Network Working Group                                         Robert Elz
Internet Draft                                   University of Melbourne
Expiration Date: May 1997
                                                              Randy Bush
                                                             RGnet, Inc.

                                                           November 1996


                Clarifications to the DNS Specification


                    draft-ietf-dnsind-clarify-02.txt

Status of this Memo

   This document is an Internet-Draft.  Internet-Drafts are working
   documents of the Internet Engineering Task Force (IETF), its areas,
   and its working groups.  Note that other groups may also distribute
   working documents as Internet-Drafts.

   Internet-Drafts are draft documents valid for a maximum of six months
   and may be updated, replaced, or obsoleted by other documents at any
   time.  It is inappropriate to use Internet-Drafts as reference
   material or to cite them other than as "work in progress."

   To learn the current status of any Internet-Draft, please check the
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   ftp.isi.edu (US West Coast).

1. Abstract

   This draft considers some areas that have been identified as problems
   with the specification of the Domain Name System, and proposes
   remedies for the defects identified.  Four separate issues are
   considered:
     + IP packet header address usage from multi-homed servers,
     + TTLs in sets of records with the same name, class, and type,
     + the issue of what is an authoritative, or canonical, name,
     + and the issue of what makes a valid DNS label.

   The first two of these are areas where the correct behaviour has been
   somewhat unclear, we seek to rectify that.  The other two are already
   adequately specified, however the specifications seem to be sometimes
   ignored.  We seek to reinforce the existing specification.




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2. Introduction

   Several problem areas in the Domain Name System specification
   [RFC1034, RFC1035] have been noted through the years [RFC1123].  This
   draft addresses several additional problem areas.  The issues here
   are independent.  Those issues are the question of which source
   address a multi-homed DNS server should use when replying to a query,
   the issue of differing TTLs for DNS records with the same label,
   class and type, and the issue of canonical names, what they are, how
   CNAME records relate, what names are legal in what parts of the DNS,
   and what is the valid syntax of a DNS name.

   Suggestions for clarifications to the DNS specification to avoid
   these problems are made in this memo.  The solutions proposed herein
   are intended to stimulate discussion.  It is possible that the sense
   of either may be reversed before the next iteration of this draft,
   but less likely now than it was before the previous version.

3. Server Reply Source Address Selection

   Most, if not all, DNS clients, whether servers acting as clients for
   the purposes of recursive query resolution, or resolvers, expect the
   address from which a reply is received to be the same address as that
   to which the query eliciting the reply was sent.  This, along with
   the identifier (ID) in the reply is used for disambiguating replies,
   and filtering spurious responses.  This may, or may not, have been
   intended when the DNS was designed, but is now a fact of life.

   Some multi-homed hosts running DNS servers fail to anticipate this
   usage, and consequently send replies from the "wrong" source address,
   causing the reply to be discarded by the client.

3.1. UDP Source Address Selection

   To avoid these problems, servers when responding to queries using UDP
   must cause the reply to be sent with the source address field in the
   IP header set to the address that was in the destination address
   field of the IP header of the packet containing the query causing the
   response.  If this would cause the response to be sent from an IP
   address which is not permitted for this purpose, then the response
   may be sent from any legal IP address allocated to the server.  That
   address should be chosen to maximise the possibility that the client
   will be able to use it for further queries.  Servers configured in
   such a way that not all their addresses are equally reachable from
   all potential clients need take particular care when responding to
   queries sent to anycast, multicast, or similar, addresses.





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3.2. Port Number Selection

   Replies to all queries must be directed to the port from which they
   were sent.  With queries received via TCP this is an inherent part of
   the transport protocol, for queries received by UDP the server must
   take note of the source port and use that as the destination port in
   the response.  Replies should always be sent from the port to which
   they were directed.  Except in extraordinary circumstances, this will
   be the well known port assigned for DNS queries [RFC1700].

4. Resource Record Sets

   Each DNS Resource Record (RR) each has a label, class, type, and
   data.  While it is meaningless for two records to ever have label,
   class, type and data all equal (servers should suppress such
   duplicates if encountered), it is possible for many record types to
   exist with the same label class and type, but with different data.
   Such a group of records is hereby defined to be a Resource Record Set
   (RRSet).

4.1. Sending RRs from an RRSet

   A query for a specific (or non-specific) label, class, and type, will
   always return all records in the associated RRSet - whether that be
   one or more RRs, or the response shall be marked as "truncated" if
   the entire RRSet will not fit in the response.

