EDIINT Working Group                                     Terry Harding
Internet draft                                           Richard Scott
Expires: October 2003

                                                            March 2003

                FTP Transport for Secure Peer-to-Peer
              Business Data Interchange over the Internet

                     draft-ietf-ediint-as3-00.txt


Status of this Memo

  This document is an Internet-Draft and is in full conformance
  with all provisions of Section 10 of RFC2026.

  Internet-Drafts are working documents of the Internet Engineering
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  Copyright Notice
  Copyright (c) The Internet Society (2002). All rights reserved.


Abstract

  This document describes how to exchange structured business data
  securely using FTP transfer for XML, Binary, Electronic Data
  Interchange, (EDI - either the American Standards Committee X12
  or UN/EDIFACT, Electronic Data Interchange for Administration,
  Commerce and Transport) or other data describable in MIME used
  for business to business data interchange. The data is packaged
  using standard MIME content-types. Authentication and privacy are
  obtained by using Cryptographic Message Syntax (S/MIME) security
  body parts. Authenticated acknowledgements make use of multipart/signed
  replies to the original HTTP message.

Feedback Instructions:

NOTE TO RFC EDITOR:  This section should be removed
  by the RFC editor prior to publication.

If you want to provide feedback on this draft, follow these
guidelines:

  -Send feedback via e-mail to the ietf-ediint list for discussion,
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   section in question.

Table of Contents

1.  Introduction
2.  Overview
   2.1  Overall operations
   2.2  Purpose of a security guideline for MIME EDI
   2.3  Definitions
   2.4  Assumptions
     2.4.1  EDI process assumptions
     2.4.2  Flexibility assumptions
3.  Referenced RFCs
   3.1  RFC 959 File Transfer Protocol
   3.2  RFC 1847 MIME Security Multiparts
   3.3  RFC 1892 Multipart/report
   3.4  RFC 1767 EDI Content
   3.5  RFC 2045, 2046, 2049 MIME
   3.6  RFC 2298 Message Disposition Notification
   3.7  RFC 2633, 2630 S/MIME Version 3 Message Specifications
   3.8  RFC 2376 XML Media Types
4.  Structure of an AS2 message
   4.1  Introduction
   4.2  Structure of EDI MIME message
5.  FTP Considerations
   5.1  Sending EDI in FTP Post Requests
   5.2  Unused MIME headers and operations
     5.2.1  Content-Transfer-Encoding not used
     5.2.2  Epilogue must be empty
     5.2.3  Lengthy message bodies
   5.3  Modification of MIME or other headers or parameters used
     5.3.1  Content-Length
     5.3.2  Final Recipient and Original Recipient
     5.3.3  Message-Id and Original-Message-Id
     5.3.4  Host Header
   5.4  FTP Response Status Codes
   5.5  FTP Error Recovery
6.  AS2 Headers
   6.1  AS3 Version Header
   6.2  AS3 System Identifiers
7.  Structure and Processing of an MDN Message
   7.1  Introduction
   7.2  Synchronous and Asynchronous MDNs
   7.3  Requesting a signed receipt
     7.3.1  Signed receipt considerations
   7.4  MDN Format
     7.4.1  AS3-MDN General Formats
     7.4.2  AS3-MDN Construction
     7.4.3  AS3-MDN Fields
     7.4.4  Additional AS3-MDN Programming Notes
   7.5  Disposition Mode, Type, and Modifier
     7.5.1  Disposition Mode Overview
     7.5.2  Successful Processing Status Indications
     7.5.3  Unsuccessful Processed Content
     7.5.4  Unsuccessful Non-Content Processing
     7.5.5  Processing Warnings
     7.5.6  Backwards Compatibility with Disposition Type, Modifier, and
            Extension
   7.6  Receipt Reply Considerations in a FTP Post
8.  Public key certificate handling
9.  Security Considerations
10. Acknowledgements
11. References
12. Authors' Addresses

Appendix
A.  Message Examples
B.  IANA Registration Form

1.   Introduction

  Previous work on Internet EDI focused on specifying MIME content types
  for EDI data [2] and extending this work to support secure EC/EDI
  transport over SMTP [4].  This document expands on RFC 1767 to specify
  a comprehensive set of data security features, specifically data
  privacy, data integrity, authenticity, non-repudiation of origin and
  non-repudiation of receipt over FTP.  This document also recognizes
  contemporary RFCs and is attempting to "re-invent" as little as
  possible. While this document focuses on EDI data, any other data type
  describable in a MIME format are also supported.

  Internet MIME based EDI can be accomplished by using and complying
  with the following RFC's :

         -RFC 959  File Transfer Protocol
         -RFC 1767 EDI Content Type
         -RFC 2376 XML Media Types
         -RFC 1847 Security Multiparts for MIME
         -RFC 1892 Multipart/Report
         -RFC 2045 to 2049 MIME RFC's
         -RFC 2298 Message Disposition Notification
         -RFC 2630, 2633 S/MIME v3 Specification

  Our intent here is to define clearly and precisely how these are used
  together, and what is required by user agents to be compliant with this
  document.

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL   NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and  "OPTIONAL" in this
  document are to be interpreted as described in RFC 2119.

2.0  Overview

2.1  Overall Operations

   A FTP upload operation is used to send appropriately packaged EDI,
   XML, or other business data. The receiving application will poll
   the ftp server for inbound messages, unpackage and handle the message
   data and to generate a reply for the originator that contains a
   message disposition acknowledgement within a multipart/report that is
   signed or unsigned. This request/reply transactional interchange
   provides secure, reliable, and authenticated transport for EDI or
   other business data using FTP. The security protocols and structures
   used also support auditable records of these transmissions,
   acknowledgements, and authentication.

2.2  Purpose of a security guideline for MIME EDI

   The purpose of these specifications is to ensure interoperability
   between B2B Electronic Commerce user agents, invoking some or all of
   the commonly expected security features. This document is also NOT
   limited to strict EDI use, but applies to any electronic commerce
   application where business data needs to be exchanged over the
   Internet in a secure manner.

2.3   Definitions

2.3.1.  Terms

  EDI                    Electronic Data Interchange

  EC                     Business to Business Electronic Commerce

  B2B                    Business to Business

  Receipt                The functional message that is sent from a
                         receiver to a sender to acknowledge receipt of
                         an EDI/EC interchange.

  Signed Receipt         A receipt with a digital signature.

  Asynchronous Receipt   A receipt returned to the sender on a
                         different communication session than the
                         sender's original message session.

  Message Disposition    The Internet messaging format used to convey a
  Notification (MDN)     receipt. This term is used interchangeably with
                         receipt. A MDN is a receipt.

  Non-repudiation of     NRR is a "legal event" that occurs when the
  receipt (NRR)          original sender of an EDI/EC interchange has
                         verified the signed receipt coming back from the
                         receiver. NRR IS NOT a functional or a technical
                         message.

