MEXT Working Group                                  R. Wakikawa (Editor)
Internet-Draft                                                Toyota ITC
Intended status: Standards Track                           July 12, 2010
Expires: January 13, 2011


                 Home Agent Reliability Protocol (HARP)
                  draft-ietf-mip6-hareliability-06.txt

Abstract

   The home agent can be a single point of failure when Mobile IPv6 and
   its compatible protocols are operated in a system.  It is critical to
   provide home agent reliability in the event of a home agent crashing
   or becoming unavailable.  This would allow another home agent to take
   over and continue providing service to the mobile nodes.  This
   document describes the problem scope briefly and provides mechanisms
   of home agent failure detection, home agent state transfer, and home
   agent switching for home agent redundancy and reliability.

Status of this Memo

   This Internet-Draft is submitted to IETF in full conformance with the
   provisions of BCP 78 and BCP 79.

   Internet-Drafts are working documents of the Internet Engineering
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   This Internet-Draft will expire on January 13, 2011.

Copyright Notice

   Copyright (c) 2010 IETF Trust and the persons identified as the
   document authors.  All rights reserved.




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   This document is subject to BCP 78 and the IETF Trust's Legal
   Provisions Relating to IETF Documents
   (http://trustee.ietf.org/license-info) in effect on the date of
   publication of this document.  Please review these documents
   carefully, as they describe your rights and restrictions with respect
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   include Simplified BSD License text as described in Section 4.e of
   the Trust Legal Provisions and are provided without warranty as
   described in the BSD License.


Table of Contents

   1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  4
     1.1.  Terminology  . . . . . . . . . . . . . . . . . . . . . . .  4
     1.2.  Problem Statement and Requirements . . . . . . . . . . . .  6

   2.  Protocol Overview  . . . . . . . . . . . . . . . . . . . . . .  7

   3.  Home Agent Configuration . . . . . . . . . . . . . . . . . . . 11
     3.1.  Network Configuration  . . . . . . . . . . . . . . . . . . 11
     3.2.  Home Agent Address Configuration . . . . . . . . . . . . . 12

   4.  Home Agent Operations  . . . . . . . . . . . . . . . . . . . . 12
     4.1.  Home Agent List Management . . . . . . . . . . . . . . . . 12
     4.2.  Detecting Home Agent Failure . . . . . . . . . . . . . . . 14
     4.3.  Processing the HARP Messages . . . . . . . . . . . . . . . 14
       4.3.1.  IP field and Security Descriptions of HARP message . . 14
       4.3.2.  Processing Home Agent Hello (HA-HELLO) . . . . . . . . 16
       4.3.3.  Processing Home Agent Switch Over (SWO-REQ/REP)  . . . 17
       4.3.4.  Processing Home Agent Switch Back (SWB-REQ/REP)  . . . 18
     4.4.  State Synchronization  . . . . . . . . . . . . . . . . . . 19
       4.4.1.  Binding Cache Information Management . . . . . . . . . 20
       4.4.2.  IP field and Security Descriptions of SS message . . . 20
       4.4.3.  Requesting State of Mobile Nodes (SS-REQ)  . . . . . . 20
       4.4.4.  Sending State Information (SS-REP) . . . . . . . . . . 21
       4.4.5.  Synchronizing State (SS-REP and SS-ACK)  . . . . . . . 22
     4.5.  Switching the Active Home Agent  . . . . . . . . . . . . . 23
     4.6.  Consideration of Routing and Neighbor Discovery
           Protocol (VHARP) . . . . . . . . . . . . . . . . . . . . . 24
     4.7.  Interworking with VRRP . . . . . . . . . . . . . . . . . . 25
     4.8.  Retransmissions and Rate Limiting  . . . . . . . . . . . . 26

   5.  Mobile Node Operation  . . . . . . . . . . . . . . . . . . . . 26
     5.1.  Home Agent Addresses Discovery . . . . . . . . . . . . . . 26
     5.2.  IPsec/IKE Establishment to Home Agents . . . . . . . . . . 27
     5.3.  Synchronizing State: K-bit treatment . . . . . . . . . . . 28
     5.4.  Receiving Home Agent Switch message  . . . . . . . . . . . 28



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   6.  Messages Format  . . . . . . . . . . . . . . . . . . . . . . . 29
     6.1.  New Mobility Header Messages . . . . . . . . . . . . . . . 29
       6.1.1.  HARP Message Format  . . . . . . . . . . . . . . . . . 29
       6.1.2.  State Synchronization Message Format . . . . . . . . . 32
       6.1.3.  Home Agent Rekey Message . . . . . . . . . . . . . . . 34
     6.2.  New Mobility Options . . . . . . . . . . . . . . . . . . . 35
       6.2.1.  Binding Cache Information Option . . . . . . . . . . . 35
       6.2.2.  State Synchronization Status Option  . . . . . . . . . 36
       6.2.3.  AAA Information Option . . . . . . . . . . . . . . . . 38

   7.  Security Considerations  . . . . . . . . . . . . . . . . . . . 38

   8.  Protocol Constants . . . . . . . . . . . . . . . . . . . . . . 39

   9.  IANA Considerations  . . . . . . . . . . . . . . . . . . . . . 39

   10. Additional Authors . . . . . . . . . . . . . . . . . . . . . . 39

   11. Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . 40

   12. References . . . . . . . . . . . . . . . . . . . . . . . . . . 40
     12.1. Normative References . . . . . . . . . . . . . . . . . . . 41
     12.2. Informative References . . . . . . . . . . . . . . . . . . 41

   Author's Address . . . . . . . . . . . . . . . . . . . . . . . . . 43


























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1.  Introduction

   In Mobile IPv6 [RFC-3775] and its compatible protocols like NEMO
   Basic Support [RFC-3963] and Dual Stack Mobile IPv6 [RFC-5555], if a
   home agent loses the binding cache state, due to failure or some
   other reason, it results in a loss of service for the mobile nodes.
   It is beneficial to provide high availability and redundancy for a
   home agent so that mobile nodes can avail of uninterrupted service
   even when one home agent crashes or loses state.  The Home Agent
   Reliability protocol (HARP) is designed to manage standby home agents
   and switch a home agent in case of the active home agent failure.

1.1.  Terminology

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
   document are to be interpreted as described in [RFC-2119].

   In this document, the term mobile node refers to both a mobile node
   [RFC-3775] and a mobile router [RFC-3963].

   Mobility related terms used in this document are defined in [RFC-
   3775] and [RFC-3753].  In addition or in replacement of these, the
   following terms are defined or redefined:

   Home Agent Reliability Protocol (HARP)

      Providing reliability by using multiple home agents with
      individual home agent addresses.  It requires binding re-
      registration to the new home agent.

   Virtual Home Agent Reliability Protocol (VHARP)

      Providing reliability by using multiple home agents and single
      virtual home agent address.  It can virtually switch to the new
      home agent without binding re-registration to the new home agent.

   Active Home Agent

      A home agent that is currently serving the mobile nodes.

   Standby Home Agent

      A home agent which will serve the mobile nodes when the active
      home agent fails.






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   Failed Home Agent

      A home agent that is not available due to hardware or software
      failure, system maintenance, etc.

   Redundant Home Agent Set

      A group of an active and standby home agent(s).  The Group
      Identifier is used to identify a redundant home agent set.
      Operators need to configure a value per redundant home agent set.

   Virtual Home Agent Address

      A home agent address shared among home agents in a redundant home
      agent set.  It is similar to virtual router address specified in
      VRRP [RFC-3768] [RFC-5798].  The address is only activated on an
      active home agent.

   Home Agent Preference

      This preference value is originally defined for Dynamic Home Agent
      Address Discovery (DHAAD) in RFC3775.  This protocol re-uses this
      preference value for home agent selection when an active home
      agent has failed.  However, an operator can also define an
      independent value used only for the home agent reliability
      protocol if the operator wants to have different preference values
      for DHAAD and the home agent reliability protocol.  A home agent
      SHOULD NOT use the same preference value of other home agents.

   New Messages

         Home Agent Reliability Protocol (HARP) message defined in
         Section 6.1.1:

            SwitchOver Request (SWO-REQ)

            SwitchOver Reply (SWO-REP)

            SwitchBack Request (SWB-REQ)

            SwitchBack Reply (SWB-REP)

            Switch Complete (SW-COMP)

            Home Agent HELLO (HA-HELLO)






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         State Synchronization (SS) message defined in Section 6.1.2:

            State Synchronization Request (SS-REQ)

            State Synchronization Reply (SS-REP)

            State Synchronization Reply-Ack (SS-ACK)

1.2.  Problem Statement and Requirements

   In Mobile IPv6 [RFC-3775, RFC-4877], a mobile node registers and
   establishes a binding with only one home agent.  The home agent
   represents the possibility of a single point of failure for Mobile
   IPv6.  A home agent is responsible for multiple mobile nodes on its
   home link.  The failure of the home agent may then result in the loss
   of connectivity for numerous mobile nodes located throughout the
   Internet.  To overcome this problem, Mobile IPv6 allows deployment of
   multiple home agents on the home link so that upon the failure of a
   home agent, a mobile node can re-establish its connection through a
   new home agent.  However, the base Mobile IPv6 specification does not
   address home agent fail-over and dynamic transfer of service from one
   home agent to another.  This transfer of service from the failed home
   agent to a new active home agent requires coordination or pre-
   configuration among the home agents regarding security associations,
   transfer of mobile node bindings, and other service information for
   reliable Mobile IPv6 service in a deployment scenario.