4.2. TTLs of RRs in an RRSet

   Resource Records also have a time to live (TTL).  It is possible for
   the RRs in an RRSet to have different TTLs, however no uses for this
   have been found which cannot be better accomplished in other ways.
   This can, however, cause partial replies (not marked "truncated")
   from a caching server, where the TTLs for some but not all of the RRs
   in the RRSet have expired.

   Consequently the use of differing TTLs in an RRSet is hereby
   deprecated, the TTLs of all RRs in an RRSet must be the same.

   Should a client receive a response containing RRs from an RRSet with
   differing TTLs, it should treat the RRs for all purposes as if all
   TTLs in the RRSet had been set to the value of the lowest TTL in the
   RRSet.








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4.3. Receiving RRSets

   Servers must never merge RRs from a response with RRs in their cache
   to form an RRSet.  If a response contains data which would form an
   RRSet with data in a server's cache the server must either ignore the
   RRs in the response, or use those to replace the existing RRSet in
   the cache, as appropriate.  Consequently the issue of TTLs varying
   between the cache and a response does not cause concern, one will be
   ignored.  That is, one of the data sets is always incorrect if the
   data from an answer differs from the data in the cache.  The
   challenge for the server is to determine which of the data sets is
   correct, assuming that one is, and retain that, while ignoring the
   other.  Note that if a server receives an answer containing an RRSet
   that is identical to that in its cache, with the possible exception
   of the TTL value, it may update the TTL in its cache with the TTL of
   the received answer.  It should do this if the received answer would
   be considered more authoritative (as discussed in the next section)
   than the previously cached answer.

4.3.1. Ranking data

   When considering whether to accept an RRSet in a reply, or retain an
   RRSet already in its cache instead, a server should consider the
   relative likely trustworthiness of the various data.  That is, an
   authoritative answer from a reply should replace cached data that had
   been obtained from additional information in an earlier reply, but
   additional information from a reply will be ignored if the cache
   contains data from an authoritative answer or a zone file.

   The accuracy of data available is assumed from its source.
   Trustworthiness shall be, in order from most to least:

     + Data from a primary zone file, other than glue data,
     + Data from a zone transfer, other than glue,
     + That from the answer section of an authoritative reply,
     + Glue from a primary zone, or glue from a zone transfer,
     + Data from the authority section of an authoritative answer,
     + Data from the answer section of a non-authoritative answer,
     + Additional information from an authoritative answer,
     + Data from the authority section of a non-authoritative answer,
     + Additional information from non-authoritative answers.

   Where authenticated data has been received it shall be considered
   more trustworthy than unauthenticated data of the same type.

   Note that, glue excluded, it is impossible for data from two primary
   zone files, two secondary zones (data from zone transfers) or data
   from a primary and secondary zones to ever conflict.  Wher for the



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   same name exists in such zones, and differs in value, the nameserver
   should select data from a primary zone file in preference to
   secondary, but otherwise may choose any single set of such data.
   Choosing that which appears to come from a source nearer the
   authoritative data source may make sense where that can be
   determined.  Choosing primary data over secondary allows the source
   of incorrect glue data to be discovered more readily, when such data
   does exist.

   "Glue" above includes any record in a zone file that is not properly
   part of that zone, including nameserver records of delegated sub-
   zones (NS records), address records that accompany those NS records
   (A, AAAA, etc), and any other stray data that might appear.

4.4. Sending RRSets (reprise)

   A Resource Record Set should only be included once in any DNS reply.
   It may occur in any of the Answer, Authority, or Additional
   Information sections, as required, however should not be repeated in
   the same, or any other, section, except where explicitly required by
   a specification.  For example, an AXFR response requires the SOA
   record (always an RRSet containing a single RR) be both the first and
   last record of the reply.  Where duplicates are required this way,
   the TTL transmitted in each case must be the same.

5. Naming issues

   It has sometimes been inferred from some sections of the DNS
   specification [RFC1034, RFC1035] that a host, or perhaps an interface
   of a host, is permitted exactly one authoritative, or official, name,
   called the canonical name.  There is no such requirement in the DNS.

5.1. CNAME records

   The DNS CNAME ("canonical name") record exists to provide the
   canonical name associated with an alias name.  There may be only one
   such canonical name for any one alias.  That name must be a name that
   exists elsewhere in the DNS.  The alias name must have no other data
   in the DNS.  That is, for any label in the DNS (any domain name)
   exactly one of the following is true:
     + one CNAME record exists
     + other records exist, possibly many records, none of them being
       CNAME records
     + the name does not exist at all.







