Network Working Group                                         J. Vinocur
Internet Draft                                        Cornell University
Document: draft-ietf-nntpext-authinfo-00.txt                   C. Newman
                                                        Sun Microsystems
                                                            K. Murchison
                                                      Oceana Matrix Ltd.
                                                              April 2004



                   NNTP Extension for Authentication



Status of this memo


     This document is an Internet-Draft and is in full conformance with
     all provisions of Section 10 of RFC 2026.


     Internet-Drafts are working documents of the Internet Engineering
     Task Force (IETF), its areas, and its working groups.  Note that
     other groups may also distribute working documents as
     Internet-Drafts.


     Internet-Drafts are draft documents valid for a maximum of six
     months and may be updated, replaced, or obsoleted by other
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     as reference material or to cite them other than as "work in
     progress."


     The list of current Internet-Drafts can be accessed at
     http://www.ietf.org/ietf/1id-abstracts.txt.


     The list of Internet-Draft Shadow Directories can be accessed at
     http://www.ietf.org/shadow.html.


Abstract


     This document defines a profile of the Simple Authentication and
     Security Layer [SASL] for the Network News Transport Protocol
     [NNTP] protocol and updates/deprecates information contained in
     Section 3.1 of [NNTP-COMMON].  This extension allows a NNTP client
     to indicate an authentication mechanism to the server, perform an
     authentication protocol exchange, and optionally negotiate a secu-
     rity layer for subsequent protocol interactions during the remain-
     der of an NNTP session.








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Table of Contents


     1. Introduction .............................................  2
        1.1. Conventions Used in this Document ...................  2
     2. The AUTHINFO Extension ...................................  3
        2.1. AUTHINFO USER/PASS ..................................  5
           2.1.2. Description ....................................  5
           2.1.3. Examples .......................................  7
        2.2. AUTHINFO SASL .......................................  7
           2.2.1. Usage ..........................................  7
           2.2.2. Description ....................................  8
           2.2.3. Examples ....................................... 11
        2.3. AUTHINFO Formal Syntax .............................. 13
     3. Authentication Tracking/Logging .......................... 14
     4. Security Considerations .................................. 14
     5. IANA Considerations ...................................... 15
        5.1. IANA Considerations for SASL/GSSAPI services ........ 15
        5.2. IANA Considerations for NNTP extensions ............. 15
     6. Normative References ..................................... 16
     7. Informative References ................................... 17
     8. Authors' Addresses ....................................... 17
     9. Acknowledgments .......................................... 18
     10. Intellectual Property Rights ............................ 18
     11. Copyright ............................................... 18


1. Introduction


     Although NNTP [NNTP] has traditionally provided public access to
     newsgroups, authentication is often useful, for example to control
     resource consumption, to allow abusers of the POST command to be
     identified, and restrict access to "local" newsgroups.


     The ad-hoc AUTHINFO USER and AUTHINFO PASS commands, documented in
     [NNTP-COMMON], provide a very weak authentication mechanism in
     widespread use by the installed base.  Due to their insecurity and
     ubiquity they are formalized in this specification, but only for
     use in combination with appropriate protection layers.


     The ad-hoc AUTHINFO GENERIC command, also documented in [NNTP-COM-
     MON], provided an NNTP-specific equivalent of the generic SASL
     [SASL] facility.  This document deprecates AUTHINFO GENERIC in
     favor of an AUTHINFO SASL replacement so that NNTP can benefit from
     authentication mechanisms development for other SASL-enabled appli-
     cation protocols including SMTP, POP, IMAP, LDAP, and BEEP.


1.1. Conventions Used in this Document






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     The key words "REQUIRED", "MUST", "MUST NOT", "SHOULD", "SHOULD
     NOT", "MAY", and "OPTIONAL" in this document are to be interpreted
     as described in "Key words for use in RFCs to Indicate Requirement
     Levels" [KEYWORDS].


     Terms related to authentication are defined in "On Internet Authen-
     tication" [AUTH].


     This document assumes you are familiar with NNTP [NNTP] and SASL
     [SASL].


     In the examples, commands from the client are indicated with [C],
     and responses from the server are indicated with [S].


2. The AUTHINFO Extension


     This extension provides three new commands: AUTHINFO USER, AUTHINFO
     PASS, and AUTHINFO SASL.  The label for this extension is AUTHINFO.
     The AUTHINFO extension label contains an argument list detailing
     which authentication commands are available.


     The "USER" argument indicates that AUTHINFO USER/PASS is supported
     as defined by Section 2.1 of this document.  The "USER" argument
     MUST NOT be advertised unless a strong encryption layer (e.g. TLS
     [NNTP-TLS]) is in use or backward compatibility dictates otherwise.