   For the home agent reliability solution, we define the following
   requirements:

   Reliable Home agent service

      Multiple home agents are available for a home prefix and one of
      them actively serves the mobile nodes.  A standby home agent takes
      over when the active home agent becomes unavailable.  The transfer
      of the MN-HA association should be transparent to applications and
      should not take longer than the care-of-addresses update procedure
      described in Mobile IPv6 [RFC-3775].

   Availability of a redundant home agent set

      Availability of an active home agent address and a standby home
      agent address at the bootstrapping period for the mobile node is
      assumed.







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   State Synchronization

      The information for mobile nodes must be able to be synchronized
      between an active home agent and standby home agents.  This
      includes the Binding Cache, AAA information, other Mobile IPv6 and
      NEMO related information.  Note that the Home Agent Reliability
      protocol exchanges only running states of mobile nodes.
      Therefore, we do not have any specific operation for synchronizing
      the configuration information.  For instance, when Mobile IPv6 is
      operated with Authentication protocol, synchronizing the
      configurations of the Authentication protocol is out of scope in
      this document.  Operators MAY correctly set the configuration
      information in multiple home agents.

   Consideration of IPsec/IKE transfer

      An active home agent maintains several IPsec and IKE states for
      mobile nodes.  These states are synchronized within the redundant
      home agent set.  The details are described in Section 7.

   Secured Message Exchanges

      The messages used between the home agents to transfer binding
      cache information MAY be authenticated and encrypted.

   Failure Detection

      Redundant home agents must actively check for possible failure of
      an active home agent.  If a home agent supports an existing
      failure detection mechanism such as VRRP[RFC-3768] or HSRP [RFC-
      2281], it can re-use that mechanism to detect the home agent
      failure.  On the other hand, periodic Hello messages are
      introduced to detect active home agent's service availability in
      this document.

   Failure Notification

      If necessary, a mobile node is notified about the active home
      agent failure by the standby home agent.


2.  Protocol Overview

   HARP assumes multiple home agents placement on a same home link or
   different links and groups them into a redundant home agent set.  One
   of home agents is selected as an active home agent and receives a
   binding update from mobile nodes.  According to [RFC-3775, RFC-4877],
   an active home agent maintains not only binding cache but also IPsec/



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   IKEv2 states per mobile node, because Mobile IP adapts IPsec as its
   security mechanism for signaling.

   If the active home agent fails, all these information per mobile node
   is vanished.  As a result, all mobile nodes served by the failed home
   agent will be disconnected.  In HARP, other home agents , named
   standby home agent, exchange the required information with the active
   home agent in case of failure of the active home agent.  HARP can let
   standby home agent take over the failed home agent with such
   information of the serving mobile nodes.


     MN          HA1         HA2
      |           |<-HA1-addr |<-HA2-addr
      |           |           |
      |        (active)    (standby)
      |           |           |
      |           |<--------->| 1. Hello exchanges
      |<--------->|           | 2. Binding Registration to HA1
      |           |<--------->| 3. State exchanges
      |           |           |
      |           X           |  HA1 FAILURE
      |           X           |
      |           X           | 4. Failure Detection
      |<----------------------| 5. Sending Home Agent Switch message
      |<--------------------->| 6. Binding Registration to HA2
      |           X       (active) RECOVERY COMPLETE
      |           X           |


       Figure 1: Overview of Home Agent Reliability Protocol (HARP)

   Figure 1 shows an example of the HARP operations.  HA1 and HA2 belong
   to the same redundant home agent set and are assigned with an
   individual IP address (HA1 and HA2-addr) at the home link.  Each home
   agent can be seen as an individual home agent by mobile nodes.  All
   the home agents periodically send a hello message (named HA-HELLO) to
   exchange the home agent information and also monitor the active home
   agent's status (1).  The mobile node registers its binding only with
   the active home agent (2).  The active home agent synchronizes the
   serving mobile node information (i.e. home address) with the other
   standby home agents periodically (3).

   HARP introduces the new HA-HELLO message for failure detection, but
   it should use any types of information to detect that failure.  After
   detecting failure of the active home agent (4), a standby home agent
   whose preference value is the highest takes over the failed home
   agent.  For doing so, the standby home agent sends a Home Agent



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   Switch message to all the mobile nodes that were registered at the
   failed home agent (5).  The standby Home Agent set its own address in
   the Home Agent Address field in the Home Agent Switch message so that
   it will receive the binding update from the mobile node as an
   acknowledgment of the sent Home Agent Switch message.  The home agent
   switch-over is complete when it receives binding updates from all the
   mobile nodes (6).  For protecting the Home Agent Switch, the mobile
   node should have IPsec Security Associations (SA) with the standby
   home agent before any failover.  The mobile node may pre-establish
   multiple IPsec SAs with all the home agents.

   Although the active home agent manages IPsec/IKEv2 states per mobile
   node, HARP does not offer any recovery mechanism of these states by
   itself.  IPsec/IKE states synchronization is out of scope in this
   document.  However, some Virtual Private Network (VPN) products have
   proprietary IPsec/IKEv2 state synchronization among multiple boxes.
   If IPsec/IKEv2 states can be recovered from the active home agent to
   standby one, HARP can be operated slightly in different manner named
   Virtual-HARP (VHARP).  Unlike HARP, the standby home agents are an
   exact copy of the active home agent.  It is similar to the virtual
   router concept of VRRP[RFC-3768, RFC-5798] and HSRP [RFC-2281].  Note
   that HARP is mandatory and VHARP is optional in this document.  VHARP
   is shown in Figure 2.


     MN          HA1         HA2
      |           |<-HA-addr  :<-HA-addr'
      |           |           :
      |        (active)    (standby)
      |<--------->|           : 1. Binding Registration to HA1
      |           |<--------->: 2. State exchanges
      |           |           :
      |           X           :  HA1 FAILURE
      |           X           :
      |           X           : 3. Failure Detection
      |           X           | 4. HA2 takes over the HA1
      |           X       (active) RECOVERY COMPLETE
      |           X           |


   Figure 2: Overview of Virtual Home Agent Reliability Protocol (VHARP)

   All the home agents (HA1 and HA2) in the redundant home agent set
   share a virtual home agent address (HA-addr) and the routing will
   ensure only the active home agent will be reachable using that
   virtual home agent address.  After a mobile node's binding
   registration (1), the active home agent pushes all the states of its
   mobile nodes to the other standby home agents (2).  In VHARP, all the



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   states of a mobile node need to be synchronized.  The example
   information such as Binding Cache and Authentication, Authorization,
   and Accounting (AAA) information, etc.

   After detecting the active home agent has failed (3), the standby
   home agent whose preference value is the highest takes over the
   failed home agent.  The standby home agent activates the virtual home
   agent address on its interface attached to the home link.  The
   virtual home agent address's activation can be operated by VRRP.
   Since all the necessary states of mobile nodes have already been
   transferred to this standby home agent, the standby home agent can
   immediately start acting as the active home agent (4).  Unlike HARP,
   the mobile node is not required to re-register its binding to a new
   active home agent.  The mobile node may use the IKEv2 resumption
   mechanism [RFC-5723] to resume IPsec SA with the new active home
   agent.

   This document offers a new management mechanism of an active and
   standby home agents by using a new Mobility Header (MH) message named
   a HARP message as shown in Figure 3.  This mechanism can be used in
   both HARP and VHARP.  Each home agent exchanges own home agent
   information with the other home agents in its redundancy home agent
   set by a Home Agent HELLO message (HA-HELLO) (1).  The HA-HELLO
   message can also be used to monitor the availability of the active
   home agent.


