<VFOLDER>                      May 2006

Lemonade
Internet Draft: VFOLDER                                      S. H. Maes
Document: draft-ietf-lemonade-vfolder-01                    R. Cromwell
                                                          A. Srivastava
                                                         A. Gulbrandsen
                                                                   Eds.

Expires: November 2006                                         May 2006


         Persistent Virtual Folder extension to the IMAP Protocol

Status of this Memo

   By submitting this Internet-Draft, each author represents that any
   applicable patent or other IPR claims of which he or she is aware
   have been or will be disclosed, and any of which he or she becomes
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   Internet-Drafts are working documents of the Internet Engineering
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   This Internet-Draft will expire on November 30, 2006.

Abstract

   Persistent Extensions to the IMAP Protocol (LPSEARCH) defines
   extension parameters to the [RFC3501] CREATE command to allow virtual
   mailboxes to be created which are views of other mailboxes narrowed
   by search criteria.

Conventions used in this document

   In examples, "C:" and "S:" indicate lines sent by the client and
   server respectively.




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   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
   document are to be interpreted as described in [RFC2119].

   An implementation is not compliant if it fails to satisfy one or more
   of the MUST or REQUIRED level requirements for the protocol(s) it
   implements. An implementation that satisfies all the MUST or REQUIRED
   level and all the SHOULD level requirements for a protocol is said to
   be "unconditionally compliant" to that protocol; one that satisfies
   all the MUST level requirements but not all the SHOULD level
   requirements is said to be "conditionally compliant."  When
   describing the general syntax, some definitions are omitted as they
   are defined in [RFC3501].


Table of Contents

   Status of this Memo...............................................1
   Abstract..........................................................1
   Conventions used in this document.................................1
   Table of Contents.................................................2
   1.    Introduction................................................2
   2.    VFOLDER semantics...........................................3
   3.    VFOLDER Capability..........................................4
   4.    CREATE Command Extension....................................4
   5.    Response Codes..............................................4
      A.1. BADBACKING................................................4
      A.2. BADSEARCH.................................................5
   6.    Formal Syntax...............................................5
   7.    Examples....................................................5
   8.    Message and Mailbox changes.................................6
   9.    List Extension..............................................7
   10.   ACL.........................................................7
   A.    Avoiding Duplicates (Informative)...........................8
   Security Considerations...........................................8
   Normative References..............................................8
   Future Work.......................................................9
   Version History...................................................9
   Acknowledgments..................................................10
   Authors Addresses................................................10
   Intellectual Property Statement..................................11
   Disclaimer of Validity...........................................11
   Copyright Statement..............................................11


1. Introduction





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   The VFOLDER extension is present in any IMAP4 implementation which
   returns "VFOLDER" as one of the supported capabilities in the
   CAPABILITY command.

   A virtual folder (vfolder) is an IMAP4 folder with attached search
   criteria. A new CREATE parameter allows clients to specify a backing
   mailbox and search criteria, such that messages in the backing
   mailbox which satisfy the search criteria are shown in the vfolder.
   Once created, operations applied to the virtual mailbox, such as
   APPEND and STORE, may be applied to the backing mailbox.  For all
   intents and purposes, the virtual folder looks and behaves like a
   real IMAP4 folder, except that it does not contain any messages
   itself.

   The intent of this extension is to provide efficient access to
   potentially large or high velocity mailboxes, for all clients,
   particularly resource restricted mobile clients.

   VFOLDER also defines two new response codes and if [LISTEXT] is
   supported, it defines 1 new selection option and 1 new return option.

2. VFOLDER semantics

   When a change is made to the backing mailbox, such as the deposit of
   a new message, or the mutation of a dynamic message attribute, the
   change must pass the search criteria of the virtual folder before
   being visible in it.

   Changes made to dynamic attributes of messages in a vfolder are
   propagated to the backing mailbox (e.g. STORE) APPEND/COPY to a
   vfolder SHOULD be supported as well, but may not on some
   implementations.

   From the client's perspective, a vfolder should appear to function as
   a regular mailbox. This includes the ability for a new virtual folder
   to be created by using another virtual folder as a backing mailbox.

   A VFOLDER search MUST NOT reference session dependent keys such as
   MSN sequence sets, NEW, OLD, and RECENT. A VFOLDER implementation MAY
   permit search on dynamic message attributes (e.g. flags) but clients
   should not assume support without checking for BADSEARCH response
   codes.

