Network Working Group                                       V. Narayanan
Internet-Draft                                                L. Dondeti
Intended status: Standards Track                          Qualcomm, Inc.
Expires: August 22, 2008                               February 19, 2008


        EAP Extensions for EAP Re-authentication Protocol (ERP)
                        draft-ietf-hokey-erx-10

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Copyright Notice

   Copyright (C) The IETF Trust (2008).

Abstract

   The extensible authentication protocol (EAP) is a generic framework
   supporting multiple types of authentication methods.  In systems
   where EAP is used for authentication, it is desirable to not repeat
   the entire EAP exchange with another authenticator.  This document
   specifies extensions to EAP and EAP keying hierarchy to support an
   EAP method-independent protocol for efficient re-authentication
   between the peer and an EAP re-authentication server through any
   authenticator.  The re-authentication server may be in the home



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   network or in the local network that the peer is connecting to.


Table of Contents

   1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  3
   2.  Terminology  . . . . . . . . . . . . . . . . . . . . . . . . .  4
   3.  ERP Description  . . . . . . . . . . . . . . . . . . . . . . .  5
     3.1.  ERP With the Home ER Server  . . . . . . . . . . . . . . .  5
     3.2.  ERP with a Local ER Server . . . . . . . . . . . . . . . .  8
   4.  ER Key Hierarchy . . . . . . . . . . . . . . . . . . . . . . . 10
     4.1.  rRK Derivation . . . . . . . . . . . . . . . . . . . . . . 11
     4.2.  rRK Properties . . . . . . . . . . . . . . . . . . . . . . 12
     4.3.  rIK Derivation . . . . . . . . . . . . . . . . . . . . . . 12
     4.4.  rIK Properties . . . . . . . . . . . . . . . . . . . . . . 13
     4.5.  rIK Usage  . . . . . . . . . . . . . . . . . . . . . . . . 13
     4.6.  rMSK Derivation  . . . . . . . . . . . . . . . . . . . . . 14
     4.7.  rMSK Properties  . . . . . . . . . . . . . . . . . . . . . 14
   5.  Protocol Details . . . . . . . . . . . . . . . . . . . . . . . 15
     5.1.  ERP Bootstrapping  . . . . . . . . . . . . . . . . . . . . 15
     5.2.  Steps in ERP . . . . . . . . . . . . . . . . . . . . . . . 18
       5.2.1.  Multiple Simultaneous Runs of ERP  . . . . . . . . . . 20
       5.2.2.  ERP Failure Handling . . . . . . . . . . . . . . . . . 20
     5.3.  New EAP Messages . . . . . . . . . . . . . . . . . . . . . 21
       5.3.1.  EAP-Initiate/Re-auth-Start Packet  . . . . . . . . . . 22
       5.3.2.  EAP-Initiate/Re-auth Packet  . . . . . . . . . . . . . 24
       5.3.3.  EAP Finish/Re-auth Packet  . . . . . . . . . . . . . . 25
       5.3.4.  TV and TLV Attributes  . . . . . . . . . . . . . . . . 27
     5.4.  Replay Protection  . . . . . . . . . . . . . . . . . . . . 28
     5.5.  Channel Binding  . . . . . . . . . . . . . . . . . . . . . 29
   6.  Transport of ERP Messages  . . . . . . . . . . . . . . . . . . 29
   7.  Security Considerations  . . . . . . . . . . . . . . . . . . . 29
   8.  IANA Considerations  . . . . . . . . . . . . . . . . . . . . . 33
   9.  Acknowledgments  . . . . . . . . . . . . . . . . . . . . . . . 35
   10. References . . . . . . . . . . . . . . . . . . . . . . . . . . 35
     10.1. Normative References . . . . . . . . . . . . . . . . . . . 35
     10.2. Informative References . . . . . . . . . . . . . . . . . . 36
   Appendix A.  Example ERP Exchange  . . . . . . . . . . . . . . . . 37
   Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . . 37
   Intellectual Property and Copyright Statements . . . . . . . . . . 39











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1.  Introduction

   The Extensible Authentication Protocol (EAP) is a an authentication
   framework which supports multiple authentication methods.  The
   primary purpose is network access authentication, and a key-
   generating method is used when the lower layer wants to enforce
   access control.  The EAP keying hierarchy defines two keys to be
   derived by all key generating EAP methods: the Master Session Key
   (MSK) and the Extended MSK (EMSK).  In the most common deployment
   scenario, an EAP peer and an EAP server authenticate each other
   through a third party known as the EAP authenticator.  The
   authenticator or an entity controlled by the authenticator enforces
   access control.  After successful authentication, the server
   transports the MSK to the authenticator; the authenticator and the
   peer establish transient session keys (TSK) using the MSK as the
   authentication key, key derivation key or a key transport key, and
   use the TSK for per-packet access enforcement.

   When a peer moves from one authenticator to another, it is desirable
   to avoid a full EAP authentication to support fast handovers.  The
   full EAP exchange with another run of the EAP method can take several
   round trips and significant time to complete, causing delays in
   handover times.  Some EAP methods specify the use of state from the
   initial authentication to optimize re-authentications by reducing the
   computational overhead, but method-specific re-authentication takes
   at least 2 round trips with the original EAP server in most cases
   (e.g., [6]).  It is also important to note that several methods do
   not offer support for re-authentication.

   Key sharing across authenticators is sometimes used as a practical
   solution to lower handover times.  In that case, compromise of an
   authenticator results in compromise of keying material established
   via other authenticators.  Other solutions for fast re-authentication
   exist in the literature [7] [8].

   In conclusion, to achieve low latency handovers, there is a need for
   a method-independent re-authentication protocol that completes in
   less than 2 round trips, preferably with a local server.  The EAP re-
   authentication problem statement is described in detail in [9].

   This document specifies EAP Re-authentication Extensions (ERX) for
   efficient re-authentication using EAP.  The protocol that uses these
   extensions itself is referred to as the EAP re-authentication
   Protocol (ERP).  It supports EAP method independent re-authentication
   for a peer that has valid, unexpired key material from a previously
   performed EAP authentication.  The protocol and the key hierarchy
   required for EAP re-authentication is described in this document.




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2.  Terminology

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
   document are to be interpreted as described in RFC 2119 [1].

   This document uses the basic EAP terminology [2] and EMSK keying
   hierarchy terminology [3].  In addition, this document uses the
   following terms:

      ER peer - An EAP peer that supports the EAP re-authentication
      protocol.  All references to "peer" in this document imply an ER
      peer, unless specifically noted otherwise.

      ER Authenticator - An entity that supports the authenticator
      functionality for EAP re-authentication described in this
      document.  All references to "authenticator" in this document
      imply an ER authenticator, unless specifically noted otherwise.

      ER Server - An entity that performs the server portion of ERP
      described here.  This entity may or may not be an EAP server.  All
      references to "server" in this document imply an ER server, unless
      specifically noted otherwise.

      ERX - EAP re-authentication extensions.

      ERP - EAP re-authentication Protocol that uses the re-
      authentication extensions.

      rRK - re-authentication root Key, derived from the EMSK or DSRK.

      rIK - re-authentication Integrity Key, derived from the rRK.

      rMSK - re-authentication MSK.  This is a per-authenticator key,
      derived from the rRK.

      keyName-NAI - ERP messages are integrity protected with the rIK or
      the DS-rIK.  The use of rIK or DS-rIK for integrity protection of
      ERP messages is indicated by the EMSKname [3], the protocol, which
      is ERP, and the realm, which indicates the domainname of the ER
      server.  The EMSKname is copied into the username part of the NAI.

      Domain - Refers to a "key management domain" as defined in [3].
      For simplicity, it is referred to as "domain" in this document.
      The terms "home domain" and "local domain" are used to
      differentiate between the originating key management domain that
      performs the full EAP exchange with the peer and the local domain
      to which a peer may be attached to at a given time.



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3.  ERP Description

   ERP allows a peer and server to mutually verify proof of possession
   of keying material from an earlier EAP method run and establish a
   security association between the peer and the authenticator.  The
   authenticator acts as a pass-through entity for the Re-authentication
   protocol in a manner similar to that of an EAP authenticator
   described in RFC 3748 [2].  ERP is a single round-trip exchange
   between the peer and the server; it is independent of the lower layer
   and the EAP method used during the full EAP exchange.  The ER server
   may be in the home domain or in the same (visited) domain as the peer
   and the authenticator.

