Internet Engineering Task Force (IETF) C. Tjhai
Internet-Draft M. Tomlinson
Updates: 7296 (if approved) Post-Quantum
Intended status: Standards Track G. Bartlett
Expires: January 7, 2022 Quantum Secret
S. Fluhrer
Cisco Systems
D. Van Geest
ISARA Corporation
O. Garcia-Morchon
Philips
V. Smyslov
ELVIS-PLUS
July 6, 2021
Multiple Key Exchanges in IKEv2
draft-ietf-ipsecme-ikev2-multiple-ke-03
Abstract
This document describes how to extend the Internet Key Exchange
Protocol Version 2 (IKEv2) to allow multiple key exchanges to take
place while computing a shared secret during a Security Association
(SA) setup. The primary application of this feature in IKEv2 is the
ability to perform one or more post-quantum key exchanges in
conjunction with the classical (Elliptic Curve) Diffie-Hellman key
exchange, so that the resulting shared key is resistant against
quantum computer attacks. Another possible application is the
ability to combine several key exchanges in situations when no single
key exchange algorithm is trusted by both initiator and responder.
This document updates RFC7296 by renaming a transform type 4 from
"Diffie-Hellman Group (D-H)" to "Key Exchange Method (KE)" and
renaming a field in the Key Exchange Payload from "Diffie-Hellman
Group Num" to "Key Exchange Method". It also renames an IANA
registry for this transform type from "Transform Type 4 - Diffie-
Hellman Group Transform IDs" to "Transform Type 4 - Key Exchange
Method Transform IDs". These changes generalize key exchange
algorithms that can be used in IKEv2.
Status of This Memo
This Internet-Draft is submitted in full conformance with the
provisions of BCP 78 and BCP 79.
Internet-Drafts are working documents of the Internet Engineering
Task Force (IETF). Note that other groups may also distribute
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working documents as Internet-Drafts. The list of current Internet-
Drafts is at https://datatracker.ietf.org/drafts/current/.
Internet-Drafts are draft documents valid for a maximum of six months
and may be updated, replaced, or obsoleted by other documents at any
time. It is inappropriate to use Internet-Drafts as reference
material or to cite them other than as "work in progress."
This Internet-Draft will expire on January 7, 2022.
Copyright Notice
Copyright (c) 2021 IETF Trust and the persons identified as the
document authors. All rights reserved.
This document is subject to BCP 78 and the IETF Trust's Legal
Provisions Relating to IETF Documents
(https://trustee.ietf.org/license-info) in effect on the date of
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described in the Simplified BSD License.
Table of Contents
1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . 3
1.1. Problem Description . . . . . . . . . . . . . . . . . . . 3
1.2. Proposed Extension . . . . . . . . . . . . . . . . . . . 3
1.3. Changes . . . . . . . . . . . . . . . . . . . . . . . . . 4
1.4. Document Organization . . . . . . . . . . . . . . . . . . 6
2. Design Criteria . . . . . . . . . . . . . . . . . . . . . . . 6
3. Multiple Key Exchanges . . . . . . . . . . . . . . . . . . . 8
3.1. Overall Design . . . . . . . . . . . . . . . . . . . . . 8
3.2. Overall Protocol . . . . . . . . . . . . . . . . . . . . 10
3.2.1. IKE_SA_INIT Round: Negotiation . . . . . . . . . . . 10
3.2.2. IKE_INTERMEDIATE Round: Additional Key Exchanges . . 12
3.2.3. IKE_AUTH Exchange . . . . . . . . . . . . . . . . . . 13
3.2.4. CREATE_CHILD_SA Exchange . . . . . . . . . . . . . . 13
4. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 16
5. Security Considerations . . . . . . . . . . . . . . . . . . . 17
6. Acknowledgements . . . . . . . . . . . . . . . . . . . . . . 18
7. References . . . . . . . . . . . . . . . . . . . . . . . . . 18
7.1. Normative References . . . . . . . . . . . . . . . . . . 18
7.2. Informative References . . . . . . . . . . . . . . . . . 18
Appendix A. Alternative Design . . . . . . . . . . . . . . . . . 19
Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . 23
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1. Introduction
1.1. Problem Description
Internet Key Exchange Protocol (IKEv2) as specified in [RFC7296] uses
the Diffie-Hellman (DH) or Elliptic Curve Diffie-Hellman (ECDH)
algorithm to establish a shared secret between an initiator and a
responder. The security of the DH and ECDH algorithms relies on the
difficulty to solve a discrete logarithm problem in multiplicative
and elliptic curve groups respectively when the order of the group
parameter is large enough. While solving such a problem remains
difficult with current computing power, it is believed that general
purpose quantum computers will be able to solve this problem,
implying that the security of IKEv2 is compromised. There are,
however, a number of cryptosystems that are conjectured to be
resistant against quantum computer attack. This family of
cryptosystems is known as post-quantum cryptography (PQC). It is
sometimes also referred to as quantum-safe cryptography (QSC) or
quantum-resistant cryptography (QRC).
1.2. Proposed Extension
This document describes a method to perform multiple successive key
exchanges in IKEv2. It allows integration of QSC in IKEv2, while
maintaining backwards compatibility, to derive a set of IKE keys that
is resistant to quantum computer attacks. This extension allows the
negotiation of one or more QSC algorithm to exchange data, in
addition to the existing DH or ECDH key exchange data. We believe
that the feature of using more than one post-quantum algorithms is
important as many of these algorithms are relatively new and there
may be a need to hedge the security risk with multiple key exchange
data from several distinct QSC algorithms.
The secrets established from each key exchange are combined in a way
such that should the post-quantum secrets not be present, the derived
shared secret is equivalent to that of the standard IKEv2; on the
other hand, a post-quantum shared secret is obtained if both
classical and post-quantum key exchange data are present. This
extension also applies to key exchanges in IKE Security Associations
(SAs) for Encapsulating Security Payload (ESP) [RFC4303] or
Authentication Header (AH) [RFC4302], i.e. Child SAs, in order to
provide a stronger guarantee of forward security.
