Internet Engineering Task Force                    Baugher, McGrew,
   AVT Working Group                                      Oran (Cisco)
   INTERNET-DRAFT                              Blom, Carrara, Naslund,
   EXPIRES: December 2002                           Norrman (Ericsson)
                                                             June 2002

                

The Secure Real-time Transport Protocol

<draft-ietf-avt-srtp-05.txt>

Status of this memo This document is an Internet-Draft and is in full conformance with all provisions of Section 10 of RFC2026. Internet-Drafts are working documents of the Internet Engineering Task Force (IETF), its areas, and its working groups. Note that other groups may also distribute working documents as Internet- Drafts. Internet-Drafts are draft documents valid for a maximum of six months and may be updated, replaced, or obsoleted by other documents at any time. It is inappropriate to use Internet-Drafts as reference material or cite them other than as "work in progress". The list of current Internet-Drafts can be accessed at http://www.ietf.org/ietf/lid-abstracts.txt The list of Internet-Draft Shadow Directories can be accessed at http://www.ietf.org/shadow.html Abstract This document describes the Secure Real-time Transport Protocol (SRTP), a profile of the Real-time Transport Protocol (RTP), which can provide confidentiality, message authentication, and replay protection to the RTP/RTCP traffic. INTERNET-DRAFT SRTP June, 2002 TABLE OF CONTENTS 1. Introduction......................................................3 1.1. Notational Conventions..........................................3 2. Goals and Features................................................4 3. SRTP Framework....................................................5 3.1 Secure RTP......................................................6 3.2 SRTP Cryptographic Contexts.....................................7 3.2.1 Transform-independent parameters............................7 3.2.2 Transform-dependent parameters..............................9 3.2.3 Mapping SRTP Packets to Cryptographic Contexts.............10 3.3 SRTP Packet Processing.........................................10 3.3.1 Packet Index Determination, and ROC, s_l Update............12 3.3.2 Replay Protection..........................................14 3.4 Secure RTCP....................................................15 4. Pre-Defined Cryptographic Transforms.............................18 4.1 Encryption.....................................................18 4.1.1 AES in Counter Mode........................................20 4.1.2 AES in f8-mode.............................................21 4.1.3 NULL Cipher................................................23 4.2 Message Authentication and Integrity...........................23 4.2.1. HMAC-SHA1.................................................24 4.3 Key Derivation.................................................24 4.3.1 Key Derivation Algorithm...................................24 4.3.2 SRTCP Key Derivation.......................................26 4.3.3 AES-CM PRF.................................................26 5. Default and mandatory-to-implement Transforms....................27 5.1 Encryption: AES-CM and NULL....................................27 5.2 Message Authentication/Integrity: HMAC-SHA1....................27 5.3 Key Derivation: AES-CM PRF.....................................27 6. Adding SRTP Transforms...........................................27 7. Rationale........................................................28 7.1 Key derivation.................................................28 7.2 Salting key....................................................29 7.3 Message Integrity from Universal Hashing.......................29 7.4 Data Origin Authentication Considerations......................29 8. Key Management Considerations....................................30 8.1. Re-keying.....................................................31 8.2. Key Management parameters.....................................32 9. Security Considerations..........................................33 9.1 SSRC collision and two-time pad................................33 9.2 Key Usage......................................................34 9.3 Confidentiality of the RTP Payload.............................35 9.4 Confidentiality of the RTP Header..............................36 9.5 Integrity of the RTP payload and header........................36 10. Interaction with Forward Error Correction mechanisms............37 11. Scenarios.......................................................37 11.1 Unicast.......................................................37 Baugher, et al. [Page 2]

INTERNET-DRAFT SRTP June, 2002 11.2 Multicast.....................................................38 11.2.1 Small multicast with one sender...........................38 11.2.2 Large multicast with one sender...........................39 11.3 Re-keying and access control..................................40 11.4 Summary of basic scenarios....................................40 12. IANA Considerations.............................................41 13. Acknowledgements................................................41 14. Author's Addresses..............................................42 15. References......................................................42 Appendix A: Pseudocode for Index Determination......................45 Appendix B: Test Vectors............................................45 B.1 AES-f8 Test Vectors............................................45 B.2 AES-CM Test Vectors............................................46 B.3 Key Derivation Test Vectors....................................47

1. Introduction

This document describes the Secure Real-time Transport Protocol (SRTP), a profile of the Real-time Transport Protocol (RTP), which can provide confidentiality, message authentication, and replay protection to the RTP/RTCP traffic. SRTP provides a framework for encryption and message authentication of RTP and RTCP streams (Section 3). SRTP defines a set of default cryptographic transforms (Sections 4 and 5), and it allows new transforms to be introduced in the future (Section 6). With appropriate key management (Sections 7 and 8), SRTP is secure (Sections 9 and 10) for unicast and multicast RTP applications (Section 11). SRTP can achieve high throughput and low packet expansion. SRTP proves to be a suitable protection for heterogeneous environments. To get such features, default transforms are described, based on an additive stream cipher for encryption, a keyed-hash based function for message authentication, and an "implicit" index for sequencing/synchronization based on the RTP sequence number for SRTP and an index number for Secure RTCP (SRTCP).

1.1. Notational Conventions

The keywords "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in [RFC2119]. The terminology conforms to [RFC2828]. By convention, the adopted representation is the network byte order, i.e. the left most bit (octet) is the most significant one. By XOR Baugher, et al. [Page 3]

INTERNET-DRAFT SRTP June, 2002 we mean bitwise addition modulo 2 of binary strings, and || denotes concatenation. In other words, if C = A || B, then the most significant bits of C are the bits of A, and the least significant bits of C equal the bits of B. Hexadecimal numbers are prefixed by 0x. The word "encryption" includes also use of the NULL algorithm (which in practice does leave the data in the clear). With slight abuse of notation, we use the terms "message authentication" and "authentication tag" as is common practice even though in some circumstances, e.g. group communication, the service provided is actually only integrity protection and not data origin authentication.

2. Goals and Features

The security goals for SRTP are to ensure: * the confidentiality of the RTP and RTCP payloads, and * the integrity of the entire RTP and RTCP packets, together with protection against replayed packets. These security services are optional and independent from each other, except that SRTCP integrity protection is mandatory (malicious or erroneous alteration of RTCP messages could disrupt the processing of the RTP stream). Other, functional, goals for the protocol are: * a framework that permits upgrading with new cryptographic transforms, * low bandwidth cost, i.e., a framework preserving RTP header compression efficiency, and, asserted by the pre-defined transforms: * a low computational cost, * a small footprint (i.e. small code size and data memory for keying information and replay lists), * limited packet expansion to support the bandwidth economy goal, Baugher, et al. [Page 4]

INTERNET-DRAFT SRTP June, 2002 * independence from the underlying transport, network, and physical layers used by RTP, in particular high tolerance to packet loss and re-ordering, and robustness to transmission bit-errors in the encrypted payload. These properties ensure that SRTP is a suitable protection scheme for RTP/RTCP in both wired and wireless scenarios.

2.1 Features

Besides the above mentioned direct goals, SRTP provides for some additional features. They have been introduced to lighten the burden on key management and to further increase security. They include: * A single "master key" provides keying material for confidentiality and integrity protection, both for the SRTP stream and the corresponding SRTCP stream. This is achieved due to a key derivation function (see Section 4.3), providing "session keys" for the respective security primitive, securely derived from the master key. Under additional SSRC uniqueness requirements, a single master key can even protect several SRTP streams, see Section 9.1. * In addition, the key derivation can be configured to periodically "refresh" the session keys, which limits the amount of ciphertext produced by a fixed key, available for an adversary to cryptanalyze. * "Salting keys" are used to protect against pre-computation attacks [MF00]. Detailed rationale for these features can be found in Section 7.

3. SRTP Framework

RTP is the Real-time Transport Protocol [RFC1889]. We define SRTP as a profile of RTP, in a way analogous to RFC1890 which defines the audio/video profile for RTP. Conceptually, we consider it to be a "bump in the stack" implementation which resides between the RTP application and the transport layer. SRTP intercepts RTP packets and then forwards an equivalent SRTP packet on the sending side, and which intercepts SRTP packets and passes an equivalent RTP packet up the stack on the receiving side. Secure RTCP (SRTCP) provides the same security services to RTCP as SRTP does to RTP. SRTCP message authentication is MANDATORY to protect the RTCP messages and thereby protect the RTP session that Baugher, et al. [Page 5]

INTERNET-DRAFT SRTP June, 2002 uses RTP fields to keep track of membership, provide feedback to RTP senders, or maintain packet sequence counters. SRTCP is described in Section 3.4.

3.1 Secure RTP

The format of an SRTP packet is illustrated in Figure 1. 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+<+ |V=2|P|X| CC |M| PT | sequence number | | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | | timestamp | | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | | synchronization source (SSRC) identifier | | +=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+ | | contributing source (CSRC) identifiers | | | .... | | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | | RTP extension (OPTIONAL) | | +>+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | | | payload ... | | | | +-------------------------------+ | | | | RTP padding | RTP pad count | | +>+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+<+ | ~ SRTP MKI (OPTIONAL) ~ | | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | | ~ authentication tag (OPTIONAL) ~ | | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | | | +- Encrypted Portion* Authenticated Portion ---+ Figure 1. The format of an SRTP packet. *Encrypted Portion is the same size as the plaintext for the Section 4 pre-defined transforms. The Encrypted Portion of an SRTP packet consists of the encryption of the RTP payload (including RTP padding when present) of the equivalent RTP packet. (Note: the "Encrypted Portion" MAY be the exact size of the plaintext or MAY be larger. It is exact for the pre-defined transforms and for NULL-encryption, which doesn't change the payload in any way.) The optional MKI and optional authentication tag are the only fields defined by SRTP that are not in RTP. Only 8-bit alignment is assumed. MKI (Master Key Identifier): variable length, OPTIONAL Baugher, et al. [Page 6]

INTERNET-DRAFT SRTP June, 2002 The MKI is defined, signaled, and used by key management. The MKI identifies the master key from which the session key(s) were derived that authenticate and/or encrypt the particular packet. Note that the MKI SHALL NOT identify the SRTP cryptographic context, which is identified according to Section 3.2.3. The MKI MAY be used by key management for the purposes of re-keying, identifying a particular master key within the cryptographic context (Section 3.2.1). Authentication tag: variable length, OPTIONAL The authentication tag is used to carry message authentication data. The Authenticated Portion of an SRTP packet consists of the RTP header followed by the Encrypted Portion of the SRTP packet. Thus, note that if both encryption and authentication are applied, encryption SHALL be applied before authentication on the sender side and conversely on the receiver side. The authentication tag provides authentication of the RTP header and payload, and it indirectly provides replay protection by authenticating the sequence number. Note that the MKI is not integrity protected as this does not provide any extra protection.