   Figure 2 shows the protocol exchange.  The first time the peer
   attaches to any network, it performs a full EAP exchange (shown in
   Figure 1) with the EAP server; as a result an MSK is distributed to
   the EAP authenticator.  The MSK is then used by the authenticator and
   the peer to establish TSKs as needed.  At the time of the initial EAP
   exchange, the peer and the server also derive an EMSK, which is used
   to derive a re-authentication Root Key (rRK).  More precisely, a re-
   authentication Root Key is derived from the EMSK or from a Domain
   Specific Root Key (DSRK), which itself is derived from the EMSK.  The
   rRK is only available to the peer and the ER server and is never
   handed out to any other entity.  Further, a re-authentication
   Integrity Key (rIK) is derived from the rRK; the peer and the ER
   server use the rIK to provide proof of possession while performing an
   ERP exchange.  The rIK is also never handed out to any entity and is
   only available to the peer and server.

   When the ER server is in the home domain, the peer and the server use
   the rIK and rRK derived from the EMSK and when the ER server is not
   in the home domain, they use the DS-rIK and DS-rRK corresponding to
   the local domain.  The domain of the ER server is identified by the
   realm portion of the keyname-NAI in ERP messages.

3.1.  ERP With the Home ER Server















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   EAP Peer           EAP Authenticator                 EAP Server
   ========           =================                 ==========

    <--- EAP-Request/ ------
            Identity

    ----- EAP Response/ --->
            Identity          ---AAA(EAP Response/Identity)-->

    <--- EAP Method ------->  <------ AAA(EAP Method -------->
           exchange                    exchange)

                              <----AAA(MSK, EAP-Success)------

    <---EAP-Success---------


                       Figure 1: EAP Authentication



   Peer               Authenticator                      Server
   ====               =============                      ======

    [<-- EAP-Request/ ------
        Identity]
    [<-- EAP Initiate/ -----
        Re-auth-Start]


    ---- EAP Initiate/ ----> ----AAA(EAP Initiate/ ---------->
          Re-auth/                  Re-auth/
         [Bootstrap]              [Bootstrap])

    <--- EAP Finish/ ------> <---AAA(rMSK,EAP Finish/---------
          Re-auth/                   Re-auth/
        [Bootstrap]                [Bootstrap])

   Note: [] brackets indicate optionality.


                          Figure 2: ERP Exchange

   Two new EAP codes, EAP-Initiate and EAP-Finish, are specified in this
   document for the purpose of EAP re-authentication.  When the peer
   identifies a target authenticator that supports EAP re-
   authentication, it performs an ERP exchange, as shown in Figure 2;
   the exchange itself may happen when the peer attaches to a new



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   authenticator supporting EAP re-authentication, or prior to
   attachment.  The peer initiates ERP by itself; it may also do so in
   response to an EAP-Initiate/Re-auth-Start message from the new
   authenticator.  The EAP-Initiate/Re-auth-Start message allows the
   authenticator to trigger the ERP exchange.

   It is plausible that the authenticator does not know whether the peer
   supports ERP and whether the peer has performed a full EAP
   authentication through another authenticator.  Hence, the
   authenticator initiation of the ERP exchange may require the
   authenticator to send both the EAP-Request/Identity and EAP-Initiate/
   Re-auth-Start messages.  To avoid having two EAP messages in flight
   at the same time [2] the authenticator sends the two messages one
   after another.  The authenticator may send the EAP-Initiate/
   Re-auth-Start message and wait for a short, locally configured,
   amount of time.  If the peer does not already know, this message
   indicates to the peer that the authenticator supports ERP.  In
   response to this trigger from the authentication, the peer can
   initiate the ERP exchange by sending a EAP-Initiate/Re-auth message.
   If there is no response from the peer, the authenticator may initiate
   EAP by sending EAP-Request/Identity message.  Note that the
   authenticator may receive an EAP-Initiate/Re-auth message after it
   has sent an EAP-Request/Identity message.  If the authenticator
   supports ERP, it MUST proceed with the ERP exchange.  When the EAP-
   Request/Identity times out, the authenticator MUST NOT close
   connection if an ERP exchange is in progress or has already succeeded
   in establishing a reauthentication MSK.

   The peer sends an EAP-Initiate/Re-auth message that contains the
   keyName-NAI to identify the ER server's domain and the rIK used to
   protect the message, and a sequence number for replay protection.
   The EAP-Initiate/Re-auth message is integrity protected with the rIK.
   The message is routed using the realm in the keyName-NAI [4] field.
   The server uses the keyName to lookup the rIK.  The server, after
   verifying proof of possession of the rIK, and freshness of the
   message, derives a re-authentication MSK (rMSK) from the rRK using
   the sequence number as an input to the key derivation.

   In response to the EAP-Initiate/Re-auth message, the server sends an
   EAP-Finish/Re-auth message; this message is integrity protected with
   the rIK.  The server transports the rMSK along with this message to
   the authenticator.  The rMSK is transported in a manner similar to
   that of the MSK along with the EAP-Success message in a full EAP
   exchange.  Ongoing work in [10] describes an additional key
   distribution protocol that can be used to transport the rRK from an
   EAP server to one of many different ER servers that share a trust
   relationship with the EAP server.




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   The peer MAY request the server for the rMSK lifetime.  If so, the ER
   server sends the rMSK lifetime in the EAP-Finish/Re-auth message.

   In an ERP bootstrap exchange, the peer MAY request the server for the
   rRK lifetime.  If so, the ER server sends the rRK lifetime in the
   EAP-Finish/Re-auth message.

   The peer verifies the replay protection and the integrity of the
   message.  It then uses the sequence number in the EAP-Finish/Re-auth
   message to compute the rMSK.  The lower-layer security association
   protocol is ready to be triggered after this point.

3.2.  ERP with a Local ER Server

   The defined ER extensions allow executing the ERP with an ER server
   in the local domain (access network).  The local ER server may be co-
   located with a local AAA server.  The peer may learn about the
   presence of a local ER server in the network and the local domain (or
   ER server) name either via the lower layer or by means of ERP
   bootstrapping.  The peer uses the domain name and the EMSK to compute
   the DSRK and from that key, the DS-rRK; the peer also uses the domain
   name in the realm portion of the keyName-NAI for using ERP in the
   local domain.  Figure 3 shows the full EAP and subsequent local ERP
   exchange Figure 4 with a local ER server.



























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  Peer         EAP Authenticator     Local ER Server     Home EAP Server
  ====         =================     ===============     ===============

  <-- EAP-Request/ --
       Identity

  -- EAP Response/-->
       Identity      --AAA(EAP Response/-->
                           Identity)       --AAA(EAP Response/ -->
                                                     Identity,
                                               [DSRK Request,
                                             domain name])

  <------------------------ EAP Method exchange------------------>

                                           <---AAA(MSK, DSRK, ----
                                                  EMSKname,
                                                EAP-Success)

                      <---  AAA(MSK,  -----
                           EAP-Success)

  <---EAP-Success-----



            Figure 3: Local ERP Exchange, Initial EAP Exchange



   Peer                ER Authenticator            Local ER Server
   ====                ================            ===============

    [<-- EAP-Request/ ---------
        Identity]
    [<-- EAP Initiate/ --------
        Re-auth-Start]


    ---- EAP Initiate/ -------> ----AAA(EAP-Initiate/ -------->
          Re-auth                        Re-auth)


    <--- EAP Finish/ ---------- <---AAA(rMSK,EAP Finish/-------
          Re-auth                        Re-auth)






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                       Figure 4: Local ERP Exchange

   As shown in Figure 4, the local ER server may be present in the path
   of the full EAP exchange (e.g., this may be one of the AAA entities,
   such as AAA proxies, in the path between the authenticator and the
   home EAP server of the peer).  In that case, the ER server requests
   the DSRK by sending the domain name to the EAP server.  In response,
   the EAP server computes the DSRK by following the procedure specified
   in [3] and sends the DSRK and the key name, EMSKname, to the ER
   server in the claimed domain.  The local domain is responsible for
   announcing that same domain name via the lower layer to the peer.

