Next Steps in Signaling                                   H. Schulzrinne
Internet-Draft                                               Columbia U.
Expires: April 24, 2005                                       R. Hancock
                                                        October 24, 2004

       GIMPS:  General Internet Messaging Protocol for Signaling

Status of this Memo

   This document is an Internet-Draft and is subject to all provisions
   of section 3 of RFC 3667.  By submitting this Internet-Draft, each
   author represents that any applicable patent or other IPR claims of
   which he or she is aware have been or will be disclosed, and any of
   which he or she become aware will be disclosed, in accordance with
   RFC 3668.

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Copyright Notice

   Copyright (C) The Internet Society (2004).


   This document specifies protocol stacks for the routing and transport
   of per-flow signaling messages along the path taken by that flow
   through the network.  The design uses existing transport and security
   protocols under a common messaging layer, the General Internet
   Messaging Protocol for Signaling (GIMPS), which provides a universal
   service for diverse signaling applications.  GIMPS does not handle

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   signaling application state itself, but manages its own internal
   state and the configuration of the underlying transport and security
   protocols to enable the transfer of messages in both directions along
   the flow path.  The combination of GIMPS and the lower layer
   transport and security protocols provides a solution for the base
   protocol component of the "Next Steps in Signaling" framework.

Table of Contents

   1.   Introduction . . . . . . . . . . . . . . . . . . . . . . . .   4
     1.1  Restrictions on Scope  . . . . . . . . . . . . . . . . . .   5
   2.   Requirements Notation and Terminology  . . . . . . . . . . .   6
   3.   Design Overview  . . . . . . . . . . . . . . . . . . . . . .   8
     3.1  Overall Design Approach  . . . . . . . . . . . . . . . . .   8
     3.2  Example of Operation . . . . . . . . . . . . . . . . . . .  10
   4.   GIMPS Processing Overview  . . . . . . . . . . . . . . . . .  13
     4.1  GIMPS Service Interface  . . . . . . . . . . . . . . . . .  13
     4.2  GIMPS State  . . . . . . . . . . . . . . . . . . . . . . .  14
     4.3  Basic Message Processing . . . . . . . . . . . . . . . . .  17
     4.4  Routing State and Messaging Association Maintenance  . . .  21
   5.   Message Formats and Transport  . . . . . . . . . . . . . . .  27
     5.1  GIMPS Messages . . . . . . . . . . . . . . . . . . . . . .  27
     5.2  Information Elements . . . . . . . . . . . . . . . . . . .  28
     5.3  Datagram Mode Transport  . . . . . . . . . . . . . . . . .  31
     5.4  Connection Mode Transport  . . . . . . . . . . . . . . . .  33
     5.5  Messaging Association Negotiation  . . . . . . . . . . . .  34
   6.   Advanced Protocol Features . . . . . . . . . . . . . . . . .  37
     6.1  Route Changes and Local Repair . . . . . . . . . . . . . .  37
     6.2  Policy-Based Forwarding and Flow Wildcarding . . . . . . .  43
     6.3  NAT Traversal  . . . . . . . . . . . . . . . . . . . . . .  43
     6.4  Interaction with IP Tunnelling . . . . . . . . . . . . . .  45
     6.5  IPv4-IPv6 Transition and Interworking  . . . . . . . . . .  46
   7.   Security Considerations  . . . . . . . . . . . . . . . . . .  48
     7.1  Message Confidentiality and Integrity  . . . . . . . . . .  48
     7.2  Peer Node Authentication . . . . . . . . . . . . . . . . .  49
     7.3  Routing State Integrity  . . . . . . . . . . . . . . . . .  49
     7.4  Denial of Service Prevention . . . . . . . . . . . . . . .  51
   8.   IANA Considerations  . . . . . . . . . . . . . . . . . . . .  53
   9.   Open Issues  . . . . . . . . . . . . . . . . . . . . . . . .  55
     9.1  Protocol Naming  . . . . . . . . . . . . . . . . . . . . .  55
     9.2  General IP Layer Issues  . . . . . . . . . . . . . . . . .  55
     9.3  Encapsulation and Addressing for Datagram Mode . . . . . .  56
     9.4  Intermediate Node Bypass and Router Alert Values . . . . .  57
     9.5  IP TTL Management  . . . . . . . . . . . . . . . . . . . .  58
     9.6  GIMPS Support for Message Scoping  . . . . . . . . . . . .  59
     9.7  Additional Discovery Mechanisms  . . . . . . . . . . . . .  59
     9.8  Alternative Message Routing Requirements . . . . . . . . .  60
     9.9  Message Format Issues  . . . . . . . . . . . . . . . . . .  61

