INTERNET-DRAFT                                                J. Lazzaro
June 27, 2003                                               J. Wawrzynek
Expires: December 27, 2003                                   UC Berkeley


                      RTP Payload Format for MIDI

                 <draft-ietf-avt-mwpp-midi-rtp-08.txt>


Status of this Memo

This document is an Internet-Draft and is subject to all provisions of
Section 10 of RFC2026.

Internet-Drafts are working documents of the Internet Engineering Task
Force (IETF), its areas, and its working groups.  Note that other groups
may also distribute working documents as Internet-Drafts.

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Copyright Notice

Copyright (C) The Internet Society (2003).  All Rights Reserved.


                                Abstract

     This memo describes an RTP payload format for the MIDI command
     language.  The format encodes all commands that may legally appear
     on a MIDI 1.0 DIN cable.  The format is suitable for interactive
     applications (such as the remote operation of musical instruments)
     and content-delivery applications (such as file streaming).  The
     format may be used over unicast and multicast UDP as well as TCP,
     and defines tools for graceful recovery from packet loss.  Stream
     behavior, including the MIDI rendering method, may be customized
     during session setup.  The format also serves as a mode for the
     mpeg4-generic format, to support the MPEG 4 Audio Object Types for
     General MIDI, Downloadable Sounds Level 2, and Structured Audio.



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                            Table of Contents


1. Introduction  . . . . . . . . . . . . . . . . . . . . . . . . . .   4
     1.1 Terminology . . . . . . . . . . . . . . . . . . . . . . . .   5
2. Packet Format.  . . . . . . . . . . . . . . . . . . . . . . . . .   5
     2.1 RTP Header  . . . . . . . . . . . . . . . . . . . . . . . .   6
     2.2 MIDI Payload  . . . . . . . . . . . . . . . . . . . . . . .   7
3. MIDI Command Section  . . . . . . . . . . . . . . . . . . . . . .   8
     3.1 Timestamps  . . . . . . . . . . . . . . . . . . . . . . . .  10
     3.2 Command Coding  . . . . . . . . . . . . . . . . . . . . . .  11
4. The Recovery Journal System . . . . . . . . . . . . . . . . . . .  15
5. Recovery Journal Format . . . . . . . . . . . . . . . . . . . . .  17
6. Session Description Protocol  . . . . . . . . . . . . . . . . . .  20
     6.1 Session Descriptions for Native Streams . . . . . . . . . .  20
     6.2 Session Description for mpeg4-generic Streams . . . . . . .  21
     6.3 Session Configuration Tools . . . . . . . . . . . . . . . .  22
7. Extensibility . . . . . . . . . . . . . . . . . . . . . . . . . .  23
8. Congestion Control  . . . . . . . . . . . . . . . . . . . . . . .  24
A. The Recovery Journal Channel Chapters . . . . . . . . . . . . . .  25
     A.1 Recovery Journal Definitions  . . . . . . . . . . . . . . .  25
     A.2 Chapter P: MIDI Program Change  . . . . . . . . . . . . . .  27
     A.3 Chapter W: MIDI Pitch Wheel . . . . . . . . . . . . . . . .  28
     A.4 Chapter N: MIDI NoteOff and NoteOn  . . . . . . . . . . . .  29
          A.4.1 Header Structure . . . . . . . . . . . . . . . . . .  30
          A.4.2 Note Structures  . . . . . . . . . . . . . . . . . .  31
     A.5 Chapter A: MIDI Poly Aftertouch . . . . . . . . . . . . . .  31
     A.6 Chapter T: MIDI Channel Aftertouch  . . . . . . . . . . . .  32
     A.7 Chapter C: MIDI Control Change  . . . . . . . . . . . . . .  33
          A.7.1 Log Inclusion Rules  . . . . . . . . . . . . . . . .  33
          A.7.2 Log Coding Rules . . . . . . . . . . . . . . . . . .  34
          A.7.3 Portamento Control . . . . . . . . . . . . . . . . .  37
          A.7.4 The Parameter System . . . . . . . . . . . . . . . .  37
     A.8 Chapter E: MIDI Reset All Controllers . . . . . . . . . . .  38
     A.9 Chapter M: MIDI Parameter System  . . . . . . . . . . . . .  40
          A.9.1 Log Inclusion Rules  . . . . . . . . . . . . . . . .  40
          A.9.2 Log Coding Rules . . . . . . . . . . . . . . . . . .  41
               A.9.2.1 COARSE and FINE Fields  . . . . . . . . . . .  42
               A.9.2.2 The BUTTON Field  . . . . . . . . . . . . . .  42
               A.9.2.3 A-COARSE, A-FINE, and A-BUTTON  . . . . . . .  43
               A.9.2.4 COUNT and TCOUNT  . . . . . . . . . . . . . .  45
B. The Recovery Journal System Chapters  . . . . . . . . . . . . . .  45
     B.1 System Chapter D: Simple System Commands  . . . . . . . . .  45
               B.1.1 Undefined System Commands . . . . . . . . . . .  47
     B.2 System Chapter V: Active Sense Command  . . . . . . . . . .  49
     B.3 System Chapter Q: Sequencer State Commands  . . . . . . . .  49
               B.3.1 Non-compliant Sequencers  . . . . . . . . . . .  51
     B.4 System Chapter F: MIDI Time Code  . . . . . . . . . . . . .  51



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          B.4.1  Partial Frames  . . . . . . . . . . . . . . . . . .  53
     B.5 System Chapter X: System Exclusive  . . . . . . . . . . . .  54
               B.5.1 Chapter Format  . . . . . . . . . . . . . . . .  55
               B.5.2 Coding Tools  . . . . . . . . . . . . . . . . .  56
C. SDP Session Configuration Tools . . . . . . . . . . . . . . . . .  57
     C.1 The Journalling System  . . . . . . . . . . . . . . . . . .  58
          C.1.1 The j_sec Parameter  . . . . . . . . . . . . . . . .  58
          C.1.2 The j_update Parameter . . . . . . . . . . . . . . .  60
               C.1.2.1 The anchor Sending Policy . . . . . . . . . .  60
               C.1.2.2 The closed-loop Sending Policy  . . . . . . .  60
               C.1.2.3 The open-loop Sending Policy  . . . . . . . .  63
          C.1.3 Chapter Inclusion Parameters . . . . . . . . . . . .  65
     C.2 Command Execution Semantics . . . . . . . . . . . . . . . .  68
          C.2.1 The async Algorithm  . . . . . . . . . . . . . . . .  69
          C.2.2 The buffer Algorithm . . . . . . . . . . . . . . . .  70
     C.3 Timing Tools  . . . . . . . . . . . . . . . . . . . . . . .  71
          C.3.1 ptime and maxptime . . . . . . . . . . . . . . . . .  71
          C.3.2 The guardtime Parameter  . . . . . . . . . . . . . .  72
          C.3.3 MIDI Time Code Issues  . . . . . . . . . . . . . . .  72
     C.4 Multiple Streams  . . . . . . . . . . . . . . . . . . . . .  73
          C.4.1 The musicport Parameter  . . . . . . . . . . . . . .  73
          C.4.2 The zerosync Parameter . . . . . . . . . . . . . . .  75
     C.5 MIDI Rendering  . . . . . . . . . . . . . . . . . . . . . .  78
          C.5.1 The rinit Parameter  . . . . . . . . . . . . . . . .  78
          C.5.2 Encoding rinit Data Objects  . . . . . . . . . . . .  79
          C.5.3 MIDI Channel Mapping . . . . . . . . . . . . . . . .  80
               C.5.3.1 smf_info  . . . . . . . . . . . . . . . . . .  80
               C.5.3.2 smf_inline, smf_url, smf_cid  . . . . . . . .  81
               C.5.3.3 chanmask  . . . . . . . . . . . . . . . . . .  81
          C.5.4 The audio/asc MIME Type  . . . . . . . . . . . . . .  82
D. Parameter Syntax Definitions  . . . . . . . . . . . . . . . . . .  83
E. A MIDI Overview for Networking Specialists  . . . . . . . . . . .  87
     E.1 Commands Types  . . . . . . . . . . . . . . . . . . . . . .  88
     E.2 Running Status  . . . . . . . . . . . . . . . . . . . . . .  89
     E.3 Command Timing  . . . . . . . . . . . . . . . . . . . . . .  89
F. Acknowledgements  . . . . . . . . . . . . . . . . . . . . . . . .  89
G. Security Considerations . . . . . . . . . . . . . . . . . . . . .  90
H. IANA Considerations . . . . . . . . . . . . . . . . . . . . . . .  90
     H.1 rtp-midi MIME Registration  . . . . . . . . . . . . . . . .  90
     H.2 mpeg4-generic MIME Registration . . . . . . . . . . . . . .  93
     H.3 asc MIME Registration . . . . . . . . . . . . . . . . . . .  96
I. References  . . . . . . . . . . . . . . . . . . . . . . . . . . .  97
     I.1 Normative References  . . . . . . . . . . . . . . . . . . .  97
     I.2 Informative References  . . . . . . . . . . . . . . . . . .  98
J. Author Addresses  . . . . . . . . . . . . . . . . . . . . . . . .  99
K. Intellectual Property Rights Statement  . . . . . . . . . . . . .  99
L. Full Copyright Statement  . . . . . . . . . . . . . . . . . . . . 100
M. Change Log for <draft-ietf-avt-mwpp-midi-rtp-08.txt>  . . . . . . 101



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1.  Introduction

The Internet Engineering Task Force (IETF) has developed a set of
focused tools for multimedia networking ([2] [6] [14] [16]).  These
tools can be combined in different ways to support a variety of real-
time applications over Internet Protocol (IP) networks.

For example, a telephony application might use the Session Initiation
Protocol (SIP, [14]) to set up a phone call.  Call setup would include
negotiations to agree on a common audio codec [15].  Negotiations would
use the Session Description Protocol (SDP, [6]) to describe candidate
codecs.

After a call is set up, audio data would flow between the parties using
the Real Time Protocol (RTP, [2]) under the Audio/Visual Profile (AVP,
[3]).  The tools used in this telephony example (SIP, SDP, RTP/AVP)
might be combined in a different way to support a content streaming
application, perhaps in conjunction with other tools (such as the Real
Time Streaming Protocol (RTSP, [16])).

The MIDI command language [1] is widely used in musical applications
that are analogous to the examples described above.  On stage and in the
recording studio, MIDI is used for the interactive remote control of
musical instruments, an application similar in spirit to telephony.  On
web pages, Standard MIDI Files (SMFs, [1]) rendered using the General
MIDI standard [1] provide a low-bandwidth substitute for audio
streaming.

This memo is motivated by a simple premise: if MIDI performances could
be sent as RTP streams that are managed by IETF session tools, a
hybridization of the MIDI and IETF application domains may occur.

For example, interoperable MIDI networking may foster network music
performance applications, in which a group of musicians, located at
different physical locations, interact over a network to perform as they
would if located in the same room [12].  As another example, the
streaming community may begin to use MIDI for low-bitrate audio coding,
perhaps in conjunction with normative sound synthesis methods [5].  As
another example, manufacturers of professional audio equipment and
electronic musical instruments may consider adopting the IETF multimedia
stack (IP, SIP, RTP) as the networking layer for a MIDI control plane.

To provide a foundation for RTP MIDI applications, this memo extends two
of the IETF tools (RTP and SDP) to support MIDI.  Sections 2-5 and
Appendices A-B extend RTP/AVP by adding a MIDI payload format.  Section
6 and Appendices C-D extend SDP by adding session configuration tools to
customize stream behavior (including the MIDI rendering method) during
session setup.



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Some applications may require MIDI media delivery at a certain service
quality level (latency, jitter, packet loss, etc).  RTP itself does not
provide service guarantees.  However, applications may use lower-layer
network protocols to configure the quality of the transport services
that RTP uses.  These protocols may act to reserve network resources for
RTP flows [19], or may simply direct RTP traffic onto a dedicated "media
network" in a local installation.  Note that RTP and the MIDI payload
format do provide tools that applications may use to achieve the best
possible real-time performance at a given service level.

This memo normatively defines the syntax and semantics of the MIDI
payload format.  However, this memo does not define algorithms for
sending and receiving packets.  An ancillary document [18] provides
informative guidance on algorithms.  Supplemental information may be
found in related conference publications [12] [13].

Throughout this memo, the phrase "native stream" refers to a stream that
uses the rtp-midi MIME type.  The phrase "mpeg4-generic stream" refers
to a stream that uses the mpeg4-generic MIME type (in mode rtp-midi) to
operate in an MPEG 4 environment [4].  Section 6 describes this
distinction in detail.

1.1 Terminology

The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
"SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
document are to be interpreted as described in BCP 14, RFC 2119 [11].


2.  Packet Format.

In this section, we introduce the format of RTP MIDI packets.  The
description includes some background information on RTP/AVP, for the
benefit of MIDI implementors new to IETF tools.  Implementors should
consult [2,3] for an authoritative description of RTP/AVP.

This memo assumes the reader is familiar with MIDI syntax and semantics.
Appendix E provides a MIDI overview, at a level of detail sufficient to
understand most of this memo.  Implementors should consult [1] for an
authoritative description of MIDI.

The MIDI payload format maps a MIDI command stream (16 voice channels +
systems) onto an RTP stream.  An RTP media stream is a sequence of
logical packets that share a common format.  Each packet consists of two
parts: the RTP header and the MIDI payload.  Figure 1 shows this format
(vertical space delineates the header and payload).

We describe RTP packets as "logical" packets to highlight the fact that



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RTP itself is not a network-layer protocol.  Instead, RTP packets are
mapped onto network protocols (such as unicast UDP, multicast UDP, or
TCP) by an application [17].

2.1 RTP Header

[2] provides a complete description of the RTP header fields.  In this
section, we clarify the role of a few RTP header fields for MIDI
applications.  All fields are coded in network byte order (big-endian).


    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | V |P|X|  CC   |M|     PT      |        Sequence number        |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                           Timestamp                           |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                             SSRC                              |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+


   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                     MIDI command section ...                  |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                       Journal section ...                     |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+


                      Figure 1 -- Packet format


The behavior of the 1-bit M field depends on the MIME type of the
stream.  For native streams, the M bit MUST be set to 1 if the MIDI
command section codes one or more MIDI commands, and MUST be set to 0
otherwise.  For mpeg4-generic streams, the M bit MUST be set to 1 for
all packets (to conform to [4]).

The 16-bit sequence number field is initialized to a randomly chosen
value, and is incremented by one (modulo 2^16) for each packet sent in
the stream.  A related quantity, the 32-bit extended packet sequence
number, may be computed by tracking rollovers of the 16-bit sequence
number.  Note that different receivers of the same stream may compute
different extended packet sequence numbers, depending on when the
receiver joined the session.

The 32-bit timestamp field sets the base timestamp value for the packet.
The payload codes MIDI command timing relative to this value.  The



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timestamp units are set during session configuration by the srate rtpmap
parameter (Sections 6.1-2).  For example, if srate has a value of 44100
Hz, two packets whose base timestamp values differ by 2 seconds have RTP
timestamp fields that differ by 88200.  By default the timestamp field
is initialized to a randomly chosen value (see Appendix C.4.2 for an
exception).

RTP timestamps do not necessarily increment at a fixed rate, because
packets are not necessarily sent at a fixed rate.  The degree of packet
transmission regularity reflects the underlying application dynamics.
Interactive applications may vary the packet sending rate to track the
gestural rate of a human performer, whereas content-streaming
applications may send packets at a fixed rate.

Therefore, the timestamps for two sequential RTP packets may be
identical, or the second packet may have a timestamp arbitrarily larger
than the first packet (modulo 2^32).  Section 3 places additional
restrictions on the RTP timestamps for two sequential RTP packets, as
does the guardtime fmtp parameter (Appendix C.3.2).

The media time coded by a packet is computed by subtracting the last
command timestamp in the MIDI command section from the RTP timestamp
(modulo 2^32).  If the MIDI list of the MIDI command section of a packet
is empty, the media time coded by the packet is 0 ms.  Appendix C.3.1
discusses media time issues in detail.

2.2 MIDI Payload

The payload (Figure 1) MUST begin with the MIDI command section.  The
MIDI command section codes a (possibly empty) list of timestamped MIDI
commands, and provides the essential service of the payload format.

The payload MAY also contain a journal section.  The journal section
provides resiliency by coding the recent history of the stream.  A flag
in the MIDI command section codes the presence of a journal section in
the payload.

Section 3 defines the MIDI command section.  Sections 4-5 and Appendices
A-B define the recovery journal, the default format for the journal
section.  Here, we describe how these payload sections operate in a
stream.

The journalling method for a stream is set at the start of a session and
MUST NOT be changed thereafter.  A stream may be set to use the recovery
journal, to use an alternative journal format (none are defined in this
memo), or to not use a journal.

The default journalling method of a stream is inferred from its



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transport type.  Streams that use unreliable transport (such as UDP)
default to using the recovery journal.  Streams that use reliable
transport (such as TCP) default to not using a journal.  Appendix C.1.1
defines session configuration tools for overriding these defaults.

If a stream uses the recovery journal, every payload in the stream MUST
include a journal section.  If a stream does not use journalling, a
journal section MUST NOT appear in a stream payload.  If a stream uses
an alternative journal format, the specification for the journal format
defines an inclusion policy.

If a stream sent over reliable transport does not use journalling, the
sender MUST transmit an RTP packet stream with consecutive sequence
numbers (modulo 2^16).  If a stream sent over reliable transport uses
the recovery journal, the sender MAY transmit an RTP stream with missing
or out-of-order packets.

The payload of a stream encodes data for a single MIDI command name
space (16 voice channels + systems).  Applications may use several
streams in a session.  Session configuration tools for multi-stream
sessions are defined in Appendix C.4.

In some applications, a receiver renders MIDI commands into audio (or
into control actions, such as the rewind of a tape deck or the dimming
of stage lights).  In other applications, a receiver presents a MIDI
stream to software programs via an Application Programmer Interface
(API).  Appendix C.5 defines session configuration tools to specify what
receivers should do with a MIDI command stream.

If a stream is sent over UDP transport, the Maximum Transmission Unit
(MTU) of the underlying network limits the practical size of the payload
section (for example, an Ethernet MTU is 1500 octets).  Note that MTU
size restrictions do not apply to RTP packets sent over TCP streams.
The session configuration tools defined in Appendix C.4 may be used to
split a dense MIDI name space into several UDP streams, so that the
payload fits comfortably into an MTU.


3.  MIDI Command Section

Figure 2 shows the format of the MIDI command section.










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    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |B|J|Z|P|LEN... |  MIDI list ...                                |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

                   Figure 2 -- MIDI command section


The MIDI command section begins with a variable-length header.

The header field LEN codes the number of octets in the MIDI list that
follows the header.  If the header flag B is 0, the header is one octet
long, and LEN is a 4-bit field, supporting a maximum MIDI list length of
15 octets.  If B is 1, the header is two octets long, and LEN is a
12-bit field, supporting a maximum MIDI list length of 4095 octets.  A
LEN value of 0 is legal, and codes an empty MIDI list

If the J header bit is set to 1, a journal section MUST appear after
MIDI command section in the payload.  If the J header bit is set to 0,
the payload MUST NOT contain a journal section.

If the LEN header field is nonzero, the MIDI list has the structure
shown in Figure 3.


    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |    Delta Time 0 (if Z = 1)    |    MIDI Command 0 ...         |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |        Delta Time 1 ...       |    MIDI Command 1 ...         |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |        Delta Time 2 ...       |    MIDI Command 2 ...         |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                            .....                              |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |        Delta Time N ...       | MIDI Command N (may be empty) |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

                    Figure 3 -- MIDI list structure


If the header flag Z is 1, the MIDI list begins with a complete MIDI
command (MIDI Command 0) preceded by a delta time (Delta Time 0).  If Z
is 0, the Delta Time 0 field is not present in the MIDI list, and MIDI
Command 0 has an implicit delta time of 0.  The MIDI list structure may
also optionally encode a list of N additional complete MIDI commands.



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Each additional command MUST be preceded by a delta time.

The final MIDI Command field in the MIDI list MAY be empty.  Senders may
use this feature to precisely set the media time of a packet.

3.1 Timestamps

The RTP MIDI delta time syntax is a modified form of the MIDI File delta
time syntax [1].  RTP MIDI delta times use 1-4 octet fields to encode
32-bit unsigned integers.  Figure 4 shows the encoded and decoded forms
of delta times.  Note that delta time values may be legally encoded in
multiple formats; for example, there are four legal ways to encode the
zero delta time (0x00, 0x8000, 0x800000, 0x80000000).

RTP MIDI uses delta times to encode a timestamp for each MIDI command.
The timestamp for MIDI Command K is the summation (modulo 2^32) of the
RTP timestamp and decoded delta times 0 through K.  This cumulative
coding technique, borrowed from MIDI File delta time coding, is
efficient because it reduces the number of multi-octet delta times.


     One-Octet Delta Time:

        Encoded form: 0ddddddd
        Decoded form: 00000000 00000000 00000000 0ddddddd

     Two-Octet Delta Time:

        Encoded form: 1ccccccc 0ddddddd
        Decoded form: 00000000 00000000 00cccccc cddddddd

     Three-Octet Delta Time:

        Encoded form: 1bbbbbbb 1ccccccc 0ddddddd
        Decoded form: 00000000 000bbbbb bbcccccc cddddddd

     Four-Octet Delta Time:

        Encoded form: 1aaaaaaa 1bbbbbbb 1ccccccc 0ddddddd
        Decoded form: 0000aaaa aaabbbbb bbcccccc cddddddd


               Figure 4 -- Decoding delta time formats


All command timestamps in a packet MUST be less than or equal to the RTP
timestamp of the next packet in the stream (modulo 2^32).




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By default, a command timestamp indicates the execution time for the
command.  The difference between two timestamps indicates the time delay
between the execution of the commands.  This difference may be zero,
coding simultaneous execution.

This default interpretation of timestamp semantics is a good choice to
use for transcoding a Standard MIDI File (SMF) into an RTP MIDI stream.
To code an SMF that uses metric time markers, use the tempo map (encoded
as SMF meta-events) to convert metric units into seconds-based RTP
timestamp units.

MIDI command sources that use implicit command timing, such as MIDI 1.0
DIN cables, must be annotated with timestamps as part of the RTP
transcoding process.  Appendix C.2 describes session configuration tools
for transcoding MIDI sources of this type.

3.2 Command Coding

Each non-empty MIDI Command field in the MIDI list codes one of the MIDI
command types that may legally appear on a MIDI 1.0 DIN cable.  Note
that SMF meta-events do not fit this definition and MUST NOT appear in
the MIDI list.  As a rule, each MIDI Command field codes a complete
command, in the binary command format defined in [1].  In the remainder
of this section, we describe exceptions to this rule.

The first MIDI channel command in the MIDI list MUST include a status
octet.  Running status coding, as defined in [1], MAY be used for all
subsequent MIDI channel commands in the list.  If the status octet of
the first MIDI channel command in the list does not appear in the source
data stream, the P (phantom) header bit MUST be set to 1.  In all other
cases, the P bit MUST be set to 0.