   If the peer does not know the domain name (did not receive the domain
   name via the lower layer announcement, due to a missed announcement
   or lack of support for domain name announcements in a specific lower
   layer), it SHOULD initiate ERP bootstrap exchange with the home ER
   server to obtain the domain name.  The local ER server SHALL request
   the home AAA server for the DSRK by sending the domain name in the
   AAA message that carries the EAP-Initiate/Reauth bootstrap message.

   After receiving the DSRK and the EMSKname, the local ER server
   computes the DS-rRK and the DS-rIK from the DSRK as defined in
   Section 4.1 and Section 4.3 below.  After receiving the domain name,
   the peer also derives the DSRK, the DS-rRK and the DS-rIK.  These
   keys are referred to by a keyName-NAI formed as follows: the username
   part of the NAI is the EMSKname, the realm portion of the NAI is the
   domain name.  Both parties also initialize a sequence number
   corresponding to the specific keyName-NAI.

   Subsequently, when the peer attaches to an authenticator within the
   local domain, it may perform an ERP exchange with the local ER server
   to obtain an rMSK for the new authenticator.


4.  ER Key Hierarchy

   Each time the peer re-authenticates to the network, the peer and the
   authenticator establish an rMSK.  The rMSK serves the same purposes
   that an MSK, which is the result of full EAP authentication, serves.
   To prove possession of the rRK, we specify the derivation of another
   key, the rIK.  These keys are derived from the rRK.  Together they
   constitute the ER key hierarchy.

   The rRK is derived from either the EMSK or a DSRK as specified in
   Section 4.1.  For the purpose of rRK derivation, this document
   specifies derivation of a Usage Specific Root Key (USRK) or a Domain
   Specific USRK (DS-USRK) in accordance with [3] for re-authentication.
   The USRK designated for re-authentication is the re-authentication



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   root key (rRK).  A DS-USRK designated for re-authentication is the
   DS-rRK available to a local ER server in a particular domain.  For
   simplicity, the keys are referred to without the DS label in the rest
   of the document.  However, the scope of the various keys is limited
   to just the respective domains they are derived for, in the case of
   the domain specific keys.  Based on the ER server with which the peer
   performs the ERP exchange, it knows the corresponding keys that must
   be used.

   The rRK is used to derive a rIK, and rMSKs for one or more
   authenticators.  The figure below shows the key hierarchy with the
   rRK, rIK and rMSKs.


             rRK
              |
     +--------+--------+
     |        |        |
    rIK     rMSK1 ...rMSKn


                 Figure 5: Re-authentication Key Hierarchy

   The derivations in this document are according to [3].  Key
   derivations, field encodings, where unspecified, default to that
   document.

4.1.  rRK Derivation

   The rRK may be derived from the EMSK or DSRK.  This section provides
   the relevant key derivations for that purpose.

   The rRK is derived as specified in [3].

   rRK = KDF (K, S), where,

      K = EMSK or K = DSRK and

      S = rRK Label | "\0" | length

   The rRK Label is an IANA-assigned 8-bit ASCII string "EAP Re-
   authentication Root Key@ietf.org" assigned from the Key Label name
   space in accordance with [3].  This document specifies IANA
   registration for the rRK label above.

   The KDF is as defined in [3].

   An rRK derived from the DSRK is referred to as a DS-rRK in the rest



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   of the document.  All the key derivation and properties specified in
   this section remain the same.

4.2.  rRK Properties

   The rRK has the following properties.  These properties apply to the
   rRK regardless of the parent key used to derive it.

   o  The length of the rRK MUST be equal to the length of the parent
      key used to derive it.

   o  The rRK is to be used only as a root key for re-authentication and
      never used to directly protect any data.

   o  The rRK is only used for derivation of rIK and rMSK as specified
      in this document.

   o  The rRK MUST remain on the peer and the server that derived it and
      MUST NOT be transported to any other entity.

   o  The lifetime of the rRK is never greater than that of its parent
      key.  The rRK is expired when the parent key expires and MUST be
      removed from use at that time.

4.3.  rIK Derivation

   The re-authentication Integrity Key (rIK) is used for integrity
   protecting the ERP exchange.  This serves as the proof of possession
   of valid keying material from a previous full EAP exchange by the
   peer to the server.

   The rIK is derived as follows.

   rIK = KDF (K, S ) where,

      K = rRK and

      S = rIK Label | "\0" | cryptosuite | length

   The rIK Label is the 8-bit ASCII string "Re-authentication Integrity
   Key@ietf.org" and the length refers to the length of the rIK in
   octets encoded as specified in [3].

   The cryptosuite and length of the rIK are part of the input to the
   key derivation function to ensure cryptographic separation of keys if
   different rIKs of different lengths for use with different MAC
   algorithms are derived from the same rRK.  The cryptosuite is encoded
   as an 8-bit number: See Section 5.3.2 for cryptosuite specification.



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   The rIK is referred to by EMSKname-NAI within the context of ERP
   messages.  The username part of EMSKname-NAI is the EMSKname; the
   realm is the domain name of the ER server.  In case of ERP with the
   home ER server, the peer uses the realm from its original NAI; in
   case of a local ER server, the peer uses the domain name received at
   the lower layer or through a ERP bootstrapping exchange.

   An rIK derived from a DS-rRK is referred to as a DS-rIK in the rest
   of the document.  All the key derivation and properties specified in
   this section remain the same.

4.4.  rIK Properties

   The rIK has the following properties.

   o  The length of the rIK MUST be equal to the length of the rRK.

   o  The rIK is only used for authentication of the ERP exchange as
      specified in this document.

   o  The rIK MUST NOT be used to derive any other keys.

   o  The rIK must remain on the peer and the server and MUST NOT be
      transported to any other entity.

   o  The rIK is cryptographically separate from any other keys derived
      from the rRK.

   o  The lifetime of the rIK is never greater than that of its parent
      key.  The rIK MUST be expired when the EMSK expires and MUST be
      removed from use at that time.

4.5.  rIK Usage

   The rIK is the key whose possession is demonstrated by the peer and
   the ERP server to the other party.  The peer demonstrates possession
   of the rIK by computing the integrity checksum over the EAP-Initiate/
   Re-auth message.  When the peer uses the rIK for the first time, it
   can choose the integrity algorithm to use with the rIK.  The peer and
   the server MUST use the same integrity algorithm with a given rIK for
   all ERP messages protected with that key.  The peer and the server
   store the algorithm information after the first use and the same
   algorithm for all subsequent uses of that rIK.

   If the server's policy does not allow the use of the cryptosuite
   selected by the peer, the server may reject the EAP-Initiate/Re-auth
   message and send a list of acceptable cryptosuites in the EAP-Finish/
   Re-auth message.



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   The rIK length may be different from the key length required by an
   integrity algorithm.  In case of hash-based MAC algorithms, the key
   is first hashed to the required key length as specified in [5].  In
   case of cipher-based MAC algorithms, if the required key length is
   less than 32 octets, the rIK is hashed using HMAC-SHA256 and the most
   significant k octets of the output are used where k is the key length
   required by the algorithm.  If the required key length is more than
   32 octets, the most significant k octets of the rIK are used by the
   cipher-based MAC algorithm.

4.6.  rMSK Derivation

   The rMSK is derived at the peer and server and delivered to the
   authenticator.  The rMSK is derived following an EAP Re-auth protocol
   exchange.

   The rMSK is derived as follows.

   rMSK = KDF (K, S ) where,

      K = rRK and

      S = rMSK label | "\0" | SEQ | length

   The rMSK label is the 8-bit ASCII string "Re-authentication Master
   Session Key@ietf.org" and the length refers to the length of the rMSK
   in octets.

   SEQ is the sequence number sent by the peer in the EAP-Initiate/
   Re-auth message.  This field is encoded as a 16-bit number in the
   network byte order (see Section 5.3.2).

   An rMSK derived from a DS-rRK is referred to as a DS-rIK in the rest
   of the document.  All the key derivation and properties specified in
   this section remain the same.

4.7.  rMSK Properties

   The rMSK has the following properties:

   o  The length of the rMSK MUST be equal to the length of the rRK.

   o  The rMSK is delivered to the authenticator and is used for the
      same purposes that an MSK is used at an authenticator.

   o  The rMSK is cryptographically separate from any other keys derived
      from the rRK.




