Internet Draft                                                  J. Gao
IPCDN Working Group                                      Cisco Systems
draft-ietf-ipcdn-docsisevent-mib-02.txt                  P. Siripunkaw
                                                               Comcast
                                                             D. Raftus
                                                  Imedia Semiconductor
                                                    Expires: July 2003


             Event Notification Management Information Base
for DOCSIS Compliant Cable Modems and Cable Modem Termination Systems

Status of this Memo

   This document is an Internet-Draft and is in full conformance with
   all provisions of Section 10 of RFC2026.

   Internet-Drafts are working documents of the Internet Engineering
   Task Force (IETF), its areas, and its working groups.  Note that
   other groups may also distribute working documents as Internet-
   Drafts.

   Internet-Drafts are draft documents valid for a maximum of six months
   and may be updated, replaced, or obsoleted by other documents at any
   time.  It is inappropriate to use Internet-Drafts as reference
   material or to cite them other than as "work in progress."

   The list of current Internet-Drafts can be accessed at
   http://www.ietf.org/ietf/1id-abstracts.txt

   The list of Internet-Draft Shadow Directories can be accessed at
   http://www.ietf.org/shadow.html.

Copyright Notice

   Copyright (C) The Internet Society (2003). All Rights Reserved.

Abstract

   This memo defines a portion of the Management Information Base (MIB)
   for use with network management protocols in the Internet community.
   In particular, it defines a basic set of managed objects for SNMP-
   based event notification management of DOCSIS compliant Cable Modems
   and Cable Modem Termination Systems. This MIB is defined as an
   extension to the DOCSIS Cable Device MIB, RFC 2669.

   This memo specifies a MIB module in a manner that is compliant to the
   SMIv2.  The set of objects is consistent with the SNMP framework and



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   existing SNMP standards.

   This memo is a product of the IPCDN working group within the Internet
   Engineering Task Force.  Comments are solicited and should be
   addressed to the working group's mailing list at ipcdn@ietf.org
   and/or the author.

Table of Contents

      1 The Internet-Standard Management Framework ...................... 2
      2 Glossary ........................................................ 3
      3 Overview ........................................................ 5
      3.1 Structure of the MIB .......................................... 5
      3.2 Event Throttling .............................................. 5
      4 Definitions ..................................................... 5
      5 Acknowledgments ................................................ 17
      6 Normative References ........................................... 17
      7 Informative References ......................................... 17
      8 Security Considerations ........................................ 19
      9 Intellectual Property .......................................... 20
      10 Authors' Addresses ............................................ 20
      11 Full Copyright Statement ...................................... 21

1.  The Internet-Standard Management Framework

   For a detailed overview of the documents that describe the current
   Internet-Standard Management Framework, please refer to section 7 of
   RFC 3410 [RFC3410].

   Managed objects are accessed via a virtual information store, termed
   the Management Information Base or MIB.  MIB objects are generally
   accessed through the Simple Network Management Protocol (SNMP).
   Objects in the MIB are defined using the mechanisms defined in the
   Structure of Management Information (SMI).  This memo specifies a MIB
   module that is compliant to the SMIv2, which is described in STD 58,
   RFC 2578 [RFC2578], STD 58, RFC 2579 [RFC2579] and STD 58, RFC 2580
   [RFC2580].

2.  Glossary

   The terms in this document are derived either from normal cable
   system usage, or from the documents associated with the Data Over
   Cable Service Interface Specification process.

2.1.  BPI - Baseline Privacy Interface

   A term referring to the DOCSIS specification [BPI] for enabling
   simple data privacy in the DOCSIS 1.0 system.



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2.2.  BPI+ - Baseline Privacy Plus Interface

   A term referring to the DOCSIS specification [BPI+] for enabling CM
   authentication and data privacy in the DOCSIS 1.1 system.

2.3.  CATV

   Originally "Community Antenna Television", now used to refer to any
   cable or hybrid fiber and cable system used to deliver video signals
   to a community.

2.4.  CM - Cable Modem

   A CM acts as a "slave" station in a DOCSIS compliant cable data
   system.

2.5.  CMTS - Cable Modem Termination System

   A generic term covering a cable bridge or cable router in a head-end.
   A CMTS acts as the master station in a DOCSIS compliant cable data
   system.  It is the only station that transmits downstream, and it
   controls the scheduling of upstream transmissions by its associated
   CMs.

2.6.  DOCSIS

   "Data-Over-Cable Service Interface Specifications".  A term referring
   to the ITU-T J.112 Annex B standard for cable modem systems [RFI1.0],
   commonly known as DOCSIS 1.0.  The DOCSIS 1.1 specification is an
   extension of DOCSIS 1.0, with new features to support quality of
   service, fragmentation, and requirements for European cable plants
   [RFI1.1].

   DOCSIS 2.0 [RFI2.0] builds upon DOCSIS 1.1, and provides all of the
   features and functionality that DOCSIS 1.1 provides. In addition, it
   provides some significant enhancements in upstream capacity over
   DOCSIS 1.1. such as 30.72 Mbps maximum upstream channel capacity,
   Synchronous- CDMA operation, increased robustness to upstream noise
   and channel impairments, Enhanced Reed-Solomon error correction, and
   Trellis Coded Modulation.

2.7.  Downstream

   The direction from the head-end towards the subscriber.

2.8.  Head-end

   The origination point in most cable systems of the subscriber video



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   signals. Generally also the location of the CMTS equipment.

2.9.  MAC Packet

   A DOCSIS PDU.

2.10.  RF

   Radio Frequency.

2.11  SID

   Service ID. The SID identifies a particular upstream bandwidth
   allocation and class-of-service management for DOCSIS, and identifies
   a particular bidirectional security association for BPI.

2.12.  Upstream

   The direction from the subscriber towards the head-end.