Some post-quantum key exchange payloads may have sizes larger than
the standard maximum transmission unit (MTU) size, and therefore
there could be issues with fragmentation at the IP layer. IKE does
allow transmission over TCP where fragmentation is not an issue
[RFC8229]; however, we believe that a UDP-based solution will be
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required too. IKE does have a mechanism to handle fragmentation
within UDP [RFC7383], however that is only applicable to messages
exchanged after the IKE_SA_INIT exchange. To use this mechanism,
this specification relies on the IKE_INTERMEDIATE exchange as
outlined in [I-D.ietf-ipsecme-ikev2-intermediate]. With this
mechanism, we do an initial key exchange, using a smaller, possibly
non-quantum resistant primitive, such as ECDH. Then, before we do
the IKE_AUTH exchange, we perform one or more IKE_INTERMEDIATE
exchanges, each of which contains an additional key exchange. As the
IKE_INTERMEDIATE exchange is encrypted, the IKE fragmentation
protocol [RFC7383] can be used. The IKE SK_* values are updated
after each exchange, and so the final IKE SA keys depend on all the
key exchanges, hence they are secure if any of the key exchanges are
secure.
Note that readers should consider the approach defined in this
document as providing a long term solution in upgrading the IKEv2
protocol to support post-quantum algorithms. A short term solution
to make IKEv2 key exchange quantum secure is to use post-quantum pre-
shared keys as discussed in [RFC8784].
Note also, that the proposed approach of performing multiple
successive key exchanges in such a way that resulting session keys
depend on all of them is not limited to achieving quantum resistance
only. It can also be used when all the performed key exchanges are
classical (EC)DH ones, where for some reasons (e.g. policy
requirements) it is essential to perform multiple of them.
This draft does not attempt to address key exchanges with KE payloads
longer than 64k; the current IKE payload format does not allow that
as a possibility. At the current time, it appears likely that there
are a number of key exchanges available that would not require such a
requirement. However, if such a requirement is needed,
[I-D.tjhai-ikev2-beyond-64k-limit] discusses approaches that should
be taken to exchange huge payloads.
1.3. Changes
RFC EDITOR PLEASE DELETE THIS SECTION.
Changes in this draft in each version iterations.
draft-ietf-ipsecme-ikev2-multiple-ke-03
o More clarifications added.
o Figure illustrating initial exchange added.
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o Minor editorial changes.
draft-ietf-ipsecme-ikev2-multiple-ke-02
o Added a reference on the handling of KE payloads larger than 64KB.
draft-ietf-ipsecme-ikev2-multiple-ke-01
o References are updated.
draft-ietf-ipsecme-ikev2-multiple-ke-00
o Draft name changed as result of WG adoption and generalization of
the approach.
o New exchange IKE_FOLLOWUP_KE is defined for additional key
exchanges performed after CREATE_CHILD_SA.
o Nonces are removed from all additional key exchanges.
o Clarification that IKE_INTERMEDIATE must be negotiated is added.
draft-tjhai-ipsecme-hybrid-qske-ikev2-04
o Clarification about key derivation in case of multiple key
exchanges in CREATE_CHILD_SA is added.
o Resolving rekey collisions in case of multiple key exchanges is
clarified.
draft-tjhai-ipsecme-hybrid-qske-ikev2-03
o Using multiple key exchanges CREATE_CHILD_SA is defined.
draft-tjhai-ipsecme-hybrid-qske-ikev2-02
o Use new transform types to negotiate additional key exchanges,
rather than using the KE payloads of IKE SA.
draft-tjhai-ipsecme-hybrid-qske-ikev2-01
o Use IKE_INTERMEDIATE to perform multiple key exchanges in
succession.
o Handle fragmentation by keeping the first key exchange (a standard
IKE_SA_INIT with a few extra notifies) small, and encrypting the
rest of the key exchanges.
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o Simplify the negotiation of the 'extra' key exchanges.
draft-tjhai-ipsecme-hybrid-qske-ikev2-00
o We added a feature to allow more than one post-quantum key
exchange algorithms to be negotiated and used to exchange a post-
quantum shared secret.
o Instead of relying on TCP encapsulation to deal with IP level
fragmentation, we introduced a new key exchange payload that can
be sent as multiple fragments within IKE_SA_INIT message.
1.4. Document Organization
The remainder of this document is organized as follows. Section 2
summarizes design criteria. Section 3 describes how multiple key
exchanges are performed between two IKE peers and how keying
materials are derived for both SAs and Child SAs. A summary of
alternative approaches that have been considered, but later
discarded, are described in Appendix A. Section 4 discusses IANA
considerations for the namespaces introduced in this document, and
lastly Section 5 discusses security considerations.
The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
"SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
"OPTIONAL" in this document are to be interpreted as described in BCP
14 [RFC2119] [RFC8174] when, and only when, they appear in all
capitals, as shown here.
2. Design Criteria
The design of the proposed extension is driven by the following
criteria:
1) Need for post-quantum cryptography in IPsec. Quantum computers
might become feasible in the near future. If current Internet
communications are monitored and recorded today (D), the
communications could be decrypted as soon as a quantum- computer
is available (e.g., year Q) if key negotiation only relies on
non post-quantum primitives. This is a high threat for any
information that must remain confidential for a long period of
time T > Q-D. The need is obvious if we assume that Q is 2040,
D is 2020, and T is 30 years. Such a value of T is typical in
classified or healthcare data.
2) Hybrid. Currently, there does not exist a post-quantum key
exchange that is trusted at the level that ECDH is trusted
against conventional (non-quantum) adversaries. A hybrid post-
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quantum algorithm to be introduced next to well-established
primitives, since the overall security is at least as strong as
each individual primitive.