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     9.10   Inter-Layer Security Coordination  . . . . . . . . . . .  61
     9.11   Protocol Design Details  . . . . . . . . . . . . . . . .  62
   10.  Change History . . . . . . . . . . . . . . . . . . . . . . .  64
     10.1   Changes In Version -04 . . . . . . . . . . . . . . . . .  64
     10.2   Changes In Version -03 . . . . . . . . . . . . . . . . .  65
     10.3   Changes In Version -02 . . . . . . . . . . . . . . . . .  66
     10.4   Changes In Version -01 . . . . . . . . . . . . . . . . .  67
   11.  References . . . . . . . . . . . . . . . . . . . . . . . . .  69
   11.1   Normative References . . . . . . . . . . . . . . . . . . .  69
   11.2   Informative References . . . . . . . . . . . . . . . . . .  69
        Authors' Addresses . . . . . . . . . . . . . . . . . . . . .  71
   A.   Acknowledgements . . . . . . . . . . . . . . . . . . . . . .  72
   B.   Example Message Routing State Table  . . . . . . . . . . . .  73
   C.   Bit-Level Formats  . . . . . . . . . . . . . . . . . . . . .  74
     C.1  General NSIS Formatting Guidelines . . . . . . . . . . . .  74
     C.2  The GIMPS Common Header  . . . . . . . . . . . . . . . . .  75
     C.3  General Object Characteristics . . . . . . . . . . . . . .  75
     C.4  GIMPS Specific TLV Objects . . . . . . . . . . . . . . . .  76
     C.5  Generic NSIS TLV Objects . . . . . . . . . . . . . . . . .  82
   D.   API between GIMPS and NSLP . . . . . . . . . . . . . . . . .  84
     D.1  SendMessage  . . . . . . . . . . . . . . . . . . . . . . .  84
     D.2  RecvMessage  . . . . . . . . . . . . . . . . . . . . . . .  86
     D.3  MessageDeliveryError . . . . . . . . . . . . . . . . . . .  87
     D.4  NetworkNotification  . . . . . . . . . . . . . . . . . . .  87
     D.5  SecurityProtocolAttributesRequest  . . . . . . . . . . . .  87
     D.6  SetStateLifetime . . . . . . . . . . . . . . . . . . . . .  88
     D.7  InvalidateRoutingState . . . . . . . . . . . . . . . . . .  88
        Intellectual Property and Copyright Statements . . . . . . .  89

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1.  Introduction

   Signaling involves the manipulation of state held in network
   elements.  'Manipulation' could mean setting up, modifying and
   tearing down state; or it could simply mean the monitoring of state
   which is managed by other mechanisms.

   This specification concentrates specifically on the case of
   "path-coupled" signaling, which involves network elements which are
   located on the path taken by a particular data flow, possibly
   including but not limited to the flow endpoints.  Indeed, there are
   almost always more than two participants in a path-coupled-signaling
   session, although there is no need for every router on the path to
   participate.  Path-coupled signaling thus excludes end-to-end
   higher-layer application signaling (except as a degenerate case) such
   as ISUP (telephony signaling for Signaling System #7) messages being
   transported by SCTP between two nodes.