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   o  The lifetime of the rMSK is less than or equal to that of the rRK.
      It MUST NOT be greater than the lifetime of the rRK.

   o  If a new rRK is derived, subsequent rMSKs MUST be derived from the
      new rRK.  Previously delivered rMSKs MAY still be used until the
      expiry of the lifetime.

   o  A given rMSK MUST NOT be shared by multiple authenticators.


5.  Protocol Details

5.1.  ERP Bootstrapping

   We identify two types of bootstrapping for ERP: explicit and implicit
   bootstrapping.  In implicit bootstrapping, the local ER server SHOULD
   include its domain name and request the DSRK from the home AAA server
   during the initial EAP exchange, in the AAA message encapsulating the
   first EAP Response message sent by the peer.  If the EAP exchange is
   successful, the server sends the DSRK for the local ER server
   (derived using the EMSK and the domain name as specified in [3]),
   EMSKname and DSRK lifetime along with the EAP-Success message.  The
   local ER server MUST extract the DSRK, EMSKname, and DSRK lifetime if
   present, before forwarding the EAP-Success message to the peer, as
   specified in [11].  Note that the MSK (also present along with the
   EAP Success message) is extracted by the authenticator as usual.  The
   peer learns the domain name through EAP-Initiate/Re-auth-Start
   message or via lower layer announcements.  When the domain name is
   available to the peer during or after the full EAP authentication, it
   attempts to use ERP when it associates with a new authenticator.

   If the peer does not know the domain name (did not receive the domain
   name via the lower layer announcement, due to a missed announcement
   or lack of support for domain name announcements in a specific lower
   layer), it SHOULD initiate ERP bootstrap exchange (ERP exchange with
   the bootstrap flag turned on) with the home ER server to obtain the
   domain name.  The local ER server behavior is the same as described
   above.  The peer MAY also initiate bootstrapping to fetch information
   such as the rRK lifetime from the AAA server.

   The following steps describe the ERP explicit bootstrapping process:

   o  The peer sends the EAP-Initiate/Re-auth message with the
      bootstrapping flag turned on.  The bootstrap message is always
      sent to the home AAA server and the keyname-NAI attribute in the
      bootstrap message is constructed as follows: the username portion
      of the NAI contains the EMSKname and the realm portion contains
      the home domain name.



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   o  In addition, the message MUST contain a sequence number for replay
      protection, a cryptosuite, and an integrity checksum.  The
      cryptosuite indicates the authentication algorithm.  The integrity
      checksum indicates that the message originated at the claimed
      entity, the peer indicated by the Peer-ID, or the rIKname.

   o  The peer MAY additionally set the lifetime flag to request the key
      lifetimes.

   o  When an ERP-capable authenticator receives EAP-Initiate/Re-auth
      message from a peer, it copies the contents of the keyName-NAI
      into the User-Name attribute of RADIUS [12].  The rest of the
      process is similar to that described in [13] and described in
      [11].

   o  If a local ER server is present, the local ER server MUST include
      the DSRK request and its domain name in the AAA message
      encapsulating the EAP-Initiate/Re-auth message sent by the peer.

   o  Upon receipt of an EAP-Initiate/Re-auth message, the server
      verifies whether the message is fresh or a replay by evaluating
      whether the received sequence number is equal to or greater than
      the expected sequence number for that rIK.  The server then
      verifies to ensure that the cryptosuite used by the peer is
      acceptable.  Next, it verifies the origin authentication of the
      message by looking up the rIK.  If any of the checks fail, the
      server sends an EAP-Finish/Re-auth message with the Result flag
      set to '1'.  Please refer to Section 5.2.2 for details on failure
      handling.  This error MUST NOT have any correlation to any EAP-
      Success message that may have been received by the authenticator
      and the peer earlier.  If the EAP-Initiate/Re-auth message is
      well-formed and valid, the server prepares the EAP-Finish/Re-auth
      message.  The bootstrap flag MUST be set to indicate that this is
      a bootstrapping exchange.  The message contains the following
      fields:

      *  A sequence number for replay protection.

      *  The same keyName-NAI as in the EAP-Initiate/Re-auth message.

      *  If the lifetime flag was set in the EAP-Initiate/Re-auth
         message, the ER server SHOULD include the rRK lifetime and the
         rMSK lifetime in the EAP-Finish/Re-auth message.  The server
         may have a local policy for the network to maintain and enforce
         lifetime unilaterally.  In such cases, the server need not
         respond to the peer's request for the lifetime.





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      *  If the bootstrap flag is set and a DSRK request is received,
         the server MUST include the domain name to which the DSRK is
         being sent.

      *  An authentication tag MUST be included to prove that the EAP-
         Finish/Re-auth message originates at a server that possesses
         the rIK corresponding to the EMSKname-NAI.

   o  If the ERP exchange is successful, the home ER server MUST include
      the DSRK for the local ER server (derived using the EMSK and the
      domain name as specified in [3]), EMSKname and DSRK lifetime along
      with the EAP-Finish/Re-auth message.

   o  In addition, the rMSK is sent along with the EAP-Finish/Re-auth
      message, in a AAA attribute [11].

   o  The local ER server MUST extract the DSRK, EMSKname, and DSRK
      lifetime if present, before forwarding the EAP-Finish/Re-auth
      message to the peer, as specified in [11].

   o  When the peer receives an EAP-Finish/Re-auth message with the
      bootstrap flag set, if a local domain name is present, it MUST use
      that to derive the appropriate DSRK, DS-rRK, DS-rIK and keyName-
      NAI, and initialize the replay counter for the DS-rIK.  If not,
      the peer SHOULD derive the domain-specific keys using the domain
      name it learned via the lower layer or from the EAP-Initiate/
      Re-auth-Start message.  If the peer does not know the domain name,
      it must assume that there is no local ER server available.

   o  The procedures for encapsulating ERP and obtaining relevant keys
      using RADIUS and Diameter are specified in [11] and [14]
      respectively.

   Since the ER bootstrapping exchange is typically done immediately
   following the full EAP exchange, it is feasible that the process is
   completed through the same entity that served as the EAP
   authenticator for the full EAP exchange.  In this case, the lower
   layer may already have established TSKs based on the MSK received
   earlier.  The lower layer may then choose to ignore the rMSK that was
   received with the ER bootstrapping exchange.  Alternatively, the
   lower layer may choose to establish a new TSK using the rMSK.  In
   either case, the authenticator and the peer know which key is used
   based on the initiation or lack there of a TSK establishment
   exchange.  The bootstrapping exchange may also be carried out via a
   new authenticator, in which case, the rMSK received SHOULD trigger a
   lower layer TSK establishment exchange.





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5.2.  Steps in ERP

   When a peer that has an active rRK and rIK associates with a new
   authenticator that supports ERP, it may perform an ERP exchange with
   that authenticator.  ERP is typically a peer-initiated exchange,
   consisting of an EAP-Initiate/Re-auth and an EAP-Finish/Re-auth
   message.  The ERP exchange may be performed with a local ER server
   (when one is present) or with the original EAP server.

   It is plausible for the network to trigger the EAP re-authentication
   process however.  An ERP-capable authenticator SHOULD send an EAP-
   Initiate/Re-auth-Start message to indicate support for ERP.  The peer
   may or may not wait for these messages to arrive to initiate the EAP-
   Initiate/Re-auth message.

   The EAP-Initiate/Re-auth-Start message SHOULD be sent by an ERP-
   capable authenticator.  The authenticator may retransmit it a few
   times until it receives an EAP-Initiate/Re-auth message in response
   from the peer.  The EAP-Initiate/Re-auth message from the peer may
   have originated before the peer receives either an EAP-Request/
   Identity or an EAP-Initiate/Re-auth-Start message from the
   authenticator.  Hence the Identifier value in the EAP-Initiate/
   Re-auth message is independent of the Identifier value in the EAP-
   Initiate/Re-auth Start or the EAP-Request/Identity messages.

   Operational Considerations at the Peer:

   ERP requires that the peer maintain retransmission timers for
   reliable transport of EAP re-authentication messages.  The
   reliability considerations of Section 4.3 of RFC 3748 apply with the
   peer as the retransmitting entity.

