Network Working Group                                          M.T. Rose
Internet-Draft                                    Invisible Worlds, Inc.
Expires: February 20, 2001                               August 22, 2000


           The Blocks eXtensible eXchange Protocol Framework
                      draft-ietf-beep-framework-00

Status of this Memo

   This document is an Internet-Draft and is in full conformance with
   all provisions of Section 10 of RFC2026.

   Internet-Drafts are working documents of the Internet Engineering
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   This Internet-Draft will expire on February 20, 2001.

Copyright Notice

   Copyright (C) The Internet Society (2000). All Rights Reserved.

Abstract

   This memo describes a generic application protocol framework for
   connection-oriented, asynchronous request/response interactions. The
   framework permits parallel independent request/response streams
   within the context of a single application user-identity, supporting
   both textual and binary messages.










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Table of Contents

   1.      Introduction . . . . . . . . . . . . . . . . . . . . . . .  4
   2.      The BXXP Framework . . . . . . . . . . . . . . . . . . . .  5
   2.1     Roles  . . . . . . . . . . . . . . . . . . . . . . . . . .  6
   2.2     Messages and Frames  . . . . . . . . . . . . . . . . . . .  7
   2.2.1   Frame Syntax . . . . . . . . . . . . . . . . . . . . . . .  8
   2.2.1.1 Frame Header . . . . . . . . . . . . . . . . . . . . . . .  9
   2.2.1.2 Frame Payload  . . . . . . . . . . . . . . . . . . . . . . 12
   2.2.1.3 Frame Trailer  . . . . . . . . . . . . . . . . . . . . . . 13
   2.2.2   Frame Semantics  . . . . . . . . . . . . . . . . . . . . . 14
   2.3     Channel Management . . . . . . . . . . . . . . . . . . . . 15
   2.3.1   Message Semantics  . . . . . . . . . . . . . . . . . . . . 16
   2.3.1.1 The Greeting Message . . . . . . . . . . . . . . . . . . . 16
   2.3.1.2 The Start Message  . . . . . . . . . . . . . . . . . . . . 18
   2.3.1.3 The Close Message  . . . . . . . . . . . . . . . . . . . . 20
   2.3.1.4 The OK Message . . . . . . . . . . . . . . . . . . . . . . 21
   2.3.1.5 The Error Message  . . . . . . . . . . . . . . . . . . . . 22
   2.4     Session Establishment and Release  . . . . . . . . . . . . 24
   2.5     Transport Mappings . . . . . . . . . . . . . . . . . . . . 26
   2.5.1   Session Management . . . . . . . . . . . . . . . . . . . . 26
   2.5.2   Data Exchange  . . . . . . . . . . . . . . . . . . . . . . 26
   2.6     Parallelism  . . . . . . . . . . . . . . . . . . . . . . . 27
   2.6.1   Within a single channel  . . . . . . . . . . . . . . . . . 27
   2.6.2   Between different channels . . . . . . . . . . . . . . . . 27
   2.6.3   Pre-emptive responses  . . . . . . . . . . . . . . . . . . 27
   2.6.4   Interference . . . . . . . . . . . . . . . . . . . . . . . 27
   2.7     Peer-to-Peer Behavior  . . . . . . . . . . . . . . . . . . 28
   3.      Transport Security . . . . . . . . . . . . . . . . . . . . 29
   3.1     The TLS Transport Security Profile . . . . . . . . . . . . 32
   3.1.1   Profile Identification and Initialization  . . . . . . . . 32
   3.1.2   Request and Response Messages  . . . . . . . . . . . . . . 33
   3.1.3   Message Semantics  . . . . . . . . . . . . . . . . . . . . 34
   3.1.3.1 The Ready Message  . . . . . . . . . . . . . . . . . . . . 34
   3.1.3.2 The Proceed Message  . . . . . . . . . . . . . . . . . . . 34
   4.      User Authentication  . . . . . . . . . . . . . . . . . . . 35
   4.1     The SASL Family of Profiles  . . . . . . . . . . . . . . . 36
   4.1.1   Profile Identification and Initialization  . . . . . . . . 37
   4.1.2   Request and Response Messages  . . . . . . . . . . . . . . 39
   4.1.3   Message Semantics  . . . . . . . . . . . . . . . . . . . . 40
   5.      Profile Registration Template  . . . . . . . . . . . . . . 41
   6.      Initial Profile Registrations  . . . . . . . . . . . . . . 42
   6.1     BXXP Channel Management  . . . . . . . . . . . . . . . . . 42
   6.2     BXXP Channel Management DTD  . . . . . . . . . . . . . . . 43
   6.3     Registration: TLS Transport Security Profile . . . . . . . 46
   6.4     TLS Transport Security Profile DTD . . . . . . . . . . . . 47
   6.5     Registration: SASL Family of Profiles  . . . . . . . . . . 48
   6.6     SASL Family of Profiles DTD  . . . . . . . . . . . . . . . 49
   7.      Reply Codes  . . . . . . . . . . . . . . . . . . . . . . . 50


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   8.      Security Considerations  . . . . . . . . . . . . . . . . . 51
   9.      IANA Considerations  . . . . . . . . . . . . . . . . . . . 52
           References . . . . . . . . . . . . . . . . . . . . . . . . 53
           Author's Address . . . . . . . . . . . . . . . . . . . . . 54
   A.      Changes from draft-mrose-bxxp-framework-01 . . . . . . . . 55
   B.      Changes from draft-mrose-bxxp-framework-00 . . . . . . . . 56
   C.      Acknowledgements . . . . . . . . . . . . . . . . . . . . . 57
           Full Copyright Statement . . . . . . . . . . . . . . . . . 58











































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1. Introduction

   This memo describes a generic application protocol framework for
   connection-oriented, asynchronous request/response interactions.
   Consult [1] for a description of the framework's design principles.

   At the core of the BXXP framework is a framing mechanism that allows
   for peer-to-peer exchanges of requests and responses. The framing
   mechanism permits multiple simultaneous and independent exchanges.
   Requests and responses are arbitrary MIME[3] content, but are
   usually textual (structured using XML[2]).

   Frames are exchanged in the context of a "channel". Each channel has
   an associated "profile" that defines the syntax and semantics of the
   messages exchanged. Implicit in the operation of BXXP is the notion
   of channel management. In addition to defining BXXP's channel
   management profile, this document defines:

   o  the TLS[4] transport security profile; and,

   o  the SASL[5] family of profiles.

   Other profiles, such as those used for data exchange, are defined by
   an application protocol designer. A registration template is
   provided for this purpose.


























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2. The BXXP Framework

   The BXXP framework is message-oriented. Arbitrary octets are
   encapsulated within a frame and tagged as either a request or a
   response. All interactions occur in the context of a channel -- a
   binding to a well-defined aspect of the application, such as
   transport security, user authentication, or data exchange.

   A BXXP session is mapped onto an underlying transport service. A
   separate series of documents describe how a particular transport
   service realizes a BXXP session. For example, [6] describes how a
   BXXP session is mapped onto a single TCP[7] connection.

   During the creation of a channel, the requestor supplies one or more
   proposed profiles for that channel. If the responder creates the
   channel, it selects one of the profiles and returns it in a
   response; otherwise, it may indicate that none of the profiles are
   acceptable, and decline creation of the channel.

   Channel usage falls into one of two categories:

   initial tuning: these are used by profiles that perform
      initialization once the BXXP session is established (e.g.,
      negotiating the use of transport security); although several
      request/response exchanges may be required to perform the
      initialization, these channels become inactive early in the BXXP
      session and remain so for the duration.

   continuous: these are used by profiles that support data exchange;
      typically, these channels are created after the initial tuning
      channels have gone quiet.