       HA1(active)  HA2    HA3 .. HAn
           |        |      |      |
           |<------>|<---->|<---->| 1. HELLO exchange
           |------->|      |      | 2. HA1 sends SWB-REQ
           |<-------|      |      | 3. HA2 sends SWB-REP
           |------->|      |      | 4. HA2 sends SW-COMP
       (standby) (active)  |      | HA2 BECOMES ACTIVE HA
           |        |      |      |
              SYSTEM MAINTENANCE, ETC.
           |        |      |      |
           |------->|      |      | 5. HA1 sends SWO-REQ
           |<-------|      |      | 6. HA2 sends SWO-REP
           |------->|      |      | 7. HA1 sends SW-COMP (optional)
       (active) (standby)  |      | 8. HA1 returns to active HA
           |        |      |      | HA1 BECOMES ACTIVE AGAIN


                      Figure 3: Home Agent Management

   In some scenarios the active home agent may need to stop serving
   mobile nodes for system maintenance.  This specification provides for



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   a manual home agent management.  As shown in Figure 3, the active
   home agent (HA1) sends a SwitchBack Request message (SWB-REQ) to a
   standby home agent (HA2) (2).  HA2 will acknowledge the message by
   sending a SwitchBack Reply message (SWB-REP) to HA1 (3).  In the HARP
   operation, it takes certain time to complete home agent fail-over by
   mobile nodes' re-registration to the new home agent.  During this
   fail-over operations, HA1 may continue serving the mobile nodes until
   the switch over is completed.  When HA2 completes the switch-over, it
   SHOULD send a SW-COMP to HA1 (4).  As soon as HA2 sends the SW-COMP,
   it becomes the active home agent.  HA1 becomes standby when it
   receives SW-COMP.

   After the down time, HA1 sends a SwitchOver Request (SWO-REQ) to HA2
   in order to become the active home agent again (5).  HA2 acknowledge
   it by sending a SwitchOver Reply (SWO-REP) to HA1 (6).  HA1 now
   starts home agent fail-over operation.  After the completion of fail-
   over, HA1 sends a SW-COMP to HA2 (7).  Then, HA1 returns to the
   active home agent and HA2 fall back to a standby home agent (8).


3.  Home Agent Configuration

3.1.  Network Configuration

   HARP supports two different configurations for standby home agents.
   Standby home agents can be placed on the same home link or on a
   different link.  Figure 4 depicts the configuration where home agents
   serving the same home network are located on the same link as defined
   in [RFC-3775].


                 HA1    HA2    HA3    HA4 .... HAn
                  |      |      |      |        |
          --------+------+------+------+--------+---------
                             Home Link


                  Figure 4: Local Recovery Configuration

   Figure 5 illustrates when standby home agents are located on a
   different link (illustrated as Recovery Link in Figure 5).  Most
   large operators have a very stringent requirement on network
   availability even in the worst type of disaster or outage.  This
   configuration can achieve home agent recovery even if the entire home
   link fails.  This is called geographic redundancy and a well-known
   configuration for Telecommunications operators.  In Figure 5, home
   agents (HA1-HA4) are placed in geographically separated regions
   (region-1 and -2).  If region-1 suffers a down time due to any



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   reason, all the sessions will be seamlessly taken over by the nodes
   in region-2.  Note that HA3 and HA4 cannot receive packets meant for
   the home network until the route on the Routers is changed.  The
   routing must be also updated to direct the packets meant for the home
   link to the recovery link.


           ---------IGP------>|<---BGP--->|<-----IGP---------

                HA1    HA2                     HA3    HA4
                 |      |                       |      |
         --------+------+-----+ R---R---R +-----+------+-------
               Home Link          Routers     Recovery Link
              (region-1)                       (region-2)


                  Figure 5: Global Recovery Configuration

3.2.  Home Agent Address Configuration

   In HARP, each home agent obtains its individual IPv6 address from its
   serving home prefix.  In VHARP, all the home agents use a virtual
   home agent address generated from the home prefix.

   In addition, each home agent running VHARP need to obtain its
   individual IPv6 address from its attached link.  This IPv6 address is
   used only for the VHARP operations between home agents and is not
   revealed to mobile nodes for binding registration.

   All the home agents MUST join the ALL_HA_MULTICAST_ADDR.  In VHARP,
   each home agent join the multicast group with its individual IPv6
   address, but not with virtual home agent address.  This multicast
   address can be used to exchange the HA-HELLO message among the home
   agents.  On the other hand, if a home recovery link is separately
   defined, each home agent always unicasts the HARP messages to home
   agents configured at a geographically separated link.


4.  Home Agent Operations

4.1.  Home Agent List Management

   In Mobile IPv6, each home agent periodically sends router
   advertisements with the Home Address Information option [RFC-3775].
   HARP introduces a HARP HA-HELLO message to replace the router
   advertisement.  There are several reasons to use HA-HELLO message
   instead of the Router Advertisement such as:




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   o  A HA-HELLO message can be sent beyond the link, while a router
      advertisement cannot be sent beyond the link.  In case of
      geographic redundancy, router advertisements cannot be sent to the
      recovery link unless the home link and the recovery link are
      virtually connected by L2TP, etc.

   o  A HA-HELLO message is defined to manage additional information
      such as Group ID and Active/Standby Status of the home agents in
      the home agent list.

   o  A HA-HELLO message is exchange only between home agents, while a
      router advertisement is also processed by mobile nodes attached to
      a home link.  A HA-HELLO does not introduce any burden to the
      mobile nodes even if it is frequently sent on the home link.

   When a HA-HELLO is used to exchange the home agent information, each
   home agent SHOULD NOT process the Home Agent Information option
   carried by a Router Advertisement.  A router advertisement is only
   processed by mobile nodes.  Operators may define different
   configuration values to the parameters of the home agent information
   for a HA-HELLO and a Router Advertisement.

   This document requires additional information to the home agent list
   defined in [RFC-3775].  The additional information is learned through
   HA-HELLO message exchange.

   o  Group ID of a redundant home agent set.  It is learned through the
      Group ID field of the HA-HELLO.

   o  HA-HELLO Interval.  This value is locally configured at every home
      agent by operators and is learned through the Hello Interval field
      of the HA-HELLO.

   o  An individual home agent address used in the VHARP operation.
      This information is only required when VHARP is used in addition
      to the virtual home agent address.  It is learned through the
      Source Address of the HA-HELLO message.

   o  VHARP capability.  This information is learned through the V flag
      of the HA-HELLO message.

   o  Current mode (HARP or VHARP).  This information is learned through
      the M flag of the HA-HELLO message.

   o  Active status.  This information is learned through the A flag of
      the HA-HELLO message.





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4.2.  Detecting Home Agent Failure

   An active and standby home agents can monitor each other in several
   ways.  One method is to reuse other failure detection mechanisms
   defined in VRRP[RFC-3768, RFC-5798] and HSRP [RFC-2281].  However,
   VRRP and HSRP are not sufficient since they cannot detect the case
   where the system is running but the Mobile IPv6 stack is not
   operational.  Failure events used in HARP/VHARP are listed below.

   Loss of HA-HELLO

      HARP/VHARP is an extension to Mobile IPv6 and can monitor
      availability of Mobile IPv6 stack on each home agent by
      periodically sending a HA-HELLO as a heart-beat.  This HA-HELLO
      can also be exchanged frequently enough to detect the failure
      promptly without any additional overhead to mobile nodes attached
      to the home link.  In the event that a standby home agent does not
      receive any HA-HELLOs from its peer for a configurable duration,
      the standby home agent assumes that home agent's failure.  The
      detail of the Hello message is described in Section 4.3.2.

   Monitored Server Failure by the Active Home Agent

      There may be number of critical servers such as an AAA server in
      the network that are essential for the ongoing Mobile IPv6
      sessions at the home agent.  Operators can have a policy in place
      that the active home agent is treated as a failed home agent upon
      detecting that the link to such servers has failed.

   Routing Peer/Link Failure

      Operators may require the home agent to detect its next-hop
      routing peer failure.  If the next-hop routing failure is fatal in
      nature, or due to some other routing policies, the active home
      agent is treated as a failed home gent and the recovering
      operation should be started.

4.3.  Processing the HARP Messages

4.3.1.  IP field and Security Descriptions of HARP message

   The HARP message format is defined in Section 6.1.1.  If a HARP
   message is unicasted, the destination address is one of Home Agent in
   the same Redundant Home Agent set.  If it is HA-HELLO message (by
   setting the type field to 4), it can be multicasted.  The destination
   address MUST be set to ALL_HA_MULTICAST_ADDR.  The source address
   MUST be set to the sender's home agent address.  Note that, in VHARP,
   the virtual home agent address SHOULD NOT be set to source and



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   destination address.  The IP address of the interface the packet is
   being sent from SHOULD be used.

   If a HARP message is unicasted, it SHOULD be authenticated by IPsec
   AH and MAY be encrypted by IPsec ESP.  If a HA-HELLO message is
   multicasted, multicast extensions to IPsec [RFC-5374] SHOULD be
   applied.  If all the home agents are placed in a secure transport
   network to exchange a HARP message, authentication and encryption MAY
   be omitted.  Which security verification is used depends on
   operational policy.  If security verification is failed for a
   receiving HA-HELLO, the HA-HELLO MUST be discarded.