3.  Overview

   High Speed Internet Service offering in cable industry has become
   extremely successful. DOCSIS devices including CM and CMTS are being
   deployed at a rate of multiple thousands per day. Although operators
   are enjoyinging successful deployment, they are also facing a
   challenge to properly manage deployed devices.  Operators are using
   Simple Network Management Protocol, a set of Management Information
   Base (MIB) required by DOCSIS, and SNMP Traps to manage deployed
   DOCSIS devices.  The usage of SNMP Trap for event reporting is
   becoming more popular as an effective and efficient method for
   network monitoring.

   Unfortunately, only a minimal set of SNMP Traps is currently
   available. This notification MIB in conjunction with [OSS1.1] /
   [OSS2.0] provide a minimum set of standard DOCSIS Traps that DOCSIS
   devices will support to enable successful management of DOCSIS
   devices and network.

   This document definess a set of objects required for the event
   notification management of DOCSIS compliant Cable Modems (CMs) and
   Cable Modem Termination Systems (CMTSs). The specification is derived
   from the DOCSIS Operations Support System Interface Specification
   [OSS1.1] and [OSS2.0].

   The Appendix H of [OSS1.1] defines all DOCSIS 1.1 required events and
   the Appendix D of [OSS2.0] does that for DOCSIS 2.0.  The
   notifications specified in this document are used to notify these



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   events via SNMP.

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED",  "MAY", and "OPTIONAL" in this
   document are to be interpreted as described in [RFC2119].

3.1.  Structure of the MIB

   The notification part of DOCS-CABLE-DEVICE-MIB of RFC 2669 [RFC2669]
   was left empty for further enhancement. The DOCS-CABLE-DEVICE-TRAP-
   MIB was designed to fulfill this role and therefore completes RFC
   2669 in this regard.

   Two groups of SNMP notification objects are defined in this document.
   One group defines notifications for cable modem events, and the other
   group defines notifications for cable modem termination system
   events.

   Common to all CM notification objects (traps) is that in their
   OBJECTS statements, a CM trap contains information about the event
   priority, the event Id, the event message body, the CM DOCSIS
   capability, the CM DOCSIS register status, the cable interface MAC
   address of the cable modem and the CMTS cable card MAC address to
   which the cable modem is connected to.

   Common to all CMTS notification objects (traps) is that in their
   OBJECTS statements, a CMTS trap contains information about the event
   priority, the event Id, the event message body,  the connected CM
   DOCSIS register status, the CM cable interface MAC address, the CMTS
   DOCSIS register status and the CMTS cable card MAC address.

3.2.  Event Throttling

   SNMP event throttling is controlled as described in RFC 2669
   [RFC2669].

4.  Definitions


   DOCS-CABLE-DEVICE-TRAP-MIB DEFINITIONS ::= BEGIN

     IMPORTS
           MODULE-IDENTITY,
           OBJECT-TYPE,
           NOTIFICATION-TYPE,
           mib-2
           FROM SNMPv2-SMI




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           MODULE-COMPLIANCE,
           OBJECT-GROUP,
           NOTIFICATION-GROUP
           FROM SNMPv2-CONF

           docsDevEvLevel,
           docsDevEvId,
           docsDevEvText,
           docsDevSwFilename,
           docsDevSwServer,
           docsDevServerDhcp,
           docsDevServerTime
                 FROM DOCS-CABLE-DEVICE-MIB --RFC2669

           docsIfCmCmtsAddress,
           docsIfCmtsCmStatusMacAddress,
           docsIfDocsisBaseCapability,
           docsIfCmStatusDocsisOperMode,
           docsIfCmStatusModulationType,
           docsIfCmtsCmStatusDocsisRegMode,
           docsIfCmtsCmStatusModulationType
                 FROM DOCS-IF-MIB

           ifPhysAddress
                 FROM IF-MIB;

     docsDevTrapMIB MODULE-IDENTITY
           LAST-UPDATED    "200301270000Z" -- January 27, 2003
           ORGANIZATION    "IETF IPCDN Working Group"
           CONTACT-INFO
               "        Junming Gao
                Postal: Cisco Systems
                        250 Apollo Drive
                        Chelmsford, MA 01824 U.S.A.
                Phone:  +1 978 497 4000
                E-mail: jgao@cisco.com

                IETF IPCDN Working Group
                General Discussion: ipcdn@ietf.org
                Subscribe: http://www.ietf.org/mailman/listinfo/ipcdn
                Archive: ftp://ftp.ietf.org/ietf-mail-archive/ipcdn
                Co-chairs: Richard Woundy, richard_woundy@cable.comcast.com
                           Jean-Francois Mule, jf.mule@cablelabs.com"
           DESCRIPTION
               "The CABLE DEVICE TRAP MIB is an extension of the
                CABLE DEVICE MIB defined in RFC2669. It defines various
                trap objects for both cable modem and cable modem
                termination systems. Two groups of SNMP notification



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                objects are defined. One group is for notifying cable
                modem events and one group for notifying cable modem
                termination system events. Common to all CM
                notification objects (traps) is that their OBJECTS
                statements contain information about the event priority,
                the event Id, the event message body, the CM DOCSIS
                capability, the CM DOCSIS QOS level, the CM DOCSIS
                upstream modulation type, the cable interface MAC
                address of the cable modem and the cable card MAC address
                of the CMTS to which the modem is connectede.

                These objects are docsDevEvLevel, docsDevId,
                docsDevEvText, docsIfDocsisBaseCapability,
                docsIfCmStatusDocsisOperMode, docsIfCmStatusModulationType
                ifPhysAddress and docsIfCmCmtsAddress. The values of
                docsDevEvLevel, docsDevId, and docsDevEvText are from the
                entry which logs this event in the docsDevEventTable, which
                is defined in DOCS-CABLE-DEVICE-MIB of RFC2669. The
                docsIfDocsisBaseCapability, docsIfCmStatusDocsisOperMode,
                and docsIfCmStatusModulationType are defined in the DOCS-IF-MIB.
                The ifPhysAddress value is the MAC address of the cable
                interface of this cable modem. The docsIfCmCmtsAddress
                specifies the MAC address of the CMTS (if there is a cable
                card/ interface in the CMTS, then it is actually the
                cable interface interface MAC address to which the CM is
                connected).  Individual CM trap may contain additional
                objects to provide necessary information.