   A BXXP peer should support at least 257 concurrently opened channels.


















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2.1 Roles

   Although BXXP is peer-to-peer, it is convenient to label each peer
   in the context of the role it is performing at a given time:

   o  When a BXXP session is established, we designate the peer that
      awaits new connections as acting in the listening role, and the
      other peer, which establishes a connection to the listener, as
      acting in the initiating role. In the examples which follow,
      these are referred to as "I:" and "L:", respectively.

   o  We designate a BXXP peer making a request as a client (or
      requestor); similarly, we designate the other BXXP peer as a
      server (or responder). In the examples which follow, these are
      referred to as "C:" and "S:", respectively.

   Typically, a BXXP peer acting in the server role is also acting in a
   listening role. However, because BXXP is peer-to-peer in nature, no
   such requirement exists.
































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2.2 Messages and Frames

   In BXXP, there are two kinds of messages: requests and responses.

   Each message conveys data content. Normally, a message is sent in a
   single frame. However, it may be convenient or necesary to segment
   the data content of a message into multiple frames. (e.g., if only
   part of a message is ready to be sent). When a message is segmented
   and sent as several frames, those frames must be sent sequentally,
   without any intervening frames from other messages on the same
   channel.

   Each frame consists of a header, the payload, and a trailer. The
   header and trailer are each represented using printable ASCII
   characters and are terminated with a CRLF pair. Between the header
   and the trailer is the payload, consisting of zero or more octets.

   For example, here is a request message whose data is contained in a
   single frame that contains a payload of 94 octets spread over 3
   lines (each line of the data is terminated with a CRLF pair):

       C: REQ . 1 14 94 0
       C:
       C: <start number='1'>
       C:    <profile uri='http://xml.resource.org/profiles/sasl/OTP' />
       C: </start>
       C: END

   Note that the header is two lines long (the second line is blank
   signifying a lack of explicit MIME typing information).





















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2.2.1 Frame Syntax

   The ABNF for a message is:

   frame      = header payload trailer / mapping

   header     = req / rsp

   req        = "REQ" SP more SP serial SP seqno SP size SP channel
                CR LF [mime] CR LF

   rsp        = "RSP" SP more SP serial SP seqno SP size SP status
                CR LF [mime] CR LF

   more       = "." / "*"

   ; use of 0 for <serial> is reserved for the initial greeting
   serial     = 0..2147483647

   seqno      = 0..4294967295

   size       = 0..2147483647

   ; use of 0 for <channel> is reserved for BXXP channel management
   channel    = 0..2147483647

   ; defaults are:
   ;
   ;     Content-Type: text/xml
   ;     Content-Transfer-Encoding: binary
   ;
   mime       = <MIME Content {entity-headers} from RFC 2045>

   status     = "+" / "-"

   payload    = *OCTET

   trailer    = "END" CR LF

   mapping    = ;; each transport mapping may define additional frames











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2.2.1.1 Frame Header

   The frame header consists of a three-character keyword (one of:
   "REQ" or "RSP"), followed by a continuation indicator, a serial
   number, a sequence number, a payload size, and one additional
   parameter. A single space character (decimal code 32, " ") separates
   each component. The header is terminated with a CRLF pair.

   The "REQ" keyword indicates that this frame is part of a request
   message. Following the "REQ" keyword, the continuation indicator,
   the serial number, the sequence number, and the payload size is the
   channel number for the request.

   The "RSP" keyword indicates that this frame is part of a response
   message. Following the "RSP" keyword, the continuation indicator,
   the serial number, the sequence number, and the payload size is the
   status indicator for the response.

   The continuation indicator (one of: decimal code 42, "*", or decimal
   code 46, ".") specifies whether this is the final frame of the
   message:

   intermediate ("*"): at least one other frame follows for the
      message; or,

   complete ("."): this frame completes the data for the message.

   The serial number must be a non-negative integer (in the range
   0..2147483647) and have a different value than all other outstanding
   request messages (regardless of channel number).

   The sequence number must be a non-negative integer (in the range
   0..4294967295) and specifies the sequence number of the first octet
   in the payload, for the associated channel.

   The payload size must be a non-negative integer (in the range
   0..2147483647) and specifies the exact number of octets in the
   payload. (This does not include the trailer.)

   The status indicator (one of: decimal code 43, "+", or decimal code
   45, "-"), specifies whether the request corresponding to this
   response was performed:

   positive ("+"): the request was performed and the response's data
      contains the corresponding the results; or,

   negative ("-"): the request could not be performed (either for
      transient or permanent reasons) and the response's data contains
      the corresponding error information.


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   There are several rules for identifying poorly-formed frames:

   o  if the header doesn't start with "REQ" or "RSP";

   o  if the header starts with "REQ" or "RSP", but any of the
      continuation indicator, serial number, sequence number, or
      payload size cannot be determined or is invalid;

   o  if the header starts with "REQ", but the channel number cannot be
      determined or is invalid;

   o  if the header starts with "RSP", but the status indicator cannot
      be determined or is invalid;

   o  if the header starts with "RSP", but the serial number does not
      refer to an outstanding request message;

   o  if the continuation indicator of the previous frame received on
      the same channel was intermediate ("*"), and if its serial number
      isn't identical to this frame's serial number;

   o  if the value of the sequence number doesn't correspond to the
      expected value for the associated channel (c.f., Section 2.2.1.2);

   o  if the header starts with "REQ" and refers to a message for which
      at least one other "REQ" frame has been received, and if the
      continuation indicator of the immediately-previous received frame
      for this message is intermediate ("*"), and if the channel
      numbers aren't identical;

   o  if the header starts with "RSP" and refers to a message for which
      at least one other "RSP" frame has been received, and if the
      status indicator of this frame and the immediately-previous
      received frame for this message are not identical; or,

   o  if the header refers to a mesage for which no other frames has
      been received, and if the "entity-headers" portion of the header
      is present and poorly-formed; or,

   o  if the header refers to a mesage for which at least one other
      frame has been received, and if the "entity-headers" portion of
      the header is present.

   If a frame is poorly-formed, then the session is terminated without
   generating a response, and it is recommended that a diagnostic entry
   be logged.





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   The final frame in a message has a continuation indicator of
   complete ("."), whilst all earlier frames (if any) have a
   continuation indicator of intermediate ("*"). Note that any of these
   frames may have an empty payload, e.g.,

       S: RSP * 1 284 25 +
       S:
       S:     ...
       S:     ...
       S:     ...
       S: END
       S: RSP . 1 309 0 +
       S:
       S: END

   The data conveyed with a message is structured according to the
   rules of MIME. Accordingly, the header of the first frame for a
   message may include "entity-headers" (c.f., MIME[3]'s Section 3). If
   none, or only some, of the entity-headers are present:

   o  the default "Content-Type" is "text/xml"; and,

   o  the default "Content-Transfer-Encoding" is "binary".

   Hence, in the absence of typing information, a message's data is a
   well-formed XML[2] document.

   Note that the "entity-headers" (and the empty line that follows) are
   part of the of the header, not the payload. Thus, they do not
   contribute to the size of the payload.

   Finally, note that the use of "entity-headers" is intended to convey
   top-level tagging information about the payload. Accordingly, the
   headers present should reflect this. Regardless, the size of the
   "entity-headers" in a frame header is may not exceed 1024 octets.
