   The EAP Re-auth protocol has the following steps:

      The peer sends an EAP-Initiate/Re-auth message.  At a minimum, the
      message SHALL include the following fields:

         a 16-bit sequence number for replay protection

         keyName-NAI as a TLV attribute to identify the rIK used to
         integrity protect the message.

         cryptosuite to indicate the authentication algorithm used to
         compute the integrity checksum.

         authentication tag over the message.





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      When the peer is performing ERP with a local ER server, it MUST
      use the corresponding DS-rIK it shares with the local ER server.
      The peer SHOULD set the lifetime flag to request the key lifetimes
      from the server.  The peer can use the rRK lifetime to know when
      to trigger an EAP method exchange and the rMSK lifetime to know
      when to trigger another ERP exchange.

      The authenticator copies the contents of the value field of the
      keyName-NAI TLV into the User-Name RADIUS attribute in the AAA
      message to the ER server.

      The server uses the keyName-NAI to lookup the rIK.  It MUST first
      verify whether the sequence number is equal to or greater than the
      expected sequence number.  If the server supports sequence number
      window size greater than 1, it MUST verify whether the sequence
      number falls within the window and has not been received before.
      The server MUST then verify to ensure that the cryptosuite used by
      the peer is acceptable.  The server then proceeds to verify the
      integrity of the message using the rIK, thereby verifying proof of
      possession of that key by the peer.  If any of these verifications
      fail, the server MUST send an EAP-Finish/Re-auth message with the
      Result flag set to '1' (Failure).  Please refer to Section 5.2.2
      for details on failure handling.  Otherwise, it MUST compute an
      rMSK from the rRK using the sequence number as the additional
      input to the key derivation.

      In response to a well-formed EAP Re-auth/Initiate message, the
      server MUST send an EAP-Finish/Re-auth message with the following
      considerations:

         a 16-bit sequence number for replay protection, which MUST be
         same as the received sequence number.  The local copy of the
         sequence number MUST be incremented by 1.  If the server
         supports multiple simultaneous ERP exchanges, it MUST instead
         update the sequence number window.

         keyName-NAI as a TLV attribute to identify the rIK used to
         integrity protect the message.

         cryptosuite to indicate the authentication algorithm used to
         compute the integrity checksum.

         authentication tag over the message.

         If the lifetime flag was set in the EAP-Initiate/Re-auth
         message, the ER server SHOULD include the rRK lifetime and the
         rMSK lifetime.




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      The server transports the rMSK along with this message to the
      authenticator.  The rMSK is transported in a manner similar to the
      MSK transport along with the EAP-Success message in a regular EAP
      exchange.

      The peer looks up the sequence number to verify whether it is
      expecting an EAP-Finish/Re-auth message with that sequence number
      protected by the keyName-NAI.  It then verifies the integrity of
      the message.  If the verifications fail, the peer logs an error
      and stops the process; otherwise, it proceeds to the next step.

      The peer uses the sequence number to compute the rMSK.

      The lower-layer security association protocol can be triggered at
      this point.

5.2.1.  Multiple Simultaneous Runs of ERP

   When a peer is within the range of multiple authenticators, it may
   choose to run ERP via all of them simultaneously to the same ER
   server.  In that case, it is plausible that the ERP messages may
   arrive out of order, resulting in the ER server rejecting legitimate
   EAP-Initiate/Re-auth messages.

   To facilitate such operation, an ER server MAY allow multiple
   simultaneous ERP exchanges by accepting all EAP-Initiate/Re-auth
   messages with SEQ number values within a window of allowed values.
   Recall that the SEQ number allows replay protection.  Replay window
   maintenance mechanisms are a local matter.

5.2.2.  ERP Failure Handling

   If the processing of the EAP-Initiate/Re-auth message results in a
   failure, the ER server MUST send an EAP Finish Re-auth message with
   the Result flag set to '1'.  If the server has a valid rIK for the
   peer, it MUST integrity protect the EAP-Finish/Re-auth failure
   message.  If the failure is due to an unacceptable cryptosuite, the
   server SHOULD send a list of acceptable cryptosuites (in a TLV of
   Type 5) along with the EAP-Finish/Re-auth message.  In this case, the
   server MUST indicate the cryptosuite used to protect the EAP-Finish/
   Re-auth message in the cryptosuite.  The rIK used with the EAP-
   Finish/Re-auth message in this case MUST be computed as specified in
   Section 4.3 using the new cryptosuite.  If the server does not have a
   valid rIK for the peer, the EAP-Finish/Re-auth message indicating a
   failure will be unauthenticated; the server MAY include a list of
   acceptable cryptosuites in the message.

   The peer, upon receiving an EAP-Finish/Re-auth message with the



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   Result flag set to '1', MUST verify the sequence number and the
   Authentication Tag to determine the validity of the message.  If the
   peer supports the cryptosuite, it MUST verify the integrity of the
   received EAP-Finish/Re-auth message.  If the EAP-Finish message
   contains a TLV of Type 5, the peer SHOULD retry the ERP exchange with
   a cryptosuite picked from the list included by the server.  The peer
   MUST use the appropriate rIK for the subsequent ERP exchange, by
   computing it with the corresponding cryptosuite, as specified in
   Section 4.3.  If the PRF in the chosen cryptosuite is different from
   the PRF originally used by the peer, it MUST derive a new DSRK (if
   required), rRK and rIK before proceeding with the subsequent ERP
   exchange.

   If the peer cannot verify the integrity of the received message, it
   MAY choose to retry the ERP exchange with one of the cryptosuites in
   the TLV of Type 5, after a failure has been clearly determined
   following the procedure in the next paragraph.

   If the replay or integrity checks fail, the failure message may have
   been sent by an attacker.  It may also imply that the server and peer
   do not support the same cryptosuites; however, the peer cannot
   determine if that is the case.  Hence, the peer SHOULD continue the
   ERP exchange per the retransmission timers before declaring a
   failure.

5.3.  New EAP Messages

   Two new EAP Codes are defined for the purpose of ERP: EAP-Initiate
   and EAP-Finish.  The packet format for these messages follows the EAP
   packet format defined in RFC3748 [2].


   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |     Code      |  Identifier   |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |     Type      |  Type-Data ...
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-


                           Figure 6: EAP Packet

      Code

         5 Initiate





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         6 Finish

         Two new code values are defined for the purpose of ERP.

      Identifier

         The Identifier field is one octet.  The Identifier field MUST
         be the same if an EAP-Initiate packet is retransmitted due to a
         timeout while waiting for a Finish message.  Any new (non-
         retransmission) Initiate message MUST use a new Identifier
         field.

         The Identifier field of the Finish message MUST match that of
         the currently outstanding Initiate message.  A Peer or
         Authenticator receiving a Finish message whose Identifier value
         does not match that of the currently outstanding Initiate
         message MUST silently discard the packet.

         In order to avoid confusion between new EAP-Initiate messages
         and retransmissions, the peer must choose a an Identifier value
         that is different from the previous EAP-Initiate message,
         especially if that exchange has not finished.  It is
         RECOMMENDED that the authenticator clear EAP Re-auth state
         after 300 seconds.

      Type

         This field indicates that this is an ERP exchange.  Two type
         values are defined in this document for this purpose - Re-auth-
         Start (assigned Type 1), Re-auth (assigned Type 2).

      Type-Data

         The Type-Data field varies with the Type of re-authentication
         packet.

5.3.1.  EAP-Initiate/Re-auth-Start Packet

   The EAP-Initiate/Re-auth-Start packet contains the parameters shown
   in Figure 7 :











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   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |     Code      |  Identifier   |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |     Type      |   Reserved    |     1 or more TVs or TLVs     ~
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+


                Figure 7: EAP-Initiate/Re-auth-Start Packet

      Type = 1.

      Reserved, MUST be zero.  Set to zero on transmission and ignored
      on reception.

      One or more TVs or TLVs are used to convey information to the
      peer; for instance the authenticator may send domain name to the
      peer.

      TVs or TLVs: In the TV payloads, there is a 1-octet type payload
      and a value with type-specific length.  In the TLV payloads, there
      is a 1-octet type payload and a 1-octet length payload.  The
      length field indicates the length of the value expressed in number
      of octets.

         Domain-Name: This is a TLV payload.  The Type is 4.  The domain
         name is to be used as the realm in an NAI [4].

