Network Working Group                                 V. Listman, Editor
Internet-Draft                    American Registry for Internet Numbers
Expires: January 25, 2004                                  July 25, 2003


   Cross Registry Internet Service Protocol (CRISP) Internet Resource
                           Number Requirements
        draft-ietf-crisp-internet-resource-number-req-00

Status of this Memo

   This document is an Internet-Draft and is in full conformance with
   all provisions of Section 10 of RFC2026.

   Internet-Drafts are working documents of the Internet Engineering
   Task Force (IETF), its areas, and its working groups.  Note that
   other groups may also distribute working documents as
   Internet-Drafts.

   Internet-Drafts are draft documents valid for a maximum of six months
   and may be updated, replaced, or obsoleted by other documents at any
   time.  It is inappropriate to use Internet-Drafts as reference
   material or to cite them other than as "work in progress."

   The list of current Internet-Drafts can be accessed at
   http://www.ietf.org/ietf/1id-abstracts.txt.

   The list of Internet-Draft Shadow Directories can be accessed at
   http://www.ietf.org/shadow.html.

   This Internet-Draft will expire on January 25, 2004.

Copyright Notice

   Copyright (C) The Internet Society (2003).  All Rights Reserved.

Abstract

   Internet registries expose administrative and operational data via
   varying directory services.  This document defines functional
   requirements for the directory services of Internet resource number
   registries.












Listman, Editor        Expires January 25, 2004                 [Page 1]


Internet Draft   crisp-internet-resource-number-requirements   July 2003


Table of Contents

   1.        Introduction . . . . . . . . . . . . . . . . . . . . . .  4
   1.1       Background . . . . . . . . . . . . . . . . . . . . . . .  4
   1.2       Requirements Scope . . . . . . . . . . . . . . . . . . .  4
   1.3       Requirements Specification . . . . . . . . . . . . . . .  4
   2.        Internet Registry Communities  . . . . . . . . . . . . .  6
   2.1       Regional Internet Registries . . . . . . . . . . . . . .  6
   2.2       Other Internet Registries  . . . . . . . . . . . . . . .  6
   3.        Functional Requirements  . . . . . . . . . . . . . . . .  7
   3.1       Base Functions . . . . . . . . . . . . . . . . . . . . .  7
   3.1.1     Mining Prevention  . . . . . . . . . . . . . . . . . . .  7
   3.1.2     Minimal Technical Reinvention  . . . . . . . . . . . . .  7
   3.1.3     Standard and Extensible Schemas  . . . . . . . . . . . .  7
   3.1.3.1   Protocol Requirement . . . . . . . . . . . . . . . . . .  7
   3.1.3.2   Service Description  . . . . . . . . . . . . . . . . . .  8
   3.1.4     Level of Access  . . . . . . . . . . . . . . . . . . . .  8
   3.1.4.1   Protocol Requirements  . . . . . . . . . . . . . . . . .  8
   3.1.4.2   Service Description  . . . . . . . . . . . . . . . . . .  8
   3.1.5     Client Processing  . . . . . . . . . . . . . . . . . . .  8
   3.1.6     Entity Referencing . . . . . . . . . . . . . . . . . . .  9
   3.1.7     Decentralization . . . . . . . . . . . . . . . . . . . .  9
   3.1.7.1   Protocol Requirement . . . . . . . . . . . . . . . . . .  9
   3.1.7.2   Service Description  . . . . . . . . . . . . . . . . . .  9
   3.1.8     Authentication Distribution  . . . . . . . . . . . . . .  9
   3.1.8.1   Protocol Requirement . . . . . . . . . . . . . . . . . .  9
   3.1.8.2   Service Description  . . . . . . . . . . . . . . . . . .  9
   3.1.9     Base Error Responses . . . . . . . . . . . . . . . . . .  9
   3.1.10    Query Distribution . . . . . . . . . . . . . . . . . . . 10
   3.1.10.1  Protocol Requirement . . . . . . . . . . . . . . . . . . 10
   3.1.10.2  Service Description  . . . . . . . . . . . . . . . . . . 10
   3.1.11    Protocol and Schema Versioning . . . . . . . . . . . . . 10
   3.1.11.1  Protocol Requirements  . . . . . . . . . . . . . . . . . 10
   3.1.11.2  Service Description  . . . . . . . . . . . . . . . . . . 10
   3.2       Internet Resource Number Specific Functions  . . . . . . 10
   3.2.1     Lookups  . . . . . . . . . . . . . . . . . . . . . . . . 10
   3.2.1.1   Protocol Requirement . . . . . . . . . . . . . . . . . . 11
   3.2.1.2   Service Description  . . . . . . . . . . . . . . . . . . 11
   3.2.2     Searches . . . . . . . . . . . . . . . . . . . . . . . . 11
   3.2.2.1   Protocol Requirement . . . . . . . . . . . . . . . . . . 11
   3.2.2.2   Service Description  . . . . . . . . . . . . . . . . . . 12
   3.2.3     Information Sets . . . . . . . . . . . . . . . . . . . . 12
   3.2.3.1   Protocol Requirements  . . . . . . . . . . . . . . . . . 12
   3.2.3.1.1 IP Address Network Return Values . . . . . . . . . . . . 12
   3.2.3.1.2 Autonomous System Return Values  . . . . . . . . . . . . 13
   3.2.3.1.3 Contact Return Values  . . . . . . . . . . . . . . . . . 13
   3.2.3.1.4 Organization Return Values . . . . . . . . . . . . . . . 13
   3.2.3.2   Service Description  . . . . . . . . . . . . . . . . . . 14
   3.2.4     Result Set Limits  . . . . . . . . . . . . . . . . . . . 14
   3.2.4.1   Protocol Requirement . . . . . . . . . . . . . . . . . . 14