      If a server does support search on dynamic attributes, the
   possibility arises that a message may be included in a vfolder,
   excluded, and then included again. When this happens, the server MUST
   generate a new UID each time, and this implies that the order of
   messages in a vfolder need not match the underlying order of the



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   backing mailbox. VFOLDER aware clients may wish to try and detect
   this case and prevent duplicate downloads.

       The VFOLDER extension makes a message appear in multiple
   "mailboxes" at a time; one actual mailbox and zero or more views.
   Messages can also disappear and reappear in views. This complicates
   the semantics of the \Recent pseudoflag considerably. To simplify
   implementation, the server MAY omit computing any \Recent pseudoflag
   for view mailboxes. In that case, a message is only \Recent when
   viewed in the underlying mailbox. If it does compute \Recent, it
   should present the view exactly as an ordinary mailbox.


3. VFOLDER Capability

   A server which supports LVFOLDER returns "VFOLDER" as one of the
   responses of the CAPABILITY command. VFOLDER adheres to [CREATEPARAM]
   and [ABNFEXTEND] syntax so a server MAY also wish to report
   additional capabilities for extended CREATE.

4. CREATE Command Extension

   Arguments:  mailbox name
            Optional "VFOLDER" backing mailbox name &
            search criteria

   Responses: optional NO responses BADSEARCH, BADBACKING
   Result: OK created lpsearch completed
           NO can't create mailbox with that name
           BAD command unknown or arguments invalid

      All of the semantics of CREATE as defined in 6.3.3 of [RFC3501]
   must hold.  Additionally, if the backing mailbox name doesn't exist,
   the creation MUST fail with a NO result and BADBACKING response code.

   If the search criteria are invalid because the search references
   search keys which cannot be used (e.g. session dependent keys like
   NEW, OLD, RECENT) or because the server deems a persistent search on
   those keys too expensive or not implemented (e.g. mailbox flags),
   BADSEARCH must be reported with a NO response, or if the SEARCH
   contains an error in one of its argument values, a NO with a
   BADSEARCH response is returned.  The response SHOULD provide enough
   explanation to allow a user to correct the search.



5. Response Codes
   A.1.
        BADBACKING
      The mailbox name used for the backing mailbox doesn't exist.


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   A.2.
        BADSEARCH
      The search criteria violates the pre-conditions mentioned in
   section 2, or some of the arguments of the search are invalid.


6. Formal Syntax

   The following syntax specification uses the Augmented Backus-Naur
   Form (ABNF) notation.  Elements not defined here can be found in
   the formal syntax of the [ABNF], [RFC3501], and [ABNFEXTEND].

   The create ABNF grammar in [RFC3501] is hereby modified to the
   grammar defined in [ABNFEXTEND]. An additional CREATE param "VFOLDER"
   is introduced whose value is a list containing the backing store
   mailbox and the search parameters.

   create_param =/ "VFOLDER" SP "(" backing-mailbox psearch ")"
                     ;; conforms to generic "create-param" syntax as
   defined in [ABNFEXTEND]

   backing-mailbox = mailbox

   psearch          = search-program
                       ; defined in [ABNFEXTEND]
                       ; RECENT, NEW, and OLD should not be used.

   option-extension =/ "VFOLDER"
                         ; option-extension is in [LISTEXT]


   vfolder-extended-item = "VFOLDER" SP "(" mailbox SP nstring ")"

7. Examples

   C: a1 CREATE lemonade (VFOLDER(INBOX HEADER "Sender" "lemonade-
   bounces"))
   S: a1 OK CREATE VFOLDER Completed

      Create a persistent mailbox which shows only messages sent to
   lemonade mailing list.

   C: a2 CREATE mobile (VFOLDER(INBOX FROM "boss@mycompany.com"))
   S: a2 OK CREATE VFOLDER Completed

      Create a mailbox to be synchronized (not in scope of this
   document) with a mobile device.




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                              <VFOLDER>                      May 2006


   C: a2 CREATE mobile (VFOLDER (INBOX FROM "boss@mycompany.com" WITHIN
   3))
   S: a2 OK CREATE LPSEARCH Completed

      Create a mailbox that contains all messages from
   boss@mycompany.com that were sent within the last 3 days according to
   the time of the server, utilizing the [WITHIN] draft extension.


   C: a3 CREATE foo (VFOLDER (IMBOX FROM "boss@mycompany.com"))
   S: a3 NO [BADBACKING] CREATE failed. IMBOX is not a valid mailbox.