5.3.1.1.  Authenticator Operation

   The authenticator optionally sends the EAP-Initiate/Re-auth-Start
   message to indicate support for ERP to the peer and to initiate ERP
   if the peer has already performed full EAP authentication and has
   unexpired key material.  The authenticator MAY include the domain
   name to allow the peer to learn it without lower-layer support or the
   ERP bootstrapping exchange.

   The authenticator MAY re-transmit the EAP-Initiate/Re-auth-Start
   message a few times for reliable transport.

5.3.1.2.  Peer Operation

   The peer may send the EAP-Initiate/Re-auth message in response to the
   EAP-Initiate/Re-auth-Start message from the authenticator.  If the
   peer does not recognize the Initiate code value, it silently discards
   the message.




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   If the EAP-Initiate/Re-auth-Start message contains the domain name,
   and if the peer does not already have the domain information, the
   peer uses the domain name to compute the DSRK and uses the
   corresponding DS-rIK to send an EAP-Initiate/Re-auth message in
   response.

5.3.2.  EAP-Initiate/Re-auth Packet

   The EAP-Initiate/Re-auth packet contains the parameters shown in
   Figure 8 :


   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |     Code      |  Identifier   |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |     Type      |R|B|L| Reserved|             SEQ               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                 1 or more TVs or TLVs                         ~
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | cryptosuite  |        Authentication Tag                     ~
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+


                   Figure 8: EAP-Initiate/Re-auth Packet

      Type = 2.

      Flags



         'R' - The R flag is set to 0 and ignored upon reception.

         'B' - The B flag is used as the bootstrapping flag.  If the
         flag is turned on, the message is a bootstrap message.

         'L' - The L flag is used to request the key lifetimes from the
         server.

         The rest of the 5 bits are set to 0 and ignored on reception.

      SEQ: A 16-bit sequence number is used for replay protection.  The
      SEQ number field is initialized to zero every time a new rRK is
      derived.





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      TVs or TLVs: In the TV payloads, there is a 1-octet type payload
      and a value with type-specific length.  In the TLV payloads, there
      is a 1-octet type payload and a 1-octet length payload.  The
      length field indicates the length of the value expressed in number
      of octets.

         keyName-NAI: This is carried in a TLV payload.  The Type is 1.
         The NAI is variable in length, not exceeding 253 octets.
         EMSKname is in the username part of the NAI and is encoded in
         hexadecimal values.  The EMSKname is 64-bits in length and so
         the username portion takes up 128 octets.  If the rIK is
         derived from the EMSK, the realm part of the NAI is the home
         domain name and if the rIK is derived from a DSRK, the realm
         part of the NAI is the domain name used in the derivation of
         the DSRK.  The NAI syntax follows [4].

         In addition channel binding information may be included: see
         Section 5.5 for additional discussion.  See Figure 11 for
         parameter specification.  The peer sends this information seen
         at the lower layer so that the server can verify the
         information, if channel binding is to be supported.

      Cryptosuite: This field indicates the integrity algorithm used for
      ERP.  Key lengths and output lengths are either indicated or are
      obvious from the cryptosuite name.  We specify some cryptosuites
      below:

      *  0 RESERVED

      *  1 HMAC-SHA256-64

      *  2 HMAC-SHA256-128

      *  3 HMAC-SHA256-256

      HMAC-SHA256-128 is mandatory to support.

      Authentication Tag: This field contains the integrity checksum
      over the ERP packet, excluding the authentication tag field
      itself.  The length of the field is indicated by the Cryptosuite.

5.3.3.  EAP Finish/Re-auth Packet

   The EAP-Finish/Re-auth packet contains the parameters shown in
   Figure 9 :






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   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |     Code      |  Identifier   |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |     Type      |R|B|L| Reserved |             SEQ               ~
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                 1 or more TVs or TLVs                         ~
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | cryptosuite  |        Authentication Tag                     ~
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+


                    Figure 9: EAP Finish/Re-auth Packet

      Type = 2.

      Flags



         'R' - The R flag is used as the Result flag - when set to 0, it
         indicates success and when set to '1', it indicates a failure.

         'B' - The B flag is used as the bootstrapping flag.  If the
         flag is turned on, the message is a bootstrap message.

         'L' - The L flag is used to indicate the presence of the rRK
         lifetime TLV.

         The rest of the 5 bits are set to 0 and ignored on reception.

      SEQ: A 16-bit sequence number is used for replay protection.  The
      SEQ number field is initialized to zero every time a new rRK is
      derived.

      TVs or TLVs: In the TV payloads, there is a 1-octet type payload
      and a value with type-specific length.  In the TLV payloads, there
      is a 1-octet type payload and a 1-octet length payload.  The
      length field indicates the length of the value expressed in number
      of octets.

         keyName-NAI: This is carried in a TLV payload.  The Type is 1.
         The NAI is variable in length, not exceeding 253 octets.
         EMSKname is in the username part of the NAI and is encoded in
         hexadecimal values.  The EMSKname is 64-bits in length and so
         the username portion takes up 128 octets.  If the rIK is
         derived from the EMSK, the realm part of the NAI is the home



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         domain name and if the rIK is derived from a DSRK, the realm
         part of the NAI is the domain name used in the derivation of
         the DSRK.  The NAI syntax follows [4].

         rRK Lifetime: This is a TV payload.  The Type is 2.  The value
         field is a 32-bit field and contains the lifetime of the rRK in
         seconds.

         rMSK Lifetime: This is a TV payload.  The Type is 3.  The value
         field is a 32-bit field and contains the lifetime of the rMSK
         in seconds.

         List of cryptosuites: This is a TLV payload.  The Type is 5.
         The value field contains a list of cryptosuites, each of size 1
         octet.  The cryptosuite values are as specified in Figure 8.

         In addition channel binding information may be included: see
         Section 5.5 for additional discussion.  See Figure 11 for
         parameter specification.  The server sends this information so
         that the peer can verify the information seen at the lower
         layer, if channel binding is to be supported.

      Cryptosuite: This field indicates the integrity algorithm and the
      PRF used for ERP.  Key lengths and output lengths are either
      indicated or are obvious from the cryptosuite name.

      Authentication Tag: This field contains the integrity checksum
      over the ERP packet, excluding the authentication tag field
      itself.  The length of the field is indicated by the Cryptosuite.

5.3.4.  TV and TLV Attributes

   The TV attributes that may be present in the EAP-Initiate or EAP-
   Finish messages are of the following format:


   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |     Type      |              Value ...
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+


                      Figure 10: TV Attribute Format

   The TLV attributes that may be present in the EAP-Initiate or EAP-
   Finish messages are of the following format:




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   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |     Type      |    Length     |            Value ...
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+


                      Figure 11: TLV Attribute Format

   The following Types are defined in this document:

      '1' - keyName-NAI: This is a TLV Payload

      '2' - rRK Lifetime: This is a TV payload

      '3' - rMSK Lifetime: This is a TV payload

      '4' - domain name: This is a TLV payload

      '5' - cryptosuite list: This is a TLV payload

      The TLV type range of 128-191 is reserved to carry channel binding
      information in the EAP-Initiate and Finish/Re-auth messages.
      Below are the current assignments (all of them are TLVs):

         '128' - Called-Station-Id [12]

         '129' - Calling-Station-Id [12]

         '130' - NAS-Identifier [12]

         '131' - NAS-IP-Address [12]

         '132' - NAS-IPv6-Address [15]

   The length field indicates the length of the value part of the
   attribute in octets.

5.4.  Replay Protection

   For replay protection, ERP uses sequence numbers.  The sequence
   number is maintained per rIK and is initialized to zero in both
   directions.  In the first EAP-Initiate/Re-auth message, the peer uses
   the sequence number zero or higher.  Note that the when the sequence
   number rotates, the rIK MUST be changed.  The server expects a
   sequence number of zero or higher.  When the server receives an EAP-
   Initiate/Re-auth message, it uses the same sequence number in the
   EAP-Finish/Re-auth message.  It increments the expected sequence



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   number by 1.  The server accepts sequence numbers greater than or
   equal to the expected sequence number.

   If the peer sends an EAP-Initiate/Re-auth message, but does not
   receive a response, it retransmits the request (with no changes to
   the message itself) a pre-configured number of times before giving
   up.  However, it is plausible that the server itself may have
   responded to the message and it was lost in transit.  Thus the peer
   MUST increment the sequence number and use the new sequence number to
   send subsequent EAP re-authentication messages.  The peer SHOULD
   increment the sequence number by 1; however, it may choose to
   increment by a larger number.  When the sequence number rotates, the
   peer MUST run full EAP authentication.