3.2 SRTP Cryptographic Contexts

Each SRTP stream requires the sender and receiver to maintain cryptographic state information. This information is called the "cryptographic context". SRTP uses two types of keys: session keys and master keys. By a "session key", we mean a key which is used directly in a cryptographic transform (e.g. encryption or message authentication), and by a "master key", we mean a random bit string (given by the key management protocol) from which session keys are derived in a cryptographically secure way.

3.2.1 Transform-independent parameters

"Transform-independent parameters" are present in the cryptographic context independently of the particular encryption or authentication transforms that are used. The transform-independent parameters of the cryptographic context for SRTP consist of: * a 32-bit unsigned rollover counter (ROC), which records how many times the 16-bit RTP sequence number has been reset to zero after passing through 65,535. Unlike the sequence number (SEQ), which SRTP extracts from the RTP packet header, the ROC is maintained by SRTP as described in Section 3.3.1. Baugher, et al. [Page 7]

INTERNET-DRAFT SRTP June, 2002 We define the index of the SRTP packet corresponding to a given ROC and RTP sequence number to be the 48-bit quantity i = 2^16 * ROC + SEQ. * for the receiver only, a 16-bit sequence number s_l, which is the highest received RTP sequence number (possibly authenticated, if message authentication is provided), * an identifier for the encryption algorithm, i.e., the cipher and its mode of operation, * an identifier for the message authentication algorithm (when authentication is provided), * a replay list, maintained by the receiver only (when authentication and replay protection are provided), containing indices of recently received and authenticated SRTP packets, * an MKI indicator (0/1) as to whether an MKI is present in SRTP and SRTCP packets, * if the MKI indicator is set to one, the length (in octets) of the MKI field, and (for the sender) the actual value of the currently active MKI, (the value of the MKI indicator and length MUST be kept fixed for the lifetime of the context), * the master key(s), which MUST be random and kept secret, * for each master key, there is a counter of the number of SRTP packets that has been processed (sent) with that master key (essential for security, see Sections 3.3.1 and 9), * non-negative integers n_e, and n_a, determining the length of the session keys for encryption, and message authentication. In addition, for each master key, an SRTP stream MAY use the following associated values: * a master salt, to be used in the key derivation of session keys. This value, when used, MUST be random, but MAY be public. Use of master salt is strongly RECOMMENDED, see Section 9.2. A "NULL" salt is treated as 00...0. * an integer in the set {1,2,4,...,2^24}, the "key_derivation_rate", where an unspecified value is treated as zero. The constraint to be a power of 2 simplifies the implementation, see Section 4.3. Baugher, et al. [Page 8]

INTERNET-DRAFT SRTP June, 2002 * <"From", "To"> values, specifying the lifetime for a master key, expressed in terms of the two 48-bit index values inside whose range (including the range end-points) the master key is valid. These values are absolute quantities, not relative. Whenever this field is unspecified, the related master key is valid "from the first observed packet" to "until further notice" (with maximum lifetime as specified in Section 3.3.1). SRTCP SHALL by default share the crypto context with SRTP and uses the same cryptographic context parameters, except: * no rollover counter and s_l-value need to be maintained as the RTCP index is explicitly carried in each SRTCP packet, * a separate replay list is maintained (when replay protection is provided), * SRTCP maintains a separate counter for its master key (even if the master key is the same as that for SRTP, see below), as a mean to maintain a count of the number of SRTCP packets that have been processed with that key. Note in particular that the master key(s) MAY be shared between SRTP and SRTCP, if the pre-defined transforms (including the key derivation) are used but the session key(s) MUST NOT be so shared. In addition, there can be cases (see Sections 8 and 9.1) where several SRTP streams, identified by their SSRCs, share most of the crypto context parameters (including master keys). In such cases, just as in the normal SRTP/SRTCP parameter sharing above, separate replay lists and packet counters for each stream (SSRC) MUST still be maintained, but the session keys MAY then be shared between SRTP streams. A summary of parameters, pre-defined transforms, and default values for the above parameters (and other SRTP parameters) can be found in Sections 5 and 8.2.

3.2.2 Transform-dependent parameters

All encryption, authentication/integrity, and key derivation parameters are defined in the transforms section (Section 4). Typical examples of such parameters are block size of ciphers, session keys, data for IV formation, etc. Future SRTP transform specifications MUST include a section to list the additional cryptographic context's parameters for that transform, if any. Baugher, et al. [Page 9]

INTERNET-DRAFT SRTP June, 2002

3.2.3 Mapping SRTP Packets to Cryptographic Contexts

Recall that an RTP session for each participant is defined [RFC1889] by a pair of destination transport addresses (one network address plus a port pair for RTP and RTCP), and that a multimedia session is defined as a collection of RTP sessions. For example, a particular multimedia session could include an audio RTP session, a video RTP session, and a text RTP session. A cryptographic context SHALL be uniquely identified by the triplet context identifier: context id = <SSRC, destination network address, destination transport port number> where the destination network address and the destination transport port are the ones in the current RTP packet (for the sender) or SRTP packet (for the receiver). It is assumed that, when presented with this information, the key management returns a context with the information as described in Section 3.2. As noted above, SRTP and SRTCP by default share the bulk of the parameters in the cryptographic context. Thus, retrieving the crypto context parameters for an SRTCP stream in practice may imply a binding to the correspondent SRTP crypto context. It is up to the implementation to assure such binding, since the RTCP port may not be directly deducible from the RTP port only. Alternatively, the key management may choose to provide separate SRTP- and SRTCP-contexts, duplicating the common parameters (such as master key(s)). The latter approach then also enables SRTP and SRTCP to use, e.g., distinct transforms, if so desired. Similar considerations arise when multiple SRTP streams share keys and other parameters. If no valid context can be found for a packet corresponding to a certain context identifier, that packet MUST be discarded from further SRTP processing.

3.3 SRTP Packet Processing

The following applies to SRTP. SRTCP is described in Section 3.4. Assuming initialization of the cryptographic context(s) has taken place via key management, the sender SHALL do the following to construct an SRTP packet: 1. Determine which cryptographic context to use as described in Section 3.2.3. Baugher, et al. [Page 10]

INTERNET-DRAFT SRTP June, 2002 2. Determine the index of the SRTP packet using the rollover counter in the cryptographic context and the sequence number in the RTP packet, as described in Section 3.3.1. 3. Determine the master key and master salt. This is done using the index determined in the previous step or the current MKI in the cryptographic context. 4. Determine the session keys and session salt (if they are used by the transform) as described in Section 4.3, using master key, master salt, key_derivation_rate, and session key-lengths in the cryptographic context with the index, determined in Steps 2 and 3. 5. Encrypt the RTP payload to produce the Encrypted Portion of the packet (see Section 4.1, for the defined ciphers). This step uses the encryption algorithm indicated in the cryptographic context, the session encryption key and the session salt (if used) found in Step 4 together with the index found in Step 2. 6. If the MKI indicator is set to one, append the MKI to the packet. 7. If message authentication is provided, compute the authentication tag for the Authenticated Portion of the packet, as described in Section 4.2. This step uses the current rollover counter, the authentication algorithm indicated in the cryptographic context, and the session authentication key found in Step 4. Append the authentication tag to the packet. 8. If necessary, update the ROC as in Section 3.3.1, using the packet index determined in Step 2. To authenticate and decrypt an SRTP packet, the receiver SHALL do the following: 1. Determine which cryptographic context to use as described in Section 3.2.3. 2. Estimate the index of the SRTP packet using the rollover counter and highest sequence number in the cryptographic context with the sequence number in the SRTP packet, as described in Section 3.3.1. 3. Determine the master key and master salt. If the MKI indicator in the context is set to one, use the MKI in the SRTP packet, otherwise use the index from the previous step. 4. Determine the session keys, and session salt (if used by the transform) as described in Section 4.3, using master key, master Baugher, et al. [Page 11]

INTERNET-DRAFT SRTP June, 2002 salt, key_derivation_rate and session key-lengths in the cryptographic context with the index, determined in Steps 2 and 3. 5. If message authentication and replay protection are provided, first check if the packet has been replayed (Section 3.3.2), using the Replay List and the index as determined in Step 2. If the packet is judged to be replayed, then the packet MUST be discarded, and the event SHOULD be logged. Next, perform verification of the authentication tag, using the rollover counter from Step 2, the authentication algorithm indicated in the cryptographic context, and the session authentication key from Step 4. If the result is "AUTHENTICATION FAILURE" (see Section 4.2), the packet MUST be discarded from further processing and the event SHOULD be logged. 6. Decrypt the Encrypted Portion of the packet (see Section 4.1, for the defined ciphers), using the decryption algorithm indicated in the cryptographic context, the session encryption key and salt (if used) found in Step 4 with the index from Step 2. 7. Update the rollover counter and highest sequence number, s_l, in the cryptographic context as in Section 3.3.1, using the packet index estimated in Step 2. If replay protection is provided, also update the Replay List as described in Section 3.3.2. 8. When present, remove the MKI and authentication tag fields from the packet.

3.3.1 Packet Index Determination, and ROC, s_l Update

SRTP implementations use an "implicit" packet index for sequencing, i.e., not all of the index is explicitly carried in the SRTP packet. For the pre-defined transforms, the index i is used in replay protection (Section 3.3.2), encryption (Section 4.1), message authentication (Section 4.2), and for the key derivation (Section 4.3). The index MAY also be used to determine the correct master key when <"From", "To"> values are used to represent key lifetime (Section 3.2.1). When the session starts, the sender side MUST set the rollover counter, ROC, to zero. Each time the RTP sequence number, SEQ, wraps modulo 2^16, the sender side MUST increment ROC by one, modulo 2^32 (see security aspects below). The sender's packet index is then defined as i = 2^16 * ROC + SEQ. Baugher, et al. [Page 12]

INTERNET-DRAFT SRTP June, 2002 Receiver-side implementations use the RTP sequence number to estimate the correct index of a packet, which is the location of the packet in the sequence of all SRTP packets. A robust approach for the proper use of a rollover counter requires its handling and use to be well defined. In particular, out-of-order RTP packets with sequence numbers close to 2^16 or zero must be properly handled. The index estimate is based on the receiver's locally maintained ROC and s_l values. At the setup of the session, ROC MUST be set to zero. Receivers joining an on-going session MUST be given the current ROC value using out of band signaling. Furthermore, the receiver SHALL initialize s_l to the RTP sequence number (SEQ) of the first observed SRTP packet (unless the initial value is provided by key management). On consecutive SRTP packets, the receiver SHOULD estimate the index as i = 2^16 * v + SEQ, where v is chosen from the set { ROC-1, ROC, ROC+1 } (modulo 2^32) such that i is closest (in modulo 2^48 sense) to the value 2^16 * ROC + s_l. After the packet has been processed using the estimated index, the receiver MUST decide if s_l and ROC should be updated. For instance, a simple (but not error robust) method is to simply set s_l to SEQ (if SEQ > s_l) and, if the value v = ROC+1 was used, to update ROC to v. After a re-keying occurs (changing to a new master key), the rollover counter maintains its sequence of values, i.e., it MUST NOT be reset to zero, to avoid inconsistencies in key lifetimes. As the rollover counter is 32 bits long and the sequence number is 16 bits long, the maximum number of packets belonging to a given SRTP stream that can be secured with the same key is 2^48 using the pre-defined transforms. After that number of SRTP packets have been sent with a given (master or session) key, the sender MUST NOT send any more packets with that key. (There exists a similar limit for SRTCP, which in practice may be more restrictive, see Section 9.2.) This limitation enforces a security benefit by providing an upper bound on the amount of traffic that can pass before cryptographic keys are changed. Re-keying (see Section 8.1) MUST be triggered, before this amount of traffic, and MAY be triggered earlier, e.g., for increased security and access control to media. Recurring key derivation by means of a non-zero key_derivation_rate (see Section 4.3), also gives stronger security but does not change the above absolute maximum value. Baugher, et al. [Page 13]