     The "SASL" argument indicates that AUTHINFO SASL is supported as
     defined by Section 2.2 of this document.  If the server advertises
     the "SASL" argument, then it MUST also advertise the "SASL" capa-
     bility in response to the "LIST EXTENSIONS" command.  The SASL
     capability is followed by a space-separated list of SASL mechanism
     names.


     The server may list the AUTHINFO capability with no arguments,
     which indicates that it complies with this draft and does not per-
     mit any authentication commands in its current state.  In this
     case, the client MUST NOT attempt to utilize any AUTHINFO commands,
     even if it contains logic to do so (e.g. for backward compatibility
     with servers that are not compliant with this draft).


     Future extensions may add additional arguments to this capability.


     Example:
        [C] LIST EXTENSIONS
        [S] 202 Extensions supported:
        [S] STARTTLS
        [S] AUTHINFO SASL
        [S] SASL DIGEST-MD5 GSSAPI




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        [S] .
        [C] STARTTLS
        [S] 382 Continue with TLS negotiation
        [TLS negotiation proceeds, further commands protected by TLS layer]
        [C] LIST EXTENSIONS
        [S] 202 Extensions supported:
        [S] AUTHINFO USER SASL
        [S] SASL DIGEST-MD5 GSSAPI PLAIN EXTERNAL
        [S] .


     The AUTHINFO extension is used to authenticate a user.  Note that
     authorization is a matter of site policy, not network protocol, and
     is therefore not discussed in this document.  The server determines
     authorization in whatever manner is defined by its implementation
     as configured by the site administrator.


     An NNTP server MAY respond to any client command other than HELP,
     LIST EXTENSIONS, AUTHINFO, or QUIT with a 480 response.  This indi-
     cates the client MUST authenticate in order to use that command or
     access the indicated resource.  A client SHOULD issue the LIST
     EXTENSIONS command to obtain the available authentication com-
     mands/mechanisms before attempting authentication.


     A client MAY attempt the first step of authentication at any time
     during a session to acquire additional privileges without receiving
     a 480 response (this is a change to the previous specification in
     [NNTP-COMMON]).  The client MUST NOT under any circumstances con-
     tinue with any steps of authentication beyond the first, unless the
     response code from the server indicates that the authentication
     exchange is welcomed.  In particular, anything other than a 3xx
     response code indicates that the client MUST stop the authentica-
     tion exchange.


     Servers are not required to accept unsolicited authentication
     information from the client, therefore clients MUST accommodate
     servers that reject such authentication information.  Additionally,
     servers may accept authentication information and yet still deny
     access to some or all resources; the permanent 502 response indi-
     cates a resource is unavailable even though authentication has been
     performed (this is in contrast to the temporary 480 error indicat-
     ing that a resource is unavailable now but may become available
     after authentication).


     After a successful authentication, the client may retry the origi-
     nal command (if any) to which the server responded with the 480
     response, or continue with some other command (for example, the
     client may wish to re-fetch the list of newsgroups).





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     If a client attempts to reauthenticate, the server may permit the
     attempt, or may return 502 response indicating that the new authen-
     tication data is rejected by the server.


     Note that a successful AUTHINFO command may cause the output of the
     LIST EXTENSIONS command to change.  Any successful authentication
     MAY result in the server listing different arguments (perhaps list-
     ing zero arguments) for AUTHINFO, but MUST NOT result in the
     AUTHINFO capability being removed entirely from LIST EXTENSIONS (as
     this might falsely indicate to clients that they were dealing with
     a non-compliant server).  Additionally, after a successful AUTHINFO
     SASL, the SASL capability MUST continue to be advertised as
     described in section 2.2.2.


2.1. AUTHINFO USER/PASS


     This section supersedes the definition of the AUTHINFO USER and
     AUTHINFO PASS commands as documented in Section 3.1.1 of [NNTP-COM-
     MON].


     This command MUST NOT be pipelined.


     2.1.1. Usage


     Syntax
        AUTHINFO USER username
        AUTHINFO PASS password


     Responses
        281 Authentication accepted
        381 More authentication information required
        482 Authentication commands issued out of sequence
        501 Command not supported or command syntax error
        502 No permission
        503 Program error, function not performed


     Parameters
        username = UTF-8 string identifying the user/client
        password = UTF-8 string representing the user's password


2.1.2. Description


     The AUTHINFO USER command is used to identify a specific entity to
     the server using a simple username.  Once sent, the server will
     cache the username and may send a 381 response requesting the pass-
     word associated with that username.  Alternatively, the server may
     immediately return a 281 response indicating that no password is
     required.  Should the server request a password using the 381




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     response, the client will send AUTHINFO PASS followed by a password
     and the server will follow an appropriate site-specific authentica-
     tion service to see if the username/password combination is valid.
     The server will return a 281 response if the combination is valid,
     and a 502 response if the combination is not valid.


