Network Working Group                                          A. Newton
Internet-Draft                                            VeriSign, Inc.
Expires: December 5, 2003                                  June 06, 2003


 IRIS - The Internet Registry Information Service (IRIS) Core Protocol
                     draft-ietf-crisp-iris-core-02

Status of this Memo

   This document is an Internet-Draft and is in full conformance with
   all provisions of Section 10 of RFC2026.

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   This Internet-Draft will expire on December 5, 2003.

Copyright Notice

   Copyright (C) The Internet Society (2003).  All Rights Reserved.

Abstract

   This document describes an application layer client-server protocol
   for a framework of representing the query and result operations of
   the information services of Internet registries.  Specified in XML,
   the protocol defines generic query and result operations and a
   mechanism for extending these operations for specific registry
   service needs.









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Table of Contents

   1.    Introduction . . . . . . . . . . . . . . . . . . . . . . . .  3
   1.1   Use of XML . . . . . . . . . . . . . . . . . . . . . . . . .  3
   1.2   General Concepts . . . . . . . . . . . . . . . . . . . . . .  3
   1.3   Framework Layers . . . . . . . . . . . . . . . . . . . . . .  4
   1.4   Definitions  . . . . . . . . . . . . . . . . . . . . . . . .  4
   1.5   Other Documents  . . . . . . . . . . . . . . . . . . . . . .  5
   2.    Protocol Identification  . . . . . . . . . . . . . . . . . .  6
   3.    Exchange Description . . . . . . . . . . . . . . . . . . . .  7
   3.1   Request Format . . . . . . . . . . . . . . . . . . . . . . .  7
   3.2   Response Format  . . . . . . . . . . . . . . . . . . . . . .  7
   3.3   Extension Framework  . . . . . . . . . . . . . . . . . . . . 10
   3.3.1 Derived Elements . . . . . . . . . . . . . . . . . . . . . . 10
   3.3.2 Registry Type Identifier Requirements  . . . . . . . . . . . 10
   3.3.3 Entity Classes . . . . . . . . . . . . . . . . . . . . . . . 11
   3.3.4 Names of Entities  . . . . . . . . . . . . . . . . . . . . . 12
   3.3.5 References to Entities . . . . . . . . . . . . . . . . . . . 12
   3.3.6 <result> Derived Elements  . . . . . . . . . . . . . . . . . 13
   3.4   Relay Bags . . . . . . . . . . . . . . . . . . . . . . . . . 14
   4.    Database Serialization . . . . . . . . . . . . . . . . . . . 16
   5.    Formal XML Syntax  . . . . . . . . . . . . . . . . . . . . . 19
   6.    The IRIS URI . . . . . . . . . . . . . . . . . . . . . . . . 26
   6.1   URI Definition . . . . . . . . . . . . . . . . . . . . . . . 26
   6.2   Transport Specific Schemes . . . . . . . . . . . . . . . . . 27
   6.3   URI Resolution . . . . . . . . . . . . . . . . . . . . . . . 27
   6.3.1 Registry Dependent Resolution  . . . . . . . . . . . . . . . 27
   6.3.2 Default Resolution . . . . . . . . . . . . . . . . . . . . . 28
   6.3.3 Transport & Service Location . . . . . . . . . . . . . . . . 29
   6.4   IRIS URI Examples  . . . . . . . . . . . . . . . . . . . . . 29
   7.    Checklists . . . . . . . . . . . . . . . . . . . . . . . . . 31
   7.1   Registry Definition Checklist  . . . . . . . . . . . . . . . 31
   7.2   Transport Mapping Checklist  . . . . . . . . . . . . . . . . 31
   8.    Internationalization Considerations  . . . . . . . . . . . . 32
   9.    IANA Considerations  . . . . . . . . . . . . . . . . . . . . 33
   10.   Security Considerations  . . . . . . . . . . . . . . . . . . 34
         References . . . . . . . . . . . . . . . . . . . . . . . . . 35
         Author's Address . . . . . . . . . . . . . . . . . . . . . . 37
   A.    NAPSTR and IRIS Uses . . . . . . . . . . . . . . . . . . . . 38
   A.1   An Examples of NAPSTR with IRIS  . . . . . . . . . . . . . . 38
   A.2   Using NAPSTR for Cohabitation  . . . . . . . . . . . . . . . 39
   B.    Document Terminology . . . . . . . . . . . . . . . . . . . . 41
   C.    Acknowledgements . . . . . . . . . . . . . . . . . . . . . . 42
         Intellectual Property and Copyright Statements . . . . . . . 43







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1. Introduction

   The specification outlined in this document is based on the
   functional requirements described in CRISP [1].

1.1 Use of XML

   This document describes the specification for the Internet Registry
   Information Service (IRIS), an XML text protocol with the purpose of
   describing the query types and result types of various registry
   information services.  IRIS is specified using the Extensible Markup
   Language (XML) 1.0 as described in [5], XML Schema notation as
   described in [7] and [8], and XML Namespaces as described in [6].

1.2 General Concepts

   Each kind of Internet registry is identified by a registry type.  The
   identifier for a registry type is a URI, more specifically a URN,
   used within the XML instances to identify the XML schema formally
   describing the set of queries, results, and entity classes allowed
   within that type of registry.

   The structure of these URN's makes no assumptions or restrictions on
   the type of registries they identify.  Therefore, IRIS may support
   multiple registry types of disparate or similar nature; it is only a
   matter of definition.  For instance, a single registry type may be
   defined for domain name registries while multiple registry types may
   be defined for the various IP address registries.

   A registry information server may handle queries and serve results
   for multiple registry types.  Each registry type that a particular
   registry operator serves is a registry service instance.

   IRIS and the XML schema formally describing IRIS do not specify any
   registry, registry identifier, or knowledge of a particular service
   instance or set of instances.  IRIS is a specification for a
   framework with which these registries can be defined, used, and in
   some cases interoperate.  The framework merely specifies the elements
   for registry identification and the elements which must be used to
   derive queries and results.

   This framework allows a registry type to define its own structure for
   naming, entities, queries, etc.  through the use of XML namespaces
   and XML schemas (hence, a registry type is identified by the same URI
   that identifies its XML namespace).  In order to be useful, a
   registry type's specification must extend from this framework.

   The framework does define certain structures that can be common to



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   all registry types, such as references to entities, search
   continuations, entity classes, and more.  A registry type may declare
   its own definitions for all of these, or it may mix its derived
   definitions with the base definitions.

   IRIS defines two types of referrals, an entity reference and a search
   continuation.  An entity reference indicates specific knowledge about
   an individual entity, and a search continuation allows for
   distributed searches.  Both referrals may span differing registry
   types and instances.  No assumptions or specifications are made about
   roots, bases, or meshes of entities.

1.3 Framework Layers

   The IRIS framework can conceptually be thought of as having three
   layers.

                            ----------------------------
         Registry-Specific  |domain | address | routing|
                            ----------------------------
           Common-Registry  |          IRIS            |
                            ----------------------------
     Application-Transport  |          beep            |
                            ----------------------------

   The differing layers have the following responsibilities:

      Registry-Specific :: Defines queries, results, and entity classes
      of a specific type of registry.  Each specific type of registry is
      identified by a URN.

      Common-Registry :: Defines base operations and semantics common to
      all registry types such as referrals, entity references, etc.  It
      also defines the syntaxes for talking about specific registry
      types.