As in [1], System Common and System Exclusive messages (0xF0 ... 0xF7)
cancel running status state, but System Real-time messages (0xF8 ...
0xFF) do not effect running status state.  As receivers MUST be able to
decode running status, sender implementors should feel free to use
running status to improve bandwidth efficiency.  However, senders SHOULD
NOT introduce timing jitter into an existing MIDI command stream through
an inappropriate use or removal of running status coding.

On a MIDI 1.0 DIN cable [1], a System Real-time command may be embedded
inside of another "host" MIDI command.  This syntactic construction is
not supported in the payload format: a MIDI Command field in the MIDI
list codes exactly one complete MIDI command.

To encode an embedded System Real-time command, senders MUST extract the
command from its host, and code it in the MIDI list as a separate
command.  The host command and System Real-time command SHOULD appear in



Lazzaro/Wawrzynek                                              [Page 11]


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the same MIDI list.  The delta time of the System Real-time command
SHOULD result in a command timestamp that encodes the System Real-time
command placement in its original embedded position.

Two methods are provided for encoding MIDI System Exclusive (SysEx)
commands in the MIDI list.  A SysEx command may be encoded in a MIDI
Command field verbatim: a 0xF0 octet, followed by an arbitrary number of
data octets, followed by a 0xF7 octet.

Alternatively, a SysEx command may be encoded as multiple segments.  The
command is divided into two or more SysEx command segments; each segment
is encoded in its own MIDI Command field in the MIDI list.

The payload format supports segmentation in order to encode SysEx
commands that encode information in the temporal pattern of data octets.
By encoding these commands as a series of segments, each data octet may
be associated with a distinct delta time.  Segmentation also supports
the coding of large SysEx commands across several packets.

To segment a SysEx command, first partition its data octet list into two
or more sublists.  Each sublist MUST contain at least one data octet.
To complete the segmentation, add status octets to the head and tail of
each sublist, as detailed in Figure 5.  Figure 6 shows example
segmentations of a SysEx command.

The relative ordering of SysEx command segments in a MIDI list must
match the relative ordering of the sublists in the original SysEx
command.  Only System Real-time MIDI commands may appear between SysEx
command segments.  If the command segments of a SysEx command are placed
in the MIDI lists of two or more RTP packets, the segment ordering rules
apply to the concatenation of all affected MIDI lists.


       -----------------------------------------------------------
      | Sublist Position |  Head Status Octet | Tail Status Octet |
      |-----------------------------------------------------------|
      |    first         |       0xF0         |       0xF0        |
      |-----------------------------------------------------------|
      |    middle        |       0xF7         |       0xF0        |
      |-----------------------------------------------------------|
      |    last          |       0xF7         |       0xF7        |
       -----------------------------------------------------------

            Figure 5 -- Command segmentation status octets







Lazzaro/Wawrzynek                                              [Page 12]


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SysEx commands carried on a MIDI 1.0 DIN cable may use the "dropped
0xF7" construction [1].  In this coding method, the 0xF7 octet is
dropped from the end of the SysEx command, and the status octet of the
next MIDI command acts both to terminate the SysEx command and start the
next command.  To encode this construction in the payload format, follow
these steps:

  o  Determine the appropriate delta times for the SysEx command and
     the command that follows the SysEx command.

  o  Insert the "dropped" 0xF7 octet at the end of the SysEx command,
     to form the standard SysEx syntax.

  o  Code both commands into the MIDI list using the rules above.

  o  Replace the 0xF7 octet that terminates the verbatim SysEx
     encoding or the last segment of the segmented SysEx encoding
     with a 0xF5 octet.  This substitution informs the receiver
     of the original dropped 0xF7 coding.

[1] reserves the System Common opcodes 0xF4 and 0xF5 and the System
Real-time opcodes 0xF9 and 0xFD for future use.  We refer to these
opcodes as undefined opcodes.  By default, undefined opcodes MUST NOT
appear in a MIDI Command field in the MIDI list.

During session configuration, a stream may be customized to allow
transport of the undefined opcodes (Appendix C.1.3).  In this case,
commands that use the undefined System Common opcodes MUST be terminated
with a 0xF7 octet and coded using the System Exclusive verbatim rule.
Commands that use the undefined System Real-time opcodes MUST be coded
using the System Real-time rules.




















Lazzaro/Wawrzynek                                              [Page 13]


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       Original SysEx command:

           0xF0 0x01 0x02 0x03 0x04 0x05 0x06 0x07 0x08 0xF7

       A two-segment segmentation:

           0xF0 0x01 0x02 0x03 0x04 0xF0

           0xF7 0x05 0x06 0x07 0x08 0xF7

       A different two-segment segmentation:

           0xF0 0x01 0xF0

           0xF7 0x02 0x03 0x04 0x05 0x06 0x07 0x08 0xF7

       A three-segment segmentation:

           0xF0 0x01 0x02 0xF0

           0xF7 0x03 0x04 0xF0

           0xF7 0x05 0x06 0x07 0x08 0xF7

      The segmentation with the largest number of segments:

           0xF0 0x01 0xF0

           0xF7 0x02 0xF0

           0xF7 0x03 0xF0

           0xF7 0x04 0xF0

           0xF7 0x05 0xF0

           0xF7 0x06 0xF0

           0xF7 0x07 0xF0

           0xF7 0x08 0xF7


                  Figure 6 -- Example segmentations







Lazzaro/Wawrzynek                                              [Page 14]


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4.  The Recovery Journal System

The recovery journal is the default resiliency tool for unreliable
transport.  In this section, we normatively define the roles that
senders and receivers play in the recovery journal system.

MIDI is a fragile code.  A single lost command in a MIDI command stream
may produce an artifact in the rendered performance.  We normatively
classify rendering artifacts into two categories:

   o Transient artifacts.  Transient artifacts produce immediate
     but short-term glitches in the performance.  For example, a lost
     NoteOn (0x9) command produces a transient artifact: one note
     fails to play, but the artifact does not extend beyond the end
     of that note.

   o Indefinite artifacts.  Indefinite artifacts produce long-lasting
     errors in the rendered performance.  For example, a lost NoteOff
     (0x8) command may produce an indefinite artifact: the note that
     should have been ended by the lost NoteOff command may sustain
     indefinitely.  As a second example, the loss of a Control Change
     (0xB) command for controller number 7 (Channel Volume) may
     produce an indefinite artifact: after the loss, all notes on
     the channel may play too softly or too loudly.

The purpose of the recovery journal system is to satisfy the recovery
journal mandate: the MIDI performance rendered from an RTP MIDI stream
sent over unreliable transport MUST NOT contain indefinite artifacts.

The recovery journal system does not use packet retransmission to
satisfy this mandate.  Instead, each packet includes a special section,
called the recovery journal.

The recovery journal codes the history of the stream, back to an earlier
packet called the checkpoint packet.  The range of coverage for the
journal is called the checkpoint history.  The recovery journal codes
the information necessary to recover from the loss of an arbitrary
number of packets in the checkpoint history.  Appendix A.1 normatively
defines the checkpoint packet and the checkpoint history.

When a receiver detects a packet loss, it compares its own knowledge
about the history of the stream with the history information coded in
the recovery journal of the packet that ends the loss event.  By noting
the differences in these two versions of the past, a receiver is able to
transform all indefinite artifacts in the rendered performance into
transient artifacts, by executing MIDI commands to repair the stream.

We now state the normative role for senders in the recovery journal



Lazzaro/Wawrzynek                                              [Page 15]


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system.

Senders prepare a recovery journal for every packet in the stream.  In
doing so, senders choose the checkpoint packet identity for the journal.
Senders make this choice by applying a sending policy.  Appendix C.1.2
normatively defines three sending policies: "closed-loop", "open-loop",
and "anchor".

By default, senders MUST use the closed-loop sending policy.  If the
session description overrides this default policy, by using the fmtp
parameter j_update defined in Appendix C.1.2, senders MUST use the
specified policy.

After choosing the checkpoint packet identity for a packet, the sender
creates the recovery journal.  By default, this journal MUST conform to
the normative semantics in Section 5 and Appendices A-B in this memo.
In Appendix C.1.3, we define fmtp parameters that modify the normative
semantics for recovery journals.  If the session description uses these
parameters, the journal created by the sender MUST conform to the
modified semantics.

Next, we state the normative role for receivers in the recovery journal
system.

A receiver MUST detect each RTP sequence number break in a stream.  If
the sequence number break is due to a packet loss event (as defined in
[2]) the receiver MUST repair all indefinite artifacts in the rendered
MIDI performance caused by the loss.  If the sequence number break is
due to an out-of-order packet (as defined in [2]) the receiver MUST NOT
take actions that introduce indefinite artifacts (ignoring the out-of-
order packet is a safe option).

Receivers take special precautions when entering or exiting a session.
A receiver MUST process the first received packet in a stream as if it
were a packet that ends a loss event.  Upon exiting a session, a
receiver MUST ensure that the rendered MIDI performance does not end
with indefinite artifacts.

Receivers are under no obligation to perform indefinite artifact repairs
at the moment a packet arrives.  A receiver that uses a playout buffer
may choose to wait until the moment of rendering before processing the
recovery journal, as the "lost" packet may be a late packet that arrives
in time to use.

Next, we state the normative role for the creator of the session
description in the recovery journal system.  Depending on the
application, the sender, the receivers, and other parties may take part
in creating or approving the session description.



Lazzaro/Wawrzynek                                              [Page 16]


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A session description that specifies the default closed-loop sending
policy and the default recovery journal semantics satisfies the recovery
journal mandate.  However, these default behaviors may not be
appropriate for all sessions.  If the creators of a session description
use the parameters defined in Appendix C.1 to override these defaults,
the creators MUST ensure that the parameters define a system that
satisfy the recovery journal mandate.

Finally, we note that this memo does not specify sender or receiver
recovery journal algorithms.  Implementations are free to use any
algorithm that conforms to the requirements in this section.  The non-
normative [18] discusses sender and receiver algorithm design.


5.  Recovery Journal Format

This section introduces the structure of the recovery journal, and
defines the bitfields of recovery journal headers.  Appendices A-B
complete the bitfield definition of the recovery journal.  The recovery
journal has a three-level structure:

  o Top-level header.

  o Channel and system journal headers.  Encodes recovery
    information for a single voice channel (channel journal) or
    for all systems commands (system journal).

  o Chapters.  Describes recovery information for a single MIDI
    command type.

Figure 7 shows the top-level structure of the recovery journal.  A
recovery journals consists of a 3-octet header, optionally followed by a
system journal and a list of channel journals.  These elements appear in
the order shown in Figure 7.


    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |S|Y|A|R|TOTCHAN| Checkpoint Packet Seqnum      | S-journal ... |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | Channel journals ...                                          |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

             Figure 7 -- Top-level recovery journal format


If the Y bit is set to 1, a system journal follows the recovery journal



Lazzaro/Wawrzynek                                              [Page 17]


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header.  If the A bit is set to 1, the recovery journal ends with a list
of (TOTCHAN + 1) channel journals.  If A and Y are both zero, the
recovery journal only contains the 3-octet header, and is considered to
be an "empty" journal.

A MIDI channel may be represented by (at most) one channel journal in a
recovery journal.  Channel journals MUST appear in the recovery journal
in ascending channel-number order.

The S (single-packet loss) bit appears in most recovery journal
structures.  The S bit helps receivers efficiently parse the recovery
journal in the common case of the loss of a single packet.  Appendix A.1
defines S bit semantics.

The R bit is reserved.  The semantics for all R fields are uniform
throughout the recovery journal, and are defined in Appendix A.1.

The 16-bit Checkpoint Packet Seqnum field codes the sequence number of
the checkpoint packet for this journal.  The choice of the checkpoint
packet sets the depth of the checkpoint history for the journal (defined
in Appendix A.1).

Receivers may use the Checkpoint Packet Seqnum field of the packet that
ends a loss event to verify that the journal checkpoint history covers
the entire loss event.  The checkpoint history covers the loss event if
the Checkpoint Packet Seqnum field is less than or equal to the highest
RTP sequence number previously received on the stream (modulo 2^16).


    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |S| CHAN  |R|      LENGTH       |P|W|N|A|T|C|E|M|  Chapters ... |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

                  Figure 8 -- Channel journal format


Figure 8 shows the structure of a channel journal: a 3-octet header,
followed by a list of leaf elements called channel chapters.  A channel
journal encodes information about MIDI commands on the MIDI channel
coded by the 4-bit CHAN header field.

The 10-bit LENGTH field codes the length of the channel journal.  The
semantics for LENGTH fields are uniform throughout the recovery journal,
and are defined in Appendix A.1.

The third octet of the channel journal header is the Table of Contents



Lazzaro/Wawrzynek                                              [Page 18]


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(TOC) of the channel journal.  The TOC is a set of bits that encode the
presence of a chapter in the journal.  Each chapter contains information
about a certain class of MIDI channel command:

   o  Chapter P: MIDI Program Change (0xC)
   o  Chapter W: MIDI Pitch Wheel (0xE)
   o  Chapter N: MIDI NoteOff (0x8), NoteOn (0x9)
   o  Chapter A: MIDI Poly Aftertouch (0xA)
   o  Chapter T: MIDI Channel Aftertouch (0xD)
   o  Chapter C: MIDI Control Change (0xB)
   o  Chapter E: MIDI Reset All Controllers (part of 0xB)
   o  Chapter M: MIDI Parameter System (part of 0xB)

Chapters appear in a list following the header, in order of their
appearance in the TOC.  Appendices A.2-9 describe the bitfield format
for each chapter, and define the conditions under which a chapter type
MUST appear in the recovery journal.  If any chapter types are required
for a channel, an associated channel journal MUST appear in the recovery
journal.


    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |S|D|V|Q|F|X|      LENGTH       |  System chapters ...          |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

                  Figure 9 -- System journal format


Figure 9 shows the structure of the system journal: a 2-octet header,
followed by a list of system chapters.  System chapters code information
about a specific class of MIDI Systems command:

   o  Chapter D: Song Select (0xF3), Tune Request (0xF6), Reset (0xFF),
                 undefined System commands (0xF4, 0xF5, 0xF9, 0xFD)
   o  Chapter V: Active Sense (0xFE)
   o  Chapter Q: Sequencer State (0xF2, 0xF8, 0xF9, 0xFA, 0xFB, 0xFC)
   o  Chapter F: MTC Tape Position (0xF1, 0xF0 0x7F 0xcc 0x01 0x01)
   o  Chapter X: System Exclusive (all other 0xF0)

If header bits D, V, Q, or F are set to 1, one chapter for each set bit
appears in the system chapter list.  The chapter list ordering follows
the ordering of the header bits.  If header bit X is set to 1, one or
more Chapter X bitfields appear at the end of the chapter list.

Appendix B describes the bitfield format for the system chapters, and
define the conditions under which a chapter type MUST appear in the



Lazzaro/Wawrzynek                                              [Page 19]


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recovery journal.  If any system chapter type is required to appear in
the recovery journal, the system journal MUST appear in the recovery
journal.


6.  Session Description Protocol

RTP does not perform session management.  Instead, RTP is designed to
work together with tools that perform session management, such as the
Session Initiation Protocol (SIP, [14]) and the Real Time Streaming
Protocol (RTSP, [16]).  RTP interacts with session management tools via
another standard, the Session Description Protocol (SDP, [6]).

SDP is a textual format for specifying session descriptions.  Session
descriptions specify the network transport and media encoding for RTP
streams.  SIP and RTSP coordinate the exchange of session descriptions
between participants.  In SIP, session descriptions also support
negotiation [15].

Below, we show session description examples for native (Section 6.1) and
mpeg4-generic (Section 6.2) streams.  In Section 6.3, we introduce
session configuration tools that may be used to customize streams.

6.1 Session Descriptions for Native Streams

The session description below shows a minimal session description for a
native stream sent over unicast UDP transport.

 v=0
 o=lazzaro 2520644554 2838152170 IN IP4 first.example.net
 s=Example
 t=0 0
 m=audio 5004 RTP/AVP 96
 c=IN IP4 192.0.2.94
 a=rtpmap: 96 rtp-midi/44100

The rtpmap attribute line uses the rtp-midi MIME type to specify a
native stream.  If the session parties send and receive RTP packets, the
streams form bi-directional MIDI connections, suitable for use by the
MIDI System commands that use handshaking protocols [1].

We describe this session description as minimal, because it does not
customize the stream.  Without such customization, a native stream has
these characteristics:

  1. If the stream uses unreliable transport (unicast UDP, multicast
     UDP, ...) the recovery journal system is in use, and the RTP
     payload contains both the MIDI command section and the journal



Lazzaro/Wawrzynek                                              [Page 20]


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     section.  If the stream uses reliable transport (TCP, TLS, ...),
     the stream does not use journalling, and the payload contains
     only the MIDI command section (Section 2.2).

  2. If the stream uses the recovery journal system, the recovery
     journal system uses the default sending policy and the default
     journal semantics (Section 4).

  3. In the MIDI command section of the payload, command timestamps
     use the default semantics (Section 3).

  4. The media time encoded by an RTP packet may range from 0 to
     200 ms, and the RTP timestamp difference between sequential
     packets in the stream may be arbitrarily large (Section 2.1).

  5. If more than one minimal rtp-midi stream appears in a session,
     the MIDI name spaces for these streams are independent: channel
     1 in the first stream does not reference the same MIDI channel
     as channel 1 in the second stream.

  6. The rendering method for the stream is not specified.

6.2 Session Description for mpeg4-generic Streams

An mpeg4-generic stream uses an MPEG 4 Audio Object Type to render MIDI
into audio [3].  Three Object Types are compatible with MIDI:

  o General MIDI (Audio Object Type ID 15), based on the General
    MIDI rendering standard [1].

  o Wavetable Synthesis (Audio Object Type ID 14), based on the
    Downloadable Sounds Level 2 (DLS 2) rendering standard [9].

  o Main Synthetic (Audio Object Type ID 13), based on Structured
    Audio and the programming language SAOL [5].

The session description below shows a minimal session description for an
mpeg4-generic stream sent over unicast UDP transport.  This example uses
the General MIDI Audio Object Type under Synthesis Profile @ Level 2.

 v=0
 o=lazzaro 2520644554 2838152170 IN IP6 first.example.net
 s=Example
 t=0 0
 m=audio 5004 RTP/AVP 96
 c=IN IP6 FF1E:03AD::7F2E:172A:1E24
 a=rtpmap: 96 mpeg4-generic/44100
 a=fmtp: 96 streamtype=5; mode=rtp-midi; profile-level-id=12;



Lazzaro/Wawrzynek                                              [Page 21]


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 a=fmtp: 96 config=7A124D546864000000060000000100604D547
                   26B0000000400FF2F000

(The linebreak in the second fmtp line accommodates memo formatting
restrictions; SDP does not have continuation lines.)

The fmtp attribute lines code the parameters that MUST appear in a
mpeg4-generic session description [4].  The "streamtype" parameter MUST
be set to 5, and the "mode" parameter MUST be set to "rtp-midi".  The
"profile-level-id" parameter MUST be set to the MPEG-4 Profile Level.

The "config" parameter MUST appear in the session description.  The
config value is a hexadecimal encoding [4] of the AudioSpecificConfig
data block [7] for the stream.  AudioSpecificConfig encodes the Audio
Object Type for the stream, and also encodes initialization data (SAOL
programs, DLS 2 wave tables, etc).  Standard MIDI Files encoded in the
AudioSpecificConfig MUST be ignored by the receiver.

We describe this session description as minimal, because it does not
customize the stream.  In Section 6.1, we describe the behavior of a
minimal native stream, as a numbered list of characteristics.  Items 1-4
on that list also describe the minimal mpeg4-generic stream, but items 5
and 6 require restatements, as listed below:

  5. If more than one minimal mpeg4-generic stream appears in
     a session, each stream uses an independent instance of the
     Audio Object Type coded in the config parameter value.

  6. A minimal mpeg4-generic stream encodes the AudioSpecificConfig
     as an inline hexadecimal constant.  If session description
     is sent over UDP, it may be impossible to transport large
     AudioSpecificConfig blocks, as the Maximum Transmission Size
     (MTU) of the underlying network limits the UDP packet size
     (for Ethernet, the MTU is 1500 octets).

6.3 Session Configuration Tools

This section introduces the session configuration tools for RTP MIDI
sessions.  The tools add features to the minimal streams described in
Sections 6.1-2, and support several types of services:

  o  Journal customization.  The j_sec and j_update parameters
     configure the use of the payload journal section.  The
     ch_default, ch_unused, ch_never, and ch_anchor parameters
     configure the semantics of the recovery journal chapters.
     These fmtp parameters are described in Appendix C.1, and
     override the default stream behaviors 1 and 2 listed in
     Section 6.1 and referenced in Section 6.2.



Lazzaro/Wawrzynek                                              [Page 22]


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  o  MIDI command timestamp semantics.  The tsmode, octpos,
     mperiod, and linerate parameters customize the semantics
     of timestamps in the MIDI command section.  These parameters
     let RTP MIDI accurately encode the implicit time coding of
     MIDI 1.0 DIN cables.  These fmtp parameters are described in
     Appendix C.2, and override default stream behavior 3 listed in
     Section 6.1 and referenced in Section 6.2

  o  Media time.  The standard SDP attributes ptime and
     maxptime define the media time encoded by a packet.  The
     guardtime fmtp parameter sets the minimum sending rate of
     stream packets.  These tools are described in Appendix C.3,
     and override default stream behavior 4 listed in Section
     6.1 and referenced in Section 6.2.

  o  Multiple streams.  The musicport parameter labels the
     MIDI name space of multi-stream sessions.  The zerosync
     parameter supports synchronization in multi-stream sessions.
     These fmtp parameters are described in Appendix C.4, and
     override default stream behavior 5 in Sections 6.1 and 6.2.

  o  MIDI rendering.  Several fmtp parameters specify the MIDI
     rendering method of a stream.  These parameters are described
     in Appendix C.5, and override default stream behavior 6 in
     Sections 6.1 and 6.2.


7.  Extensibility

The payload format defined in this memo exclusively encodes all commands
that may legally appear on a MIDI 1.0 DIN cable.

Many worthy uses of MIDI over RTP do not fall within the narrow scope of
the format.  For example, the format does not support the direct
transport of Standard MIDI File (SMF) meta-event and metric timing data.
As a second example, the format does not define transport tools for
user-defined commands (apart from tools to support System Exclusive
commands [1]).

The format does not provide an extension mechanism to support new
features of this nature, by design.  Instead, we encourage the
development of new payload formats for specialized musical applications.
The IETF session management tools [15] [16] support codec negotiation,
to facilitate the use of new formats in a backward-compatible way.