   The following operations MUST be performed when transmitting a HARP
   message.

   o  The incremented latest Sequence Number MUST be set to the Sequence
      Number field.  The Sequence Number SHOULD be initialized to zero
      for the first Hello message.  To accomplish sequence number
      rollover, if the sequence number has already been assigned to be
      the largest possible number representable as a 16-bit unsigned
      integer, then when it is incremented it will then have a value of
      zero (0).

   o  The sender's Group ID MUST be set to the Group ID field.

   o  The V-flag MUST be set if the sender is capable of VHARP.

   o  The M-flag MUST be unset if the sender is operated with HARP.

   o  The M-flag MUST be set if the sender is operated with VHARP.

   o  The A-flag MUST be set if the sender is the active home agent.

   Performed the following functions when a HARP message is received.

   o  MUST verify the Group ID of the HARP message is equal to the
      receiver's Group ID.

   o  MUST verify the sender of the HARP message belongs to the
      receiver's same redundant home agent set

   o  MUST verify that the M flag is equal to the receiver's operating
      mode.

   o  MUST verify the Sequence Number value in the HARP is larger than
      the last received Sequence Number value.  When the sequence number
      rollover is occurred, the sequence number value in the HA-HELLO is
      zero.



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   If any one of the above checks fails, the receiver SHOULD discard the
   HARP message.

4.3.2.  Processing Home Agent Hello (HA-HELLO)

4.3.2.1.  Sending HA-Hello Message

   Each home agent MUST send a HA-HELLO in following case:

   o  UNSOLICITED: Each home agent SHOULD periodically send a HA-HELLO.
      The interval time is configured locally at each home agent.

   o  UNSOLICITED: When a home agent detects its local information
      change, it should immediately send a HA-HELLO.

   o  SOLICITED: when a home agent receives a HA-HELLO with the R-flag
      set.  When the R-flag is set, the HA-HELLO can be requested to the
      destination home agent.

   A home agent can solicit a HA-HELLO to a particular home agent(s) in
   the same redundant home agent set by unicasting or multicasting a HA-
   HELLO with the R-flag set.  Soliciting HA-HELLO is operated when:

   o  A new home agent boots up.  The new home agent SHOULD solicit HA-
      Hello messages by multicasting a HA-Hello message with the R-flag
      set.

   o  A HA-HELLO has not been received after the specified hello
      interval.  The HA-HELLO MAY be solicited to the home agent.

   o  A home agent entry in the redundant home agent set is about to be
      removed due to home agent lifetime expiration.  The HA-HELLO
      SHOULD be solicited to the home agent whose lifetime is soon
      expired.

   In addition to Section 4.3.1, the following operations MUST be
   performed when transmitting a HA-HELLO.

   o  The Type field MUST be set to 4.

   o  The R-flag MUST be set if the sender solicits a HA-HELLO to the
      other home agent(s).

   o  The appropriate home agent configuration values MUST be copied to
      the Home Agent Preference, the Home Agent Lifetime, and Hello
      Interval fields.





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4.3.2.2.  Receiving Hello Message

   The receiver MUST perform the verification to the HA-HELLO described
   in Section 4.3.1.  After the verification, the receiver copies the
   value stored in the HA-HELLO message to the corresponding home agent
   list entry according to Section 4.1.

   If the home agent lifetime field in the HA-HELLO is set to 0, the
   receiver MUST remove the sender home agent from the home agents list.

   If the R-flag is set in the received HA-HELLO, the receiver MUST send
   a new HA-HELLO to the originator as described in Section 4.3.2.1.

4.3.3.  Processing Home Agent Switch Over (SWO-REQ/REP)

   When a standby home agent decides to become an active home agent, the
   standby home agent sends a SwitchOver Request (SWO-REQ) to the
   current active home agent with the following operations.

   o  MUST be unicasted only to the current active home agent

   o  MUST be sent from a standby home agent.  The active home Agent
      MUST NOT generate this message.

   When an active home agent receives a SWO-REQ, it MUST operate the
   following verification and operations in addition to Section 4.3.1:

   o  If the receiver of the SWO-REQ is not an active home agent, it
      MUST send a SWO-REP with the Status field set to 130 (Not active
      home agent).

   o  If the sender home agent does not belong to the same redundant
      home agent set, a SWO-REP message MUST be sent to the sender with
      the Status field set to 132 (Not in same redundant home agent
      set).

   o  There is a case where the active home agent cannot be standby home
      agent.  The active home agent MUST reply a SWO-REP with the Status
      field set to 129 (Administratively prohibited).

   o  Otherwise, the active home agent MUST become a standby home agent
      and reply with a SWO-REP message with the Status field set to 0
      (Success).

   When a standby home agent receives a SWO-REP, it MUST operate the
   following verification and operations in addition to Section 4.3.1:





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   o  If the receiver is an active home agent, the SWO-REP MUST be
      discarded.

   o  If the standby home agent receives an unexpected SWO-REP which is
      not in reply to its SWO-REQ, it MUST ignore the SWO-REP.

   o  Otherwise, if the Status field of the SWO-REP is 0 (Success), the
      standby home agent (the receiver of SWO-REP) immediately becomes
      an active home agent.

   o  If the value in the Status field is greater than 128 an error has
      occurred.  In this case, the receiver MUST NOT attempt to be an
      active home agent.

4.3.4.  Processing Home Agent Switch Back (SWB-REQ/REP)

   When an active home agent decides to become a standby home agent, it
   sends a SWB-REQ to one of standby home agents.  The reason for the
   active home agent to send this message can be administrative
   intervention, and events like Monitored Server Failure by the active
   home agent or Routing Peer/Link Failure.  The following operations
   MUST be performed when SWB-REQ is sent.

   o  MUST be unicasted only to one of standby home agents in the same
      redundant home agent set

   o  MUST be sent from an active home agent.  The standby home Agent
      MUST NOT generate this message.

   When a home agent receives a SWB-REQ message, it verifies the message
   as follows.

   o  If the sender home agent of the SWB-REQ is not an active home
      agent, the receiver MUST reply a SWB-REP with the Status field is
      set to 130 (Not active home agent).

   o  If the sending home agent does not belong to the same redundant
      home agent set, a SWB-REP MUST be sent in which the Status field
      set to 132 (Not in same redundant home agent set).

   o  Otherwise, the receiving home agent MUST send a SWB-REP with the
      Status field is set to 0 (Success).

   o  After sending the SWB-REP, the standby home agent MUST NOT become
      an active home agent immediately.  This is because the active home
      agent is still active until it receives the SWB-REP which is
      acknowledging the SWB-REQ.  The standby home agent SHOULD change
      to active at least after LINK_TRAVERSAL_TIME.



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   When a home agent receives a SWB-REP message, it verifies the message
   as follows.

   o  If the standby home agent receives an unexpected SWB-REP which is
      not in reply to own SWB-REQ, it SHOULD ignore the SWO-REP.

   o  If the Status field of the SWB-REP is 0 (Success), the active home
      agent immediately becomes a standby home agent.  The sender home
      agent of SWB-REP becomes an active home agent after certain time,
      LINK_TRAVERSAL_TIME.

   o  If the value in the Status field is greater than 128, the receiver
      of SWB-REP (active home agent) cannot become a standby home agent
      and MUST continue to be an active home agent.

4.4.  State Synchronization

   A State Synchronization (SS) message format is defined in
   Section 6.1.2.  It can carry several state information about a mobile
   node by setting mobility options in the Mobility Options field.  The
   following list shows examples of the mobility options which can be
   specified in the state synchronization message.

   o  IPv6 Home Address (Binding Cache Option)

   o  Binding Cache Information (Binding Cache Option)

   o  NEMO Mobile Network Prefix (Mobile Network Prefix Option [RFC-
      3963])

   o  IPv4 Care-of Address (IPv4 Care-of Address Option [RFC-5555])

   o  IPv4 Home Address (IPv4 Home Address Option [RFC-5555])

   o  Binding Identifier (Binding Identifier Option [RFC-5648]

   o  AAA states (AAA Information Option)

   o  Miscellaneous states (Vendor Specific Mobility Option [RFC-5094])

   When a home agent need to send the state of multiple mobile nodes in
   a single state synchronization message (SS-REQ or SS-REP), a Binding
   Cache Information option is used as a separator.  For each mobile
   node, a Binding Cache Information option is placed first, followed by
   any other options related to the mobile node if necessary.

   In HARP, since a mobile node will re-register to the new active home
   agent after home agent fail-over, it is not necessary for the standby



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   home agents to synchronize all the mobile nodes' state information.
   The standby home agent only need to collect the home address
   information of all the mobile nodes served by the active home agent.
   The information is used to send the Home Agent Switch messages to all
   the mobile node when the home agent failure is occurred.