3) Focus on quantum-resistant confidentiality. A passive attacker
can eavesdrop on IPsec communication today and decrypt it once a
quantum computer is available in the future. This is a very
serious attack for which we do not have a solution. An attacker
can only perform active attacks such as impersonation of the
communicating peers once a quantum computer is available,
sometime in the future. Thus, our design focuses on quantum-
resistant confidentiality due to the urgency of this problem.
This document does not address quantum-resistant authentication
since it is less urgent at this stage.
4) Limit amount of exchanged data. The protocol design should be
such that the amount of exchanged data, such as public-keys, is
kept as small as possible even if initiator and responder need
to agree on a hybrid group or multiple public-keys need to be
exchanged.
5) Future proof. Any cryptographic algorithm could be potentially
broken in the future by currently unknown or impractical
attacks: quantum computers are merely the most concrete example
of this. The design does not categorize algorithms as "post-
quantum" or "non post-quantum" nor does it create assumptions
about the properties of the algorithms, meaning that if
algorithms with different properties become necessary in the
future, this extension can be used unchanged to facilitate
migration to those algorithms.
6) Limited amount of changes. A key goal is to limit the number of
changes required when enabling a post-quantum handshake. This
ensures easier and quicker adoption in existing implementations.
7) Localized changes. Another key requirement is that changes to
the protocol are limited in scope, in particular, limiting
changes in the exchanged messages and in the state machine, so
that they can be easily implemented.
8) Deterministic operation. This requirement means that the hybrid
post-quantum exchange, and thus, the computed keys, will be
based on algorithms that both client and server wish to support.
9) Fragmentation support. Some PQC algorithms could be relatively
bulky and they might require fragmentation. Thus, a design goal
is the adaptation and adoption of an existing fragmentation
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method or the design of a new method that allows for the
fragmentation of the key shares.
10) Backwards compatibility and interoperability. This is a
fundamental requirement to ensure that hybrid post-quantum IKEv2
and non-post-quantum IKEv2 implementations are interoperable.
11) Federal Information Processing Standards (FIPS) compliance.
IPsec is widely used in Federal Information Systems and FIPS
certification is an important requirement. However, algorithms
that are believed to be post-quantum are not FIPS compliant yet.
Still, the goal is that the overall hybrid post-quantum IKEv2
design can be FIPS compliant.
12) Ability to use this method with multiple classical (EC)DH key
exchanges. In some situations peers have no single mutually
trusted key exchange algorithm (e.g., due to local policy
restrictions). The ability to combine two (or more) key
exchange methods in such a way that the resulting shared key
depends on all of them allows peers to communicate in this
situation.
3. Multiple Key Exchanges
3.1. Overall Design
This design assigns new Transform Type 4 identifiers to the various
post-quantum key exchanges (which will be defined later). We
specifically do not make a distinction between classical (DH and
ECDH) and post-quantum key exchanges, nor post-quantum algorithms
which are true key exchanges versus post-quantum algorithms that act
as key transport mechanisms; all are treated equivalently by the
protocol. To be more specific, this document renames Transform Type
4 from "Diffie-Hellman Group (D-H)" to "Key Exchange Method (KE)" and
renames a field in the Key Exchange Payload from "Diffie-Hellman
Group Num" to "Key Exchange Method". The corresponding IANA registry
is also renamed from "Diffie-Hellman Group Transform IDs" to "Key
Exchange Method Transform IDs".
In order to support IKE fragmentation for additional key exchanges
that may have long public keys, the proposed framework utilizes the
IKE_INTERMEDIATE exchange defined in
[I-D.ietf-ipsecme-ikev2-intermediate].
In order to minimize communication overhead, only the key shares that
are agreed to be used are actually exchanged. In order to achieve
this several new Transform Types are defined, each sharing allowed
Transform IDs with Transform Type 4. The IKE_SA_INIT message
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includes one or more newly defined SA transforms that lists the extra
key exchange policy required by the initiator; the responder selects
a single transform of each type, and returns them in the response
IKE_SA_INIT message. Then, provided that additional key exchanges
are negotiated, the initiator and the responder perform one or more
IKE_INTERMEDIATE exchanges; every such exchange includes a KE payload
for the next method from the negotiated list.
Here is an overview of the initial exchanges:
Initiator Responder
---------------------------------------------------------------------
<-- IKE_SA_INIT (additional key exchanges negotiation) -->
<-- {IKE_INTERMEDIATE (additional key exchange)} -->
...
<-- {IKE_INTERMEDIATE (additional key exchange)} -->
<-- {IKE_AUTH} -->
The additional key exchanges may use algorithms that are currently
considered to be resistant to quantum computer attacks. These
algorithms are collectively referred to as post-quantum algorithms in
this document. However, it is also possible to use classical (EC)DH
primitives for non post-quantum requirements.
Most post-quantum key agreement algorithms are relatively new, and
thus are not fully trusted. There are also many proposed algorithms,
with different trade-offs and relying on different hard problems.
The concern is that some of these hard problems may turn out to be
easier to solve than anticipated and thus the key agreement algorithm
may not be as secure as expected. A hybrid solution allows us to
deal with this uncertainty by combining a classical key exchange with
a post-quantum one, as well as leaving open the possibility of
multiple post-quantum key exchanges.
The method that we use to perform additional key exchanges also
addresses the fragmentation issue. The initial IKE_INIT messages do
not have any inherent fragmentation support within IKE; however that
can include a relatively short KE payload. The rest of the KE
payloads are transferred within IKE_INTERMEDIATE messages; because
these messages are encrypted, the standard IKE fragmentation solution
[RFC7383] is available.