  S/MIME                 A format and protocol for adding Cryptographic
                         signature and/or encryption services to Internet
                         MIME messages.

  SHA-1                  A secure, one-way hash algorithm used in
                         conjunction with digital signature. This is the
                         recommend algorithm for AS3.

  MD5                    A secure, one-way hash algorithm used in
                         conjunction with digital signature. This
                         algorithm is accepted in AS3 but not recommended
                         due to its short key length

  MIC                    The message integrity check (MIC), also called
                         the message digest, is the digest output of the
                         hash algorithm used by the digital signature.
                         The digital signature is computed over the
                         MIC.

  User Agent (UA)        The application that handles and processes the
                         AS3 request.

2.3.2  The secure transmission loop

   This document's focus is on the formats and protocols for exchanging
   EDI/EC content that has had security applied to it using the
   Internet's FTP environment.

   The "secure transmission loop" for EDI/EC involves one organization
   sending a signed and encrypted  EDI/EC interchange to another
   organization, requesting a signed receipt, followed later by the
   receiving organization sending this signed receipt back to the sending
   organization.

   In other words, the following transpires:

     - The organization sending EDI/EC data signs and encrypts the data
       using S/MIME. In addition, the message will request a signed
       receipt to be returned to the sender of the message.

     - The receiving organization decrypts the message and verifies the
       signature, resulting in verified integrity of the data and
       authenticity of the sender.

     - The receiving organization then returns a signed receipt, as
       requested to the sending organization in the form of a message
       disposition notification. This signed receipt will contain the
       hash of the signature from the received message, indicating to
       the sender that the received message was verified and/or decrypted
       properly.

   The above describes functionality which, if implemented, will
   satisfy all security requirements and implement non-repudiation of
   receipt for the exchange. This specification, however, leaves full
   flexibility for users to decide the degree to which they want to
   deploy those security features with their trading partners.

2.3.3  Definition of receipts

   The term used for both the functional activity and the message for
   acknowledging delivery of an EDI/EC interchange is receipt or
   signed receipt.  The term receipt is used if the acknowledgment is for
   an interchange resulting in a receipt which is NOT signed. The term
   signed receipt is used if the acknowledgment is for an interchange
   resulting in a receipt which IS signed. A term often used in
   combination with receipts is non-repudiation of receipt.
   NRR refers to a legal event which occurs only when the original
   sender of an interchange has verified the signed receipt coming back
   from the recipient of the message. Note that NRR is not possible
   without signatures.

   For information on how to format and process receipts in AS3, refer to
   section 7.

2.4  Assumptions

2.4.1 EDI/EC process assumptions

   - Encrypted object is an EDI/EC Interchange

     This specification assumes that a typical EDI/EC interchange is the
     lowest level object that will be subject to security services.

     Specifically, in EDI ANSI X12, this means anything between, and
     including segments ISA and IEA.  In EDIFACT, this means anything
     between, and including, segments UNA/UNB and UNZ. In other words,
     the EDI/EC interchanges including envelope segments remain intact
     and unreadable during secure transport.

   - EDI envelope headers are encrypted

     Congruent with the above statement, EDI envelope headers are
     NOT visible in the MIME package. In order to optimize routing
     from existing commercial EDI networks (called Value Added Networks
     or VANs) to the Internet, work may need to be done in the future to
     define ways to pull out some of the envelope information to make
     them visible; however, this specification does not go into any
     detail on this.

   - X12.58 and UN/EDIFACT security considerations

     The most common EDI standards bodies, ANSI X12 and EDIFACT, have
     defined internal provisions for security.  X12.58 is the security
     mechanism for ANSI X12 and AUTACK provides security for EDIFACT.
     This specification DOES NOT dictate use or non-use of these security
     standards. They are both fully compatible, though possibly
     redundant, with this specification.

2.4.2  Flexibility assumptions

   - Encrypted or un-encrypted data

     This specification allows for EDI/EC message exchange where the
     EDI/EC data can either be un-protected or protected by means of
     encryption.

   - Signed or unsigned data

     This specification allows for EDI/EC message exchange with or
     without digital signature of the original EDI transmission.

   - Use of receipt or not

     This specification allows for EDI/EC message transmission with or
     without a request for receipt notification.  If a signed receipt
     notification is requested  however, a MIC value is REQUIRED as
     part of the returned receipt, unless an error condition occurs in
     which a MIC value cannot be returned. In error cases, an unsigned
     receipt or MDN SHOULD be returned with the correct "disposition
     modifier" error value.

   - Security Formatting

     This specification relies on the guidelines set forth in
     RFC 2633/2630 [8] "S/MIME Version 3 Message Specification;
     Cryptographic Message Syntax". S/MIME as defined in this
     Applicability statement.

   - Hash function, message digest choices

     When a signature is used, it is RECOMMENDED that the SHA1 hash
     algorithm be used for all outgoing messages, and that both MD5
     and SHA1 be supported for incoming messages.

   - Permutation Summary

     In summary, the following twelve security permutations are possible
     in any given trading relationship:

     1.  Sender sends un-encrypted data, does NOT request a receipt.

     2.  Sender sends un-encrypted data, requests an unsigned receipt.
         The receiver sends back the unsigned receipt.

     3.  Sender sends un-encrypted data, requests a signed receipt. The
         receiver sends back the signed receipt.

     4.  Sender sends encrypted data, does NOT request a receipt.

     5.  Sender sends encrypted data, requests an unsigned receipt. The
         receiver sends back the unsigned receipt.

     6.  Sender sends encrypted data, requests a signed. The receiver
         sends back the signed receipt.

     7.  Sender sends signed data, does NOT request a receipt.

     8.  Sender sends signed data, requests an unsigned receipt. Receiver
         sends back the unsigned receipt.

     9.  Sender sends signed data, requests a signed receipt. Receiver
         sends back the signed receipt.

     10. Sender sends encrypted and signed data, does NOT request a
         receipt.

     11. Sender sends encrypted and signed data, requests an unsigned
         receipt. Receiver sends back the unsigned receipt.

     12. Sender sends encrypted and signed data, requests a signed
         receipt. Receiver sends back the signed receipt.

   NOTE: Users can choose any of the twelve possibilities, but only the
         last example (12), when a signed receipt is requested, offers
         the whole suite of security features described in the "Secure
         transmission loop" above.

3.   Referenced RFC's and their contribution

3.1  RFC 959 File Transfer Protocol [3]

   This document specifies how data is transferred using FTP.

3.2  RFC 1847 MIME Security Multiparts [6]

   This document defines security multipart for MIME:
   multipart/encrypted and multipart/signed.

3.3  RFC 1892 Multipart/report [9]

   This RFC defines the use of the multipart/report content type,
   something that the MDN RFC 2298 builds upon.

3.4  RFC 1767 EDI Content [2]

   This RFC defines the use of content type "application" for ANSI X12
   (application/EDI-X12), EDIFACT (application/EDIFACT) and mutually
   defined EDI (application/EDI-Consent).