     Following a 502 response, the server MAY close the connection imme-
     diately (or after a short delay); it also MAY accept further com-
     mands from the client (with appropriate measures to limit brute-
     force password guessing attacks).  The server may issue the 502
     response immediately after AUTHINFO USER, for example to indicate
     that the username specified is invalid (this behavior is not
     required, as it may not be possible with some authentication ser-
     vices, and also because it exposes information about which user-
     names are valid).


     The AUTHINFO PASS command permits the client to use a clear-text
     password to authenticate.  A compliant implementation MUST NOT
     implement this mechanism without also implementing support for TLS
     [NNTP-TLS] or the DIGEST-MD5 SASL [DIGEST-MD5] authentication mech-
     anism.  Use of this mechanism without an active strong encryption
     layer is deprecated as it exposes the user's password to all par-
     ties on the network between the client and the server.  Any imple-
     mentation of this mechanism SHOULD be configurable to disable it
     unless a strong encryption layer such as that provided by [NNTP-
     TLS] is active, and this configuration SHOULD be the default.  The
     server will use the 483 response code to indicate that the datas-
     tream is insufficiently secure for the command being attempted.


     The 482 response may be returned when the AUTHINFO USER/PASS com-
     mands are not entered in the correct sequence (e.g. two consecutive
     AUTHINFO USER, or AUTHINFO PASS preceding AUTHINFO USER).  A client
     SHOULD NOT issue unrelated commands (e.g. HELP or commands related
     to reading articles) in the middle of AUTHINFO USER/PASS commands,
     however a server MAY handle such commands if it wishes.


     Usernames and passwords use the UTF-8 [UTF-8] character set.
     Servers SHOULD validate that correct UTF-8 syntax is used.  (An
     option to disable this facility is appropriate to support legacy
     authentication databases).  Clients which permit non-US-ASCII input
     MUST convert any localized character set to UTF-8 by default.


     Note that usernames and passwords containing whitespace are quite
     likely not to work as desired, due to the command argument syntax
     [NNTP].  (A client may wish to scan the username and password for
     whitespace, and if detected, warn the user of the likelihood of
     problems.)  The SASL PLAIN [PLAIN] mechanism is recommended as an
     alternative, as it is more robust with regard to character set.




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2.1.3. Examples


     Example of successful AUTHINFO USER:


        [C] AUTHINFO USER wilma
        [S] 281 Authentication accepted


     Example of successful AUTHINFO USER/PASS:


        [C] AUTHINFO USER fred
        [S] 381 Enter passphrase
        [C] AUTHINFO PASS flintstone
        [S] 281 Authentication accepted


     Example of AUTHINFO USER/PASS requiring a security layer:


        [C] AUTHINFO USER fred@stonecanyon.example
        [S] 483 Encryption or stronger authentication required


     Example of failed AUTHINFO USER/PASS:


        [C] AUTHINFO USER barney
        [S] 381 Enter passphrase
        [C] AUTHINFO PASS flintstone
        [S] 502 Permission denied


2.2. AUTHINFO SASL


2.2.1. Usage


     This command MUST NOT be pipelined.


     Syntax
        AUTHINFO SASL mechanism [initial-response]


     Responses
        281 Authentication accepted
        283 base64-final-server-challenge-data
        383 base64-server-challenge-data
        483 Encryption or stronger authentication required
        501 Command not supported or command syntax error
        502 No permission
        503 Program error, function not performed


     Parameters
        mechanism        = String identifying a [SASL] authentication mechanism
        initial-response = Optional initial client response.  If present, the
                           response MUST be encoded as specified in Section 3




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                           of [BASE64].


2.2.2. Description


     This section deprecates the definition of the AUTHINFO GENERIC com-
     mand as documented in Section 3.1.3 of [NNTP-COMMON].


     The AUTHINFO SASL command initiates a [SASL] authentication
     exchange between the client and the server.  The client identifies
     the SASL mechanism to use with the first parameter of the AUTHINFO
     SASL command.  If the server supports the requested authentication
     mechanism, it performs the SASL exchange to authenticate the user.
     Optionally, it also negotiates a security layer for subsequent pro-
     tocol interactions during this session.  If the requested authenti-
     cation mechanism is invalid (e.g. is not supported), the server
     rejects the AUTHINFO SASL command with a 503 reply.  If the
     requested authentication mechanism requires an encryption layer,
     the server rejects the AUTHINFO SASL command with a 483 reply.