The fact, that all Additional Key Exchange Transform Types share the
same registry with Transform Type 4, allows additional key exchanges
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to be of any type - either post-quantum ones or classical (EC)DH
ones. This approach allows any combination of defined key exchange
methods to take place. This also allows performing a single post-
quantum key exchange in the IKE_SA_INIT without additional key
exchanges, provided that IP fragmentation is not an issue and that
hybrid key exchange is not needed.
3.2. Overall Protocol
In the simplest case, the initiator is happy with a single key
exchange (and has no interest in supporting multiple), and it is not
concerned with possible fragmentation of the IKE_SA_INIT messages
(either because the key exchange it selects is small enough not to
fragment, or the initiator is confident that fragmentation will be
handled either by IP fragmentation, or transport via TCP).
In this case, the initiator performs the IKE_SA_INIT as usual,
inserting a preferred key exchange (which is possibly a post-quantum
algorithm) as the listed Transform Type 4, and including the
initiator KE payload. If the responder accepts the policy, it
responds with an IKE_SA_INIT response, and IKE continues as usual.
If the initiator desires to negotiate multiple key exchanges, then
the initiator uses the protocol listed below.
3.2.1. IKE_SA_INIT Round: Negotiation
Multiple key exchanges are negotiated using the standard IKEv2
mechanism, via SA payload. For this purpose several new transform
types, namely Additional Key Exchange 1, Additional Key Exchange 2,
Additional Key Exchange 3, etc., are defined. They are collectively
called Additional Key Exchanges and have slightly different semantics
than existing IKEv2 transform types. They are interpreted as
additional key exchanges that peers agreed to perform in a series of
IKE_INTERMEDIATE exchanges. The allowed transform IDs for these
transform types are the same as IDs for the Transform Type 4, so they
all share a single IANA registry for transform IDs.
Key exchange methods negotiated via Transform Type 4 MUST always take
place in the IKE_SA_INIT exchange. Additional key exchanges
negotiated via newly defined transforms MUST take place in a series
of IKE_INTERMEDIATE exchanges, in an order of the values of their
transform types, so that key exchange negotiated using Transform Type
n always precedes that of Transform Type n + 1. Each
IKE_INTERMEDIATE exchange MUST bear exactly one key exchange method.
Note that with this semantics, Additional Key Exchanges transforms
are not associated with any particular type of key exchange and do
not have any specific per transform type transform IDs IANA registry.
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Instead they all share a single registry for transform IDs - "Key
Exchange Method Transform IDs", as well as Transform Type 4. All new
key exchange algorithms (both classical or post-quantum) should be
added to this registry. This approach gives peers flexibility in
defining the ways they want to combine different key exchange
methods.
When forming a proposal the initiator adds transforms for the
IKE_SA_INIT exchange using Transform Type 4. In most cases they will
contain classical key exchange methods (DH or ECDH), however it is
not a requirement. Additional key exchange methods are proposed
using Additional Key Exchanges transform types. All these transform
types are optional, the initiator is free to select any of them for
proposing additional key exchange methods. Consequently, if none of
Additional Key Exchange transforms are included in the proposal, then
this proposal indicates performing standard IKEv2, as defined in
[RFC7296]. If the initiator includes any transform of type n (where
n is among Additional Key Exchanges) in the proposal, the responder
MUST select one of the algorithms proposed using this type. A
transform ID NONE may be added to those transform types which contain
key exchange methods that the initiator believes are optional.
If the initiator includes any Additional Key Exchanges transform
types into SA payload, it MUST also negotiate using IKE_INTERMEDIATE
exchange as described in [I-D.ietf-ipsecme-ikev2-intermediate], by
including INTERMEDIATE_EXCHANGE_SUPPORTED notification in the
IKE_SA_INIT request message. If the responder agrees to use
additional key exchanges, it MUST also return this notification, thus
confirming that IKE_INTERMEDIATE exchange is supported and will be
used for transferring additional key exchange data. The presence of
Additional Key Exchanges transform types in SA payload without
negotiation of using IKE_INTERMEDIATE exchange MUST be treated as
protocol error by both initiator and responder.
Initiator Responder
---------------------------------------------------------------------
HDR, SAi1(.. AKE*...), KEi1, Ni,
N(INTERMEDIATE_EXCHANGE_SUPPORTED) --->
HDR, SAr1(.. AKE*...), KEr1, Nr,
[CERTREQ],
<--- N(INTERMEDIATE_EXCHANGE_SUPPORTED)
The responder performs negotiation using standard IKEv2 procedure
described in Section 3.3 of [RFC7296]. However, for the Additional
Key Exchange types the responder's choice MUST NOT contain equal
transform IDs (apart from NONE), and the ID selected for Transform
Type 4 MUST NOT appear in any of Additional Key Exchange transforms.
In other words, all selected key exchange methods must be different.
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If the responder selected NONE for some Additional Key Exchange types
(provided they were proposed by the initiator), then the
corresponding IKE_INTERMEDIATE exchanges should not take place. The
IKE_INTERMEDIATE exchanges MUST only be performed for Additional Key
Exchange types containing non-NONE responders choices.
3.2.2. IKE_INTERMEDIATE Round: Additional Key Exchanges
For each extra key exchange agreed to in the IKE_SA_INIT exchange,
the initiator and the responder perform one IKE_INTERMEDIATE
exchange, as described in [I-D.ietf-ipsecme-ikev2-intermediate].
These exchanges are as follows:
Initiator Responder
---------------------------------------------------------------------
HDR, SK {KEi(n)} -->
<-- HDR, SK {KEr(n)}
The initiator sends key exchange data in the KEi(n) payload. This
packet is protected with the current SK_ei/SK_ai keys.
On receiving this, the responder sends back key exchange payload
KEr(n); again, this packet is protected with the current SK_er/SK_ar
keys.
The former "Diffie-Hellman Group Num" (now called "Key Exchange
Method") field in the KEi(n) and KEr(n) payloads MUST match the n-th
negotiated additional key exchange. Note that the negotiated
transform types (the encryption type, integrity type, prf type) are
not modified.