      Application-Transport :: Defines the mechanisms for
      authentication, message passing, connection and session
      management, etc.  It also defines the URI syntax specific to the
      application-transport mechanism.  However, because of the
      separation of the layers, other transports can and have been
      defined ( iris-lwz [18] ).


1.4 Definitions

   For clarity, the following definitions are supplied:




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   o  registry type - A registry serving a specific function, such as a
      domain registry or an address registry.  Each type of registry is
      assigned a URN.

   o  registry schema - The definition for a registry type specifying
      the queries, results, and entity classes.

   o  authority - A reference to the server or set of server containing
      information.

   o  entity class - A group of entities with a common type or common
      set of characteristics.

   o  entity name - The identifier used to refer to a single entity
      within an entity class.

   o  entity reference - A pointer to an entity composed of an
      authority, a registry type, an entity class, and an entity name.
      One type of entity reference is the IRIS URI (defined in Section 6
      ).

   The terms "derivative", "derive", and "derivation" are used with the
   same meaning for deriving one type of element from another as
   specified in XML_SS [8].

1.5 Other Documents

   This document describes the structure at the core of IRIS.  The
   following documents describe the other aspects of IRIS relevant to
   CRISP [1]: iris-beep [2], and iris-dreg [3].

   The following documents describe aspects of IRIS that are not
   directly relevant to CRISP but demonstrate the flexibility and
   extensibility of IRIS: iris-areg [4], iris-lwz [18], and iris-credreg
   [19].
















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2. Protocol Identification

   The root element of all request XML instances MUST be <request>.  The
   root element of all response XML instances MUST be <response>.  These
   elements identify the start of the IRIS elements, the XML namespace
   used as the identifier for IRIS, and the location of the schema.
   These elements and the associated closing tag MUST be applied to all
   requests and responses sent by both clients and servers.

   An abstracted example:

   <request xmlns="urn:ietf:params:xml:ns:iris1"
            xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"
            xsi:schemaLocation="urn:ietf:params:xml:ns:iris1 iris.xsd">
   </request>

                                Figure 2

   The use of the schema location URI in the <xsi:schemaLocation>
   element is OPTIONAL with respect to its use by this specification,
   and IRIS implementations MAY resolve it to retrieve the schema or
   they MAY use a locally cached version of the schema.  The presence of
   this URI is mandatory according to [8].  The URI MUST be a valid URI,
   and SHOULD resolve if the appropriate network resources are
   available.

   Versioning of the IRIS protocol is the responsibility of the
   application-transport layer but MUST be associated with the XML
   namespace [6] URI representing IRIS.  A change in this URI indicates
   a change of the underlying schema and therefore a new version of the
   protocol.




















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3. Exchange Description

   This section describes the request and response exchanges of the
   protocol.  The descriptions contained within this section refer to
   XML elements and attributes and their relation to the exchange of
   data within the protocol.  These descriptions also contain
   specifications outside the scope of the formal XML syntax.
   Therefore, this section will use terms defined by RFC 2119 [15] to
   describe the specification outside the scope of the formal XML
   syntax.  While reading this section, please reference Section 5 for
   needed details on the formal XML syntax.

3.1 Request Format

   A <request> element contains <searchSet> elements.  These <searchSet>
   elements enables a client to query a particular registry type using
   the URN identifying the registy type.  This can be found in one of
   it's two children: <lookupEntity> and <query>.

   The <lookupEntity> element describes the lookup of an entity in a
   specific registry.  This element has three attributes:
   'registryType', 'entityClass', and 'entityName'.  The 'registryType'
   attribute contains the registry identifier for the registry type in
   which the lookup operation is to take place.  The 'entityClass'
   attribute contains the token identifying the index for which the
   lookup operation is to take place, and the 'entityName' attribute
   contains the name of the entity to lookup.

   The <query> element is abstract and may not legally appear in an XML
   instance.  It provides the base type to be used by registry schemas
   to define derived query types.  This derivation mechanism is
   described in Section 3.3.

   Each <searchSet> may also contain a <bag> element.  When this element
   appears as a child of <searchSet>, it MUST NOT contain the 'id'
   attribute.  For a description of the <bag> element, see Section 3.4.

3.2 Response Format

   The <response> element contains <resultSet> elements.  These
   <resultSet> elements are responses to a <searchSet> request.  The
   contents of this element contain an <answer> element, an optional
   <additional> element, an optional <bags> element, and error elements
   if applicable.

   The children of the <answer> element are of the following types:

   o  <result> is an abstract element and may not be legally placed in



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      an XML instance.  It provides the base type to be used by registry
      schemas to define derived result types.  This derivation mechanism
      is described in Section 3.3.

   o  <entity> is an element specifying an entity reference.  It has the
      following attributes to refer to the entity: 'authority',
      'registryType', 'entityClass', and 'entityName'.  It also may have
      a <displayName> child element.  This child element specifies a
      human-friendly name (and appropriate language via its 'language'
      attribute) so the clients may present this entity reference to a
      user in a friendlier fashion.  The <entity> element may also have
      a 'bagRef' attribute.  If present, this attribute must contain an
      XML identifier to a <bag> element in the <bags> section of the
      result set.  For a description of the 'bagRef' attribute, see
      Section 3.4.

   o  The <searchContinuation> element children contains an <authority>
      element and a <query> element.  The <authority> element indicates
      where the search continuation should be directed, and the <query>
      element is the query to be conducted.  The <searchContinuation>
      element may also contain a 'bagRef' attribute, and has the same
      meaning and purpose as specified with the <entity> element.  For a
      description of the 'bagRef' attribute, see Section 3.4.  The
      <searchContinuation> element may also have the attributes
      'authority', 'registryType', 'entityClass', and 'entityName'.
      These attributes are provided to give the search continuation
      context, especially for the purposes of database serialization
      (Section 4).

   When following entity references and search continuations, clients
   SHOULD only follow an <entity> or <searchContinuation> response once.
   Failure to do so may result in the client process getting stuck in a
   never-ending query loop commonly known as a referral loop.

   The <additional> element only contains <result> elements, as
   described above.  This element is provided to allow a server to
   indicate to a client results that were not specifically queried but
   are related to the queried results, thus allowing the client the
   ability to properly display this distinction to a user.  The
   <additional> element use is optional.

   The <bags> element is optional.  It contains <bag> elements, and the
   contents of each <bag> element is unspecified by IRIS.  Each <bag>
   element has an 'id' attribute, which is referenced by the 'bagRef'
   attribute of entity references (<entity>) and search continuations
   (<searchContinuation>).  See Section 3.4.

   The following elements, representing error conditions, may be



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   returned:

   o  <insufficientResources> - the corresponding query requires
      resources unobtainable by the server.

   o  <invalidName> - a name given in a query is not syntactically
      correct.

   o  <invalidSearch> - parameters of the corresponding query are not
      semantically meaningful.

   o  <limitExceeded> - the corresponding query requires more resources
      than allowed.

   o  <nameNotFound> - the name given in a query does not match a known
      entity.

   o  <permissionDenied> - the authentication given does not allow
      access to a specific result entry.

   o  <bagUnrecognized> - the contents of a bag were unrecongnized.  See
      Section 3.4.

   o  <bagUnacceptable> - the contents of a bag were not and never will
      be acceptable.  See Section 3.4.

   o  <bagRefused> - the contents of a bag were not acceptable at this
      time.  See Section 3.4.

   o  A derivative of <genericCode>, as described in Section 3.3.

