CoRE Working Group Z. Shelby, Ed.
Internet-Draft Sensinode
Intended status: Standards Track C. Bormann
Expires: July 29, 2011 Universitaet Bremen TZI
January 25, 2011
Blockwise transfers in CoAP
draft-ietf-core-block-01
Abstract
CoAP is a RESTful transfer protocol for constrained nodes and
networks. CoAP is based on datagram transport, which limits the
maximum size of resource representations that can be transferred
without too much fragmentation. The Block option provides a minimal
way to transfer larger representations in a block-wise fashion.
Status of this Memo
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described in the Simplified BSD License.
Table of Contents
1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . 3
2. Block-wise transfers . . . . . . . . . . . . . . . . . . . . . 5
2.1. The Block Option . . . . . . . . . . . . . . . . . . . . . 5
2.2. Using the Block Option . . . . . . . . . . . . . . . . . . 7
3. Examples . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
4. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 14
5. Security Considerations . . . . . . . . . . . . . . . . . . . 15
5.1. Mitigating Resource Exhaustion Attacks . . . . . . . . . . 15
5.2. Mitigating Amplification Attacks . . . . . . . . . . . . . 16
6. Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . 17
7. References . . . . . . . . . . . . . . . . . . . . . . . . . . 18
7.1. Normative References . . . . . . . . . . . . . . . . . . . 18
7.2. Informative References . . . . . . . . . . . . . . . . . . 18
Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . . 19
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1. Introduction
The CoRE WG is tasked with standardizing an Application Protocol for
Constrained Networks/Nodes, CoAP. This protocol is intended to
provide RESTful [REST] services not unlike HTTP [RFC2616], while
reducing the complexity of implementation as well as the size of
packets exchanged in order to make these services useful in a highly
constrained network of themselves highly constrained nodes.
This objective requires restraint in a number of sometimes
conflicting ways:
o reducing implementation complexity in order to minimize code size,
o reducing message sizes in order to minimize the number of
fragments needed for each message (in turn to maximize the
probability of delivery of the message), the amount of
transmission power needed and the loading of the limited-bandwidth
channel,
o reducing requirements on the environment such as stable storage,
good sources of randomness or user interaction capabilities.
CoAP is based on datagram transports such as UDP, which limit the
maximum size of resource representations that can be transferred
without creating unreasonable levels of IP fragmentation. In
addition, not all resource representations will fit into a single
link layer packet of a constrained network, which may cause
adaptation layer fragmentation even if IP layer fragmentation is not
required. Using fragmentation (either at the adaptation layer or at
the IP layer) to enable the transport of larger representations is
possible up to the maximum size of the underlying datagram protocol
(such as UDP), but the fragmentation/reassembly process loads the
lower layers with conversation state that is better managed in the
application layer.
This specification defines a CoAP option to enable _block-wise_
access to resource representations. The Block option provides a
minimal way to transfer larger resource representations in a block-
wise fashion. The overriding objective is to avoid creating
conversation state at the server for block-wise GET requests. (It is
impossible to fully avoid creating conversation state for POST/PUT,
if the creation/replacement of resources is to be atomic; where that
property is not needed, there is no need to create server
conversation state in this case, either.)
In summary, this specification adds a Block option to CoAP that can
be used for block-wise transfers. Benefits of using this option
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include:
o Transfers larger than can be accommodated in constrained-network
link-layer packets can be performed in smaller blocks.
o No hard-to-manage conversation state is created at the adaptation
layer or IP layer for fragmentation.
o The transfer of each block is acknowledged, enabling
retransmission if required.
o Both sides have a say in the block size that actually will be
used.
o The resulting exchanges are easy to understand using packet
analyzer tools and thus quite accessible to debugging.
o If needed, the Block option can also be used as is to provide
random access to power-of-two sized blocks within a resource
representation.
The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
"SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
document are to be interpreted as described in RFC 2119, BCP 14
[RFC2119] and indicate requirement levels for compliant CoAP
implementations.
In this document, the term "byte" is used in its now customary sense
as a synonym for "octet".
Where bit arithmetic is explained, this document uses the notation
familiar from the programming language C, except that the operator
"^" stands for exponentiation.
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2. Block-wise transfers
2.1. The Block Option
+------+-----+-------+-----------+--------+---------------+
| Type | C/E | Name | Data type | Length | Default |
+------+-----+-------+-----------+--------+---------------+
| 13 | C | Block | uint | 1-3 B | 0 (see below) |
+------+-----+-------+-----------+--------+---------------+
Implementation of the Block option is intended to be optional.