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2.2.1.2 Frame Payload

   Every payload octet sent in each direction on a channel has an
   associated sequence number. Numbering of payload octets within a
   frame is such that the first payload octet is the lowest numbered,
   and the following payload octets are numbered consecutively. (When a
   channel is created, the sequence number associated with the first
   payload octet of the first frame is 0.)

   The actual sequence number space is finite, though very large,
   ranging from 0..4294967295 (2**32 - 1). Since the space is finite,
   all arithmetic dealing with sequence numbers is performed modulo
   2**32. This unsigned arithmetic preserves the relationship of
   sequence numbers as they cycle from 2**32 - 1 to 0 again.

   When receiving a frame, the sum of its sequence number and payload
   size, modulo 4294967296 (2**32), gives the expected sequence number
   associated with the first payload octet of the next frame received.
   Accordingly, when receiving a frame if the sequence number isn't the
   expected value for this channel, then the BXXP peers have lost
   synchronization, then the session is terminated without generating a
   response, and it is recommended that a diagnostic entry be logged.





























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2.2.1.3 Frame Trailer

   The frame trailer consists of "END" followed by a CRLF pair.

   When receiving a frame, if the characters immediately following the
   payload don't correspond to a trailer, then the session is
   terminated without generating a response, and it is recommended that
   a diagnostic entry be logged.











































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2.2.2 Frame Semantics

   The semantics of the payload of each frame is channel-specific.
   Accordingly, the profile associated with a channel must define:

   o  the initialization messages, if any, exchanged during channel
      creation;

   o  the set of request and response messages may be carried in the
      payload of the channel; and,

   o  the semantics of these messages.

   A profile registration template (Section 5) organizes this
   information.

   When defining the behavior of the profile, the template must specify
   how poorly-formed requests are responded to, e.g., with an negative
   response containing an error message. However, if a poorly-formed
   response is received, then the channel must be closed (c.f., Section
   2.3.1.3), unless this occurs on channel 0, in which case the session
   is terminated without generating a response, and it is recommended
   that a diagnostic entry be logged.

   Note that if a profile uses XML to structure its messages, then only
   XML's baseline facilities (as described in the XML 1.0
   specification[2]) are allowed. Additional XML features (e.g.,
   namespaces) are made available only by being referenced and allowed
   in a given profile's specification.

   In particular this limitation allows use of only the five predefined
   general entities references ("&amp;", "&lt;", "&gt;", "&apos;", and
   "&quot;") and numeric entity references in the messages exchanged.

   Finally, because the profile registration template defines the
   messages exchanged over a channel, the XML documents exchanged in
   each message needn't have either a "XML" declaration (e.g., <?xml
   version="1.0" ?>) or a "DOCTYPE" declaration (e.g., <!DOCTYPE ...>).
   Of course, all other XML 1.0 instructions (e.g., CDATA blocks,
   processing instructions, and so on) are allowed.

   Because the "XML" declaration isn't present, the default character
   set for XML-based profiles is UTF-8. If another character set is
   desired, a "Content-Type" entity-header should be used to specify
   the character set in question.






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2.3 Channel Management

   When a BXXP session starts, only channel number 0 is defined, which
   is used for channel management. Section 6.1 contains the profile
   registration for BXXP channel management.

   Channel management allows each BXXP peer to advertise the profiles
   that it supports (using the greeting message), bind an instance of
   one of those profiles to a channel (using the start message), and
   then later close any channels (using the close message).









































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2.3.1 Message Semantics

2.3.1.1 The Greeting Message

   When a BXXP session is established, each BXXP peer signifies its
   availability by immediately sending a positive "RSP" message with a
   serial number of zero that contains a "greeting" element, e.g.,

       L: <wait for incoming connection>
       I: <open connection>
       L: RSP . 0 0 84 +
       L:
       L: <greeting>
       L:    <profile uri='http://xml.resource.org/profiles/TLS' />
       L: </greeting>
       L: END
       I: RSP . 0 0 14 +
       I:
       I: <greeting />
       I: END

   Note that this example implies that the BXXP peer in the initiating
   role waits until the BXXP peer in the listening role sends its
   greeting -- this is an artifact of the presentation; in fact, both
   BXXP peers send their response messages independently.

   The "greeting" element has two optional attributes ("features" and
   "localize") and zero or more "profile" elements, one for each
   profile supported by the BXXP peer acting in a server role:

   o  the "features" attribute, if present, contains one or more
      feature tokens, each indicating an optional feature of the
      channel management profile supported by the BXXP peer;

   o  the "localize" attribute, if present, contains one or more
      language tokens, each identifying a desirable language tag to be
      used by the remote BXXP peer when generating textual diagnostics
      for the "close" and "error" elements (the tokens are ordered from
      most to least desirable); and,

   o  each "profile" element contained within the "greeting" element
      identifies a profile, and unlike the "profile" elements that
      occur within the "start" element, the content of each "profile"
      element may not contain an optional initialization element.

   At present, there are no optional features defined for the channel
   management profile.




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   Each token in the value of the "localize" attribute is defined
   according to  [8]. If not present, the default is "i-default".

















































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2.3.1.2 The Start Message

   When a BXXP peer wants to create a channel, it sends a "start"
   element as data on channel 0, e.g.,

       I: REQ . 1 14 94 0
       I:
       I: <start number='1'>
       I:    <profile uri='http://xml.resource.org/profiles/sasl/OTP' />
       I: </start>
       I: END

   The "start" element has a "number" attribute, an optional
   "serverName" attribute, and one or more "profile" elements:

   o  the "number" attribute indicates the channel number (in the range
      1..2147483647) used to identify the channel in future messages;

   o  the "serverName" attribute, an arbitrary string, indicates the
      desired server name for this BXXP session; and,

   o  each "profile" element contained within the "start" element
      identifies a profile, and, optionally, contains an XML element
      exchanged during channel creation as its content.

   To avoid conflict in assigning channel numbers when requesting the
   creation of a channel, BXXP peers acting in the initiating role use
   only positive integers that are odd-numbered; similarly, BXXP peers
   acting in the listening role use only positive integers that are
   even-numbered.

   The "serverName" attribute for the first successful "start" element
   received by a BXXP peer is memorable. (If the attribute isn't
   present or it's value is empty, then the sending BXXP peer is
   requesting a configuration-specific default value.) The BXXP peer
   decides whether to operate as the indicated "serverName"; if not, an
   "error" element is returned as data in a negative "RSP" message.

   When a BXXP peer receives a "start" element as data on channel 0, it
   examines each of the proposed profiles, and decides whether to use
   one of them to create the channel. If so, the appropriate "profile"
   element is returned as data in a positive "RSP" message; otherwise,
   an "error" element is returned as data in a negative "RSP" message.

   When creating the channel, the value of the "serverName" attribute
   from the first successful "start" element is consulted to provide
   configuration information, e.g., the desired server-side certificate
   when starting the TLS transport security profile (Section 3.1).