   The <resultSet> section is divided up into the <answer> and
   <additional> sections in order to allow easier processing and
   navigation of the results by a client.  Servers MUST return the
   direct answers to queries in the <answer> element, and MAY return
   results in the <additional> element for which a reference has been
   made to in the <answer> element.  Results in the <additional> element
   MUST have been referenced in the <answer> either as direct children
   of the <answer> element or as a deeper descendant of the <answer>
   element.

   This serves two purposes.  First, it may eliminate a requery by the
   client for references contained in the <answer> element.  Second, it
   distinguishes between results that are a direct result of a query and
   those that would have been returned had the client followed the
   appropriate referrals, thus giving clients a hint as to how to
   process or display the returned results.  For instance, clients
   constructing complex displays using tree navigation widgets will know



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   that results in the <answer> element should all be directly beneath
   the root node of the tree, while results in the <additional> element
   are to be leaf nodes of those produced from the <answer> element.

3.3 Extension Framework

   Because the IRIS schema defines only one query type, no registry
   structure, and only two stand-alone result types, it is of limited
   use by itself.  Extension of IRIS is accomplished through the use a
   base IRIS schema, as defined in XML_SD [7] and XML_SS [8], and
   extension of it by schemas constructed on top of IRIS.

3.3.1 Derived Elements

   The XML Schema definition of IRIS requires schemas of registry types
   to derive element types from base types in the IRIS definition.  The
   registry schemas MUST derive elements for definition of typed queries
   and results.

   While the IRIS schema definition does not prohibit the derivation of
   any elements, registry schemas SHOULD restrict the derivations to the
   following types:

   o  <query> - as defined this element contains no content and has no
      valid attributes.  It is abstract and therefore only derivatives
      of it appear in XML instances.  Registry schemas derive from this
      element to define the queries allowed.

   o  <result> - as defined this element contains no content and has
      four valid attributes: 'authority', 'registryType', 'entityClass'
      and 'entityName'.  It is abstract and therefore only derivatives
      of it appear in XML instances.  Registry schemas derive from this
      element to define results that may be returned from a query.

   o  <genericCode> - as defined, this element is an instance of
      <codeType>.  It contains the optional elements <explanation> and
      <language> to further describe the nature of the error.

   o  <seeAlso> - contains one or more <entity> elements.  This element
      indicates one or more references to entities that have indirect
      association with a parent element representing an entity.
      Registry schemas MAY derive from this element or MAY use it
      directly.


3.3.2 Registry Type Identifier Requirements

   The identifier for a registry type and the XML namespace identifier



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   used by the XML Schema describing the registry MUST be the same.
   These identifiers MUST be restricted to any valid URN [11].

   This is a restriction on XML_NS [6], which specifies an XML namespace
   identifier is any valid URI [10].

   When possible, registry identifiers SHOULD be URN's defined by
   XML_URN [16].  Because these URN's represent namespace identifiers
   which are to be used in XML documents for the purposes of XML
   namespaces as specified by XML_NS [6], they MUST be of the class "ns"
   as defined in XML_URN [16].

   Case sensitivity of registry ID's is dependent on the namespace
   definition of the URN itself.  Registry ID's conforming to XML_URN
   [16] are case insensitive.

   When registry identifiers are URN's defined by XML_URN [16] and the
   class component is "ns", they MAY be abbreviated to the part
   following the class component and its separator of the URN.  For
   example, the full URN "urn:ietf:params:xml:ns:dreg1" may be
   abbreviated to "dreg1", but the full URN "urn:otherOrg:ns:myreg1"
   cannot be abbreviated.

   This abbreviation MUST NOT be used inside of XML instances in use
   with IRIS where XML Schema [7] specifies the use of a URI for schema
   identification or where XML_NS [6] specifies the use of a URI for XML
   namespace identification.

3.3.3 Entity Classes

   Entity classes are provided in IRIS to help avoid collisions with
   entity names with in any given registry type.  Their specification in
   queries also allows server implementations to quickly narrow search
   or lookup scopes to a single index.

   For instance, the entity name "10.0.1.0" would refer to separate
   entities in the "name-server" and "network" classes.  The entity
   "10.0.1.0" in the "nameServer" class may refer to the name server
   host that is also multi-homed by address 192.178.0.1 and known in DNS
   as "ns.foo.com", whereas the entity "10.0.1.0" in the "network" class
   may refer to the network 10.0.1/24.

   IRIS defines two default entity classes of "named-query" and
   "service-definition" which MAY NOT be redefined.  These entity
   classes MUST be valid in all registry types.

   The "named-query" class is for the naming of canned queries by
   registries.  Therefore an entity lookup of a canned query MAY result



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   in a search continuation on the same registry or a set of predefined
   results.  When used in URI's, this is a type of boot-strapping
   procedure.  Therefore, the resolution of "iris:com/dreg1/named-query/
   registrars" may result in the list of registrars currently
   registering domains.  The set of named queries are not specified by
   IRIS.

   The "service-definition" class is reserved for entities specific to a
   particular service instance.  It MUST contain an entity named "id"
   (see Section 3.3.4 which yields a result of <serviceIdentification>
   (see Section 3.3.6.1.  This entity class MAY contain other locally
   defined entities as well.

   The names of entity classes in a registry schema are of type token
   defined by XML_SD [7].  Their use SHOULD be transcribable.  Their
   case sensitivity MUST be defined by the definition of the registry
   type.  In general, they SHOULD be case insensitive.

3.3.4 Names of Entities

   The names of entities in a registry schema are of type token defined
   by XML_SD [7].  Their use SHOULD be transcribable.

   Names of entities SHOULD be unique within an instance of any
   particular entity class within a registry.  Two entities SHOULD NOT
   have the same name, but a single entity MAY be known by multiple
   names.  In situations where a single name may result in two entities,
   the registry schema SHOULD make allowances by defining result types
   that contain entity references to both entities (i.e.  "foo.com" can
   refer to both the domain foo.com and the host foo.com).  However,
   this type of conflict SHOULD generally be avoided by the proper use
   of entity classes.

   When specifying elements that represent entities, registry schemas
   must attach the attributes 'authority', 'registryType',
   'entityClass', and 'entityName'.  This aids clients in understanding
   which parts of a result set represent an entity.

   The case sensitivity of entity names is dependent on the entity class
   in which they reside.  The definition of a registry type MUST specify
   the case sensitivity for entity names.  A registry type MAY define
   the entity names of differing entity classes to have different case
   sensitivity.  However, a registry type SHOULD be consistent with case
   sensitivity and SHOULD specify case insensitivity if possible.

3.3.5 References to Entities

   The element <entity> allows references to entities in result sets,



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   either as a direct child of <resultSet> or within a more complex
   structure that derives from <result>.  Registry schemas MUST NOT
   derive elements from this element so that clients will have a better
   understanding of what is and what isn't an entity reference.  This is
   especially useful to clients when dealing with XML conversion
   technologies such as XPath.

   The <entity> element can have a child element of <displayName> with
   an optional 'language' attribute.  These are provided so that servers
   may provide to clients a more human friendly meaning to the entity
   reference.  This is often useful to users navigating referral
   structures.

3.3.6 <result> Derived Elements

   The base IRIS framework does contain two elements directly derived
   from the <result> element for use by any registry type.