INTERNET-DRAFT SRTP June, 2002 On the receiver side, there is a caveat to updating s_l and ROC: if message authentication is not present, neither the initialization of s_l, nor the ROC update can be made completely robust. The receiver's "implicit index" approach works for the pre-defined transforms as long as the reorder and loss of the packets are not too great and bit-errors do not occur in unfortunate ways. In particular, 2^15 packets would need to be lost, or a packet would need to be 2^15 packets out of sequence before synchronization is lost. Such drastic loss or reorder is likely to disrupt the RTP application itself. The algorithm for the index estimate and ROC update is a matter of implementation, and should take into consideration the environment (e.g., packet loss rate) and the cases when synchronisation is likely to be lost, e.g. when the initial sequence number (randomly chosen by RTP) is not known in advance (not sent in the key management protocol) but may be near to wrap modulo 2^16. A more elaborate and more robust scheme than the one given above is the handling of RTP's own "rollover counter", see Appendix A.1 of [RFC1889].

3.3.2 Replay Protection

Secure replay protection is only possible when integrity protection is present. It is RECOMMENDED to use replay protection, both for RTP and RTCP, as integrity protection alone cannot assure security against replay attacks. A packet is "replayed" when it is stored by an adversary, and then re-injected into the network. When message authentication is provided, SRTP protects against such attacks through a "Replay List". Each SRTP receiver maintains a Replay List, which conceptually contains the indices of all of the packets which have been received and authenticated. In practice, the list can use a "sliding window" approach, so that a fixed amount of storage suffices for replay protection. Packet indices which lag behind the packet index in the context by more than SRTP-WINDOW-SIZE can be assumed to have been received, where SRTP-WINDOW-SIZE is a receiver- side, implementation-dependent parameter and MUST be at least 64, but which MAY be set to a higher value. The receiver checks the index of an incoming packet against the replay list and the window. Only packets with index ahead of the window, or, inside the window but not already received, SHALL be accepted. Baugher, et al. [Page 14]

INTERNET-DRAFT SRTP June, 2002 After the packet has been authenticated (if necessary the window is first moved ahead), the replay list SHALL be updated with the new index. The Replay List can be efficiently implemented by using a bitmap to represent which packets have been received, as described in the Security Architecture for IP [RFC2401].

3.4 Secure RTCP

0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+<+ |V=2|P| RC | PT=SR or RR | length | | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | | SSRC of sender | | +>+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+ | | ~ sender info ~ | | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | | ~ report block 1 ~ | | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | | ~ report block 2 ~ | | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | | ~ ... ~ | | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | | |V=2|P| SC | PT=SDES=202 | length | | | +=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+ | | | SSRC/CSRC_1 | | | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | | ~ SDES items ~ | | +=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+ | | ~ ... ~ | +>+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+ | | |E| SRTCP index | | | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+<+ | ~ SRTCP MKI (OPTIONAL) ~ | | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | | : authentication tag : | | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | | | +-- Encrypted Portion Authenticated Portion -----+ Figure 2. An example of the format of a Secure RTCP packet, consisting of an underlying RTCP compound packet with a Report and SDES packet. Baugher, et al. [Page 15]

INTERNET-DRAFT SRTP June, 2002 Secure RTCP follows the definition of Secure RTP. SRTCP adds three mandatory new fields (the SRTCP index, an "encrypt-flag", and the authentication tag) and one optional field (the MKI) to the RTCP packet definition. The three mandatory fields MUST be appended to an RTCP packet in order to form an equivalent SRTCP packet. The added fields follow any other profile-specific extensions. According to [RFC1889] there is a "recommended" packet format for compound packets. SRTCP MUST be given packets according to that recommendation in the sense that the first part MUST be a sender report or a receiver report. However, the encryption prefix (Section 6.1 of [RFC1889]), a random 32-bit quantity intended to deter known plaintext attacks, MUST NOT be used (see below). The Encrypted Portion of an SRTCP packet consists of the encryption (Section 4.1) of the RTCP payload of the equivalent compound RTCP packet, from the first RTCP packet, i.e., from the ninth (9) octet to the end of the compound packet. The Authenticated Portion of an SRTCP packet consists of the entire equivalent (eventually compound) RTCP packet, the E flag, and the SRTCP index (after any encryption has been applied to the payload). The added fields are: E-flag: 1 bit, REQUIRED The E-flag indicates if the current SRTCP packet is encrypted or unencrypted. Section 9.1 of [RFC1889] allows the split of a compound RTCP packet into two lower-layer packets, one to be encrypted and one to be sent in the clear. The E bit set to "1" indicates encrypted packet, and "0" indicates non- encrypted packet. SRTCP index: 31 bits, REQUIRED The SRTCP index is a 31-bit counter for the SRTCP packet. The index is explicitly included in each packet, in contrast to the "implicit" index approach used for SRTP. The SRTCP index MUST be set to zero before the first SRTCP packet is sent, and MUST be incremented by one, modulo 2^31, after each SRTCP packet is sent. In particular, after a re-key, the SRTCP index MUST NOT be reset to zero again (Section 3.3.1). Authentication Tag: variable length, REQUIRED The authentication tag is used to carry message authentication data. MKI: variable length, OPTIONAL The MKI is the Master Key Indicator, and functions according to the MKI definition in Section 3. Baugher, et al. [Page 16]

INTERNET-DRAFT SRTP June, 2002 SRTCP uses the cryptographic context parameters and packet processing of SRTP by default, with the following changes: * The receiver does not need to "estimate" the index, as it is explicitly signaled in the packet. * If the MKI indicator in the cryptographic context is zero, the master key is determined by the current SRTCP index when that key is shared between SRTP and SRTCP, even though SRTCP has its own index. Since the SRTCP source as with any SSRC in an SRTP session has its own sequence number space, the master key <"From", "To"> lifetime MUST be based on the SRTP master key lifetime when the master key is shared by both SRTP and SRTCP. The concomitant re-keying issues are discussed in sections 8 and 9. * Pre-defined SRTCP encryption is as specified in Section 4.1, but using the definition of the SRTCP Encrypted Portion given in this section, and using the SRTCP index as the index i. The encryption transform and related parameters SHALL by default be the same selected for the protection of the associated SRTP stream(s), while the NULL algorithm SHALL be applied to the RTCP packets not to be encrypted. SRTCP may have a different encryption transform than the one used by the corresponding SRTP. The expected use for this feature is when the former has NULL-encryption and the latter has a non NULL-encryption. The E-flag is assigned a value by the sender depending on whether the packet was encrypted or not. * SRTCP decryption is performed as in Section 4, but only if the E flag is equal to 1. If so, the Encrypted Portion is decrypted, using the SRTCP index as the index i. In case the E-flag is 0, the payload is simply left unmodified. * SRTCP replay protection is as defined in Section 3.3.2, but using the SRTCP index as the index i and a separate replay list that is specific to SRTCP. * The pre-defined SRTCP authentication tag is specified as in Section 4.2, but with the Authenticated Portion of the SRTCP packet given in this section (which includes the index). The authentication transform and related parameters (e.g., key size) SHALL by default be the same as selected for the protection of the associated SRTP stream(s) (except when SRTP is not authenticated). * In the last step of the processing, only the sender needs to update the value of the SRTCP index by incrementing it modulo 2^31 Baugher, et al. [Page 17]

INTERNET-DRAFT SRTP June, 2002 and for security reasons the sender MUST also check the number of RTCP packets processed, see Section 9.2. As noted, the encryption prefix (Section 6.1 of RFC1889]) SHALL NOT be used, as it is not needed by the cryptographic mechanisms used in SRTP. Message authentication for RTCP is REQUIRED, as it is the control protocol (e.g., it has a BYE packet) for RTP. Precautions must be taken so that the packet expansion in SRTCP (due to the added fields) does not cause SRTCP messages to use more than their share of RTCP bandwidth. To avoid this, the following two measures MUST be taken: 1. When initializing the RTCP variable "avg_rtcp_size" defined in chapter 6.3 of [RFC1889], it MUST include the size of the fields that will be added by SRTCP (index, E-bit, authentication tag, and when present, the MKI). 2. When updating the "avg_rtcp_size" using the variable packet_size" (section 6.3.3 of [RFC1889]), the value of "packet_size" MUST include the size of the additional fields added by SRTCP. With these measures in place the SRTCP messages will not use more than the allotted bandwidth. The effect of the size of the added fields on the SRTCP traffic will be that messages will be sent with larger packet intervals. The increase in the intervals will be directly proportional to size of the added fields.

4. Pre-Defined Cryptographic Transforms

While there are numerous encryption and message authentication algorithms that can be used in SRTP, we define below default algorithms in order to avoid the complexity of specifying the encodings for the signaling of algorithm and parameter identifiers. The defined algorithms have been chosen as they fulfill the goals listed in Section 2. Recommendations on how to extend SRTP with new transforms are given in Section 6.