     The SASL authentication exchange consists of a series of server
     challenges and client responses that are specific to the chosen
     [SASL] mechanism.  This exchange is similar to the [NNTP] POST com-
     mand, in which the client issues the POST command; if the server
     wishes to continue, it sends a "challenge" response code (with
     optional message-id "data") instructing the client to send the
     article; the client "responds" by sending the article; and then the
     server returns another response code indicating success or failure.
     In the case of the SASL authentication exchange, there may be zero
     or more iterations of the server "challenge" and client "response".


     A server challenge is sent as a 383 reply with the text part con-
     taining the [BASE64] encoded string supplied by the SASL mechanism.
     This challenge MUST NOT contain any text other than the BASE64
     encoded challenge.


     A client response consists of a line containing a [BASE64] encoded
     string.  If the client wishes to cancel the authentication
     exchange, it issues a line with a single "*".  If the server
     receives such a response, it MUST reject the AUTHINFO SASL command
     by sending a 501 reply.


     The optional initial response argument to the AUTHINFO SASL command
     is used to save a round trip when using authentication mechanisms
     that support an initial client response.  If the initial response
     argument is omitted and the chosen mechanism requires an initial
     client response, the server MUST proceed as defined in section 5.1
     of [SASL].  In NNTP, a server challenge that contains no data is
     defined as a 383 reply with no text part.  Note that there is still




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     a space following the reply code, so the complete response line is
     "383 ".


     Note that the AUTHINFO SASL command is still subject to the line
     length limitations defined in [NNTP].  If use of the initial
     response argument would cause the AUTHINFO SASL command to exceed
     this length, the client MUST NOT use the initial response parameter
     (and instead proceed as defined in section 5.1 of [SASL]).


     If the client is transmitting an initial response of zero length,
     it MUST instead transmit the response as a single equals sign
     ("=").  This indicates that the response is present, but contains
     no data.


     If the client uses an initial-response argument to the AUTHINFO
     SASL command with a SASL mechanism that does not support an initial
     client send, the server MUST reject the AUTHINFO SASL command with
     a 501 reply.


     If the server cannot [BASE64] decode any client response, it MUST
     reject the AUTHINFO SASL command with a 501 reply.  If the client
     cannot BASE64 decode any of the server's challenges, it MUST cancel
     the authentication using the "*" response.  In particular, servers
     and clients MUST reject (and not ignore) any character not explic-
     itly allowed by the BASE64 alphabet, and MUST reject any sequence
     of BASE64 characters that contains the pad character ('=') anywhere
     other than the end of the string (e.g. "=AAA" and "AAA=BBB" are not
     allowed).


     Note that these [BASE64] strings can be much longer than normal
     NNTP commands.  Clients and servers MUST be able to handle the max-
     imum encoded size of challenges and responses generated by their
     supported authentication mechanisms.  This requirement is indepen-
     dent of any line length limitations the client or server may have
     in other parts of its protocol implementation.


     The authorization identity generated by this [SASL] exchange is a
     simple username, and both client and server MUST use the [SASLprep]
     profile of the [StringPrep] algorithm to prepare these names for
     transmission or comparison.  If preparation of the authorization
     identity fails or results in an empty string (unless it was trans-
     mitted as the empty string), the server MUST fail the authentica-
     tion.


     If the server is unable to authenticate the client, it SHOULD
     reject the AUTHINFO SASL command with a 502 reply.  Should the
     client successfully complete the exchange, the server issues either
     a 283 or 281 reply.




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     If the the SASL mechanism returns additional data on success (e.g.
     server authentication), the NNTP server issues a 283 reply with the
     text part containing the [BASE64] encoded string supplied by the
     SASL mechanism.  This reply MUST NOT contain any text other than
     the BASE64 encoded data.  If no additional data is returned on suc-
     cess, the server issues a 281 reply.


     If a security layer is negotiated during the SASL exchange, it
     takes effect for the client on the octet immediately following the
     CRLF that concludes the last response generated by the client.  For
     the server, it takes effect immediately following the CRLF of its
     success reply.


     When a security layer takes effect, the server MUST discard any
     knowledge obtained from the client that was not obtained from the
     SASL negotiation itself.  Likewise, the client MUST discard any
     knowledge obtained from the server, such as the list of NNTP exten-
     sions, that was not obtained from the SASL negotiation itself (Note
     that a client MAY compare the advertised SASL mechanisms before and
     after authentication in order to detect an active down-negotiation
     attack).


     The client SHOULD therefore send an LIST EXTENSIONS command as the
     first command after a successful SASL negotiation which results in
     the enabling of a security layer.