3.5  RFC 2045, 2046, and 2049 MIME [1]

   These are the basic MIME standards, upon which all MIME related
   RFCs build, including this one. Key contributions include definition
   of "content type", "sub-type" and "multipart", as well as encoding
   guidelines, which establishes 7-bit US-ASCII as the canonical
   character set to be used in Internet messaging.

3.6  RFC 2298 Message Disposition Notification [5]

   This Internet RFC defines how a MDN is requested, and the format and
   syntax of the MDN. The MDN is the basis upon which receipts and
   signed receipts are defined in this specification.

3.7  RFC 2633 and 2630 S/MIME Version 3 Message Specifications [8]

   This specification describes how MIME shall carry Cryptographic
   Message Syntax (CMS) Objects.

3.8  RFC 2376 XML Media Types [12]

   This RFC defines the use of content type "application" for XML
   (application/xml).

4.  Structure of an AS3 message

4.1 Introduction

   The basic structure of AS3 messages consists of MIME format inside an
   SMTP message with a few additional specific AS3 headers. The
   structures below are described hierarchically in terms of which RFC's
   are applied to form the specific structure.  For details of how to
   code in compliance with all RFC's involved, turn directly to the RFC's
   referenced.  Any difference between AS3 implementations and RFCs are
   mentioned specifically in the sections below.

4.2   Structure of an Internet EDI MIME message

   No encryption, no signature

     -RFC822/2045
       -RFC1767/RFC2376 (application/EDIxxxx or /xml)

   No encryption, signature

     -RFC822/2045
       -RFC1847 (multipart/signed)
         -RFC1767/RFC2376 (application/EDIxxxx or /xml)
         -RFC2633 (application/pkcs7-signature)

   Encryption, no signature

     -RFC822/2045
       -RFC2633 (application/pkcs7-mime)
         -RFC1767/RFC2376  (application/EDIxxxx or /xml)(encrypted)

   Encryption, signature

     -RFC822/2045
       -RFC2633 (application/pkcs7-mime)
         -RFC1847 (multipart/signed)(encrypted)
           -RFC1767/RFC2376  (application/EDIxxxx or /xml)(encrypted)
           -RFC2633 (application/pkcs7-signature)(encrypted)

   MDN, no signature

     -RFC822/2045
       -RFC2298 (message/disposition-notification)

   MDN, signature

     -RFC822/2045
       -RFC1847 (multipart/signed)
         -RFC2298 (message/disposition-notification)
         -RFC2633 (application/pkcs7-signature)

   While all MIME content types SHOULD be supported.
   The following MIME content types MUST be supported:

     Content-type: multipart/signed
     Content-Type: multipart/report
     Content-type: message/disposition-notification
     Content-Type: application/PKCS7-signature
     Content-Type: application/PKCS7-mime
     Content-Type: application/EDI-X12
     Content-Type: application/EDIFACT
     Content-Type: application/edi-consent
     Content-Type: application/XML

5.  FTP Considerations

5.1 FTP Security Requirements

    FTP has long been viewed as an insecure protocol primarily because of its
    use of clear text authentication [FTP].  This is addressed by RFC 2228, and
    the use of one of the security mechanisms described therein is strongly
    encouraged.  Specifically, conforming implementations of AS3 SHALL employ
    FTP client/servers that support the AUTH command described within [SFTP].
    While any authentication mechanism based upon [SFTP] MAY be utilized, AUTH
    TLS (as described in [MURRAY]) MUST be supported.

5.2 MIME Considerations for FTP

5.2.1 Required/Optional Headers

    An AS3 message MUST contain the following outer headers:

       To
         From
         Date
         Message-ID
         Content-Type

    An AS3 message OPTIONALLY MAY contain the following outer headers:

       Subject
         Content-Length
         AS3-Version (assumed to be 1.0 if not present)

       An AS3 message requesting a receipt MUST contain a
       Disposition-Notification-To header and MAY contain a
       Disposition-Notification-Options header (if the receipt is to be signed.)

         Additional headers SHOULD NOT be used.

5.2.2 Content-Transfer-Encoding not used in FTP transport

   FTP defines several data structures and character encodings via the
   STRU[cture] and TYPE commands.  AS3 requires the file-structure (default)
   and the binary type.  The Content-Transfer-Encoding header SHOULD NOT be
   used; if the header is present, it MUST have a value of binary or 8-bit,
   and the absence of this header MUST NOT result in transaction failure.
   Content transfer encoding of MIME parts within the AS3 message are
   similarly constrained.

5.2.3 Epilogue must be empty

    A MIME message containing an epilogue [MIME] SHALL NOT be used.

5.3 Large file transfers

   Large files are handled correctly by the TCP layer.  However, there is a
   mechanism for compressing data described in [EDIINT-COMPRESSION] which
   efficiently reduces transmission requirements for many data types
   (including both XML and traditional EDI data.)

5.3.1  Final and Original Recipient

   The final and original recipient values SHOULD be the same value.
   These values MUST NOT be aliases or mailing lists.

5.3.2  Message-Id and Original-Message-Id

   Message-Id and Original-Message-Id is formatted as defined in
   RFC2822: "<" id-left "@" id-right ">" (RFC2822 3.6.4)
   Message-Id length is a maximum of 998 characters.  For maximum
   backward compatibility, Message-Id length SHOULD be 255 characters
   or less. Message-Id SHOULD be globally unique, id-right should be
   something unique to the sending host environment (e.g. a host
   name).When sending a message, always include the angle brackets.
   Angle brackets are not part of the Message-Id value.  For maximum
   backward compatibility, when receiving a message, do not check for
   angle brackets. When creating the Original-Message-Id header in an
   MDN, always use the exact syntax as received on the original message
   - don't strip or add angle brackets.

5.4  FTP Error Recovery

   to be completed

6.  Additional AS3 Specific FTP Headers

   The following headers are to be included in all AS3 messages and all
   AS3 MDNs.

6.1 AS3 Version Header

   To promote backward compatibility with future AS3 implementations.

   AS3-Version: 1.0
       - is used in all implementations implementing this specification.

6.2  AS3 System Identifiers

   To aid the receiving system in identifying the sending system,
   AS3-From and AS3-To headers are used.

       AS3-From: < AS3-name >
       AS3-To: < AS3-name >

   These AS3 headers contain textual values, as described below,
   identifying the sender/receiver of a data exchange. Their values may
   be company specific, such as DUNS number, or it may be simply an
   identification string agreed upon between the trading partners.

       AS3-text = "!" /           ; printable ASCII characters
                  %d35-91 /       ; except double-quote (%d34)
                  %d93-126        ; or backslash (%d92)

       AS3-qtext = AS3-text / SP  ; allow space only in quoted text

       AS3-quoted-pair = "\" DQUOTE /  ; \" or
                         "\" "\"       ; \\

       AS3-quoted-name = DQUOTE 1*128( AS3-qtext /
                         AS3-quoted-pair) DQUOTE

       AS3-atomic-name = 1*128AS2-text

       AS3-name = AS3-atomic-name / AS3-quoted-name

   The AS3-From header value and the AS3-To header value MUST each be an
   AS3-name, MUST each be comprised of 1 to 128 printable ASCII
   characters and MUST NOT be folded. The value in each of these headers
   is case-sensitive. The string definitions given above are in ABNF
   format.