Listman, Editor        Expires January 25, 2004                 [Page 2]


Internet Draft   crisp-internet-resource-number-requirements   July 2003


   3.2.4.2   Service Description  . . . . . . . . . . . . . . . . . . 14
   3.2.5     Distribution for Internet Resource Number
             Registry Types . . . . . . . . . . . . . . . . . . . . . 14
   3.2.5.1   Protocol Requirement . . . . . . . . . . . . . . . . . . 14
   3.2.5.2   Service Description  . . . . . . . . . . . . . . . . . . 15
   3.2.6     Data Omission  . . . . . . . . . . . . . . . . . . . . . 15
   3.2.6.1   Protocol Requirement . . . . . . . . . . . . . . . . . . 15
   3.2.6.2   Service Description  . . . . . . . . . . . . . . . . . . 15
   3.2.7     Internationalization . . . . . . . . . . . . . . . . . . 15
   3.2.8     Privacy  . . . . . . . . . . . . . . . . . . . . . . . . 16
   4.        Feature Requirements . . . . . . . . . . . . . . . . . . 17
   4.1       Client Authentication  . . . . . . . . . . . . . . . . . 17
   4.2       Referrals  . . . . . . . . . . . . . . . . . . . . . . . 17
   4.4       Structured Queries and Responses . . . . . . . . . . . . 17
   5.        Internationalization Considerations  . . . . . . . . . . 18
   6.        IANA Considerations  . . . . . . . . . . . . . . . . . . 19
   7.        Security Considerations  . . . . . . . . . . . . . . . . 20
             Normative References . . . . . . . . . . . . . . . . . . 21
             Informative References . . . . . . . . . . . . . . . . . 22
             Appendix A. Glossary . . . . . . . . . . . . . . . . . . 23
             Appendix B. Acknowledgements . . . . . . . . . . . . . . 24
             B.1 Working Group  . . . . . . . . . . . . . . . . . . . 24
             B.2 Contributions  . . . . . . . . . . . . . . . . . . . 24
             Intellectual Property Statement  . . . . . . . . . . . . 25
             Full Copyright Statement . . . . . . . . . . . . . . . . 25
             Acknowledgement  . . . . . . . . . . . . . . . . . . . . 26



























Listman, Editor        Expires January 25, 2004                 [Page 3]


Internet Draft   crisp-internet-resource-number-requirements   July 2003


1. Introduction

1.1 Background

   The expansion and growth of the Internet has seen the registry
   function of a traditionally centralized and managed Network
   Information Center become the responsibility of various autonomous,
   functionally disparate, and globally distributed Internet registries.
   With the broadening number of Internet registries, the uses of their
   administrative directory services have expanded from the original and
   traditional use of the whois [5] protocol to include the use of whois
   outside the scope of its specification, formal and informal
   definitions of syntax, undocumented security mechanisms, the use of
   other protocols, such as rwhois [4], to fulfill other needs, and
   proposals for the use of other technologies such as LDAP [3] and XML.