Once this exchange is done, both sides compute an updated keying
material:
SKEYSEED(n) = prf(SK_d(n-1), KE(n) | Ni | Nr)
where KE(n) is the resulting shared secret of this key exchange, Ni
and Nr are nonces from the IKE_SA_INIT exchange and SK_d(n-1) is the
last generated SK_d, (derived from the previous IKE_INTERMEDIATE
exchange, or the IKE_SA_INIT if there have not already been any
IKE_INTERMEDIATE exchanges). Then, SK_d, SK_ai, SK_ar, SK_ei, SK_er,
SK_pi, SK_pr are updated as:
{SK_d(n) | SK_ai(n) | SK_ar(n) | SK_ei(n) | SK_er(n) | SK_pi(n) |
SK_pr(n)} = prf+ (SKEYSEED(n), Ni | Nr | SPIi | SPIr)
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Both the initiator and the responder use these updated key values in
the next exchange (IKE_INTERMEDIATE or IKE_AUTH).
3.2.3. IKE_AUTH Exchange
After all IKE_INTERMEDIATE exchanges have completed, the initiator
and the responder perform an IKE_AUTH exchange. This exchange is the
standard IKE exchange, except that the initiator and responder signed
octets are modified as described in
[I-D.ietf-ipsecme-ikev2-intermediate].
3.2.4. CREATE_CHILD_SA Exchange
The CREATE_CHILD_SA exchange is used in IKEv2 for the purposes of
creating additional Child SAs, rekeying them and rekeying IKE SA
itself. When creating or rekeying Child SAs, the peers may
optionally perform a Diffie-Hellman key exchange to add a fresh
entropy into the session keys. In case of IKE SA rekey, the key
exchange is mandatory.
If the IKE SA was created using multiple key exchange methods, the
peers may want to continue using multiple key exchanges in the
CREATE_CHILD_SA exchange too. If the initiator includes any
Additional Key Exchanges transform in the SA payload (along with
Transform Type 4) and the responder agrees to perform additional key
exchanges, then the additional key exchanges are performed in a
series of new IKE_FOLLOWUP_KE exchanges that follows the
CREATE_CHILD_SA exchange. The IKE_FOLLOWUP_KE exchange is introduced
as a dedicated exchange for transferring data of additional key
exchanges following the key exchange performed in the
CREATE_CHILD_SA. Its Exchange Type is <TBA by IANA>.
Additional key exchanges are performed in an order of the values of
their transform types, so that key exchange negotiated using
Transform Type n always precedes key exchange negotiated using
Transform Type n + 1. Each IKE_FOLLOWUP_KE exchange MUST bear
exactly one key exchange method. Key exchange negotiated via
Transform Type 4 always takes place in the CREATE_CHILD_SA exchange,
as per IKEv2 specification.
Since after IKE SA is created the window size may be greater than one
and multiple concurrent exchanges may be in progress, it is essential
to link the IKE_FOLLOWUP_KE exchanges together and with the
corresponding CREATE_CHILD_SA exchange. A new status type
notification ADDITIONAL_KEY_EXCHANGE is used for this purpose. Its
Notify Message Type is <TBA by IANA>, Protocol ID and SPI Size are
both set to 0. The data associated with this notification is a blob
meaningful only to the responder, so that the responder can correctly
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link successive exchanges. For the initiator the content of this
notification is an opaque blob.
The responder MUST include this notification in a CREATE_CHILD_SA or
IKE_FOLLOWUP_KE response message in case the next IKE_FOLLOWUP_KE
exchange is expected, filling it with some data that would allow
linking current exchange to the next one. The initiator MUST send
back the content of the received notification intact in the request
message of the next exchange.
Below is an example of three additional key exchanges.
Initiator Responder
---------------------------------------------------------------------
HDR(CREATE_CHILD_SA), SK {SA, Ni, KEi} -->
<-- HDR(CREATE_CHILD_SA), SK {SA, Nr, KEr,
N(ADDITIONAL_KEY_EXCHANGE)(link1)}
HDR(IKE_FOLLOWUP_KE), SK {KEi(1),
N(ADDITIONAL_KEY_EXCHANGE)(link1)} -->
<-- HDR(IKE_FOLLOWUP_KE), SK {KEr(1),
N(ADDITIONAL_KEY_EXCHANGE)(link2)}
HDR(IKE_FOLLOWUP_KE), SK {KEi(2),
N(ADDITIONAL_KEY_EXCHANGE)(link2)} -->
<-- HDR(IKE_FOLLOWUP_KE), SK {KEr(2),
N(ADDITIONAL_KEY_EXCHANGE)(link3)}
HDR(IKE_FOLLOWUP_KE), SK {KEi(3),
N(ADDITIONAL_KEY_EXCHANGE)(link3)} -->
<-- HDR(IKE_FOLLOWUP_KE), SK {KEr(3)}
The former "Diffie-Hellman Group Num" (now called "Key Exchange
Method") field in the KEi(n) and KEr(n) payloads MUST match the n-th
negotiated additional key exchange.
It is possible that due to some unexpected events (e.g. reboot) the
initiator could forget that it is in the process of performing
additional key exchanges and never starts next IKE_FOLLOWUP_KE
exchanges. The responder MUST handle this situation gracefully and
delete the associated state if it does not receive the next expected
IKE_FOLLOWUP_KE request after some reasonable period of time.
If responder receives IKE_FOLLOWUP_KE request containing
ADDITIONAL_KEY_EXCHANGE notification and the content of this notify
does not correspond to any active key exchange state the responder
has, it MUST send back a new error type notification STATE_NOT_FOUND.