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5.1.1. CNAME terminology

   It has been traditional to refer to the label of a CNAME record as "a
   CNAME".  This is unfortunate, as "CNAME" is an abbreviation of
   "canonical name", and the label of a CNAME record is most certainly
   not a canonical name.  It is, however, an entrenched usage, care must
   therefore be taken to be very clear whether the label, or the value
   (the canonical name) of a CNAME resource record is intended.  In this
   document, the label of a CNAME resource record will always be
   referred to as an alias.

5.2. PTR records

   Confusion about canonical names has lead to a belief that a PTR
   record should have exactly one RR in its RRSet.  This is incorrect,
   the relevant section of RFC1034 (section 3.6.2) indicates that the
   value of a PTR record should be a canonical name.  That is, it should
   not be an alias.  There is no implication in that section that only
   one PTR record is permitted for a name, and no such restriction
   should be inferred.

5.3. MX and NS records

   The domain name used as the value of a NS resource record, or part of
   the value of a MX resource record should not be an alias.  Not only
   is the specification quite clear on this point, but using an alias in
   either of these positions neither works as well as might be hoped,
   nor well fulfills the ambition that may have led to this approach.

   Searching for either NS or MX records causes "additional section
   processing" in which address records associated with the value of the
   record sought are appended to the answer.  This helps avoid needless
   extra queries which are easily anticipated when the first was made.

   Additional section processing does not include CNAME records, let
   alone the address records that may be associated with the canonical
   name derived from the alias.  Thus, if an alias is used as the value
   of an NS or MX record, no address will be returned together with the
   NS or MX value.  This can cause extra queries, and extra network
   burden, on every query, that could have been trivially avoided by
   resolving the alias and placing the canonical name directly in the
   affected record just once when it was updated or installed.  In some
   particular hard cases the lack of the additional section address
   records in the results of a NS lookup can actually cause the request
   to fail.






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6. Name syntax

   Occasionally it is assumed that the Domain Name System serves only
   the purpose of mapping Internet host names to data, and mapping
   Internet addresses to host names.  This is not correct, the DNS is a
   general (if somewhat limited) hierarchical database, and can store
   almost any kind of data, for almost any purpose.

   The DNS itself places only one restriction upon the particular labels
   that can be used to identify resource records.  That one restriction
   relates to the length of the label and the full name.  Any one label
   is limited to 63 octets, and a full name is limited to 255 octets
   (including the separators).  That restriction aside, any binary
   string whatever can be used as the label of any resource record, and
   as the value of one of the records that includes a domain name as
   some or all of its value (SOA, NS, MX, PTR, CNAME, SRV, and any
   others that may be added).  Implementations of the DNS protocols must
   not place any restrictions on the labels that can be used.

   Note however, that the various applications that make use of DNS data
   can have restrictions imposed upon what particular data is acceptable
   in their environment.  For example, that any binary label can have an
   MX record does not imply that any binary name can be used as the host
   part of an e-mail address.  Clients of the DNS can impose whatever
   restrictions are appropriate to their circumstances to the values
   they use as keys for DNS lookup requests, and to the values returned
   by the DNS.

   See also [RFC1123] section 6.1.3.5.

7. Security Considerations

   This document does not consider security.

   In particular, nothing in section 3 is any way related to, or useful
   for, any security related purposes.

   Section 4.3.1 is also not related to security.  Security of DNS data
   will be obtained by the Secure DNS [DNSSEC], which is orthogonal to
   this memo.

   It is not believed that anything in this document adds to any
   security issues that may exist with the DNS, nor does it do anything
   to lessen them.







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8. References

   [RFC1034]   Domain Names - Concepts and Facilities,  (STD 13)
               P. Mockapetris, ISI, November 1987.

   [RFC1035]   Domain Names - Implementation and Specification  (STD 13)
               P. Mockapetris, ISI, November 1987

   [RFC1123]   Requirements for Internet hosts - application and support,
               (STD 3) R. Braden, January 1989

   [RFC1700]   Assigned Numbers (STD 2)
               J. Reynolds, J. Postel, October 1994.

   [DNSSEC]    Domain Name System Security Extensions,
               D. E. Eastlake, 3rd, C. W. Kaufman,
               Work in Progress (soon to be an RFC), August 1996.

9. Acknowledgements

   This memo arose from discussions in the DNSIND working group of the
   IETF in 1995 and 1996, the members of that working group are largely
   responsible for the ideas captured herein.

10. Authors' addresses

   Robert Elz
   Computer Science
   University of Melbourne
   Parkville, Victoria, 3052
   Australia.

   EMail: kre@munnari.OZ.AU


   Randy Bush
   RGnet, Inc.
   10361 NE Sasquatch Lane
   Bainbridge Island, Washington,  98110
   United States.

   EMail: randy@psg.com









kre & randy                                                     [Page 8]