4.1 Encryption

The following parameters are common to both pre-defined, non-NULL, encryption transforms specified in this section. * BLOCK_CIPHER-MODE indicates the block cipher used and its mode of operation Baugher, et al. [Page 18]

INTERNET-DRAFT SRTP June, 2002 * n_b is the bit-size of the block for the block cipher * k_e is the session encryption key * n_e is the bit-length of k_e * k_s is the session salting key * n_s is the bit-length of k_s * SRTP_PREFIX_LENGTH is the octet length of the keystream prefix, an non-negative integer, specified by the message authentication code in use. The distinct session keys and salts for SRTP/SRTCP are by default derived as specified in Section 4.3. The encryption transforms defined in SRTP map the SRTP packet index and secret key into a pseudorandom keystream segment. Each keystream segment encrypts a single RTP packet. The process of encrypting a packet consists of generating the keystream segment corresponding to the packet, and then bitwise exclusive-oring that keystream segment onto the payload of the RTP packet to produce the Encrypted Portion of the SRTP packet. Decryption is done the same way, but swapping the roles of the plaintext and ciphertext. The definition of how the keystream is generated, given the index, depends on the cipher and its mode of operation. Below, two such keystream generators are defined. The NULL cipher is also defined, to be used when encryption of RTP is not required. +----+ +------------------+---------------------------------+ | KG |-->| Keystream Prefix | Keystream Suffix |---+ +----+ +------------------+---------------------------------+ | | +---------------------------------+ v | Payload of RTP Packet |->(*) +---------------------------------+ | | +---------------------------------+ | | Encrypted Portion of SRTP Packet|<--+ +---------------------------------+ Figure 3: Default SRTP Encryption Processing. Here KG denotes the keystream generator, and (*) denotes bitwise exclusive-or. The SRTP definition of the keystream is illustrated in Figure 3. The initial octets of each keystream segment MAY be reserved for use in a message authentication code, in which case the keystream used for encryption starts immediately after the last reserved octet. The initial reserved octets are called the "keystream prefix" (not to be confused with the "encryption prefix" of [RFC1889, Section 6.1]), Baugher, et al. [Page 19]

INTERNET-DRAFT SRTP June, 2002 and the remaining octets are called the "keystream suffix". The keystream prefix MUST NOT be used for encryption. The process is illustrated in Figure 3. The number of octets in the keystream prefix is denoted as SRTP_PREFIX_LENGTH. The keystream prefix is indicated by a positive, non-zero value of SRTP_PREFIX_LENGTH. This means that, even if confidentiality is not to be provided, the keystream generator output may still need to be computed for packet authentication, in which case the default keystream generator (mode) SHALL be used. The default cipher is the Advanced Encryption Standard (AES), and we define two modes of running AES, Segmented Integer Counter Mode AES and AES in f8-mode. In the remainder of this section, let E(k,x) be AES applied to key k and input block x.

4.1.1 AES in Counter Mode

Conceptually, counter mode [AES-CTR] consists of encrypting successive integers. The actual definition is somewhat more complicated, in order to randomize the starting point of the integer sequence. Each packet is encrypted with a distinct keystream segment, which SHALL be computed as follows. A keystream segment SHALL be the concatenation of the 128-bit output blocks of the AES cipher in the encrypt direction, using key k = k_e, in which the block indices are in increasing order. Symbolically, each keystream segment looks like E(k, IV) || E(k, IV + 1 mod 2^128) || E(k, IV + 2 mod 2^128) ... where the 128-bit integer value IV SHALL be defined by the SSRC, the SRTP packet index i, and the SRTP session salting key k_s, as below. IV = (k_s * 2^16) XOR (SSRC * 2^64) XOR (i * 2^16) Each of the three terms in the XOR-sum above is padded with as many leading zeros as needed to make the operation well-defined, considered as a 128-bit value. The inclusion of the SSRC allows the use of the same key to protect distinct SRTP streams (see the security caveats in Section 9.1). In the case of SRTCP, the SSRC of the first header of the compound packet MUST be used, i SHALL be the 31-bit SRTCP index and k_e, k_s SHALL be replaced by the SRTCP session key and salt. Baugher, et al. [Page 20]

INTERNET-DRAFT SRTP June, 2002 Note that the initial value, IV, is fixed for each packet. The number of blocks of keystream generated for any fixed value of IV MUST NOT exceed 2^16. The AES has a block size of 128 bits, so 2^16 output blocks are sufficient to generate the 2^23 bits of keystream needed to encrypt the largest possible RTP packet (except for IPv6 "jumbograms" [RFC2675], which are not likely to be used for RTP- based multimedia traffic). This restriction on the maximum bit-size of the packet that can be encrypted ensures the security of the encryption method by limiting the effectiveness of probabilistic attacks [BDJR].

4.1.2 AES in f8-mode

IV | | v +------+ | | +--->| E | | | | | +------+ | | m -> (*) +-----------+-------------+-- ... ------+ | IV' | | | | | | j=1 -> (*) j=2 -> (*) ... j=L-1 ->(*) | | | | | | | +-> (*) +-> (*) ... +-> (*) | | | | | | | | | v | v | v | v | +------+ | +------+ | +------+ | +------+ | | | | | | | | | | | | k_e ---+--->| E | | | E | | | E | | | E | | | | | | | | | | | | +------+ | +------+ | +------+ | +------+ | | | | | | | +------+ +--------+ +-- ... ----+ | | | | | v v v v S(0) S(1) S(2) . . . S(L-1) Figure 4. f8-mode of operation (asterisk, (*), denotes bitwise XOR). The figure represents the KG in Figure 3, when AES-f8 is used. To encrypt UMTS (Universal Mobile Telecommunications System, as 3G networks) data, a solution (see [f8-a], [f8-b]) known as the f8- algorithm has been developed. On a high level, the proposed scheme Baugher, et al. [Page 21]

INTERNET-DRAFT SRTP June, 2002 is a variant of Output Feedback Mode (OFB) [HAC], with a more elaborate initialization and feedback function. As in normal OFB, the core consists of a block cipher. We also define here the use of AES as a block cipher to be used in f8-mode for RTP encryption. The AES f8-mode SHALL use the same default sizes for session key and salt as AES counter mode. Figure 4 shows the structure of block cipher, E, running in what we shall call "f8-mode of operation".
4.1.2.1 f8 Keystream Generation
The Initialization Vector (IV) SHALL be determined as described in Section 4.1.2.2 (and in Section 4.1.2.3 for SRTCP). Let IV', S(j), and m denote n_b-bit blocks. The keystream, S(0) || ... || S(L-1), for an N-bit message SHALL be defined by setting IV' = E(k_e XOR m, IV), and S(-1) = 00..0. For j = 0,1,..,L-1 where L = N/n_b (rounded up to nearest integer) compute S(j) = E(k_e, IV' XOR j XOR S(j-1)) Notice that the IV is not used directly. Instead it is fed through E under another key to produce an internal, "masked" value (denoted IV') to prevent an attacker from gaining known input/output pairs. The role of the internal counter, j, is to prevent short keystream cycles. The value of the key mask m SHALL be m = k_s || 0x555..5, i.e. the session salting key, appended by the binary pattern 0101.. to fill out the entire desired key size, n_e. The sender SHOULD NOT generate more than 2^32 blocks, which is sufficient to generate 2^39 bits of keystream. Unlike counter mode, there is no absolute threshold above (below) which f8 is guaranteed to be insecure (secure). The above bound has been chosen to limit, with sufficient security margin, the probability of degenerative behavior in the f8 keystream generation.
4.1.2.2 f8 SRTP IV Formation
The purpose of the following IV formation is to provide a feature which we call implicit header authentication (IHA), see Section 9.5. The SRTP IV for 128-bit block AES-f8 SHALL be formed in the following way: Baugher, et al. [Page 22]

INTERNET-DRAFT SRTP June, 2002 IV = 0x00 || M || PT || SEQ || TS || SSRC || ROC M, PT, SEQ, TS, SSRC SHALL be taken from the RTP header; ROC is from the cryptographic context. The presence of the SSRC as part of the IV allows AES-f8 to be used when a master key is shared between multiple streams, see Section 9.1.
4.1.2.3 f8 SRTCP IV Formation
The SRTCP IV for 128-bit block AES-f8 SHALL be formed in the following way: IV = 0...0 || E || SRTCP index || V || P || RC || PT || length || SSRC where V, P, RC, PT, length, SSRC SHALL be taken from the first header in the RTCP compound packet. E and SRTCP index are the 1-bit and 31-bit fields added to the packet.

4.1.3 NULL Cipher

The NULL cipher is used when no confidentiality for RTP/RTCP is requested. The keystream can be thought of as "000..0", i.e. the encryption SHALL simply copy the plaintext input into the ciphertext output.

4.2 Message Authentication and Integrity

Throughout this section, M will denote data to be integrity protected: in the case of SRTP, M SHALL consist of the Authenticated Portion of the packet (as specified in Figure 1) concatenated with the ROC, M = Authenticated Portion || ROC; in the case of SRTCP, M SHALL consist of the Authenticated Portion (as specified in Figure 2) only. Common parameters: * AUTH_ALG is the authentication algorithm * k_a is the session message authentication key * n_a is the bit-length of the authentication key * n_tag is the bit-length of the output authentication tag * SRTP_PREFIX_LENGTH is the octet length of the keystream prefix as defined above, a parameter of AUTH_ALG The distinct session authentication keys for SRTP/SRTCP are by default derived as specified in Section 4.3. Baugher, et al. [Page 23]

INTERNET-DRAFT SRTP June, 2002 The values of n_a, n_tag, and SRTP_PREFIX_LENGTH MUST be fixed for any particular fixed value of the key. We describe the process of computing authentication tags as follows. The sender computes the tag of M and appends it to the packet. The SRTP receiver verifies a message/authentication tag pair by computing a new authentication tag over M using the selected algorithm and key, and then compares it to the tag associated with the received message. If the two tags are equal, then the message/tag pair is valid; otherwise, it is invalid and the error audit message "AUTHENTICATION FAILURE" MUST be returned.

4.2.1. HMAC-SHA1

The pre-defined authentication transform for SRTP is HMAC-SHA1. With HMAC-SHA1, the SRTP_PREFIX_LENGTH (Figure 3) SHALL be 0. For SRTP (respectively SRTCP), the HMAC SHALL be applied to the session authentication key and M as specifed above, i.e. HMAC(k_a, M). The HMAC output SHALL then be truncated to the n_tag left-most bits.

4.3 Key Derivation

4.3.1 Key Derivation Algorithm

Regardless of the encryption or message authentication transform that is employed (it may be an SRTP pre-defined transform or newly introduced according to Section 6), interoperable SRTP implementations MAY use the SRTP key derivation to generate session keys. Once the key derivation rate is properly signaled at the start of the session, there is no need for extra communication between the parties that use SRTP key derivation. packet index ---+ | v +-----------+ master +--------+ session encr_key | ext | key | |----------> | key mgmt |-------->| key | session auth_key | (optional | | deriv |----------> | rekey) |-------->| | session salt_key | | master | |----------> +-----------+ salt +--------+ Figure 5: SRTP key derivation. Baugher, et al. [Page 24]