Lazzaro/Wawrzynek                                              [Page 23]


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However, the payload format does provide several extensibility tools,
which we list below:

  o  Rendering.  The payload format may be extended to support
     new MIDI renderers (Appendix C.5.1).  The extension
     mechanism uses the standard MIME registration process [20].

  o  Journalling.  As described in Appendix C.1, new token
     values for the j_sec and j_update fmtp parameters may
     be defined in IETF standards-track documents.  This
     mechanism supports the design of new journal formats
     and the definition of new journal sending policies.

  o  Undefined opcodes.  [1] reserves 4 MIDI System opcodes
     for future use (0xF4, 0xF5, 0xF9, 0xFD).  If updates
     to [1] define the reserved opcodes, IETF standards-track
     documents may be defined to provide resiliency support for
     the commands.  Opaque LEGAL fields appear in System Chapter
     D for this purpose (Appendix B.1.1).

A final form of extensibility involves the inclusion of the payload
format in framework documents.  Framework documents describe how to
combine protocols to form a platform for interoperable applications.
For example, a network musical performance [12] framework might define
how to use SIP [14], SDP [6] and RTP/AVP [2] [3] to support real-time
performances between geographically-distributed players.


8.  Congestion Control

RTP MIDI has congestion control issues that are unique for an audio
payload format.  In applications such as network musical performance
[12], the packet rate is linked to the gestural rate of a human
performer.

Senders MUST monitor the MIDI command source for patterns that result in
excessive packet rates, and take actions during RTP transcoding to
reduce the RTP packet rate.  [18] offers implementation guidance on this
issue.












Lazzaro/Wawrzynek                                              [Page 24]


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A.  The Recovery Journal Channel Chapters

A.1 Recovery Journal Definitions

This Appendix defines the terminology and the coding idioms that are
used in the recovery journal bitfield descriptions in Section 5 (journal
header structure), Appendices A.2-9 (channel journal chapters) and
Appendices B.1-5 (system journal chapters).

We assume that the recovery journal resides in the journal section of an
RTP packet with sequence number I ("packet I") and that the Checkpoint
Packet Seqnum field in the top-level recovery journal header refers to a
packet with sequence number C.  Unless stated otherwise, algorithms are
assumed to use modulo 2^16 arithmetic for calculations on 16-bit
sequence numbers and modulo 2^32 arithmetic for calculations on 32-bit
extended sequence numbers.

Several bitfield coding idioms appear throughout the recovery journal
system, with consistent semantics.  Most recovery journal elements begin
with an "S" (Single-packet loss) bit.  S bits are designed to help
receivers efficiently parse through the recovery journal hierarchy in
the common case of the loss of a single packet.

By default, all S bits MUST be set to 1.  If a recovery journal element
in packet I encodes data about a command stored in the MIDI command
section of packet I - 1, its S bit MUST be set to 0.  If a recovery
journal element has its S bit set to 0, all higher-level recovery
journal elements that contain it MUST also have S bits that are set to
0, including the top-level recovery journal header.

Other consistent bitfield coding idioms are described below:

  o R flag bit.  R flag bits are reserved for future use.  Senders
    MUST set R bits to 0.  Receivers MUST ignore R bit values.

  o LENGTH field.  All fields named LENGTH (as distinct from LEN)
    code the number of octets in the structure that contains it,
    including the header it resides in and all hierarchical levels
    below it.  If a structure contains a LENGTH field, a receiver
    MUST use the LENGTH field value to advance past the structure
    during parsing, rather than use knowledge about the internal
    format of the structure.

We now define normative terms used to describe recovery journal
semantics, grouped by order of appearance in Appendices A.2-9.

  o Checkpoint history.  The checkpoint history of a recovery journal
    is the concatenation of the MIDI command sections of packets C



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    through I - 1.  The last command in the MIDI command section for
    packet I - 1 is considered the most recent command; the first
    command in the MIDI command section for packet C is the oldest
    command.  If command X is less recent than command Y, X is
    considered to be "before Y".  A checkpoint history with no
    commands is considered to be empty.  The checkpoint history
    never contains the MIDI command section of the packet I (the
    packet containing the recovery journal), so if C == I, the
    checkpoint history is empty by definition.

  o Session history.  The session history of a recovery journal is
    the concatenation of MIDI command sections from the first
    packet of the session up to packet I - 1.  The definitions of
    command recency and history emptiness follow those in the
    checkpoint history.  The session history never contains the
    MIDI command section of packet I, and so the session history of
    the first packet in the session is empty by definition.

  o Finished/unfinished commands.  If all octets of a MIDI command
    appear in the session history, the command is defined to be
    finished.  If some but not all octets of a command appear
    in the session history, the command is defined to be unfinished.
    Unfinished commands occur if segments of a SysEx command appear
    in several RTP packets.  For example, if a SysEx command is coded
    as 3 segments, with segment 1 in packet K, segment 2 in packet
    K + 1, and segment 3 in packet K + 2, the session histories for
    packets K + 1 and K + 2 contain unfinished versions of the command.

  o Active commands.  Active command are MIDI commands that do not
    appear before one of the following commands in the session
    history:  System Reset (0xFF), General MIDI System Enable
    (0xF0 0x7E 0xcc 0x09 0x01 0xF7), General MIDI System Disable
    (0xF0 0x7E 0xcc 0x09 0x00 0xF7).

  o N-active commands.  N-active commands are MIDI commands that do
    not appear before one of the following commands in the session
    history: System Reset (0xFF), General MIDI System Enable (0xF0
    0x7E 0xcc 0x09 0x01 0xF7), General MIDI System Disable (0xF0
    0x7E 0xcc 0x09 0x00 0xF7), MIDI Control Change numbers 123-127
    (numbers with All Notes Off semantics) or 120 (All Sound Off).

  o C-active commands.  C-active commands are MIDI commands that do
    not appear before one of the following commands in the session
    history: System Reset (0xFF), General MIDI System Enable (0xF0
    0x7E 0xcc 0x09 0x01 0xF7), General MIDI System Disable (0xF0
    0x7E 0xcc 0x09 0x00 0xF7), MIDI Control Change number 121 (Reset
    All Controllers).




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  o Parameter system.  A MIDI feature that provides two sets of
    16,384 parameters to expand the 0-127 controller number space.
    The Registered Parameter Names (RPN) system and the Non-Registered
    Parameter Names (NRPN) system each provides 16,384 parameters.

  o Parameter system transaction.  The value of RPNs and NRPNs are
    changed by a series of Control Change commands that form a
    parameter system transaction.  A transaction begins with two
    Control Change commands to set the parameter number (controller
    numbers 98 and 99 for NRPNs, controller numbers 100 and 101 for
    RPNs).  The transaction continues with an arbitrary number of
    Data Entry (controller numbers 6 and 38) and Data Button
    (controller numbers 96 and 97) Control Change commands to
    set the parameter value.  The transaction ends with a second
    pair of (98, 99) or (100, 101) Control Change commands.  These
    terminal commands are considered a part of the transaction.
    In addition, the terminal commands start a second parameter system
    transaction.  Thus, the commands belong to two transactions.

  o Initiated parameter system transaction.  An initiated parameter
    system transaction is a transaction whose (98, 99) or (100, 101)
    initial Control Change command pair appears in the session
    history.  Unpaired Control Change commands for controller numbers
    98-101 do not form an initiated transaction.  The termination of
    a transaction does not change the "initiated" status of the
    transaction.

The chapter definitions in Appendices A.2-9 and B.1-5 reflect the
default recovery journal behavior.  The ch_default, ch_unused, ch_never,
and ch_anchor parameters modify these definitions, as described in
Appendix C.1.3.

The chapter definitions specify if data MUST be present in the journal.
Senders MAY also include non-required data in the journal.  This
optional data MUST comply with the normative chapter definition.  For
example, if a chapter definition states that a field codes data from the
most recent active command in the session history, the sender MUST NOT
code inactive commands or older commands in the field.

Finally, we note that channel journals only encode information about
MIDI commands appearing on the MIDI channel the journal protects.  All
references to MIDI commands in Appendices A.2-9 should be read as "MIDI
commands appearing on this channel."


A.2 Chapter P: MIDI Program Change

A channel journal MUST contain Chapter P if an active Program Change



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(0xC) command appears in the checkpoint history.  Figure A.2.1 shows the
format for Chapter P.


             0                   1                   2
             0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3
            +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
            |S|   PROGRAM   |B| BANK-COARSE |C| BANK-FINE   |
            +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

                   Figure A.2.1 -- Chapter P format


The chapter has a fixed size of 24 bits.  The PROGRAM field indicates
the data value of the most recent active Program Change command in the
session history.  By default, the B, BANK-COARSE, C, and BANK-FINE
fields MUST be set to 0.

However, if an active Control Change (0xB) command for controller number
0 (Bank Select Coarse) appears before the Program Change command in the
session history, the B bit MUST be set to 1, and the BANK-COARSE field
MUST code the data value of the Control Change command.  If this Control
Change command is also C-active, the C bit MUST be set to 1.

If the B bit is set to 1, the BANK-FINE field MUST code the data value
of the most recent Control Change command for controller number 32 (Bank
Select Fine) that preceded the Program Change command coded in the
PROGRAM field and followed the Control Change command coded in the BANK-
COARSE field.  If no such Control Change command exists, the BANK-FINE
field MUST be set to 0.


A.3 Chapter W: MIDI Pitch Wheel

A channel journal MUST contain Chapter W if an active MIDI Pitch Wheel
(0xE) command appears in the checkpoint history.  Figure A.3.1 shows the
format for Chapter W.














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                    0                   1
                    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5
                   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
                   |S|     FIRST   |R|    SECOND   |
                   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

                   Figure A.3.1 -- Chapter W format


The chapter has a fixed size of 16 bits.  The FIRST and SECOND fields
are the 7-bit values of the first and second data octets of the most
recent active Pitch Wheel command in the session history.


A.4 Chapter N: MIDI NoteOff and NoteOn

In this Appendix, we consider NoteOn commands with zero velocity to be
NoteOff commands.  Readers may wish to review the Appendix A.1
definition of "N-active commands" before reading this Appendix.

A channel journal MUST contain Chapter N if an N-active MIDI NoteOn
(0x9) or NoteOff (0x8) command appears in the checkpoint history.
Figure A.4.1 shows the format for Chapter N.


    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 8 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |B|     LEN     |  LOW  | HIGH  |S|   NOTENUM   |Y|  VELOCITY   |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |S|   NOTENUM   |Y|  VELOCITY   |             ....              |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |    OFFBITS    |    OFFBITS    |     ....      |    OFFBITS    |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

                   Figure A.4.1 -- Chapter N format


Chapter N consists of a 2-octet header, followed by least one of the
following data structures:

   o A list of note logs to code NoteOn commands.
   o A NoteOff bitfield structure to code NoteOff commands.

The note log list MUST contain an entry for all note numbers whose most
recent checkpoint history appearance is in an N-active NoteOn command.
The NoteOff bitfield structure MUST contain a set bit for all note
numbers whose most recent checkpoint history appearance is in an N-



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active NoteOff command.

A note number MUST NOT be coded in both structures.  All note logs and
NoteOff bitfield set bits MUST code the most recent N-active NoteOn or
NoteOff reference to a note number in the session history.

A.4.1 Header Structure

The header for Chapter N, shown in Figure A.4.2, codes the size of the
note list and bitfield structures.


                    0                   1
                    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5
                   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
                   |B|     LEN     |  LOW  | HIGH  |
                   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

                   Figure A.4.2 -- Chapter N header


The LEN field, a 7-bit integer value, codes the number of 2-octet note
logs in the note list.  Zero is a valid value for LEN, and codes an
empty note list.

The 4-bit LOW and HIGH fields code the number of OFFBITS octets that
follow the note log list.  LOW and HIGH are unsigned integer values.  If
LOW <= HIGH, there are (HIGH - LOW + 1) OFFBITS octets in the chapter.
The value pairs (LOW = 15, HIGH = 0) and (LOW = 15, HIGH = 1) code an
empty NoteOff bitfield structure (i.e. no OFFBITS octets).  Other (LOW >
HIGH) value pairs MUST NOT appear in the header.

The B bit provides S-bit functionality (Appendix A.1) for the NoteOff
bitfield structure.  By default, the B bit MUST be set to 1.  However,
if the MIDI command section of the previous packet (packet I - 1, with I
as defined in Appendix A.1) includes a NoteOff command for the channel,
the B bit MUST be set to 0.  If the B bit is set to 0, the higher-level
recovery journal elements that contain Chapter N MUST have S bits that
are set to 0, including the top-level journal header.

The LEN value of 127 codes a note list length of 127 or 128 note logs,
depending on the values of LOW and HIGH.  If LEN = 127, LOW = 15, and
HIGH = 0, the note list holds 128 note logs, and the NoteOff bitfield
structure is empty.  For other values of LOW and HIGH, LEN = 127 codes
that the note list contains 127 note logs.  In this case, the chapter
has (HIGH - LOW + 1) NoteOff OFFBITS octets if LOW <= HIGH, and has no
OFFBITS octets if LOW = 15 and HIGH = 1.




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A.4.2 Note Structures

Figure A.4.3 shows the 2-octet note log structure.


                    0                   1
                    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5
                   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
                   |S|   NOTENUM   |Y|  VELOCITY   |
                   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

                  Figure A.4.3 -- Chapter N note log


The 7-bit NOTENUM field codes the note number for the log.  A note
number MUST NOT be represented by multiple note logs in the note list.
The 7-bit VELOCITY field codes the velocity value for the most recent N-
active NoteOn command for the note number in the session history.
VELOCITY is never zero; NoteOn commands with zero velocity are coded as
NoteOff commands in the NoteOff bitfield structure.

The note log does not code the execution time of the NoteOn command.
However, the Y bit codes a hint from the sender about the NoteOn
execution time.  The Y bit codes a recommendation to play (Y = 1) or
skip (Y = 0) the NoteOn command recovered from the note log.  In a
normative sense, the Y bit is set to 1 if the sender considers the
command coded by the log to be simultaneous with the RTP timestamp of
the packet that contains the log.  In all other cases, the Y bit is set
to 0.

Figure A.4.1 shows the NoteOff bitfield structure, as the list of
OFFBITS octets at the end of the chapter.  A NoteOff OFFBITS octet codes
NoteOff information for eight consecutive MIDI note numbers, with the
most-significant bit representing the lowest note number.  The most-
significant bit of the first OFFBITS octet codes the note number 8*LOW;
the most-significant bit of the last OFFBITS octet codes the note number
8*HIGH.

A set bit codes a NoteOff command for the note number.  In the most
efficient coding for the NoteOff bitfield structure, the first and last
octets of the structure contain at least one set bit.  Note that Chapter
N does not code NoteOff velocity data.


A.5 Chapter A: MIDI Poly Aftertouch

A channel journal MUST contain Chapter A if an N-active Poly Aftertouch
(0xA) command appears in the checkpoint history.  Figure A.5.1 shows the



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format for Chapter A.


    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 8 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |S|    LEN      |S|   NOTENUM   |R|  PRESSURE   |S|   NOTENUM   |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |R|  PRESSURE   |  ....                                         |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

                    Figure A.5.1 -- Chapter A format


The chapter consists of a 1-octet header, followed by a variable length
list of 2-octet note logs.  A note log MUST appear for a note number if
an N-active Poly Aftertouch command for the note number appears in the
checkpoint history.  A note number MUST NOT be represented by multiple
note logs in the note list.

The 7-bit LEN field codes the number of note logs in the list, minus
one.  Figure A.5.2 reproduces the note log structure of Chapter A.


                    0                   1
                    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5
                   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
                   |S|   NOTENUM   |R|  PRESSURE   |
                   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

                   Figure A.5.2 -- Chapter A note log


The 7-bit PRESSURE field codes the pressure value of the most recent N-
active Poly Aftertouch command in the session history.  The MIDI note
number for this command is coded in the 7-bit NOTENUM field.


A.6 Chapter T: MIDI Channel Aftertouch

A channel journal MUST contain Chapter T if an N-active MIDI Channel
Aftertouch (0xD) command appears in the checkpoint history.  Figure
A.6.1 shows the format for Chapter T.








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                            0
                            0 1 2 3 4 5 6 7
                           +-+-+-+-+-+-+-+-+
                           |S|   PRESSURE  |
                           +-+-+-+-+-+-+-+-+

                   Figure A.6.1 -- Chapter T format


The chapter has a fixed size of 8 bits.  The 7-bit PRESSURE field holds
the pressure value of the most recent N-active Channel Aftertouch
command in the session history.


A.7 Chapter C: MIDI Control Change

Readers may wish to review the Appendix A.1 definition of "C-active
commands" before reading this Appendix.

Figure A.7.1 shows the format for Chapter C.


    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 8 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |S|     LEN     |S|   NUMBER    |A|  VALUE/ALT  |S|   NUMBER    |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |A| VALUE/ALT   |  ....                                         |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

                    Figure A.7.1 -- Chapter C format


The chapter consists of a 1-octet header, followed by a variable length
list of 2-octet controller logs.  The list MUST contain at least one
controller log.  The 7-bit LEN field codes the number of controller logs
in the list, minus one.

A channel journal MUST contain Chapter C if the rules defined in this
Appendix require that one or more controller logs appear in the list.

A.7.1 Log Inclusion Rules

The list MUST contain an entry for controller numbers 0-119 (excepting
controller numbers 0, 6, 32-63, 96-101, and 124-127) if a C-active
Control Change command for a number appears in the checkpoint history.
In addition, the list MUST contain an entry for a controller numbers
120-123 if an active Control Change command for a number appears in the



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checkpoint history.

A special rule applies to streams that transmit 14-bit controller values
using paired MSB (controller numbers 0-31) and LSB (controller numbers
32-63) Control Change commands.  In this case, if the most recent C-
active Control Change command in the session history for a 14-bit
controller uses the MSB controller number, the Chapter C MUST NOT code
the associated LSB controller number.

Apart from this exception, and apart from exceptions for controller
numbers 32 (described below) and 38 (described in Appendix A.7.4), the
controller list MUST contain an entry for controller numbers 32-63 if a
C-active Control Change command for a number appears in the checkpoint
history.

If C-active Control Change commands for controller numbers 0 (Bank
Select Coarse) or 32 (Bank Select Fine) appear in the checkpoint
history, the most recent commands for these controller numbers MUST
appear as entries in the controller list, with a single exception: if
the command instances are also coded in the BANK-COARSE and BANK-FINE
fields of the Chapter P (Appendix A.2), Chapter C MAY omit the
controller logs for the commands.  Note that for this exception to
apply, the C bit for Chapter P MUST be set to 1.

Several controller numbers pairs are defined to be mutually exclusive.
Controller numbers 124 (Omni Off) and 125 (Omni On) form a mutually
exclusive pair, as do controller numbers 126 (Mono) and 127 (Poly).

If active Control Change commands for one or both members of a mutually
exclusive pair appear in the checkpoint history, exactly one controller
log MUST appear in controller list to code the pair.

If active Control Change commands for one or both members of a mutually
exclusive pair appear in the session history, at most one controller log
MAY appear in controller list to code the pair.

In both cases, the controller log that appears in the controller list
MUST code the controller number of the most recent Control Change
command of the pair in the session history.

A.7.2 Log Coding Rules

Figure A.7.2 shows the controller log structure of Chapter C.








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                    0                   1
                    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5
                   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
                   |S|    NUMBER   |A|  VALUE/ALT  |
                   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

               Figure A.7.2 -- Chapter C controller log


The 7-bit NUMBER field identifies the controller number.  Controller
logs for controller numbers 120-127 MUST appear at the start of the
Chapter C controller list, in ascending NUMBER field order.  Logs for
controller numbers 0-119 MUST follow the 120-127 logs, also in ascending
NUMBER field order.

The 7-bit VALUE/ALT field codes recovery information for the most recent
C-active (controller numbers 0-119) or active (controller numbers
120-127) Control Change command in the session history.

Chapter C provides three tools for coding recovery information for a
command in the VALUE/ALT field: the value tool, the toggle tool, and the
count tool.  Implementations may choose among the tools to code a
Control Change command.

In the value tool, the 7-bit VALUE field codes the control value of the
most recent C-active (controller numbers 0-119) or active (controller
numbers 120-127) Control Change command in the session history.  This
tool works best for controllers that code a continuous quantity, such as
number 1 (Modulation Wheel).  If the value tool is chosen, the A bit is
set to 0.

The A bit is set to 1 to code the toggle or count tool.  These tools
work best for controllers that code discrete actions.  Figure A.7.3
shows the controller log for these tools.


                    0                   1
                    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5
                   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
                   |S|    NUMBER   |1|T|    ALT    |
                   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

              Figure A.7.3 -- Controller log for ALT tools


The T flag is set to 1 to code the toggle tool; T is set to 0 to code
the count tool.  Both methods use the 6-bit ALT field as an unsigned
integer.



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The toggle tools works best for controllers that act as on/off switches,
such as 64 (Hold Pedal).  These controllers code the "off" state with
control values 0-63 and the "on" state with 64-127.  The ALT field codes
the total number of toggles (off->on and on->off) due to Control Change
commands in the session history, including toggle events caused by MIDI
Control Change number 121 (Reset All Controllers).

Toggle counting is performed modulo 64.  The toggle count is reset at
the start of a session, and whenever a System Reset (0xFF), General MIDI
System Enable (0xF0 0x7E 0xcc 0x09 0x01 0xF7), or General MIDI System
Disable (0xF0 0x7E 0xcc 0x09 0x00 0xF7) appears in the session history.
When these reset events occur, the toggle count for a controller is set
to 0 (for controllers whose default value is 0-63) or 1 (for controllers
whose default value is 64-127).

The Hold Pedal controller illustrates the benefit of the toggle tool
over the value tool for switch controllers.  As often used in piano
applications, the "on" state of the Hold Pedal lets notes resonate,
while the "off" state immediately damps notes to silence.  The loss of
the "off" command in an "on->off->on" sequence results in ringing notes
that should have been damped silent.  The toggle tool lets receivers
detect this lost "off" command but the value tool does not.

The count tool is similar to the toggle tool, but is optimized for
controllers whose value octet is ignored, such as 123 (All Notes Off).
For the count tool, the ALT field codes the total number of Control
Change commands in the session history.  Command counting is performed
modulo 64.

The command count is set to 0 at the start of the session, and is reset
to 0 whenever a System Reset (0xFF), General MIDI System Enable (0xF0
0x7E 0xcc 0x09 0x01 0xF7), or General MIDI System Disable (0xF0 0x7E
0xcc 0x09 0x00 0xF7) appears in the session history.

In most situations, a controller number SHOULD be coded by a single tool
(and thus, a single controller log).  However, a few controller numbers
require several tool types (and thus, several controller logs) to code
correctly.

For example, controller number 121 (Reset All Controllers) may require
two tools to code correctly.  Active commands for controller number 121
in the checkpoint history MUST be coded with the count tool.  If the
most recent command has a non-zero data octet, a second log MUST also
appear in the controller list, and this log MUST use the value tool.
This rule supports renderers (such as [9]) that use the data octet to
code the reset semantics.

Multiple logs for the same controller number that use the same tool type



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MUST NOT appear in the controller list.

A.7.3 Portamento Control

Controller number 84 (Portamento Control) codes that a pitch glide
effect should be used for the next NoteOn command on the note number
coded in the Control Change data octet.  These semantics are a poor
match for Chapter C, as a long-lived log entry may introduce a spurious
portamento effect after each packet loss event, and thus create an
indefinite artifact.