   The AS3-quoted-name SHOULD be used only if the AS3-name does not
   conform to AS3-atomic-name.

   The AS3-To and AS3-From header fields MUST be present in all AS3
   messages and AS3 MDN's.

   The sending system may choose to limit the possible AS3-To/AS3-From
   textual values but must not exceed them. The receiving system must
   make no restrictions on the textual values and should handle all
   possible implementations.

   If either the AS3-From or the AS3-To or the combination of both header
   values is determined to be invalid or unknown by the receiving system,
   the receiving system MAY respond with an unsigned MDN with an
   explanation of the error, if the sending system requested an MDN, but
   is not restricted to this option.

7.  Structure and Processing of an MDN Message

7.1  Introduction

   In order to support non-repudiation of receipt, a signed receipt,
   based on digitally signing a message disposition notification, is to
   be implemented by a receiving trading partner's UA. The message
   disposition notification, specified by RFC 2298 is digitally signed by
   a receiving trading partner as part of a multipart/signed MIME
   message.

   The following support for signed receipts is REQUIRED:

   1) The ability to create a multipart/report;
      where the report-type = disposition-notification.

   2) The ability to calculate a message integrity check (MIC) on the
      received message. The calculated MIC value will be returned to the
      sender of the message inside the signed receipt.

   3) The ability to create a multipart/signed content with the message
      disposition notification as the first body part, and the signature
      as the second body part.

   4) The ability to return the signed receipt to the sending trading
      partner.

   The signed receipt is used to notify a sending trading partner that
   requested the signed receipt that:

   1) The receiving trading partner acknowledges receipt of the sent EC
      Interchange.

   2) If the sent message was signed, then the receiving trading partner
      has authenticated the sender of the EC Interchange.

   3) If the sent message was signed, then the receiving trading partner
      has verified the integrity of the sent EC Interchange.

   Regardless of whether the EDI/EC Interchange was sent in S/MIME format
   or not, the receiving trading partner's UA MUST provide the following
   basic processing:

   1) If the sent EDI/EC Interchange is encrypted, then the encrypted
      symmetric key and initialization vector (if applicable) is
      decrypted using the receiver's private key.

   2) The decrypted symmetric encryption key is then used to decrypt the
      EDI/EC Interchange.

   3) The receiving trading partner authenticates signatures in a message
      using the sender's public key.

      The authentication algorithm performs the following:

a) The message integrity check (MIC or Message Digest), is decrypted
   using the sender's public key.

      b) A MIC on the signed contents (the MIME header and encoded EDI
         object, as per RFC 1767) in the message received is calculated
         using the same one-way hash function that the sending trading
         partner used.

      c) The MIC extracted from the message that was sent, and the MIC
         calculated using the same one-way hash function that the sending
         trading partner used is compared for equality.

   4) The receiving trading partner formats the MDN and sets the
      calculated MIC into the "Received-content-MIC" extension field.

   5) The receiving trading partner creates a multipart/signed MIME
      message according to RFC 1847.

   6) The MDN is the first part of the multipart/signed message, and the
      digital signature is created over this MDN, including its MIME
      headers.

   7) The second part of the multipart/signed message contains the
      digital signature. The "protocol" option specified in the second part of
      the multipart/signed is as follows: S/MIME:
      protocol = "application/pkcs-7-signature"

   8) The signature information is formatted according to S/MIME
      specifications. The EC Interchange and the RFC 1767 MIME EDI
      content header can actually be part of a multi-part MIME
      content-type.  When the EDI Interchange is part of a multi-part
      MIME content-type, the MIC MUST be calculated across the entire
      multi-part content, including the MIME headers.

   The signed MDN, when received by the sender of the EDI Interchange can
   be used by the sender:

   1) As an acknowledgment that the EDI Interchange sent, was delivered
      and acknowledged by the receiving trading partner. The receiver
      does this by returning the original-message-id of the sent message
      in the MDN portion of the signed receipt.

   2) As an acknowledgment that the integrity of the EDI Interchange was
      verified by the receiving trading partner.  The receiver does this
      by returning the calculated MIC of the received EC Interchange
      (and 1767 MIME headers) in the "Received-content-MIC" field of the
      signed MDN.

   3) As an acknowledgment that the receiving trading partner has
      authenticated the sender of the EDI Interchange.

   4) As a non-repudiation of receipt when the signed MDN is successfully
      verified by the sender with the receiving trading partner's public
      key and the returned MIC value inside the MDN is the same as the
      digest of the original message.

7.2  Asynchronous MDNs

   The asynchronous AS3-MDNs are returned on a separate FTP TCP/IP
   connection and are a response to an AS3 message.

   The following diagram illustrates the asynchronous delivery of an
   AS3-MDN delivery:

          Asynchronous AS3-MDN
         [S] ----( connect )----> [R]   [FTP Server]
         [S] ----( send )-------> [R]   [AS3-Message]
         [S] ----( disconnect )-> [R]   [FTP Server]

         [S] <---( connect )----- [R]   [FTP Server]
         [S] <---( send )-------- [R]   [AS3-MDN]]
         [S] <---( disconnect )-- [R]   [FTP Server]


7.3 Requesting a signed receipt

   Message Disposition Notifications are requested as per RFC 2298.  A
   request that the receiving user agent issue a message disposition
   notification is made by placing the following header into the message
   to be sent:

   MDN-request-header = "Disposition-notification-to" ":" ftp-url

   This syntax is a residual of the use of MDN's in a SMTP transfer. Since
   this specification is adjusting the functionality from SMTP to FTP and
   retaining as much as possible from the [4] functionality, the
   ftp-url must be present.

   The ftp-url field is specified as an RFC 1738
   <URL:ftp://host.com:port/url-path>, and while it MUST be present,
   it may be ignored if the ftp-url points to an unknown location. If the
   ftp-url points to an unknown location it is RECOMMENDED that the mdn is
   returned back to a known ftp-url for the sender of the received message.

   For requesting MDN based receipts, the originator supplies the syntax of
   extension headers that precede the message body.

   The header "tags" are as follows:

   A Disposition-notification-to header is added to indicate that a message
   disposition notification is requested. This header is specified in [5].

   A Message-ID header is added to support message reconciliation, so that
   an Original-Message-Id value can be returned in the body part of MDN.

   Other headers, especially "Date", SHOULD be supplied; the
   values of these headers are often mentioned in the human-readable section
   of a MDN to aid in identifying the original message.

   Disposition-notification-options identifies characteristics of message

   Disposition notification in accordance with  [5].