INTERNET-DRAFT SRTP June, 2002 At least one initial key derivation SHALL be performed by SRTP, i.e., the first key derivation is REQUIRED. Further applications of the key derivation MAY be performed, according to the "key_derivation_rate" value in the cryptographic context. The key derivation function SHALL be initially invoked before the first packet and then, if derivation rate is r > 0, further invoked on every r-th packet, and produce session keys according to the non- zero key derivation rate. This can be thought of as "refreshing" the session keys. The value of "key_derivation_rate" MUST be kept fixed for the lifetime of the associated master key. Interoperable SRTP implementations MAY also derive session salting keys for encryption transforms, as is done in both of the pre- defined transforms. Let m and n be positive integers. A pseudo-random function family is a set of keyed functions {PRF_n(k,x)} such that for the (secret) random key k, given m-bit x, PRF_n(k,x) is an n-bit string, computationally indistinguishable from random n-bit strings, see [HAC]. For the purpose of key derivation in SRTP, a secure PRF with m = 128 (or more) is needed, and a default PRF transform is defined in Section 4.3.3. Let "a DIV t" denote integer division of a by t, rounded down, and with the convention that "a DIV 0 = 0" for all a. We also make the convention of treating "a DIV t" as a bit string of the same length as a, and thus "a DIV t" will in general have leading zeros. Key derivation SHALL be defined as follows in terms of <label>, an 8-bit constant (see below), master_salt and key_derivation_rate, as determined in the cryptographic context, and index, the packet index (i.e., the 48-bit ROC || SEQ for SRTP): * Let r = index DIV key_derivation_rate (with DIV as defined above). * Let key_id = <label> || r. * Let x = key_id XOR master_salt, where key_id and master_salt are aligned so that their least significant bits agree (right- alignment). The n-bit SRTP key (or salt) for this packet SHALL then be PRF_n(k_master, x). (The PRF may internally specify additional formatting and padding of x, see e.g. Section 4.3.3 for the default PRF.) Baugher, et al. [Page 25]

INTERNET-DRAFT SRTP June, 2002 The session keys and salt SHALL now be derived using: - k_e (SRTP encryption): <label> = 0x00, n = n_e. - k_a (SRTP message authentication): <label> = 0x01, n = n_a. - k_s (SRTP salting key) <label> = 0x02, n = n_s. where n_e, n_s, and n_a are from the cryptographic context. The master key and master salting key MUST be random, but the master salt MAY be public. Note that for a key_derivation_rate of 0, the initial application of the key derivation SHALL take place exactly once. The definition of DIV above is purely for notational convenience. For a non-zero t among the set of allowed key derivation rates, "a DIV t" can be implemented as a right-shift by the base-2 logarithm of t. The derivation operation is further facilitated if the rates are chosen to be powers of 256, but that granularity was considered too coarse to be a requirement of this specification. The upper limit on the number of packets that can be secured using the same master key (see Section 9.2) is independent of the key derivation.

4.3.2 SRTCP Key Derivation

SRTCP SHALL by default use the same master key (and master salt) as SRTP. To do this securely, the following changes SHALL be done to the definitions in Section 4.3.1 when applying session key derivation for SRTCP. Replace the SRTP index by the 32-bit quantity: 0 || SRTCP index (i.e. excluding the E-bit, replacing it with a fixed 0-bit), and use <label> = 0x03 for the SRTCP encryption key, <label> = 0x04 for the SRTCP authentication key, and, <label> = 0x05 for the SRTCP salting key.

4.3.3 AES-CM PRF

The currently defined PRF, keyed by 128 to 256 bit master key, has input block size m = 128 and can produce n-bit outputs for n up to 2^23. PRF_n(k_master,x) SHALL be AES in Counter Mode as described in Section 4.1.1, applied to key k_master, and IV equal to (x*2^16), and with the output keystream truncated to the n first (left-most) bits. (Requiring n/128, rounded up, applications of AES.) Baugher, et al. [Page 26]

INTERNET-DRAFT SRTP June, 2002

5. Default and mandatory-to-implement Transforms

The default transforms also are mandatory-to-implement transforms in SRTP. Of course, "mandatory-to-implement" does not imply "mandatory- to-use". Table 1 summarizes the pre-defined transforms. mandatory-to-impl. optional default encryption AES-CM, NULL AES-f8 AES-CM message integrity HMAC-SHA1 - HMAC-SHA1 key derivation (PRF) AES-CM - AES-CM Table 1: Mandatory-to-implement, optional and default transforms in SRTP.

5.1 Encryption: AES-CM and NULL

AES running in Segmented Integer Counter Mode, as defined in Section 4.1.1, SHALL be the default encryption algorithm. The default key lengths SHALL be 128-bit for the session encryption key (n_e). The default session salt key-length (n_s) SHALL be 112 bits. The NULL cipher SHALL also be mandatory-to-implement.

5.2 Message Authentication/Integrity: HMAC-SHA1

HMAC-SHA1, as defined in Section 4.2.1, SHALL be the default message authentication code. The default session authentication key-length (n_a) SHALL be 128 bits, the default authentication tag length (n_tag) SHALL be 32 bits, and the SRTP_PREFIX_LENGTH SHALL be zero for HMAC-SHA1.

5.3 Key Derivation: AES-CM PRF

The AES Counter Mode based key derivation and PRF defined in Sections 4.3.1 to 4.3.3, using a 128-bit master key, SHALL be the default method for generating session keys. The default master salt length SHALL be 112 bits and the default key-derivation rate SHALL be zero.

6. Adding SRTP Transforms

Baugher, et al. [Page 27]

INTERNET-DRAFT SRTP June, 2002 Section 4 provides examples of the level of detail needed for defining transforms. Whenever a new transform is to be added to SRTP, a companion standard track RFC MUST be written to exactly define how the new transform can be used with SRTP (and SRTCP). Such a companion RFC SHOULD avoid to overlap with the SRTP protocol document. Note however, that it MAY be necessary to extend the SRTP or SRTCP cryptographic context definition with new parameters (including fixed or default values), or add steps to the packet processing. The companion RFC SHALL explain any known issues regarding interactions between the transform and other aspects of SRTP. Each new transform document SHOULD specify its key attributes, e.g., size of keys (minimum, maximum, recommended), format of keys, recommended/required processing of input keying material, requirements/recommendations on re-keying and key derivation, etc.

7. Rationale

7.1 Key derivation

Key derivation reduces the burden on the key establishment. As many as six different keys are needed to protect the RTP/RTCP session (SRTP and SRTCP encryption keys and salts, SRTP and SRTCP authentication keys), but these are derived from a single master key in a cryptographically secure way. Thus, the key management protocol needs to exchange only one master key (plus master salt when required), and then SRTP itself derives all the necessary session keys (via the first, mandatory application of the key derivation function). Note however that the key management protocol may provide SRTP with more than one master key in advance, e.g., multiple distinct master keys with their respective lifetime. Each of these lifetimes MUST NOT be overlapping with the lifetime of the other master keys, so that one and only one master key is active at each point in time. Providing arrays of master keys in advance is for example used when a certain rate of re-keying is wanted. Multiple applications of the key derivation function are optional, but will give security benefits when enabled. They prevent an attacker from obtaining large amounts of ciphertext produced by a single fixed session key. If the attacker was able to collect a large amount of ciphertext for a certain session key, he might be helped in mounting certain attacks. Multiple applications of the key derivation function provide backwards and forward security in the sense that a compromised session key does not compromise other session keys derived from the Baugher, et al. [Page 28]

INTERNET-DRAFT SRTP June, 2002 same master key. This means that the attacker who is able to recover a certain session key, is anyway not able to have access to messages secured under previous and later session keys (derived from the same master key). (Note that, of course, a leaked master key reveals all the session keys derived from it.) Considerations arise with high-rate key-refresh, especially in large multicast settings, see Section 11.

7.2 Salting key

The master salt guarantees security against off-line key-collision attacks on the key derivation that might otherwise reduce the effective key size. The derived session salting key used in the encryption, has been introduced to protect against some attacks on additive stream ciphers, see Section 9.2. The explicit inclusion method of the salt in the IV has been selected for ease of hardware implementation.

7.3 Message Integrity from Universal Hashing

The particular definition of the keystream given in Section 4.1 (the keystream prefix) is to give provision for particular universal hash functions, suitable for message authentication in the Wegman-Carter paradigm [WC81]. Such functions are provably secure, simple, quick, and especially appropriate for Digital Signal Processors and other processors with a fast multiply operation. No authentication transforms are currently provided in SRTP other than HMAC-SHA1. Future transforms, like the above mentioned universal hash functions, MAY be added following the guidelines in Section 6.

7.4 Data Origin Authentication Considerations

Note that in unicast, integrity and data origin authentication are provided together. However, in group scenarios where the keys are shared between members, the MAC tag only proves that a member of the group sent the packet, but does not prevent against a member impersonating another. Data origin authentication (DOA) for multicast and group RTP sessions is a hard problem that needs a solution; while some promising proposals are being investigated [PCST1, PCST2], more work is needed to rigorously specify these technologies. Thus SRTP data origin authentication in groups is for further study. Baugher, et al. [Page 29]

INTERNET-DRAFT SRTP June, 2002 DOA can be done otherwise using signatures. However, this has high impact in terms of bandwidth and processing time, therefore we do not offer this form of authentication in the pre-defined packet- integrity transform. The presence of mixers and translators does not allow data origin authentication in case the RTP payload and/or the RTP header are manipulated. Note that these types of middle entities also disrupt end-to-end confidentiality (as the IV formation depends e.g. on the RTP header preservation). A certain trust model may choose to trust the mixers/translators to decrypt/re-encrypt the media (this would imply breaking the end-to-end security, with related security implications).

8. Key Management Considerations

For initialization, an interoperable SRTP implementation SHOULD be given the SSRC and MAY be given the initial RTP sequence number for the RTP stream by key management (thus, key management has a dependency on RTP operational parameters). Sending the RTP sequence number in the key management may be useful e.g. when the initial sequence number is close to wrapping (to avoid synchronization problems), and to communicate the current sequence number to a joining endpoint (to properly initialise its replay list). If the pre-defined transforms are used, a particular key management system might allow different RTP sessions to share the same cryptographic master keys. The SRTP sender and receiver typically share a master key to derive session keys for encryption/decryption and authentication; SRTCP sources will typically derive keys from the same master key used by the correspondent SRTP. Sharing also between SRTP streams is secure if the design of the synchronization mechanism, i.e., the IV, avoids keystream re-use (the two-time pad, Section 9.1). If this feature is used, the SSRCs MUST be unique between all the RTP streams sharing the same master key. In other words, when a master key is shared among RTP sessions, SRTP/SRTCP cryptographic transforms are vulnerable to unfortunate SSRC collisions owing to normal operation of a compliant RTP implementation. SRTP implementations that share master keys introduce a non-standard constraint on RTP operation: SSRC values must be unique among RTP sessions that share an SRTP master key (see Section 9.1). The same considerations apply to message authentication: SRTP streams authenticated under the same key MUST have a distinct SSRC. Baugher, et al. [Page 30]

INTERNET-DRAFT SRTP June, 2002 Whenever uniqueness between the SSRCs can not be guaranteed, the same master key MUST NOT be shared among the streams. To share master keys between two SRTP streams, they MUST use distinct SSRCs. Note that this is not guaranteed by standard RTP operation, unless they belong to the same RTP session. However, the fact that an SRTP stream and its associated SRTCP stream both carry the same SSRC does not constitute a problem for the two time pad due to the key derivation. Thus, SRTP and SRTCP corresponding to one RTP session MAY share master keys.