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   For example, a successful channel creation might look like this:

       I: REQ . 1 14 171 0
       I:
       I: <start number='1'>
       I:    <profile uri='http://xml.resource.org/profiles/sasl/OTP' />
       I:    <profile
       I:       uri='http://xml.resource.org/profiles/sasl/ANONYMOUS' />
       I: </start>
       I: END
       L: RSP . 1 284 61 +
       L:
       L: <profile uri='http://xml.resource.org/profiles/sasl/OTP' />
       L: END

   Similarly, an unsuccessful channel creation might look like this:

       I: REQ . 1 14 94 0
       I:
       I: <start number='2'>
       I:    <profile uri='http://xml.resource.org/profiles/sasl/OTP' />
       I: </start>
       I: END
       L: RSP . 1 284 89 -
       L:
       L: <error code='501'>number attribute
       L: in &lt;start&gt; element must be odd-valued</error>
       L: END

   Finally, here's an example in which an initialization element is
   exchanged during channel creation:

       C: REQ . 1 14 120 0
       C:
       C: <start number='1'>
       C:    <profile uri='http://xml.resource.org/profiles/TLS'>
       C:        <ready />
       C:    </profile>
       C: </start>
       C: END
       S: RSP . 1 84 83 +
       S:
       S: <profile uri='http://xml.resource.org/profiles/TLS'>
       S:     <proceed />
       S: </profile>
       S: END





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2.3.1.3 The Close Message

   When a BXXP peer wants to close a channel, it sends a "close"
   element on channel 0, e.g.,

       I: REQ . 1 185 33 0
       I:
       I: <close number='1' code='200' />
       I: END

   The "close" element has a "number" attribute, a "code" attribute, an
   optional "xml:lang" attribute, and an optional textual diagnostic as
   its content:

   o  the "number" attribute indicates the channel number;

   o  the "code" attribute is a three digit reply code meaningful to
      programs (c.f., Section 7);

   o  the "xml:lang" attribute identifies the language that the
      element's content is written in (the value is suggested, but not
      mandated, by the "localize" attribute of the "greeting" element
      sent by the remote BXXP peer); and,

   o  the textual diagnostic (which may be multiline) is meaningful to
      implementers, perhaps administrators, and possibly even users,
      but never programs.

   Note that if the textual diagnostic is present, then the "xml:lang"
   attribute is absent only if the language indicated as the remote
   BXXP's first choice is used.

   When a BXXP peer receives a "close" element as data on channel 0, it
   decides whether it is willing to close the channel. If so, an "ok"
   element is returned as data in a positive "RSP" message; otherwise,
   an "error" element is returned as data in a negative "RSP" message.

   For example, a successful channel close might look like this:

       I: REQ . 1 185 33 0
       I:
       I: <close number='1' code='200' />
       I: END
       L: RSP . 1 345 8 +
       L:
       L: <ok />
       L: END




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   Similarly, an unsuccessful channel creation might look like this:

       I: REQ . 1 185 33 0
       I:
       I: <close number='1' code='200' />
       I: END
       L: RSP . 1 345 41 -
       L:
       L: <error code='550'>still working</error>
       L: END

2.3.1.4 The OK Message

   When a BXXP peer agrees to close a channel, it returns an "ok"
   element as data in a positive "RSP" message.

   The "ok" element has no attributes and no content.


































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2.3.1.5 The Error Message

   When a BXXP peer declines the creation of a channel, it returns an
   "error" element as data in a negative "RSP" message, e.g.,

       I: REQ . 1 14 89 0
       I:
       I: <start number='2'>
       I:    <profile uri='http://xml.resource.org/profiles/FOO' />
       I: </start>
       I: END
       L: RSP . 1 284 67 -
       L:
       L: <error code='550'>all requested profiles are
       L: unsupported</error>
       L: END

   The "error" element has a "code" attribute, an optional "xml:lang"
   attribute, and an optional textual diagnostic as its content:

   o  the "code" attribute is a three digit reply code meaningful to
      programs (c.f., Section 7);

   o  the "xml:lang" attribute identifies the language that the
      element's content is written in (the value is suggested, but not
      mandated, by the "localize" attribute of the "greeting" element
      sent by the remote BXXP peer); and,

   o  the textual diagnostic (which may be multiline) is meaningful to
      implementers, perhaps administrators, and possibly even users,
      but never programs.

   Note that if the textual diagnostic is present, then the "xml:lang"
   attribute is absent only if the language indicated as the remote
   BXXP's first choice is used.

   In addition, a BXXP peer returns an "error" element whenever:

   o  it receives a "REQ" message containing poorly-formed request;

   o  it receives a "REQ" message asking to close a channel and it
      declines to do so; or

   o  a BXXP session is established, the BXXP peer is acting in the
      listening role, and that BXXP peer is unavailable (in this case,
      the BXXP acting in the listening role does not send a "greeting"
      element).




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   In the final case, both BXXP peers terminate the session, and it is
   recommended that a diagnostic entry be logged by both BXXP peers.

















































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2.4 Session Establishment and Release

   When a BXXP session is established, each BXXP peer signifies its
   availability by immediately sending a positive "RSP" message with a
   serial number of zero that contains a "greeting" element, e.g.,

       L: <wait for incoming connection>
       I: <open connection>
       L: RSP . 0 0 84 +
       L:
       L: <greeting>
       L:    <profile uri='http://xml.resource.org/profiles/TLS' />
       L: </greeting>
       L: END
       I: RSP . 0 0 14 +
       I:
       I: <greeting />
       I: END

   which, for the BXXP peer acting in the listening role, indicates
   that it is available.

   Alternatively, if the BXXP peer acting in the listening role is
   unavailable, it returns a negative response, e.g.,

       L: <wait for incoming connection>
       I: <open connection>
       L: RSP . 0 0 22 -
       L:
       L: <error code='421' />
       L: END
       I: <close connection>
       L: <close connection>
       L: <wait for next connection>

   and the "greeting" element sent by the BXXP peer acting in the
   initiating role is ignored. It is recommended that a diagnostic
   entry be logged by both BXXP peers.













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   When a BXXP peer wants to release the BXXP session, it sends a "REQ"
   message on channel 0 with no data. The other BXXP peer may accept
   the request (by sending a positive "RSP" message), e.g.,

       C: REQ . 1 14 0 0
       C:
       C: END
       S: RSP . 1 284 0 +
       S:
       S: END
       C: <close connection>
       S: <close connection>
       L: <wait for next connection>

   If the other BXXP peer sends a negative "RSP" message, then the BXXP
   session should not be terminated, if possible.



































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2.5 Transport Mappings

   The BXXP framework isn't tied to a particular transport protocol.

   All transport interactions occur in the context of a session -- a
   mapping onto a particular transport service. Accordingly, this memo
   defines the requirements that must be satisified by any document
   describing how a particular transport service realizes a BXXP
   session.

2.5.1 Session Management

   A BXXP session is connection-oriented. A mapping document must
   define:

   o  how a BXXP session is established;

   o  how a BXXP peer is identified as acting in the listening role;

   o  how a BXXP peer is identified as acting in the initiating role;

   o  how a BXXP session is released; and,

   o  how a BXXP session is terminated.

2.5.2 Data Exchange

   A BXXP session is message-oriented. A mapping document must define:

   o  how messages are reliably sent and received;

   o  how messages on the same channel are received in the same order
      as they were sent; and,

   o  how messages on different channels are sent without ordering
      constraint.















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2.6 Parallelism

2.6.1 Within a single channel

   A BXXP peer acting in the client role may send multiple "REQ"
   messages for the same channel without waiting to receive the
   corresponding "RSP" messages. A BXXP peer acting in the server role
   must process all "REQ" messages for a given channel in the same
   order as they are received. As a consequence, that BXXP peer must
   generate the corresponding "RSP" messages in the same order as the
   "REQ" messages are received.

2.6.2 Between different channels

   A BXXP peer acting in the client role may send multiple "REQ"
   messages for different channels without waiting to receive the
   corresponding "RSP" messages. A BXXP peer acting in the server role
   may process "REQ" messages received for different channels in
   parallel. As a consequence, although the "RSP" messages for a given
   channel are generating according to the order in which the
   corresponding "REQ" messages are received, there is no ordering
   constraint between "RSP" messages for different channels.