                Common to all CMTS notification objects (traps) is that
                their OBJECTS statements contain information about the
                event priority, the event Id, the event message body,
                the connected CM DOCSIS QOS status, the connected CM DOCSIS
                modulation type, the CM cable interface MAC address, the
                CMTS DOCSIS capability, and the CMTS MAC address.

                These objects are docsDevEvLevel, docsDevId, docsDevEvText,
                docsIfCmtsCmStatusDocsisRegMode,
                docsIfCmtsCmStatusModulationType,
                docsIfCmtsCmStatusMacAddress, docsIfDocsisBaseCapability, and
                ifPhysAddress. The values of docsDevEvLevel, docsDevId, and
                docsDevEvText are similar to those in CM traps. The values of
                docsIfCmtsCmStatusDocsisRegMode,
                docsIfCmtsCmStatusModulationType, and
                docsIfCmtsCmStatusMacAddress are from the
                docsIfCmtsCmStatusEntry (defined in DOCS-IF-MIB) corresponding
                to a connected CM. The docsIfDocsisBaseCapability indicates the
                CMTS DOCSIS capability. The ifPhysAddress value is the CMTS MAC
                address (if there is a cable card/ interface in the CMTS, then



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                it is actually the MAC address of the cable interface which
                connected to the CM).

                Copyright (C) The Internet Society (2003). This version
                of this MIB module is part of RFC xxxx; see the RFC
                itself for full legal notices."
           REVISION "200301270000Z" -- January 27, 2003
           DESCRIPTION
               "Modified by David Raftus (david.raftus@imedia.com) to
                deprecate trap definition objects originating from
                the docsIfExt MIB. Corresponding objects from the
                Docsis 2.0 RF MIB draft were added to the trap
                definitions."
           ::= { mib-2 xx }   -- xx to be assigned by IANA


   docsDevTraps OBJECT IDENTIFIER ::= { docsDevTrapMIB 1 }
   docsDevTrapControl OBJECT IDENTIFIER ::= { docsDevTraps 1}
   docsDevCmTraps OBJECT IDENTIFIER ::= { docsDevTraps 2 0 }
   docsDevCmtsTraps OBJECT IDENTIFIER ::= { docsDevTraps 3 0 }

   docsDevCmTrapControl OBJECT-TYPE
       SYNTAX BITS {
           cmInitTLVUnknownTrap( 0),
           cmDynServReqFailTrap( 1),
           cmDynServRspFailTrap( 2),
           cmDynServAckFailTrap( 3),
           cmBpiInitTrap( 4),
           cmBPKMTrap( 5),
           cmDynamicSATrap( 6),
           cmDHCPFailTrap( 7),
           cmSwUpgradeInitTrap( 8),
           cmSwUpgradeFailTrap( 9),
           cmSwUpgradeSuccessTrap( 10),
           cmSwUpgradeCVCTrap( 11),
           cmTODFailTrap( 12),
           cmDCCReqFailTrap( 13),
           cmDCCRspFailTrap( 14),
           cmDCCAckFailTrap( 15)
       }
       MAX-ACCESS read-write
       STATUS current
       DESCRIPTION
           "The object is used to enable CM traps. From left to right,
            the set bit indicates the corresponding CM trap is enabled.
            For example, if the first bit is set, then
            docsDevCmInitTLVUnknownTrap is enabled. If it is zero,
            the trap is disabled.



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           "
       DEFVAL { {} }
       ::= { docsDevTrapControl 1 }


   docsDevCmtsTrapControl OBJECT-TYPE
       SYNTAX BITS {
           cmtsInitRegReqFailTrap( 0),
           cmtsInitRegRspFailTrap( 1),
           cmtsInitRegAckFailTrap( 2),
           cmtsDynServReqFailTrap( 3),
           cmtsDynServRspFailTrap( 4),
           cmtsDynServAckFailTrap( 5),
           cmtsBpiInitTrap( 6),
           cmtsBPKMTrap( 7),
           cmtsDynamicSATrap( 8),
           cmtsDCCReqFailTrap( 9),
           cmtsDCCRspFailTrap( 10),
           cmtsDCCAckFailTrap( 11)
       }
       MAX-ACCESS read-write
       STATUS current
       DESCRIPTION
       "The object is used to enable CMTS traps. From left to right,
        the set bit indicates the corresponding CMTS trap is enabled.
        For example, if the first bit is set, then
        docsDevCmtsInitRegRspFailTrap is enabled. If it is zero,
        the trap is disabled.
       "
       DEFVAL { {} }
       ::= { docsDevTrapControl 2 }


   docsDevCmInitTLVUnknownTrap NOTIFICATION-TYPE
       OBJECTS {
           docsDevEvLevel,
           docsDevEvId,
           docsDevEvText,
           ifPhysAddress,
           docsIfCmCmtsAddress,
           docsIfDocsisBaseCapability,
           docsIfCmStatusDocsisOperMode,
           docsIfCmStatusModulationType
       }
       STATUS current
       DESCRIPTION
           "Event due to detection of unknown TLV during
            the TLV parsing process.