1.2 Requirements Scope

   The scope of the requirements captured in this document relate to the
   directory services of Internet resource number registries and their
   related communities (Section 2.1 and Section 2.2).  Additional
   communities are described in the Cross Registry Internet Service
   Protocol (CRISP) Requirements draft [6]. These requirements are not
   specific to any protocol.  Terms used in the definition of the
   requirements in this document may be found in the glossary
   (Appendix A).

   The scope of the requirements in this document is also restricted to
   access of data from Internet registries.  Requirements for
   modification, addition, or provisioning of data in Internet
   registries are out of scope.

1.3 Requirements Specification

   The requirements captured in this document are for the purpose of
   designing technical specifications.  The words used in this document
   for compliance with RFC2119 [2] do not reference or specify policy
   and speak only to the capabilities in the derived technology.  For
   instance, this document may say that the protocol "MUST" support
   certain features.  An actual service operator is always free to
   disable it (and then to return an error such as "permission denied".)

   Requirements in this document specifying the capabilities of the
   protocol required for proper interaction between a client and a
   server will be specified with the "MUST/SHOULD" language of RFC2119
   [2].  This document also contains language relating to the
   interaction of a client with multiple servers to form a coherent,
   cross-network service.  Such service requirements will not be
   described using RFC2119 language.




Listman, Editor        Expires January 25, 2004                 [Page 4]


Internet Draft   crisp-internet-resource-number-requirements   July 2003


   While individual servers/service operators may not support all
   features that the protocol can support, they must respect the
   semantics of the protocol queries and responses.  For example, a
   server should not return referrals if it does not have referent data.

















































Listman, Editor        Expires January 25, 2004                 [Page 5]


Internet Draft   crisp-internet-resource-number-requirements   July 2003


2. Internet Registry Communities

   The Internet registries are composed of various communities which
   provide scope for the requirements in this document.  This document
   describes those communities specifically involved with Internet
   resource number registration.  Other communities are described in the
   Cross Registry Internet Service Protocol (CRISP) Requirements draft
   [6]. These descriptions are provided in this document for
   informational purposes only.

2.1 Regional Internet Registries

   Regional Internet Registries (RIRs) administer the allocation of IP
   address space and autonomous system numbers.  Each RIR serves
   specific geographic regions, and collectively they service the entire
   Internet.  Each RIR is a membership-based, non-profit organization
   that facilitates and implements addressing policy based on the
   direction of their regional community.

2.2 Other Internet Registries

   Local Internet Registries (LIRs), National Internet Registries (NIRs)
   and Internet Service Providers (ISPs) are registries of the RIRs and
   coordinate the same functions of the RIRs for smaller, more specific
   geographic regions, sovereign nations, localities, and business
   regions.



























Listman, Editor        Expires January 25, 2004                 [Page 6]


Internet Draft   crisp-internet-resource-number-requirements   July 2003


3. Functional Requirements

   Functional requirements describe an overall need or process for which
   the directory service is used by an Internet registry to fulfill its
   obligations to provide information about their customers, members and
   the resources they hold.  This section describes requirements in the
   manner specified in Section 1.3.

3.1 Base Functions

   This section describes basic directory service protocol requirements
   for Internet registries.  Additional requirements, specific to
   Internet resource number registries, are described in Internet
   Resource Number Specific Functions (Section 3.2).

3.1.1 Mining Prevention

   In order to prevent the inappropriate acquisition of data from an
   Internet registry's directory service, servers may limit the amount
   of data that may be returned in a fixed time period from a server to
   a client.  This will most likely be especially true for anonymous
   access uses (see Section 3.1.4).

   The limits placed on differing types of data or applied depending
   upon access status will most likely differ from server to server
   based on policy and need.  Support for varying service models in the
   effort to limit data and prevent data mining may or may not have a
   direct impact on the client-to-server protocol, but MUST NOT be
   prevented by the protocol.