Note that by its nature, a lost Portamento Control command can not cause
an indefinite artifact, as it only affects a single note instance.
Rather, it is the attempt at recovery that causes the artifact.
However, banning controller number 84 from Chapter C is not an option,
as the Portamento Control semantics are a recent MIDI addition, and thus
number 84 is often used as a generic controller.

This situation motivates the following rule.  If a C-active Control
Change command for controller number 84 appears in the checkpoint
history, the controller list MUST contain at least 2 entries for the
number.  One entry MUST use the value tool, and one entry MUST use the
count tool.  The presence of both value and count tools lets a receiver
detect long-lived log entries, and avoid the "indefinite portamento
effect" problem.

A.7.4 The Parameter System

Appendix A.9 defines Chapter M, the MIDI Parameter chapter, to provide
resiliency for the MIDI registered/non-registered parameter system.
Here, we define the Chapter C rules for coding Control Change commands
related to the parameter system.  These rules serve to minimize
redundancy with Chapter M.

Control Change commands for controller numbers 6 and 38 (Data Slider)
and 96 and 97 (Data Button) may be used as part of the parameter system,
or may be used as general-purpose controllers.  Control Change commands
for controller numbers 6, 38, 96, or 97 in the session history that are
used in the parameter system MUST NOT appear as entries in the
controller list.

However, if C-active Control Change commands for controller numbers 6,
38, 96, or 97 appear in the checkpoint history, and these commands are
used as general-purpose controllers, the most recent general-purpose
command instance for these controller numbers MUST appear as entries in
the controller list.

Likewise, if C-active Control Change commands for controller numbers 6,



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38, 96, or 97 appear in the session history, and these commands are used
as general-purpose controllers, the most recent general-purpose command
instance for these controller numbers MAY appear as entries in the
controller list.  In Chapter C, the controller number pair (6, 38)
adheres to the 14-bit log inclusion rules defined in Appendix A.7.1, and
controllers numbers 96 and 97 are coded as 7-bit controllers,
independent of each other and from the controller pair (6, 38).

A parameter system transaction begins with paired Control Change
commands for controller numbers 98 and 99 (Non-Registered Parameter LSB
and MSB) or 100 and 101 (Registered Parameter LSB and MSB).  Chapter M
codes these paired Control Change commands.  The Chapter C rule below
acts to code "unpaired" commands for these controller numbers, that
appear in the checkpoint history if a (98, 99) or (100, 101) pair is
split across the MIDI command sections of two RTP packets.

If the most recent C-active Control Change command for controller 98,
99, 100, or 101 in the session history is part of a (98, 99) or (100,
101) command pair that begins a parameter system transaction, the
command MUST NOT appear in the controller list.

However, if the most recent C-active Control Change command for
controller 98, 99, 100, or 101 in the checkpoint history does not form
part of a (98, 99) or (100, 101) command pair, an entry MUST appear in
the controller list.  Likewise, if the most recent C-active Control
Change command for controller 98, 99, 100, or 101 in the session history
does not form part of a (98, 99) or (100, 101) command pair, an entry
MAY appear in the controller list.


A.8 Chapter E: MIDI Reset All Controllers

As defined in [1], the Control Change (0xB) command for controller
number 121 (Reset All Controllers) resets controller numbers 0-119 to
the "ideal initial state" for the device.  As a consequence, the
definition of Chapter C (Appendix A.7) limits the inclusion of Control
Change commands for controller numbers 0-119 to C-active commands
(Appendix A.1).  This rule ensures that receivers do not incorrectly set
controllers to "stale" values during recovery from a loss event.

However, rendering standards may define certain controller numbers in
the 0-119 range to be unaffected by Reset All Controllers commands.  For
example, DLS 2 [9] declares controller numbers 7, 10 and 11 to be
unaffected by a Reset All Controller command whose data octet is null.
Thus, Chapter C would not protect controller numbers 7, 10, and 11 if a
packet loss event occurred at an inopportune moment in a stream.

Chapter E is designed to close this coverage gap in the recovery



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journal.  Chapter E uses the same bitfield format as Chapter C: a
1-octet header, followed by a variable length list of 2-octet controller
logs, as shown in Figure A.7.1.

A channel journal MUST contain Chapter E if (1) an active Control Change
command for controller number 121 (Reset All Controllers) appears in the
checkpoint history, and if (2) the rules we define below yield a non-
empty list of controller logs.  Otherwise, a channel journal MUST NOT
contain Chapter E.

The controller log inclusion rules for Chapter E are identical to the
inclusion rules for Chapter C, except that:

  o  All uses of the term "C-active" in Appendix A.7 are replaced
     with the term "active".

  o  Control Change commands that occur after the most recent
     Reset All Controllers command in the session history MUST
     NOT be coded in Chapter E.

  o  Controller numbers 120-127 MUST NOT be coded in Chapter E.

  o  If a controller number appears in Chapter C of a channel
     journal, the number MUST NOT appear in Chapter E of the
     channel journal.  In addition, if the MSB controller numbers
     0-31 appears in Chapter C, the associated LSB controller
     numbers 32-63 MUST NOT appear in Chapter E.

  o  If the channel journal contains Chapter P, and the BANK-COARSE
     field of Chapter P codes a Control Change command that occurred
     after the most recent Reset All Controllers command in the
     session history, Chapter E MUST NOT code controllers 0 and 32.

  o  Chapter E MUST NOT code Control Change commands for controller
     numbers 0 or 32 if the BANK-COARSE or BANK-FINE fields of
     Chapter P code the same command instances.

As defined by these rules, Chapter E codes a snapshot of the active
Control Change commands for controllers 0-119 that appear in the
checkpoint history before the most recent Reset All Controllers command.
As the Control Change commands that follow the Reset All Controllers
command make part of the snapshot irrelevant, formerly REQUIRED
controller logs in Chapter E are removed from the controller list.

The normative text in this Appendix reflects the default recovery
journal behavior.  In most situations, session participants know which
controller numbers (if any) require Chapter E support.  Parties SHOULD
use this knowledge to minimize the size of the Chapter E bitfields, by



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using the session configuration tools defined in Appendix C.1.3.


A.9 Chapter M: MIDI Parameter System

Readers may wish to review the Appendix A.1 definitions for "parameter
system", "parameter system transaction", and "initiated parameter system
transaction" before reading this Appendix.

Chapter M protects RPN and NRPN parameters.  Figure A.9.1 shows the
variable-length format of Chapter M.


    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |S|A|P|N|R|R|      LENGTH       |  Parameter log list ...       |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

               Figure A.9.1 -- Top-level Chapter M format


Chapter M consists of a 2-octet header, followed by a list of variable-
length parameter logs.  The list MUST contain at least one parameter
log.  The 10-bit LENGTH field codes the size of Chapter M, and conforms
to semantics described in Appendix A.1.

A channel journal MUST contain Chapter M if the rules defined in this
Appendix require that one or more parameter logs appear in the list.

A.9.1 Log Inclusion Rules

Parameter logs code recovery information for a specific RPN or NRPN
parameter.  Multiple logs for the same RPN or NRPN parameter MUST NOT
appear in the list.

By default, a parameter log MUST appear in the list if a C-active
command that forms part of an initiated transaction for the parameter
appears in the checkpoint history.  If Chapter M uses these default
semantics, the A header bit MUST be set to 0.

During session configuration, Chapter M may be customized to require
that a parameter log MUST appear in the list if an active (as opposed to
C-active) command that forms part of an initiated transaction for the
parameter appears in the checkpoint history.  If Chapter M uses these
modified semantics, the A header bit MUST be set to 1.

In both configurations, a log MAY appear in the list if an active



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command associated with an initiated transaction for the parameter
appears in the session history.

Parameter logs MUST be ordered with respect to the relative recency of
transactions for the parameter.  The first log in the list codes the
parameter most recently involved in a transaction, the second log codes
a parameter whose most recent transaction occurred before the most
recent transaction of the first list parameter, etc.

The N and P header bits signal the presence of ongoing RPN and NRPN
transactions in the session history.  If the session history does not
include commands to terminate the most recent initiated transaction for
the first RPN parameter log in the list, P MUST be set to 1.  Otherwise,
P MUST be set to 0.  Likewise, if the session history does not include
commands to terminate the most recent initiated transaction for the
first NRPN parameter log in the list, N MUST be set to 1.  Otherwise, N
MUST be set to 0.

Transactions for the RPN and NRPN null parameter (0x3FFF) MUST NOT
appear in the list.  Null parameter transactions are coded implicitly,
by the N and P header bits and by the ordering of parameter log list.

A.9.2 Log Coding Rules

Figure A.9.2 shows the parameter log structure of Chapter M.


    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 8 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |S|Q|J|K|L|X|Y|Z|C|T|  PNUM-MSB   |  PNUM-LSB   |S|   COARSE    |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |S|   FINE      |S|G|        BUTTON             |S|  A-COARSE   |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |S|  A-FINE     |S|G|       A-BUTTON            |S|    COUNT    |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |S|  TCOUNT     |
   +-+-+-+-+-+-+-+-+

               Figure A.9.2 -- Chapter M parameter log


The log begins with a 3-octet header (10 flag bits, followed by the
PNUM-MSB and PNUM-LSB fields).  If the Q header bit is set to 0, the log
encodes an RPN parameter.  If Q = 1, the log encodes an NRPN parameter.
The 7-bit PNUM-LSB and PNUM-MSB fields code the parameter number, and
reflect the Control Change command data values for controller numbers
98-99 (for NRPNs) or 100-101 (for RPNs).



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The J, K, L, X, Y, Z, C and T header bits form a Table of Contents (TOC)
for the log, and signal the presence of fixed-sized fields that
optionally follow the header.  Figure A.9.2 shows a fully-populated log
(coded by setting all TOC bits to 1).  The ordering of fields in the log
follows the ordering of the header bits in the TOC.  A set header bit
codes the presence of a field in the log.

Each field acts as a coding tool to protect the parameter.  If the rules
in Appendix A.9.1 state that a log for a given parameter MUST appear in
Chapter M, the log MUST include the subset of fields necessary to
protect the parameter for loss events, given the semantics of the
parameter.  A safe (but inefficient) option is to use all possible
fields for each coded parameter log.

A.9.2.1 COARSE and FINE Fields

The J bit codes the presence of the 7-bit COARSE field and its
associated S bit.  The COARSE field codes the data value of the most
recent C-active Control Change command for controller number 6 (Data
Entry MSB) in the session history that appears in a transaction for the
log parameter.

The K bit codes the presence of the 7-bit FINE field and its associated
S bit.  The FINE field codes the data value of the most recent C-active
Control Change command for controller number 38 (Data Entry LSB) in the
session history that appears in a transaction for the log parameter.
However, the FINE field MUST NOT appear in the log if the Control Change
command associated with FINE field precedes the Control Change command
associated with the COARSE field in the session history.

Note that the FINE field MAY appear in the log even if the COARSE field
does not appear in the log.  In this situation, FINE does not have C-
active semantics, but may have active semantics if the A-COARSE field is
present in the log (Appendix A.9.2.3).

A.9.2.2 The BUTTON Field

The B bit codes the presence of the 14-bit BUTTON field and its
associated S and G bits.  The fields code the use of Control Change
commands for controller numbers 96 and 97 (Data Button Increment and
Data Button Decrement) in transactions for the log parameter.  BUTTON is
interpreted as an unsigned integer, and the G bit codes the sign of the
integer (G = 1 for positive, G = 0 for negative).

If the parameter log does not use the COARSE field, the BUTTON and G
fields code a signed count of the number of C-active Data Button
Increment and Decrement Control Change commands in the session history
that appear in a transaction for the log parameter.



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If the log uses the COARSE field but not the FINE field, the BUTTON and
G fields code a signed count of the number of C-active Data Button
Increment and Decrement Control Change commands in the session history
that are more recent than the Control Change command associated with the
COARSE field, and that appear in a transaction for the log parameter.

If the log uses the FINE field, the BUTTON and G fields code a signed
count of the number of C-active Data Button Increment and Decrement
Control Change commands in the session history that are more recent than
the Control Change command associated with the FINE field, and that
appear in a transaction for the log parameter.  If necessary, the value
of the COARSE or the A-COARSE field MUST be adjusted to reflect the
presence of C-active Data Button Increment and Decrement Control Change
commands between the Control Change command associated with the COARSE
or A-COARSE field and the Control Change command associated with the
FINE field.

To compute and code the count value, initialize the count value to 0,
add 1 for each qualifying Data Button Increment command, subtract 1 for
each qualifying Data Button Decrement command, and limit the magnitude
of the final count to 16383.  The G bit codes the sign of the count, and
the BUTTON field codes the magnitude of the count.

A.9.2.3 The A-COARSE, A-FINE, and A-BUTTON Fields

The X header bit codes the presence of the 7-bit A-COARSE parameter and
its associated S bit.  The Y bit codes the presence of the 7-bit A-FINE
field and its associate S bit.  The Z bit codes the presence of the
14-bit A-BUTTON field and its associated G and S bits.

The rules we define below let the A-COARSE, A-FINE, and A-BUTTON fields
code a snapshot of the parameter value at the moment before the
appearance of the most recent active Control Change command for
controller number 121 (Reset All Controllers) in the session history.
This snapshot, in combination with the COARSE, FINE, and BUTTON fields,
lets receivers who ignore Reset All Controllers Control Change commands
for an RPN or NPRN parameter recover from packet loss events.

The A-COARSE, A-FINE, and A-BUTTON fields MUST NOT appear in the log if
an active Control Change command for controller number 121 (Reset All
Controllers) does not appear in the session history.  The A-COARSE, A-
FINE, and A-BUTTON fields MUST NOT appear in the log if Appendix A.9.2.1
permits the COARSE field to appear in the log.  The A-FINE and A-BUTTON
fields MUST NOT appear in the log if Appendix A.9.2.1 permits the FINE
field to appear in the log.

The A-COARSE field codes the data value of the most recent active
Control Change command for controller number 6 (Data Entry MSB) in the



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session history that appears in a transaction for the log parameter, and
that precedes the most recent Reset All Controllers Control Change
command in the session history.  If a Control Change command for
controller number 6 that meets this criteria does not exist, the A-
COARSE field MUST NOT appear in the log.

The A-FINE field codes data value of the most recent active Control
Change command for controller number 38 (Data Entry LSB) in the session
history that appears in a transaction for the log parameter, and that
precedes the most recent Reset All Controllers Control Change command in
the session history.  If a Control Change command for controller number
38 that meets this criteria does not exist, the A-FINE field MUST NOT
appear in the log.  The A-FINE field MUST NOT appear in the log if the
A-COARSE field does not appear in the log, or if the command associated
with the A-FINE field precedes the command associated with the A-COARSE
field in the session history.

If the log does not use the A-COARSE field, the A-BUTTON and its
associated G bit code a signed count of the number of active Data Button
Increment and Decrement Control Change commands in the session history
that appear in a transaction for the log parameter, and that precede the
most recent Reset All Controllers Control Change command in the session
history.

If the log uses the A-COARSE field but not the A-FINE field, the A-
BUTTON and its associated G bit code a signed count of the number of
active Data Button Increment and Decrement Control Change commands in
the session history that are more recent than the Control Change command
associated with the A-COARSE field, that appear in a transaction for the
log parameter, and that precede the most recent Reset All Controllers
Control Change command in the session history.

If the log uses the A-COARSE and A-FINE fields, the A-BUTTON and its
associated G bit code a signed count of the number of active Data Button
Increment and Decrement Control Change commands in the session history
that are more recent than the Control Change command associated with the
FINE field, that appear in a transaction for the log parameter, and that
precede the most recent Reset All Controllers Control Change command in
the session history.  If necessary, the value of the A-COARSE field MUST
be adjusted to reflect the presence of Data Button Increment and
Decrement Control Change commands between the Control Change command
associated with the A-COARSE field and the Control Change command
associated with the A-FINE field.

To compute and code the count value, initialize the count value to 0,
add 1 for each qualifying Data Button Increment command, subtract 1 for
each qualifying Data Button Decrement command, and limit the magnitude
of the final count to 16383.  The G bit codes the sign of the count, and



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the A-BUTTON field codes the magnitude of the count.

A.9.2.4 The COUNT and TCOUNT Fields

The C bit codes the presence of the 7-bit COUNT field and its associated
S bit.  The COUNT field codes the number of active Control Change
commands for controller numbers 6, 38, 96, and 97 in the session history
that appear in a transaction for the log parameter.

The T bit codes the presence of the 7-bit TCOUNT field, and its
associated S bit.  The TCOUNT field codes the number of initiated
transactions for the parameter in the session history that contain at
least one active Control Change command, including commands for
controller numbers 98-101 that initiate a transaction, but excluding
commands for controller numbers 98-101 that terminate the transaction.

COUNT and TCOUNT counting is performed modulo 128.  COUNT and TCOUNT are
set to 0 at the start of a session, and are reset to 0 whenever a System
Reset (0xFF), General MIDI System Enable (0xF0 0x7E 0xcc 0x09 0x01
0xF7), or General MIDI System Disable (0xF0 0x7E 0xcc 0x09 0x00 0xF7)
appears in the session history.


B.  The Recovery Journal System Chapters

B.1 System Chapter D: Simple System Commands

The system journal MUST contain Chapter D if an active MIDI Reset
(0xFF), MIDI Tune Request (0xF6), MIDI Song Select (0xF3), undefined
MIDI System Common (0xF4 and 0xF5), or undefined MIDI System Real-time
(0xF9 and 0xFD) command appears in the checkpoint history.

Figure B.1.1 shows the variable-length format for Chapter D.


    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |S|B|G|H|J|K|Y|Z|  Command logs ...                             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

               Figure B.1.1 -- System Chapter D format


The chapter consists of a 1-octet header, followed by one or more
command logs.  Header flag bits indicate the presence of command logs
for the Reset (B = 1), Tune Request (G = 1), Song Select (H = 1),
undefined System Common 0xF4 (J = 1), undefined System Common 0xF5 (K =



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1), undefined System Real-time 0xF9 (Y = 1), or undefined System Real-
time 0xFD (Z = 1) commands.

Command logs appear in a list following the header, in the order that
the flag bits appear in the header.

Figure B.1.2 shows the 1-octet command log format for the Reset and Tune
Request commands.


                            0
                            0 1 2 3 4 5 6 7
                           +-+-+-+-+-+-+-+-+
                           |S|    COUNT    |
                           +-+-+-+-+-+-+-+-+

          Figure B.1.2 -- Command log for Reset and Tune Request


Chapter D MUST contain the Reset command log if an active Reset command
appears in the checkpoint history.  The 7-bit COUNT field codes the
total number of Reset commands (modulo 128) present in the session
history.

Chapter D MUST contain the Tune Request command log if an active Tune
Request command appears in the checkpoint history.  The 7-bit COUNT
field codes the total number of Tune Request commands (modulo 128)
present in the session history.

Figure B.1.3 shows the 1-octet command log format for the Song Select
command.


                            0
                            0 1 2 3 4 5 6 7
                           +-+-+-+-+-+-+-+-+
                           |S|    VALUE    |
                           +-+-+-+-+-+-+-+-+

              Figure B.1.3 -- Song Select command log format


Chapter D MUST contain the Song Select command log if an active Song
Select command appears in the checkpoint history.  The 7-bit VALUE field
codes the song number of the most recent active Song Select command in
the session history.

B.1.1 Undefined System Commands



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In this section, we define the Chapter D command logs for the undefined
System opcodes.  [1] reserves the undefined System opcodes 0xF4, 0xF5,
0xF9, and 0xFD for future use.  At the time of this writing, any MIDI
command stream that uses these opcodes is non-compliant with [1].
However, future versions of [1] may define these opcodes, and a few
products do use these opcodes in a non-compliant manner.

Figure B.1.4 shows the variable length command log format for the
undefined System Common commands (0xF4 and 0xF5).


    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |S|DSZ|V|C|L|R|R|    LENGTH     |   VALUE ...                   |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |     COUNT     |  LEGAL ...                                    |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

       Figure B.1.4 -- Undefined System Common command log format


The command log codes a single opcode type (0xF4 or 0xF5, not both).
Chapter D MUST contain a command log if an active 0xF4 command appears
in the checkpoint history, and MUST contain an independent command log
if an active 0xF5 command appears in the checkpoint history.

Chapter D consists of a two-octet header followed by a variable number
of data fields.  Header flag bits indicate the presence of the VALUE
field (V = 1), the COUNT field (C = 1), and the LEGAL field (L = 1).
The 8-bit LENGTH field codes the size of the command log, and conforms
to semantics described in Appendix A.1.

The 2-bit DSZ field codes the number of data octets in the command
instance that appears most recently in the session history.  If DSZ =
0-2, the command has 0-2 data octets.  If DSZ = 3, the command has 3 or
more command data octets.

We now define the default rules for the use of the VALUE, COUNT, and
LEGAL fields.  The session configuration tools defined in Appendix C.1.3
may be used to override this behavior.

If the DSZ field is set to 0, the command log MUST include the COUNT
field.  The 8-bit COUNT field codes the total number of opcode commands
present in the session history, modulo 256.

If the DSZ field is set to 1-3, the command log MUST include the VALUE
field.  The variable-length VALUE field codes a verbatim copy the data



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octets for the most recent use of the opcode in the session history.
The most-significant bit of the final data octet MUST be set to 1, and
the most-significant bit of all other data octets MUST be set to 0.

The LEGAL field is reserved for future use.  If an update to [1] defines
the 0xF4 or 0xF5 opcode, an IETF standards-track document MAY define the
LEGAL field to protect the opcode.  Until such a document appears,
senders MUST NOT use the LEGAL field, and receivers MUST use the LENGTH
field to skip over the LEGAL field.

Figure B.1.5 shows the variable length command log format for the
undefined System Real-time commands (0xF9 and 0xFD).


    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |S|C|L| LENGTH  |     COUNT     |  LEGAL ...                    |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

     Figure B.1.5 -- Undefined System Real-time command log format


The command log codes a single opcode type (0xF9 or 0xFD, not both).
Chapter D MUST contain a command log if an active 0xF9 command appears
in the checkpoint history, and MUST contain an independent command log
if an active 0xFD command appears in the checkpoint history.

Chapter D consists of a one-octet header followed by a variable number
of data fields.  Header flag bits indicate the presence of the COUNT
field (C = 1) and the LEGAL field (L = 1).  The 5-bit LENGTH field codes
the size of the command log, and conforms to semantics described in
Appendix A.1.

We now define the default rules for the use of the COUNT and LEGAL
fields.  The session configuration tools defined in Appendix C.1.3 may
be used to override this behavior.

The 8-bit COUNT field codes the total number of opcode commands present
in the session history, modulo 256.  By default, the COUNT field MUST be
present in the command log.

The LEGAL field is reserved for future use.  If an update to [1] defines
the 0xF9 or 0xFD opcode, an IETF standards-track document MAY define the
LEGAL field to protect the opcode.  Until such a document appears,
senders MUST NOT use the LEGAL field, and receivers MUST use the LENGTH
field to skip over the LEGAL field.