2.6.3 Pre-emptive responses

   A BXXP peer acting in the server role may send a negative response
   to a request before it receives the final "REQ" frame of a request.
   If it does so, that BXXP peer is obliged to ignore any subsequent
   "REQ" frames for that request, up to and including the final "REQ"
   frame.

   If a BXXP peer acting in the client role receives a negative "RSP"
   frame before it sends the final "REQ" frame for a request, then it
   is required to send a "REQ" frame with a continuation status of
   complete (".") and having a zero-length payload.

2.6.4 Interference

   If the processing of a particular frame has sequencing impacts on
   other frames (either intra-channel or inter-channel), then the
   corresponding profile should define this behavior, e.g., a profile
   whose messages alter the underlying transport mapping.









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2.7 Peer-to-Peer Behavior

   BXXP is peer-to-peer -- as such both peers must be prepared to
   receive both "REQ" and "RSP" frames. Accordingly, an initiating BXXP
   peer capable of acting only in the client role must behave
   gracefully if it receives a "REQ" message. Accordingly, all profiles
   must provide an appropriate error message for responding to unwanted
   requests.

   As a consequence of the peer-to-peer nature of BXXP, serial numbers
   are unidirectionally-significant. That is, the serial numbers in
   "REQ" messages sent by a BXXP peer acting in the initiating role are
   unrelated to the serial numbers in "REQ" messages sent by a BXXP
   peer acting in the listening role.

   For example, these two frames

       I: REQ . 1 14 94 0
       I:
       I: <start number='1'>
       I:    <profile uri='http://xml.resource.org/profiles/sasl/OTP' />
       I: </start>
       I: END
       L: REQ . 1 284 89 0
       L:
       L: <start number='2'>
       L:    <profile uri='http://xml.resource.org/profiles/SEP' />
       L: </start>
       L: END

   have no fundamental relationship to each other.




















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3. Transport Security

   When a BXXP session is established, plaintext transfer, without
   privacy, is provided. Accordingly, transport security in BXXP is
   achieved using an initial tuning profile.

   This document defines one profile:

   o  the TLS transport security profile, based on TLS version one[4].

   Other profiles may be defined and deployed on a bilateral basis.
   Note that because of their intimate relationship with the tranpsort
   service, a given transport security profile tends to be relevant to
   a single transort mapping (c.f., Section 2.5).

   When a channel associated with transport security begins the
   underlying negotiation process, all channels (including channel 0),
   are closed on the BXXP session. Upon completion of the negotiation
   process, regardless of its outcome, a new greeting is issued by both
   BXXP peers.































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   A BXXP peer may choose to issue different greetings based on whether
   privacy is in use, e.g.,

       L: <wait for incoming connection>
       I: <open connection>
       L: RSP . 0 0 84 +
       L:
       L: <greeting>
       L:    <profile uri='http://xml.resource.org/profiles/TLS' />
       L: </greeting>
       L: END
       I: RSP . 0 0 14 +
       I:
       I: <greeting />
       I: END
       I: REQ . 1 14 120 0
       I:
       I: <start number='1'>
       I:    <profile uri='http://xml.resource.org/profiles/TLS'>
       I:        <ready />
       I:    </profile>
       I: </start>
       I: END
       L: RSP . 1 84 83 +
       L:
       L: <profile uri='http://xml.resource.org/profiles/TLS'>
       L:     <proceed />
       L: </profile>
       L: END

           ... successful transport security negotiation ...

       L: RSP . 0 0 224 +
       L:
       L: <greeting>
       L:    <profile
       L:       uri='http://xml.resource.org/profiles/sasl/ANONYMOUS' />
       L:    <profile uri='http://xml.resource.org/profiles/sasl/OTP' />
       L:    <profile uri='http://xml.resource.org/profiles/SEP' />
       L: </greeting>
       L: END
       I: RSP . 0 0 14 +
       I:
       I: <greeting />
       I: END






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   Of course, not all BXXP peers need be as single-minded:

       L: <wait for incoming connection>
       I: <open connection>
       L: RSP . 0 0 284 +
       L:
       L: <greeting>
       L:    <profile
       L:       uri='http://xml.resource.org/profiles/sasl/ANONYMOUS' />
       L:    <profile uri='http://xml.resource.org/profiles/sasl/OTP' />
       L:    <profile uri='http://xml.resource.org/profiles/SEP' />
       L:    <profile uri='http://xml.resource.org/profiles/TLS' />
       L: </greeting>
       L: END
       I: RSP . 0 0 14 +
       I:
       I: <greeting />
       I: END
       I: REQ . 1 14 120 0
       I:
       I: <start number='1'>
       I:    <profile uri='http://xml.resource.org/profiles/TLS'>
       I:        <ready />
       I:    </profile>
       I: </start>
       I: END
       L: RSP . 1 284 83 +
       L:
       L: <profile uri='http://xml.resource.org/profiles/TLS'>
       L:     <proceed />
       L: </profile>
       L: END

           ... failed transport security negotiation ...

       L: RSP . 0 0 284 +
       L:
       L: <greeting>
       L:    <profile
       L:       uri='http://xml.resource.org/profiles/sasl/ANONYMOUS' />
       L:    <profile uri='http://xml.resource.org/profiles/sasl/OTP' />
       L:    <profile uri='http://xml.resource.org/profiles/SEP' />
       L:    <profile uri='http://xml.resource.org/profiles/TLS' />
       L: </greeting>
       L: END
       I: RSP . 0 0 14 +
       I:
       I: <greeting />
       I: END


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3.1 The TLS Transport Security Profile

   Section 6.3 contains the registration for this profile.

3.1.1 Profile Identification and Initialization

   The TLS transport security profile is identified as:

       http://xml.resource.org/profiles/TLS

   in the BXXP "profile" element during channel creation.

   During channel creation, the corresponding "profile" element in the
   BXXP "start" element may contain a "ready" element. If channel
   creation is successful, then before sending the corresponding "RSP"
   message, the BXXP peer processes the "ready" element and includes
   the resulting response in the "RSP" message, e.g.,

       C: REQ . 1 14 120 0
       C:
       C: <start number='1'>
       C:    <profile uri='http://xml.resource.org/profiles/TLS'>
       C:        <ready />
       C:    </profile>
       C: </start>
       C: END
       S: RSP . 1 84 83 +
       S:
       S: <profile uri='http://xml.resource.org/profiles/TLS'>
       S:     <proceed />
       S: </profile>
       S: END



















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   Note that it is possible for the channel to be created, but for the
   encapsulated operation to fail, e.g.,

       C: REQ . 1 14 135 0
       C:
       C: <start number='1'>
       C:    <profile uri='http://xml.resource.org/profiles/TLS'>
       C:        <ready version="oops" />
       C:    </profile>
       C: </start>
       C: END
       S: RSP . 1 84 156 +
       S:
       S: <profile uri='http://xml.resource.org/profiles/TLS'>
       S:     <error code='501'>version attribute
       S: poorly formed in &lt;ready&gt; element</error>
       S: </profile>
       S: END

   In this case, a positive "RSP" message is returned (as channel
   creation succeeded), but the encapsulated response contains an
   indication as to why the operation failed.

3.1.2 Request and Response Messages

   Section 6.4 defines the messages that are used in the TLS transport
   security profile:

   o  "REQ" messages carry only the "ready" element as data;

   o  positive "RSP" messages carry only the "proceed" element as data;
      and,

   o  negative "RSP" messages carry only the "error" element as data.

















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3.1.3 Message Semantics

3.1.3.1 The Ready Message

   The "ready" element has an optional "version" attribute and no
   content:

   o  the "version" element defines the earliest version of TLS
      acceptable for use.