     After a security layer is established, the server MUST still adver-
     tise the SASL capability (with the same arguments as previously),
     MUST still advertise the AUTHINFO capability (perhaps with zero
     arguments), SHOULD NOT advertise SASL as an argument to the
     AUTHINFO capability, and SHOULD NOT advertise the STARTTLS [NNTP-
     TLS] capability.


     When both [TLS] and SASL security layers are in effect, the TLS
     encoding MUST be applied after the SASL encoding, regardless of the
     order in which the layers were negotiated.


     The service name specified by this protocol's profile of SASL is
     "news".


     If an AUTHINFO command fails, the client MAY proceed without
     authentication, Alternatively, the client MAY try another authenti-
     cation mechanism or present different credentials by issuing
     another AUTHINFO command.


     To ensure interoperability, client and server implementations of
     this extension MUST implement the [DIGEST-MD5] SASL mechanism.





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     If AUTHINFO USER/PASS and AUTHINFO SASL are both implemented, the
     SASL [PLAIN] mechanism SHOULD also be implemented, as the function-
     ality of DIGEST-MD5 is insufficient for some environments (e.g. the
     server may need to pass the raw password off to an external authen-
     tication service).  The SASL PLAIN mechanism is preferred over
     AUTHINFO USER, even if there is not a strong encryption layer
     active, because it eliminates limitations that AUTHINFO USER/PASS
     has on the character set used for usernames and passwords.


2.2.3. Examples


     The following example shows the client using the [PLAIN] SASL mech-
     anism under a TLS layer, and making use of the initial client
     response.


     Example:
        [C] LIST EXTENSIONS
        [S] 202 Extensions supported:
        [S] STARTTLS
        [S] AUTHINFO SASL
        [S] SASL DIGEST-MD5 GSSAPI
        [S] .
        [C] STARTTLS
        [S] 382 Continue with TLS negotiation
        [TLS negotiation proceeds, further commands protected by TLS layer]
        [C] LIST EXTENSIONS
        [S] 202 Extensions supported:
        [S] AUTHINFO USER SASL
        [S] SASL DIGEST-MD5 GSSAPI PLAIN EXTERNAL
        [S] .
        [C] AUTHINFO SASL PLAIN AHRlc3QAMTIzNA==
        [S] 281 Authentication accepted


     The following example shows the client using the EXTERNAL SASL
     mechanism under TLS using the derived authorization ID (and thus a
     zero-length initial client send).  (Commands prior to AUTHINFO SASL
     are the same as the previous example and have be omitted).


     Example
        [C] AUTHINFO SASL EXTERNAL =
        [S] 281 Authentication accepted


     The following example shows the client using the [DIGEST-MD5] SASL
     mechanism which does not include an initial client response (except
     in the case of fast-reauth), but does include a server challenge
     and server success data.  (Whitespace has been inserted for clar-
     ity; base64-encoded data is sent as a single line with no embedded
     whitespace.)




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     Example:
        [C] AUTHINFO SASL DIGEST-MD5
        [S] 383 bm9uY2U9IlBKUE9GczJKa05VYWhraDNjRmVUN2dZZjFKY0VJakVCSHRK
            NzFycmNDMTg9IixyZWFsbT0iZWFnbGUub2NlYW5hLmNvbSIscW9wPSJhdXRo
            IixtYXhidWY9NDA5NixjaGFyc2V0PXV0Zi04LGFsZ29yaXRobT1tZDUtc2Vz
            cw==
        [C] dXNlcm5hbWU9InRlc3QiLHJlYWxtPSJlYWdsZS5vY2VhbmEuY29tIixub25j
            ZT0iUEpQT0ZzMkprTlVhaGtoM2NGZVQ3Z1lmMUpjRUlqRUJIdEo3MXJyY0Mx
            OD0iLGNub25jZT0iUmVkV2VqM3JNdFY5U09XSE5BNUVtZFNmVWRFajNCMlpL
            YTNIeFlHbzJCWT0iLG5jPTAwMDAwMDAxLHFvcD1hdXRoLG1heGJ1Zj0xMDI0
            LGRpZ2VzdC11cmk9Im5ld3MvbG9jYWxob3N0IixyZXNwb25zZT0zOTg2NWIy
            NTk0Nzk4ZjY4ZmY5ZWEwNDg1NGE2NGQ1ZQ==
        [S] 283 cnNwYXV0aD0xYzc0NjdmMTY0OTQ3NmM4ZDJjNzM5ZTY4MjgwMzE2OA==


     In the following example, the client is rejected due to bad [GSS-
     API] credentials.  Note that while the mechanism can utilize the
     initial response, the client does not send it because of the limi-
     tation on command lengths.  (Whitespace has been inserted for clar-
     ity; base64-encoded data is sent as a single line with no embedded
     whitespace.)