      Attempt to create a mailbox with a non-existent backing mailbox
   (fail)

   C: a3 CREATE foo (VFOLDER (INBOX RECENT))
   S: a3 NO [BADSEARCH] CREATE failed. SEARCH refers to session
   dependent properties.

      Attempt to create a mailbox with a search based on session
   dependent keys.

   C: a3 CREATE foo (VFOLDER (INBOX UNSEEN))
   S: a3 NO [BADSEARCH] CREATE failed. SEARCH refers to message flags.
   VFOLDER with dynamic attributes not implemented by this server.




8. Message and Mailbox changes

   The DELETE Command (RFC 3501 section 6.3.4) offers a special problem
   if a mailbox is deleted while there are vfolders onto that mailbox.
   Servers MUST NOT show messages in deleted mailboxes to clients. If a
   DELETE command deletes a mailbox, existing vfolders which reference
   the mailbox should be deleted and not appear in future LIST commands.
   If a client has a vfolder currently SELECTed, the server MUST not
   show any messages.

   The RENAME Command (RFC 3501 section 6.3.5) has a similar problem:
   If a mailbox is renamed, what happens to views onto that mailbox? The
   server MAY treat it in the same way as a DELETE command by removing
   all vfolders attached to the old mailbox name, OR it MAY track the
   new name and modify all dependent vfolders to use the new folder
   name.

   The APPEND Command (RFC 3501 section 6.3.11) and the COPY Command



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                              <VFOLDER>                      May 2006


   (RFC 3501 section 6.4.7) MAY be used to append/copy messages to
   vfolder, depending on the implementation. A NO response should be
   generated if the server lacks APPEND/COPY support on VFOLDER.

   The LIST Command (RFC 3501 section 6.3.8) MUST tag vfolders with the
   new \Vfolder mailbox flag. (LIST is also described below.)

   The EXPUNGE Command (RFC 3501 section 6.4.3) causes the underlying
   mailbox to be expunged when a view is expunged. Servers SHOULD
   expunge only the messages visible in the view, or MAY expunge the
   entire mailbox. The former is more desirable, if possible.

   The IDLE command should treat vfolders the same as any normal
   mailbox. When new messages arrive, or messages are expunged, an
   untagged response MUST be sent to the client just as it would if the
   backing mailbox was selected.


9. List Extension

   If the server also supports [LISTEXT], a client can find existing
   vfolders, and can read the search expression for an existing vfolder.

   The selection option vfolder instructs the server to return LIST
   responses only for vfolders.

   The return option vfolders instructs the server to include the view's
   search and underlying mailbox in a LIST response.

   Some servers MAY elect to hide vfolders by default so that non-
   vfolder aware clients cannot see them. In such cases, if a client
   uses the vfolder selection option, the server MUST return responses
   with vfolders.

10.  ACL


   SETACL can be used to set access control lists on vfolders, just like
   on mailboxes. The i right (COPY/APPEND) MAY or MAY NOT be granted on
   a view.

   LISTRIGHTS acts as for mailboxes.

   MYRIGHTS computes access as for mailboxes. However, it may or may
   not consider the underlying mailbox ACL, depending on how a server
   implements VFOLDER.





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   If it considers the underlying mailbox ACL, the ACL on a mailbox
   controls all access to the messages stored there. From a security
   perspective, this may be considered an advantage.

   If it works independently of the underlying mailbox ACL, vfolders can
   be used to selectively grant access to a few messages in a mailbox.
   This can also be viewed as a security advantage, since it allows
   more finegrained access control.


A. Avoiding Duplicates (Informative)

   With the introduction of VFOLDER, two problems arise. First, a
   message may appear in one or more vfolders as well as the backing
   mailbox. Clients may wish to prevent the duplicate retrieval of such
   messages.  Secondly, it is possible for a message to appear,
   disappear, and reappear in a VFOLDER, which causes the message to be
   assigned a new UID by the server. This may result in unnecessary
   duplication of message on a client, may confuse users, and may
   interfere with notification mechanisms.

   Clients wishing to check if a message is a duplicate at this point
   may have to fetch message headers of new message and compare that
   against the local client cache of messages. This may require some
   reasonable persistence of deleted messages in the cache.  See [IMAP-
   DISC] section 4.2.2.1 for a discussion of a possible technique.

   Future versions of VFOLDER may introduce a new server supported
   mechanism for efficiently determining the original mailbox and UID of
   a message



Security Considerations

   The VFOLDER extension does not raise any security considerations
   which are not present in the base protocol. Considerations are the
   same as for IMAP [RFC 3501].