   In the context of path-coupled signaling, examples of state
   management include network resource allocation (for "resource
   reservation"), firewall configuration, and state used in active
   networking; examples of state monitoring are the discovery of
   instantaneous path properties (such as available bandwidth, or
   cumulative queuing delay).  Each of these different uses of
   path-coupled signaling is referred to as a signaling application.

   Every signaling application requires a set of state management rules,
   as well as protocol support to exchange messages along the data path.
   Several aspects of this support are common to all or a large number
   of signaling applications, and hence should be developed as a common
   protocol.  The framework given in [20] provides a rationale for a
   function split between the common and application specific protocols,
   and gives outline requirements for the former, the 'NSIS Transport
   Layer Protocol' (NTLP).

   This specification provides a concrete solution for the NTLP.  It is
   based on the use of existing transport and security protocols under a
   common messaging layer, the General Internet Messaging Protocol for
   Signaling (GIMPS).  Different signaling applications may make use of
   different services provided by GIMPS, but GIMPS does not handle
   signaling application state itself; in that crucial respect, it
   differs from application signaling protocols such as the control
   component of FTP, SIP and RTSP.  Instead, GIMPS manages its own
   internal state and the configuration of the underlying transport and
   security protocols to ensure the transfer of signaling messages on
   behalf of signaling applications in both directions along the flow

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1.1  Restrictions on Scope

   This section briefly lists some important restrictions on GIMPS
   applicability and functionality.  In some cases, these are implicit
   consequences of the functionality split developed in the framework;
   in others, they are restrictions on the types of scenario in which
   GIMPS can operate correctly.

   Flow splitting: In some cases, e.g.  where packet-level load sharing
      has been implemented, the path taken by a single flow in the
      network may not be well defined.  If this is the case, GIMPS
      cannot route signaling meaningfully.  (In some circumstances,
      GIMPS can detect this condition, but this cannot be guaranteed.)

   Multicast: GIMPS does not handle multicast flows.  This includes
      'classical' IP multicast and any of the 'small group multicast'
      schemes recently proposed.

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2.  Requirements Notation and Terminology

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   document are to be interpreted as described in [2].

   The terminology used in this specification is fully defined in this
   section.  The basic entities relevant at the GIMPS level are shown in
   Figure 1.

   Source                GIMPS (adjacent) peer nodes         Destination

   IP address              IP addresses = Signaling          IP address
   = Flow                Source/Destination Addresses        = Flow
   Source             (depending on signaling direction)     Destination
   Address                  |                   |            Address
                            V                   V
   +--------+           +------+  Data Flow  +------+         +--------+
   |  Flow  |-----------|------|-------------|------|-------->|  Flow  |
   | Sender |           |      |             |      |         |Receiver|
   +--------+           |GIMPS |============>|GIMPS |         +--------+
                        | Node |<============| Node |
                        +------+  Signaling  +------+
                          GN1       Flow       GN2

                  >>>>>>>>>>>>>>>>>  =  Downstream direction
                  <<<<<<<<<<<<<<<<<  =  Upstream direction

                      Figure 1: Basic Terminology

   [Data] Flow: A set of packets identified by some fixed combination of
      header fields.  Flows are unidirectional (a bidirectional
      communication is considered a pair of unidirectional flows).

   Session: A single application layer flow of information for which
      some network control state information is to be manipulated or
      monitored.  IP mobility may cause the mapping between sessions and
      flows to change, and IP multihoming may mean there is more than
      one flow for a given session.

   [Flow] Sender: The node in the network which is the source of the
      packets in a flow.  Could be a host, or a router (e.g.  if the
      flow is actually an aggregate).

   [Flow] Receiver: The node in the network which is the sink for the
      packets in a flow.

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   Downstream: In the same direction as the data flow.

   Upstream: In the opposite direction to the data flow.

   GIMPS Node: Any node along the data path supporting GIMPS (regardless
      of what signaling applications it supports).