However, when it is present in a CoAP message, it MUST be processed
(or the message rejected); therefore it is identified as a critical
option.
The size of the blocks should not be fixed by the protocol. On the
other hand, implementation should be as simple as possible. The
Block option therefore supports a small range of power-of-two block
sizes, from 2^4 (16) to 2^11 (2048) bytes. One of these eight values
can be encoded in three bits (0 for 2^4 to 7 for 2^11 bytes), which
we call the "SZX" (size exponent); the actual block size is then "1
<< (SZX + 4)".
When a representation is larger than can be comfortably transferred
in a single UDP datagram, the Block option can be used to indicate a
block-wise transfer. Block is a 1-, 2- or 3-byte integer, the four
least significant bits of which indicate the size and whether the
current block-wise transfer is the last block being transferred (M or
"more" bit). The option value divided by sixteen is the number of
the block currently being transferred, starting from zero, i.e., the
current transfer is about the "size" bytes starting at byte "block
number << (SZX + 4)". The default value of the Block Option is zero,
indicating that the current block is the first (block number 0) and
only (M bit not set) block of the transfer; however, there is no
explicit size implied by this default value.
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0
0 1 2 3 4 5 6 7
+-+-+-+-+-+-+-+-+
| NUM |M| SZX |
+-+-+-+-+-+-+-+-+
0 1
0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| NUM |M| SZX |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
0 1 2
0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| NUM |M| SZX |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
Figure 1: Block option
(Note that, as an implementation convenience, the option value with
the last 4 bits masked out, shifted to the left by the value of SZX,
gives the byte position of the block.)
NUM: Block Number. The block number is a variable-size (4, 12, or
20 bit) unsigned integer indicating the block number being
requested or provided. Block number 0 indicates the first block
of a representation.
M: More Flag. This flag indicates if this block is the last in a
representation when set. When not set it indicates that there are
one or more blocks available. When the block option is used to
retrieve a specific block number the M bit MUST be sent as zero
and ignored on reception.
SZX: Block Size. The block size is a three-bit unsigned integer
indicating the size of a block to the power of two. Thus block
size = 2^(SZX + 4). As there are three bits available for SZX,
the minimum block size is 2^(0+4) = 16 and the maximum is 2^(7+4)
= 2048.
The Block option is used in one of three roles:
o In the request for a GET, the Block option gives the block number
requested and suggests a block size (block number 0) or echoes the
block size of previous blocks received (block numbers other than
0).
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o In the response for a GET or in the request for a PUT or POST, the
Block option describes what block number is contained in the
payload, and whether further blocks are required to complete the
transfer of that body (M bit). If the M bit is set, the size of
the payload body in bytes MUST indeed be the power of two given by
the block size. All blocks for a REST transfer MUST use the same
block size, except for the last block (M bit not set).
o In the response for a PUT or POST, the Block option indicates what
block number is being acknowledged. In this case, the M bit is
set to indicate that this response does not carry the final
response to the request; this can occur when the M bit was set in
the request and the server implements PUT/POST atomically (i.e.,
acts only upon reception of the last block).
2.2. Using the Block Option
Using the Block option, a single REST operation can be split into
multiple CoAP message exchanges. Each of these message exchanges
uses their own CoAP Message ID.
When a GET is answered with a response carrying a Block option with
the M bit set, the requester may retrieve additional blocks of the
resource representation by sending requests with a Block option
giving the block number desired. In such a Block option, the M bit
MUST be sent as zero and ignored on reception.
To influence the block size used in response to a GET request, the
requester uses the Block option, giving the desired size, a block
number of zero and an M bit of zero. A server SHOULD use the block
size indicated or a smaller size. Any further block-wise requests
for blocks beyond the first one MUST indicate the same block size
that was used by the server in the response for the first one.
If the Block option is used by the requester, all GET requests in a
single transfer MUST ultimately use the same size, except that there
may not be enough content to fill the last block (the one returned
with the M bit not set). The server SHOULD use the block size
indicated in the request option or a smaller size, but the requester
MUST take note of the actual block size used in the response it
receives to its initial GET and proceed to use it in subsequent GETs;
the server behavior MUST ensure that this client behavior results in
the same block size for all responses in a sequence (except for the
last one with the M bit not set).