3.1.2 Minimal Technical Reinvention

   The protocol MUST NOT employ unique technology solutions for all
   aspects and layers above the network and transport layers and SHOULD
   make use of existing technology standards where applicable.  The
   protocol MUST employ the use of network and transport layer standards
   as defined by the Internet Engineering Task Force.  The protocol MUST
   define one or more transport mechanisms for mandatory implementation.

3.1.3 Standard and Extensible Schemas

3.1.3.1 Protocol Requirement

   The protocol MUST contain standard schemas for the exchange of data
   needed to implement the functionality in this document.  In addition,
   there MUST be a means to allow the use of schemas not defined by the
   needs of this document.  Both types of schemas MUST use the same
   schema language.  The schemas MUST be able to express data elements
   with identifying tags for the purpose of localization of the meaning
   of the identifying tags.



Listman, Editor        Expires January 25, 2004                 [Page 7]


Internet Draft   crisp-internet-resource-number-requirements   July 2003


3.1.3.2 Service Description

   The client-to-server protocol must define a standard set of data
   structures or schemas to be used when exchanging information.  It
   must also possess the ability to allow for the use of newer data
   structures that are currently nor foreseen by this specification.  In
   both cases, the description and specification of both types of data
   structures or schemas must be done in the same way (i.e. the same
   schema language).

   The schemas must also be capable of "tagging" data with a unique
   identifier.  This identifier can then be used to localize the name of
   that type of data.  For instance, a piece of data may have the value
   "Bob" and its type identified with the number "5.1".  Client software
   could use this to display "Name: Bob" in an English locale or
   "Nombre: Bob" in a Spanish locale.

3.1.4 Level of Access

3.1.4.1 Protocol Requirement

   The protocol MUST NOT prohibit an operator from granularly assigning
   multiple types of access to data according to the policies of the
   operator.  The protocol MUST provide an authentication mechanism and
   MUST NOT prohibit an operator from granting types of access based on
   authentication.

   The protocol MUST provide an anonymous access mechanism that may be
   turned on or off based on the policy of an operator.

3.1.4.2 Service Description

   Server operators may offer varying degrees of access depending on
   policy and need.  The following are some examples:

   o  users may be allowed access only to data for which they have a
      relationship

   o  unauthenticated or anonymous access status may not yield any
      contact information

   o  full access may be granted to a special group of authenticated
      users

   The types of access allowed by a server will most likely vary from
   one operator to the next.

3.1.5 Client Processing

   The protocol MUST be capable of allowing machine parsable requests



Listman, Editor        Expires January 25, 2004                 [Page 8]


Internet Draft   crisp-internet-resource-number-requirements   July 2003


   and responses.

3.1.6 Entity Referencing

   There MUST be a mechanism for an entity contained within a server to
   be referenced uniquely by an entry in another server.

3.1.7 Decentralization

3.1.7.1 Protocol Requirement

   The protocol MUST NOT require the aggregation of data to a central
   repository, server, or entity.  The protocol MUST NOT require
   aggregation of data indexes or hints to a central repository, server,
   or entity.

3.1.7.2 Service Description

   Some server operators may have a need to coordinate service in a mesh
   or some other framework with other server operators.  However, the
   ability to operate a CRISP compliant server must not require this.

3.1.8 Authentication Distribution

3.1.8.1 Protocol Requirement

   The protocol MUST NOT require any Internet registry to participate in
   any authentication system.  The protocol MUST NOT prohibit the
   participation by an Internet registry in federated, distributed
   authentication systems.

3.1.8.2 Service Description

   Some server operators may have a need to delegate authentication to
   another party or participate in a system where authentication
   information is distributed.  However, the ability to operate a CRISP
   compliant server must not require this.

3.1.9 Base Error Responses

   The protocol MUST be capable of returning the following types of non-
   result or error responses to all lookups and searches:

   o  permission denied - a response indicating that the search or
      lookup has failed due to insufficient authorization.

   o  not found - the desired results do not exist.

   o  insufficient resources - the search or lookup requires resources
      that cannot be allocated.



Listman, Editor        Expires January 25, 2004                 [Page 9]


Internet Draft   crisp-internet-resource-number-requirements   July 2003


3.1.10 Query Distribution

3.1.10.1 Protocol Requirement

   The protocol MUST NOT prohibit a server from participating in a query
   distribution system.