   In VHARP, home agent fail-over is completed without mobile nodes'
   binding re-registration.  Therefore, standby home agents need to copy
   the complete state information of each mobile node registered with
   the active home agent.

4.4.1.  Binding Cache Information Management

   In HARP, each standby home agent learns the partial binding cache
   information such as a pair of a home address and a mobile node's
   registering home agent address.  This information is stored somewhere
   in a standby home agent.

   In VHARP, a standby home agent ideally copies the received binding
   cache information and other mobile node's information into the
   appropriate database so that it can act as an active home agent as
   soon as it takes over the failed home agent.

4.4.2.  IP field and Security Descriptions of SS message

   A state synchronization message is only unicasted.  The destination
   address MUST be one of home agents in the same Redundant Home Agent
   set.  The source address MUST be set to the sender's home agent
   address.  Note that, in VHARP, the virtual home agent address MUST
   NOT be set to the source address.  IP address of the interface the
   packet is being sent from SHOULD be used.

   If a state synchronization message is unicasted, it SHOULD be
   authenticated by IPsec AH and MAY be encrypted by IPsec ESP.  If all
   the home agents are placed in a secure transport network to exchange
   the state synchronization message, authentication and encryption MAY
   be omitted.  If security verification is failed for a receiving state
   synchronization message, the message MUST be discarded.  Which
   security mechanism is used depend on the operational policy.

4.4.3.  Requesting State of Mobile Nodes (SS-REQ)

   When a home agent needs the state information for a particular mobile
   node or a subset of mobile nodes, it sends a SS-REQ message
   constructed as follows:

   o  MUST set the Type field to 0 (Request).




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   o  MUST set a random value in the Identifier field that does not
      coincide with any other currently pending Requests.

   o  MUST include a Binding Cache Information option(s) which Home
      Address field is set to the target home address.  Other fields of
      the Binding Cache Information option can be omitted.

   o  MUST set the unspecified address (::) in the Home Address field of
      the Binding Cache Information option, if it solicits the state of
      all the mobile nodes registering at the destination home agent of
      the SS-REQ message.

   o  MUST include multiple binding cache information options in a SS-
      REQ, if the sender requests multiple mobile nodes' information.
      The sender SHOULD NOT send multiple SS-REQs per mobile node.

   o  MUST send a SS-REQ to the active home agent of the target mobile
      node(s).

   When a home agent receives a SS-REQ, it MUST perform the verification
   described in Section 4.4.2 and following:

   o  If the receiver does not know the binding cache for the target
      mobile node(s) specified in the received Binding Cache Information
      option(s), it MUST ignore the SS-REQ and MUST NOT reply a SS-REQ.

   o  Otherwise, the receiver MUST reply a SS-REP including all the
      state information of the target mobile node(s).

4.4.4.  Sending State Information (SS-REP)

   A SS-REP message(s) SHOULD be sent when:

   1.  The active home agent receives a SS-REQ.

   2.  The active home agent creates or deletes a binding cache entry
       for a particular mobile node.

   The active home agent MAY additionally send a SS-REP message in
   following cases:

   1.  The active home agent updates the state information for all
       sessions that changed since the last update in a periodic
       interval

   2.  Often in VHARP, the active home agent MAY update a binding cache
       entry for a particular mobile node whenever the binding cache
       entry is updated.  If an active home agent sends a SS-REP message



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       whenever the local state information changes, such as a binding
       cache change, the number of the SS-REP messages can be quite
       large.

   Following rules must be applied when the active home agent constructs
   a SS-REP.

   o  MUST copy the Identifier field of the SS-REQ to the same field of
      the SS-REP, if the SS-REP is sent in response to the SS-REQ.

   o  MUST set zero to the Identifier field if the SS-REP is sent
      without solicitation (no SS-REQ).

   o  MUST include required mobility options in the SS-REP.

      *  In HARP, a partial Binding Cache Information Option (the Home
         Address Field only) MUST be included in the SS-REP.

      *  In VHARP, a full Binding Cache Information Option and other
         required options shown in Section 6.1.2 MUST be included in the
         SS-REP.

   o  MUST include the state of all the active mobile nodes registering
      in the active home agent by the SS-REP when the unspecified
      address is found in the Home Address mobility option carried with
      the SS-REQ.  The message may be fragmented depending on the total
      size needed to carry all states.

4.4.5.  Synchronizing State (SS-REP and SS-ACK)

   When a home agent receives a SS-REP, it MUST take the following
   operations.

   o  If no options are carried in the SS-REP, the home agent MUST
      ignore the SS-REP and MUST send SS-ACK with the Status
      Synchronization Status option which status value is set to [131:
      No Mobility Option]

   o  If the sender of SS-REP is not in the same global home agent set,
      the home agent MUST reject the SS-REP and MUST send SS-ACK with
      the Status Synchronization Status option which status value is set
      to [130: Not in same global home agent set]

   o  The receiver home agent MUST record the IPv6 address of the sender
      as the active home agent of the mobile node in its local binding
      cache.





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   o  The receiver home agent MUST update its binding cache and all
      other necessary information in a particular database(s).

   o  The receiver home agent MUST send a SS-ACK with state
      synchronization status mobility options if A flag is set.

   If an active home agent requires an acknowledgment of a SS-REP, it
   MUST set the Ack flag in the SS-REP.  The receiver of such SS-REP
   will send back a SS-ACK.  The receiver MUST copy the Identifier value
   received in the SS-REP into SS-ACK in order to match the SS-REP and
   SS-ACK.

4.5.  Switching the Active Home Agent

   In HARP, the standby home agent which is going to be active MUST send
   a Home Agent Switch message [RFC-5142] to all the mobile nodes that
   were being served by the failed home agent.  The following rules MUST
   be applied when transmitting a Home Agent Switch message.

   o  MUST use IPsec ESP to the Home Agent Switch message.

   o  MUST set only that standby home agent address in the Home Agent
      Switch message

   If there are a large number of mobile nodes served by the failed home
   agent, the overhead sending Home Agent Switch messages is high.  This
   overhead cannot be avoided if the active home agent suddenly stop
   serving mobile node because of unexpected reasons (crash, network
   trouble, etc).  However, if this switch over is operated under the
   administrative operation (maintenance, etc), the previous active home
   agent may continue serving the mobile nodes until the switch over is
   completed.  Until the mobile node sends a binding update to the new
   active home agent, it still sends the packet to the previous home
   agent.

   Therefore, the new active home agent can notify the completion of
   switch-over to the previous active home agent by using a SW-COMP
   message.  When the new active home agent completes the switch-over,
   it SHOULD send a SW-COMP to the previous active home agent.  Until
   the previous home agent receives this message, it SHOULD continue
   serving any mobile nodes that are registered with it.  Once the
   previous home agent receives the SW-COMP message, it can be shutdown
   or detached from the network safely.

   In VHARP, after detecting the active home agent has failed, the
   standby home agent whose preference value is the highest MUST take
   over the failed home agent.  The standby home agent MUST activate the
   virtual home agent address.  If a virtual MAC address as introduced



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   in [RFC-3768, RFC-5798] is used, the standby home agent MUST start
   using that virtual MAC address as well.  If VHARP run with VRRP and
   HSRP as described in Section 4.7, the virtual home agent address can
   be treated as a virtual router address in VRRP and HSRP.  Therefore,
   VRRP and HSRP can automatically activate the virtual home agent
   address on the standby home agent after their election mechanism.
   Since all the necessary state has already been transferred to this
   standby home agent before the active home agent failed, it can
   immediately start acting as the active home agent.

   When the failed home agent recovers from failure and would return to
   the active home agent, it MUST re-establish IPsec SA with all the
   mobile nodes.  All the mobile nodes lost IPsec SA with the home agent
   when the failure is occurred.  Otherwise, it cannot be either a
   standby or active home agent for the mobile nodes.  Therefore, as
   soon as the active home agent detects the recovery of the failed home
   agent, it sends a Home Agent Rekey message to all the mobile nodes
   served by other home agents in the same redundant home agent set, and
   includes the recovered home agent address in the Home Agent Addresses
   field.  The detail of the Home Agent Rekey message is described in
   Section 6.1.3.  The mobile node will re-key the SA by using The IKEv2
   resumption mechanism [RFC-5723].  Alternatively, the mobile node MAY
   start a new IKE session with the recovered home agent.

4.6.  Consideration of Routing and Neighbor Discovery Protocol (VHARP)

   This section gives a brief explanation of how a home agent interacts
   with routing and Neighbor Discovery Protocol (NDP) when is VHARP
   used.