3.3.6.1 <serviceIdentification>

   The <serviceIdentification> element is provided to allow IRIS clients
   the ability to reference IRIS service instances.  It contains the
   following elements:

   o  <authorities> - This element contains one or more <authority>
      elements.  Each <authority> element contains a URI authority
      component for which the server has results.  While a server MAY
      only return a partial list of its authority areas depending on
      operator policy, it MUST return the authority for which the client
      has requested.

   o  <eMail> - This optional element contains an email address of the
      operator of the service instance.

   o  <phone> - This optional element contains the phone number of the
      operator of the service instance.

   o  <limits> - This optional element describes the limits of service a
      client will experience when querying this server.

   o  <seeAlso> - See Section 3.3.1 for its definition.

   The contents of the <limits> element are as follows:

   o  <accessLevel> -  This element is required and indicates to the
      client at which access level the described limits are active.  To
      do this, the element has two required boolean attributes:
      'atCurrentLevel' and 'atAnonymousLevel'.  If the limits described



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      by siblings of this element apply when a user is authenticated at
      the current access level used to conduct this query, then the
      'atCurrentLevel' attribute should be true.  If the limits
      described by siblings of this element apply when a user has given
      no authentication information or is considered to be anonymous,
      then the 'atAnonymousLevel' attribute should be true.

   o  <totalQueries> - This element describes the total number of
      queries that the server will accept at the indicated access level.
      The children of this element indicate this number per a unit of
      time.  The children are <perSecond>, <perMinute>, <perHour>, and
      <perDay>.  Each child MUST only appear once as a child of
      <totalQueries>, but more than one child MAY be present.  For
      example, a server could indicate that it will accept 15 queries a
      minute but only 60 queries a day.

   o  <totalResults> - This element describes the total number of
      results that the server will send to a client at the indicated
      access level.  The children of this element indicate this number
      per a unit of time in the same manner as <totalQueries>.


3.3.6.2 <simpleEntity>

   The <simpleEntity> element is provided so that service operators may
   make simple additions to other entities without the need for deriving
   entirely new registry types.  Its definition allows service operators
   to make it a referent from other entities (using, for instance, a
   <seeAlso> element).  The <simpleEntity> is meant to represent name
   and value pairs of strings, allowing each pair to be associated with
   a specific language qualifier.  Clients may easily display such
   information as a two-column table.  Uses needing binary data or
   richer data structures are out of scope for this element.  When such
   usage scenarios arise, it is likely that a client will need specific
   knowledge for handling such data thus calling into question the need
   for a new registry type.

3.4 Relay Bags

   IRIS employs the use of bags to allow a server to relay information
   to a referant server via the client.  The contents of the bags are
   not defined by IRIS, and the client MUST NOT make any assumptions
   about the contents of a bag when relaying it from one server to
   another.

   When a server returns a result set from a client, the <resultSet>
   element may contain a <bags> child element.  This child element
   contains one or more <bag> elements.  Each of these MUST contain an



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   'id' attribute containing the XML datatype ID.  Entity references and
   search continuations that need to specify a bag to be used when they
   are followed MUST have a 'bagRef' attribute containing the XML
   datatype IDREF.  See Section 3.2.  This allows the result set to only
   specify a bag once but allow each entity reference or search
   continuation to have a distinct bag as needed.

   When following an entity reference or search continuation that
   specifies the use of a bag, the client must include the refenced bag
   in the search set as the latter child of the <searchSet> element.
   See Section 3.1.

   See Section 3.2 for the list of errors a server may return to a
   client when a bag is received.





































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4. Database Serialization

   This section describes a method for serializing IRIS registry
   entities.  The descriptions contained within this section refer to
   XML elements and attributes and their relation to this serialization
   process.  These descriptions also contain specifications outside the
   scope of the formal XML syntax.  Therefore, this section will use
   terms defined by RFC 2119 [15] to describe the specification outside
   the scope of the formal XML syntax.  While reading this section,
   please reference Section 5 for needed details on the formal XML
   syntax.

   A database of IRIS entities can be serialized to file storage with
   XML [5] using the IRIS defined <serialization> element.  This element
   contains <result> element derivatives, <searchContinuation> elements,
   and <serializedNamedQuery> elements.

   Derivatives of the <result> element are entities.  Servers loading
   these entities MUST place the entity in the entity class specified by
   the elements 'registryType', 'entityClass', and 'entityName'
   attributes and any entity class which the entity may apply according
   to explicitly defined children of that element.  For instance, if a
   registry type has two entity classes of "foo" and "bar" and a
   <result> derivative has the attributes entityClass="foo" and
   entityName="one" and a child element <bar>two</bar>, the server is to
   enter that entity into the entity class "foo" as the name "one" and
   the entity class "bar" as the name "two".

   Servers loading entities as serialized derivatives of the <result>
   element MAY translate the authority attribute.  Servers will likely
   need to do this if the authority for the entity has changed.

   <searchContinuation> elements allow for the serialization of static
   referrals.  When this element appears as a child of the
   <serialization> element, it MUST have the 'authority',
   'registryType', 'entityClass', and 'entityName' attributes.

   <serializedNamedQuery> element allows for the specification of static
   results for a named query.  This element contains a <resultSet>
   element holding the results to be returned by the server if the named
   query is requested.  The server MUST place the named query in the
   "named-query" entity class.

   As mentioned above, there may be times when a server needs to
   translate the authority attribute of a loaded entity.  The
   <serializedEntity> element is provided for conditions where this must
   also be done for entity references.  During deserialization, servers
   MAY change the authority attribute of the <serializedEntity> element



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   to be an authority for which the server answers queries.  During
   serialization, servers and their related processes MUST use the
   <serializedEntity> element instead of the <entity> element for entity
   references in which the referent of the URI is an entity for which
   the server answers queries.  The authority attribute of the <entity>
   element SHOULD NOT be altered during serialization or
   deserialization.

   The following is an example of serialized IRIS.


   <iris:serialization
     xmlns:iris="urn:ietf:params:xml:ns:iris1"
     xmlns="urn:ietf:params:xml:ns:iris1"
     xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"
     xsi:schemaLocation="urn:ietf:params:xml:ns:iris1 iris.xsd" >

     <serviceIdentification
       authority="com" registryType="dreg1"
       entityClass="service-definition"
       entityName="id" >
       <authorities>
         <authority> com </authority>
         <authority> net </authority>
       </authorities>
       <eMail>
         davidb@verisignlabs.com
       </eMail>
       <limits>
         <accessLevel atCurrentLevel="true"
           atAnonymousLevel="false" />
         <totalQueries>
           <perDay>15</perDay>
         </totalQueries>
         <totalResults>
           <perDay>100</perDay>
         </totalResults>
       </limits>
       <seeAlso>
         <entity
           authority="com" registryType="dreg1"
           entityClass="service-definition"
           entityName="notice">
           <displayName language="en">
             Legal Notice
           </displayName>
         </entity>
       </seeAlso>



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     </serviceIdentification>

     <simpleEntity
       authority="com" registryType="dreg1"
       entityClass="service-definition"
       entityName="notice" >
       <property name="legal" language="en">
         Please use the net wisely!  We are required to tell
         you this.
       </property>
     </simpleEntity>

   </iris:serialization>






































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5. Formal XML Syntax

   IRIS is specified in XML Schema notation.  The formal syntax
   presented here is a complete schema representation of IRIS suitable
   for automated validation of IRIS XML instances.