Block-wise transfers can be used to GET resources the representations
of which are entirely static (not changing over time at all, such as
in a schema describing a device), or for dynamically changing
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resources. In the latter case, the Block option SHOULD be used in
conjunction with the Etag option, to ensure that the blocks being
reassembled are from the same version of the representation. When
reassembling the representation from the blocks being exchanged, the
reassembler MUST compare Etag options. If the Etag options do not
match in a GET transfer, the requester has the option of attempting
to retrieve fresh values for the blocks it retrieved first. To
minimize the resulting inefficiency, the server MAY cache the current
value of a representation for an ongoing sequence of requests, but
there is no requirement for the server to establish any state. The
client MAY facilitate identifying the sequence by using the Token
option with a non-default value.
In a PUT or POST transfer, the Block option refers to the body in the
request, i.e., there is no way to perform a block-wise retrieval of
the body of the response. Servers that do need to supply large
bodies in response to PUT/POST SHOULD therefore be employing
mechanisms such as providing a location for a resource that can be
used in a GET to obtain that information.
In a PUT or POST transfer that is intended to be implemented in an
atomic fashion at the server, the actual creation/replacement takes
place at the time the final block, i.e. a block with the M bit unset,
is received. If not all previous blocks are available at the server
at this time, the transfer fails and error code 4.08 (Request Entity
Incomplete) MUST be returned. The error code 4.13 (Request Entity
Too Large) can be returned at any time by a server that does not
currently have the resources to store blocks for a block-wise PUT or
POST transfer that it would intend to implement in an atomic fashion.
If multiple concurrently proceeding block-wise PUT or POST operations
are possible, the requester SHOULD use the Token option to clearly
separate the different sequences. In this case, when reassembling
the representation from the blocks being exchanged to enable atomic
processing, the reassembler MUST compare any Token options present
(and, as usual, taking an absent Token option to default to the empty
Token). If atomic processing is not desired, there is no need to
process the Token option (but it is still returned in the response as
usual).
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3. Examples
This section gives a number of short examples with message flows for
a block-wise GET, and for a PUT or POST. These examples demonstrate
the basic operation, the operation in the presence of
retransmissions, and examples for the operation of the block size
negotiation.
In all these examples, a block option is shown in a decomposed way
separating the block number (NUM), more bit (M), and block size
exponent (2^(SZX+4)) by slashes. E.g., a block option value of 33
would be shown as 2/0/32, or a block option value of 59 would be
shown as 3/1/128.
The first example (Figure 2) shows a GET request that is split into
three blocks. The server proposes a block size of 128, and the
client agrees. The first two ACKs contain 128 bytes of payload each,
and third ACK contains between 1 and 128 bytes.
CLIENT SERVER
| |
| CON [MID=1234], GET, /status ------> |
| |
| <------ ACK [MID=1234], 2.00 OK, 0/1/128 |
| |
| CON [MID=1235], GET, /status, 1/0/128 ------> |
| |
| <------ ACK [MID=1235], 2.00 OK, 1/1/128 |
| |
| CON [MID=1236], GET, /status, 2/0/128 ------> |
| |
| <------ ACK [MID=1236], 2.00 OK, 2/0/128 |
Figure 2: Simple blockwise GET
In the second example (Figure 3), the client anticipates the
blockwise transfer (e.g., because of a size indication in the link-
format description) and sends a size proposal. All ACK messages
except for the last carry 64 bytes of payload; the last one carries
between 1 and 64 bytes.
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CLIENT SERVER
| |
| CON [MID=1234], GET, /status, 0/0/64 ------> |
| |
| <------ ACK [MID=1234], 2.00 OK, 0/1/64 |
| |
| CON [MID=1235], GET, /status, 1/0/64 ------> |
| |
| <------ ACK [MID=1235], 2.00 OK, 1/1/64 |
: :
: ... :
: :
| CON [MID=1238], GET, /status, 4/0/64 ------> |
| |
| <------ ACK [MID=1238], 2.00 OK, 4/1/64 |
| |
| CON [MID=1239], GET, /status, 5/0/64 ------> |
| |
| <------ ACK [MID=1239], 2.00 OK, 5/0/64 |
Figure 3: Blockwise GET with early negotiation
In the third example (Figure 4), the client is surprised by the need
for a blockwise transfer, and unhappy with the size chosen
unilaterally by the server. As it did not send a size proposal
initially, the negotiation only influences the size from the second
message exchange. Since the client already obtained both the first
and second 64-byte block in the first 128-byte exchange, it goes on
requesting the third 64-byte block. None of this is understood by
the server, which simply responds to the requests as it best can.