   When a BXXP peer sends the "ready" element, it no longer sends any
   traffic on any channel until a corresponding "RSP" message is
   received; similarly, before processing a "ready" element, the
   receiving BXXP peer waits until any pending "RSP" messages have been
   generated and sent.

3.1.3.2 The Proceed Message

   The "proceed" element has no attributes and no content. It is sent
   in response to the "ready" element. When a BXXP peer receives the
   "ready" element, it begins the underlying negotiation process for
   transport security.





























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4. User Authentication

   When a BXXP session is established, anonymous access, without trace
   information, is provided. Accordingly, user authentication in BXXP
   is achieved using an initial tuning profile.

   This document defines a family of profiles based on SASL mechanisms:

   o  each mechanism in the IANA SASL registry[13] has an associated
      profile.

   Other profiles may be defined and deployed on a bilateral basis.

   Whenever a successful authentication occurs, on any channel, the
   authenticated identity is updated for all existing and future
   channels on the BXXP session; further, no additional attempts at
   authentication are allowed.

   Note that regardless of transport security and user authentication,
   authorization is an internal matter for each BXXP peer. As such,
   each peer may choose to restrict the operations it allows based on
   the authentication credentials provided (i.e., unauthorized
   operations are rejected with error code 530).




























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4.1 The SASL Family of Profiles

   Section 6.5 contains the registration for this profile.

   Note that SASL may provide both user authentication and transport
   security. Once transport security is successfully negotiated for a
   BXXP session, then a SASL security layer may not be negotiated;
   similarly, once any SASL negotiation is successful, a transport
   security profile may not be started or otherwise used.

   Section 4 of the SASL specification[5] requires the following
   information be supplied by a protocol definition:

   service name: "bxxp" will be registered with the IANA as a GSSAPI
      service name when this draft is published as an RFC.

   initiation sequence: Creating a channel using a BXXP profile
      corresponding to a SASL mechanism starts the exchange. An
      optional parameter corresponding to the "initial response" sent
      by the client is carried within a "blob" element during channel
      creation.

   exchange sequence: "Challenges" and "responses" are carried in the
      "blob" element during data exchange. The "status" attribute of
      the "blob" element is used both by a server indicating a
      successful completion of the exchange, and a client aborting the
      exchange, The server indicates failure of the exchange by sending
      an "error" element.

   security layer negotiation: Prior to beginning the negotiation of a
      security layer, any pending "RSP" messages are generated and
      sent; further, once negotiation begins, no traffic is sent on any
      other channels until the negotiation completes.

      If a security layer is successfully negotiated, it takes effect
      immediately following the message that concludes the server's
      successful completion reply. When a security layer takes effect,
      all channels (including channel 0), are closed on the BXXP
      session, and a new greeting is issued by both BXXP peers.

   use of the authorization identity: This is made available to all
      channels for the duration of the BXXP session.









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4.1.1 Profile Identification and Initialization

   Each SASL mechanism registered with the IANA is identified as:

       http://xml.resource.org/profiles/sasl/MECHANISM

   where "MECHANISM" is the token assigned to that mechanism by the
   IANA.

   Note that during channel creation, a BXXP peer may provide multiple
   profiles to the remote peer, e.g.,

       C: REQ . 1 14 171 0
       C:
       C: <start number='1'>
       C:    <profile
       C:       uri='http://xml.resource.org/profiles/sasl/ANONYMOUS' />
       C:    <profile uri='http://xml.resource.org/profiles/sasl/OTP' />
       C: </start>
       C: END
       S: RSP . 1 284 61 +
       S:
       S: <profile uri='http://xml.resource.org/profiles/sasl/OTP' />
       S: END

   During channel creation, the corresponding "profile" element in the
   BXXP "start" element may provide data in a "blob" element. Note that
   it is possible for the channel to be created, but for the
   encapsulated operation to fail, e.g.,

       C: REQ . 1 14 145 0
       C:
       C: <start number='1'>
       C:    <profile uri='http://xml.resource.org/profiles/sasl/OTP'>
       C:        <blob>AGJsb2NrbWFzdGVy</blob>
       C:    </profile>
       C: </start>
       C: END
       S: RSP . 1 284 140 +
       S:
       S: <profile uri='http://xml.resource.org/profiles/sasl/OTP'>
       S:     <error code='534'>authentication mechanism is
       S: too weak</error>
       S: </profile>
       S: END

   In this case, a positive "RSP" message is returned (as channel
   creation succeeded), but the encapsulated response contains an
   indication as to why the operation failed.


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   Otherwise, the server returns a challenge (or signifies success),
   e.g.,

       C: REQ . 1 14 145 0
       C:
       C: <start number='1'>
       C:    <profile uri='http://xml.resource.org/profiles/sasl/OTP'>
       C:        <blob>AGJsb2NrbWFzdGVy</blob>
       C:    </profile>
       C: </start>
       C: END
       S: RSP . 1 284 144 +
       S:
       S: <profile uri='http://xml.resource.org/profiles/sasl/OTP'>
       S:     <blob>b3RwLXNoYTEgOTk5NyBwaXh5bWlzYXM4NTgwNSBleHQ=</blob>
       S: </profile>
       S: END

   If a challenge is received, then the client responds and awaits a
   reply, e.g.,

       C: REQ . 2 0 67 1
       C:
       C: <blob>d29yZDpmZXJuIGhhbmcgYnJvdyBib25nIGhlcmQgdG9n</blob>
       C: END
       S: RSP . 2 0 13 +
       S:
       S: <blob status='complete' />
       S: END

   Of course, the client could abort the authentication process by
   sending "<blob status='abort' />" instead.

   Alternatively, the server might reject the response with an error:
   e.g.,

       C: REQ . 2 0 67 1
       C:
       C: <blob>d29yZDpmZXJuIGhhbmcgYnJvdyBib25nIGhlcmQgdG9n</blob>
       C: END
       S: RSP . 2 0 22 -
       S:
       S: <error code='535' />
       S: END







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   Finally, depending on the SASL mechanism, an initialization element
   may be exchanged unidirectionally during channel creation, e.g.,

       C: REQ . 1 14 107 0
       C:
       C: <start number='1'>
       C:    <profile
       C:        uri='http://xml.resource.org/profiles/sasl/CRAM-MD5' />
       C: </start>
       C: END
       S: RSP . 1 284 148 +
       S:
       S: <profile uri='http://xml.resource.org/profiles/sasl/CRAM-MD5'>
       S: <blob>PDE4OTYuNjk3MTcwOTUyQHBvc3RvZmZpY2UucmVzdG9uLm1jaS5uZXQ+
                                                                 </blob>
       S: </profile>
       S: END

   Note that this example implies that the "blob" element in the
   server's reply appears on two lines -- this is an artifact of the
   presentation; in fact, only one line is used.

4.1.2 Request and Response Messages

   Section 6.6 defines the messages that are used for each profile in
   the SASL family:

   o  "REQ" messages carry only the "blob" element as data;

   o  positive "RSP" messages carry only the "blob" element as data;
      and,

   o  negative "RSP" messages carry only the "error" element as data.

   Because many SASL mechanisms exchange binary data, the content of
   the "blob" element is always a base64-encoded string.















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4.1.3 Message Semantics

   The "blob" element has an optional "status" attribute, and arbitrary
   octets as its content:

   o  the "status" attribute, if present, takes one of three values:

      abort: used by a client to indicate that it is aborting the
         authentication process;

      complete: used by a server to indicate that the exchange is
         complete and successful; or,

      continue: used by either a client or server, otherwise.