8.1. Re-keying

A particular key management system might choose to provide re-key: - by associating a master key for a crypto context with an MKI, or - by associating a master key for a crypto context directly with a pair of index (sequence number and ROC) values, <"From", "To">. In this case, the MKI is not included. Note that the range <"From", "To"> gives also the lifetime of the master key itself. <"From", "To"> are specified in the crypto context for a given master key, or the default values, "from the first observed packet" and "until further notice", respectively, are used. Also, in case the default values are used, the SRTP implementation MUST never exceed the maximum limit of SRTP/SRTCP packets sent for each given master/session key. The first method (using the MKI) has the advantage of easier master key retrieval (see Scenarios in Section 11), but has the disadvantage of adding extra bits to each packet. Using the MKI does not exclude using <"From", "To"> key lifetime simultaneously. This can for instance be useful to signal at which point in time an MKI is to be made active. The key management specification may therefore require the SRTP implementation to check the index of an incoming SRTP packet against the interval for the master key in the context before using the key. SRTP senders SHALL count the amount of SRTP and SRTCP traffic being used for a master key and invoke key management to re-key if needed. These interactions are defined by the key management interface to SRTP and are not defined by this protocol specification. Baugher, et al. [Page 31]

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8.2. Key Management parameters

The table below lists all SRTP parameters that key management may need to supply. For reference, it also provides a summary of the default and mandatory-to-support values for an SRTP implementation as described in Section 5. Parameter Mandatory-to-support Default --------- -------------------- ------- SRTP and SRTCP encr transf. AES_CM, NULL AES_CM (Other possible values: AES_f8) SRTP and SRTCP auth transf. HMAC-SHA1 HMAC-SHA1 SRTP and SRTCP auth params: n_tag (tag length) 32 32 SRTP prefix_length 0 0 Key derivation PRF AES_CM AES_CM Key material params (for each master key): master key master key length 128 128 n_e (encr session key length) 128 128 n_a (auth session key length) 128 128 master salt key length of the master salt 112 112 n_s (session salt key length) 112 112 key derivation rate 0 0 <"From", "To"> MKI indicator 0 0 length of the MKI 0 0 value of the MKI Crypto context index params: SSRC value ROC SEQ SRTCP Index Transport address Port number Relation to other RTP profiles: sender's order between FEC and SRTP FEC-SRTP Baugher, et al. [Page 32]

INTERNET-DRAFT SRTP June, 2002

9. Security Considerations

9.1 SSRC collision and two-time pad

Any fixed keystream output, generated from the same key and index should only be used to encrypt once. Re-using such keystream (jokingly called a "two-time pad" system by cryptographers), can seriously compromise security. The NSA's VENONA project [C99] provides a historical example of such a compromise. In SRTP, a "two- time pad" is avoided by requiring the key, or some other parameter of cryptographic significance, to be unique per RTP stream and packet. The pre-defined SRTP transforms accomplish packet-uniqueness by including the packet index and stream-uniqueness by inclusion of the SSRC. The pre-defined transforms (AES-CM and AES-f8) allow master keys to be shared across streams by the inclusion of the SSRC in the IV. Sharing a key among RTP sessions, however, requires the added constraint that SSRC values be unique across RTP sessions (see Section 8). Thus, the SSRC MUST be unique between all the RTP streams and sessions sharing the same master key. It is incumbent upon SRTP implementations to ensure SSRC uniqueness across RTP streams that share a master key, to avoid unfortunate IV combinations and end up in a two-time pad. Even with distinct SSRCs, extensive use of the same key might improve chances of probabilistic collision and time- memory-tradeoff attacks succeeding. It is RECOMMENDED that RTP senders on different hosts not use the same master key to send. When a local host shares a master key among its RTP/RTCP streams to an RTP session, it MUST check for collisions among the SSRCs it is using at the time of SSRC generation and generate a unique SSRC before sending the value in an SRTP or SRTCP message. When a local host shares a master key among RTP/RTCP streams in multiple RTP sessions (e.g. in a multimedia session), it MUST check for collisions among the SSRCs it is using for those sessions and enforce SSRC uniqueness even though SSRC uniqueness among RTP sessions is not an RTP requirement. When master keys are shared between RTP hosts, the effect of an eventual RTP SSRC collision detection MUST be taken into account, as a collision could duplicate the SSRC leading temporarily to a two-time pad before the collision is detected. SRTP implementations SHOULD obtain unique SSRCs from key management when they share a master key. Failing this, an SRTP implementation MUST obtain a new master key from key management for any session that experiences an SSRC collision. Baugher, et al. [Page 33]

INTERNET-DRAFT SRTP June, 2002 Manual keying SHOULD NOT be used in SRTP.

9.2 Key Usage

The effective key size is determined (upper bounded) by the size of the master key and, for encryption, the size of the salting key. Any additive stream cipher is vulnerable to attacks that use statistical knowledge about the plaintext source to enable key collision and time-memory tradeoff attacks [MF00,H80]. These attacks take advantage of commonalities among plaintexts, and provide a way for a cryptanalyst to amortize the computational effort of decryption over many keys, thus reducing the effective key size of the cipher. A detailed analysis of these attacks and their applicability to the encryption of Internet traffic is provided in [MF00]. In summary, the effective key size of SRTP when used in a security system in which m distinct keys are used, is equal to the key size of the cipher less the logarithm (base two) of m. Protection against such attacks can be provided simply by increasing the size of the keys used, which here can be accomplished by the use of the salting key. Note that the salting key MUST be random but MAY be public. A salt size of (the suggested) size 112 bits protects against attacks in scenarios where at most 2^112 keys are in use. This is sufficient for all practical purposes. Implementations SHOULD use keys that are as large as possible. Please note that in many cases increasing the key size of a cipher does not affect the throughput of that cipher. The use of the SRTP and SRTCP indexes in the pre-defined transforms fixes the maximum number of packets that can be secured with the same key. This limit is fixed to 2^48 SRTP packets for an SRTP stream, and 2^31 SRTCP packets, when SRTP and SRTCP are considered independently. Due to for example re-keying, reaching this limit may or may not coincide with wrapping of the indices, and thus the sender MUST keep packet counts. However, when the session keys for related SRTP and SRTCP streams are derived from the same master key (the default behavior, Section 4.3), the upper bound that has to be considered is in practice the minimum of the two quantities. That is, when 2^48 SRTP packets or 2^31 SRTCP packets have been secured with the same key (whichever occurs before), the key management MUST be called to provide new master key(s) (previously stored and used keys MUST NOT be used again), or the session MUST be terminated. If a sender of RTCP discovers that the sender of SRTP (or SRTCP) has not updated the master or session key prior to sending 2^48 SRTP (or 2^31 SRTCP) packets belonging to the same SRTP (SRTCP) stream, it is up to the security policy of the RTCP sender how to behave, e.g. Baugher, et al. [Page 34]

INTERNET-DRAFT SRTP June, 2002 whether an RTCP BYE-packet should be sent and/or if the event should be logged. Note: in most typical applications (assuming at least one RTCP packet for every 128,000 RTP packets), it will be the SRTCP index that first reaches the upper limit, although the time until this occurs is very long: even at 200 SRTCP packets/sec, the 2^31 index space of SRTCP is enough to secure approximately 4 months of communication. Note that if the master key is to be shared between SRTP streams having distinct SSRCs (Section 9.1), although the above bounds are on a per stream (i.e. per SSRC) basis, the sender MUST base re-key decision on the stream whose sequence number space is the first to be exhausted. Key derivation limits the amount of plaintext that is encrypted with a fixed session key, and made available to an attacker for analysis, but key derivation does not extend the master key's lifetime. To see this, simply consider our requirements to avoid two-time pad: two distinct packets MUST either be processed with distinct IVs, or with distinct session keys, and both the distinctness of IV and of the session keys are (for the pre-defined transforms) dependent on the distinctness of the packet indicies.

9.3 Confidentiality of the RTP Payload

SRTP's pre-defined ciphers are "seekable" stream ciphers, i.e. ciphers able to efficiently seek to arbitrary locations in their keystream (so that the encryption or decryption of one packet does not depend on preceding packets). By using "seekable" stream ciphers, SRTP avoids the denial of service attacks that are possible on stream ciphers that lack this property. It is important to be aware that, as with any stream cipher, the exact length of the payload is revealed by the encryption. This means that it may be possible to deduce certain "formatting bits" of the payload, as the length of the codec output might vary due to certain parameter settings etc. This, in turn, implies that the corresponding bit of the keystream can be deduced. However, if the stream cipher is secure (counter mode and f8 are provably secure under certain assumptions [BDJR,KSYH]), knowledge of a few bits of the keystream will not aid an attacker in predicting subsequent keystream bits. Thus, the payload length (and information deducible from this) will leak, but nothing else. As some RTP packet could contain highly predictable data, e.g. SID, it is important to use a cipher designed to resist known plaintext attacks (which is the current practice). Baugher, et al. [Page 35]

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9.4 Confidentiality of the RTP Header

In SRTP, RTP headers are sent in the clear to allow for header compression. This means that data such as payload type, synchronization source identifier, and timestamp are available to an eavesdropper. Moreover, since RTP allows for future extensions of headers, we cannot foresee what kind of possibly sensitive information might also be "leaked". SRTP is a low-cost method, which allows header compression to reduce bandwidth. It is up to the endpoints' policies to decide about the security protocol to employ. If one really needs to protect headers, and is allowed to do so by the surrounding environment, then one should also look at alternatives, e.g., IPsec.

9.5 Integrity of the RTP payload and header

Additive stream ciphers do not provide any security service other than confidentiality. In particular, they do not provide message authentication (see [RK99] or [HAC] for a discussion of this security service). SRTP uses a message authentication code to provide a message authentication service. HMAC is a well-studied message authentication code that is based on a provably secure construction. The security against MAC forgery depends on the key-size and the size of the output tags (or for some attacks, half the size of the tag due to the "birthday-paradox"). The default tag size for SRTP HMAC is 32 bits. Other size values MAY be chosen (via the key management protocol). The use of a truncated size is motivated by the fact that it may be desirable, e.g., in wireless environments, to save bandwidth. The choice of such a truncation MUST be evaluated to the reduction in security it implies. The default 32-bit size is a compromise, offering a reasonable level of security, taking into account the real-time aspects of the protected protocol. High security applications SHOULD however use larger tags. The fact that message authentication is optional (for SRTP) is motivated by the fact that, while the function is typically highly desired, there are certain cases (notably in cellular environments) where it has an impact in terms of cost, e.g. for bandwidth consumption. Also, independently of the tag length, a single transmission bit error in the protected part of the packet or in the tag itself forces the entire packet to be dropped. Given a fixed quality of service, it implies the necessity of higher protection of Baugher, et al. [Page 36]

INTERNET-DRAFT SRTP June, 2002 the transmitted unit, hence higher cost. In those cases, it is up to the user's security profile to request authentication. The use of error detection mechanism (e.g., Unequal Error Detection, UED and UEP) is compatible with SRTP and the pre-defined encryption transforms, since stream ciphers operate on each bit individually. However, the use of UED/UEP may be difficult to combine with authentication because any bit error will cause authentication to fail. The IV formation of the f8-mode gives implicit authentication (IHA) of the RTP header, even if no cryptographic integrity protection is present. This means that modifying bits of the RTP header will cause the decryption process at the receiver to produce essentially random garbage.