5.5.  Channel Binding

   ERP provides a protected facility to carry channel binding (CB)
   information, according to the guidelines in Section 7.15 of [2].  The
   TLV type range of 128-191 is reserved to carry CB information in the
   EAP-Initiate/Re-auth and EAP-Finish/Re-auth messages.  Called-
   Station-Id, Calling-Station-Id, NAS-Identifier, NAS-IP-Address, and
   NAS-IPv6-Address are some examples of channel binding information
   listed in RFC 3748 and they are assigned values 128-132.  Other
   values may be added in future versions of this draft and the rest are
   IANA managed based on IETF Consensus [16].


6.  Transport of ERP Messages

   AAA Transport of ERP messages is specified in [10] and [11].


7.  Security Considerations

   This section provides an analysis of the protocol in accordance with
   the AAA key management requirements specified in [17].

      Cryptographic algorithm independence

         The EAP Re-auth protocol satisfies this requirement.  The
         algorithm chosen by the peer for the PRF used in key derivation
         as well as for the MAC generation is indicated in the EAP re-
         authentication Response message.  If the chosen algorithms are
         unacceptable, the EAP server returns an EAP-Failure message in
         response.  Only when the specified algorithms are acceptable,
         the server proceeds with derivation of keys and verification of
         the proof of possession of relevant keying material by the
         peer.  A full blown negotiation of algorithms cannot be



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         provided in a single round trip protocol.  Hence, while the
         protocol provides algorithm agility, it does not provide true
         negotiation.

      Strong, fresh session keys

         ERP results in the derivation of strong, fresh keys that are
         unique for the given session.  An rMSK is always derived on-
         demand when the peer requires a key with a new authenticator.
         The derivation ensures that the compromise of one rMSK does not
         result in the compromise of a different rMSK at any time.

      Limit key scope

         The scope of all the keys derived by ERP are well defined.  The
         rRK and rIK are never shared with any entity and always remain
         on the peer and the server.  The rMSK is provided only to the
         authenticator through which the peer performs the ERP exchange.
         No other authenticator is authorized to use that rMSK.

      Replay detection mechanism

         For replay protection of ERP messages, a sequence number
         associated with the rIK is used.  The sequence number is
         maintained by the peer and the server, and initialized to zero
         when the rIK is generated.  The peer increments the sequence
         number by one after it sends an ERP message.  The server
         increments the sequence number when it receives and responds to
         the message.

      Authenticate all parties

         The EAP Re-auth protocol provides mutual authentication of the
         peer and the server.  Both parties need to possess the keying
         material that resulted from a previous EAP exchange in order to
         successfully derive the required keys.  Also, both the EAP re-
         authentication Response and the EAP re-authentication
         Information messages are integrity protected so that the peer
         and the server can verify each other.  When the ERP exchange is
         executed with a local ER server, the peer and the local server
         mutually authenticate each other via that exchange in the same
         manner.  The peer and the authenticator authenticate each other
         in the secure association protocol executed by the lower layer
         just as in the case of a regular EAP exchange.

      Peer and authenticator authorization





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         The peer and authenticator demonstrate possession of the same
         key material without disclosing it, as part of the lower layer
         secure association protocol.  Channel binding with ERP may be
         used to verify consistency of the identities exchanged, when
         the identities used in the lower layer differ from that
         exchanged within the AAA protocol.

      Keying material confidentiality

         The peer and the server derive the keys independently using
         parameters known to each entity.  The rMSK is sent to the
         authenticator via the AAA protocol.  It is RECOMMENDED that the
         AAA protocol be protected using IPsec or TLS so that the key
         can be sent encrypted to the authenticator.

      Confirm cryptosuite selection

         Crypto algorithms for integrity and key derivation in the
         context of ERP MAY be the same as that used by the EAP method.
         In that case, the EAP method is responsible for confirming the
         cryptosuite selection.  Furthermore, the cryptosuite is
         included in the ERP exchange by the peer and confirmed by the
         server.  The protocol allows the server to reject the
         cryptosuite selected by the peer and provide alternatives.
         When a suitable rIK is not available for the peer, the
         alternatives may be sent in an unprotected fashion.  The peer
         is allowed to retry the exchange using one of the allowed
         cryptosuites.  However, any enroute modifications of the list
         sent by the server in this case will go undetected.  If the
         server does have an rIK available for the peer, the list will
         be provided in a protected manner and this issue does not
         apply.

      Uniquely named keys

         All keys produced within the ERP context are uniquely named
         using key name derivations specified in this documnet.  Also,
         the key names do not reveal any part of the keying material.

      Prevent the domino effect

         The compromise of one peer does not result in the compromise of
         keying material held by any other peer in the system.  Also,
         the rMSK is meant for a single authenticator and is not shared
         with any other authenticator.  Hence, the compromise of one
         authenticator does not lead to the compromise of sessions or
         keys held by any other authenticator in the system.  Hence, the
         EAP Re-auth protocol allows prevention of the domino effect by



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         appropriately defining key scopes.

      Bind key to its context

         All the keys derived for ERP are bound to the appropriate
         context using appropriate key labels.  Lifetime of a child key
         is less than or equal to that of its parent key as specified in
         RFC 4962 [17].  The key usage, lifetime and the parties that
         have access to the keys are specified.

      Confidentiality of identity

         Deployments where privacy is a concern may find the use of
         rIKname-NAI to route ERP messages serves their privacy
         requirements.  Note that it is plausible to associate multiple
         runs of ERP messages since the rIKname is not changed as part
         of the ERP protocol.  There was no consensus for that
         requirement at the time of development of this specification.
         If the rIKname is not used and the Peer-ID is used instead, the
         ERP exchange will reveal the Peer-ID over the wire.

      Authorization restriction

         All the keys derived are limited in lifetime by that of the
         parent key or by server policy.  Any domain specific keys are
         further restricted for use only in the domain for which the
         keys are derived.  All the keys specified in this document are
         meant for use in ERP only.  Any other restrictions of session
         keys may be imposed by the specific lower layer and is out of
         scope for this specification.

   A denial of service attack on the peer may be possible when using the
   EAP Initiate/Re-auth message.  An attacker may send a bogus EAP-
   Initiate/Re-auth message, which may be carried by the authenticator
   in a RADIUS-Access-Request to the server; in response to that the
   server may send an EAP-Finish/Re-auth with Failure indication in a
   RADIUS Access-Reject message.  Note that such attacks may be
   plausible with the EAP-Start capability of IEEE 802.11 and other
   similar facilities in other link layers and where the peer can
   initiate EAP authentication; an attacker may use such messages to
   start an EAP method run, which fails and may result in the server
   sending a RADIUS Access-Reject message and thus resulting in the link
   layer connections being terminated.

   To prevent such DoS attacks, an ERP failure should not result in
   deletion of any authorization state established by a full EAP
   exchange.  Alternately, the lower layers and AAA protocols may define
   mechanisms to allow two link layer SAs derived from different EAP



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   keying materials for the same peer to exist so that smooth migration
   from the current link layer SA to the new one is possible during
   rekey.  These mechanisms prevent the link layer connections from
   being terminated when a re-authentication procedure fails due to the
   bogus EAP-Initiate/Re-auth message.

   When a DSRK is sent from a home ER server to a local domain server or
   when a rMSK is sent from an ER server to an authenticator, in the
   absence of end-to-end security between the entity that is sending the
   key and the entity receiving the key, it is plausible for other
   entities to get access to keys being sent to an ER server in another
   domain.  This mode of key transport is similar to that of MSK
   transport in the context of EAP authentication.  We further observe
   that ERP is for access authentication and does not support end-to-end
   data security.  In typical implementations, the traffic is as such in
   the clear beyond the access control enforcement point, typically the
   authenticator or a delegate thereof.  The model works as long as
   entities in the middle of the network do not use keys intended for
   other parties to steal service from an access network.  If that is
   not achievable, key delivery must be protected in an end-to-end
   manner.


8.  IANA Considerations

   This document specifies IANA registration of two new EAP Codes:

   o  5 (Initiate)

   o  6 (Finish)

   These values are in accordance with [2].