3.1.10.2 Service Description

   For lookups and searches requiring distribution of queries, the
   client must be allowed to distribute these queries among the
   participants in an established mesh of server operators.  It is not a
   requirement that the protocol enable the discovery of servers, but
   cooperating servers should be able to intelligently handle
   distribution with its established mesh.  Individual server operators
   will respond to all queries received according to their policies for
   authentication, privacy, and performance.

   However, the ability to operate a CRISP compliant server must not
   require the participation in any query distribution system.

3.1.11 Protocol and Schema Versioning

3.1.11.1 Protocol Requirements

   The protocol MUST provide a means by which the end-systems can either
   identify or negotiate over the protocol version to be used for any
   query or set of queries.

   All resource-specific schemas MUST provide version identifier
   attributes which uniquely and unambiguously identifies the version of
   the schema being returned in the answer set to a query.

3.1.11.2 Service Description

   The service should allow end-systems using different protocol
   versions to fallback to a mutually supported protocol version.  If
   this is not possible, the service must provide a meaningful error
   which indicates that this is the specific case.

   The service must suggest negotiation and/or recovery mechanisms for
   clients to use when an unknown schema version is received.

3.2 Internet Resource Number Specific Functions

   These functions describe requirements specifically needed by Regional
   Internet Registries (Section 2.1). No compliant server operator is
   required to support the functions required by every registry type.

3.2.1 Lookups



Listman, Editor        Expires January 25, 2004                [Page 10]


Internet Draft   crisp-internet-resource-number-requirements   July 2003


   Lookups are queries by unique identifiers resulting in zero or one
   match.

3.2.1.1 Protocol Requirement

   The protocol MUST be able to query for information relating to the
   following kinds of objects:

   1. IPv4 network address(es)

   2. IPv6 network address(es)

   3. Autonomous system number(s)

   4. Contact

   5. Organization

   See Section 3.2.3 for the requirements regarding the expected return
   values.

3.2.1.2 Service Description

   These lookups are all single index queries, have a unique identifier
   and should produce zero or only one entity.

   Depending on the policy and need of an Internet registry, a server
   operator may not allow all or any of these lookups to return part or
   all of the information.  See Section 3.2.3.

3.2.2 Searches

   Searches are queries by attributes that may not be unique resulting
   in zero, one or many matches.

3.2.2.1 Protocol Requirement

   The protocol MUST contain the following search functions:

   1. IPv4 address search given one or more contiguous IP address
      numbers. This search SHOULD allow for both exact matching and
      nested matching.

   2. IPv6 address search given one or more contiguous IP address
      numbers. This search SHOULD allow for both exact matching and
      nested matching.

   3. Autonomous system number search given one or more contiguous
      numbers. This search SHOULD allow for both exact matching and
      nested matching.



Listman, Editor        Expires January 25, 2004                [Page 11]


Internet Draft   crisp-internet-resource-number-requirements   July 2003


   4. Contact search by either exact name or partial name matching.

   5. Organization search by either exact name or partial name matching.

   See Section 3.2.3 for the requirements regarding the expected return
   values.

3.2.2.2 Service Description

   These searches may be multi-index queries and may produce zero, one
   or many entities.

   Depending on the policy and need of an Internet registry, a server
   operator may not allow all or any of these searches to return part or
   all of the information.  See Section 3.1.4.  Access to information
   resulting from these searches may also be limited, depending on
   policy, by quantity.  Section 3.2.5 describes these types of
   restrictions.

   Some Internet registries may also be participating in a query
   distribution system.  See Section 3.1.10.

3.2.3 Information Sets

3.2.3.1 Protocol Requirements

   The data sets for networks, autonomous systems, contacts, and
   organizations MUST be able to express and represent the attributes
   and allowable values of registered Internet resource number
   registration and provisioning protocols.

   The data set for networks, autonomous systems, organizations and
   contacts MUST be able to express arbitrary textual information for
   extensions on an individual operator basis.  Examples of such
   information are authorized use policies, extended status
   notifications, marketing/for sale notices, and URI references to
   other sources.