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Finally, we note that some non-standard uses of the undefined System
Real-time opcodes act to implement non-compliant variants of the MIDI
sequencer system.  In Appendix B.3.1, we describe resiliency tools for
the MIDI sequencer system that provide some protection in this case.


B.2 System Chapter V: Active Sense Command

The system journal MUST contain Chapter V if an active MIDI Active Sense
(0xFE) command appears in the checkpoint history.  Figure B.2.1 shows
the format for Chapter V.


                            0
                            0 1 2 3 4 5 6 7
                           +-+-+-+-+-+-+-+-+
                           |S|    COUNT    |
                           +-+-+-+-+-+-+-+-+

                  Figure B.2.1 -- System Chapter V format


The 7-bit COUNT field codes the total number of Active Sense commands
(modulo 128) present in the session history.


B.3 System Chapter Q: Sequencer State Commands

This Appendix describes Chapter Q, the system chapter for the MIDI
sequencer commands.

The system journal MUST contain Chapter Q if an active MIDI Song
Position Pointer (0xF2), MIDI Clock (0xF8), MIDI Start (0xFA), MIDI
Continue (0xFB) or MIDI Stop (0xFC) command appears in the checkpoint
history.  Figure B.3.1 shows the variable-length format for Chapter Q.
















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    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |S|N|D|C|T| TOP |            CLOCK              | TIMETOOLS ... |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |              ...              |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

                 Figure B.3.1 -- System Chapter Q format


Chapter Q encodes the most recent state of the sequencer system.
Receivers use the chapter to re-synchronize the sequencer after a packet
loss episode.  Chapter fields encode the position of the sequencer
pointer, the presence of the downbeat, and the on/off state of the
sequencer.

Chapter Q consists of a 1-octet header followed by several optional
fields, in the order shown in Figure B.3.1.  Header flag bits signal the
presence of the 16-bit CLOCK field (C = 1) and the 24-bit TIMETOOLS
field (T = 1).

The N header bit encodes the relative occurrence of the Start, Stop, and
Continue commands in the session history.  If an active Start or
Continue command appears most recently, the N bit MUST be set to 1.  If
an active Stop appears most recently, or if no active Start, Stop, or
Continue commands appear in the session history, the N bit MUST be set
to 0.

The D header bit encodes the presence of the downbeat.  If N is set to
1, and if at least one Clock command follows the most recent Start or
Continue command in the session history, the D bit MUST be set to 1.  In
all other cases, the D bit MUST be set to 0.

If N is set to 0 (coding a stopped sequence), or if N is set to 1 and D
is set to 0 (coding a sequence on the verge of beginning), Chapter Q
MUST encode the starting song position of the sequence.  The C flag, the
TOP field, and the CLOCK field act to code the starting song position:

   o If C = 0, the song position is at the beginning of the song.

   o If C = 1, the 3-bit TOP header field and the 16-bit
     CLOCK field are combined to form the 19-bit unsigned quantity
     65536*TOP + CLOCK.  This value encodes the song position
     in units of clocks (24 clocks per quarter note).

If the N and D header bits are both set to 1, the sequence is playing,
and Chapter Q MUST encode the current song position in the sequence.



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The current song position is coded using the same fields and methods as
the starting song position (65536*TOP + CLOCK, with C set to 1).

B.3.1 Non-compliant Sequencers

The Chapter Q description in this Appendix assumes that the sequencer
system counts off time with Clock commands, as mandated in [1].
However, a few non-compliant products do not use Clock commands to count
off time, but instead use non-standard methods.

Chapter Q uses the TIMETOOLS field to provide resiliency support for
these non-standard products.  By default, the TIMETOOLS field MUST NOT
appear in Chapter Q, and the T header bit MUST be set to 0.  The session
configuration tools described in Appendix C.1.3 may be used to select
TIMETOOLS coding.

Figure B.3.2 shows the format of the 24-bit TIMETOOLS field.


             0                   1                   2
             0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3
            +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
            |B|                 TIME                        |
            +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

                    Figure B.3.2 -- TIMETOOLS format


The TIME field is a 23-bit unsigned integer quantity, with units of
milliseconds.  TIME codes an additive correction term for the song
position coded by the TOP, CLOCK, C fields.  TIME is coded in network
byte order (big-endian).

A receiver computes the correct song position by converting TIME into
units of MIDI clocks and adding it to 65536*TOP + CLOCK (assuming C =
1).  Alternatively, a receiver may convert 65536*TOP + CLOCK into
milliseconds (assuming C = 1) and add it to TIME.

The B bit encodes the presence of the downbeat in the non-standard
command stream.  If the N header bit is set to 1, and if at least one
non-standard command that counts off time follows the most recent Start
or Continue command in the session history, the B bit MUST be set to 1.
In all other cases, B MUST be set to 0.


B.4 System Chapter F: MIDI Time Code Tape Position

This Appendix describes Chapter F, the system chapter for the MIDI Time



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Code (MTC) commands.  Readers may wish to review the Appendix A.1
definition of "finished/unfinished commands" before reading this
Appendix.

The system journal MUST contain Chapter F if an active System Common
Quarter Frame command (0xF1) or an active finished System Exclusive
(Universal Real Time) MTC Full Frame command (F0 7F cc 01 01 hr mn sc fr
F7) appears in the checkpoint history.

Figure B.4.1 shows the variable-length format for Chapter F.


    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |S|C|Q|P|D|POINT|  COMPLETE ...                                 |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |     ...       |  PARTIAL  ...                                 |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |     ...       |
   +-+-+-+-+-+-+-+-+

                 Figure B.4.1 -- System Chapter F format


Chapter F holds information about the most recent MTC tape position
coded in the session history.  Receivers use Chapter F to re-synchronize
the MTC system after a packet loss episode.

Chapter F consists of a 1-octet header followed by several optional
fields, in the order shown in Figure B.4.1.  Header flag bits signal the
presence of the 32-bit COMPLETE field (C = 1) and the 32-bit PARTIAL
field (P = 1).

Chapter F MUST include the COMPLETE field if an active finished Full
Frame command appears in the checkpoint history, or if an active Quarter
Frame command that completes the encoding of a frame value appears in
the checkpoint history.

The COMPLETE field encodes the most recent active complete MTC frame
value that appears in the session history.  This frame value may take
the form of a series of 8 active Quarter Frame commands (0xF1 0x0n
through 0xF1 0x7n for forward tape movement, 0xF1 0x7n through 0xF1 0x0n
for reverse tape movement), or may take the form of an active finished
Full Frame command.

If the COMPLETE field encodes a Quarter Frame command series, the Q
header bit MUST be set to 1, and the COMPLETE field MUST have the format



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shown in Figure B.4.2.  The 4-bit fields MT0 through MT7 code the binary
data nibble for the Quarter Frame commands for Message Type 0 through
Message Type 7 [1].  These nibbles encode a complete frame value, in
addition to fields reserved for future use by [1].


    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |  MT0  |  MT1  |  MT2  |  MT3  |  MT4  |  MT5  |  MT6  |  MT7  |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

           Figure B.4.2 -- COMPLETE field format, Q = 1


In this usage, the frame value encoded in the COMPLETE field MUST be
offset by 2 frames, relative to the frame value encoded in the Quarter
Frame commands, if the tape is moving in the forward direction.  This
offset compensates for the two frame latency of the Quarter Frame
encoding.  No offset is applied if the tape is moving in reverse.

Alternatively, the most recent active complete MTC frame value may be
encoded by an active finished Full Frame command.  In this case, the Q
header bit MUST be set to 0, and the COMPLETE field MUST have format
shown in Figure B.4.3.  The HR, MN, SC, and FR fields correspond to the
hr, mn, sc, and fr data octets of the Full Frame command.


    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |      HR       |      MN       |      SC       |      FR       |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

           Figure B.4.3 -- COMPLETE field format, Q = 0


B.4.1 Partial Frames

The most recent active session history command that encodes MTC frame
value data may be a Quarter Frame command other than a forward-moving
0xF1 0x7n command (which completes a frame value for forward tape
movement) or a reverse-moving 0xF1 0x1n command (which completes a frame
value for reverse tape movement).

We define this type of Quarter Frame command as being associated with a
partial frame value encoding.  This definition only holds if the partial
frame value is well-formed: the Quarter Frame sequence MUST start at



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Message Type 0 and increment contiguously to an intermediate value, or
start at Message Type 7 and decrement contiguously to an intermediate
value).

Chapter F MUST include a PARTIAL field if the most recent active command
in the checkpoint history that encodes MTC frame value data is a Quarter
Frame command that is associated with a partial frame value.

The PARTIAL field MUST have the format shown in Figure B.4.2.  The D and
POINT header fields (Figure B.4.1) qualify the contents of the PARTIAL
field, as we now describe.

The D header bit reflects the direction of tape movement coded by the
Quarter Frame command (D = 0 for forward movement, D = 1 for reverse
movement).  The 3 bit POINT header field encodes the unsigned integer
value formed by the lower 3 bits of the upper nibble of the data value
of the most recent active Quarter Frame command in the session history.

If D = 0, POINT may take on the values 0-6.  If D = 1, POINT may take on
the values 1-7.  If D = 0, MT fields (Figure B.4.2) in the inclusive
range 0 to the POINT value encode the partial frame value, and all other
MT fields MUST be ignored.  If D = 1, MT fields in the inclusive range 7
down to the POINT value encode the partial frame value, and all other MT
fields MUST be ignored.

Senders MUST NOT add a 2-frame offset to the partial frame value encoded
in the PARTIAL field.  Unlike the COMPLETE field, an offset is not
necessary because the D bit encodes the tape direction.

The header field value pairs (D = 0, POINT = 7) and (D = 1, POINT = 0)
are reserved for future use.  Senders MUST NOT use these value pairs and
receivers MUST ignore the PARTIAL field if these value pairs appear in
the chapter header.


B.5 System Chapter X: System Exclusive

This Appendix describes Chapter X, the system chapter for MIDI System
Exclusive (SysEx) commands (opcode 0xF0).  Readers may wish to review
the Appendix A.1 definition of "finished/unfinished commands" before
reading this Appendix.

The system journal may code multiple Chapter X chapters.  Chapter X
journal chapters are ordered with respect to the recency of the SysEx
command coded by the chapter.  The chapter coding the most recent SysEx
command in the session history appears first in the system journal,
followed by a chapter coding an older command, followed by a chapter
coding an even older command, etc.



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The system journal MUST contain at least one Chapter X chapter if an
active SysEx command (excluding a finished MTC Full Frame command)
appears in the checkpoint history.  A SysEx command "appears" in the
checkpoint history if the history contains a verbatim encoding of the
SysEx command, or if the history contains at least one segment of a
segmental encoding of the SysEx command.

Chapter X is optimized for the small SysEx commands that signal real-
time events, not the large SysEx commands used for bulk data.  Bulk data
commands SHOULD be sent over reliable transport.  Appendix C.4 defines
session configuration tools for splitting a MIDI name space into streams
that are carried on different transports.

B.5.1 Chapter Format

Figure B.5.1 shows the variable length format for System Chapter X.


    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |S|IDC|L|T| LEN |  DATA ...                                     |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

               Figure B.5.1 -- System Chapter X format


Chapter X consists of a 1-octet header, following by an arbitrary length
DATA field.  The DATA field encodes a modified version of the data
octets of a SysEx command.  The leading 0xF0 and trailing 0x7F SysEx
octets never appear in the DATA field.

The DATA field encodes all command data octets that appears in the
session history (as distinct from the checkpoint history).  This
distinction is relevant for the coding of commands whose segments appear
across multiple packets.  In this case, the DATA field MUST include the
starting segments for the command, even if these segments no longer
appear in the checkpoint history.

If the Manufacturer ID value of the SysEx command (coded in the first
octet of the MIDI command) has the values 0x00, 0x7E, or 0x7F, the DATA
field begins with the second data octet of the SysEx command; for all
other Manufacturer ID values, the DATA field begins with the first data
octet of the SysEx command.  The 2-bit IDC header field codes 0x00,
0x7E, and 0x7F ID values, using the method shown in Figure B.5.2.






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 ---------------------------------------------------------------------
| IDC | Manufacturer ID                | First DATA octet is:         |
|--------------------------------------|------------------------------|
| 0x0 | 0x7E (Universal Real-Time)     | 2nd SysEx data octet         |
|--------------------------------------|------------------------------|
| 0x1 | 0x7F (Universal Non-Real-Time) | 2nd SysEx data octet         |
|--------------------------------------|------------------------------|
| 0x2 | 0x00 (Extension Escape Code)   | 2nd SysEx data octet         |
|--------------------------------------|------------------------------|
| 0x3 | in the range 0x01--0x7D        | 1st SysEx data octet         |
 ---------------------------------------------------------------------

                Figure B.5.2 -- IDC header field encoding


The 3-bit LEN header field codes the exact length of short, complete
SysEx commands, and signals alternative coding techniques for longer
commands and truncated commands.

The LEN values 0x0 through 0x5 indicate that the length of the DATA
field is 1-6 octets.  For these LEN values, the DATA field encodes a
complete SysEx command, as a verbatim copy of the SysEx data octets
(possibly skipping the first octet, per Figure B.5.2).

The LEN value 0x6 indicates that the DATA field contains 7 or more
octets.  The DATA field encodes a complete SysEx command, as a verbatim
copy of the data octets of the SysEx command (possibly skipping the
first octet, per Figure B.5.2).  To code the field length, the most-
significant bit of the final octet MUST be set to 1, and the most-
significant bit of all other octets MUST be set to 0.

The LEN value 0x7 indicates that the SysEx command is truncated.  This
coding option is used for SysEx commands encoded using the segmented
method, in the case where not all segments appear in the session
history.  The DATA field encodes a verbatim copy of the data octets of
the command segments that appear in the session history, ordered from
the first segment to the last segment, using the coding methods defined
for the 0x6 LEN value.

B.5.2 Coding Tools

The L and T header flags (Figure B.5.1) indicate the coding tool for the
Chapter X chapter.  The coding tool sets the inclusion semantics for a
subset of SysEx commands, which we call a type.

If the L bit is set to 1 (the list tool), all active commands that
appear in the checkpoint history of the type coded in the DATA field
MUST be coded by a chapter.  If L is set to 0 (the recency tool), the



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most recent active command that appears in the checkpoint history of the
type coded in the DATA field MUST be coded by a chapter.

For each command type, an implementation may choose either the list tool
or the recency tool.  Simple implementations may use the list tool for
all command types; sophisticated implementations may reduce bandwidth by
using the recency tool for some command types.

The T flag defines the nature of the type.  The T flag has different
semantics for MIDI Universal SysEx commands (Manufacturers ID 0x7E and
0x7F) and for generic SysEx commands (all other Manufacturers ID
values).

We first define the T flag for Universal SysEx commands.  The first four
data octets of Universal commands are defined in [1], using the syntax:
ID cc SubID SubID1.  If T is set to 0, all Universal commands with the
same ID, cc, SubID, and SubID1 values are considered the same type.  If
T is set to 1, all Universal commands with the same ID, cc, and SubID
values are considered the same type.

For generic SysEx commands (all Manufacturers ID values except 0x7E and
0x7F), we define the T flag as follows.  The first data octet of a
generic SysEx command is the Manufacturers ID; the remaining data octets
may have an arbitrary organization, but often have a set of octets
coding device and sub-command, followed by data octets for the command.

If T is set to 0, all generic SysEx commands with the same ID value are
considered to be of the same type.  If T is set to 1, the command is
assumed to have a device/sub-command/data organization, and all commands
with the same ID value, device, and sub-command values are considered to
be of the same type.  If the command has a multi-level sub-command
structure, these semantics require identical sub-command values at all
levels.


C.  SDP Session Configuration Tools

In the main text, we show minimal session descriptions for native
(Section 6.1) and mpeg4-generic (Section 6.2) streams.  In this
Appendix, we describe how to customize (and perhaps negotiate [15])
stream behavior through the use of the standard SDP attributes and the
payload format fmtp parameters.

The Appendix is divided into 5 sections, each devoted to parameters that
affect a particular aspect of stream behavior:






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  o  Appendix C.1 describes the journalling system (ch_anchor,
     ch_default, ch_never, ch_unused, j_sec. j_update).

  o  Appendix C.2 describes MIDI command timestamp semantics
     (linerate, mperiod, octpos, tsmode).

  o  Appendix C.3 describes media time (guardtime, maxptime, ptime).

  o  Appendix C.4 describes multi-stream sessions (musicport,
     zerosync).

  o  Appendix C.5 describes MIDI rendering (chanmask, cid, inline,
     render, rinit, smf_cid, smf_info, smf_inline, smf_url, url).

Appendix C.5.4 defines the MIME type "audio/asc", a stored object for
initializing mpeg4-generic renderers.  RTP stream semantics are not
defined for "audio/asc".  Therefore, "asc" MUST NOT appear on the rtpmap
line of a session description.

Appendix D defines the Augmented Backus-Naur Form (ABNF, [10]) syntax
for the parameters listed above.  Appendix H provides information to the
Internet Assigned Numbers Authority (IANA) on the MIME types and
parameters defined in this document.


C.1 SDP Definitions: The Journalling System

In this Appendix, we define the session description parameters that
configure stream journalling and the recovery journal system.

The j_sec parameter (Appendix C.1.1) sets the journalling method for the
stream.  The j_update parameter (Appendix C.1.2) sets the recovery
journal sending policy for the stream.  Appendix C.1.2 also defines the
sending policies of the recovery journal system.

Appendix C.1.3 defines several parameters that modify the recovery
journal semantics.  These parameters change the default recovery journal
semantics as defined in Section 5 and Appendices A-B.

C.1.1 The j_sec Parameter

Section 2.2 defines the default journalling method for a stream.
Streams that use unreliable transport (such as UDP) default to using the
recovery journal.  Streams that use reliable transport (such as TCP)
default to not using a journal.

The fmtp parameter j_sec may be used to override this default.  This
memo defines two symbolic values for j_sec: "none", to indicate that all



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stream payloads MUST NOT contain a journal section, and "recj", to
indicate that all stream payloads MUST contain a journal section that
uses the recovery journal format.

For example, the j_sec parameter might be set to "none" for a UDP stream
that travels between two hosts on a local network that is known to
provide reliable datagram delivery.

The session description below configures a UDP stream that does not use
the recovery journal:

 v=0
 o=lazzaro 2520644554 2838152170 IN IP4 first.example.net
 s=Example
 t=0 0
 m=audio 5004 RTP/AVP 96
 c=IN IP4 192.0.2.94
 a=rtpmap: 96 rtp-midi/44100
 a=fmtp: 96 j_sec=none;

Other IETF standards-track documents may define alternative journal
formats.  These documents MUST define new symbolic values for the j_sec
parameter to signal the use of the format.  If a session description
uses a j_sec value unknown to the recipient, the recipient MUST NOT
accept the description.

Special j_sec issues arise when sessions are managed by the Real Time
Streaming Protocol (RTSP, [16]).  In many streaming applications, the
session description in the response to the DESCRIBE method does not code
the transport details (such as UDP or TCP) for the session.  Instead,
server and client negotiate transport details using the SETUP method.

In this scenario, the use of the j_sec parameter may be ill-advised, as
the server does not yet know the transport type for the session.  In
this case, the session description SHOULD configure the journalling
system using the parameters defined in the remainder of Appendix C.1,
but SHOULD NOT use j_sec to set the journalling status.  Recall that if
j_sec does not appear in the session description, the default method for
choosing the journalling method is in effect (no journal for reliable
transport, recovery journal for unreliable transport).

However, in situations where the server knows journalling is always
required (such as pre-recorded streams that contain packet loss events)
or never required (such as UDP streams sent over a reliable network),
the session description returned by the DESCRIBE method SHOULD use the
j_sec parameter.

C.1.2 The j_update Parameter



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In Section 4, we use the term "sending policy" to describe the method a
sender uses to choose the checkpoint packet identity for each recovery
journal in a stream.  In the sub-sections that follow, we normatively
define three sending policies: anchor, closed-loop, and open-loop.

As stated in Section 4, the default sending policy for a stream is the
closed-loop policy.  The fmtp parameter j_update may be used to override
this default.

We define three symbolic values for j_update: "anchor", to indicate that
the stream uses the anchor sending policy, "open-loop", to indicate that
the stream uses the open-loop sending policy, and "closed-loop", to
indicate that the stream uses the closed-loop sending policy.  See
Appendix C.1.3 for examples session descriptions that use the j_update
parameter.

Other IETF standards-track documents may define additional sending
policies for the recovery journal system.  These documents MUST define
new symbolic values for the j_update parameter to signal the use of the
new policy.  If a session description uses a j_update value unknown to
the recipient, the recipient MUST NOT accept the description.

C.1.2.1 The anchor Sending Policy

In the anchor policy, the sender uses the first packet in the stream as
the checkpoint packet for all packets in the stream.  The anchor policy
satisfies the recovery journal mandate (Section 4), as the checkpoint
history always covers the entire stream.

The anchor policy does not require the use of the Real Time Control
Protocol (RTCP, [2]) or other feedback from receiver to sender.  Senders
do not need to take special actions to ensure that received streams
start up free of artifacts, as the recovery journal always covers the
entire history of the stream.  Receivers are relieved of the
responsibility of tracking the changing identity of the checkpoint
packet, because the checkpoint packet never changes.

The main drawback of the anchor policy is bandwidth efficiency.  Because
the checkpoint history covers the entire stream, the size of the
recovery journals produced by this policy usually exceeds the journal
size of alternative policies.  For single-channel MIDI data streams, the
bandwidth overhead of the anchor policy is often acceptable (see
Appendix A.4 of [12]).  For dense streams, the closed-loop or open-loop
policies may be more appropriate.

C.1.2.2 The closed-loop Sending Policy

The closed-loop policy is the default policy of the recovery journal



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system.  For each packet in the stream, the policy lets senders choose
the smallest possible checkpoint history that satisfies the recovery
journal mandate.  As smaller checkpoint histories generally yield
smaller recovery journals, the closed-loop policy reduces the bandwidth
of a stream, relative to the anchor policy.

The closed-loop policy relies on feedback from receiver to sender.  The
policy assumes that a receiver periodically informs the sender of the
highest sequence number it has seen so far in the stream, coded in the
32-bit extension format defined in [2].  In sessions that use RTCP,
receivers transmit this information in the Extended Highest Sequence
Number Received (EHSNR) field of Receiver Report (RR) packets.  However,
applications MAY use any method of feedback to implement the closed-loop
policy.

The sender may safely use receiver sequence number feedback to guide
checkpoint history management, because Section 4 requires receivers to
repair indefinite artifacts whenever a packet loss event occur.

We now normatively define the closed-loop policy.  At the moment a
sender prepares an RTP packet for transmission, the sender is aware of R
>= 0 receivers for the stream.  Senders may become aware of a receiver
via RTCP traffic from the receiver, via RTP packets from a paired stream
sent by the receiver to the sender, via messages from a session
management tool, or by other means.  As receivers join and leave a
session, the value of R changes.