   <?xml version="1.0"?>
   <schema xmlns="http://www.w3.org/2001/XMLSchema"
           xmlns:iris="urn:ietf:params:xml:ns:iris1"
           targetNamespace="urn:ietf:params:xml:ns:iris1"
           elementFormDefault="qualified" >

     <annotation>
       <documentation>
         Internet Registry Information Service (IRIS) Schema v1
       </documentation>
     </annotation>

     <element name="request">
       <complexType>
         <sequence>
           <element name="searchSet"
             type="iris:searchSetType"
             minOccurs="0" maxOccurs="unbounded" />
         </sequence>
       </complexType>
     </element>

     <element name="response">
       <complexType>
         <sequence>
           <element name="resultSet"
             type="iris:resultSetType"
             minOccurs="0" maxOccurs="unbounded" />
         </sequence>
       </complexType>
     </element>

     <complexType name="searchSetType" >
       <sequence>
         <choice>
           <element name="lookupEntity"
             type="iris:lookupEntityType" />
           <element ref="iris:query" />
         </choice>
         <element name="bag" type="iris:bagType"
           minOccurs="0" maxOccurs="1" />



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       </sequence>
     </complexType>

     <complexType name="queryType"/>

     <element name="query"
       type="iris:queryType"
       abstract="true" />

     <complexType name="lookupEntityType" >
       <attribute name="registryType"
         type="anyURI" use="required" />
       <attribute name="entityClass"
         type="token" use="required" />
       <attribute name="entityName"
         type="token" use="required" />
     </complexType>

     <complexType name="codeType">
       <sequence minOccurs="0" maxOccurs="1">
         <element name="explanation" type="string" />
         <element name="language" type="language" />
       </sequence>
     </complexType>

     <complexType name="entityType">
       <sequence>
         <element name="displayName"
           minOccurs="0" maxOccurs="1">
           <complexType>
             <simpleContent>
               <extension base="string">
                 <attribute name="language" use="required" type="language" />
               </extension>
             </simpleContent>
           </complexType>
         </element>
       </sequence>
       <attribute name="authority" use="required" type="token" />
       <attribute name="registryType" use="required" type="anyURI" />
       <attribute name="entityClass" use="required" type="token" />
       <attribute name="entityName" use="required" type="token" />
       <attribute name="bagRef" type="IDREF" />
     </complexType>

     <element name="entity"
       type="iris:entityType" />




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     <complexType name="seeAlsoType">
       <sequence>
         <element ref="iris:entity"
           minOccurs="1" maxOccurs="unbounded" />
       </sequence>
     </complexType>

     <element name="seeAlso" type="iris:seeAlsoType" />

     <complexType name="resultSetType" >
       <sequence>
         <element name="answer"
           minOccurs="1" maxOccurs="1">
           <complexType>
             <sequence>
               <element ref="iris:result"
                 minOccurs="0" maxOccurs="unbounded" />
               <element ref="iris:entity"
                 minOccurs="0" maxOccurs="unbounded" />
               <element ref="iris:searchContinuation"
                 minOccurs="0" maxOccurs="unbounded" />
             </sequence>
           </complexType>
         </element>
         <element name="additional"
           minOccurs="0" maxOccurs="1">
           <complexType>
             <sequence>
               <element ref="iris:result"
                 minOccurs="0" maxOccurs="unbounded" />
             </sequence>
           </complexType>
         </element>
         <element name="bags" type="iris:bagsType"
           minOccurs="0" maxOccurs="1" />
         <choice
           minOccurs="0" maxOccurs="1" >
           <element name="insufficientResources"
             type="iris:codeType" />
           <element name="invalidName"
             type="iris:codeType" />
           <element name="invalidSearch"
             type="iris:codeType" />
           <element name="limitExceeded"
             type="iris:codeType" />
           <element name="nameNotFound"
             type="iris:codeType" />
           <element name="permissionDenied"



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             type="iris:codeType" />
           <element name="bagUnrecognized"
             type="iris:codeType" />
           <element name="bagUnacceptable"
             type="iris:codeType" />
           <element name="bagRefused"
             type="iris:codeType" />
           <element ref="iris:genericCode"/>
         </choice>
       </sequence>
     </complexType>

     <complexType name="bagsType">
       <sequence>
         <element name="bag" type="iris:bagType"
           minOccurs="1" maxOccurs="unbounded" />
       </sequence>
     </complexType>

     <complexType name="bagType" mixed="true">
       <sequence>
         <any namespace="##other"
           minOccurs="0" maxOccurs="unbounded" />
       </sequence>
       <attribute name="id" type="ID"/>
     </complexType>

     <complexType name="resultType">
       <attribute name="authority" use="required" type="token" />
       <attribute name="registryType" use="required" type="anyURI" />
       <attribute name="entityClass" use="required" type="token" />
       <attribute name="entityName" use="required" type="token" />
     </complexType>

     <element name="result"
       type="iris:resultType"
       abstract="true" />

     <complexType name="searchContinuationType">
       <sequence>
         <element name="authority" type="token"
           minOccurs="1" maxOccurs="1" />
         <element ref="iris:query" />
       </sequence>
       <attribute name="authority" type="token" />
       <attribute name="registryType" type="anyURI" />
       <attribute name="entityClass" type="token" />
       <attribute name="entityName" type="token" />



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       <attribute name="bagRef" type="IDREF" />
     </complexType>

     <element name="searchContinuation"
       type="iris:searchContinuationType" />

     <element name="genericCode" type="iris:codeType"
       abstract="true" />

     <element name="serializedEntity"
       type="iris:entityType"
       substitutionGroup="iris:entity" />

     <complexType name="serializedNamedQueryType">
       <sequence>
         <element name="resultSet"
           type="iris:resultSetType" />
       </sequence>
       <attribute name="registryType" type="anyURI"
         use="required" />
       <attribute name="entityClass" type="token"
         fixed="named-query" />
       <attribute name="entityName" type="token"
         use="required" />
     </complexType>

     <element name="serialization">
       <complexType>
         <choice
           minOccurs="1" maxOccurs="unbounded">
           <element ref="iris:result" />
           <element ref="iris:searchContinuation" />
           <element name="serializedNamedQuery"
             type="iris:serializedNamedQueryType" />
         </choice>
       </complexType>
     </element>

     <complexType name="serviceIdentificationType">
       <complexContent>
         <extension base="iris:resultType">
           <sequence>
             <element name="authorities"
               minOccurs="1" maxOccurs="1">
               <complexType>
                 <sequence>
                   <element name="authority" type="token"
                     minOccurs="1" maxOccurs="unbounded" />



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                 </sequence>
               </complexType>
             </element>
             <element name="eMail" type="string"
               minOccurs="0" maxOccurs="1" />
             <element name="phone" type="string"
               minOccurs="0" maxOccurs="1" />
             <element name="limits"
               minOccurs="0" maxOccurs="1">
               <complexType>
                 <sequence>
                   <element name="accessLevel"
                     minOccurs="1" maxOccurs="1">
                     <complexType>
                       <attribute name="atCurrentLevel"
                         type="boolean" use="required" />
                       <attribute name="atAnonymousLevel"
                         type="boolean" use="required" />
                     </complexType>
                   </element>
                   <element name="totalQueries"
                     minOccurs="0" maxOccurs="1" >
                     <complexType>
                       <group ref="iris:timeLimitsGroup"
                         minOccurs="1" maxOccurs="4" />
                     </complexType>
                   </element>
                   <element name="totalResults"
                     minOccurs="0" maxOccurs="1" >
                     <complexType>
                       <group ref="iris:timeLimitsGroup"
                         minOccurs="1" maxOccurs="4" />
                     </complexType>
                   </element>
                 </sequence>
               </complexType>
             </element>
             <element ref="iris:seeAlso"
               minOccurs="0" maxOccurs="1" />
           </sequence>
         </extension>
       </complexContent>
     </complexType>