3.2.3.1.1 IP Address Network Return Values

   The schema MUST be capable of expressing the following information
   for IP address networks:

   o  range of IP addresses

   o  network type, for example, allocated or assigned

   o  contacts and the function/role served

   o  organization holding the address space



Listman, Editor        Expires January 25, 2004                [Page 12]


Internet Draft   crisp-internet-resource-number-requirements   July 2003


   o  reverse delegation information

   o  last updated date

   o  registry delegating the address space

3.2.3.1.2 Autonomous System Return Values

   The schema MUST be capable of expressing the following information
   for autonomous systems:

   o  range of autonomous system number(s)

   o  contacts and function/role served

   o  organization holding the resource

   o  last updated date

   o  registry delegating the resource

3.2.3.1.3 Contact Return Values

   The schema MUST be capable of expressing the following information
   for contacts:

   o  name of contact

   o  unique identifier

   o  postal address including country code

   o  telephone number(s), extension(s), and type

   o  e-mail address(es)

   o  last updated date

3.2.3.1.4 Organization Return Values

   The schema MUST be capable of expressing the following information
   for organizations:

   o  name of organization

   o  unique identifier

   o  postal address including country code

   o  contacts and function/role served



Listman, Editor        Expires January 25, 2004                [Page 13]


Internet Draft   crisp-internet-resource-number-requirements   July 2003


   o  last updated date

3.2.3.2 Service Description
   It is not expected that every Internet registry supply all of the
   information spelled out above, however the schemas employed by the
   protocol must be capable of expressing this information should a
   registry need to provide it.

   The following sections describe requirements relative to the use of
   schemas with respect to individual registry need and policy:

   o  Section 3.2.6

   o  Section 3.2.4

   o  Section 3.1.4

   o  Section 3.1.1

3.2.4 Result Set Limits

3.2.4.1 Protocol Requirement

   The protocol MUST contain a feature, used at the discretion of a
   server operator, to allow a server to express to a client a limit on
   the number of results from searches and lookups.  When returning
   result sets, the protocol MUST be able to make the following
   distinctions:

   1. an empty result set.

   2. a result set truncated for the purpose of improving performance
      bottlenecks.

   3. a result set truncated to comply with Section 3.1.1

3.2.4.2 Service Description

   Client software will operate more usefully if it can understand
   reasons for the truncation of result sets.  Of course, some Internet
   registries may not be able to expose their policies for the limiting
   of result sets, but, when it is possible, clients will have a better
   operational view.  This may eliminate re-queries and other repeated
   actions that are not desirable.

3.2.5 Distribution for Internet Resource Number Registry Types

3.2.5.1 Protocol Requirement

   The protocol MUST NOT prohibit the distribution of data to exclude



Listman, Editor        Expires January 25, 2004                [Page 14]


Internet Draft   crisp-internet-resource-number-requirements   July 2003


   any of the registry types stated in Section 2.  The protocol MUST be
   capable of expressing referrals and entity references between the
   various registry types described in Section 2.

3.2.5.2 Service Description

   An RIR will allocate IP address space to those registration entities
   described in Section 2.2.  These entities may be given the option to
   store utilization within the RIR database, or establish their own
   server to be referenced as needed.  If the entity establishes their
   own server, it must comple with the requirements of this document.

3.2.6 Data Omission

3.2.6.1 Protocol Requirement

   When a value in an answer to a query cannot be given due to policy
   constraints, the protocol MUST be capable of expressing the value in
   one of three ways:

   1. complete omission of the value without explanation

   2. an indication that the value cannot be given due to insufficient
      authorization

   3. an indication that the value cannot be given due to privacy
      constraints regardless of authorization status

   The protocol MAY define other values for this purpose, but MUST
   define values defined above at a minimum.

3.2.6.2 Service Description

   Internet registries will have varying constraints regarding their
   ability to expose certain types of data.  Server operators must have
   the ability to accommodate this need while client software will be
   more useful when provided with proper explanations.  Therefore,
   depending on policy, a server operator has a choice between not
   returning the data at all, signaling a permission error, or
   indicating a privacy constraint.

3.2.7 Internationalization

   The schema defining Internet number related resources MUST conform to
   RFC 2277 [1] regarding textual data.  In particular, the schema MUST
   be able to indicate the charset and language in use with unstructured
   textual data.