Each known receiver k (1 <= k <= R) is associated with a 32-bit extended
packet sequence number M(k), where the extension reflects the sequence
number rollover count of the sender.

If the sender has received at least one feedback report from receiver k,
M(k) is the most recent report of the highest RTP packet sequence number
seen by the receiver, normalized to reflect the rollover count of the
sender.

If the sender has not received a feedback report from the receiver, M(k)
is the extended sequence number of the last packet the sender
transmitted before it became aware of the receiver.  If the sender
became aware of this receiver before it sent the first packet in the
stream, M(k) is the extended sequence number of the first packet in the
stream.

Given this definition of M(), we now state the closed-loop policy.  When
preparing a new packet for transmission, a sender MUST choose a
checkpoint packet with extended sequence number N, such that M(k) >= (N
- 1) for all k, 1 <= k <= R, where R >= 1.  The policy does not restrict
sender behavior in the R == 0 (no known receivers) case.



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Under the closed-loop policy as defined above, a sender may transmit
packets whose checkpoint history is shorter than the session history (as
defined in Appendix A.1).  In this event, a new receiver that joins the
stream may experience indefinite artifacts.

For example, if a Control Change (0xB) command for the channel volume
(controller number 7) was sent early in a stream, and later a new
receiver joins the session, the closed-loop policy may permit all
packets sent to the new receiver to use a checkpoint history that does
not include the channel volume Control Change command.  As a result, the
new receiver experiences an indefinite artifact, and play all notes on a
channel too loudly or too softly.

To address this issue, the closed-loop policy states that whenever a
sender becomes aware of a new receiver, the sender MUST determine if the
receiver would be subject to indefinite artifacts under the closed-loop
policy.  If so, the sender MUST ensure that the receiver starts the
session free of indefinite artifacts.  In satisfying this requirement,
senders MAY infer the initial MIDI state of the receiver from the
session description.  For example, the stream example in Section 6.2 has
the initial state defined in [1] for General MIDI.

In some types of sessions, a receiver may have access to stream packets
before the sender is aware of the receiver.  In this case, the
restrictions the closed-loop policy places on the sender may not protect
the receiver from indefinite artifacts.

To address this issue, the closed-loop policy states that if a receiver
participates in a session where it may have access to a stream before
the sender is aware of the receiver, the receiver MUST take actions to
ensure that its rendered MIDI performance does not contain indefinite
artifacts.  The receiver MUST NOT discontinue these protective actions
until it is certain that the sender is aware of its presence.

The final set of normative closed-loop policy requirements concern how
senders drop receivers from a stream.  As defined earlier in this
section, the closed-loop policy states that a sender MUST choose a
checkpoint packet with extended sequence number N, such that M(k) >= (N
- 1) for all k, 1 <= k <= R, where R >= 1.  If the sender has received
at least one feedback report from receiver k, M(k) is the most recent
report of the highest RTP packet sequence number seen by the receiver,
normalized to reflect the rollover count of the sender.

If this receiver k stops sending feedback to the sender, the M(k) value
used by the sender reflects the last feedback report from the receiver.
As time progresses without feedback from receiver k, this fixed M(k)
value forces the sender to increase the size of the checkpoint history,
and thus increases the bandwidth of the stream.



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At some point, the sender may need to take action in order to limit the
bandwidth of the stream.  The closed-loop policy states that if this
situation occurs, and if the nature of the session permits a sender to
stop transmitting packets to the offending receiver, the sender MUST
stop transmitting packets to this receiver.  In other words, it is not
permissible for a sender to no longer use M(k) in computing the
checkpoint packet identity but still send the stream to receiver k, if
it is possible for the sender to actively cut off receiver k from the
stream.

In certain types of sessions, it may not be possible for a sender to
actively stop sending packets to a particular receiver.  The closed-loop
policy states that if receivers participate in a session where senders
are unable to stop sending packets to a particular receiver of the
stream, the receiver MUST monitor the RTP stream, and any other sources
of information, to determine if the sender is no longer using the M(k)
feedback from the receiver to choose each checkpoint packet.  If the
receiver detects this condition, it MUST leave the session, and close
down the rendered MIDI performance in a manner that is free of
indefinite artifacts.

Finally, we note that the closed-loop policy is suitable for use in
RTP/RTCP sessions that use multicast transport.  However, aspects of the
closed-loop policy do not scale well to sessions with large numbers of
participants.  The sender state scales linearly with the number of
receivers, as the sender needs to track the identity and M(k) value for
each receiver k.  The average recovery journal size is not independent
of the number of receivers, as the RTCP reporting interval backoff slows
down the rate of a full update of M(k) values.  The backoff algorithm
may also increase the amount of ancillary state used by implementations
of the normative sender and receiver behaviors defined in Section 4.

C.1.2.3 The open-loop Sending Policy

The open-loop policy is suitable for sessions that are not able to
implement the receiver-to-sender feedback required by the closed-loop
policy, and are also not able to use the anchor policy because of
bandwidth constraints.

The open-loop policy does not place constraints on how a sender chooses
the checkpoint packet for each packet in the stream.  In the absence of
such constraints, a receiver may find that the recovery journal in the
packet that ends a loss event has a checkpoint history that does not
cover the entire loss event.  We refer to loss events of this type as
uncovered loss events.

To ensure that uncovered loss events do not compromise the recovery
journal mandate, the open-loop policy assigns specific recovery tasks to



Lazzaro/Wawrzynek                                              [Page 63]


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senders, receivers, and the creators of session descriptions.  The
underlying premise of the open-loop policy is that the indefinite
artifacts produces during uncovered loss events fall into two classes.

One class of artifacts are recoverable indefinite artifacts.  Receivers
are able to repair recoverable artifacts that occur during an uncovered
loss event without intervention from the sender, at the potential cost
of unpleasant transient artifacts.

For example, after an uncovered loss event, receivers are able to repair
indefinite artifacts due to NoteOff (0x8) commands that may have
occurred during the loss event, by executing NoteOff commands for all
active NoteOns commands.  This action causes a transient artifacts (a
sudden silent period in the performance), but ensures that no stuck
notes sound indefinitely.  We refer to MIDI commands that are amenable
to repair in this fashion as recoverable MIDI commands.

A second class of artifacts are unrecoverable indefinite artifacts.  If
this class of artifact occurs during an uncovered loss event, the
receiver is not able to repair the stream.

For example, after an uncovered loss event, receivers are not able to
repair indefinite artifacts due to Control Change (0xB) channel volume
(controller number 7) commands that have occurred during the loss event.
A repair is impossible because the receiver has no way of determining
the data value of a lost channel volume command.  We refer to MIDI
commands that are fragile in this way as unrecoverable MIDI commands.

The open-loop policy does not specify how to partition the MIDI command
set into recoverable and unrecoverable commands.  Instead, it assumes
that the creators of the session descriptions are able to come to
agreement on a suitable recoverable/unrecoverable MIDI command partition
for an application.

Given these definitions, we now state the normative requirements for the
open-loop policy.

In the open-loop policy, the creators of the session description MUST
use the ch_unused or ch_anchor fmtp parameters (defined in Appendix
C.1.3) to protect all unrecoverable MIDI command types from indefinite
artifacts.

In a general sense, the ch_anchor parameter changes the recovery journal
semantics to use the anchor checkpoint policy (Appendix C.1.2.1) for a
command, and the ch_unused parameter acts to exclude a command type from
the stream.  These options act to shield command types from artifacts
during an uncovered loss event.




Lazzaro/Wawrzynek                                              [Page 64]


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In the open-loop policy, receivers MUST examine the Checkpoint Packet
Seqnum field of the recovery journal header after every loss event, to
check if the loss event is an uncovered loss event.  Section 5 shows how
to perform this check.  If an uncovered loss event has occurred, a
receiver MUST perform indefinite artifact recovery for all MIDI command
types that are not shielded by ch_anchor and ch_unused parameter
assignments in the session description.

The open-loop policy does not place specific constraints on the sender.
However, the open-loop policy works best if the sender manages the size
of the checkpoint history to ensure that uncovered losses occur
infrequently, by taking into account the delay and loss characteristics
of the network.  Also, as each checkpoint packet change incurs the risk
of an uncovered loss, senders should only move the checkpoint if it
reduces the size of the journal.

C.1.3 Recovery Journal Chapter Inclusion Parameters

The recovery journal chapter definitions (Appendices A-B) specify under
what conditions a chapter MUST appear in the recovery journal.  In most
cases, the definition states that if a certain command appears in the
checkpoint history, a certain chapter type MUST appear in the recovery
journal to protect the command.

In this section, we describe the chapter inclusion fmtp parameters.
These parameters modify the conditions under which a chapter appears the
journal.

These parameters are essential to the use of the open-loop policy
(Appendix C.1.2.3), and may also be used to simplify multicast
implementations of the closed-loop policy (Appendix C.1.2.2).

The parameters also serve to signal the types of MIDI commands that are
not in use in a session.  In this role, the parameters may be used with
streams that do not use journalling.

Each parameter represents a type of chapter inclusion semantics.  An
assignment to a parameter declares which chapters (or chapter subsets)
obey the inclusion semantics.  We describe the assignment syntax for
these parameters later in this section.

Below, we normatively define the semantics of the chapter inclusion
parameters.  For clarity, we define the action of parameters on complete
chapters.  If a parameter is assigned a subset of a chapter, the
definition applies only to the chapter subset.

  o  ch_unused.  If a chapter is assigned to the ch_unused parameter,
     the command types encoded by the chapter MUST NOT appear in



Lazzaro/Wawrzynek                                              [Page 65]


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     the MIDI command sections of stream packets.  As a consequence,
     the chapter MUST NOT appear in the recovery journal.

In contrast with ch_unused, if a chapter is assigned to the parameters
we define below, the command types encoded by the chapter MAY appear in
the MIDI command section of stream packets.

  o  ch_never.  A chapter assigned to the ch_never parameter MUST
     NOT appear in the recovery journal.

  o  ch_default.  A chapter assigned to the ch_default parameter
     MUST follow the default semantics for the chapter, as defined
     in Appendices A-B.

  o  ch_anchor.  A chapters assigned to the ch_anchor MUST obey a
     modified version of the default chapter semantics.  In the
     modified semantics, all references to the checkpoint history
     are replaced with references to the session history, and all
     references to the checkpoint packet are replaced with
     references to the first packet sent in the stream.

Parameter assignments obey the following syntax (see Appendix D for
ABNF):

  <parameter> = [channel list]<chapter list>[field list];

The chapter list is mandatory; the channel and field lists are optional.
Multiple assignments to parameters have a cumulative effect, and are
applied in the order of parameter appearance in a media description.

The chapter list specifies the channel or system chapters for which the
parameter applies.  The chapter list is a concatenated sequence of one
or more of the letters corresponding to the chapter types
(ACDEFMNPQTVWX).  In addition, the list may contain one or more of the
letters for the sub-chapter types (BGHJKYZ) of System Chapter D.
Assignments to sub-chapters of Chapter D override assignments to Chapter
D.  The letters in a chapter list MUST be upper case, and MUST appear in
alphabetical order.

The channel list specifies the channel journals for which this parameter
applies; if no channel list is provided, the parameter applies to all
channel journals.  The channel list takes the form of a list of channel
numbers (0 through 15) and dash-separated channel number ranges (i.e.
0-5, 8-12, etc).  Dots (i.e. "." characters) separate elements in the
channel list.

A few system channels use special semantics for the channel list, which
we now define.



Lazzaro/Wawrzynek                                              [Page 66]


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For the J and K Chapter D sub-chapters (undefined System Common), the
digit 0 codes that the parameter applies to the LEGAL field of the
associated command log (Figure B.1.4 of Appendix B.1), the digit 1 codes
that the parameter applies to the VALUE field of the command log, and
the digit 2 codes that the parameter applies to the COUNT field of the
command log.

For the Y and Z Chapter D sub-chapters (undefined System Real-time), the
digit 0 codes that the parameter applies to the LEGAL field of the
associated command log (Figure B.1.5 of Appendix B.1) and the digit 1
codes that the parameter applies to the COUNT field of the command log.

For Chapter Q (Sequencer State Commands), the digit 0 codes that the
parameter applies to the default Chapter Q definition, which forbids the
TIME field.  The digit 1 codes that the parameter applies to the
optional Chapter Q definition, which supports the TIME field.

For Chapter X (System Exclusive), the channel list specifies the types
of System Exclusive commands to which the parameter applies.  The digit
0 corresponds to Universal Real-Time commands (Manufacturer ID 0x7E),
the digit 1 corresponds to Universal Non-Real-Time (Manufacturer ID
0x7F), and the digit 2 corresponds to internal use (Manufacturer ID
0x7D).  The digit 3 corresponds to real-time commands for all other
Manufacturer ID numbers, and the digit 4 corresponds to non-real-time
commands for all other Manufacturer ID numbers.

The syntax for field lists follows the syntax for channel lists.  If no
field list is provided, the parameter applies to all controller or note
numbers.

For Chapters C and E, the field list codes the controller numbers for
which the parameter applies.

For Chapter M, the field list consists of a single digit.  The digit 0
codes that a log MUST appear for a parameter in Chapter M if a C-active
command that forms part of an initiated transaction for the parameter
appears in the checkpoint history, and that the A-COARSE, A-FINE, and A-
BUTTON fields MUST NOT appear in parameter logs.  The digit 1 codes that
a log MUST appear for a parameter in Chapter M if an active (as opposed
to C-active) command that forms part of an initiated transaction for the
parameter appears in the checkpoint history.

For Chapters N and A, the field list codes the note numbers for which
the parameter applies.  For sub-chapters J and K of Chapter D, the field
list consists of a single digit, which specifies the number of data
octets that follow the command octet.

The example session description below illustrates the use of the chapter



Lazzaro/Wawrzynek                                              [Page 67]


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inclusion parameters:

 v=0
 o=lazzaro 2520644554 2838152170 IN IP6 first.example.net
 s=Example
 t=0 0
 m=audio 5004 RTP/AVP 96
 c=IN IP6 FF1E:03AD::7F2E:172A:1E24
 a=rtpmap: 96 rtp-midi/44100
 a=fmtp: 96 j_update=open-loop; ch_unused=ABDEFGHJKMQTVWXYZ;
 a=fmtp: 96 ch_anchor=P; ch_anchor=C7.64;
 a=fmtp: 96 ch_never=4.11-13N;

The j_update parameter codes that the stream uses the open-loop policy.
Most chapters are assigned to ch_unused, a typical MIDI usage pattern of
a low-bandwidth stream.

To guard against indefinite artifacts, the MIDI Program Change command
and several MIDI Control Change controller numbers are assigned to
ch_anchor.  Note that the ordering of the ch_anchor chapter C assignment
after the ch_unused command acts to override the ch_unused assignment
for the listed controller numbers (7 and 64).

Chapter N for several MIDI channels is assigned to ch_never; in
practice, this assignment pattern would reflect knowledge about a
resilient rendering method in use for certain channels.  In this
example, Chapter N for MIDI channels other than 4, 11, 12, and 13 may
appear in the recovery journal, per the default behavior.


C.2 SDP Definitions: Command Execution Semantics

The MIDI command section of the payload format consists of a list of
commands, each with an associated timestamp.  Section 3.1 defines the
default semantics for command timestamps.  These semantics work well for
transcoding Standard MIDI Files (SMFs), but are problematic for
transcoding MIDI sources (such as MIDI 1.0 DIN cables [1]) that use
implicit "time-of-arrival" coding.

In this Appendix, we define session configuration tools for customizing
the timestamp semantics of the MIDI command section.

The fmtp parameter "tsmode" specifies the timestamp semantics for a
stream.  The parameter takes on one of three token values: "comex",
"async", or "buffer".

The "comex" value specifies the default semantics.  The "async" value
selects an asynchronous sampling algorithm for time-of-arrival sources



Lazzaro/Wawrzynek                                              [Page 68]


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(Appendix C.2.1).  The "buffer" value selects an alternative synchronous
sampling algorithm (Appendix C.2.2).

Ancillary fmtp parameters may follow tsmode in a media description.  One
such parameter is "linerate".  This parameter codes the timespan of one
MIDI octet on the transmission medium of the MIDI source to be sampled
(such as a MIDI 1.0 DIN cable).  The parameter has units of nanoseconds,
and takes on integral values.  For MIDI 1.0 DIN cables, the correct
linerate value is 320000 (this value is also the default value for the
parameter).  Other ancillary fmtp parameters are defined in Appendices
C.2.1-2 below.

C.2.1 The async Algorithm

The "async" tsmode value specifies the asynchronous sampling of a MIDI
time-of-arrival source.  In asynchronous sampling, the moment an octet
is received from a source it is labelled with a wall-clock time value.
The time value has RTP timestamp units.

The "octpos" ancillary fmtp parameter defines how RTP command timestamps
are derived from octet time values.  If octpos has the token value
"first", a timestamp codes the time value of the first octet of the
command.  If octpos has the token value "last", a timestamp codes the
time value of the last octet of the command.  If the octpos parameter
does not appear in the media description, a timestamp MAY reflect the
time value of any octet of the command.

The octpos semantics refer to the first or last octet of a command as it
appears on a time-of-arrival source, not as it appears in the RTP
packet.  This distinction is significant for segmented SysEx commands.
This distinction is also significant for sources that use running status
coding, as the RTP encoding does not always preserve running status.
The P header bit of the MIDI command section may be used to ascertain
accurate command timing in this case (Section 3).

We now show a session description example for the async algorithm.
Consider a sender that is transcoding a MIDI 1.0 DIN cable source into
RTP.  The sender runs on a computing platform that assigns time values
to every incoming octet of the source, and the sender uses the time
values to label the first octet of each command in the RTP packet.  This
session description describes the transcoding:

 v=0
 o=lazzaro 2520644554 2838152170 IN IP4 first.example.net
 s=Example
 t=0 0
 m=audio 5004 RTP/AVP 96
 c=IN IP4 192.0.2.94



Lazzaro/Wawrzynek                                              [Page 69]


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 a=rtpmap: 96 rtp-midi/44100
 a=fmtp: 96 tsmode=async;linerate=320000;octpos=first;

C.2.2 The buffer Algorithm

The "buffer" tsmode value specifies the synchronous sampling of a MIDI
time-of-arrival source.

In synchronous sampling, octets received from a source are placed in a
holding buffer upon arrival.  At periodic intervals, the RTP sender
examines the buffer.  The sender removes complete commands from the
buffer, and codes those commands in an RTP packet.  The command
timestamp reflects the actual moment of buffer examination, expressed in
RTP timestamp units.  Note that several commands may have the same
timestamp value.

The "mperiod" ancillary fmtp parameter defines the nominal periodic
sampling interval.  The parameter takes on positive integral values, and
has RTP timestamp units.

The "octpos" ancillary fmtp parameter, defined in Appendix C.2.1 for
asynchronous sampling, plays a different role in synchronous sampling.
In synchronous sampling, the parameter specifies the timestamp semantics
of a command whose octets span several sampling periods.

If octpos has the token value "first", the timestamp reflects the
arrival period of the first octet of the command.  If octpos has the
token value "last", the timestamp reflects the arrival period of the
last octet of the command.  If the octpos parameter does not appear in
the media description, the timestamp MAY reflect the arrival period of
any octet of the command.  The octpos semantics refer to the first or
last octet of the command as it appears on a time-of-arrival source, not
as it appears in the RTP packet.

We now show a session description example for the buffer algorithm.
Consider a sender that is transcoding a MIDI 1.0 DIN cable source into
RTP.  The sender runs on a computing platform that places source data
into a buffer upon receipt.  The sender polls the buffer 1000 times a
second, extracts all complete commands from the buffer, and places the
commands in an RTP packet.  This session description describes the
transcoding:

 v=0
 o=lazzaro 2520644554 2838152170 IN IP6 first.example.net
 s=Example
 t=0 0
 m=audio 5004 RTP/AVP 96
 c=IN IP6 FF1E:03AD::7F2E:172A:1E24



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 a=rtpmap: 96 rtp-midi/44100
 a=fmtp: 96 tsmode=buffer;linerate=320000;octpos=last;mperiod=44;

The mperiod value of 44 is derived by dividing the srate (44100 Hz) by
the 1000 Hz buffer sampling rate, and rounding to the nearest integer.
Command timestamps might not increment by exact multiples of 44, as the
actual sampling period might not precisely match the nominal mperiod
value.


C.3 SDP Definitions: Timing Tools

In this Appendix, we describe session configuration tools for
customizing the temporal behavior of MIDI streams.

C.3.1 ptime and maxptime

Senders code the temporal nature of a stream by choosing the amount of
media time encoded in each packet.  Short media times (20 ms or less)
often imply an interactive session.  Longer media times (100 ms or more)
usually indicate a content streaming session.  The AVP profile permits
audio packet media times to range from 0 to 200 ms.

An RTP receiver dynamically senses the media time of packets in a
stream, and chooses the length of its playout buffer to match the
stream.  A receiver typically sizes its playout buffer to fit several
audio packets, and adjusts the buffer length to reflect the network
jitter and the sender timing fidelity.

Alternatively, the packet media time may be statically set during
session configuration.  The standard "ptime" attribute sets the typical
packet media time for a session.  The standard "maxptime" attribute sets
the maximum packet media time for a session [6].

0 ms is a reasonable media time value for MIDI packets.  In a packet
with a 0 ms media time, all commands execute at the instant coded by the
packet timestamp.  Prohibitions in [15] against 0 ms ptime values are
not relevant for MIDI streams, and may be ignored.

The session description example below defines a stream suitable for use
in low-latency interactive applications.

 v=0
 o=lazzaro 2520644554 2838152170 IN IP4 first.example.net
 s=Example
 t=0 0
 m=audio 5004 RTP/AVP 96
 c=IN IP4 192.0.2.94



Lazzaro/Wawrzynek                                              [Page 71]


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 a=rtpmap: 96 rtp-midi/44100
 a=ptime:0
 a=maxptime:0

C.3.2 The guardtime Parameter

RTP/AVP permits a sender to stop sending audio packets for an arbitrary
period of time during a session.  When sending resumes, the RTP sequence
number series continues unbroken, and the RTP timestamp value reflects
the media time silence gap.

This RTP/AVP feature has its roots in telephony, but is also well
matched to interactive MIDI sessions, as players may fall silent for
several seconds during (or between) songs.

Certain MIDI applications benefit from a slight enhancement to this
RTP/AVP feature.  In interactive applications, receivers may use on-line
network models to guide heuristics for handling lost and late RTP
packets.  These models may work poorly if a sender ceases packet
transmission for long periods of time.

Session descriptions may use the fmtp parameter "guardtime" to set a
minimum sending rate for a media session.  The value assigned to
guardtime codes the maximum separation time between two sequential
packets, as expressed in RTP timestamp units.  Typical guardtime values
are 500-2000 ms.