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            The values of docsDevEvLevel, docsDevId, and
            docsDevEvText are from the entry which logs this event
            in the docsDevEventTable. The docsIfDocsisBaseCapability
            indicates the DOCSIS version information. The
            docsIfCmStatusDocsisOperMode indicates the QOS level of
            the CM, while the docsIfCmStatusModulationType indicates
            the upstream modulation methodology used by the CM.
            The ifPhysAddress value is the MAC address of the cable
            interface of this cable modem.
            The docsIfCmCmtsAddress specifies the MAC address
            of the CMTS to which the CM is connected (if there is a cable
            card/ interface in the CMTS, then it is actually the MAC address
            of the cable interface which connected to the CM).
            This part of information is uniformed across all CM traps.
           "
       ::= { docsDevCmTraps 1 }


   docsDevCmDynServReqFailTrap NOTIFICATION-TYPE
       OBJECTS {
           docsDevEvLevel,
           docsDevEvId,
           docsDevEvText,
           ifPhysAddress,
           docsIfCmCmtsAddress,
           docsIfDocsisBaseCapability,
           docsIfCmStatusDocsisOperMode,
           docsIfCmStatusModulationType
       }
       STATUS current
       DESCRIPTION
           "An event to report the failure of a dynamic service
            request happened during the dynamic services process.
           "
       ::= { docsDevCmTraps 2 }


   docsDevCmDynServRspFailTrap NOTIFICATION-TYPE
       OBJECTS {
           docsDevEvLevel,
           docsDevEvId,
           docsDevEvText,
           ifPhysAddress,
           docsIfCmCmtsAddress,
           docsIfDocsisBaseCapability,
           docsIfCmStatusDocsisOperMode,
           docsIfCmStatusModulationType
       }



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       STATUS current
       DESCRIPTION
           "An event to report the failure of a dynamic service
            response happened during the dynamic services process.
           "
       ::= { docsDevCmTraps 3}


   docsDevCmDynServAckFailTrap NOTIFICATION-TYPE
       OBJECTS {
           docsDevEvLevel,
           docsDevEvId,
           docsDevEvText,
           ifPhysAddress,
           docsIfCmCmtsAddress,
           docsIfDocsisBaseCapability,
           docsIfCmStatusDocsisOperMode,
           docsIfCmStatusModulationType
       }
       STATUS current
       DESCRIPTION
           "An event to report the failure of a dynamic service
            acknowledgement happened during the dynamic services process.
           "
       ::= { docsDevCmTraps 4}


   docsDevCmBpiInitTrap NOTIFICATION-TYPE
       OBJECTS {
           docsDevEvLevel,
           docsDevEvId,
           docsDevEvText,
           ifPhysAddress,
           docsIfCmCmtsAddress,
           docsIfDocsisBaseCapability,
           docsIfCmStatusDocsisOperMode,
           docsIfCmStatusModulationType
       }
       STATUS current
       DESCRIPTION
           "An event to report the failure of a BPI initialization
            attempt happened during the registration process.
           "
       ::= { docsDevCmTraps 5 }


   docsDevCmBPKMTrap NOTIFICATION-TYPE
       OBJECTS {



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           docsDevEvLevel,
           docsDevEvId,
           docsDevEvText,
           ifPhysAddress,
           docsIfCmCmtsAddress,
           docsIfDocsisBaseCapability,
           docsIfCmStatusDocsisOperMode,
           docsIfCmStatusModulationType
       }
       STATUS current
       DESCRIPTION
           "An event to report the failure of a BPKM operation.
           "
       ::= { docsDevCmTraps 6 }


   docsDevCmDynamicSATrap NOTIFICATION-TYPE
       OBJECTS {
           docsDevEvLevel,
           docsDevEvId,
           docsDevEvText,
           ifPhysAddress,
           docsIfCmCmtsAddress,
           docsIfDocsisBaseCapability,
           docsIfCmStatusDocsisOperMode,
           docsIfCmStatusModulationType
       }
       STATUS current
       DESCRIPTION
           "An event to report the failure of a dynamic security
            association operation.
           "
       ::= { docsDevCmTraps 7 }


   docsDevCmDHCPFailTrap NOTIFICATION-TYPE
       OBJECTS {
           docsDevEvLevel,
           docsDevEvId,
           docsDevEvText,
           ifPhysAddress,
           docsIfCmCmtsAddress,
           docsDevServerDhcp,
           docsIfDocsisBaseCapability,
           docsIfCmStatusDocsisOperMode,
           docsIfCmStatusModulationType
       }
       STATUS current



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       DESCRIPTION
           "An event to report the failure of a DHCP server.
           The value of docsDevServerDhcp is the IP address
           of the DHCP server.
           "
       ::= { docsDevCmTraps 8 }


   docsDevCmSwUpgradeInitTrap NOTIFICATION-TYPE
       OBJECTS {
           docsDevEvLevel,
           docsDevEvId,
           docsDevEvText,
           ifPhysAddress,
           docsIfCmCmtsAddress,
           docsDevSwFilename,
           docsDevSwServer,
           docsIfDocsisBaseCapability,
           docsIfCmStatusDocsisOperMode,
           docsIfCmStatusModulationType
       }
       STATUS current
       DESCRIPTION
           "An event to report a software upgrade initiated
            event. The values of docsDevSwFilename, and
            docsDevSwServer indicate the software image name
            and the server IP address the image is from.
           "
       ::= { docsDevCmTraps 9 }


   docsDevCmSwUpgradeFailTrap NOTIFICATION-TYPE
       OBJECTS {
           docsDevEvLevel,
           docsDevEvId,
           docsDevEvText,
           ifPhysAddress,
           docsIfCmCmtsAddress,
           docsDevSwFilename,
           docsDevSwServer,
           docsIfDocsisBaseCapability,
           docsIfCmStatusDocsisOperMode,
           docsIfCmStatusModulationType
       }
       STATUS current
       DESCRIPTION
           "An event to report the failure of a software upgrade
            attempt. The values of docsDevSwFilename, and