       EXAMPLE:
          Disposition-notification-to:        // Requests the MDN
            ftp://host:port/inbox             // Location to return MDN
          Disposition-notification-options:   // The signing options for MDN
            signed-receipt-protocol=optional, pkcs7-signature;
            signed-receipt-micalg=optional, sha1, md5

   Disposition-notification-options syntax:

   Disposition-notification-options =
          "Disposition-Notification-Options" ":"
           disposition-notification-parameters

   where

   disposition-notification-parameters =
               parameter *(";" parameter)

   where

   parameter = attribute "=" importance ", " 1#value"

   where

   importance = "required" | "optional"

   So the Disposition-notification-options string could be:

   signed-receipt-protocol=optional, <protocol symbol>;
   signed-receipt-micalg=optional, <micalg1>, <micalg2>,...;

   The currently supported value for <protocol symbol> is "pkcs7-signature"
   for the S/MIME detached signature format.

   The currently supported values for MIC algorithm <micalg> values are:
                Algorithm   Value
                Used
                --------   -------
                MD5         md5
                SHA-1       sha1

   Receiving agents SHOULD be able to recover gracefully from a <micalg>
   parameter value that they do not recognize.


   The semantics of the "signed-receipt-protocol" parameter is as follows:

   1) The "signed-receipt-protocol" parameter is used to request a signed
      receipt from the recipient trading partner. The "signed-receipt-protocol"
      parameter also specifies the format in which the signed receipt should be
      returned to the requester.

      The "signed-receipt-micalg" parameter is a list of MIC algorithms
      preferred by the requester for use in signing the returned receipt.

      The list of MIC algorithms should be honored by the recipient from
      left to right. Both the "signed-receipt-protocol" and the
      "signed-receipt-micalg" option parameters are REQUIRED when
      requesting a signed receipt.

   2) The "importance" attribute of "Optional" is defined in the RFC 2298
      section 2.2 and has the following meaning:

      Parameters with an importance of "Optional" permit a UA that does not
      understand the particular options parameter to still generate a MDN
      in response to a request for a MDN. A UA that does not understand the
      "signed-receipt-protocol" parameter,  or the "signed-receipt-micalg"
      will obviously not return a signed receipt.

      The importance of "Optional" is used for the signed receipt
      parameters because it is RECOMMENDED that an MDN be returned to the
      requesting trading partner even if the recipient could not sign it.

      The returned MDN will contain information on the disposition of the
      message as well as why the MDN could  not be signed. See the
      Disposition field in section 7.5 for more information.

   Within an EDI trading relationship, if a signed receipt is expected
   and is not returned, then the validity of the transaction is up to
   the trading partners to resolve. In general, if a signed receipt is
   required in the trading relationship and is not received, the
   transaction will likely not be considered valid.

7.3.1 Signed Receipt Considerations

   The method used to request a receipt or a signed receipt is defined in
   RFC 2298, "An Extensible Message Format for Message Disposition
   Notifications".

   The "rule" is:

1) When a receipt is requested, explicitly specifying that the receipt be
   signed, then the receipt MUST be returned with a signature.

2) When a receipt is requested, explicitly specifying that the receipt be
   signed, but the recipient cannot support either the requested protocol
   format, or requested MIC algorithms, then either a signed or unsigned
   receipt SHOULD be returned.

3) When a signature is not explicitly requested, or if the signed receipt
   request parameter is not recognized by the UA, then no receipt, an
   unsigned receipt, or a signed receipt MAY  be returned by the
   recipient.

   NOTE: For Internet EDI, it is RECOMMENDED that when a signature is not
         explicitly requested, or if parameters are not recognized, that the
         UA send back at a minimum, an unsigned receipt.  If a signed receipt
         however was always returned as a policy, whether requested or not,
         then any false unsigned receipts can be repudiated. When a request
         for a signed receipt is made, but there is an error in processing
         the contents of the message, a signed receipt MUST still be
         returned. The request for a signed receipt SHALL still be honored,
         though the transaction itself may not be valid.  The reason for why
         the contents could not be processed MUST be set in the
         "disposition-field". When a request for a signed receipt is made,
         the "Received-content-MIC" MUST always be returned to the requester.

   The "Received-content-MIC" MUST be calculated as follows:

   - For any signed messages, the MIC to be returned is calculated on
     the RFC1767 MIME header and content. Canonicalization as specified
     in RFC 1848 MUST be performed before the MIC is calculated, since
     the sender requesting the signed receipt was also REQUIRED to
     canonicalize.

   - For encrypted, unsigned messages, the MIC to be returned is
     calculated on the decrypted RFC 1767 MIME header and content. The
     content after decryption MUST be canonicalized before the MIC is
     calculated.

   - For unsigned, unencrypted messages, the MIC MUST be calculated
     over the message contents prior to Content-Tranfer-Encoding and
     without the MIME or any other RFC 822 headers, since these are
     sometimes altered or reordered by MTAs.

7.4  MDN Format and value

     This section defines the format of the AS3 Message Disposition
     Notification (AS3-MDN).

7.4.1  AS3-MDN General Formats

     The AS3-MDN follows the MDN specification [5] except where noted in
     this section. The modified entity definitions in this document use
     the vertical-bar character, '|', to denote a logical "OR"
     construction. Refer to RFC 2045 for format of MIME-message-headers.

     The format of the AS3-MDN is

          AS3-MDN = *(( MIME-message-headers | entity-headers )CRLF)
                CRLF
                AS3-MDN-body

          AS3-MDN-body =
                AS3-signed-MDN-body | AS3-unsigned-MDN-body

7.4.2  AS3-MDN Construction

     The AS3-MDN-body is formatted as a MIME multipart/report with a
     report-type of "disposition-notification".

     When unsigned, the transfer-layer ( "outermost" ) entity-headers of
     the AS3-MDN contain the content-type header that specifies a
     content-type of "multipart/report" and parameters indicating the
     report-type, and the value of the outermost multipart boundary.

     When the AS3-MDN is signed, the transfer-layer ( "outermost" )
     entity-headers of the AS3-MDN contain a content-type header that
     specifies a content-type of "multipart/signed" and parameters
     indicating the algorithm used to compute the message digest, the
     signature formatting protocol ( e.g. pkcs7-signature ), and the
     value of the outermost multipart boundary. The first part of the
     MIME multipart/signed message is an embedded MIME multipart/report
     of type "disposition-notification". The second part of the
     multipart/signed message contains a MIME application/pkcs7-signature
     message.