     Example:
        [C] AUTHINFO SASL GSSAPI
        [S] 383
        [C] YIICOAYJKoZIhvcSAQICAQBuggInMIICI6ADAgEFoQMCAQ6iBwMFACAAAACj
            ggE/YYIBOzCCATegAwIBBaEYGxZURVNULk5FVC5JU0MuVVBFTk4uRURVoiQw
            IqADAgEDoRswGRsEbmV3cxsRbmV0bmV3cy51cGVubi5lZHWjge8wgeygAwIB
            EKEDAgECooHfBIHcSQfLKC8vm2i17EXmomwk6hHvjBY/BnKnvvDTrbno3198
            vlX2RSUt+CjuAKhcDcj4DW0gvZEqH7t5v9yWedzztlpaThebBat6hQNr9NJP
            ozh1/+74HUwhGWb50KtjuftO/ftQ8q0nTuYKgIq6PM4tp2ddo1IfpjfdNR9E
            95GFi3y1uBT7lQOwtQbRJUjPSO3ijdue9V7cNNVmYsBsqNsaHhvlBJEXf4WJ
            djH8yG+Dw/gX8fUTtC5fDpB5zLt01mkSXh6Wc4UhqQtwZBI2t/+TpX1okbg6
            Hr1ZZupeH6SByjCBx6ADAgEQooG/BIG8GnCmcXWtqhXh48dGTLHQgJ04K5Fj
            RMMq2qPSbiha9lq0osqR2KAnQA6LioWYxU+6yPKpBDSC5WOT441fUfkM8iAL
            kW3uNc+luFCGcnDsacrmoVU7Y6Akcp9m7Fm7orRc+TWSWPpBg3OR2oG3ATW0
            0NAz8TT06VOLVxIMUTINKdYVI/Ja7f3sy+/N4LGkJqScCQOwlo5tfDWn/UQF
            iTWo5Zw435rH8pjy2smQCnqC14v3NMAWTu4j+dzHUNw=
        [S] 502 Authentication error


     The following example shows the client aborting in the midst of an
     exchange.


     Example:
        [C] AUTHINFO SASL GSSAPI
        [S] 383
        [C] *
        [S] 501 Sequence successfully aborted





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     The following example shows the client attempting an exchange using
     a mechanism that is not supported by the server.


     Example:
        [C] AUTHINFO SASL EXAMPLE
        [S] 501 Mechanism not recognized


     The following example shows the client attempting an exchange using
     a mechanism that is not permitted by the server on an unencrypted
     connection.


     Example:
        [C] AUTHINFO SASL PLAIN
        [S] 483 Encryption or stronger authentication required


2.3. AUTHINFO Formal Syntax


     This amends the formal syntax for NNTP [NNTP] to add these addi-
     tional commands.  The syntax is defined using ABNF [ABNF].


     authinfo-capability     = "AUTHINFO" *(SP authinfo-capability-arg) CRLF
     authinfo-capability-arg = "USER" / "SASL"
     sasl-capability         = "SASL" 1*(SP sasl-mech) CRLF
     command                /= authinfo-user-command /
                               authinfo-pass-command /
                               authinfo-sasl-command
                   ; command is defined in [NNTP]
     authinfo-user-command   = "AUTHINFO" 1*WSP "USER" 1*WSP username
                               *WSP CRLF
                   ; XXX problem here, username is UTF8-SAFE which
                   ; I think includes whitespace, doesn't it?
     authinfo-pass-command   = "AUTHINFO" 1*WSP "PASS" 1*WSP password
                               *WSP CRLF
     authinfo-sasl-command   = "AUTHINFO" 1*WSP "SASL" 1*WSP sasl-mech
                               [1*WSP (base64 / "=") *WSP]
                               *(CRLF [client-sasl-resp]) CRLF
                   ; client waits for server response after each CRLF
     client-sasl-resp        = "*" / base64
     server-sasl-chal        = ("383" / "283") SP [base64] CRLF


     sasl-mech               = 1*20mech-char
     mech-char               = %x41-5A / DIGIT / "-" / "_"
                   ; mech names restricted to uppercase letters,
                   ; digits, "-" and "_"
     username                = 1*UTF8-SAFE
     password                = 1*UTF8-SAFE
     UTF8-SAFE               = %x01-09 / %x0B-0C / %x0E-7F / UTF8-non-ascii
                   ; UTF8-non-ascii defined in [NNTP]




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     base64                  = *(4base64-char) [base64-terminal]
     base64-char             = ALPHA / DIGIT / "+" / "/"
                   ; case sensitive
     base64-terminal         = (2base64-char "==") / (3base64-char "=")



3. Authentication Tracking/Logging


     This section contains implementation suggestions and notes of best
     current practice, and does not specify further network protocol
     requirements.