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            docsDevSwServer indicate the software image name
            and the server IP address the image is from.
           "
       ::= { docsDevCmTraps 10 }


   docsDevCmSwUpgradeSuccessTrap NOTIFICATION-TYPE
       OBJECTS {
           docsDevEvLevel,
           docsDevEvId,
           docsDevEvText,
           ifPhysAddress,
           docsIfCmCmtsAddress,
           docsDevSwFilename,
           docsDevSwServer,
           docsIfDocsisBaseCapability,
           docsIfCmStatusDocsisOperMode,
           docsIfCmStatusModulationType
       }
       STATUS current
       DESCRIPTION
           "An event to report the Software upgrade success event.
            The values of docsDevSwFilename, and
            docsDevSwServer indicate the software image name
            and the server IP address the image is from.
           "
       ::= { docsDevCmTraps 11 }


   docsDevCmSwUpgradeCVCFailTrap NOTIFICATION-TYPE
       OBJECTS {
           docsDevEvLevel,
           docsDevEvId,
           docsDevEvText,
           ifPhysAddress,
           docsIfCmCmtsAddress,
           docsIfDocsisBaseCapability,
           docsIfCmStatusDocsisOperMode,
           docsIfCmStatusModulationType
       }
       STATUS current
       DESCRIPTION
           "An event to report the failure of the verification
            of code file happened during a secure software upgrade
            attempt.
           "
       ::= { docsDevCmTraps 12 }




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   docsDevCmTODFailTrap NOTIFICATION-TYPE
       OBJECTS {
           docsDevEvLevel,
           docsDevEvId,
           docsDevEvText,
           ifPhysAddress,
           docsIfCmCmtsAddress,
           docsDevServerTime,
           docsIfDocsisBaseCapability,
           docsIfCmStatusDocsisOperMode,
           docsIfCmStatusModulationType
       }
       STATUS current
       DESCRIPTION
           "An event to report the failure of a time of day server.
            The value of docsDevServerTime indicates the server IP
            address.
           "
       ::= { docsDevCmTraps 13 }


   docsDevCmDCCReqFailTrap NOTIFICATION-TYPE
       OBJECTS {
           docsDevEvLevel,
           docsDevEvId,
           docsDevEvText,
           ifPhysAddress,
           docsIfCmCmtsAddress,
           docsIfDocsisBaseCapability,
           docsIfCmStatusDocsisOperMode,
           docsIfCmStatusModulationType
       }
       STATUS current
       DESCRIPTION
           "An event to report the failure of a dynamic channel
            change request happened during the dynamic channel
            change process in the CM side.
           "
       ::= { docsDevCmTraps 14 }


   docsDevCmDCCRspFailTrap NOTIFICATION-TYPE
       OBJECTS {
           docsDevEvLevel,
           docsDevEvId,
           docsDevEvText,
           ifPhysAddress,
           docsIfCmCmtsAddress,



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           docsIfDocsisBaseCapability,
           docsIfCmStatusDocsisOperMode,
           docsIfCmStatusModulationType
       }
       STATUS current
       DESCRIPTION
           "An event to report the failure of a dynamic channel
            change response happened during the dynamic channel
            change process in the CM side.
           "
       ::= { docsDevCmTraps 15 }


   docsDevCmDCCAckFailTrap NOTIFICATION-TYPE
       OBJECTS {
           docsDevEvLevel,
           docsDevEvId,
           docsDevEvText,
           ifPhysAddress,
           docsIfCmCmtsAddress,
           docsIfDocsisBaseCapability,
           docsIfCmStatusDocsisOperMode,
           docsIfCmStatusModulationType
       }
       STATUS current
       DESCRIPTION
           "An event to report the failure of a dynamic channel
            change acknowledgement happened during the dynamic channel
            change process in the CM side.
           "
       ::= { docsDevCmTraps 16}


   docsDevCmtsInitRegReqFailTrap NOTIFICATION-TYPE
       OBJECTS {
           docsDevEvLevel,
           docsDevEvId,
           docsDevEvText,
           docsIfCmtsCmStatusMacAddress,
           ifPhysAddress,
           docsIfCmtsCmStatusDocsisRegMode,
           docsIfDocsisBaseCapability,
           docsIfCmtsCmStatusModulationType
       }
       STATUS current
       DESCRIPTION
           "An event to report the failure of a registration
           request from CM happening during the CM initialization



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           process and detected on the CMTS side. The values of
           docsDevEvLevel, docsDevId, and docsDevEvText are from
           the entry which logs this event in the
           docsDevEventTable. The docsIfCmtsCmStatusDocsisRegMode
           and docsIfCmtsCmStatusMacAddress indicate the docsis
           QOS version and the MAC address of the requesting CM.
           The docsIfCmtsCmModulationType indicates the upstream
           modulation methodology used by the connected CM.
           The docsIfDocsisBaseCapability and ifPhysAddress
           indicate the docsis version of the CMTS and the MAC
           address of the CMTS (if there is a cable card/ interface
           in the CMTS, then it is actually the MAC address of the
           cable interface which connected to the CM) cable card
           connected to the CM. This part of information is
           uniformed across all CMTS traps.
           "
       ::= { docsDevCmtsTraps 1 }


   docsDevCmtsInitRegRspFailTrap NOTIFICATION-TYPE
       OBJECTS {
           docsDevEvLevel,
           docsDevEvId,
           docsDevEvText,
           docsIfCmtsCmStatusMacAddress,
           ifPhysAddress,
           docsIfCmtsCmStatusDocsisRegMode,
           docsIfDocsisBaseCapability,
           docsIfCmtsCmStatusModulationType
       }
       STATUS current
       DESCRIPTION
           "An event to report the failure of a registration
            response happened during the CM initialization
            process and detected in the CMTS side.
           "
       ::= { docsDevCmtsTraps 2 }


   docsDevCmtsInitRegAckFailTrap NOTIFICATION-TYPE
       OBJECTS {
           docsDevEvLevel,
           docsDevEvId,
           docsDevEvText,
           docsIfCmtsCmStatusMacAddress,
           ifPhysAddress,
           docsIfCmtsCmStatusDocsisRegMode,
           docsIfDocsisBaseCapability,