     The first part of the MIME multipart/report is a "human-readable"
     portion that contains a general description of the message
     disposition. The second part of the MIME multipart/report is a
     "machine-readable" portion that is defined as

     AS3-disposition-notification-content =
               [ reporting-ua-field CRLF ]
               [ mdn-gateway-field CRLF ]
               final-recipient-field CRLF
               [ original-message-id-field CRLF ]
               AS3-disposition-field CRLF
               *( failure-field CRLF )
               *( error-field CRLF )
               *( warning-field CRLF )
               *( extension-field CRLF )
               [ AS3-received-content-MIC-field CRLF ]

7.4.3  AS3-MDN Fields

     The rules for constructing the AS3-disposition-notification-content
     are identical to the rules for constructing the
     disposition-notification-content as defined in section 7 of RFC
     2298 [5] except that the RFC 2298 disposition-field has
     been replaced with the AS3-disposition-field and that the
     AS3-received-content-MIC field has been added. The differences
     between the RFC 2298 disposition-field and the
     AS3-disposition-field are described below. Where
     there are differences between this document and RFC 2298, those
     entity names have been changed by prepending "AS3-". Entities below
     that do not differ from RFC 2298 are not necessarily further
     defined in this document.

     Refer to RFC 2298 for AS3-MDN entities that are not further defined
     in this document.

     AS3-disposition-field = "Disposition" ":" disposition-mode ";"
                    AS3-disposition-type [ '/' AS3-disposition-modifier ]

     disposition-mode = action-mode "/" sending-mode

     action-mode = "manual-action" | "automatic-action"

     sending-mode = "MDN-sent-manually" | "MDN-sent-automatically"

     AS3-disposition-type = "processed" | "failed"

     AS3-disposition-modifier = ( "error" | "warning" ) |
                                AS3-disposition-modifier-extension

     AS3-disposition-modifier-extension =
                "error: authentication-failed" |
                "error: decompression-failed" |
                "error: decryption-failed" |
                "error: insufficient-message-security" |
                "error: integrity-check-failed" |
                "error: unexpected-processing-error" |
                "warning: " AS3-MDN-warning-description |
                "failure: " AS3-MDN-failure-description

     AS3-MDN-warning-description = *( TEXT )

     AS3-MDN-failure-description = *( TEXT )

     AS3-received-content-MIC-field =
                 "Received-content-MIC" ":" encoded-message-digest
                 "," digest-alg-id CRLF

     encoded-message-digest =
                1*( 'A'-Z' | 'a'-'z' | '0'-'9' | '/' | '+' | '=' )
                ( i.e. base64( message-digest ) )

     digest-alg-id = "sha1" | "md5"

     "Insufficient-message-security" and "decompression-failed" are
     newer error codes to this specification, are not mentioned in the
     AS1 RFC. The "Received-content-MIC" extension field is set when
     the integrity of the received message is verified. The MIC is the
     base64-encoded message-digest computed over the received message
     with a hash function.  This field is required for signed receipts
     but optional for unsigned receipts. For details defining the
     specific content over which the message-digest is to be computed,
     see Section 7.3.1 of this document.

     The algorithm used to calculate the message-digest MUST be the
     same as the "micalg" value used by the sender in the
     multipart/signed message. When no signature is received, or the
     micalg parameter is not provided then the SHA-1 algorithm SHOULD
     be used to calculate the MIC. This field is set only when the
     contents of the message are processed successfully. This field is
     used in conjunction with the recipient's signature on the MDN in
     order for the sender to verify non-repudiation of receipt.

     AS3-MDN field names ( e.g. "Disposition:", "Final-Recipient:")
     are case-insensitive ( cf. RFC 2298, 3.1.1 ).

     AS3-MDN action-modes, sending-modes, AS2-disposition-types, and
     AS3-disposition-modifier values that are defined above, and
     user-supplied *( TEXT ) values are also case-insensitive. AS3
     implementations MUST NOT make assumptions regarding the values
     supplied for AS3-MDN-warning-description,
     AS3-MDN-failure-description nor for the values of any (optional)
     error, warning, or failure fields.

7.4.4  Additional AS3-MDN Programming Notes

     1. Unlike SMTP, for FTP transactions, Original-Recipient and
        Final Recipient should not be different. The value in
        Original-Message-ID MUST match the original Message-ID
        header value.

     2. Refer to RFC 1892 and RFC 2298 for the formatting of the
        content-type entity-headers for the MDN.

     3. Use an action-mode of "automatic-action" when the disposition
        described by the disposition type was a result of an automatic
        action, rather than an explicit instruction by the user for this
        message.

     4. Use an action-mode of "manual-action" when the disposition
        described by the disposition type was a result of an explicit
        instruction by the user rather than some sort of automatically
        performed action.

     5. Use a sending-mode of "MDN-sent-automatically" when the MDN is
        sent because the UA had previously been configured to do so.

     6. Use a sending-mode of "MDN-sent-manually" when the user
        explicitly gave permission for this particular MDN to be sent.

     7. The sending-mode "MDN-sent-manually" is ONLY meaningful with
        "manual-action", not with "automatic-action".

     8. The "failed" disposition type MAY NOT be used for the
        situation in which there is some problem in processing the
        message other than interpreting the request for an MDN.
        The "processed" or other disposition type with appropriate
        disposition modifiers is to be used in such situations.

7.5   Disposition Mode, Type, and Modifier

7.5.1  Disposition Mode Overview

     This section will provide a brief overview of how processed,
     error, failure, and warnings are used.

7.5.2 Successful Processing status indication

     When the request for a receipt or signed receipt, and the received
     message contents are successfully processed by the receiving EDI
     UA, a receipt or MDN SHOULD be returned with the
     "disposition-type" set to 'processed'. When the MDN is sent
     automatically by the EDI UA, and there is no explicit
     way for a user to control the sending of the MDN, then the first
     part of the "disposition-mode" should be set to "automatic-action".

     When the MDN is being sent under user configurable control, then
     the first part of the "disposition-mode" should be set to
     "manual-action". Since a request for a signed receipt should always
     be honored, the user MUST not be allowed to configure the UA to not
     send a signed receipt when the sender requests one.

     The second part of the "disposition-mode" is set to
     "MDN-sent-manually" if the user gave explicit permission for the
     MDN to be sent. Again, the user MUST not be allowed to explicitly
     refuse to send a signed receipt when the sender requests one. The
     second part of the "disposition-mode" is set to
     "MDN-sent-automatically" whenever the EDI UA sends the MDN
     automatically, regardless of whether the sending was under a
     user's, administrator's, or under software control.

     Since EDI content is generally handled automatically by the EDI UA,
     a request for a receipt or signed receipt will generally return the
     following in the "disposition-field":

     Disposition: automatic-action/MDN-sent-automatically; processed

     Note this specification does not restrict the use of the
     "disposition-mode" to just automatic actions. Manual actions are
     valid as long as it is kept in mind that a request for a signed
     receipt MUST be honored.

7.5.3  Unsuccessful processed Content

     The request for a signed receipt requires the use of two
     "disposition-notification-options", which specify the protocol
     format of the returned signed receipt, and the MIC algorithm used
     to calculate the MIC over the message contents. The
     "disposition-field" values that should be used in the case where
     the message content is being rejected or ignored, for instance if
     the EDI UA determines that a signed receipt cannot be returned
     because it does not support the requested protocol format, so the
     EDI UA chooses not to process the message contents itself, should
     be specified in the MDN "disposition-field" as follows:

     Disposition: "disposition-mode"; failed/Failure: unsupported Format

     The "failed" AS3-disposition-type should be used when a failure
     occurs that prevents the proper generation of an MDN.