   Finally, note that SASL's EXTERNAL mechanism works with an "external
   authentication" service, which is provided by one of:

   o  a transport security profile, capable of providing authentication
      information (e.g., Section 3.1), being active on the connection;

   o  a network service, capable of providing strong authentication
      (e.g., IPSec[11]), underlying the connection; or,

   o  a locally-defined security service.

   For authentication to succeed, two conditions must hold:

   o  an external authentication service must be active; and,

   o  if present, the authentication identity must be consistent with
      the credentials provided by the external authentication service
      (if the authentication identity is empty, then an authorization
      identity is automatically derived from the credentials provided
      by the external authentication service).
















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5. Profile Registration Template

   When a profile is registered, the following information is supplied:

   Profile Identification: specify a URI[9] that authoritatively
      identifies this profile.

   Elements Exchanged during Channel Creation: specify the elements
      that may be exchanged during channel creation (If the profile
      doesn't exchange XML elements, then initialization information
      may not be exchanged during channel creation). Regardless, the
      size of any initialization element may not exceed 4K octets.

   Messages in "REQ" frames: specify the datatypes that may be present
      in a request.

   Messages in positive "RSP" frames: specify the datatypes that may be
      present in a positive response.

   Messages in negative "RSP" frames: specify the datatypes that may be
      present in negative response.

   Message Syntax: specify the syntax of the datatypes exchanged by the
      profile.

   Message Semantics: specify the semantics of the datatypes exchanged
      by the profile.

   Note that "datatype" refers to any MIME media type, whilst "element"
   refers to any well-formed XML document.





















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6. Initial Profile Registrations

6.1 BXXP Channel Management

   Profile Identification: not applicable

   Elements Exchanged during Channel Creation: not applicable

   Messages in "REQ" frames: "start" or "close"

   Messages in positive "RSP" frames: "greeting", "profile", or "ok"

   Messages in negative "RSP" frames: "error"

   Message Syntax: c.f., Section 6.2

   Message Semantics: c.f., Section 2.3.1


































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6.2 BXXP Channel Management DTD

   <!--
     DTD for BXXP Channel Management, as of 2000-08-06


     Copyright 1999, 2000 Invisible Worlds, Inc.

     This document is a DTD and is in full conformance with all
     provisions of Section 10 of RFC2026 except that the right to
     produce derivative works is not granted.


     Refer to this DTD as:

       <!ENTITY % BXXP PUBLIC "-//Blocks//DTD BXXP//EN"
                  "http://xml.resource.org/profiles/BXXP/bxxp.dtd">
       %BXXP;
     -->


   <!--
     DTD data types:

           entity        syntax/reference     example
           ======        ================     =======
       a channel number
           CHAN          1..2147483647        1

       authoritative profile identification
           URI          c.f., [RFC-2396]      http://invisible.net/

       one or more feature tokens, seperated by space
           FTRS         NMTOKENS              "magic"

       zero or more language tags
           LOCS         NMTOKENS              "en-US"

       a language tag
           LANG         c.f., [RFC-1766]      "en", "en-US", etc.

       a 3-digit reply code
           XYZ           [1-5][1-9][1-9]      500
   -->


   <!ENTITY % CHAN       "CDATA">
   <!ENTITY % URI        "CDATA">
   <!ENTITY % FTRS       "NMTOKENS">


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   <!ENTITY % LOCS       "NMTOKEN">
   <!ENTITY % LANG       "NMTOKEN">
   <!ENTITY % XYZ        "CDATA">


   <!--
     BXXP messages

        role           REQ                 RSP
       =======         ===                 ===
       I and L                             +: greeting
                                           -: error

       I or L          start               +: profile
                                           -: error

       I or L          close               +: ok
                                           -: error
     -->


   <!ELEMENT greeting    (profile)*>
   <!ATTLIST greeting
             features    %FTRS;            #IMPLIED
             localize    %LOCS;            "i-default">

   <!ELEMENT start       (profile)+>
   <!ATTLIST start
             number      %CHAN;             #REQUIRED
             serverName  CDATA              #IMPLIED>

   <!-- profile element is empty if contained in a greeting -->
   <!ELEMENT profile     ANY>
   <!ATTLIST profile
             uri         %URI;              #REQUIRED>

   <!ELEMENT close       (#PCDATA)*>
   <!ATTLIST close
             number      %CHAN;             #REQUIRED
             code        %XYZ;              #REQUIRED
             xml:lang    %LANG;             #IMPLIED>

   <!ELEMENT ok          EMPTY>

   <!ELEMENT error       (#PCDATA)*>
   <!ATTLIST error
             code        %XYZ;              #REQUIRED
             xml:lang    %LANG;             #IMPLIED>



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6.3 Registration: TLS Transport Security Profile

   Profile Identification: http://xml.resource.org/profiles/TLS

   Elements Exchanged during Channel Creation: "ready"

   Messages in "REQ" frames: "ready"

   Messages in positive "RSP" frames: "proceed"

   Messages in negative "RSP" frames: "error"

   Message Syntax: c.f., Section 6.4

   Message Semantics: c.f., Section 3.1.3




































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6.4 TLS Transport Security Profile DTD

   <!--
     DTD for the TLS Transport Security Profile, as of 2000-03-03


     Copyright 1999, 2000 Invisible Worlds, Inc.

     This document is a DTD and is in full conformance with all
     provisions of Section 10 of RFC2026 except that the right to
     produce derivative works is not granted.


     Refer to this DTD as:

       <!ENTITY % TLS PUBLIC "-//Blocks//DTD TLS//EN"
                  "http://xml.resource.org/profiles/TLS/tls.dtd">
       %TLS;
     -->


   <!--
     TLS messages

        role           REQ                 RSP
       ======          ===                 ===
       I or L          ready               +: proceed
                                           -: error
     -->


   <!ELEMENT ready       EMPTY>
   <!ATTLIST ready
             version     CDATA              "1">

   <!ELEMENT proceed     EMPTY>















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6.5 Registration: SASL Family of Profiles

   Profile Identification:
      http://xml.resource.org/profiles/sasl/MECHANISM, where
      "MECHANISM" is a token registered with the IANA[14]

   Elements Exchanged during Channel Creation: "blob"

   Messages in "REQ" frames: "blob"

   Messages in positive "RSP" frames: "blob"

   Messages in negative "RSP" frames: "error"

   Message Syntax: c.f., Section 6.6

   Message Semantics: c.f., Section 4.1.3


































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6.6 SASL Family of Profiles DTD

   <!--
     DTD for the SASL Family of Profiles, as of 2000-04-04


     Copyright 1999, 2000 Invisible Worlds, Inc.

     This document is a DTD and is in full conformance with all
     provisions of Section 10 of RFC2026 except that the right to
     produce derivative works is not granted.


     Refer to this DTD as:

       <!ENTITY % SASL PUBLIC "-//Blocks//DTD SASL//EN"
                  "http://xml.resource.org/profiles/sasl/sasl.dtd">
       %SASL;
     -->


   <!--
     SASL messages

        role           REQ                 RSP
       ======          ===                 ===
       I or L          blob                +: blob
                                           -: error
     -->


   <!ELEMENT blob        (#PCDATA)*>
   <!ATTLIST blob
             xml:space   (default|preserve)
                                           "preserve"
             status      (abort|complete|continue)
                                            "continue">














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7. Reply Codes

   code    meaning
   ====    =======
   421     service not available

   450     requested action not taken
           (e.g., lock already in use)

   451     requested action aborted
           (e.g., local error in processing)

   454     temporary authentication failure

   500     general syntax error
           (e.g., poorly-formed XML)

   501     syntax error in parameters
           (e.g., non-valid XML)

   504     parameter not implemented

   530     authentication required

   534     authentication mechanism insufficient
           (e.g., too weak, sequence exhausted, etc.)