10. Interaction with Forward Error Correction mechanisms

The default processing when using Forward Error Correction (e.g. RFC 2733) processing with SRTP SHALL be to perform FEC processing prior to SRTP processing on the sender side and to perform SRTP processing prior to FEC processing on the receiver side. Any change to this ordering (reversing it, or, placing FEC between SRTP encryption and SRTP authentication) SHALL be signaled out of band.

11. Scenarios

SRTP can be used as security protocol for the RTP/RTCP traffic in many different scenarios. SRTP has a number of configuration options, and can have impact on the total performance of the application according to the way it is used. Hence, the use of SRTP is dependent on the kind of scenario and application it is used with. In the following, we briefly illustrate some use cases for SRTP, and give some guidelines for recommended setting of its options.

11.1 Unicast

A typical example would be a voice call or video-on-demand application. Consider one bi-directional RTP stream. It is possible for the two parties to share the same master key in the two directions. The first round of the key derivation splits the master key into any or all of the following session keys (according to the provided security functions): Baugher, et al. [Page 37]

INTERNET-DRAFT SRTP June, 2002 SRTP_encr_key, SRTP_auth_key, SRTCP_encr_key, and SRTCP_auth key. (For simplicity, we omit discussion of the salts, which are also derived.) In this scenario, it will in most cases suffice to have a single master key with unspecified lifetime (i.e. unrestricted key lifetime, not using explicit <"From", "To"> values). This guarantees sufficiently long lifetime of the keys and a minimum set of keys in place for most practical purposes. Also, in this case RTCP protection can be applied smoothly. Under these assumptions, use of the MKI can be omitted. As the key-derivation in combination with large difference in the packet rate in the respective directions may require simultaneous storage of several session keys, if storage is an issue, we recommended to use low-rate key derivation. The same considerations can be extended to the unicast scenario with multiple RTP sessions sharing the master key if particular care is taken to guarantee unique SSRCs for the streams.

11.2 Multicast

Just as with (unprotected) RTP, a scalability issue arises in big groups due to the possibly very large amount of SRTCP Receiver Reports that the sender might need to process. In SRTP, the sender may have to keep state (the cryptographic context) for each receiver, or more precisely, for the SRTCP used to protect Receiver Reports. The overhead increases proportionally to the size of the group. In particular, re-keying requires special concern, see below. We describe in the following multicast for small groups, and give guidelines for use of SRTP/SRTCP with large group multicast.

11.2.1 Small multicast with one sender

The sender secures his RTP stream using one cryptographic context. The sender's RTP and RTCP are secured with the same master key. Key derivation gives the necessary session keys, i.e. SRTP_encr_key, SRTP_auth_key, SRTCP_encr_key, and SRTCP_auth key. If there are multiple RTP streams, their SSRCs MUST (as noted) be unique to avoid two-time pad (see Section 9.1), or else distinct per-stream master keys MUST be used. There are a few possible setups with the distribution of master keys among the receivers. One possibility is that the receivers share the same master key to secure all their respective RTCP traffic. This shared master key could then be the same one used by the sender to Baugher, et al. [Page 38]

INTERNET-DRAFT SRTP June, 2002 protect its outbound traffic. Alternatively, it could be a master key shared only among the receivers and used solely for their SRTCP traffic. Both alternatives requires the receivers to trust each other. Considering SRTCP and key storage, it is recommended to use low-rate (or zero) key_derivation (except the mandatory initial one), so that the sender does not need to store too many session keys (each SRTCP stream might otherwise have a different session key at a given point in time, as the SRTCP sources send at different times). Thus, in case key derivation is wanted for SRTP, the cryptographic context for SRTP can be kept separate from the SRTCP crypto context, so that it is possible to have a key_derivation_rate of 0 for SRTCP and a non-zero value for SRTP. Re-keying gives two problems: the number of master keys stored at the sender side, and re-keying triggering. Forcing re-keying using the <"From", "To"> fields creates the problem that the sender needs to maintain multiple master keys, as the re-keying will typically happen at different times on each SRTCP stream from the receivers (because each SSRC defines a sequence number space). Also, problems may occur in retrieving the current master key for the SRTCP packets in some cases, since that is done based on SRTP index, not on the SRTCP index. Use of the MKI for re-keying is recommended for most applications (see Section 8.1). If there are more than one outgoing SRTP stream sharing master key, the upper limit of 2^48 SRTP packets / 2^31 SRTCP packets means that, before one of the streams reaches such maximum number of packets, re-keying MUST be triggered on ALL streams sharing the master key. (From strict security point of view, only the stream reaching the maximum would need to be re-keyed, but then the streams would no longer be sharing master key, which is the intention.) A local policy at the sender side should force rekeying in a way that the maximum packet limit is not reached on any of the streams. The MKI or <"From", "To"> fields may be employed for key synchronization during changeover to a new key, see Section 11.3.

11.2.2 Large multicast with one sender

The same considerations as for the small group multicast hold. The biggest issue in this scenario is the additional load placed at the sender side, due to the state (cryptographic contexts) that has to be maintained for each receiver, sending back RTCP Receiver Reports. At minimum, a replay window might need to be maintained for each RTCP source. Therefore, with big groups and where the load at the sender is considered not acceptable, an RTP sender may choose not to authenticate or protect against replay for incoming SRTCP messages Baugher, et al. [Page 39]

INTERNET-DRAFT SRTP June, 2002 (nor to negotiate encryption for them). Of course, security impacts of neglecting to authenticate certain packets MUST be carefully considered. This is therefore strongly NOT RECOMMENDED from a security point of view, but may appear a reasonable compromise in order to have at least security guaranteed on the outgoing RTP traffic.

11.3 Re-keying and access control

Re-keying may occur due to access control (e.g., when a member is removed during a multicast RTP session), or, for pure cryptographic reasons (e.g. the key is at the end of its lifetime). When using SRTP default transforms, the master key MUST be replaced before any of the index spaces are exhausted for any of the streams protected by one and the same master key. How key management rekeys SRTP implementations is out of our scope, but it is clear that there are straightforward ways to manage keys for a multicast group. In one-sender multicast, for example, it is typically the responsibility of the sender to determine when a new key is needed. The sender is the one entity that can keep track of when the maximum number of packets has been sent, as receivers may join and leave the session at any time, there may be packet loss and delay etc. In scenarios other than one-sender multicast, other methods can be used. Here, one must take into consideration that key exchange can be a costly operation, taking several seconds for a single exchange. Hence, some time before the master key is exhausted/expires, out-of-band key management is initiated, resulting in a new master key shared with the receiver(s). In any event, to maintain synchronization when switching to the new key, group policy might choose between using the MKI or the <"From", "To">, as described in Section 8.1. For access control purposes, the <"From", "To"> periods are set at the desired granularity, dependent on the packet rate. High rate re- keying can be problematic for some large-group SRTP scenarios, with SRTCP. There are potential problems in using the SRTP index, rather than the SRTCP index, for determining the master key. In particular, for short periods during switching of master keys, it may be the case that SRTCP packets are not under the current master key of the correspondent SRTP. Therefore, using the MKI for re-keying in such scenarios is likely to produce better results.

11.4 Summary of basic scenarios

Baugher, et al. [Page 40]

INTERNET-DRAFT SRTP June, 2002 The description of these scenarios highlights some recommendations on the use of SRTP, mainly related to re-keying and large scale multicast: - Do not use SRTP for fast re-keying using the <"From", "To"> feature. It may, in particular, give problems in retrieving the correct SRTCP key, if an SRTCP packet arrives close to the re- keying time. The MKI SHOULD be used in this case. - If multiple SRTP streams share the same master key, also moderate rate re-keying MAY have the same problems, and the MKI SHOULD be used. - Carefully consider the additional load at the sender side in multicast scenarios. Optionally, but NOT RECOMMENDED, SRTCP Receiver Reports' authentication could be left unverified by the sender (and SRTCP Receiver Reports' encryption not selected). - Though offering increased security, a non-zero key_derivation_rate is NOT RECOMMENDED when trying to minimize the number of keys in use with multiple streams.

12. IANA Considerations

The RTP specification establishes a registry of profile names for use by higher-level control protocols, such as the Session Description Protocol (SDP), to refer to transport methods. This profile registers the name "RTP/SAVP". SRTP uses cryptographic transforms, which a key management protocol signals. It is the task of each particular key management protocol to register the cryptographic transforms or suites of transforms with IANA. The key management protocol conveys these protocol numbers, not SRTP, and each key management protocol chooses the numbering scheme and syntax that it requires. Specification of a key management protocol for SRTP is out of scope here. Section 8.2, however, provides guidance on the parameters that need to be defined for the default and mandatory transforms.

13. Acknowledgements

The authors would like to thank Magnus Westerlund, Brian Weis, Robert Fairlie-Cuninghame, Adrian Perrig, and the AVT WG for their reviews and comments. Baugher, et al. [Page 41]

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14. Author's Addresses

Questions and comments should be directed to the authors and avt@ietf.org: Mark Baugher Cisco Systems, Inc. 5510 SW Orchid Street Phone: +1 408-853-4418 Portland, OR 97219 USA Email: mbaugher@cisco.com Rolf Blom Ericsson Research SE-16480 Stockholm Phone: +46 8 58531707 Sweden EMail: rolf.blom@era.ericsson.se Elisabetta Carrara Ericsson Research SE-16480 Stockholm Phone: +46 8 50877040 Sweden EMail: elisabetta.carrara@era.ericsson.se David A. McGrew Cisco Systems, Inc. San Jose, CA 95134-1706 Phone: +1 301-349-5815 USA EMail: mcgrew@cisco.com Mats Naslund Ericsson Research SE-16480 Stockholm Phone: +46 8 58533739 Sweden EMail: mats.naslund@era.ericsson.se Karl Norrman Ericsson Research SE-16480 Stockholm Phone: +46 8 4044502 Sweden EMail: karl.norrman@era.ericsson.se David Oran Cisco Systems, Inc. San Jose, CA 95134-1706 USA EMail: oran@cisco.com

15. References

Normative Baugher, et al. [Page 42]