     For example, this disposition-type would apply if the sender of the
     message requested the application of an unsupported
     message-integrity-check (MIC) algorithm.

     The "failure:" AS3-disposition-modifier-extension should be used
     with an implementation-defined description of the failure.

     Further information about the failure may be contained in a
     failure-field. The syntax of the "failed" "disposition-type" is
     general, allowing the sending of any textual information along with
     the "failed"  "disposition-type". Implementations WILL support any
     printable textual characters after the Failure disposition-type.

     For use in Internet EDI, the following "failed" values are
     pre-defined and MUST be supported:

          "Failure: unsupported format"
          "Failure: unsupported MIC-algorithms"

7.5.4  Unsuccessful Non-Content Processing

     When errors occur processing the received message other than
     content, the "disposition-field" should be set to the "processed"
     "disposition-type" value and the "error" "disposition-modifier"  \
     value.

     The "error" AS3-disposition-modifier with the "processed"
     disposition-type should be used to indicate that an error of some
     sort occurred that prevented successful processing of the message.

     Further information may be contained in an error-field.

     An "error:" AS3-disposition-modifier-extension should be used to
     combine the indication of an error with a pre-defined description
     of a specific, well-known error. Further information about the
     error may be contained in an error-field.

     For use in Internet EDI, the following "error"
     "disposition-modifier" values are defined:

     "Error: decryption-failed" - the receiver could not decrypt the
                                  message contents.

     "Error: authentication-failed" - the receiver could not
                                      authenticate the sender.

     "Error: integrity-check-failed" - the receiver could not verify
                                       content integrity.

     "Error: unexpected-processing-error" - a catch-all for any
                                            additional processing
                                            errors.

     An example of how the "disposition-field" would look when other
     than content processing errors are detected is as follows:

     EXAMPLE
          Disposition: "disposition-mode";
            processed/Error: decryption-failed

7.5.5   Processing Warnings

     Situations arise in EDI where even if a trading partner cannot be
     authenticated correctly, the trading partners still agree to
     continue processing the EDI transactions. Transaction reconciliation
     is done between the trading partners at a later time. In the content
     processing warning situations as described above, the
     "disposition-field' SHOULD be set to the "processed"
     "disposition-type" value, and the "warning" "disposition-modifier"
     value.

     The "warning" AS3-disposition-modifier should be used with the
     "processed" disposition-type to indicate that the message was
     successfully processed but that an exceptional condition occurred.

     Further information may be contained in a warning-field.

     A "warning:" AS3-disposition-modifier-extension should be used to
     combine the indication of a warning with an implementation-defined
     description of the warning. Further information about the warning
     may be contained in an warning-field.

     For use in Internet EDI, the following "warning"
     "disposition-modifier" values are defined:

     "Warning: authentication-failed, processing continued"

     An example of how the "disposition-field" would look when other than
     content processing warnings are detected is as follows:

     EXAMPLE
         Disposition: "disposition-mode"; processed/Warning:
           authentication-failed, processing continued

8.  Public key certificate handling

     In the near term, the exchange of public keys and certification of
     these keys must be handled as part of the process of establishing a
     trading partnership. The UA and/or EDI application interface must
     maintain a database of public keys used for encryption or
     signatures, in addition to the mapping between EDI trading partner
     ID and ftp URL/URI. The procedures for establishing a trading
     partnership and configuring the secure EDI messaging system might
     vary among trading partners and software packages.

     X.509 certificates are REQUIRED. It is RECOMMENDED that trading
     partners self-certify each other if an agreed upon certification
     authority is not used. This applicability statement does NOT require
     the use of a certification authority.

     The use of a certification authority is therefore OPTIONAL.
     Certificates may be self-signed. It is RECOMMENDED that when trading
     partners are using S/MIME, that they also exchange public key
     certificates using the recommendations specified in the S/MIME
     Version 3 Message Specification.

     The message formats and S/MIME conformance requirements for
     certificate exchange are specified in this document. In the long
     term, additional Internet-EDI standards may be developed to simplify
     the process of establishing a trading partnership, including the
     third party authentication of trading partners, as well as
     attributes of the trading relationship.

9.  Security Considerations

     This entire document is concerned with secure transport of business
     to business data, and considers both privacy and authentication
     issues.

     Extracted from S/MIME Version 2 Message Specification:  40-bit
     encryption is considered weak by most cryptographers. Using weak
     cryptography offers little actual security over sending plaintext.

     However, other features of S/MIME, such as the specification of
     tripleDES or AES and the ability to announce stronger cryptographic
     capabilities to parties with whom you communicate, allow senders to
     create messages that use strong encryption. Using weak cryptography
     is never recommended unless the only alternative is no cryptography.
     When feasible, sending and receiving agents should inform senders
     and recipients the relative cryptographic strength of messages.

     Extracted from S/MIME Version 2 Certificate Handling:

     When processing certificates, there are many situations where the
     processing might fail. Because the processing may be done by a user
     agent, a security gateway, or other program, there is no single way
     to handle such failures. Just because the methods to handle the
     failures has not been listed, however, the reader should not assume
     that they are not important.  The opposite is zzzzzzzzzzzzzzzztrue: if a
     certificate is not provably valid and associated with the message,
     the processing software should take immediate and noticeable steps
     to inform the end user about it.

     Some of the many places where signature and certificate checking
     might fail include:

          - no certificate chain leads to a trusted CA
          - no ability to check the CRL for a certificate
          - an invalid CRL was received
          - the CRL being checked is expired
          - the certificate is expired
          - the certificate has been revoked

     There are certainly other instances where a certificate may be
     invalid, and it is the responsibility of the processing software to
     check them all thoroughly, and to decide what to do if the check
     fails.

     The following certificate types MUST be supported.
            With URL
            Without URL
            Self Certified
            Certification Authority Certified

     The complete certification chain MUST be included in all
     certificates.  All certificate verifications MUST "chain to root".
     Additionally, the certificate hash should match the hash recomputed
     by the receiver.

10. Acknowledgements

    To be completed.

11.   References

  [1]  N. Borenstein,  N.Freed, "Multipurpose Internet Mail
        Extensions (MIME)
        Part One: Format of Internet Message Bodies", RFC 2045,
        December 02, 1996.

        N. Borenstein, N.Freed, "Multipurpose Internet Mail
        Extensions (MIME)
        Part Two: Media Types", RFC 2046, December 02, 1996.