This is a non-fatal error notification, its Notify Message Type is
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<TBA by IANA>, Protocol ID and SPI Size are both set to 0 and the
data is empty. If the initiator receives this notification in
response to IKE_FOLLOWUP_KE exchange performing additional key
exchange, it MUST cancel this exchange and MUST treat the whole
series of exchanges started from the CREATE_CHILD_SA exchange as
failed. In most cases, the receipt of this notification is caused by
premature deletion of the corresponding state on the responder (the
time period between IKE_FOLLOWUP_KE exchanges appeared too long from
the responder's point of view, e.g. due to a temporary network
failure). After receiving this notification the initiator MAY start
a new CREATE_CHILD_SA exchange (eventually followed by the
IKE_FOLLOWUP_KE exchanges) to retry the failed attempt. If the
initiator continues to receive STATE_NOT_FOUND notifications after
several retries, it MUST treat this situation as a fatal error and
delete IKE SA by sending a DELETE payload.
When rekeying IKE SA or Child SA, it is possible that the peers start
doing this at the same time, which is called simultaneous rekeying.
Sections 2.8.1 and 2.8.2 of [RFC7296] describe how IKEv2 handles this
situation. In a nutshell IKEv2 follows the rule that if in case of
simultaneous rekeying two identical new IKE SAs (or two pairs of
Child SAs) are created, then one of them should be deleted. Which
one is to be deleted is determined by comparing the values of four
nonces, that were used in the colliding CREATE_CHILD_SA exchanges -
the IKE SA (or pair of Child SAs) that was created by the exchange in
which the smallest nonce was used should be deleted by the initiator
of this exchange.
With multiple key exchanges the SAs are not yet created when the
CRETE_CHILD_SA is completed, they would be created only after the
series of IKE_FOLLOWUP_KE exchanges is finished. For this reason if
additional key exchanges were negotiated in the CREATE_CHILD_SA
initiated by the losing side, there is nothing to delete and this
side just stops the rekeying process - this side MUST not initiate
IKE_FOLLOWUP_KE exchange with next key exchange.
In most cases, rekey collisions are resolved in the CREATE_CHILD_SA
exchange. However, a situation may occur when due to packet loss,
one of the peers receives the CREATE_CHILD_SA message requesting
rekey of SA that is already being rekeyed by this peer (i.e. the
CREATE_CHILD_SA exchange initiated by this peer has been already
completed and the series of IKE_FOLLOWUP_KE exchanges is in
progress). In this case, TEMPORARY_FAILURE notification MUST be sent
in response to such a request.
If multiple key exchanges were negotiated in the CREATE_CHILD_SA
exchange, then the resulting keys are computed as follows. In case
of IKE SA rekey:
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SKEYSEED = prf(SK_d, KE | Ni | Nr | KE(1) | ... KE(n))
In case of Child SA creation or rekey:
KEYMAT = prf+ (SK_d, KE | Ni | Nr | KE(1) | ... KE(n))
In both cases SK_d is from existing IKE SA; KE, Ni, Nr are the shared
key and nonces from the CREATE_CHILD_SA respectively; KE(1)...KE(n)
are the shared keys from additional key exchanges.
4. IANA Considerations
This document adds new exchange type into the "IKEv2 Exchange Types"
registry:
<TBA> IKE_FOLLOWUP_KE
This document renames Transform Type 4 defined in "Transform Type
Values" registry from "Diffie-Hellman Group (D-H)" to "Key Exchange
Method (KE)".
This document renames IKEv2 registry "Transform Type 4 - Diffie-
Hellman Group Transform IDs" to "Transform Type 4 - Key Exchange
Method Transform IDs".
This document adds the following Transform Types to the "Transform
Type Values" registry:
Type Description Used In
-----------------------------------------------------------------
<TBA> Additional Key Exchange 1 (optional in IKE, AH, ESP)
<TBA> Additional Key Exchange 2 (optional in IKE, AH, ESP)
<TBA> Additional Key Exchange 3 (optional in IKE, AH, ESP)
<TBA> Additional Key Exchange 4 (optional in IKE, AH, ESP)
<TBA> Additional Key Exchange 5 (optional in IKE, AH, ESP)
<TBA> Additional Key Exchange 6 (optional in IKE, AH, ESP)
<TBA> Additional Key Exchange 7 (optional in IKE, AH, ESP)
This document defines a new Notify Message Type in the "Notify
Message Types - Status Types" registry:
<TBA> ADDITIONAL_KEY_EXCHANGE
and a new Notify Message Type in the "Notify Message Types - Error
Types" registry:
<TBA> STATE_NOT_FOUND
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5. Security Considerations
The key length of the Encryption Algorithm (Transform Type 1), the
Pseudorandom Function (Transform Type 2) and the Integrity Algorithm
(Transform Type 3), all have to be of sufficient length to prevent
attacks using Grover's algorithm [GROVER]. In order to use the
extension proposed in this document, the key lengths of these
transforms SHALL be at least 256 bits long in order to provide
sufficient resistance to quantum attacks. Accordingly the post-
quantum security level achieved is at least 128 bits.
SKEYSEED is calculated from shared KE(x) using an algorithm defined
in Transform Type 2. While a quantum attacker may learn the value of
KE(x), if this value is obtained by means of a classical key
exchange, other KE(x) values generated by means of a quantum-
resistant algorithm ensure that the final SKEYSEED is not
compromised. This assumes that the algorithm defined in the
Transform Type 2 is post-quantum.
The main focus of this document is to prevent a passive attacker
performing a "harvest and decrypt" attack. In other words, an
attacker that records messages exchanges today and proceeds to
decrypt them once he owns a quantum computer. This attack is
prevented due to the hybrid nature of the key exchange. Other
attacks involving an active attacker using a quantum-computer are not
completely solved by this document. This is for two reasons.