Below, we show a session description that uses the guardtime parameter.

 v=0
 o=lazzaro 2520644554 2838152170 IN IP6 first.example.net
 s=Example
 t=0 0
 m=audio 5004 RTP/AVP 96
 c=IN IP6 FF1E:03AD::7F2E:172A:1E24
 a=rtpmap: 96 rtp-midi/44100
 a=ptime:0
 a=maxptime:0
 a=fmtp: 96 guardtime=44100;


C.3.3 MIDI Time Code Issues

RTP defines tools to synchronize the playout of multiple RTP media
streams.  Appendix C.4 shows how to use these tools in MIDI streams.

In content-creation applications, it may be necessary to synchronize
stream playout with media that are not sent over RTP.  For example,



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analog video may be marked with SMPTE 12M timecode, and an application
may need to synchronize MIDI playout the video using timecode.

The MIDI standard includes the MIDI Time Code (MTC) commands for SMPTE
12M timecode [1].  An application MAY use MTC to send timecode data
(including offsets and user data) in the MIDI command stream for
heterogeneous synchronization purposes.


C.4 SDP Definitions: Multiple Streams

Several MIDI streams may appear in a session description.  By default,
the MIDI name space (16 voice channels + systems) for each stream is
unique, and the rendering for each stream proceeds independently.  The
audio outputs of the streams are presented in a synchronized fashion.

In this Appendix, we define two fmtp parameters for use in sessions with
several streams.  These parameters ("musicport" and "zerosync") add
three features to RTP MIDI:

  1. Several streams may target the same MIDI name space.

  2. Several streams may be bundled to form a larger MIDI
     name space, that a single rendering system may treat as
     an ordered entity.

  3. Streams may specify relative timebase offsets, to support
     synchronization with zero sync-lock delay.

In Appendices C.4.1-2, we define the musicport and zerosync parameters.
In Appendix C.4.3, we show session description examples.

Other payload formats MAY define musicport and zerosync fmtp parameters.
Formats would define these parameters so that their streams could be
bundled into RTP MIDI name spaces.  The parameter definitions MUST be
compatible with the musicport and zerosync semantics defined in this
Appendix.

C.4.1 The musicport Parameter

The musicport parameter codes an arbitrary identification number for the
MIDI name space (16 voice channels + systems) of an RTP stream.  The
musicport parameter may take on integer values between 0 and 429496729.

If several MIDI streams in a session share the same musicport value, the
streams target the same MIDI name space.  We refer to this relationship
as the identity relationship.




Lazzaro/Wawrzynek                                              [Page 73]


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If several MIDI streams in a session have contiguous musicport values
(i.e. i, i+1, ... i+k), the name spaces of the streams form an ordered
entity.  In this case, the streams in the entity are said to share an
ordered relationship.

Note that a stream may participate in both an identity and an ordered
relationship.  For example, a stream in an identity relationship may
have a musicport value that forms part of an ordered relationship.  If
the musicport values of two streams are not part of an ordered or
identity relationship, the two streams are independent, and have
independent MIDI name spaces.

RTP MIDI streams in an ordered or identity relationship MUST be all
native streams or all mpeg4-generic streams.  Thus, we refer to
relationships as being native relationships or mpeg4-generic
relationships.

For native relationships, at most one stream may specify MIDI renderers
(using the tools described in C.5).  Each MIDI rendering type may define
its own semantics with regard to identity and ordered relationships.

For mpeg4-generic relationships, at most one stream in an identity or
ordered relationship may have a config parameter value other than the
empty string.  In this case, the config value configures the stream.
Alternatively, all config parameters may be set to the empty string.  In
this case, exactly one stream in the relationship MUST define the
configuration using the tools described in Appendix C.5.

For both native and mpeg4-generic relationships, an exception to the
"one stream defines the rendering" rule applies to relationships that
exclusively contain sendonly and recvonly streams (as defined in [6]).
In this case, a stream in each direction may define a renderer.

In an identity relationship, the sender partitions a MIDI name space (16
voice channels + systems) into several RTP streams.  Receivers may
process these streams independently, or may merge the streams to
reconstitute the original MIDI command stream.  We now specify receiver
and sender responsibilities to ensure the robust transmission of
identity relationships.

Receivers that merge identity relationship streams into a single MIDI
command stream MUST maintain the structural integrity of the MIDI
commands coded in each stream during the merging process, in the same
way that software that merges traditional MIDI 1,0 DIN cable flows is
responsible for creating a merged command flow compatible with [1].

Senders MUST partition the name space so that the rendered MIDI
performance does not contain indefinite artifacts (as defined in Section



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4).  This responsibility holds even if all streams are sent over
reliable transport, as imperfect synchronization of reliable streams may
yield indefinite artifacts.  For example, stuck notes may occur in a
performance split over two TCP streams, if NoteOn commands are sent on
one stream and NoteOff commands are sent on the other.

Senders MUST NOT split a Registered Parameter Name (RPN) or Non-
Registered Parameter Name (NRPN) transaction appearing on a MIDI channel
across multiple identity relationship streams.  Receivers MUST assume
that the RPN/NRPN transactions that appear on different identity
relationship streams are independent, and MUST preserve transactional
integrity during the MIDI merge.

A simple way to safely partition voice channel commands is to place all
MIDI commands for a particular voice channel into the same stream.  Safe
partitions of systems commands may be more complex for streams that
extensively use System Exclusive commands.

C.4.2 The zerosync Parameter

The RTP timestamp of the first packet in a stream is not set to zero.
Instead, [2] mandates that the RTP timestamp is initialized to a
randomly chosen value, to guard against plaintext attacks on encrypted
streams.  As a consequence, a receiver cannot directly use RTP
timestamps to play back two RTP streams in sync.

The Real Time Control Protocol (RTCP), a low-bandwidth feedback channel
that is paired with each RTP stream, provides synchronization services.
Certain types of RTCP packets code the current time in two forms: the
format of the RTP timestamp, and the 64-bit Network Time Protocol (NTP)
format.  A receiver may examine the NTP timestamps of several RTCP
streams, and use this information to deduce the temporal relationship
between the RTP streams associated with the RTCP streams.  This method
assumes that the NTP timestamps coded by all streams derive from a
common clock source.

For many applications, this RTCP-based method is a good way to
synchronize streams.  In some applications, however, this method is not
optimal, because of the synchronization time delay at the start of the
session.

The zerosync parameter provides an alternative mechanism for stream
synchronization.  The zerosync parameter codes the RTP timestamp offsets
for each stream, so that streams generated in a synchronized fashion may
be played back in sync without using RTCP feedback.

The use of the zerosync parameter weakens the security of RTP, as
discussed in Appendix G of this memo.



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The zerosync parameter supports two synchronization mechanisms.  One
mechanism potentially synchronizes all streams within a given
relationship.  Media descriptions code this mechanism with a zerosync
parameter whose value is in the range 1-429496729.  We refer to this
mechanism as the non-zero behavior.

A second mechanism potentially synchronizes all RTP MIDI streams in a
session.  Media descriptions code this mechanism with a zerosync
parameter whose value is set to 0.  We refer to this mechanism as the
zero behavior.

A media description may contain, at most, one zerosync parameter
assignment.  Thus, a stream may participate in a non-zero behavior or a
zero behavior, but not both.  In both zero and non-zero behaviors, all
media descriptions synchronized by the behavior MUST have identical
srate values.

In a non-zero behavior, all streams within a relationship share an
underlying timebase, but the randomly chosen initial timestamp value for
each stream obscures this commonality.  To unmask the similarity, each
media description in the relationship MAY include a zerosync parameter
whose non-zero value codes its initial timestamp value.  In this scheme,
the underlying timestamp for a packet is computed by subtracting (modulo
2^32) the zerosync value from the packet timestamp.

In a zero behavior, all affected streams share an underlying timebase
AND the same initial timestamp value (in direct violation of [2]).
Thus, the packet timestamps code the "true" timestamp directly.

C.4.3 Multi-stream examples using musicport and zerosync.

This section shows several session description examples that use the
musicport and zerosync parameters.

Our first session description example shows two mpeg4-generic streams
that drive the same General MIDI decoder.

 v=0
 o=lazzaro 2520644554 2838152170 IN IP4 first.example.net
 s=Example
 t=0 0
 m=audio 5004 RTP/AVP 61
 c=IN IP4 192.0.2.94
 a=rtpmap: 61 mpeg4-generic/44100
 a=fmtp: 61 streamtype=5; mode=rtp-midi; profile-level-id=12;
 a=fmtp: 96 config=7A124D546864000000060000000100604D547
                   26B0000000400FF2F000
 a=fmtp: 61 musicport=12;zerosync=1726



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 m=audio 5006 RTP/AVP 62
 c=IN IP4 192.0.2.94
 a=rtpmap: 62 mpeg4-generic/44100
 a=fmtp: 62 streamtype=5; mode=rtp-midi; config="";
 a=fmtp: 62 profile-level-id=12; musicport=12; zerosync=726;

(The linebreak in the second fmtp line accommodates memo formatting
restrictions; SDP does not have continuation lines.)

The musicport values indicate the streams share an identity
relationship, and the zerosync values code the non-zero behavior.

A variant on this example, whose session description is not shown, would
use two streams in an identity relationship driving the same MIDI
renderer, each with a different transport type.  One stream would use
UDP, and would be dedicated to real-time messages.  A second stream
would use TCP, and would be used for SysEx bulk data messages.

In the next example, two mpeg4-generic streams form an ordered
relationship to drive a Structured Audio decoder with 32 MIDI voice
channels.

 v=0
 o=lazzaro 2520644554 2838152170 IN IP6 first.example.net
 s=Example
 t=0 0
 m=audio 5004 RTP/AVP 61
 c=IN IP6 FF1E:03AD::7F2E:172A:1E24
 a=rtpmap: 61 mpeg4-generic/44100
 a=fmtp: 61 streamtype=5; mode=rtp-midi; config="";
 a=fmtp: 61 profile-level-id=13; musicport=5; zerosync=0;
 m=audio 5006 RTP/AVP 62
 c=IN IP6 FF1E:03AD::7F2E:172A:1E24
 a=rtpmap: 62 mpeg4-generic/44100
 a=fmtp: 62 streamtype=5; mode=rtp-midi; config=""; profile-level-id=13;
 a=fmtp: 62  profile-level-id=13; musicport=6; zerosync=0;
 a=fmtp: 62 render=synthetic; rinit="audio/asc";
 a=fmtp: 62 url="http://example.com/cardinal.asc";
 a=fmtp: 62 cid="azsldkaslkdjqpwojdkmsldkfpe";

The sequential musicport values for the two streams establishes the
ordered relationship.  The musicport=5 stream maps to Structured Audio
extended channels range 0-15, the musicport=6 stream maps to Structured
Audio extended channels range 16-31.  The zerosync values code the zero
behavior.

Both config strings are empty.  The configuration data is specified in
the final two fmtp lines of the second media description.  We define



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this configuration method in Appendix C.5.


C.5 SDP Definitions: MIDI Rendering

This Appendix defines the session configuration tools for rendering.

The "render" fmtp parameter specifies a rendering method for a stream.
The inclusion of a render parameter in a media description acts to
override the default rendering semantics (defined in Sections 6.1-2) for
the stream.

The render parameter is assigned a token value that signals the top-
level rendering type.  This memo defines two token values for render:
"synthetic" and "api".  A "synthetic" renderer transforms the MIDI
stream into audio output (or sometimes, into stage lighting changes or
other actions).  An "api" renderer presents the command stream to
applications via an Application Programmer Interface (API).

Other fmtp parameters follow the render parameter in the media
description, and define the exact nature of the renderer.  The "rinit"
fmtp parameter (defined in Appendix C.5.1) specifies the MIME subtype
for the renderer, and the "inline", "url", and "cid" fmtp parameters
(defined in Appendix C.5.2) specify renderer initialization data.

Other IETF standards-track documents MAY define additional token values
for the render parameter.  If a receiver is not aware of the token value
assigned to a render parameter, the receiver MUST ignore the renderer
the parameter defines.

A media description MAY contain several render parameters.  This syntax
requests synchronized rendering of the stream by each renderer, if
possible.  Renderers appear in a media description in order of
decreasing priority.  A receiver with limited resources SHOULD use the
priority to decide which renderer(s) to retain in a session.

C.5.1 The rinit Parameter

The "rinit" fmtp parameter defines the nature of the renderer declared
by the render parameter.  Exactly one rinit parameter MUST follow the
render parameter in a media description.

The value assigned to the rinit parameter MUST be a MIME type/subtype
[8] that defines a renderer.  Authors of rendering systems and MIDI APIs
SHOULD register [20] a MIME subtype for use with RTP MIDI.

A renderer that directly produces audio output SHOULD be registered
under the "audio" MIME type.  API presentation renderers, and renderers



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that control non-audio devices, SHOULD be registered under the
"application" MIME type.

The subtype registration for a renderer MAY define a data object.  For
renderers that directly produce audio or control output, the data object
usually codes initialization data for the rendering algorithm.  The data
object may also encapsulate an SMF, so that the data object may be used
as a format for stored performances.

For API presentation renderers, the role of the data object varies.  In
some cases, the data object describes the hardware device that generates
the stream (manufacturer, model, etc).  In other cases, the data object
follows the semantics of audio renderer data objects.

If a renderer MIME registration defines a data object, additional fmtp
parameters MAY follow the rinit parameter to encode the object.  We
define these parameters in Appendix C.5.2.

By default, if a data object is encoded in an RTP MIDI media
description, SMFs encapsulated in the data object MUST be ignored by the
receiver.  We define fmtp parameters to override this default in
Appendix C.5.3.

Special rules apply to using the rinit parameter in an mpeg4-generic
stream.  We define these rules in Appendix C.5.4.

The rinit parameter MAY be assigned the "application/octet-stream" or
"audio/octet-stream" values.  These values code an opaque rendering
type, whose rendering semantics and data object format has been defined
outside the scope of this memo.

C.5.2 Encoding rinit Data Objects

The "inline", "url", and "cid" fmtp parameters MAY follow the rinit
parameter in a media description.  These parameters encode the
initialization data object for the renderer.

The "inline" parameter supports the inline encoding of the data object.
The parameter is assigned a double-quoted Base64 [8] encoding of the
binary data object, with no line breaks.

The "url" parameter is assigned a double-quoted string representation of
a Uniform Resource Locator (URL) for the data object.  If the URL points
to a MIME object, the object MUST have the MIME type/subtype value coded
by the rinit parameter.

The "cid" parameter supports data object caching, and MAY follow the url
parameter in the media description.  The parameter is assigned a double-



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quoted string value that encodes a globally unique identifier for the
data object.  If the url string points to a MIME object, the cid string
MUST match the Content-ID header [8] value of the object.

In most cases, one inline parameter or one url/cid parameter pair
follows the rinit parameter in the media description.  The correct
receiver interpretation of multiple data objects SHOULD be defined in
the renderer MIME registration.

C.5.3 MIDI Channel Mapping

In this Appendix, we specify how to map MIDI name spaces (16 voice
channels + systems) onto a renderer.

In the general case:

  o  A session may define an ordered relationship (Appendix C.4)
     that presents more than one MIDI name space to a renderer.

  o  A renderer may accept an arbitrary number of MIDI name spaces,
     or may expect a fixed number of MIDI name spaces.

A session description SHOULD define mappings of streams to renderers
that are name-space compatible.  If a receiver detects a name-space
mismatch in a session description, extra stream name spaces MUST be
discarded, and extra renderer name spaces MUST NOT be driven with MIDI
data.

If a media description defines several renderers, each renderer
processes the presented name space(s) in parallel.  However, the
"chanmask" fmtp parameter may be used to mask out selected voice
channels to each renderer.  We define "chanmask" and other channel
management fmtp parameters in the sub-sections below.

C.5.3.1 The smf_info fmtp Parameter

The smf_info parameter MAY appear after the rinit parameter (Appendix
C.5.1) in a media description.  The parameter defines the use of all
SMFs encapsulated in renderer data objects.

We define token values for smf_info: "sdp_start" and "ignore".  The
"sdp_start" value codes that SMF rendering MUST begin upon the
acceptance of the session description.  The "ignore" value codes that
SMF files MUST be discarded (the default behavior).  Below, we define
the semantics for the "sdp_start" token value.

SMFs share the MIDI name spaces of the RTP streams.  SMF commands and
RTP stream commands are merged and presented to the renderer.  The



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indefinite artifact responsibilities for merged MIDI streams defined in
Appendix C.4.1 also apply to merging RTP streams and SMFs.

If the data object encapsulates multiple SMFs, the SMF name spaces are
presented as an ordered entity to the renderer.  The first encapsulated
SMF in the data object maps to the first renderer name space, the second
encapsulated SMF maps to the second renderer name space, etc.  If the
associated RTP streams form an ordered relationship, the first SMF is
merged with the first name space of the relationship, the second SMF is
merged to the second name space of the relationship, etc.

Unless the streams and the SMFs both use MIDI Time Code, the time offset
between SMF and stream data is unspecified.  This restriction may limit
the use of SMFs to applications where synchronization is not critical,
such as the transport of System Exclusive commands for renderer
initialization, or human-SMF interactivity.

C.5.3.2 The smf_inline, smf_url, and smf_cid fmtp Parameters

In some applications, the renderer data object may not encapsulate SMFs,
but an application may wish to use SMFs in the manner defined in
Appendix C.5.3.1.

The "smf_inline", "smf_url", and "smf_cid" fmtp parameters address this
situation.  These parameters use the syntax and semantics of the inline,
url, and cif parameters defined in C.5.2, except that the encoded data
object is an SMF.

If several "smf_inline" or "smf_url" parameters appear in a media
description, the order of the parameter defines the SMF name space
ordering.

If smf_url points to a MIME object, the "application/octet-stream"
type/subtype SHOULD be used for the object.

C.5.3.3 The chanmask fmtp Parameter

The chanmask fmtp parameter instructs the renderer to ignore all MIDI
voice commands for certain channel numbers.  The parameter value is an
concatenated string of "1" and "0" digits.  Each string position maps to
a MIDI voice channel number (system channels may not be masked).  A "1"
instructs the renderer to process the voice channel; a "0" instructs the
renderer to ignore the voice channel.

The string length of the chanmask parameter value MUST be 16 (for a
single stream or an identity relationship) or a multiple of 16 (for an
ordered relationship).




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The chanmask parameter appears after the render parameter, and describes
the final MIDI name spaces presented to the renderer.  The SMF and
stream components of the MIDI name spaces may not be independently
masked.

C.5.4 The audio/asc MIME Type

In Appendix H.3, we register the audio/asc MIME type.  The data object
for audio/asc is a binary encoding of the AudioSpecificConfig data used
to configure mpeg4-generic streams (Section 6.2 and [7]).

An mpeg4-generic media description MAY use audio/asc for renderer
configuration.  Several restrictions apply to the use of the render
parameter with mpeg4-generic streams:

  o  An mpeg4-generic media description that uses the render parameter
     MUST assign the empty string ("") to the mpeg4-generic "config"
     parameter.

  o  The render parameter MUST be assigned the value "synthetic".
     Other token values for render MUST NOT appear in an mpeg4-generic
     media description.

  o  The rinit parameter MUST be assigned the value "audio/asc".
     Other token values for rinit MUST NOT appear in an mpeg4-generic
     media description.

  o  The streamtype, mode, and profile-level-id parameters MUST be
     used as defined in Section 6.2, and the AudioSpecificConfig data
     MUST encode one of the MPEG 4 Audio Object Types defined for use
     with mpeg4-generic in Section 6.2.

In addition, several restrictions apply to the use of the audio/asc MIME
type in RTP MIDI.

  o  A native stream MUST NOT assign the "audio/asc" value to rinit.

  o  The audio/asc MIME type defines a stored object type; it does
     not define semantics for RTP streams.  Thus, audio/asc MUST NOT
     appear on an rtpmap line of a session description.

Below, we show session description examples for audio/asc.  The session
description below uses the inline parameter to code the
AudioSpecificConfig block for a mpeg4-generic General MIDI stream.

 v=0
 o=lazzaro 2520644554 2838152170 IN IP4 first.example.net
 s=Example



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 t=0 0
 m=audio 5004 RTP/AVP 61
 c=IN IP4 192.0.2.94
 a=rtpmap: 61 mpeg4-generic/44100
 a=fmtp: 61 streamtype=5; mode=rtp-midi;
 a=fmtp: 61 config=""; profile-level-id=12; render=synthetic;
 a=fmtp: 61 rinit="audio/asc";
 a=fmtp: 61 inline="ehJNVGhkAAAABgAAAAEAYE1UcmsAAAAEAP8vAAA="

The session description below uses the url fmtp parameter to code the
AudioSpecificConfig block for the same General MIDI stream:

 v=0
 o=lazzaro 2520644554 2838152170 IN IP4 first.example.net
 s=Example
 t=0 0
 m=audio 5004 RTP/AVP 61
 c=IN IP4 192.0.2.94
 a=rtpmap: 61 mpeg4-generic/44100
 a=fmtp: 61 streamtype=5; mode=rtp-midi;
 a=fmtp: 61 config=""; profile-level-id=12;
 a=fmtp: 61 render=synthetic; rinit="audio/asc";
 a=fmtp: 61 url="http://example.net/oski.asc";
 a=fmtp: 61 cid="xjflsoeiurvpa09itnvlduihgnvet98pa3w9utnuighbuk";




D.  Parameter Syntax Definitions

In this Appendix, we define the syntax for the RTP MIDI fmtp parameters
in Augmented Backus-Naur Form (ABNF, [10]).  Parameters appear in the
fmtp lines of session descriptions for native or mpeg4-generic streams.
A fmtp line may be defined as:

;
; SDP fmtp line definition
;

fmtp = "a=fmtp:" token 1*(param-assign ";") CRLF

where <token> codes the RTP payload type.  Below, we define <param-
assign> as a set of incremental rules for the custom parameters defined
in Appendix C.