   This document also specifies IANA registration of two new Types
   related to Initiate and one for Finish message :

   o  0 RESERVED

   o  1 (Re-auth-Start, applies to Initiate Code only),

   o  2 (Re-auth, applies to Initiate and Finish Codes).

   o  3-191 IANA managed and assigned based on IETF Consensus [16],

   o  192-255 Experimental/Private use.

   .




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   Next, a number of type values corresponding to the TLVs within EAP-
   Initiate and EAP-Finish messages.  Those are as follows:

   o  keyName-NAI: This is a TLV payload.  The Type is 1.

   o  rRK Lifetime: This is a TV payload.  The Type is 2.

   o  rMSK Lifetime: This is a TV payload.  The Type is 3.

   o  Domain name: This is a TLV payload.  The Type is 4.

   o  Cryptosuite list: This is a TLV payload.  The Type is 5.

   o  6-127: Used to carry other non-channel binding related attributes.
      IANA managed and assigned based on IETF Consensus [16].

   o  The TLV type range of 128-191 is reserved to carry CB information
      in the EAP-Initiate/Re-auth and EAP-Finish/Re-auth messages.
      Below are the current assignments (all of them are TLVs):

      *  Called-Station-Id: 128

      *  Calling-Station-Id: 129

      *  NAS-Identifier: 130

      *  NAS-IP-Address: 131

      *  NAS-IPv6-Address: 132

      133-191 Used to carry other channel binding related attributes.
      IANA managed and assigned based on IETF Consensus [16].

   o  192-255 is reserved for Experimental/Private use.

   Further, this document registers a USRK label with a value "EAP re-
   authentication Root Key" in accordance with [3].

   We specify some cryptosuites below, in the format Integrity-
   algorithm_PRF-name:

   o  0 RESERVED

   o  1 HMAC-SHA256-64_HMAC-SHA256

   o  2 HMAC-SHA256-128_HMAC-SHA256





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   o  3 HMAC-SHA256-256_HMAC-SHA256

   o  4-191 IANA managed and assigned based on IETF consensus [16]

   o  192-255 is reserved for Experimental/Private use.


9.  Acknowledgments

   In writing this draft, we benefited from discussing the problem space
   and the protocol itself with a number of folks including, Bernard
   Aboba, Jari Arkko, Sam Hartman, Russ Housley, Joe Salowey, Jesse
   Walker, Charles Clancy, Michaela Vanderveen, Kedar Gaonkar, Parag
   Agashe, Dinesh Dharmaraju, Pasi Eronen, Dan Harkins, Yoshi Ohba, Glen
   Zorn, Alan DeKok, Katrin Hoeper and other participants of the HOKEY
   working group.  The credit for the idea to use EAP-Initiate/
   Re-auth-Start goes to Charles Clancy and the multiple link layer SAs
   idea to mitigate the DoS attack goes to Yoshi Ohba.  Katrin Hoeper
   suggested the use of windowing technique to handle multiple
   simultaneous ER exchanges.  Many thanks to Pasi Eronen for the
   suggestion to use hexadecimal encoding for rIKname when sent as part
   of keyName-NAI field.  Thanks to Bernard Aboba for suggestions in
   clarifying the EAP lock step operation and Joe Salowey and Glen Zorn
   for help in specifying AAA transport of ERP messages.


10.  References

10.1.  Normative References

   [1]   Bradner, S., "Key words for use in RFCs to Indicate Requirement
         Levels", BCP 14, RFC 2119, March 1997.

   [2]   Aboba, B., Blunk, L., Vollbrecht, J., Carlson, J., and H.
         Levkowetz, "Extensible Authentication Protocol (EAP)",
         RFC 3748, June 2004.

   [3]   Salowey, J., Dondeti, L., Narayanan, V., and M. Nakhjiri,
         "Specification for the Derivation of Root Keys from an Extended
         Master  Session Key (EMSK)", draft-ietf-hokey-emsk-hierarchy-03
         (work in progress), January 2008.

   [4]   Aboba, B., Beadles, M., Arkko, J., and P. Eronen, "The Network
         Access Identifier", RFC 4282, December 2005.

   [5]   Krawczyk, H., Bellare, M., and R. Canetti, "HMAC: Keyed-Hashing
         for Message Authentication", RFC 2104, February 1997.




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10.2.  Informative References

   [6]   Arkko, J. and H. Haverinen, "Extensible Authentication Protocol
         Method for 3rd Generation Authentication and Key Agreement
         (EAP-AKA)", RFC 4187, January 2006.

   [7]   Lopez, R., Skarmeta, A., Bournelle, J., Laurent-Maknavicus, M.,
         and J. Combes, "Improved EAP keying framework for a secure
         mobility access service", IWCMC '06 Proceedings of the 2006
         international conference on Wireless communications and mobile
         computing, New York, NY, USA, 2006.

   [8]   Arbaugh, W. and B. Aboba, "Experimental Handoff Extension to
         RADIUS", draft-irtf-aaaarch-handoff-04 (work in progress),
         November 2003.

   [9]   Clancy, C., Nakhjiri, M., Narayanan, V., and L. Dondeti,
         "Handover Key Management and Re-authentication Problem
         Statement", draft-ietf-hokey-reauth-ps-08 (work in progress),
         February 2008.

   [10]  Nakhjiri, M. and Y. Ohba, "Derivation, delivery and management
         of EAP based keys for handover and  re-authentication",
         draft-ietf-hokey-key-mgm-02 (work in progress), January 2008.

   [11]  Gaonkar, K., Dondeti, L., and V. Narayanan, "RADIUS attributes
         for Domain-specific Key Request and Delivery",
         draft-gaonkar-radext-erp-attrs-02 (work in progress),
         December 2007.

   [12]  Rigney, C., Willens, S., Rubens, A., and W. Simpson, "Remote
         Authentication Dial In User Service (RADIUS)", RFC 2865,
         June 2000.

   [13]  Aboba, B. and P. Calhoun, "RADIUS (Remote Authentication Dial
         In User Service) Support For Extensible Authentication Protocol
         (EAP)", RFC 3579, September 2003.

   [14]  Dondeti, L. and H. Tschofenig, "Diameter Support for EAP Re-
         authentication Protocol", draft-dondeti-dime-erp-diameter-01
         (work in progress), November 2007.

   [15]  Aboba, B., Zorn, G., and D. Mitton, "RADIUS and IPv6",
         RFC 3162, August 2001.

   [16]  Narten, T. and H. Alvestrand, "Guidelines for Writing an IANA
         Considerations Section in RFCs", BCP 26, RFC 2434,
         October 1998.



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   [17]  Housley, R. and B. Aboba, "Guidance for Authentication,
         Authorization, and Accounting (AAA) Key Management", BCP 132,
         RFC 4962, July 2007.


Appendix A.  Example ERP Exchange


  0. Authenticator --> Peer:  [EAP-Initiate/Re-auth-Start]

  1. Peer --> Authenticator:  EAP Initiate/Re-auth(SEQ, keyName-NAI,
                               cryptosuite,Auth-tag*)

  1a. Authenticator --> Re-auth-Server: AAA-Request{Authenticator-Id,
                              EAP Initiate/Re-auth(SEQ,keyName-NAI,
                               cryptosuite,Auth-tag*)

  2. ER-Server --> Authenticator: AAA-Response{rMSK,
                              EAP-Finish/Re-auth(SEQ,keyName-NAI,
                              cryptosuite,[CB-Info],Auth-tag*)

  2b. Authenticator --> Peer: EAP-Finish/Re-auth(SEQ,keyName-NAI,
                               cryptosuite,[CB-Info],Auth-tag*)

  * Auth-tag computation is over the entire EAP Initiate/Finish message;
    the code values for Initiate and Finish are different and thus
    reflection attacks are mitigated.



                          Figure 12: ERP Exchange


Authors' Addresses

   Vidya Narayanan
   Qualcomm, Inc.
   5775 Morehouse Dr
   San Diego, CA
   USA

   Phone: +1 858-845-2483
   Email: vidyan@qualcomm.com








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   Lakshminath Dondeti
   Qualcomm, Inc.
   5775 Morehouse Dr
   San Diego, CA
   USA

   Phone: +1 858-845-1267
   Email: ldondeti@qualcomm.com











































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Full Copyright Statement

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