     <element name="serviceIdentification"
       type="iris:serviceIdentificationType"
       substitutionGroup="iris:result" />




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     <group name="timeLimitsGroup">
       <choice>
         <element name="perSecond" type="nonNegativeInteger" />
         <element name="perMinute" type="nonNegativeInteger" />
         <element name="perHour  " type="nonNegativeInteger" />
         <element name="perDay   " type="nonNegativeInteger" />
       </choice>
     </group>

     <complexType name="simpleEntityType">
       <complexContent>
         <extension base="iris:resultType">
           <sequence>
             <element name="property"
               minOccurs="1" maxOccurs="unbounded">
               <complexType>
                 <simpleContent>
                   <extension base="string">
                     <attribute name="name" type="string"
                       use="required" />
                     <attribute name="language" type="language"
                       use="required" />
                   </extension>
                 </simpleContent>
               </complexType>
             </element>
           </sequence>
         </extension>
       </complexContent>
     </complexType>

     <element name="simpleEntity"
       type="iris:simpleEntityType"
       substitutionGroup="iris:result" />

   </schema>

                                Figure 4













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6. The IRIS URI

   The IRIS URI has a very rigid structure but is flexible in how it may
   be used.  Its structure is rigid in that all IRIS URI's have the same
   fields and all look similar to users.

   They are flexible because they allow for different methods to be
   employed to find servers based on the registry type and they allow
   for the use of multiple transports (with BEEP being the default).

6.1 URI Definition

   An IRIS URI [10] has the following general syntax.

   iris:<authority>/<registry-urn>/<entity-class>/<entity-name>

   The full ABNF [20] with certain values included from RFC2396 [10] and
   RFC2732 [23] follows.


     iris-uri           = scheme + ":" authority "/" registry-urn [ "/"
                          entity-class "/" entity-name ]
     scheme             = "iris"
     authority          = with-app-svc | without-app-svc
     with-app-svc       = [ userinfo "@" ] hostname [ ";" app-svc ]
     without-app-svc    = [ userinfo "@" ] ( ( host ":" port ) | ipaddress )
                          [ ";" ]
     userinfo           = // as specified by RFC2396
     host               = hostname | ipaddress
     ipaddress          = IPv4Address | IPv6Address
     IPv4Address        = // as specified by RFC2396
     IPv6Address        = // as specified by RFC2732
     port               = // as specified by RFC2396
     hostname           = // as specified by RFC2396
     app-svc            = *(unreserved | escaped)
     registry-urn       = // as specified by IRIS
     entity-class       = *(unreserved | escaped)
     entity-name        = *(unreserved | escaped)
     unreserved         = // as specified by RFC2396
     escaped            = // as specified by RFC2396

   An IRIS URI MUST NOT be a relative URI.  In addition, valid URI's
   with this scheme MUST always contain a registry URN (namespace
   identifier), an entity class, and an entity name.  In addition, the
   entity class and entity name MUST be of the UTF-8 [21] character set
   encoded with "application/x-www-form-urlencoded" as specified by
   URL_ENC [22].




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   When the entity-class and entity-name components are not specified,
   the defaults "service-definition" and "id" MUST be implied.  For
   example, "iris:com/dreg1" is to be interpreted "iris:com/dreg1/
   service-definition/id".

   Definitions of registry types SHOULD attempt to make the names of
   entity classes transcribable.  Despite the fact that URI's are not
   friendly to all humans, the care should be taken in their definition
   to make them readable and transcribable.  One aspect of this is the
   use of dashes to separate meaningful words over the use of other
   styles such as camel back notation (e.g.  "service-definition"
   instead of "serviceDefinition").

   The optional app-svc component refers to an application service
   label.  See Section 6.3.3.  In all cases it is preceded by a
   semi-colon (';'), which indicates the use of the default resolution
   rules (Section 6.3.2).

6.2 Transport Specific Schemes

   The "iris" scheme name is not application transport specific.  The
   URI resolution process MAY determine the application transport.  An
   example of such a process is the default resolution (Section 6.3.2)
   process, which uses the steps outlined in Section 6.3.3 to determine
   the application transport.

   A mapping between an application transport and IRIS MAY define a
   scheme name signifying its use with the semantics of the IRIS URI.

   The rules for determining which application transport to use are:

   o  If a transport specific scheme name is present, the application
      transport it signifies SHOULD be used if possible.

   o  If a client has a preferred transport and the resolution process
      allows for its use, the client MAY use that application transport.

   o  Otherwise, the default application transport as specified by
      IRIS-BEEP [2] MUST be used.


6.3 URI Resolution

6.3.1 Registry Dependent Resolution

   The IRIS URI resolution process can be dependent on the registry type
   used in the URI itself and keyed off of the registry URN that appears
   in it in the absense of a user override.  In other words, the way in



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   which the authority component of the URI is processed is dependent on
   the registry type's URN, unless the user is specific about the
   process.

   The rules for determining which resolution process to use are:

   o  If the authority contains a semi-colon (';') with an application
      service label, see Section 6.1, then the default resolution
      process defined in Section 6.3.2 is to be used.  The application
      service label to be used is that given after the semi-colon.  If
      none is given, the registry type assigned application service
      label is to be used.

   o  Otherwise, the resolution process specified by the registry type
      is used.  Every registry type MUST specify a resolution process
      for URI's, even if that specification only defines an application
      service label and reverts to the default process.  In all cases,
      the authority component of the URI MUST be compliant with RFC2396
      [10] and RFC2732 [23].


6.3.2 Default Resolution

   In the default resolution process, the authority component of an IRIS
   URI may only contain a domain name, a domain name accompanied by a
   port number, an IP address, or an IP address accompanied by a port
   number.  The authority component of the scheme indicates the server
   or set of servers authoritatively responsible for a domain according
   to records in DNS (Section 6.3.3) if a domain is specified or
   indicates the specific server to be queried if an IP address is
   specified.

   The rules for resolution are:

   o  If the authority component is a domain name accompanied by a port
      number as specified by RFC2396, the domain name is converted to an
      IP address via an A or AAAA record to the DNS.

   o  If the authority component is a domain name by itself, the
      service/transport location (Section 6.3.3) process is used.  If
      this process produces no results, then the DNS is queried for the
      A or AAAA RRs corresponding to the domain name and the port number
      used is the well-known port of the transport used according to
      Section 6.2.

   o  If the authority component is an IP address, then the DNS is not
      queried, and the IP address is used directly.  If the port number
      is present, it is used directly; otherwise, the port number used



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      is the well-known port of the transport used according to Section
      6.2.

   The use of an IPv6 address in the authority component MUST conform to
   RFC2732 [23].

6.3.3 Transport & Service Location

   The default resolution process uses the profiled use of the NAPTR and
   SRV resource records as defined in NAPSTR [17] to determine both the
   location of a set of servers for a given service and the set of
   possible transports that may be used.  Any registry type not
   deferring to the default resolution process SHOULD use NAPSTR [17]
   for this purpose.