Normative References

   [ABNF] D. Crocker, et al. "Augmented BNF for Syntax Specifications:
      ABNF", RFC 4234, October 2005.
      http://www.ietf.org/rfc/rfc4234

   [ABNFEXTEND] Melnikov, A., and C. Daboo, "Collected extensions to
   IMAP4 ABNF", work in progress, draft-melnikov-imap-ext-abnf-XX.txt.



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   [ACL] Melnikov, A., "IMAP4 Access Control List (ACL)
   Extension", RFC 4314, Isode Ltd., December 2005.


   [CREATEPARAM] Melnikov, A., "IMAP CREATE/RENAME parameters", draft-
   melnikov-imap-createparams-01.txt, September 2005.

   [IMAP-DISC] Melnikov, A. "       Synchronization operations for
   disconnected IMAP4 clients", draft-melnikov-imap-disc-06.txt, October
   2004.
   [LISTEXT] Leiba, B. and A. Melnikov, "IMAP4 LIST Command
   Extensions", work in progress, draft-ietf-imapext-list-
   extensions-xx.txt.


   [RFC3501] Crispin, M. "IMAP4, Internet Message Access Protocol
      Version 4 rev1", RFC 3501, March 2003.
      http://www.ietf.org/rfc/rfc3501

   [WITHIN] Maes, S.H., Cromwell, R., "WITHIN Search extension to the
      IMAP Protocol", draft-maes-lemonade-search-within-02.txt, May 2006




Future Work

   [1] Determine what, if any, of VIEW and VFOLDER's former restrictions
   on search parameters must be restored.
   [2] Better solution for the duplicate download problem
   [3] Tighten semantics and defined behavior, promoting some MAY or
   SHOULD to MUST.



Version History

   Release 04
      Overhauled since last IETF Plenary. Merged Arnt Gulbrandsen's VIEW
      draft with VFOLDER 03 draft. Release 04 represents a superset,
      with some of both VFOLDER and VIEW's restrictions removed.
   Release 03
      Separate SEARCH extension to separate draft
   Release 02
      Update to address comments from Alexey Melnikov, and a new
      restricted model using immutable message properties
   Release 01




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                              <VFOLDER>                      May 2006


      Update to address comments from Alexey Melnikov to follow
   appropriately the generic syntax provided in draft-melnikov-imap-ext-
   abnf-05.txt.
   Release 00
      Initial release

Acknowledgments

   We want to give a special thanks to A. Melnikov for his review and
   suggestions, and to thank Arnt Gulbrandsen for his excellent VIEW
   proposal, which has now been merged with VFOLDER.

   The authors want to thank all who have contributed key insight and
   extensively reviewed and discussed the concepts of LPSEARCH and its
   early introduction P-IMAP [P-IMAP]. In particular, this includes the
   authors of the P-IMAP draft: Rafiul Ahad – Oracle Corporation, Eugene
   Chiu – Oracle Corporation, Ray Cromwell – Oracle Corporation, Jia-der
   Day – Oracle Corporation, Vi Ha – Oracle Corporation, Wook-Hyun Jeong
   – Samsung Electronics Co. LTF, Chang Kuang – Oracle Corporation,
   Rodrigo Lima – Oracle Corporation, Stephane H. Maes – Oracle
   Corporation, Gustaf Rosell - Sony Ericsson, Jean Sini – Symbol
   Technologies, Sung-Mu Son – LG Electronics, Fan Xiaohui - CHINA
   MOBILE COMMUNICATIONS CORPORATION (CMCC), Zhao Lijun - CHINA MOBILE
   COMMUNICATIONS CORPORATION (CMCC).


Authors Addresses

   Stephane H. Maes
   Oracle Corporation
   500 Oracle Parkway
   M/S 4op634
   Redwood Shores, CA 94065
   USA
   Phone: +1-650-607-6296
   Email: stephane.maes@oracle.com


   Ray Cromwell
   Oracle Corporation
   500 Oracle Parkway
   Redwood Shores, CA 94065
   USA

   Arnt Gulbrandsen
   Oryx Mail Systems GmbH
   Schweppermannstr. 8
   D-81671 Muenchen
   Germany


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                              <VFOLDER>                      May 2006



   Anil Srivastava
   Sun Microsystems
   4150 Network Circle SCA15/201
   Santa Clara, CA 94065
   anil.srivastava@sun.com

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Acknowledgement



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   Funding for the RFC Editor function is currently provided by the
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