INTERNET-DRAFT SRTP June, 2002 [AES] NIST, "Advanced Encryption Standard (AES)", FIPS PUB 197, http://www.nist.gov/aes/ [HMAC] Krawczyk, H., Bellare, M., and Canetti, R.: "HMAC: Keyed- hashing for message authentication". IETF RFC 2104, February 1997. [RFC1889] Schulzrinne, H., Casner, S., Frederick, R., Jacobson,V., "RTP: A Transport Protocol for Real-time Applications", IETF RFC 1889. [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate Requirement Levels", IETF RFC 2119, March 1997. [RFC2401] Kent, S., and R. Atkinson, "Security Architecture for IP", IETF RFC 2401, November 1998. [RFC2675] Borman, D., Deering, S., Hinden, R., "IPv6 Jumbograms", IETF RFC 2675, August 1999. [RFC2828] Shirey, R., "Internet Security Glossary", IETF RFC 2828, May 2000. Informative [AES-CTR] Lipmaa, H., Rogaway, P., Wagner, D., "CTR-Mode Encryption", NIST, http://csrc.nist.gov/encryption/modes/workshop1/papers/ lipmaa-ctr.pdf [BDJR] Bellare, M., Desai, A., Jokipii, E., and Rogaway, P., "A Concrete Treatment of Symmetric Encryption: Analysis of DES Modes of Operation", Proceedings 38th IEEE FOCS, pp. 394-403, 1997. [C99] Crowell, W. P., "Introduction to the VENONA Project", http://www.nsa.gov:8080/docs/venona/index.html. [CTR] Morris Dworkin, NIST Special Publication 800-38A, "Recommendation for Block Cipher Modes of Operation: Methods and Techniques", 2001. Online at http://csrc.nist.gov/publications/nistpubs/800-38a/sp800- 38a.pdf. [f8-a] 3GPP TS 35.201 V4.1.0 (2001-12) Technical Specification 3rd Generation Partnership Project; Technical Specification Group Services and System Aspects; Baugher, et al. [Page 43]

INTERNET-DRAFT SRTP June, 2002 3G Security; Specification of the 3GPP Confidentiality and Integrity Algorithms; Document 1: f8 and f9 Specification (Release 4). [f8-b] 3GPP TR 33.908 V4.0.0 (2001-09) Technical Report 3rd Generation Partnership Project; Technical Specification Group Services and System Aspects; 3G Security; General Report on the Design, Specification and Evaluation of 3GPP Standard Confidentiality and Integrity Algorithms (Release 4). [HAC] Menezes, A., Van Oorschot, P., and Vanstone, S., "Handbook of Applied Cryptography", CRC Press, 1997, ISBN 0-8493-8523-7. [H80] Hellman, M. E., "A cryptanalytic time-memory trade-off", IEEE Transactions on Information Theory, July 1980, pp. 401-406. [KSYH] Kang, J-S., Shin, S-U., Hong, D., and Yi, O., "Provable Security of KASUMI and 3GPP Encryption Mode f8", Proceedings Asiacrypt 2001, Springer Verlag LNCS 2248, pp. 255-271, 2001. [MF00] McGrew, D., and Fluhrer, S., "Attacks on Encryption of Redundant Plaintext and Implications on Internet Security", the Proceedings of the Seventh Annual Workshop on Selected Areas in Cryptography (SAC 2000), Springer-Verlag. [RK99] Rescorla, E., and Korver, B., "Guidelines for Writing RFC Text on Security Considerations," draft-rescorla-sec-cons- 00.txt [PCST1] Perrig, A., Canetti, R., Tygar, D., Song, D., "Efficient and Secure Source Authentication for Multicast", in Proc. of Network and Distributed System Security Symposium NDSS 2001, pp. 35-46, 2001. [PCST2] Perrig, A., Canetti, R., Tygar, D., Song, D., "Efficient Authentication and Signing of Multicast Streams over Lossy Channels", in Proc. of IEEE Security and Privacy Symposium S&P2000, pp. 56-73, 2000. [WC81] M. N. Wegman and J. L. Carter, "New Hash Functions and Their Use in Authentication and Set Equality", JCSS 22, 265-279, 1981. Baugher, et al. [Page 44]

INTERNET-DRAFT SRTP June, 2002 Appendix A: Pseudocode for Index Determination The following is an example of pseudocode for the algorithm to determine the index i of an SRTP packet with sequence number SEQ. In the following, signed arithmetic is assumed. if (s_l < 32,768) if (SEQ - s_l > 32,768) set v to (ROC-1) mod 2^32 else set v to ROC endif else if (s_l - 32,768 > SEQ) set v to (ROC+1) mod 2^32 else set v to ROC endif endif return SEQ + v*65,536 Appendix B: Test Vectors All values are in hexadecimal.

B.1 AES-f8 Test Vectors

SRTP PREFIX LENGTH : 0 RTP packet header : 806e5cba50681de55c621599 RTP packet payload : 70736575646f72616e646f6d6e657373 20697320746865206e65787420626573 74207468696e67 ROC : d462564a key : 234829008467be186c3de14aae72d62c salt key : 32f2870d key-mask (m) : 32f2870d555555555555555555555555 key XOR key-mask : 11baae0dd132eb4d3968b41ffb278379 IV : 006e5cba50681de55c621599d462564a IV' : 595b699bbd3bc0df26062093c1ad8f73 Baugher, et al. [Page 45]

INTERNET-DRAFT SRTP June, 2002 j : 0 IV' XOR j : 595b699bbd3bc0df26062093c1ad8f73 S(-1) : 00000000000000000000000000000000 S(-1) XOR IV' XOR j : 595b699bbd3bc0df26062093c1ad8f73 S(0) : 71ef82d70a172660240709c7fbb19d8e plaintext : 70736575646f72616e646f6d6e657373 ciphertext : 019ce7a26e7854014a6366aa95d4eefd j : 1 IV' XOR j : 595b699bbd3bc0df26062093c1ad8f72 S(0) : 71ef82d70a172660240709c7fbb19d8e S(0) XOR IV' XOR j : 28b4eb4cb72ce6bf020129543a1c12fc S(1) : 3abd640a60919fd43bd289a09649b5fc plaintext : 20697320746865206e65787420626573 ciphertext : 1ad4172a14f9faf455b7f1d4b62bd08f j : 2 IV' XOR j : 595b699bbd3bc0df26062093c1ad8f70 S(1) : 3abd640a60919fd43bd289a09649b5fc S(1) XOR IV' XOR j : 63e60d91ddaa5f0b1dd4a93357e43a8c S(2) : 584d14a591acfca846b3aa3a0ab50fec plaintext : 74207468696e67 ciphertext : 2c6d60cdf8c29b

B.2 AES-CM Test Vectors

Keystream segment length: 1044512 octets (65282 AES blocks) Session Key: 2B7E151628AED2A6ABF7158809CF4F3C Rollover Counter: 00000000 Sequence Number: 0000 SSRC: 00000000 Session Salt: F0F1F2F3F4F5F6F7F8F9FAFBFCFD0000 (already shifted) Offset: F0F1F2F3F4F5F6F7F8F9FAFBFCFD0000 Counter Keystream F0F1F2F3F4F5F6F7F8F9FAFBFCFD0000 E03EAD0935C95E80E166B16DD92B4EB4 F0F1F2F3F4F5F6F7F8F9FAFBFCFD0001 D23513162B02D0F72A43A2FE4A5F97AB F0F1F2F3F4F5F6F7F8F9FAFBFCFD0002 41E95B3BB0A2E8DD477901E4FCA894C0 ... ... F0F1F2F3F4F5F6F7F8F9FAFBFCFDFEFF EC8CDF7398607CB0F2D21675EA9EA1E4 F0F1F2F3F4F5F6F7F8F9FAFBFCFDFF00 362B7C3C6773516318A077D7FC5073AE F0F1F2F3F4F5F6F7F8F9FAFBFCFDFF01 6A2CC3787889374FBEB4C81B17BA6C44 Baugher, et al. [Page 46]

INTERNET-DRAFT SRTP June, 2002 Nota Bene: this test case is contrived so that the latter part of the keystream segment coincides with the test case in Section F.5.1 of [CTR].

B.3 Key Derivation Test Vectors

This section provides test data for the default key derivation function, which uses AES-128 in Counter Mode. In the following, we walk through the initial key derivation for the AES-128 Counter Mode cipher, which requires a 16 octet session encryption key and a 14 octet session salt, and an authentication function which requires a 94-octet session authentication key. These values are called the cipher key, the cipher salt, and the auth key in the following. Since this is the initial key derivation, the value of (index DIV key_derivation_rate) is zero (actually, a six-octet string of zeros). In the following, we shorten key_derivation_rate to kdr. The inputs to the key derivation function are the 16 octet master key and the 14 octet master salt: master key: E1F97A0D3E018BE0D64FA32C06DE4139 master salt: 0EC675AD498AFEEBB6960B3AABE6 We first show how the cipher key is generated. The input block for AES-CM is generated by exclusive-oring the master salt with the concatenation of the encryption key label 0x00 with (index DIV kdr), then padding on the right with two null octets (which implements the multiply-by-2^16 operation, see Section 4.3.3). The resulting value is then AES-CM- encrypted using the master key to get the cipher key. index DIV kdr: 000000000000 label: 00 master salt: 0EC675AD498AFEEBB6960B3AABE6 ----------------------------------------------- xor: 0EC675AD498AFEEBB6960B3AABE6 (x, PRF input) x*2^16: 0EC675AD498AFEEBB6960B3AABE60000 (AES-CM input) cipher key: C61E7A93744F39EE10734AFE3FF7A087 (AES-CM output) Next, we show how the cipher salt is generated. The input block for AES-CM is generated by exclusive-oring the master salt with the concatenation of the encryption salt label. That value is padded and encrypted as above. index DIV kdr: 000000000000 Baugher, et al. [Page 47]

INTERNET-DRAFT SRTP June, 2002 label: 02 master salt: 0EC675AD498AFEEBB6960B3AABE6 ---------------------------------------------- xor: 0EC675AD498AFEE9B6960B3AABE6 (x, PRF input) x*2^16: 0EC675AD498AFEE9B6960B3AABE60000 (AES-CM input) 30CBBC08863D8C85D49DB34A9AE17AC6 (AES-CM ouptut) cipher salt: 30CBBC08863D8C85D49DB34A9AE1 We now show how the auth key is generated. The input block for AES-CM is generated as above, but using the authentication key label. index DIV kdr: 000000000000 label: 01 master salt: 0EC675AD498AFEEBB6960B3AABE6 ----------------------------------------------- xor: 0EC675AD498AFEEAB6960B3AABE6 (x, PRF input) x*2^16: 0EC675AD498AFEEAB6960B3AABE60000 (AES-CM input) Below, the auth key is shown on the left, while the corresponding AES input blocks are shown on the right. auth key AES input blocks CEBE321F6FF7716B6FD4AB49AF256A15 0EC675AD498AFEEAB6960B3AABE60000 6D38BAA48F0A0ACF3C34E2359E6CDBCE 0EC675AD498AFEEAB6960B3AABE60001 E049646C43D9327AD175578EF7227098 0EC675AD498AFEEAB6960B3AABE60002 6371C10C9A369AC2F94A8C5FBCDDDC25 0EC675AD498AFEEAB6960B3AABE60003 6D6E919A48B610EF17C2041E47403576 0EC675AD498AFEEAB6960B3AABE60004 6B68642C59BBFC2F34DB60DBDFB2 0EC675AD498AFEEAB6960B3AABE60005 This Internet-Draft expires in December 2002. Baugher, et al. [Page 48]