     When authentication succeeds, the server will create an "identity"
     (the syntax resembles that of an email address) for the client
     using a technique such as the following (note that when using SASL,
     "username" corresponds to the authorization identity), for example:


     (1) Lookup the supplied username in an implementation-specific
         database or directory to determine the primary email address
         for that user.
     (2) Use the username directly as the email address if it is fully
         qualified (i.e., includes "@hostname"), otherwise append a con-
         figured "default domain" based on the IP address the client
         connected to.
     (3) Use the username followed by "@" and then the result of a
         reverse DNS lookup on the client's IP address.  If the reverse
         lookup fails, the domain literal syntax defined in SMTP [SMTP]
         is appropriate.


     Once authenticated, the server SHOULD be configurable to generate
     an audit trail associating the authentication identity with any
     articles supplied during a POST operation, and this configuration
     SHOULD be the default.  This may be accomplished, for example, by
     inserting headers in the posted articles, or by a server logging
     mechanism.  The server MAY provide a facility for disabling the
     procedure described above, as some users or administrators may con-
     sider it a violation of privacy.


4. Security Considerations


     Security issues are discussed throughout this memo.


     Before the [SASL] negotiation has begun, any protocol interactions
     may have been performed in the clear and may have be modified by an
     active attacker.  For this reason, clients and servers MUST discard
     any knowledge obtained prior to the start of the SASL negotiation
     upon the establishment of a security layer.





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     Servers MAY implement a policy whereby the connection is dropped
     after a number of failed authentication attempts.  If they do so,
     they SHOULD NOT drop the connection until at least 3 attempts at
     authentication have failed.


     Implementations MUST support a configuration where authentication
     mechanisms that are vulnerable to passive eavesdropping attacks
     (such as AUTHINFO USER/PASS and SASL [PLAIN]) are not advertised or
     used without the presence of an external security layer such as TLS
     [NNTP-TLS].


     When multiple authentication mechanisms are permitted by both
     client and server, an active attacker can cause a down-negotiation
     to the weakest mechanism.  For this reason, both clients and
     servers SHOULD be configurable to forbid use of weaker mechanisms.


5. IANA Considerations


5.1. IANA Considerations for SASL/GSSAPI services


     Please register the SASL/GSSAPI service name "news".  This service
     name refers to authenticated use of Usenet news service, usually
     provided via the [NNTP] protocol.


5.2. IANA Considerations for NNTP extensions


     Below is a formal definition of the AUTHINFO extension as required
     by Section 8 of [NNTP] for the IANA registry.


     o  The AUTHINFO extension provides an extensible mechanism for NNTP
        authentication via a variety of methods.


     o  The extension-label is "AUTHINFO".  This extension defines two
        capabilities that may be advertised via LIST EXTENSIONS,
        "AUTHINFO" and "SASL".


     o  The new capabilities have a variable number of arguments, as
        defined in Section 2.


     o  The extension defines three new commands, AUTHINFO USER,
        AUTHINFO PASS, and AUTHINFO SASL, whose behavior, arguments, and
        responses are defined in Section 2.


     o  The extension does not associate any new responses with pre-
        existing NNTP commands.


     o  The extension may affect the overall behavior of both server and
        client, in that the AUTHINFO SASL command requires that




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        subsequent communication to be transmitted via a intermediary
        security layer.


     o  The extension does not affect the maximum length of commands and
        initial response lines.


        XXX:  is this what we agreed on?


     o  The extension does not alter pipelining, but AUTHINFO commands
        cannot be pipelined.


     o  Use of this extension may alter the output from LIST EXTENSIONS.
        Once any AUTHINFO command has been used successfully, the server
        may alter the list of arguments for the AUTHINFO capability
        (although the capability itself must still be listed, even with
        zero arguments).  However, if the server originally advertised
        the SASL capability, it should continue to do so (with the same
        argument list), because the client may wish to compare the pre-
        and post-authentication list of SASL mechanisms in order to
        detect active down-negotiation attacks.


     o  The extension does not cause any pre-existing command to produce
        a 401, 480, or 483 response.


     o  The AUTHINFO commands can be used before or after the MODE
        READER command, with the same semantics.


6. Normative References


     [ABNF] Crocker, D., Overell, P., "Augmented BNF for Syntax
     Specifications:  ABNF", RFC 2234, November 1997.


     [AUTH] Haller, N., Atkinson, R., "On Internet Authentication", RFC 1704,
     Bell Communications Research, October 1994.