   The protocol MAY be able to support multiple representations of
   contact data, with these representations complying with the



Listman, Editor        Expires January 25, 2004                [Page 15]


Internet Draft   crisp-internet-resource-number-requirements   July 2003


   requirements in Section 3.2.3.  The protocol MUST be able to provide
   contact data in UTF-8 and SHOULD be able to provide contact data in
   US-ASCII, other character sets, and capable of specifying the
   language of the data.

3.2.8 Privacy

   The following sections describe requirements related to the privacy
   of the data stored in the database:

   o Section 3.1.4

   o Section 3.1.1








































Listman, Editor        Expires January 25, 2004                [Page 16]


Internet Draft   crisp-internet-resource-number-requirements   July 2003


4. Feature Requirements

   Feature requirements describe the perceived need derived from the
   functional requirements for specific technical criteria of the
   directory service.  This section describes requirements in the manner
   specified in Section 1.3.

4.1 Client Authentication

   Entities accessing the service (users) MUST be provided a mechanism
   for passing credentials to a server for the purpose of
   authentication.  The protocol MUST provide a mechanism capable of
   employing many authentication types and capable of extension for
   future authentication types.

4.2 Referrals

   To distribute queries for search continuations and to issue entity
   references, the protocol MUST provide a referral mechanism.

4.3 Common Referral Mechanism

   To distribute queries for search continuations and to issue entity
   references, the protocol MUST define a common referral scheme and
   syntax.

4.4 Structured Queries and Responses

   To provide for machine consumption as well as human consumption, the
   protocol MUST employ structured queries and responses.























Listman, Editor        Expires January 25, 2004                [Page 17]


Internet Draft   crisp-internet-resource-number-requirements   July 2003


5. Internationalization Considerations

   Requirements defined in this document MUST consider the best
   practices spelled out in [1].

















































Listman, Editor        Expires January 25, 2004                [Page 18]


Internet Draft   crisp-internet-resource-number-requirements   July 2003


6. IANA Considerations

   IANA consideration for any service meeting these requirements will
   depend upon the technologies chosen and MUST be specified by any
   document describing such a service.
















































Listman, Editor        Expires January 25, 2004                [Page 19]


Internet Draft   crisp-internet-resource-number-requirements   July 2003


7. Security Considerations

   This document contains requirements for the validation of
   authenticated entities and the access of authenticated entities
   compared with the access of non-authenticated entities.  This
   document does not define the mechanism for validation of
   authenticated entities.  Requirements defined in this document MUST
   allow for the implementation of this mechanism according best common
   practices.

   The requirement in Section 3.1.4 must be weighed against other
   requirements specifying search or lookup capabilities.

   This document contains requirements for referrals and entity
   references.  Client implementations based on these requirements
   SHOULD take proper care in the safe-guarding of credential
   information when resolving referrals or entity references according
   to best common practices.

   This document contains requirements for the distribution of queries
   among a mesh of participating service providers.  Protocols proposed
   to meet these requirements must be able to protect against the use of
   that distribution system as a vector of distributed denial of service
   attacks or unauthorized data mining.





























Listman, Editor        Expires January 25, 2004                [Page 20]


Internet Draft   crisp-internet-resource-number-requirements   July 2003


Normative References

   [1]  Alvestrand, H., "IETF Policy on Character Sets and Languages",
        BCP 18, RFC 2277, January 1998.

   [2]  Bradner, S., "Key words for use in RFCs to Indicate Requirement
        Levels", BCP 14, RFC 2119, March 1997.














































Listman, Editor        Expires January 25, 2004                [Page 21]


Internet Draft   crisp-internet-resource-number-requirements   July 2003


Informative References

   [3]  Wahl, M., Howes, T. and S. Kille, "Lightweight Directory Access
        Protocol (v3)", RFC 2251, December 1997.

   [4]  Williamson, S., Kosters, M., Blacka, D., Singh, J. and K.
        Zeilstra, "Referral Whois (RWhois) Protocol V1.5", RFC 2167,
        June 1997.

   [5]  Harrenstien, K., Stahl, M. and E. Feinler, "NICNAME/WHOIS", RFC
        954, October 1985.

   [6]   Newton, A., "Cross Registry Internet Service Protocol (CRISP)
         Requirements", draft-ietf-crisp-requirements-05, May 2003.