The first reason is because the authentication step remains
classical. In particular, the authenticity of the SAs established
under IKEv2 is protected using a pre-shared key, RSA, DSA, or ECDSA
algorithms. Whilst the pre-shared key option, provided the key is
long enough, is post-quantum, the other algorithms are not.
Moreover, in implementations where scalability is a requirement, the
pre-shared key method may not be suitable. Quantum-safe authenticity
may be provided by using a quantum-safe digital signature and several
quantum-safe digital signature methods are being explored by IETF.
For example, if the implementation is able to reliably track state,
the hash based method, XMSS has the status of an RFC, see [RFC8391].
Currently, quantum-safe authentication methods are not specified in
this document, but are planned to be incorporated in due course.
It should be noted that the purpose of post-quantum algorithms is to
provide resistance to attacks mounted in the future. The current
threat is that encrypted sessions are subject to eavesdropping and
archived with decryption by quantum computers taking place at some
point in the future. Until quantum computers become available there
is no point in attacking the authenticity of a connection because
there are no possibilities for exploitation. These only occur at the
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time of the connection, for example by mounting a man-in-the-middle
(MitM) attack. Consequently there is not such a pressing need for
quantum-safe authenticity.
6. Acknowledgements
The authors would like to thanks Frederic Detienne and Olivier
Pelerin for their comments and suggestions, including the idea to
negotiate the post-quantum algorithms using the existing KE payload.
The authors are also grateful to Tobias Heider and Tobias Guggemos
for valuable comments.
7. References
7.1. Normative References
[I-D.ietf-ipsecme-ikev2-intermediate]
Smyslov, V., "Intermediate Exchange in the IKEv2
Protocol", draft-ietf-ipsecme-ikev2-intermediate-06 (work
in progress), March 2021.
[RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
Requirement Levels", BCP 14, RFC 2119,
DOI 10.17487/RFC2119, March 1997,
<https://www.rfc-editor.org/info/rfc2119>.
[RFC7296] Kaufman, C., Hoffman, P., Nir, Y., Eronen, P., and T.
Kivinen, "Internet Key Exchange Protocol Version 2
(IKEv2)", STD 79, RFC 7296, DOI 10.17487/RFC7296, October
2014, <https://www.rfc-editor.org/info/rfc7296>.
[RFC8174] Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
May 2017, <https://www.rfc-editor.org/info/rfc8174>.
7.2. Informative References
[GROVER] Grover, L., "A Fast Quantum Mechanical Algorithm for
Database Search", Proc. of the Twenty-Eighth Annual ACM
Symposium on the Theory of Computing (STOC 1996), 1996.
[I-D.tjhai-ikev2-beyond-64k-limit]
Tjhai, C., Heider, T., and V. Smyslov, "Beyond 64KB Limit
of IKEv2 Payload", draft-tjhai-ikev2-beyond-64k-limit-00
(work in progress), October 2020.
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[RFC4302] Kent, S., "IP Authentication Header", RFC 4302,
DOI 10.17487/RFC4302, December 2005,
<https://www.rfc-editor.org/info/rfc4302>.
[RFC4303] Kent, S., "IP Encapsulating Security Payload (ESP)",
RFC 4303, DOI 10.17487/RFC4303, December 2005,
<https://www.rfc-editor.org/info/rfc4303>.
[RFC7383] Smyslov, V., "Internet Key Exchange Protocol Version 2
(IKEv2) Message Fragmentation", RFC 7383,
DOI 10.17487/RFC7383, November 2014,
<https://www.rfc-editor.org/info/rfc7383>.
[RFC8229] Pauly, T., Touati, S., and R. Mantha, "TCP Encapsulation
of IKE and IPsec Packets", RFC 8229, DOI 10.17487/RFC8229,
August 2017, <https://www.rfc-editor.org/info/rfc8229>.
[RFC8391] Huelsing, A., Butin, D., Gazdag, S., Rijneveld, J., and A.
Mohaisen, "XMSS: eXtended Merkle Signature Scheme",
RFC 8391, DOI 10.17487/RFC8391, May 2018,
<https://www.rfc-editor.org/info/rfc8391>.
[RFC8784] Fluhrer, S., Kampanakis, P., McGrew, D., and V. Smyslov,
"Mixing Preshared Keys in the Internet Key Exchange
Protocol Version 2 (IKEv2) for Post-quantum Security",
RFC 8784, DOI 10.17487/RFC8784, June 2020,
<https://www.rfc-editor.org/info/rfc8784>.
Appendix A. Alternative Design
This section gives an overview on a number of alternative approaches
that we have considered, but later discarded. These approaches are:
o Sending the classical and post-quantum key exchanges as a single
transform
We considered combining the various key exchanges into a single
large KE payload; this effort is documented in a previous version
of this draft (draft-tjhai-ipsecme-hybrid-qske-ikev2-01). This
does allow us to cleanly apply hybrid key exchanges during the
child SA; however it does add considerable complexity, and
requires an independent fragmentation solution.
o Sending post-quantum proposals and policies in KE payload only
With the objective of not introducing unnecessary notify payloads,
we considered communicating the hybrid post-quantum proposal in
the KE payload during the first pass of the protocol exchange.
