
bit is set.  At this point, sufficient state information is contained in the
stream to allow processing by an MPEG decoder starting at the next slice
boundary (possibly after reconstruction of the GOP_header and/or
Picture_Header as described above).










































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References:

[1] ISO/IEC International Standard 11172; "Coding of moving pictures and
    associated audio for digital storage media up to about 1,5 Mbits/s",
    November 1993.

[2] ISO/IEC International Standard 13818; "Generic coding of moving pictures
    and associated audio information", November 1994.

[3] H. Schulzrinne, S. Casner, R. Frederick, V. Jacobson,
    "RTP: A Transport Protocol for Real-Time Applications",
    Internet Draft, November 21, 1995

[4] H. Schulzrinne, "RTP Profile for Audio and Video Conferences
    with Minimal Control", Internet Draft, November 21, 1995

































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Expires: June 1, 1995

Authors' Addresses:

        Gerard Fernando
        Sun Microsystems, Inc.
        Mail-stop UMPK14-305
        2550 Garcia Avenue
        Mountain View, California 94043-1100
        USA
        phone: +1 415-786-6373
        email: gerard.fernando@eng.sun.com

        Vivek Goyal
        USC/Information Sciences Institute
        4676 Admiralty Way, Suite 1000
        Marina Del Rey, CA 90292-6695
        USA
        phone: +1 310-822-1511
        e-mail: goyal@isi.edu


        Don Hoffman
        Sun Microsystems, Inc.
        Mail-stop UMPK14-305
        2550 Garcia Avenue
        Mountain View, California 94043-1100
        USA
        phone: +1 503-297-1580
        email: don.hoffman@eng.sun.com

        Steve Kleiman
        Sun Microsystems, Inc.
        Mail-stop UMPK17-2029
        2550 Garcia Avenue
        Mountain View, California 94043-1100
        USA
        email: steve.kleiman@eng.sun.com















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