   NAPSTR [17] requires an application service label.  If this is not
   specified in the URI (or by the user in some fashion), then the
   application service label used is that assigned by the registry type.

   See Appendix A for example uses of NAPSTR.

6.4 IRIS URI Examples

   Here are some examples of IRIS URI's and their meaning:

   o  iris:example.com/dreg/domain/example.com

      *  Finds a server authoritative for "example.com" according to the
         rules of the registry type "urn:ietf:params:xml:ns:dreg".

      *  The server is asked for "example.com" in the "domain" index, or
         entity class, of the "dreg" registry.

   o  iris:example.com/dreg

      *  Finds a server authoritative for "example.com" according to the
         rules of the registry type "urn:ietf:params:xml:ns:dreg".

      *  The server is asked for "id" in the "service-definition" index,
         or entity class, of the "dreg" registry.

   o  iris:com/dreg/domain/example.com

      *  Finds a server authoritative for "com" according to the rules
         of the registry type "urn:ietf:params:xml:ns:dreg".

      *  The server is asked for "example.com" in the "domain" index, or
         entity class, of the "dreg" registry.



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   o  iris:10.0.1.1:44/dreg/domain/example.com

      *  Assuming that the registry type "urn:ietf:params:xml:ns:dreg"
         uses the default resolution process when it encounters IP
         addresses, the server at 10.0.1.1 on port 44 is queried using
         BEEP.  The assumption here is that "dreg" means "domain
         registry" and is therefore not terribly concerned about
         definitions other than finding authoritative servers for domain
         names.

      *  The server is asked for "example.com" in the "domain" index, or
         entity class, of the "dreg" registry.

   o  iris-lwz:10.0.1.1:44/dreg/domain/example.com

      *  Assuming that the registry type "urn:ietf:params:xml:ns:dreg"
         uses the default resolution process when it encounters IP
         addresses, the server at 10.0.1.1 on port 44 is queried using a
         lightweight transport.

      *  The server is asked for "example.com" in the "domain" index, or
         entity class, of the "dreg" registry.

   o  iris-beep:com/dreg/domain/example.com

      *  Finds a server authoritative for "com" according to the rules
         of the registry type "urn:ietf:params:xml:ns:dreg".

      *  Uses the BEEP application transport.

      *  The server is asked for "example.com" in the "domain" index, or
         entity class, of the "dreg" registry.

   o  iris-beep:example.com;dreg/dreg/domain/example.com

      *  Finds a server authoritative for "com" according to the default
         resolution process using "dreg" as the application service
         label.

      *  Uses the BEEP application transport.

      *  The server is asked for "example.com" in the "domain" index, or
         entity class, of the "dreg" registry.








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7. Checklists

7.1 Registry Definition Checklist

   Specifications of registry types MUST include the following explicit
   definitions:

   o  Formal XML syntax deriving from the IRIS XML.

   o  An identifying registry URN.

   o  URI resolution scheme - A definition of the process of resolving
      the authority of an IRIS URI or a declaration to use the default
      authority resolution scheme in Section 6.3.2.

   o  An application service label for compliance with NAPSTR [17].  See
      Section 6.3.3.  Note, this is a different IANA registry than the
      registry type URN IANA registry, however, using the abbreviated
      (Section 3.3.2) form of the registry URN as the application
      service label is good practice.

   o  A list of well-known entity classes.

   o  A statement regarding the case sensitivity of the names in each
      entity class.


7.2 Transport Mapping Checklist

   Specifications of transport mappings MUST include the following
   explicit definitions:

   o  A URI scheme name specific to the transport.

   o  An application protocol label for compliance with NAPSTR [17].
      See Section 6.3.3.  Note, this is a different IANA registry than
      the scheme name IANA registry, however, there is nothing stopping
      them from being the same string of characters.













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8. Internationalization Considerations

   IRIS is represented in XML, which provides native support for
   encoding information using the double-byte Unicode character set and
   its more compact representations including UTF-8.  Compliant XML
   processors are required to understand both UTF-8 and raw Unicode
   character sets; XML also includes a provision for identifying other
   character sets through use of an "encoding" attribute in an <?xml?>
   processing instruction.  The complete list of character set encoding
   identifiers is maintained by IANA and is described in  [25] and [12].

   The application-transport layer MUST define a common set of character
   set encodings to be understood by both client and server.

   Localization of internationalized strings may require additional
   information by the client.  Entity definitions SHOULD use the
   "language" type defined by XML_SD [7] to aid clients in the
   localization process.  See Section 3.3.6.2 as an example.

































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9. IANA Considerations

   XML schemas require a URI for unique identification.  Schemas MUST be
   registered to ensure URI uniqueness, but the IETF does not currently
   have a recommended repository for the registration of XML schemas.
   This document uses URNs to describe XML namespaces and XML schemas.
   IANA SHOULD maintain a registry of XML namespace and schema URI
   assignments.  Per policies described in [13], URI assignment requests
   SHOULD be reviewed by a designated expert, and values SHOULD be
   assigned only as a result of standards action taken by the IESG.

   This document makes use of a proposed XML namespace and schema
   registry specified in XML_URN [16].  Accordingly, the following URN
   will need to be registered with IANA:

      urn:ietf:params:xml:ns:iris1



































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10. Security Considerations

   IRIS provides no authentication or privacy facilities of its own.  It
   relies on the application-transport layer for all of these abilities.
   Implementers need to fully understand the application-transports
   employed by IRIS.

   Referral IRIS registry results may contain entity lookups and search
   continuations which result in a client query operation against
   another registry service.  The authentication credentials and
   mechanisms subject to replay attacks SHOULD NOT be used to conduct a
   subsequent entity lookup or search continuation.







































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References

   [1]   Newton, A., "Cross Registry Internet Service Protocol (CRISP)
         Requirements", draft-ietf-crisp-requirements-00 (work in
         progress), August 2002.

   [2]   Newton, A., "Using the Internet Registry Information Service
         (IRIS) over the Blocks Extensible Exchange Protocol (BEEP)",
         draft-ietf-crisp-iris-beep-01 (work in progress), October 2002.

   [3]   Newton, A., "IRIS Domain Registry Schema",
         draft-ietf-crisp-iris-dreg-01 (work in progress), October 2002.

   [4]   Newton, A., "IRIS Address Registry Schema",
         draft-ietf-crisp-iris-areg-01 (work in progress), October 2002.

   [5]   World Wide Web Consortium, "Extensible Markup Language (XML)
         1.0", W3C XML, February 1998, <http://www.w3.org/TR/1998/
         REC-xml-19980210>.

   [6]   World Wide Web Consortium, "Namespaces in XML", W3C XML
         Namespaces, January 1999, <http://www.w3.org/TR/1999/
         REC-xml-names-19990114>.

   [7]   World Wide Web Consortium, "XML Schema Part 2: Datatypes", W3C
         XML Schema, October 2000, <http://www.w3.org/TR/2001/
         REC-xmlschema-2-20010502/>.

   [8]   World Wide Web Consortium, "XML Schema Part 1: Structures", W3C
         XML Schema, October 2000, <http://www.w3.org/TR/2001/
         REC-xmlschema-1-20010502/>.

   [9]   World Wide Web Consortium, "Extensible Stylesheet Language
         (XSL) Version 1.0", W3C XSL, November 2000, <http://www.w3.org/
         TR/2000/CR-xsl-20001121/>.