   Adjacent peer: The next GIMPS node along the data path, in the
      upstream or downstream direction.  Whether two nodes are adjacent
      is determined implicitly by the GIMPS peer discovery mechanisms;
      it is possible for adjacencies to 'skip over' intermediate GIMPS
      nodes if they have no interest in the signaling messages being

   Datagram mode: A mode of sending GIMPS messages between nodes without
      using any transport layer state or security protection.  Upstream
      messages are sent UDP encapsulated directly to the signaling
      destination; downstream messages are typically sent towards the
      flow receiver with a router alert option.

   Connection mode: A mode of sending GIMPS messages directly between
      nodes using point to point "messaging associations" (see below).
      Connection mode allows the re-use of existing transport and
      security protocols where such functionality is required.

   Messaging association: A single connection between two explicitly
      identified GIMPS adjacent peers, i.e.  between a given signaling
      source and destination address.  A messaging association may use a
      specific transport protocol and known ports, If security
      protection is required, it may use a specific network layer
      security association, or use a transport layer security
      association internally.  A messaging association is bidirectional;
      signaling messages can be sent over it in either direction, and
      can refer to flows of either direction.

   [Message] Transfer Attributes: A formal description of the
      requirements which a signaling application has for the delivery of
      a particular message towards its signaling application peer; for
      example, whether the message should be delivered reliably.  See
      Section 4.1.2.

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3.  Design Overview

3.1  Overall Design Approach

   The generic requirements identified in the NSIS framework [20] for
   transport of path-coupled signaling messages are essentially

   "Routing": Determine how to reach the adjacent signaling node along
      the data path (the GIMPS peer);

   "Transport": Deliver the signaling information to that peer.

   To meet the routing requirement, for downstream signaling the node
   can either use local state information (e.g.  gathered during
   previous signaling exchanges) to determine the identity of the GIMPS
   peer explicitly, or it can just send the signaling towards the flow
   destination address and rely on the peer to intercept it.  For
   upstream signaling, only the first technique is possible.

   Once the routing decision has been made, the node has to select a
   mechanism for transport of the message to the peer.  GIMPS divides
   the transport problems into two categories, the easy and the
   difficult ones.  It handles the easy cases internally, and uses
   well-understood reliable transport protocols for the harder cases.
   Here, with details discussed later, "easy" messages are those that
   are sized well below the lowest MTU along a path, are infrequent
   enough not to cause concerns about congestion and flow control, and
   do not need transport or network-layer security protection or
   guaranteed delivery.

   In [20] all of these routing and transport requirements are assigned
   to a single notional protocol, the 'NSIS Transport Layer Protocol'
   (NTLP).  The strategy of splitting the transport problem leads to a
   layered structure for the NTLP, as a specialised GIMPS 'messaging'
   layer running over standard transport and security protocols, as
   shown in Figure 2.  This also shows GIMPS offering its services to
   upper layers at an abstract interface, the GIMPS API, further
   discussed in Section 4.1.

   Internally, GIMPS has two modes of operation:

   Datagram mode: for small, infrequent messages with modest delay
      constraints; and

   Connection mode: for larger data objects or where fast state setup in
      the face of packet loss is desirable, or where channel security is

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          ^^                       +-------------+
          ||                       |  Signaling  |
          ||          +------------|Application 2|
          ||          |  Signaling +-------------+
         NSIS         |Application 1|         |
       Signaling      +-------------+         |
      Application         |   +-------------+ |
         Level            |   |  Signaling  | |
          ||              |   |Application 3| |
          ||              |   +-------------+ |
          VV              |          |        |
                 =========|==========|========|=====  <-- GIMPS API
                          |          |        |
          ^^        +------------------------------------------------+
          ||        |+-----------------------+      +--------------+ |
          ||        ||         GIMPS         |      | GIMPS State  | |
          ||        ||     Encapsulation     |<<<>>>| Maintenance  | |
          ||        |+-----------------------+      +--------------+ |
          ||        |GIMPS: Messaging Layer                          |
          ||        +------------------------------------------------+
         NSIS               |       |       |       |
       Transport          .............................
         Level            . Transport Layer Security  .
       ("NTLP")           .............................
          ||                |       |       |       |
          ||              +----+  +----+  +----+  +----+
          ||              |UDP |  |TCP |  |SCTP|  |DCCP|....
          ||              +----+  +----+  +----+  +----+
          ||                |       |       |       |
          ||              .............................
          ||              .     IP Layer Security     .
          ||              .............................
          VV                |       |       |       |
                            |       |       |       |
                    |                      IP                      |