   When a standby home agent becomes active in VHARP, it MUST start to
   advertise the home agent address and the home prefix of the home
   addresses serviced by the redundant home agent set into the routing
   infrastructure.  This operation is normally done using a route
   selector such as BGP or an OSPF modifier.  For example, we can use
   the AS_Path prepend operation for BGP, and the Metric field in OSPF
   for the route selection.  When each home agent participates in OSPF
   routing, each home agent should be configured with the appropriate
   metric matched to the home agent preference value.  When the active
   home agent fails, OSPF detects the failure and can dynamically switch
   the route to the standby home Agent based on the OSPF cost value.  If
   this creates conflicts with the home agent preference value due to
   configuration errors, the routers on the home link may not route
   packets to the desired standby home agent.  In order to change the
   OSPF cost correctly and dynamically, The operator takes other
   existing approaches.  For example, most of router vendors have a
   private MIB to set the cost via SNMP, though this is a vendor-
   specific function.



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   When an active home agent activates a home agent address, it SHOULD
   use a virtual MAC address as introduced in [RFC-3768, RFC-5798].
   When the active home agent is changed, the neighbor cache of the
   active home agent is not necessarily updated on mobile nodes located
   on the home link.  Otherwise, the new home agent MUST update the
   neighbor cache entry for the home agent address on all the mobile
   nodes located on the home link.  In addition, Mobile IPv6 uses proxy
   NDP to intercept packets meant for mobile nodes which are away from
   the home link.  However, it is unnecessary for the new active home
   agent to overwrite the existing proxy neighbor entries of the mobile
   nodes.

4.7.  Interworking with VRRP

   VRRP and HSRP specify an election protocol that dynamically assigns
   responsibility for a virtual router to one of the VRRP routers on a
   LAN.  This operation is similar to the VHARP.  For example, the VRRP
   router controlling the IP address(es) associated with a virtual
   router is called the Master, and forwards packets sent to these IP
   addresses.  The election process provides dynamic fail over in the
   forwarding responsibility should the Master become unavailable.
   Although VRRP is used to guarantee home agent address reachability,
   it cannot be used for state synchronization and explicit switching of
   Master and Backup.  Thus, the Home Agent Reliability protocol cannot
   be replaced by VRRP.  This section explains how VRRP can interwork
   with HARP/VHARP.

   When VRRP is available, VRRP can replace the Hello message described
   in Section 6.1.1.  However, some of information is missed by using
   VRRP.  After receiving a VRRP message, each home agent SHOULD process
   the message and store the information as if it receives Home Agent
   Hello messages Section 4.3.2.2.  The message format of VRRP can be
   found in Section 5.1 of [RFC-5798].  Each field is mapped as follows:

   o  Virtual Rtr ID: Group ID is stored in the Virtual Rtr ID field.

   o  Priority: Home Agent Preference is stored in the Priority field.
      Note that VRRP only has 8 bits for the Priority field.  Therefore,
      values larger than 255 MUST NOT be assigned to the preference
      value.

   o  Count IPv6 IPv6 Addr: This field MUST be always be 1.

   o  Max Advert Int: This field MUST be mapped to the Hello Interval
      field of the Home Agent Hello message, though it only has 12
      bytes.





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   o  IPv6 address: A home agent address is stored in this field.

   Home Agent Lifetime, Sequence Number and Flags field are missed in
   the VRRP packet format.  Therefore, operators SHOULD use the same
   statically configured value for Home Agent Lifetime.  Each home agent
   does not check freshness of received VRRP message because of no
   sequence number.

4.8.  Retransmissions and Rate Limiting

   Home agents are responsible for retransmissions and rate limiting of
   SS-REQ, SWO-REQ, SWB-REQ messages for which they expect a response.
   The home agent MUST determine a value for the initial transmission
   timer:

   o  If the home agent sends a SS-REQ message, it SHOULD use an initial
      retransmission interval of INITIAL_STATE_SYNC_REQ_TIMER.

   o  If a home agent sends a SWO-REQ or SWB-REQ message, it SHOULD use
      an initial retransmission interval of INITIAL_SWITCH_REQ_TIMER.

   If the sending home agent fails to receive a valid matching response
   within the selected initial retransmission interval, it SHOULD
   retransmit the message until a response is received.  All of the
   above constants are specified in Section 8.

   The retransmission MUST use an exponential backoff process as
   described in [RFC-3775] until either the home agent receives a
   response, or the timeout period reaches the value
   MAC_HARELIABILITY_TIMEOUT.  The home agent SHOULD use a separate
   back-off process for different message types and different
   destinations.  The rate limiting of Mobility Header messages is the
   same as one in [RFC-3775].  A home agent MUST NOT send Mobility
   Header Messages to a particular home agent more than MAX_UPDATE_RATE
   (3) times a second, which is specified in [RFC-3775].


5.  Mobile Node Operation

   This section describes the operations of a mobile node only when HARP
   is used.  Non of operations in this section is required in VHARP.

5.1.  Home Agent Addresses Discovery

   A mobile node authenticates itself to two or more home agents and
   creates IPsec SAs with them during bootstrapping.  When the active
   home agent fails, another home agent can use the pre-existing SA to
   notify the mobile node about the failure by sending a Home Agent



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   Switch message.

   In order to discover multiple home agent addresses, two different
   mechanisms are defined in the bootstrapping solution in the split
   scenario [RFC-5026].  One is DNS lookup by home agent Name, the other
   is DNS lookup by Service Name.  DHCPv6 can also be used in the
   integrated scenario [ID-BOOTINT] to provide home agent provisioning
   to mobile nodes.

   In the split scenario, a mobile node can use DNS lookup by Service
   Name to discover the home agents, as defined in [RFC-5026].  For
   example, if home agent reliability is required by a mobile node, DNS
   lookup by Service Name method is recommended for the mobile node to
   discover multiple home agents addresses.  Therefore, mobile nodes
   will query the DNS SRV records with a service name of mip6 and
   protocol name of ipv6.  The DNS SRV records includes multiple home
   agent addresses and different preference values and weights.  The
   mobile node SHOULD choose two or more home agents from the home
   agents list according to their preference value.  Then the mobile
   node should authenticate itself to these home agents via an IKEv2
   exchange.

   In the integrated scenario, a mobile node can use DHCPv6 to get home
   agent provisioning from an MSP or ASP, as already defined in [ID-
   BOOTINT].  The only requirement is that the DHCPv6 response must
   include multiple home agents' information in order to support home
   agent reliability.

5.2.  IPsec/IKE Establishment to Home Agents

   In this document, a mobile node need to manage an IPsec SA with a
   home agent(s).  The following mechanism can be used to manage the
   IPsec SA(s) with a home agent(s).

   o  IKEv1/v2 running per home agent (HARP) to establish multiple IPsec
      SAs for home agents.

   o  The IKEv2 resumption mechanism [RFC-5723] to update an IPsec SA
      with the new home agent (VHARP)

   If IPsec/IKEv2 state synchronization mechanism is available in
   Virtual Private Network (VPN) products, none of above is required for
   the VHARP operation.  The IPsec SAs per mobile node are seamlessly
   copied among multiple home agents.

   The mobile node MUST follow the standard IKEv2 exchange in the
   bootstrapping solution of the split scenario [RFC-5026].  If multiple
   IKEv2 are run per home agent, the mobile node MUST NOT attempt the



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   home address assignment to standby home agents.

5.3.  Synchronizing State: K-bit treatment

   When a mobile node moves and the care-of address changes, it can use
   the Key Management Mobility Capability (K) bit in the Binding Update
   in order to update the peer endpoint of the key management protocol
   (ex.  IKE Security Association).

   If an active home agent receives a Binding Update which K-bit is set,
   it MUST proceed the Binding Update as [RFC-3775].  In addition, the
   active home agent MUST notify the care-of address change to the other
   standby home agents.  For doing so, it MUST send State
   Synchronization Reply message including Binding Cache Information
   option to all the other standby home agents.  The flags of the
   Binding Update (ex.  K-bit) MUST be copied to the flags field of the
   Binding Cache Information option.  After all, the standby home agents
   know the existence of K-bit set in the Flag field of the Binding
   Cache Information option and update the peer endpoint of the key
   management protocol.

   If the K-bit is not set in the Binding Update, an active home agent
   needs to rerun the key management protocol.  The active home agent
   MUST send State Synchronization Reply message including Binding Cache
   Information option to all the other standby home agents.  K-bit is
   unset in the flags field of the Binding Cache Information option.
   The receivers of the State Synchronization Reply message (i.e.
   standby home agents) detect the care-of address change and rerun the
   key management protocol.

5.4.  Receiving Home Agent Switch message

   A mobile node must follow the verification and operations specified
   in [RFC-5142] when it receives a Home Agent Switch message.

   The Home Agent Switch message MUST be securely exchanged between a
   mobile node and a home agent by IPsec ESP.

   When the mobile node receives a Home Agent Switch message, and if the
   message contains the IPv6 address of a standby home agent, it MUST
   select the standby home agent as its active home agent and MUST send
   a new Binding Update message to it.