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           docsIfCmtsCmStatusModulationType
       }
       STATUS current
       DESCRIPTION
           "An event to report the failure of a registration
            acknowledgement from CM happened during the CM
            initialization process and detected in the CMTS side.
           "
       ::= { docsDevCmtsTraps 3 }


   docsDevCmtsDynServReqFailTrap NOTIFICATION-TYPE
       OBJECTS {
           docsDevEvLevel,
           docsDevEvId,
           docsDevEvText,
           docsIfCmtsCmStatusMacAddress,
           ifPhysAddress,
           docsIfCmtsCmStatusDocsisRegMode,
           docsIfDocsisBaseCapability,
           docsIfCmtsCmStatusModulationType
       }
       STATUS current
       DESCRIPTION
           "An event to report the failure of a dynamic service
            request happened during the dynamic services process
            and detected in the CMTS side.
           "
       ::= { docsDevCmtsTraps 4 }


   docsDevCmtsDynServRspFailTrap NOTIFICATION-TYPE
       OBJECTS {
           docsDevEvLevel,
           docsDevEvId,
           docsDevEvText,
           docsIfCmtsCmStatusMacAddress,
           ifPhysAddress,
           docsIfCmtsCmStatusDocsisRegMode,
           docsIfDocsisBaseCapability,
           docsIfCmtsCmStatusModulationType
       }
       STATUS current
       DESCRIPTION
           "An event to report the failure of a dynamic service
            response happened during the dynamic services process
            and detected in the CMTS side.
           "



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       ::= { docsDevCmtsTraps 5 }


   docsDevCmtsDynServAckFailTrap NOTIFICATION-TYPE
       OBJECTS {
           docsDevEvLevel,
           docsDevEvId,
           docsDevEvText,
           docsIfCmtsCmStatusMacAddress,
           ifPhysAddress,
           docsIfCmtsCmStatusDocsisRegMode,
           docsIfDocsisBaseCapability,
           docsIfCmtsCmStatusModulationType
       }
       STATUS current
       DESCRIPTION
           "An event to report the failure of a dynamic service
            acknowledgement happened during the dynamic services
            process and detected in the CMTS side.
           "
       ::= { docsDevCmtsTraps 6 }


   docsDevCmtsBpiInitTrap NOTIFICATION-TYPE
       OBJECTS {
           docsDevEvLevel,
           docsDevEvId,
           docsDevEvText,
           docsIfCmtsCmStatusMacAddress,
           ifPhysAddress,
           docsIfCmtsCmStatusDocsisRegMode,
           docsIfDocsisBaseCapability,
           docsIfCmtsCmStatusModulationType
       }
       STATUS current
       DESCRIPTION
           "An event to report the failure of a BPI initialization
            attempt happened during the CM registration process
            and detected in the CMTS side.
           "
       ::= { docsDevCmtsTraps 7 }


   docsDevCmtsBPKMTrap NOTIFICATION-TYPE
       OBJECTS {
           docsDevEvLevel,
           docsDevEvId,
           docsDevEvText,



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           docsIfCmtsCmStatusMacAddress,
           ifPhysAddress,
           docsIfCmtsCmStatusDocsisRegMode,
           docsIfDocsisBaseCapability,
           docsIfCmtsCmStatusModulationType
       }
       STATUS current
       DESCRIPTION
           "An event to report the failure of a BPKM operation
            which is detected in the CMTS side.
           "
       ::= { docsDevCmtsTraps 8 }


   docsDevCmtsDynamicSATrap NOTIFICATION-TYPE
       OBJECTS {
           docsDevEvLevel,
           docsDevEvId,
           docsDevEvText,
           docsIfCmtsCmStatusMacAddress,
           ifPhysAddress,
           docsIfCmtsCmStatusDocsisRegMode,
           docsIfDocsisBaseCapability,
           docsIfCmtsCmStatusModulationType
       }
       STATUS current
       DESCRIPTION
           "An event to report the failure of a dynamic security
            association operation which is detected in the CMTS side.
           "
       ::= { docsDevCmtsTraps 9 }


   docsDevCmtsDCCReqFailTrap NOTIFICATION-TYPE
       OBJECTS {
           docsDevEvLevel,
           docsDevEvId,
           docsDevEvText,
           docsIfCmtsCmStatusMacAddress,
           ifPhysAddress,
           docsIfCmtsCmStatusDocsisRegMode,
           docsIfDocsisBaseCapability,
           docsIfCmtsCmStatusModulationType
       }
       STATUS current
       DESCRIPTION
           "An event to report the failure of a dynamic channel
            change request happened during the dynamic channel



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            change process in the CM side and detected in the
            CMTS side.
           "
       ::= { docsDevCmtsTraps 10 }


   docsDevCmtsDCCRspFailTrap NOTIFICATION-TYPE
       OBJECTS {
           docsDevEvLevel,
           docsDevEvId,
           docsDevEvText,
           docsIfCmtsCmStatusMacAddress,
           ifPhysAddress,
           docsIfCmtsCmStatusDocsisRegMode,
           docsIfDocsisBaseCapability,
           docsIfCmtsCmStatusModulationType
       }
       STATUS current
       DESCRIPTION
           "An event to report the failure of a dynamic channel
            change response happened during the dynamic channel
            change process in the CMTS side.
           "
       ::= { docsDevCmtsTraps 11 }


   docsDevCmtsDCCAckFailTrap NOTIFICATION-TYPE
       OBJECTS {
           docsDevEvLevel,
           docsDevEvId,
           docsDevEvText,
           docsIfCmtsCmStatusMacAddress,
           ifPhysAddress,
           docsIfCmtsCmStatusDocsisRegMode,
           docsIfDocsisBaseCapability,
           docsIfCmtsCmStatusModulationType
       }
       STATUS current
       DESCRIPTION
           "An event to report the failure of a dynamic channel
            change acknowledgement happened during the dynamic channel
            change process in the CMTS side.
           "
       ::= { docsDevCmtsTraps 12}