   [10]  Berners-Lee, T., Fielding, R. and L. Masinter, "Uniform
         Resource Identifiers (URI): Generic Syntax", RFC 2396, August
         1998.

   [11]  Moats, R., "URN Syntax", RFC 2141, May 1997.

   [12]  Reynolds, J. and J. Postel, "ASSIGNED NUMBERS", RFC 1700, STD
         2, October 1994.

   [13]  Narten, T. and H. Alvestrand, "Guidelines for Writing an IANA
         Considerations Section in RFCs", RFC 2434, BCP 26, October
         1998.



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   [14]  Newman, C., "Using TLS with IMAP, POP3 and ACAP", RFC 2595,
         June 1999.

   [15]  Bradner, S., "Key words for use in RFCs to Indicate Requirement
         Levels", RFC 2119, BCP 14, March 1997.

   [16]  Mealling, M., "The IETF XML Registry",
         draft-mealling-iana-xmlns-registry-03 (work in progress),
         November 2001.

   [17]  Daigle, L. and A. Newton, "Domain-based Application Service
         Location Using SRV RRs and the Dynamic  Delegation Discovery
         Service (DDDS)", draft-daigle-napstr-01 (work in progress),
         November 2002.

   [18]  Daigle, L. and A. Newton, "Lightweight Internet Registry
         Information Service", draft-newton-iris-lightweight-00 (work in
         progress), February 2003.

   [19]  Daigle, L., "IRIS Certificate and Key Registry",
         draft-daigle-iris-credreg-00 (work in progress), February 2003.

   [20]  Crocker, D. and P. Overell, "Augmented BNF for Syntax
         Specifications: ABNF", RFC 2234, November 1997.

   [21]  The Unicode Consortium, "The Unicode Standard, Version 2.0",
         ISBN 0-201-48345-9 ISBN 0-201-48345-9, January 1988, <The
         Unicode Standard, Version 2.0>.

   [22]  Berners-Lee, T. and D. Connolly, "Hypertext Markup Language -
         2.0", RFC 1866, November 1995.

   [23]  Hinden, R., Carpenter, B. and L. Masinter, "Format for Literal
         IPv6 Addresses in URL's", RFC 2732, December 1999.

   [24]  Harrenstien, K., Stahl, M. and E. Feinler, "NICNAME/WHOIS", RFC
         954, October 1985.

   [25]  <ftp://ftp.isi.edu/in-notes/iana/assignments/character-sets>












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Author's Address

   Andrew L. Newton
   VeriSign, Inc.
   21345 Ridgetop Circle
   Sterling, VA  20166
   USA

   Phone: +1 703 948 3382
   EMail: anewton@verisignlabs.com; anewton@ecotroph.net
   URI:   http://www.verisignlabs.com/








































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Appendix A. NAPSTR and IRIS Uses

A.1 An Examples of NAPSTR with IRIS

   This section shows an example use of NAPSTR [17] by IRIS.  In this
   example, there are two registry types: REGA and REGB.  There are also
   two IRIS application transports: iris-a and iris-b.  Given this, the
   use of NAPSTR offers the following:

   1.  A means to allow an operator to split out the set of servers
       running REGA from the set of servers running REGB.  This is to
       say, the operator is able to split out the set of servers serving
       up data for REGA from the set of servers serving up data for
       REGB.

   2.  A means to allow an operator to specify which set of servers are
       running iris-a from the set of servers running iris-b.  This is
       to say, the operator is able to split out the set of servers
       running protocol iris-a serving REGA and REGB data from the set
       of servers running protocol iris-b serving REGA and REGB data.

   3.  A means to allow an operator to specify which set of the servers
       to operate and which set of the above servers to delegate to
       another operator.

   To implement the first feature, the operator deploys the following in
   their DNS zone:

   example.com.
   ;;        order  pref  flags service                 re replacement
   IN NAPTR  100    10    ""    "REGA:iris-a:iris-b"    "" example.com
   IN NAPTR  100    10    ""    "REGB:iris-a:iris-b"    "" example.com

   To implement the second feature, the operator then adds the following
   in their DNS zone:
















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   example.com.
   ;;        order  pref  flags  service        re  replacement
   IN NAPTR  100    10    "s"    "REGA:iris-a"  ""  _iris-a._udp.example.com
   IN NAPTR  100    10    "s"    "REGA:iris-b"  ""  _iris-b._tcp.example.com

   _iris-a._udp.example.com.
   ;;        pref  weight port  target
   IN SRV    10    0      34    big-a.example.com.
   IN SRV    20    0      34    small-a.example.com.

   _iris-b._tcp.example.com.
   ;;        pref  weight port  target
   IN SRV    10    0      34    big-b.example.com.
   IN SRV    20    0      34    small-b.example.com.

   Finally, an operator may decide to operate the REGA services while
   delegating the REGB services to somebody else.  Here is how that is
   done:

   example.com.
   ;;       order pref flags service              re replacement
   IN NAPTR 100   10   ""    "REGA:iris-a:iris-b" "" example.com
   IN NAPTR 100   10   ""    "REGB:iris-a:iris-b" "" somebodyelse.com

   Or the operator may decide to operate REGB services under the iris-a
   protocol/transport while delegating the REGB services under the
   iris-b protocol/transport to somebody else.

   example.com.
   ;;       order pref flags service       re replacement
   IN NAPTR 100   10   ""    "REGB:iris-a:iris-b" "" example.com
   IN NAPTR 100   10   "s"   "REGB:iris-a" "" _iris-a._udp.example.com
   IN NAPTR 100   10   "s"   "REGB:iris-b" "" _iris-b._tcp.somebodyelse.com

   _iris-a._udp.example.com.
   ;;        pref  weight port  target
   IN SRV    10    0      34    big-a.example.com.
   IN SRV    20    0      34    small-a.example.com.

   Note that while this last example is possible, it is probably not
   advisable because of the operational issues involved in synchronizing
   the data between example.com and somebodyelse.com.  It is provided
   here as an example of what is possible.

A.2 Using NAPSTR for Cohabitation

   Given the examples in Appendix A.1, the use of NAPSTR could be part
   of a transition strategy for cohabitation of protocols solving the



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   problems of CRISP [1].

   For example, the type of data for domain information could be given
   the application service label of "CRISP-DOMAIN".  Given this, the
   service field of a NAPTR record could read:

      "CRISP-DOMAIN:whois:iris-beep"

   This service field conveys that domain data, as defined by CRISP, is
   available both via the iris-beep protocol and the whois protocol.
   The whois application protocol label refers to RFC 954 [24].

   Another example of this would be:

      "CRISP-DOMAIN:iris-beep:ldap"

   where the data is available via both IRIS and LDAP.


































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Appendix B. Document Terminology

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
   document are to be interpreted as described in RFC2119 [15].














































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Appendix C. Acknowledgements

   The terminology used in this document to describe namespaces and
   namespaces of namespaces is now much clearer thanks to the skillful
   debating tactics of Leslie Daigle.  Previously, it was much more
   confusing.  In addition, Leslie has provided great insight into the
   details of URI's, URN's, and NAPTR/SRV resource records.

   Many other technical complexities were proved to be unnecessary by
   David Blacka and have been removed.  And his IRIS implementation has
   helped smooth out the rougher edges.








































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Intellectual Property Statement

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   HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
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Acknowledgement

   Funding for the RFC Editor function is currently provided by the
   Internet Society.











































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