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CLIENT SERVER
| |
| CON [MID=1234], GET, /status ------> |
| |
| <------ ACK [MID=1234], 2.00 OK, 0/1/128 |
| |
| CON [MID=1235], GET, /status, 2/0/64 ------> |
| |
| <------ ACK [MID=1235], 2.00 OK, 2/1/64 |
| |
| CON [MID=1236], GET, /status, 3/0/64 ------> |
| |
| <------ ACK [MID=1236], 2.00 OK, 3/1/64 |
| |
| CON [MID=1237], GET, /status, 4/0/64 ------> |
| |
| <------ ACK [MID=1237], 2.00 OK, 4/1/64 |
| |
| CON [MID=1238], GET, /status, 5/0/64 ------> |
| |
| <------ ACK [MID=1238], 2.00 OK, 5/0/64 |
Figure 4: Blockwise GET with late negotiation
In all these (and the following) cases, retransmissions are handled
by the CoAP message exchange layer, so they don't influence the block
operations (Figure 5, Figure 6).
CLIENT SERVER
| |
| CON [MID=1234], GET, /status ------> |
| |
| <------ ACK [MID=1234], 2.00 OK, 0/1/128 |
| |
| CON [MID=1235], GE///////////////////////// |
| |
| (timeout) |
| |
| CON [MID=1235], GET, /status, 2/0/64 ------> |
| |
| <------ ACK [MID=1235], 2.00 OK, 2/1/64 |
: :
: ... :
: :
| CON [MID=1238], GET, /status, 5/0/64 ------> |
| |
| <------ ACK [MID=1238], 2.00 OK, 5/0/64 |
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Figure 5: Blockwise GET with late negotiation and lost CON
CLIENT SERVER
| |
| CON [MID=1234], GET, /status ------> |
| |
| <------ ACK [MID=1234], 2.00 OK, 0/1/128 |
| |
| CON [MID=1235], GET, /status, 2/0/64 ------> |
| |
| /////////////////////////////////OK, 2/1/64 |
| |
| (timeout) |
| |
| CON [MID=1235], GET, /status, 2/0/64 ------> |
| |
| <------ ACK [MID=1235], 2.00 OK, 2/1/64 |
: :
: ... :
: :
| CON [MID=1238], GET, /status, 5/0/64 ------> |
| |
| <------ ACK [MID=1238], 2.00 OK, 5/0/64 |
Figure 6: Blockwise GET with late negotiation and lost ACK
The following examples demonstrate a PUT exchange; a POST exchange
looks the same, with different requirements on atomicity/idempotence.
To ensure that the blocks relate to the same version of the resource
representation carried in the request, the client in Figure 7 sets
the Token to "v17" in all requests. Note that, as with the GET, the
responses to the requests that have a more bit in the request block
option are provisional; only the final response tells the client that
the PUT succeeded.
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CLIENT SERVER
| |
| CON [MID=1234], PUT, /options, v17, 0/1/128 ------> |
| |
| <------ ACK [MID=1234], 2.04 Changed, 0/1/128 |
| |
| CON [MID=1235], PUT, /options, v17, 1/1/12 ------> |
| |
| <------ ACK [MID=1235], 2.04 Changed, 1/1/128 |
| |
| CON [MID=1236], PUT, /options, v17, 2/0/128 ------> |
| |
| <------ ACK [MID=1236], 2.04 Changed, 2/0/128 |
Figure 7: Simple atomic blockwise PUT
A stateless server that simply builds/updates the resource in place
(statelessly) may indicate this by not setting the more bit in the
response (Figure 8); in this case, the response codes are valid
separately for each block being updated. This is of course only an
acceptable behavior of the server if the potential inconsistency
present during the run of the message exchange sequence does not lead
to problems, e.g. because the resource being created or changed is
not yet or not currently in use.
CLIENT SERVER
| |
| CON [MID=1234], PUT, /options, v17, 0/1/128 ------> |
| |
| <------ ACK [MID=1234], 2.04 Changed, 0/0/128 |
| |
| CON [MID=1235], PUT, /options, v17, 1/1/12 ------> |
| |
| <------ ACK [MID=1235], 2.04 Changed, 1/0/128 |
| |
| CON [MID=1236], PUT, /options, v17, 2/0/128 ------> |
| |
| <------ ACK [MID=1236], 2.04 Changed, 2/0/128 |
Figure 8: Simple stateless blockwise PUT
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4. IANA Considerations
This draft adds the following option number to the CoAP Option
Numbers registry of [I-D.ietf-core-coap]:
+--------+-------+-------------+
| Number | Name | Reference |
+--------+-------+-------------+
| 13 | Block | Section 2.1 |
+--------+-------+-------------+
Table 1: CoAP Option Numbers
This draft adds the following response code to the CoAP Response
Codes registry of [I-D.ietf-core-coap]:
+------+--------------------------------+-------------+
| Code | Description | Reference |
+------+--------------------------------+-------------+
| 136 | 4.08 Request Entity Incomplete | Section 2.1 |
+------+--------------------------------+-------------+
Table 2: CoAP Response Codes
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5. Security Considerations
Providing access to blocks within a resource may lead to surprising
vulnerabilities. Where requests are not implemented atomically, an
attacker may be able to exploit a race condition or confuse a server
by inducing it to use a partially updated resource representation.