   --
   --Conformance definitions
   --



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   docsDevTrapConformance OBJECT IDENTIFIER ::= { docsDevTraps 4 }
   docsDevTrapGroups OBJECT IDENTIFIER ::= { docsDevTrapConformance 1 }
   docsDevTrapCompliances OBJECT IDENTIFIER ::= { docsDevTrapConformance 2 }
   docsDevCmTrapCompliance MODULE-COMPLIANCE
       STATUS current
       DESCRIPTION
       "The compliance statement for Cable Modem Traps and Control"

       MODULE --docsDevTrap
       --mandatory groups

           GROUP docsDevCmTrapControlGroup
           DESCRIPTION
               "Mandatory in CM."

           GROUP docsDevCmNotificationGroup
           DESCRIPTION
               "Mandatory in Cable Modem."

       ::= { docsDevTrapCompliances 1 }

   docsDevCmTrapControlGroup OBJECT-GROUP
       OBJECTS {
           docsDevCmTrapControl
       }
       STATUS current
       DESCRIPTION
           "CM must support docsDevCmTrapControl."
       ::= { docsDevTrapGroups 1 }

   docsDevCmNotificationGroup NOTIFICATION-GROUP
       NOTIFICATIONS {
           docsDevCmInitTLVUnknownTrap,
           docsDevCmDynServReqFailTrap,
           docsDevCmDynServRspFailTrap,
           docsDevCmDynServAckFailTrap,
           docsDevCmBpiInitTrap,
           docsDevCmBPKMTrap,
           docsDevCmDynamicSATrap,
           docsDevCmDHCPFailTrap,
           docsDevCmSwUpgradeInitTrap,
           docsDevCmSwUpgradeFailTrap,
           docsDevCmSwUpgradeSuccessTrap,
           docsDevCmSwUpgradeCVCFailTrap,
           docsDevCmTODFailTrap,
           docsDevCmDCCReqFailTrap,
           docsDevCmDCCRspFailTrap,
           docsDevCmDCCAckFailTrap



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       }
       STATUS current
       DESCRIPTION
           "A collection of CM notifications providing device status and
           control."
       ::= { docsDevTrapGroups 2 }

   docsDevCmtsTrapCompliance MODULE-COMPLIANCE
       STATUS current
       DESCRIPTION
           "The compliance statement for MCNS Cable Modems and
           Cable Modem Termination Systems."
       MODULE --docsDevTrap
       --mandatory groups

           GROUP docsDevCmtsTrapControlGroup
           DESCRIPTION
               "Mandatory in CMTS."

           GROUP docsDevCmtsNotificationGroup
           DESCRIPTION
               "Mandatory in Cable Modem Termination Systems."

       ::= { docsDevTrapCompliances 2 }

   docsDevCmtsTrapControlGroup OBJECT-GROUP
       OBJECTS {
           docsDevCmtsTrapControl
       }
       STATUS current
       DESCRIPTION
           "CMTS must support docsDevCmtsTrapControl."
       ::= { docsDevTrapGroups 3 }

   docsDevCmtsNotificationGroup NOTIFICATION-GROUP
       NOTIFICATIONS {
           docsDevCmtsInitRegReqFailTrap,
           docsDevCmtsInitRegRspFailTrap,
           docsDevCmtsInitRegAckFailTrap ,
           docsDevCmtsDynServReqFailTrap,
           docsDevCmtsDynServRspFailTrap,
           docsDevCmtsDynServAckFailTrap,
           docsDevCmtsBpiInitTrap,
           docsDevCmtsBPKMTrap,
           docsDevCmtsDynamicSATrap,
           docsDevCmtsDCCReqFailTrap,
           docsDevCmtsDCCRspFailTrap,
           docsDevCmtsDCCAckFailTrap



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       }
       STATUS current
       DESCRIPTION
           "A collection of CMTS notifications providing device status and
           control."
       ::= { docsDevTrapGroups 4 }
   END

5.  Acknowledgments

   This document was produced by the IPCDN Working Group.

   Special thanks to Rich Woundy, who made several valuable suggestions
   to improve the traps.

6.  Normative References


   [RFC2119]   Bradner, S., "Key words for use in RFCs to Indicate
               Requirement Levels", BCP 14, RFC 2119, March 1997.

   [RFC2669]   St. Johns, M., editor, "DOCSIS Cable Device MIB, Cable
               Device Management Information Base for DOCSIS compliant
               Cable Modems and Cable Modem Termination Systems", RFC
               2669, August 1999.

   [RFC2578]   McCloghrie, K., Perkins, D., Schoenwaelder, J., Case, J.,
               Rose, M. and S. Waldbusser, "Structure of Management
               Information Version 2 (SMIv2)", STD 58, RFC 2578, April
               1999.

   [RFC2579]   McCloghrie, K., Perkins, D., Schoenwaelder, J., Case, J.,
               Rose, M. and S. Waldbusser, "Textual Conventions for
               SMIv2", STD 58, RFC 2579, April 1999.

   [RFC2580]   McCloghrie, K., Perkins, D., Schoenwaelder, J., Case, J.,
               Rose, M. and S. Waldbusser, "Conformance Statements for
               SMIv2", STD 58, RFC 2580, April 1999.

   [BPI]       "Data-Over-Cable Service Interface Specifications: DOCSIS
               1.0 Baseline Privacy Interface Specification SCTE 22-2
               2002", SCTE Data Standards Subcommittee, 2002,
               http://www.scte.org/standards/.