           Figure 2: Protocol Stacks for Signaling Transport

   The datagram mode uses an unreliable unsecured datagram transport
   mechanism, with UDP as the initial choice.  The connection mode can
   in principal use any stream or message-oriented transport protocol;
   this specification currently defines the use of TCP as the initial
   choice.  It may employ specific network layer security associations
   (such as IPsec), or an internal transport layer security association
   (such as TLS).

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   It is possible to mix these two modes along a chain of nodes, without
   coordination or manual configuration.  This allows, for example, the
   use of datagram mode at the edges of the network and connection mode
   in the core of the network.  Such combinations may make operation
   more efficient for mobile endpoints, while allowing multiplexing of
   signaling messages across shared security associations and transport
   connections between core routers.

   It must be understood that the routing and transport decisions made
   by GIMPS are not totally independent.  If the message transfer has
   requirements that enforce the use of connection mode (e.g.  the
   message is so large that fragmentation is required), this can only be
   used between explicitly identified nodes.  In such cases, the GIMPS
   node must carry out signaling in datagram mode to identify the peer
   and then set up the necessary transport connection.  The datagram
   mode option of sending the message in the direction of the flow
   receiver and relying on interception is not available.  In any case,
   it must also be understood that the signaling application does not
   make the datagram vs.  connection mode selection directly; rather,
   this decision is made by GIMPS on the basis of the message transfer
   attributes stated by the application, and the distinction between the
   modes is not visible at the GIMPS service interface.

   In general, the state associated with connection mode messaging to a
   particular peer (signaling destination address, protocol and port
   numbers, internal protocol configuration and state information) is
   referred to as a "messaging association".  There may be any number of
   messaging associations between two GIMPS peers (although the usual
   case is 0 or 1), and they are set up and torn down by management
   actions within GIMPS itself.

3.2  Example of Operation

   This section presents an example of GIMPS usage in a relatively
   simple (in particular, NAT-free) signaling scenario, to illustrate
   its main features.

   Consider the case of an RSVP-like signaling application which
   allocates resources for a flow from sender to receiver; we will
   consider how GIMPS transfers messages between two adjacent peers
   along the path, GN1 and GN2 (see Figure 1).  In this example, the
   end-to-end exchange is initiated by the signaling application
   instance in the sender; we take up the story at the point where the
   first message is being processed (above the GIMPS layer) by the
   signaling application in GN1.

   1.  The signaling application in GN1 determines that this message is
       a simple description of resources that would be appropriate for

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       the flow.  It determines that it has no special security or
       transport requirements for the message, but simply that it should
       be transferred to the next downstream signaling application peer
       on the path that the flow will take.

   2.  The message payload is passed to the GIMPS layer in GN1, along
       with a definition of the flow and description of the message
       transfer attributes {downstream, unsecured, unreliable}.  GIMPS
       determines that this particular message does not require
       fragmentation and that it has no knowledge of the next peer for
       this flow and signaling application; however, it also determines
       that this application is likely to require secured upstream and
       downstream transport of large messages in the future.  This
       determination is a function of node-local policy, and some
       options for how it may be communicated between NSLP and GIMPS
       implementations within a node are indicated in Appendix D.

   3.  GN1 therefore constructs a UDP datagram with the signaling
       application payload, and additional payloads at the GIMPS level
       to be used to initiate the setup of a messaging association (a
       "GIMPS-query").  This datagram is injected into the network,
       addressed towards the flow destination and with a Router Alert
       Option included.