;
;
; top-level definition for all parameters



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;
;

;
; Parameters defined in Appendix C.1

param-assign  = "j_sec"      "=" ("none" / "recj" / *ietf-extension)

param-assign /= "j_update"   "=" ("anchor" / "closed-loop" / "open-loop"
                                   / *ietf-extension)

param-assign /= "ch_default" "=" ([channel-list] chapter-list [f-list])

param-assign /= "ch_unused"  "=" ([channel-list] chapter-list [f-list])

param-assign /= "ch_never"   "=" ([channel-list] chapter-list [f-list])

param-assign /= "ch_anchor"  "=" ([channel-list] chapter-list [f-list])

;
; Parameters defined in Appendix C.2

param-assign /= "tsmode"     "=" ("comex" / "async" / "buffer")

param-assign /= "linerate"   "=" nonzero-four-octet

param-assign /= "octpos"     "=" ("first" / "last")

param-assign /= "mperiod"    "=" nonzero-four-octet

;
; Parameter defined in Appendix C.3

param-assign /= "guardtime"  "=" nonzero-four-octet

;
; Parameters defined in Appendix C.4

param-assign /= "musicport"  "=" four-octet

param-assign /= "zerosync"   "=" four-octet

;
; Parameters defined in Appendix C.5

param-assign /= "chanmask"   "=" 1*( 16( "0" / "1" ) )

param-assign /= "cid"        "=" double-quote cid-block double-quote



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param-assign /= "inline"     "=" double-quote base-64-block double-quote

param-assign /= "render"     "=" ("synthetic" / "api" / *ietf-extension)

param-assign /= "rinit"      "=" mime-type "/" mime-subtype

param-assign /= "smf_cid"    "=" double-quote cid-block double-quote

param-assign /= "smf_info"   "=" ("ignore" / "sdp_start" )

param-assign /= "smf_inline" "=" double-quote base-64-block double-quote

param-assign /= "smf_url"    "=" double-quote uri-element double-quote

param-assign /= "url"        "=" double-quote uri-element double-quote

;
; list definitions for the ch_ chapter-list
;

chapter-list       = chapter-part1 chapter-part2 chapter-part3

chapter-part1      = 0*1"A" 0*1"B" 0*1"C" 0*1"D" 0*1"E" 0*1"F" 0*1"G"

chapter-part2      = 0*1"H" 0*1"J" 0*1"K" 0*1"M" 0*1"N" 0*1"P" 0*1"Q"

chapter-part3      = 0*1"T" 0*1"V" 0*1"W" 0*1"X" 0*1"Y" 0*1"Z"

;
; list definitions for the ch_ channel-list
;

channel-list       = midi-chan-element *("." midi-chan-element)

midi-chan-element  = midi-chan / midi-chan-range

midi-chan-range    = midi-chan "-" midi-chan

                   ; decimal value of left midi-chan
                   ; MUST be strictly less than decimal
                   ; value of right midi-chan

midi-chan          = %d0-15

;
; list definitions for the ch_ field list (f-list)
;




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f-list             = midi-field-element *("." midi-field-element)

midi-field-element = midi-field / midi-field-range

midi-field-range   = midi-field "-" midi-field
                   ;
                   ; decimal value of left midi-field
                   ; MUST be strictly less than decimal
                   ; value of right midi-field

midi-field         = %d0-127

;
; definitions for rinit fmtp parameter
;

mime-type          = type
                   ;
                   ; as defined on page 12 in [8]

mime-subtype       = subtype
                   ;
                   ; as defined on page 12 in [8]

;
; generic rules
;

ietf-extension     = token
                   ;
                   ; token as defined in reference [6].
                   ; ietf-extension may only be defined in
                   ; standards-track RFCs (Section 7).

four-octet         = %d0-429496729
                   ; unsigned encoding of 32-bits

nonzero-four-octet = %d1-429496729
                   ; unsigned encoding of 32-bits, ex-zero

uri-element        = uri
                   ; as defined in reference [6].

base-64-block      = base64
                   ; as defined in reference [6].

double-quote       = %x22
                   ; the double-quote (") character



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cid-block          = msg-id
                   ; as discussed in Section 7 of
                   ; reference [8]

;
; End of ABNF


The mpeg4-generic RTP payload [4] defines a "mode" parameter that
signals the type of MPEG stream in use.  We add a new mode value, "rtp-
midi", using the ABNF rule below:

;
; mpeg4-generic mode parameter extension
;

mode              /= "rtp-midi"
                  ; as described in Section 6.2 of this memo


E.  A MIDI Overview for Networking Specialists

This Appendix presents an overview of the MIDI standard, for the benefit
of networking specialists new to musical applications.  Implementors
should consult [1] for a normative description of MIDI.

Musicians make music by performing a controlled sequence of physical
movements.  For example, a pianist plays by coordinating a series of key
presses, key releases, and pedal actions.  MIDI represents a musical
performance by encoding these physical gestures as a sequence of MIDI
commands.  This high-level musical representation is compact but
fragile: one lost command may be catastrophic to the performance.

MIDI commands have much in common with the machine instructions of a
microprocessor.  MIDI commands are defined as binary elements.
Bitfields within a MIDI command have a regular structure and a
specialized purpose.  For example, the upper nibble of the first command
octet (the opcode field) codes the command type.  MIDI commands may
consist of an arbitrary number of complete octets, but most MIDI
commands are 1, 2, or 3 octets in length.











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   -------------------------------------------------------------
  |              Name              |      Bitfield Pattern      |
  |-------------------------------------------------------------|
  | NoteOff (end a note)           | 1000cccc 0nnnnnnn 0vvvvvvv |
  |-------------------------------------------------------------|
  | NoteOn (start a note)          | 1001cccc 0nnnnnnn 0vvvvvvv |
  |-------------------------------------------------------------|
  | PTouch (Polyphonic Aftertouch) | 1010cccc 0nnnnnnn 0aaaaaaa |
  |-------------------------------------------------------------|
  | CControl (Controller Change)   | 1011cccc 0xxxxxxx 0yyyyyyy |
  |-------------------------------------------------------------|
  | PChange (Program Change)       | 1100cccc 0ppppppp          |
  |-------------------------------------------------------------|
  | CTouch (Channel Aftertouch)    | 1101cccc 0aaaaaaa          |
  |-------------------------------------------------------------|
  | PWheel (Pitch Wheel)           | 1110cccc 0xxxxxxx 0yyyyyyy |
  |-------------------------------------------------------------|
  | System (sub-opcode is xxxx)    | 1111xxxx ...               |
   -------------------------------------------------------------

                     Figure E.1 -- MIDI command chart


Figure E.1 shows the MIDI command family.  There are two major classes
of commands: voice commands (opcode field values in the range 0x8
through 0xE) and system commands (opcode field value 0xF).  Voice
commands code the musical gestures for each timbre in a composition.
Systems commands perform housekeeping functions, such as System Reset
(the one-octet command 0xFF).

E.1 Commands Types

Voice commands execute on one of 16 MIDI channels, as coded by its 4-bit
channel field (field cccc in Figure E.1).  In most applications, notes
for different timbres are assigned to different channels.  To support
applications that require more than 16 channels, MIDI systems use
several MIDI command streams in parallel, to yield 32, 48, or 64 MIDI
channels.

As an example of a voice command, consider a NoteOn command (opcode
0x9), with binary encoding 1001cccc 0nnnnnnn 0aaaaaaa.  This command
signals the start of a musical note on MIDI channel cccc.  The note has
a pitch coded by the note number nnnnnnn, and an onset amplitude coded
by note velocity aaaaaaa.

Other voice commands signal the end of notes (NoteOff, opcode 0x8), map
a specific timbre to a MIDI channel (PChange, opcode 0xC), or set the
value of parameters that modulate the timbral quality (all other voice



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commands).  The exact meaning of most voice channel commands depends on
the rendering algorithms the MIDI receiver uses to generate sound.  In
most applications, a MIDI sender has a model (in some sense) of the
rendering method used by the receiver.

E.2 Running Status

All MIDI command bitfields share a special structure: the leading bit of
the first octet is set to 1, and the leading bit of all subsequent
octets is set to 0.  This structure supports a data compression system,
called running status [1], that improves the coding efficiency of MIDI.

In running status coding, the first octet of a MIDI voice command may be
dropped if it is identical to the first octet of the previous MIDI voice
command.  This rule, in combination with a convention to consider NoteOn
commands with a null third octet as NoteOff commands, supports the
coding of note sequences using two octets per command.

E.3 Command Timing

The bitfield formats in Figure E.1 do not encode the execution time for
a command.  Timing information is not a part of the MIDI command syntax
itself; different applications of the MIDI command language use
different methods to encode timing.

For example, the MIDI command set acts as the transport layer for MIDI
1.0 DIN cables [1].  MIDI cables are short asynchronous serial lines
that facilitate the remote operation of musical instruments and audio
equipment.  Timestamps are not sent over a MIDI 1.0 DIN cable.  Instead,
the standard uses an implicit "time of arrival" code.  Receivers execute
MIDI commands at the moment of arrival.

In contrast, Standard MIDI Files (SMFs, [1]), a file format for
representing complete musical performances, add a explicit timestamp to
each MIDI command, using a delta encoding scheme that is optimized for
statistics of musical performance.  SMF timestamps usually code timing
using the metric notation of a musical score.  SMF meta-events are used
to add a tempo map to the file, so that score beats may be accurately
converted into units of seconds during rendering.


F.  Acknowledgements

We thank the networking, media compression, and computer music community
members who have commented or contributed to the effort, including Steve
Casner, Paul Davis, Robin Davies, Joanne Dow, Dominique Fober, Adrian
Freed, Philippe Gentric, Chris Grigg, Todd Hager, Michel Jullian, Phil
Kerr, Young-Kwon Lim, Jessica Little, Jan van der Meer, Colin Perkins,



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Charlie Richmond, Herbie Robinson, Larry Rowe, Dave Singer, Martijn
Sipkema, Kent Terry, David Wessel, Magnus Westerlund, Tom White, Matt
Wright, Jim Wright, and Giorgio Zoia.


G.  Security Considerations

Authentication of incoming RTP and RTCP packets is RECOMMENDED.  Without
such protections, attackers could forge MIDI commands into an ongoing
stream, damaging speakers and eardrums.  An attacker could also craft
RTP and RTCP packets to exploit known bugs in the client, and take
effective control of a client machine.

Session management tools SHOULD use authentication on all session
descriptions.  Session descriptions may code initialization data inline,
using the inline (Appendix C.5.2) and smf_inline (Appendix C.5.3.2) fmtp
parameters.  If an attacker inserts bogus initialization data into a
session description, he can corrupt the session or forge an client
attack.

Session descriptions may code renderer initialization data by reference,
via the url (Appendix C.5.2) and smf_url (Appendix C.5.3.2) parameters.
If the coded URL is spoofed, both session and client are open to attack.

The zerosync fmtp parameter (described in Appendix C.4.2) impairs a
security feature of RTP.  In standard RTP, the RTP timestamp is
initialized to a randomly chosen value, to reduce the predictability of
the header.  If zerosync is used in a media description, this security
feature is partially (for non-zero zerosync values) or totally (if
zerosync is set to zero) disabled.


H.  IANA Considerations

In this Appendix, we register the audio/rtp-midi and audio/asc MIME
types, and we extend the audio/mpeg4-generic MIME type [4].  The
audio/rtp-midi and audio/asc registrations are in the IETF tree.


H.1 rtp-midi MIME Registration

This section registers rtp-midi as a MIME subtype for the audio type.



MIME media type name:

    audio



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MIME subtype name:

    rtp-midi


Required parameters:

    rate: The RTP timestamp clock rate, as specified in the rtpmap
          line.  See Sections 2.1 and 6.1 for usage details.


Optional parameters:

    Standard SDP attributes:

       maxptime:   See Appendix C.3 for usage details.
       ptime:      See Appendix C.3 for usage details.

    Non-extensible parameters:

       ch_anchor:   See Appendix C.1 for usage details.
       ch_default:  See Appendix C.1 for usage details.
       ch_never:    See Appendix C.1 for usage details.
       ch_unused:   See Appendix C.1 for usage details.
       chanmask:    See Appendix C.5 for usage details.
       cid:         See Appendix C.5 for usage details.
       guardtime:   See Appendix C.3 for usage details.
       inline:      See Appendix C.5 for usage details.
       linerate:    See Appendix C.2 for usage details.
       musicport:   See Appendix C.4 for usage details.
       mperiod:     See Appendix C.2 for usage details.
       octpos:      See Appendix C.2 for usage details.
       rinit:       See Appendix C.5 for usage details.
       tsmode:      See Appendix C.2 for usage details.
       smf_cid:     See Appendix C.5 for usage details.
       smf_info:    See Appendix C.5 for usage details.
       smf_inline:  See Appendix C.5 for usage details.
       smf_url:     See Appendix C.5 for usage details.
       url:         See Appendix C.5 for usage details.
       zerosync:    See Appendix C.4 for usage details.

    Extensible parameters:

       j_sec, j_update:

        See Appendix C.1 for usage details.  The parameters
        may only be extended via an IETF standards-track
        document.



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       render:

        See Appendix C.5 for usage details.  The parameter may
        only be extended via an IETF standards-track document.


Encoding considerations:

    This type is only defined for real-time transfers of MIDI
    streams via RTP.  Stored-file semantics for rtp-midi may
    be defined in the future.


Security considerations:

    See Appendix G of this memo.


Interoperability considerations:

    None.


Published specification:

    This memo and [1] serve as the normative specification.  In
    addition, references [12], [13], and [18] provide non-normative
    implementation guidance.


Applications which use this media type:

    Audio content-creation hardware, such as MIDI controller piano
    keyboards and MIDI audio synthesizers.  Audio content-creation
    software, such as music sequencers, digital audio workstations,
    and soft synthesizers.  Computer operating systems, for network
    support of MIDI Application Programmer Interfaces.  Content
    distribution servers and terminals may use this media type for
    low bit-rate music coding.


Additional information:

    None.


Person & email address to contact for further information:




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    John Lazzaro <lazzaro@cs.berkeley.edu>


Intended usage:

    COMMON.


Author/Change controller:

    John Lazzaro <lazzaro@cs.berkeley.edu>



H.2 mpeg4-generic MIME Registration

The mpeg4-generic MIME type [4] permits extensions to support new modes.
The registration below defines mode rtp-midi for mpeg4-generic, to
support the MPEG Audio codecs [5] that use MIDI.



MIME media type name:

    audio


MIME subtype name:

    mpeg4-generic


Required parameter extensions:

    We extend the mpeg4-generic required parameter mode, by
    adding the value=parameter syntax:

    mode=rtp-midi

    to the list of legal mode values defined in [4].  See
    Section 6.2 for usage details.

    rate: In mode rtp-midi, rate is a required parameter.  Rate
    specifies the RTP timestamp clock rate on the rtpmap line.
    See Sections 2.1 and 6.2 for usage details.


Optional parameters:



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    Standard SDP attributes:

       maxptime:   See Appendix C.3 for usage details.
       ptime:      See Appendix C.3 for usage details.

    Non-extensible parameters:

       ch_anchor:   See Appendix C.1 for usage details.
       ch_default:  See Appendix C.1 for usage details.
       ch_never:    See Appendix C.1 for usage details.
       ch_unused:   See Appendix C.1 for usage details.
       chanmask:    See Appendix C.5 for usage details.
       cid:         See Appendix C.5 for usage details.
       guardtime:   See Appendix C.3 for usage details.
       inline:      See Appendix C.5 for usage details.
       linerate:    See Appendix C.2 for usage details.
       musicport:   See Appendix C.4 for usage details.
       mperiod:     See Appendix C.2 for usage details.
       octpos:      See Appendix C.2 for usage details.
       rinit:       See Appendix C.5 for usage details.
       tsmode:      See Appendix C.2 for usage details.
       smf_cid:     See Appendix C.5 for usage details.
       smf_info:    See Appendix C.5 for usage details.
       smf_inline:  See Appendix C.5 for usage details.
       smf_url:     See Appendix C.5 for usage details.
       url:         See Appendix C.5 for usage details.
       zerosync:    See Appendix C.4 for usage details.

    Extensible parameters:

       j_sec, j_update:

        See Appendix C.1 for usage details.  The parameters
        may only be extended via an IETF standards-track
        document.

       render:

        See Appendix C.5 for usage details.  The parameter may
        only be extended via an IETF standards-track document.


Encoding considerations:

    Only defined for real-time transfers of audio/mpeg4-generic
    RTP streams with mode=rtp-midi.





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Security considerations:

    See Appendix G of this memo.


Interoperability considerations:

    Except for the marker bit (Section 2.1), the packet formats
    for audio/rtp-midi and audio/mpeg4-generic (mode rtp-midi)
    are identical.  The formats differ in use: audio/mpeg4-generic
    is for MPEG work, audio/rtp-midi is for all other work.


Published specification:

    This memo, [1], and [5] are the normative references.  In
    addition, references [12], [13], and [18] provide non-normative
    implementation guidance.


Applications which use this media type:

    MPEG 4 servers and terminals that support [5].


Additional information:

    None.


Person & email address to contact for further information:

    John Lazzaro <lazzaro@cs.berkeley.edu>


Intended usage:

    COMMON.


Author/Change controller:

    John Lazzaro <lazzaro@cs.berkeley.edu>



H.3 asc MIME Registration




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This section registers asc as a MIME subtype for the audio type.



MIME media type name:

    audio


MIME subtype name:

    asc


Required parameters:

    none


Optional parameters:

    none


Encoding considerations:

    This type is only defined for data object (stored file)
    transfer.  The native form of the data object is binary
    data padded to an octet boundary.  The most common
    transports for the type are HTTP and SMTP.


Security considerations:

    See Appendix G of this memo.


Interoperability considerations:

    None.


Published specification:

    The audio/asc data object is the AudioSpecificConfig
    binary data structure, which is normatively defined in [7].





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Applications which use this media type:

    MPEG 4 Audio servers and terminals which support
    audio/mpeg4-generic RTP streams for mode rtp-midi.


Additional information:

    None.


Person & email address to contact for further information:

    John Lazzaro <lazzaro@cs.berkeley.edu>


Intended usage:

    COMMON.


Author/Change controller:

    John Lazzaro <lazzaro@cs.berkeley.edu>


I.  References

I.1 Normative References

[1] MIDI Manufacturers Association.  "The Complete MIDI 1.0 Detailed
Specification", 1996.

[2] Schulzrinne, H., Casner, S., Frederick, R., and V. Jacobson.
"RTP: A transport protocol for real-time applications", work in
progress, draft-ietf-avt-rtp-new-12.txt.

[3] Schulzrinne, H., and S. Casner.  "RTP Profile for Audio and Video
Conferences with Minimal Control", work in progress,
draft-ietf-avt-profile-new-13.txt.

[4] van der Meer, J., Mackie, D., Swaminathan, V., Singer, D., and
P. Gentric.  "RTP Payload Format for Transport of MPEG-4 Elementary
Streams", work in progress, draft-ietf-avt-mpeg4-simple-07.txt.

[5] International Standards Organization.  "ISO/IEC 14496 MPEG-4",
Part 3 (Audio), Subpart 5 (Structured Audio), 2001.




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[6] Handley, M., Jacobson, V., and C. Perkins.  "SDP: Session
Description Protocol", work in progress,
draft-ietf-mmusic-sdp-new-12.txt.

[7] International Standards Organization.  "ISO 14496 MPEG-4", Part 3
(Audio), 2001.

[8] Freed, N. and N. Borenstein.  "MIME Part One: Format of Internet
Message Bodies", RFC 2045, November 1996.

[9] MIDI Manufacturers Association.  "The MIDI Downloadable Sounds
Specification", v98.2, 1998.

[10] Crocker, D. and P. Overell.  "Augmented BNF for Syntax
Specifications: ABNF.", RFC 2234, November 1997.

[11] Bradner, S.  "Key words for use in RFCs to Indicate Requirement
Levels", BCP 14, RFC 2119, March 1997.


I.2 Informative References

[12] Lazzaro, J. and J. Wawrzynek.  "A Case for Network Musical
Performance", 11th International Workshop on Network and Operating
Systems Support for Digital Audio and Video (NOSSDAV 2001) June 25-26,
2001, Port Jefferson, New York.

[13] Fober, D., Orlarey, Y. and S. Letz.  "Real Time Musical Events
Streaming over Internet", Proceedings of the International Conference
on WEB Delivering of Music 2001, pages 147-154.

[14] Rosenberg, J, Schulzrinne, H., Camarillo, G., Johnston, A.,
Peterson, J., Sparks, R., Handley, M., and E. Schooler.  "SIP: Session
Initiation Protocol", RFC 3261, June 2002.

[15] J. Rosenberg and H. Schulzrinne.  "An Offer/Answer Model with
SDP", RFC 3264, June 2002.

[16] Schulzrinne, H., Rao, A., and R. Lanphier. "Real Time Streaming
Protocol (RTSP)", RFC 2326, April 1998.

[17] Clark, D. D. and D. L. Tennenhouse. "Architectural considerations
for a new generation of protocols", SIGCOMM Symposium on
Communications Architectures and Protocols , (Philadelphia,
Pennsylvania), pp. 200--208, IEEE, Sept. 1990.

[18] Lazzaro, J., and J. Wawrzynek.  "An Implementation Guide for RTP
MIDI", work in progress,



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draft-lazzaro-avt-mwpp-coding-guidelines-02.txt.

[19] Braden, R. et al. "Resource ReSerVation Protocol (RSVP) --
Version 1 Functional Specification", RFC 2205, September 1997.

[20] Freed, N., Klensin, J., and J. Postel.  "MIME Part Four:
Registration Procedures", RFC 2048, November 1996.


J.  Author Addresses

John Lazzaro (corresponding author)
UC Berkeley
CS Division
315 Soda Hall
Berkeley CA 94720-1776
Email: lazzaro@cs.berkeley.edu

John Wawrzynek
UC Berkeley
CS Division
631 Soda Hall
Berkeley CA 94720-1776
Email: johnw@cs.berkeley.edu


K.  Intellectual Property Rights Statement

The IETF takes no position regarding the validity or scope of any
intellectual property or other rights that might be claimed to pertain
to the implementation or use of the technology described in this
document or the extent to which any license under such rights might or
might not be available; neither does it represent that it has made any
effort to identify any such rights.  Information on the IETF's
procedures with respect to rights in standards-track and standards-
related documentation can be found in BCP-11.  Copies of claims of
rights made available for publication and any assurances of licenses to
be made available, or the result of an attempt made to obtain a general
license or permission for the use of such proprietary rights by
implementors or users of this specification can be obtained from the
IETF Secretariat.

The IETF invites any interested party to bring to its attention any
copyrights, patents or patent applications, or other proprietary rights
which may cover technology that may be required to practice this
standard.  Please address the information to the IETF Executive
Director.




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L.  Full Copyright Statement

Copyright (C) The Internet Society (2002-2003).  All Rights Reserved.

This document and translations of it may be copied and furnished to
others, and derivative works that comment on or otherwise explain it or
assist in its implementation may be prepared, copied, published and
distributed, in whole or in part, without restriction of any kind,
provided that the above copyright notice and this paragraph are included
on all such copies and derivative works.  However, this document itself
may not be modified in any way, such as by removing the copyright notice
or references to the Internet Society or other Internet organizations,
except as needed for the purpose of developing Internet standards in
which case the procedures for copyrights defined in the Internet
Standards process must be followed, or as required to translate it into
languages other than English.

The limited permissions granted above are perpetual and will not be
revoked by the Internet Society or its successors or assigns.

This document and the information contained herein is provided on an "AS
IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING TASK
FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING BUT NOT
LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION HEREIN WILL NOT
INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF MERCHANTABILITY OR
FITNESS FOR A PARTICULAR PURPOSE.

Acknowledgement

Funding for the RFC Editor function is currently provided by the
Internet Society.




















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M.  Change Log for <draft-ietf-avt-mwpp-midi-rtp-08.txt>

[Note to RFC Editors: this Appendix, and its Table of Contents listing,
should be removed from the final version of the memo]

Chapter M (Appendix A.9) has been redesigned, to follow the semantic
design of Chapters C and E.  Several definitions in Appendix A.1 have
been changed to reflect this change, as have the chapter inclusion
semantics for Chapter M in Appendix C.1.3.

Many small editorial changes throughout the document, to correct
grammatical errors and improve phrasing.







































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