   The standby home agent address in the Home Agent Switch message MUST
   be equal to the sender of the Home Agent Switch message.  If the IPv6
   address stored in the Home agent address field is different from the
   sender's source IPv6 address, the mobile node MUST send a binding
   update to the sender and MUST NOT use the IPv6 address in the Home



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   Agent Switch message.


6.  Messages Format

6.1.  New Mobility Header Messages

6.1.1.  HARP Message Format

   The HARP message has the type field to identify different roles.  The
   HARP message has the MH Type value TBD.


        0                   1                   2                   3
        0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
                                       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
                                       |     Type      |   Group ID    |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |          Sequence #           |A|R|V|M|Rsvd   |   Status      |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |      Home Agent Preference    |      Home Agent Lifetime      |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |        Hello Interval         |                               |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                               |
       |                                                               |
       .                        Mobility Options                       .
       .                                                               .
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+


                    Figure 6: Home Agent Hello Message

   Type

      8-bit unsigned integer.  It can be assigned one of the following
      values:

         0: SwitchOver Request (SWO-REQ)

         It is unicasted by a standby home agent that desires to become
         the active home agent.  The receiver of the message MUST
         transition to standby state as soon as the message is received
         and validated successfully.

         1: SwitchOver Reply (SWO-REP)






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         It is used to acknowledge the receipt of the corresponding SWO-
         REQ.

         2: SwitchBack Request (SWB-REQ)

         It is unicasted by an active home agent that desires to become
         a standby home agent.  The receiver of this message SHOULD
         transition to active state as soon as the message is received
         and validated successfully.

         3: SwitchBack Reply (SWB-REP)

         It is used to acknowledge the receipt of the corresponding SWB-
         REQ.

         4: Switch Complete (SW-COMP)

         This message is used to indicate the completion of switch over,
         (i.e. sending home agent switch messages and receiving binding
         update messages from all the served mobile nodes).

         4: Home Agent HELLO (HA-HELLO)

         It MUST be either unicasted or multicasted to carry home agent
         information among the redundant home agent set.  The HA-Hello
         message is defined for two purpose: 1) an alive check and 2)
         home agent information exchange.

   Group Identifier

      8-bit unsigned integer.  This value is used to identify a
      particular redundant home agent set.

   Sequence #

      16-bit unsigned integer.  The Sequence number of the HA-Hello
      message can be used to verify whether this Hello message is the
      latest one or not.

   (A)ctive flag

      Active Home Agent flag.  If this flag is set, the sender of this
      HA-Hello message is an active home agent.

   (R)equest flag






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      HA-HELLO requesting flag.  If this flag is set, the receiver of
      this HA-Hello message must send back a HA-Hello message to the
      sender.

   (V)HARP capability flag

      VHARP capability Flag.  If a home agent is capable of IPsec/IKE
      state synchronization, it MUST set this flag.

   (M)ode flag

      A home agent MUST set this flag only when VHARP is used in the
      current operation.  If the flag is unset, the home agent currently
      operates HARP.  (HARP:0, VHARP:1)

   Reserved

      This field is unused.  It MUST be initialized to zero by the
      sender and MUST be ignored by the receiver.

   Status

      8-bit unsigned integer indicating the disposition of a SWO-REQ or
      SWB-REQ.  This field is only valid in SWO-REP and SWB-REP.  The
      following Status values are defined:

         0: Success

         128: Reason unspecified

         129: Administratively prohibited

         130: Not active home agent (The receiver of SWO-REQ is not the
         active home agent)

         131: Not standby home agent (The receiver of SWB-REQ is already
         the active home agent)

         132: Not in same redundant home agent set

   Home Agent Preference

      16-bit unsigned integer.  The preference for the home agent
      sending the HA-Hello message.  This preference is the same as the
      Home Agent Preference value of the Home Agent Information option
      as defined in [RFC-3775].  However, operators MAY use a different
      preference value for this operation.




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   Home Agent Lifetime

      16-bit unsigned integer.  The lifetime for the home agent sending
      the HA-Hello message.  This lifetime is the same as the Home Agent
      Lifetime value of the Home Agent Information option as defined in
      [RFC-3775].

   Hello Interval

      16-bit unsigned integer.  The interval for the home agent sending
      this Hello message.

   Mobility Options

      No valid options are defined in this specification.

6.1.2.  State Synchronization Message Format

   This message is used to exchange state corresponding to a particular
   mobile node(s).  It MUST be unicasted and MUST be authenticated by
   IPsec ESP.  This message has the MH Type value TBD.


        0                   1                   2                   3
        0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
                                       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
                                       |     Type      |A|   Reserved  |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |         Identifier            |                               |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                               +
       .                                                               .
       .                        Mobility Options                       .
       .                                                               .
       .                                                               |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+


                  Figure 7: State Synchronization Message

   Type

      8-bit unsigned integer.  It can be assigned one of the following
      values:

         0: State Synchronization Request (SS-REQ)






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         It is used to solicit the active state corresponding to a
         particular mobile node.

         1: State Synchronization Reply (SS-REP)

         It is used between the home agents in the redundant home agent
         set to exchange binding cache information and any other
         information related to providing mobility service to the mobile
         nodes either periodically or in response to a SS-REQ.

         2: State Synchronization Reply-Ack (SS-ACK)

         This message is optional and is specially used when the links
         between home agents are not reliable.

   (A)ck flag

      This flag is valid only for SS-REP.  If the sender requires
      explicit acknowledgment by SS-ACK, it MUST set this flag.

   Reserved

      This field is unused.  It MUST be initialized to zero by the
      sender and MUST be ignored by the receiver.

   Identifier

      A 16-bit identifier to aid in matching state synchronization
      message.  The identifier should never be set to 0.  It should
      always be more than 1.

   Mobility Options

      Variable-length field of such length that the complete Mobility
      Header is an integer multiple of 8 octets long.  This field
      contains zero or more TLV-encoded mobility options.  The encoding
      and format of defined options are described in [RFC-3775].  The
      receiver MUST ignore and skip any options which it does not
      understand.  This message requires at least one mobility option,
      therefore, there is no default length for this message.

      Binding Cache Information Option is mandatory in SS-REQ message.
      Multiple options can be stored in the same SS-REQ message.  A home
      agent includes the mobile node's home address in the Binding Cache
      Information Option.  If a home agent wants to solicit all the
      active mobile nodes' states, it can include the unspecified
      address (::) in an IPv6 address option.




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      Binding Cache Information Option is mandatory in SS-REP.  SS-REP
      can carry any of mobility options.  The following options are just
      examples.

      *  AAA Information Option

      *  Vendor Specific Mobility Option [RFC-5094]

      *  Mobile Network Prefix Option [RFC-3963]

      *  IPv4 Care-of Address Option [RFC-5555]

      *  IPv4 Home Address Option [RFC-5555]

      *  Binding Identifier Option [RFC-5648]

6.1.3.  Home Agent Rekey Message

   This message is used to indicate that the mobile node SHOULD start an
   IPsec re-key with the home agent specified in the Home Agent
   Addresses field.  This message is used when a failed home agent
   recovers and needs to re-establish IPsec SA/IKE state with a mobile
   node.  This message MUST be unicasted to a mobile node by the active
   home agent and MUST be authenticated and encrypted by IPsec ESP.  The
   Home Agent Rekey message has the MH Type value TBD.  If no options
   are present in this message, no padding is necessary and the Header
   Len field will be set to 2.


       0                   1                   2                   3
       0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
                                      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
                                      |            Reserved           |
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
      |                                                               |
      +                                                               +
      .                      Home Agent Addresses                     .
      +                                                               +
      |                                                               |
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
      .                        Mobility options                       .
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+


                    Figure 8: Home Agent Rekey Message






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   Reserved

      The reserved field is 16 bits

   Home Agent Address

      The receiver of this message MUST rekey the security asscoation
      with the specified home agent.

   When a mobile node receives a Home Agent Rekey message, it MUST
   verify the message as following.

   o  The message MUST be sent from the receiver's active home agent.
      Otherwise, the message MUST be discarded.

   o  The message MUST be protected by IPsec.  Otherwise, the message
      MUST be discarded.

   o  The message SHOULD contain one of standby home agent's address.
      If the home agent address is not known from the bootstrapping
      described in Section 5.1, the mobile node MUST NOT start an IKE
      session with the unknown home agent.  Instead, it SHOULD re-start
      home agent discovery again to update its home agent address
      information.

   If all the above verfications are satisified, the mobile node MUST
   re-key the SA with the home agent addresses stored in the Home Agent
   Addresses field.