   [BPI+]      "Data-Over-Cable Service Interface Specifications:
               Baseline Privacy Plus Interface Specification
               SP-BPI+-I09-020830", CableLabs, August 2002,
               http://www.cablemodem.com/specifications/.



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   [OSS1.0]    "Data-Over-Cable Service Interface Specifications:
               DOCSIS 1.0 Operations Support System Interface
               Specification Radio Frequency Interface SCTE 22-3
               2002", SCTE Data Standards Subcommittee, 2002,
               http://www.scte.org/standards/.

   [OSS1.1]    "Data-Over-Cable Service Interface Specifications:
               Operations Support System Interface Specification
               SP-OSSIv1.1-I06-020830", CableLabs, August 2002,
               http://www.cablemodem.com/specifications/.

   [OSS2.0]    "Data-Over-Cable Service Interface Specifications:
               Operations Support System Interface Specification
               SP-OSSIv2.0-I03-021218", CableLabs, December 2002,
               http://www.cablemodem.com/specifications/.

   [RFI1.0]    "Data-Over-Cable Service Interface Specifications:
               DOCSIS 1.0 Radio Frequency Interface Specification SCTE
               22-1 2002", SCTE Data Standards Subcommittee, 2002,
               http://www.scte.org/standards/.

   [RFI1.1]    "Data-Over-Cable Service Interface Specifications:
               Radio Frequency Interface Specification
               SP-RFIv1.1-I09-020830", CableLabs, August 2002,
               http://www.cablemodem.com/specifications/.

   [RFI2.0]    "Data-Over-Cable Service Interface Specifications:
               Radio Frequency Interface Specification
               SP-RFIv2.0-I03-021218", CableLabs, December 2002,
               http://www.cablemodem.com/specifications/.

7.  Informative References

   [RFC3410]   Case, J., Mundy, R., Partain, D. and B. Stewart,
               "Introduction and Applicability Statements for Internet-
               Standard Management Framework", RFC 3410, December 2002.

8.  Security Considerations

   There are a number of management objects defined in this MIB module
   with a MAX-ACCESS clause of read-write and/or read-create.  Such
   objects may be considered sensitive or vulnerable in some network
   environments.  The support for SET operations in a non-secure
   environment without proper protection can have a negative effect on
   network operations.  These are the tables and objects and their
   sensitivity/vulnerability:

   o    Setting docsDevCmTrapControl or docsDevCmtsTrapControl may



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        cause flooding of traps, which can disrupt network service.

   SNMP versions prior to SNMPv3 did not include adequate security.
   Even if the network itself is secure (for example by using IPSec),
   even then, there is no control as to who on the secure network is
   allowed to access and GET/SET (read/change/create/delete) the objects
   in this MIB module.

   It is RECOMMENDED that implementers consider the security features as
   provided by the SNMPv3 framework (see [RFC3410], section 8),
   including full support for the SNMPv3 cryptographic mechanisms (for
   authentication and privacy).

   Further, deployment of SNMP versions prior to SNMPv3 is NOT
   RECOMMENDED.  Instead, it is RECOMMENDED to deploy SNMPv3 and to
   enable cryptographic security.  It is then a customer/operator
   responsibility to ensure that the SNMP entity giving access to an
   instance of this MIB module is properly configured to give access to
   the objects only to those principals (users) that have legitimate
   rights to indeed GET or SET (change/create/delete) them.

9.  Intellectual Property

   The IETF takes no position regarding the validity or scope of any
   intellectual property or other rights that might be claimed to
   pertain to the implementation or use of the technology described in
   this document or the extent to which any license under such rights
   might or might not be available; neither does it represent that it
   has made any effort to identify any such rights.  Information on the
   IETF's procedures with respect to rights in standards-track and
   standards-related documentation can be found in BCP-11.  Copies of
   claims of rights made available for publication and any assurances of
   licenses to be made available, or the result of an attempt made to
   obtain a general license or permission for the use of such
   proprietary rights by implementors or users of this specification can
   be obtained from the IETF Secretariat.

   The IETF invites any interested party to bring to its attention any
   copyrights, patents or patent applications, or other proprietary
   rights which may cover technology that may be required to practice
   this standard.  Please address the information to the IETF Executive
   Director.

10.  Authors' Addresses

      Junming Gao
      Cisco Systems
      250 Apollo Drive



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      Chelmsford, MA 01824 U.S.A.
      Phone: +1 978 244 8000
      Email: jgao@cisco.com

      Pak Siripunkaw
      Comcast
      3 Executive Campus
      Cherry Hill, NJ 08002 U.S.A.
      Phone: +1 856 317 7200
      Email: Pak_Siripunkaw2@Cable.Comcast.com

      David Raftus
      Imedia Semiconductor
      340 Terry Fox Drive, Suite 202
      Ottawa Ontario Canada
      Phone:  +1 613 592 1052 ext 222
      E-mail: david.raftus@imedia.com

11.  Full Copyright Statement

   Copyright (C) The Internet Society (2003). All Rights Reserved.

   This document and translations of it may be copied and furnished to
   others, and derivative works that comment on or otherwise explain it
   or assist in its implementation may be prepared, copied, published
   and distributed, in whole or in part, without restriction of any
   kind, provided that the above copyright notice and this paragraph are
   included on all such copies and derivative works.  However, this
   document itself may not be modified in any way, such as by removing
   the copyright notice or references to the Internet Society or other
   Internet organizations, except as needed for the  purpose of
   developing Internet standards in which case the procedures for
   copyrights defined in the Internet Standards process must be
   followed, or as required to translate it into languages other than
   English.

   The limited permissions granted above are perpetual and will not be
   revoked by the Internet Society or its successors or assigns.

   This document and the information contained herein is provided on an
   "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
   TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
   BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
   HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
   MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

Acknowledgement




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   Funding for the RFC Editor function is currently provided by the
   Internet Society.

















































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