        N. Borenstein, N.Freed, "Multipurpose Internet Mail
        Extensions (MIME)
        Part Five: Conformance Criteria and Examples", RFC 2049 ,
        December 02, 1996.
  [2]   D. Crocker, "MIME Encapsulation of EDI Objects",  RFC 1767,
        March 2, 1995.
  [3]   J. Postel, J. Reynolds,
        "FILE TRANSFER PROTOCOL (FTP)", RFC 959,   October 1985.
  [4]   T. Harding, R. Drummond, C. Shih, "Peer-to-Peer MIME-based Secure
         Business Data Interchange", RFC 3335, September 2002.
  [5]   R. Fajman, "An Extensible Message Format for Message Disposition
        Notifications", RFC 2298, March 1998.zz
  [6]   J. Galvin, S. Murphy, S. Crocker, N. Freed,  "Security Multiparts
        for MIME:
        Multipart/Signed and Multipart/Encryptezd", RFC 1847, Oct. 3, 1995
  [7]   J. Postel, "Simple Mail Transfer Protocozl",  STD 10, RFC  821,
        August 1, 1982.zzzzzzzzzzzz
  [8]   B. Ramsdell, "S/MIME Version 3 Message Specification;
        Cryptographic Message Syntazx", RFC 2633 RFC 2630, June 1999.
  [9]    G. Vaudreuil, "The Multipart/Report Content Type for the
        Reporting of Mail System Adminzzzzzzzzzzzzzzzzzzzzzzzzzzzzzzzzzzzzzzzzzzzzzzzzistzrative Messages", RFC 1892,
        March 15, 1996.
  [10]  T. Dierks,C. Allen, "The TLS Protocol Version 1.0" RFC 2246,
        March 1999.
  [11]  D. Crocker, "Standard for the Format of ARPA Internet Text
        Messages", STD 11,  RFC 822, August 13, 1982.
  [12]  E. Whitehead, M. Murata, "XML Media Types", RFC 2376, July 1998.

12.  Authors' Addresses

    Terry Harding
    tharding@cyclonecommerce.com
    Cyclone Commerce
    8388 E. Hartford Drive, Suite 100
    Scottsdale, AZ  85255 USA

    Richard Scott
    rscott@cyclonecommerce.com
    Cyclone Commerce
    8388 E. Hartford Drive, Suite 100
    Scottsdale, AZ  85255 USA

Appendices

A.   Message Examples

NOTE: All examples are provided as an illustration only, and are not
      considered part of the protocol specification. If an example
      conflicts with the protocol definitions specified above or in the
      other referenced RFC's, the example is wrong.

A.1  Signed message requesting a signed receipt

      Date: Wed, 31 Jul 2002 13:34:50 GMT
      AS3-Version: 1.0
      AS3-From:  cyclone
      AS3-To: "trading partner"
      Message-Id: <200207310834482A70BF63@host.com>
      Disposition-Notification-To: ftp://host:port/mdnbox
      Disposition-Notification-Options: signed-receipt-
        protocol=optional,pkcs7-signature;
        signed-receipt-micalg=optional,sha1
      Content-Type: multipart/signed; boundary="as3BouNdary1as3";
         protocol="application/pkcs7-signature"; micalg=sha1

      --as3BouNdary1as3
      Content-Type: application/edi-x12
      Content-Disposition: Attachment; filename=rfc1767.dat

      [ISA ...EDI transaction data...IEA...]

      --as3BouNdary1as3
      Content-Type: application/pkcs7-signature

        [omitted binary pkcs7 signature data]
      --as3BouNdary1as3--

A.2   MDN for Message A.1 Above

      Date: Wed, 31 Jul 2002 13:34:50 GMT
      AS3-From: "trading partner"
      AS3-To: cyclone
      AS3-Version: 1.0
      Message-ID: <709700825.1028122454671.JavaMail@ediXchange>
      Content-Type: multipart/signed; micalg=sha1;
        protocol="application/pkcs7-signature";
        boundary="----=_Part_57_648441049.1028122454671"

      ------=_Part_57_648441049.1028122454671

     & Content-Type: multipart/report;
     &   Report-Type=disposition-notification;
     &   boundary="----=_Part_56_1672293592.1028122454656"
     &
     &------=_Part_56_1672293592.1028122454656
     &Content-Type: text/plain
     &Content-Transfer-Encoding: 7bit
     &
     &MDN for -
     & Message ID: <200207310834482A70BF63@host.com>
     &  From: cyclone
     &  To: "trading partner"
     &  Received on: 2002-07-31 at 09:34:14 (EDT)
     &  Status: processed
     &  Comment: This is not a guarantee that the message has been
     &  completely processed or understood by the receiving translator
     &
     &------=_Part_56_1672293592.1028122454656
     &   Content-Type: message/disposition-notification
     &   Content-Transfer-Encoding: 7bit
     &
     &   Reporting-UA: AS3 Server
     &   Original-Recipient: rfc822; "trading partner"
     &   Final-Recipient: rfc822; "trading partner"
     &   Original-Message-ID: <200207310834482A70BF63@host.com>
     &   Received-content-MIC: 7v7F++fQaNB1sVLFtMRp+dF+eG4=, sha1
     &   Disposition: automatic-action/MDN-sent-automatically; processed
     &
     &------=_Part_56_1672293592.1028122454656--

      ------=_Part_57_648441049.1028122454671
     Content-Type: application/pkcs7-signature; name=smime.p7s
     Content-Transfer-Encoding: base64
     Content-Disposition: attachment; filename=smime.p7s

     MIAGCSqGSIb3DQEHAqCAMIACAQExCzAJBgUrDgMCGgUAMIAGCSqGSIb3DQ
     cp24hMJNbxDKHnlB9jTiQzLwSwo+/90Pc87x+Sc6EpFSUYWGAAAAAAAA
     ------=_Part_57_648441049.1028122454671--

Notes:

  1. The lines proceeded with "&" is what the signature is calculated
     over.

  2. For details on how to prepare the multipart/signed with  protocol =
     "application/pkcs7-signature" see the "S/MIME  Message
     Specification, PKCS Security Services for MIME".)

  3. Note that the textual first body part of the multipart/report can be
     used to include a more detailed explanation of the error conditions
     reported by the disposition headers. The first body part of the
     multipart/report when used in this way, allows a person to better
     diagnose a problem in detail.

  4. As specified by RFC 1892 [9], returning the original or portions of
     the original message in the third body part of the multipart/report
     is not required. This is an optional body part. However, it is
     RECOMMENDED that this body part be omitted or left blank.

  B.   IANA Registration Form

  A.1  IANA registration of the signed-receipt-protocol content
       disposition parameter

  Parameter-name: signed-receipt-protocol
  Syntax: See section 7.3 of this document
  Specification: See section 7.3 of this document

  A.2  IANA registration of the signed-receipt-micalg content
       disposition parameter

  Parameter-name: signed-receipt-micalg
  Syntax: See section 7.3 of this document
  Specification: See section 7.3 of this document

  A.3  IANA registration of the Received-content-MIC MDN extension
       field name

  Extension field name: Received-content-MIC
  Syntax: See section 7.4.3 of this document
  Specification: See section 7.4.3 of this document.