Partial transfers may also make certain problematic data invisible to
intrusion detection systems; it is RECOMMENDED that an intrusion
detection system (IDS) that analyzes resource representations
transferred by CoAP implement the Block option to gain access to
entire resource representations. Still, approaches such as
transferring even-numbered blocks on one path and odd-numbered blocks
on another path, or even transferring blocks multiple times with
different content and obtaining a different interpretation of
temporal order at the IDS than at the server, may prevent an IDS from
seeing the whole picture. These kinds of attacks are well understood
from IP fragmentation and TCP segmentation; CoAP does not add
fundamentally new considerations.
Where access to a resource is only granted to clients making use of a
specific security association, all blocks of that resource MUST be
subject to the same security checks; it MUST NOT be possible for
unprotected exchanges to influence blocks of an otherwise protected
resource. As a related consideration, where object security is
employed, PUT/POST should be implemented in the atomic fashion,
unless the object security operation is performed on each access and
the creation of unusable resources can be tolerated.
5.1. Mitigating Resource Exhaustion Attacks
Certain blockwise requests may induce the server to create state,
e.g. to create a snapshot for the blockwise GET of a fast-changing
resource to enable consistent access to the same version of a
resource for all blocks, or to create temporary resource
representations that are collected until pressed into service by a
final PUT or POST with the more bit unset. All mechanisms that
induce a server to create state that cannot simply be cleaned up
create opportunities for denial-of-service attacks. Servers SHOULD
avoid being subject to resource exhaustion based on state created by
untrusted sources. But even if this is done, the mitigation may
cause a denial-of-service to a legitimate request when it is drowned
out by other state-creating requests. Wherever possible, servers
should therefore minimize the opportunities to create state for
untrusted sources, e.g. by using stateless approaches.
Performing segmentation at the application layer is almost always
better in this respect than at the transport layer or lower (IP
fragmentation, adaptation layer fragmentation), e.g. because there is
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application layer semantics that can be used for mitigation or
because lower layers provide security associations that can prevent
attacks. However, it is less common to apply timeouts and keepalive
mechanisms at the application layer than at lower layers. Servers
MAY want to clean up accreted state by timing it out (cf. response
code 4.08), and clients SHOULD be prepared to run blockwise transfers
in an expedient way to minimize the likelihood of running into such a
timeout.
5.2. Mitigating Amplification Attacks
[I-D.ietf-core-coap] discusses the susceptibility of CoAP end-points
for use in amplification attacks.
A CoAP server can reduce the amount of amplification it provides to
an attacker by offering large resource representations only in
relatively small blocks. With this, e.g., for a 1000 byte resource,
a 10-byte request might result in an 80-byte response (with a 64-byte
block) instead of a 1016-byte response, considerably reducing the
amplification provided.
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6. Acknowledgements
Much of the content of this draft is the result of discussions with
the [I-D.ietf-core-coap] authors, and via many CoRE WG discussions.
Tokens were suggested by Gilman Tolle and refined by Klaus Hartke.
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7. References
7.1. Normative References
[I-D.ietf-core-coap]
Shelby, Z., Frank, B., and D. Sturek, "Constrained
Application Protocol (CoAP)", draft-ietf-core-coap-03
(work in progress), October 2010.
[RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
Requirement Levels", BCP 14, RFC 2119, March 1997.
[RFC2616] Fielding, R., Gettys, J., Mogul, J., Frystyk, H.,
Masinter, L., Leach, P., and T. Berners-Lee, "Hypertext
Transfer Protocol -- HTTP/1.1", RFC 2616, June 1999.
7.2. Informative References
[REST] Fielding, R., "Architectural Styles and the Design of
Network-based Software Architectures", 2000.
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Authors' Addresses
Zach Shelby (editor)
Sensinode
Kidekuja 2
Vuokatti 88600
Finland
Phone: +358407796297
Email: zach@sensinode.com
Carsten Bormann
Universitaet Bremen TZI
Postfach 330440
Bremen D-28359
Germany
Phone: +49-421-218-63921
Fax: +49-421-218-7000
Email: cabo@tzi.org
Shelby & Bormann Expires July 29, 2011 [Page 19]