Editor's Address

   Virginia Listman
   American Registry for Internet Numbers
   3635 Concorde Parkway, Suite 200
   Chantilly, VA  20151
   USA

   Phone: +1 703 227 9870
   EMail: ginny@arin.net


























Listman, Editor        Expires January 25, 2004                [Page 22]


Internet Draft   crisp-internet-resource-number-requirements   July 2003


Appendix A. Glossary

   o  contact data: Data containing names and contact information (i.e.
      postal addresses, phone numbers, e-mail addresses) of humans or
      legal entities.

   o  operational data: Data necessary to the operation of networks and
      network related services and items.

   o  RIR: Initials for "regional Internet registry."

   o  mining: In the context of this document, this term is specific to
      data mining.  This is a methodical process to obtain the contents
      of directory service, usually as much as possible, not relevant to
      any immediate operational Internet need.  Data mining is often not
      a practice welcomed by registry operators.





































Listman, Editor        Expires January 25, 2004                [Page 23]


Internet Draft   crisp-internet-resource-number-requirements   July 2003


Appendix B. Acknowledgements

B.1 Working Group

   This document is a work item of the Cross-Registry Internet Service
   Protocol (CRISP) Working Group in the Applications Area of the IETF.
   Discussions for this working group are held on the email list ietf-
   not43@lists.verisignlabs.com.  To subscribe to this email list, send
   email to ietf-not43-request@lists.verisignlabs.com with a subject
   line of "subscribe".  Archives of this list may be found out
   http://lists.verisignlabs.com/pipermail/ietf-not43/.

B.2 Contributions

   The contents of this document are the compiled requirements of the
   four existing Regional Internet Registries: Asia Pacific Network
   Information Centre (APNIC), the American Registry for Internet
   Numbers (ARIN), the Latin American and Caribbean Internet Address
   Registry (LACNIC) and Reseaux IP Europeens Network Coordination
   Centre (RIPE NCC).

   Specific comments, suggestions, and feedback of significant
   substance have been provided by Tim Christensen, Shane Kerr, George
   Michaelson, Cathy Murphy and Frederico Neves.





























Listman, Editor        Expires January 25, 2004                [Page 24]


Internet Draft   crisp-internet-resource-number-requirements   July 2003


Intellectual Property Statement

   The IETF takes no position regarding the validity or scope of any
   intellectual property or other rights that might be claimed to
   pertain to the implementation or use of the technology described in
   this document or the extent to which any license under such rights
   might or might not be available; neither does it represent that it
   has made any effort to identify any such rights.  Information on the
   IETF's procedures with respect to rights in standards-track and
   standards-related documentation can be found in BCP-11.  Copies of
   claims of rights made available for publication and any assurances of
   licenses to be made available, or the result of an attempt made to
   obtain a general license or permission for the use of such
   proprietary rights by implementers or users of this specification can
   be obtained from the IETF Secretariat.

   The IETF invites any interested party to bring to its attention any
   copyrights, patents or patent applications, or other proprietary
   rights which may cover technology that may be required to practice
   this standard.  Please address the information to the IETF Executive
   Director.

Full Copyright Statement

   Copyright (C) The Internet Society (2003).  All Rights Reserved.

   This document and translations of it may be copied and furnished to
   others, and derivative works that comment on or otherwise explain it
   or assist in its implementation may be prepared, copied, published
   and distributed, in whole or in part, without restriction of any
   kind, provided that the above copyright notice and this paragraph are
   included on all such copies and derivative works.  However, this
   document itself may not be modified in any way, such as by removing
   the copyright notice or references to the Internet Society or other
   Internet organizations, except as needed for the purpose of
   developing Internet standards in which case the procedures for
   copyrights defined in the Internet Standards process must be
   followed, or as required to translate it into languages other than
   English.

   The limited permissions granted above are perpetual and will not be
   revoked by the Internet Society or its successors or assignees.

   This document and the information contained herein is provided on an
   "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
   TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
   BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
   HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
   MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.




Listman, Editor        Expires January 25, 2004                [Page 25]


Internet Draft   crisp-internet-resource-number-requirements   July 2003


Acknowledgement
   Funding for the RFC Editor function is currently provided by the
   Internet Society.


















































Listman, Editor        Expires January 25, 2004                [Page 26]