     [BASE64] Josefsson, S., "The Base16, Base32, and Base64 Data
     Encodings", RFC 3548, July 2003.


     [DIGEST-MD5] Leach, P., Newman, C., "Using Digest Authentication as a
     SASL Mechanism", RFC 2831, May 2000.


     [KEYWORDS] Bradner, S., "Key words for use in RFCs to Indicate
     Requirement Levels", RFC 2119, Harvard University, March 1997.


     [NNTP] Feather, C., "Network News Transport Protocol",
     draft-ietf-nntpext-base-*.txt, Work in Progress.






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     [NNTP-TLS] Vinocur, J., "Using TLS with NNTP",
     draft-ietf-nntpext-tls-nntp-*.txt, Work in Progress.


     [SASL] Melnikov, A., "Simple Authentication and Security Layer
     (SASL)", draft-ietf-sasl-rfc2222bis-*.txt, Work in Progress.


     [SASLprep] Zeilega, K., "SASLprep: Stringprep profile for user names
     and passwords", draft-ietf-sasl-saslprep-*.txt, Work in Progress.


     [StringPrep] Hoffman, P. and Blanchet, M., "Preparation of
     Internationalized Strings ("stringprep")",
     draft-hoffman-rfc3454bis-*.txt, Work in Progress.


     [UTF-8] Yergeau, F. "UTF-8, a transformation format of ISO 10646", RFC
     2279, Alis Technologies, January 1998.


7. Informative References


     [GSSAPI] Melnikov, A., "SASL GSSAPI Mechanisms", draft-ietf-sasl-
     gssapi-*.txt, Work in Progress.


     [NNTP-COMMON] Barber, S., "Common NNTP Extensions", RFC 2980, Aca-
     dem Consulting Services, October 2000.


     [PLAIN] Zeilenga, K., "The Plain SASL Mechanism", draft-ietf-sasl-
     plain-*.txt, Work in Progress.


     [SMTP] Klensin, J., "Simple Mail Transport Protocol", RFC 2821,
     AT&T Laboratories, April 2001.


8. Authors' Addresses


     Jeffrey M. Vinocur
     Department of Computer Science
     Upson Hall
     Cornell University
     Ithaca, NY 14853 USA


     Email: vinocur@cs.cornell.edu



     Chris Newman
     Sun Microsystems
     1050 Lakes Drive, Suite 250
     West Covina, CA 91790 USA


     Email: cnewman@iplanet.com





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     Kenneth Murchison
     Oceana Matrix Ltd.
     21 Princeton Place
     Orchard Park, NY 14127 USA


     Email: ken@oceana.com


9. Acknowledgments


     A significant amount of the authentication text was originally from
     the NNTP revision or common authentication specs written by Stan
     Barber.  A significant amount of the SASL text was lifted from the
     revisions to RFC 1734 and RFC 2554 by Rob Siemborski.


     Special acknowledgment also goes to the people who commented pri-
     vately on intermediate revisions of this document, as well as the
     members of the IETF NNTP Working Group for continual (yet sporadic)
     insight in discussion.


10. Intellectual Property Rights


     The IETF takes no position regarding the validity or scope of any
     intellectual property or other rights that might be claimed to per-
     tain to the implementation or use of the technology described in
     this document or the extent to which any license under such rights
     might or might not be available; neither does it represent that it
     has made any effort to identify any such rights.  Information on
     the IETF's procedures with respect to rights in standards-track and
     standards-related documentation can be found in BCP-11.  Copies of
     claims of rights made available for publication and any assurances
     of licenses to be made available, or the result of an attempt made
     to obtain a general license or permission for the use of such pro-
     prietary rights by implementors or users of this specification can
     be obtained from the IETF Secretariat.


     The IETF invites any interested party to bring to its attention any
     copyrights, patents or patent applications, or other proprietary
     rights which may cover technology that may be required to practice
     this standard.  Please address the information to the IETF Execu-
     tive Director.


11. Copyright


     Copyright (C) The Internet Society (2004). All Rights Reserved.


     This document and translations of it may be copied and furnished to
     others, and derivative works that comment on or otherwise explain
     it or assist in its implementation may be prepared, copied,




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     published and distributed, in whole or in part, without restriction
     of any kind, provided that the above copyright notice and this
     paragraph are included on all such copies and derivative works.
     However, this document itself may not be modified in any way, such
     as by removing the copyright notice or references to the Internet
     Society or other Internet organizations, except as needed for the
     purpose of developing Internet standards in which case the proce-
     dures for copyrights defined in the Internet Standards process must
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     The limited permissions granted above are perpetual and will not be
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     This document and the information contained herein is provided on
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