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Unfortunately, this design is susceptible to the following
downgrade attack. Consider the scenario where there is an MitM
attacker sitting between an initiator and a responder. The
initiator proposes, through SAi payload, to use a hybrid post-
quantum group and as a backup a Diffie-Hellman group, and through
KEi payload, the initiator proposes a list of hybrid post-quantum
proposals and policies. The MitM attacker intercepts this traffic
and replies with N(INVALID_KE_PAYLOAD) suggesting to downgrade to
the backup Diffie-Hellman group instead. The initiator then
resends the same SAi payload and the KEi payload containing the
public value of the backup Diffie-Hellman group. Note that the
attacker may forward the second IKE_SA_INIT message only to the
responder, and therefore at this point in time, the responder will
not have the information that the initiator prefers the hybrid
group. Of course, it is possible for the responder to have a
policy to reject an IKE_SA_INIT message that (a) offers a hybrid
group but not offering the corresponding public value in the KEi
payload; and (b) the responder has not specifically acknowledged
that it does not supported the requested hybrid group. However,
the checking of this policy introduces unnecessary protocol
complexity. Therefore, in order to fully prevent any downgrade
attacks, using KE payload alone is not sufficient and that the
initiator MUST always indicate its preferred post-quantum
proposals and policies in a notify payload in the subsequent
IKE_SA_INIT messages following a N(INVALID_KE_PAYLOAD) response.
o New payload types to negotiate hybrid proposal and to carry post-
quantum public values
Semantically, it makes sense to use a new payload type, which
mimics the SA payload, to carry a hybrid proposal. Likewise,
another new payload type that mimics the KE payload, could be used
to transport hybrid public value. Although, in theory a new
payload type could be made backwards compatible by not setting its
critical flag as per Section 2.5 of RFC7296, we believe that it
may not be that simple in practice. Since the original release of
IKEv2 in RFC4306, no new payload type has ever been proposed and
therefore, this creates a potential risk of having a backward
compatibility issue from non-conforming RFC IKEv2 implementations.
Since we could not see any other compelling advantages apart from
a semantic one, we use the existing transform type and notify
payloads instead. In fact, as described above, we use the KE
payload in the first IKE_SA_INIT request round and the notify
payload to carry the post-quantum proposals and policies. We use
one or more of the existing KE payloads to carry the hybrid public
values.
o Hybrid public value payload
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One way to transport the negotiated hybrid public payload, which
contains one classical Diffie-Hellman public value and one or more
post-quantum public values, is to bundle these into a single KE
payload. Alternatively, these could also be transported in a
single new hybrid public value payload, but following the same
reasoning as above, this may not be a good idea from a backward
compatibility perspective. Using a single KE payload would
require an encoding or formatting to be defined so that both peers
are able to compose and extract the individual public values.
However, we believe that it is cleaner to send the hybrid public
values in multiple KE payloads--one for each group or algorithm.
Furthermore, at this point in the protocol exchange, both peers
should have indicated support of handling multiple KE payloads.
o Fragmentation
Handling of large IKE_SA_INIT messages has been one of the most
challenging tasks. A number of approaches have been considered
and the two prominent ones that we have discarded are outlined as
follows.
The first approach was to treat the entire IKE_SA_INIT message as
a stream of bytes, which we then split it into a number of
fragments, each of which is wrapped onto a payload that would fit
into the size of the network MTU. The payload that wraps each
fragment is a new payload type and it was envisaged that this new
payload type will not cause a backward compatibility issue because
at this stage of the protocol, both peers should have indicated
support of fragmentation in the first pass of the IKE_SA_INIT
exchange. The negotiation of fragmentation is performed using a
notify payload, which also defines supporting parameters such as
the size of fragment in octets and the fragment identifier. The
new payload that wraps each fragment of the messages in this
exchange is assigned the same fragment identifier. Furthermore,
it also has other parameters such as a fragment index and total
number of fragments. We decided to discard this approach due to
its blanket approach to fragmentation. In cases where only a few
payloads need to be fragmented, we felt that this approach is
overly complicated.
Another idea that was discarded was fragmenting an individual
payload without introducing a new payload type. The idea was to
use the 9-th bit (the bit after the critical flag in the RESERVED
field) in the generic payload header as a flag to mark that this
payload is fragmented. As an example, if a KE payload is to be
fragmented, it may look as follows.
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1 2 3
0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Next Payload |C|F| RESERVED | Payload Length |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Diffie-Hellman Group Number | Fragment Identifier |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Fragment Index | Total Fragments |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Total KE Payload Data Length |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| |
~ Fragmented KE Payload ~
| |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
When the flag F is set, this means the current KE payload is a
fragment of a larger KE payload. The Payload Length field denotes
the size of this payload fragment in octets--including the size of
the generic payload header. The two-octet RESERVED field
following Diffie-Hellman Group Number was to be used as a fragment
identifier to help assembly and disassembly of fragments. The
Fragment Index and Total Fragments fields are self-explanatory.
The Total KE Payload Data Length indicates the size of the
assembled KE payload data in octets. Finally, the actual fragment
is carried in Fragment KE Payload field.
We discarded this approach because we believe that the working
group may not be happy using the RESERVED field to change the
format of a packet and that implementers may not like the
complexity added from checking the fragmentation flag in each
received payload. More importantly, fragmenting the messages in
this way may leave the system to be more prone to denial of
service (DoS) attacks. By using IKE_INTERMEDIATE to transport the
large post-quantum key exchange payloads, there is no longer any
issue with fragmentation.
o Group sub-identifier
As discussed before, each group identifier is used to distinguish
a post-quantum algorithm. Further classification could be made on
a particular post-quantum algorithm by assigning additional value
alongside the group identifier. This sub- identifier value may be
used to assign different security parameter sets to a given post-
quantum algorithm. However, this level of details does not fit
the principles of the document where it should deal with generic
hybrid key exchange protocol, not a specific ciphersuite.
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Furthermore, there are enough Diffie- Hellman group identifiers
should this be required in the future.
Authors' Addresses
C. Tjhai
Post-Quantum
Email: cjt@post-quantum.com
M. Tomlinson
Post-Quantum
Email: mt@post-quantum.com
G. Bartlett
Quantum Secret
Email: graham.ietf@gmail.com
S. Fluhrer
Cisco Systems
Email: sfluhrer@cisco.com
D. Van Geest
ISARA Corporation
Email: daniel.vangeest@isara.com
O. Garcia-Morchon
Philips
Email: oscar.garcia-morchon@philips.com
Valery Smyslov
ELVIS-PLUS
Email: svan@elvis.ru
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