   535     authentication failure

   537     action not authorized for user

   538     authentication mechanism requires encryption

   550     requested action not taken
           (e.g., no requested profiles are acceptable)

   553     parameter invalid

   554     transaction failed
           (e.g., policy violation)











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8. Security Considerations

   The BXXP framing mechanism, per se, provides no protection against
   attack; however, judicious use of initial tuning profiles provides
   varying degrees of assurance:

   1.  If one of the profiles from the SASL family is used, refer to
       [5]'s Section 9 for a discussion of security considerations.

   2.  If the TLS transport security profile is used (or if a SASL
       security layer is negotiated), then:

       1.  A man-in-the-middle may remove the security-related profiles
           from the BXXP greeting or generate an error response to the
           "ready" element of the TLS transport security profile. A
           BXXP peer may be configurable to refuse to proceed without
           an acceptable level of privacy.

       2.  A man-in-the-middle may cause a down-negotiation to the
           weakest cipher suite available. A BXXP peer should be
           configurable to refuse weak cipher suites.

       3.  A man-in-the-middle may modify any protocol interactions
           prior to a successful negotiation. Upon completing the
           negotiation, a BXXP peer must discard previously cached
           information about the BXXP session.

       As different TLS ciphersuites provide varying levels of
       security, administrators should carefully choose which
       ciphersuites are provisioned.





















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9. IANA Considerations

   The IANA registers "bxxp" as a GSSAPI[12] service name.

   The IANA maintains a list of:

   o  BXXP reply codes, c.f., Section 7; and,

   o  BXXP profiles that are defined in the RFC series.

   The IANA makes the registrations specified in Section 6.3 and
   Section 6.5. It is recommended that the IANA register these profiles
   using the IANA as a URI-prefix.






































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References

   [1]   Rose, M.T., "On the Design of Application Protocols",
         draft-mrose-beep-design-00 (work in progress), July 2000.

   [2]   World Wide Web Consortium, "Extensible Markup Language (XML)
         1.0", W3C XML, February 1998,
         <URL:http://www.w3.org/TR/1998/REC-xml-19980210>.

   [3]   Freed, N. and N. Borenstein, "Multipurpose Internet Mail
         Extensions (MIME) Part One: Format of Internet Message
         Bodies", RFC 2045, November 1996.

   [4]   Dierks, T., Allen, C., Treese, W., Karlton, P. L., Freier, A.
         O. and P. C. Kocher, "The TLS Protocol Version 1.0", RFC 2246,
         January 1999.

   [5]   Myers, J.G., "Simple Authentication and Security Layer
         (SASL)", RFC 2222, October 1997.

   [6]   Rose, M.T., "Mapping the BXXP Framework onto TCP",
         draft-ietf-beep-tcpmapping-00 (work in progress), August 2000.

   [7]   Postel, J., "Transmission Control Protocol", RFC 793, STD 7,
         Sep 1981.

   [8]   Alvestrand, H., "Tags for the Identification of Languages",
         RFC 1766, March 1995.

   [9]   Berners-Lee, T., Fielding, R.T. and L. Masinter, "Uniform
         Resource Identifiers (URI): Generic Syntax", RFC 2396, August
         1998.

   [10]  Newman, C., "The One-Time-Password SASL Mechanism", RFC 2444,
         October 1998.

   [11]  Kent, S. and R. Atkinson, "Security Architecture for the
         Internet Protocol", RFC 2401, November 1998.

   [12]  Linn, J., "Generic Security Service Application Program
         Interface, Version 2", RFC 2078, January 1997.

   [13]  <URL:http://www.isi.edu/in-notes/iana/assignments/sasl-mechanis
         ms>

   [14]  <URL:http://www.iana.org/>





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Author's Address

   Marshall T. Rose
   Invisible Worlds, Inc.
   1179 North McDowell Boulevard
   Petaluma, CA  94954-6559
   US

   Phone: +1 707 789 3700
   EMail: mrose@invisible.net
   URI:   http://invisible.net/








































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Appendix A. Changes from draft-mrose-bxxp-framework-01

   o  Channel numbers are now 31-bits wide (instead of 8-bits).

   o  Peers should support at least 257 concurrently opened channels.

   o  The consistency rules in Section 2.2.1.1 now mandate that any
      MIME entity-headers occur only in the first frame of a message.

   o  Discussion of the role of the entity-headers is moved to Section
      2.2.1.1.

   o  Section 2.2.2 requires that a BXXP peer close a channel when a
      poorly-formed response is received (unless it's channel 0, in
      which case the BXXP session is terminated).

   o  Section 2.2.2 explains that in an XML-based profile, if something
      other than UTF-8 is sent, then a "Content-Type:" entity-header
      must be present to specify the character set.

   o  The close (Section 2.3.1.3) and ok (Section 2.3.1.4) messages
      were added.

   o  Both Section 2.3.1.3 and Section 2.3.1.5 clarify that diagnostic
      text is not to be interpreted by programs.

   o  Section 5 limits the the size of an initialization element to 4K
      octets.























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Appendix B. Changes from draft-mrose-bxxp-framework-00

   o  The IPR notice is changed to be in full conformance with all
      provisions of Section 10 of RFC2026.

   o  At the beginning of Section 2.2 (and in the ABNF in Section
      2.2.1) the relationship between messages and frames is clarified.

   o  A typo involving the final CR LF in the ABNF in Section 2.2.1 is
      corrected.

   o  In Section 2.2.1.1, the "contiguous message" rule replaces the
      "transport-specific" assertion (the sixth rule for identifying
      poorly-formed frames).

   o  At the beginning of Section 2.3, an explanation of the
      relstionship between profiles and channels (and the greeting and
      start messages) is added.

   o  In Section 2.3.1, the order of the sections for the greeting and
      start messages is reversed for readability.






























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Appendix C. Acknowledgements

   The author gratefully acknowledges the contributions of: David
   Clark, Dave Crocker, Steve Deering, Marco Gazzetta, Danny Goodman,
   Steve Harris, Robert Herriot, Ken Hirsch, Ben Laurie, Carl Malamud,
   Michael Mealling, Keith McCloghrie, Paul Mockapetris, RL 'Bob'
   Morgan, Frank Morton, Darren New, Chris Newman, Joe Touch, Paul
   Vixie, Gabe Wachob, and, Daniel Woods. In particular, Dave Crocker
   provided helpful suggestions on the nature of segmentation in the
   framing protocol.









































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Full Copyright Statement

   Copyright (C) The Internet Society (2000). All Rights Reserved.

   This document and translations of it may be copied and furnished to
   others, and derivative works that comment on or otherwise explain it
   or assist in its implementation may be prepared, copied, published
   and distributed, in whole or in part, without restriction of any
   kind, provided that the above copyright notice and this paragraph
   are included on all such copies and derivative works. However, this
   document itself may not be modified in any way, such as by removing
   the copyright notice or references to the Internet Society or other
   Internet organizations, except as needed for the purpose of
   developing Internet standards in which case the procedures for
   copyrights defined in the Internet Standards process must be
   followed, or as required to translate it into languages other than
   English.

   The limited permissions granted above are perpetual and will not be
   revoked by the Internet Society or its successors or assigns.

   This document and the information contained herein is provided on an
   "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
   TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
   BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
   HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
   MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

Acknowledgement

   Funding for the RFC editor function is currently provided by the
   Internet Society.



















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