6.2.  New Mobility Options

6.2.1.  Binding Cache Information Option

   The binding cache information option is used to carry binding cache
   information of each mobile node.  It has two different lengths
   depending on the number of fields.  Two lengths can be set, 16 and
   40.  The alignment requirement is either 8n+6 or 8n+2.  The Binding
   Cache Information option is only valid in a State Synchronization
   message.  Its format is as follows:












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        0                   1                   2                   3
        0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
                                       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
                                       |   Type = TBD  |     Length    |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |                                                               |
       +                                                               +
       |                        Home Address                           |
       +                                                               +
       |                                                               |
       +                                                               +
       |                                                               |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       :                                                               :
       +                                                               +
       :                                                               :
       +                        Care-of Address                        +
       :                                                               :
       +                                                               +
       :                                                               :
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       :          Flags                :       Sequence Number         :
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       :          Lifetime             :          Reserved             :
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+


                Figure 9: Binding Cache Information Option

   The fields of Home Address is always mandated in a Binding Cache
   Information option.  The Care-of Address, Flags, Sequence Number, and
   Lifetime fields are presented only if these values are necessary (ex.
   VHARP).  The corresponding value in the binding cache database of the
   active home agent is copied to each field.  Note that the 16-bit
   Reserved field MUST be set to zero.

6.2.2.  State Synchronization Status Option

   Figure 10 is a new mobility option of State Synchronization message.
   In the global HAHA, SS-ACK is mandatory for receivers of SS-REP to
   notify the global binding registration status










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        0                   1                   2                   3
        0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
                                       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
                                       |   Type = TBD  |   Length      |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |  Status       |                  Reserved                     |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |                                                               |
       +                                                               +
       |                        Home Address                           |
       +                                                               +
       |                                                               |
       +                                                               +
       |                                                               |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+


              Figure 10: State Synchronization Status Option

   Type

      8-bit Type value.  The value is TBD.

   Length

      8-bit length value.

   Status

      8 bit Status value of global binding registration.

      *  0: Success

      *  128: Reason unspecified

      *  129: Malformed SS-REP

      *  130: Not in same global home agent set

      *  131: No Mobility Option

   Reserved

      24 bit Reserved fields







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   Home Address

      Corresponding home address of the status code.

6.2.3.  AAA Information Option

   This option is used to carry the AAA state of the mobile node's
   Mobile IPv6 sessions.  The AAA state information can be carried in
   RADIUS or Diameter AVP formats including the user and session info.
   This information option is only valid in a State Synchronization
   message.


        0                   1                   2                   3
        0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
                                       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
                                       |   Type = TBD  |   Length      |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       .                                                               .
       .                        AAA AVPs                               .
       .                                                               .
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+


                     Figure 11: AAA Information Option

   Type

      8-bit Type value.  The value is TBD.

   Length

      8-bit length value.

   AAA AVPs

      Series of TLV encoded AAA AVPs (including vendor specific AVPs)
      carrying AAA-related information for each Mobile IPv6 and IPsec/
      IKE session.


7.  Security Considerations

   All the messages newly defined in this document SHOULD be
   authenticated by IPsec AH and MAY be encrypted by IPsec ESP.  When a
   HA-HELLO message is multicasted, the multicast extensions to IPsec
   [RFC-5374] is used.  In some operational scenarios, home agents are
   located in deeply core network and securely managed.  If there is a



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   secure transport network between home agents, some of security
   mechanism can be turned off depending on administrative policy.

   A home agent switch message is reused for signaling between a home
   agent and a mobile node in HARP.  It is protected by IPsec ESP as
   defined in [RFC-5142].

   When an active home agent fails, mobile nodes using that home agent
   need to change its home agent to one of standby home agents.  The
   mobile node need to update or establish the IPsec SA with the new
   home agent as described in Section 5.2.  Existing mechanisms
   [RFC5723] are applied to this operation.


8.  Protocol Constants

      INITIAL_STATE_SYNC_REQ_TIMER: 3sec

      INITIAL_SWICH_REQ_TIMER: 1sec

      LINK_TRAVERSAL_TIME 150msec

      MAC_HARELIABILITY_TIMEOUT 16sec

      ALL_HA_MULTICAST_ADDR: TBD


9.  IANA Considerations

   The following Extension Types MUST be assigned by IANA:

   o  Home Agent Reliability Protocol (HARP) Message

   o  State Synchronization (SS) Message

   o  Binding Cache Information Option

   o  AAA Information Option

   o  A new link-local multicast address (ALL_HA_MULTICAST_ADDR) for all
      home agents will be assigned by the IANA.


10.  Additional Authors

   This document is a result of discussions in the Mobile IPv6 Home
   Agent Reliability Design Team.  The members of the design team that
   are listed below are authors that have contributed to this document:



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   Samita Chakrabarti

      samita.chakrabarti@azairenet.com

   Kuntal Chowdhury

      kchowdhury@starentnetworks.com

   Hui Deng

      denghui@chinamobile.com

   Vijay Devarapalli

      vijay.devarapalli@azairenet.com

   Sri Gundavelli

      sgundave@cisco.com

   Brian Haley

      brian.haley@hp.com

   Behcet Sarikaya

      bsarikaya@huawei.com

   Ryuji Wakikawa

      ryuji.wakikawa@gmail.com


11.  Acknowledgements

   This document includes a lot of text from [ID-LOCALHAHA] and [ID-
   HAHA].  Therefore the authors of these two documents are
   acknowledged.  We would also like to thank the authors of the home
   agent reliability problem statement [ID-PS-HARELIABILITY] for
   describing the problem succinctly and Alice Qin for her work on the
   hello protocol.


12.  References







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12.1.  Normative References

   [RFC-2119] Bradner, S., "Key words for use in RFCs to Indicate
   Requirement Levels", BCP 14, RFC 2119, March 1997.

   [RFC-3775] Johnson, D., Perkins, C., Arkko, J., "Mobility Support in
   IPv6", RFC 3775, June 2004.

   [RFC-3963] Devarapalli, V., Wakikawa, R., Petrescu, A., and P.
   Thubert, "Network Mobility (NEMO) Basic Support Protocol", RFC 3963,
   January 2005.

   [RFC-5026] Giaretta, G., "Mobile IPv6 bootstrapping in split
   scenario", RFC 5026, October 2007.

   [RFC-5094] Devarapalli, V., "Mobile IPv6 Vendor Specific Option", RFC
   5094, October 2007.

   [RFC-5142] Haley, B., "Mobility Header Home Agent Switch Message",
   RFC-5142, November 2007.

   [RFC-5374] B. Weis, G. GrossD.  Ignjatic, "Multicast Extensions to
   the Security Architecture for the Internet Protocol", RFC 5374,
   November 2008

   [RFC-5555] Soliman, H. et al, "Mobile IPv6 support for dual stack
   Hosts and Routers (DSMIPv6)", RFC-5555, June 2009.

   [RFC-5648] Wakikawa, R., Devarapalli, V., Tsirtsis, G., Ernst, T.,
   and K. Nagami, "Multiple Care-of Addresses Registration", RFC 5648,
   October 2009.

   [ID-BOOTINT] Chowdhury, K. and A. Yegin, "MIP6-bootstrapping via
   DHCPv6 for the Integrated Scenario",
   draft-ietf-mip6-bootstrapping-integrated-dhc-06 (work in progress),
   April 2008.

12.2.  Informative References

   [RFC-2281] Li, T., Cole, B., Morton, P., and D. Li, "Cisco Hot
   Standby Router Protocol (HSRP)", RFC 2281, March 1998.

   [RFC-3753] Manner, J. and M. Kojo, "Mobility Related Terminology",
   RFC 3753, June 2004.

   [RFC-3768] Hinden, R., "Virtual Router Redundancy Protocol (VRRP)",
   RFC 3768, April 2004.




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   [RFC-4877] V. Devarapalli, F. Dupont, "Mobile IPv6 Operation with
   IKEv2 and the Revised IPsec Architecture", RFC 4877, April 2007.

   [RFC-5723] Y. Sheffer, H. Tschofenig, "Internet Key Exchange Protocol
   Version 2 (IKEv2) Session Resumption", RFC 5273, January 2010.

   [RFC-5798] S. Nadas, "Virtual Router Redundancy Protocol Version 3
   for IPv4 and IPv6", RFC 5798 (soon?), December 2009.

   [ID-HAHA] Wakikawa, R., "Inter Home Agents Protocol Specification",
   draft-wakikawa-mip6-nemo-haha-spec-01 (expired), March 2006.

   [ID-LOCALHAHA] Devarapalli, V., "Local HA to HA protocol",
   draft-devarapalli-mip6-nemo-local-haha-01 (expired), March 2006.

   [ID-PS-HARELIABILITY] Faizan, J., "Problem Statement: Home Agent
   Reliability", draft-jfaizan-mipv6-ha-reliability-01 (expired),
   February 2004.

































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Author's Address

   Ryuji Wakikawa
   TOYOTA InfoTechnology Center, U.S.A., Inc.
   465 Bernardo Avenue
   Mountain View, CA  94043
   USA

   Email: ryuji@us.toyota-itc.com










































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