   4.  This D-mode message passes through the network towards the flow
       receiver, and is seen by each router in turn.  GIMPS-unaware
       routers will not recognise the RAO value and will forward the
       message unchanged; GIMPS-aware routers which do not support the
       signaling application in question will also forward the message
       basically unchanged, although they may need to process more of
       the message to decide this.

   5.  The message is intercepted at GN2.  The GIMPS layer identifies
       the message as relevant to a local signaling application, and
       passes the signaling application payload and flow description
       upwards to it.  There, the signaling application in GN2 continues
       to process this message as in GN1 (compare step 1), and this will
       eventually result in the message reaching the flow receiver.

   6.  In parallel, the GIMPS instance in GN2 recognises that GN1 is
       attempting to discover GN2 in order to set up a messaging
       association for future signaling for the flow.  There are two
       possible cases (in either case the resulting message is referred
       to as a "GIMPS-response"):

       A.  GN1 and GN2 already have an appropriate association.  GN2
           simply records the identity of GN1 as its upstream peer for
           that flow and signaling application, and sends a GIMPS

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           message back to GN1 over the association identifying itself
           as the peer for this flow.

       B.  No messaging association exists.  Again, GN2 records the
           identity of GN1 as before, but sends an upstream D-mode
           message to GN1, identifying itself and agreeing to the
           association setup.  The protocol exchanges needed to complete
           this will proceed in the background, controlled by GN1.

   7.  Eventually, another signaling application message works its way
       upstream from the receiver to GN2.  This message contains a
       description of the actual resources requested, along with
       authorisation and other security information.  The signaling
       application in GN2 passes this payload to the GIMPS level, along
       with the flow definition and transfer attributes {upstream,
       secured, reliable}.

   8.  The GIMPS layer in GN2 identifies the upstream peer for this flow
       and signaling application as GN1, and determines that it has a
       messaging association with the appropriate properties.  The
       message is queued on the association for transmission (this may
       mean some delay if the negotiations begun in step 6.B have not
       yet completed).

   Further messages can be passed in each direction in the same way.
   The GIMPS layer in each node can in parallel carry out maintenance
   operations such as route change detection (this can be done by
   sending additional GIMPS-only datagram mode messages, see Section 6.1
   for more details).

   Note that when GIMPS messages are carried in connection mode, they
   are treated just like any other traffic by intermediate routers
   between the GIMPS peers.  Indeed, it would be impossible for
   intermediate routers to carry out any processing on the messages
   without terminating the transport and security protocols used.  In
   connection mode, signaling messages are only ever delivered between
   peers established in GIMPS-query/response exchanges.  Any route
   change is not detected until another GIMPS-query/response procedure
   takes place; in the meantime, signaling messages are misdelivered.
   GIMPS is responsible for prompt detection of route changes to
   minimise the period during which this can take place.

   It should be understood that many of these details of GIMPS
   operations can be varied, either by local policy or according to
   signaling application requirements, and they are also subject to
   development and refinement as the protocol design proceeds.  The
   authoritative details are contained in the remainder of this

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4.  GIMPS Processing Overview

   This section defines the basic structure and operation of GIMPS.  It
   is divided into four parts.  Section 4.1 describes the way in which
   GIMPS interacts with (local) signaling applications in the form of an
   abstract service interface.  Section 4.2 describes the per-flow and
   per-peer state that GIMPS maintains for the purpose of transferring
   messages.  Section 4.3 describes how messages are processed in the
   case where any necessary messaging associations and associated
   routing state already exist; this includes the simple scenario of
   pure datagram mode operation, where no messaging associations are
   necessary in the first place.  Finally, Section 4.4 describes how
   routing state is maintained and how messaging associations are
   initiated and terminated.

4.1  GIMPS Service Interface

   This section defines the service interface that GIMPS presents to
   signaling applications in terms of abstract properties of the message
   transfer.  Note that the same service interface is presented at every
   GIMPS node; however, applications may invoke it differently at
   different nodes (e.g.  depending on local policy).  In addition, the
   service interface is defined independently of any specific transport
   protocol, or even the distinction between datagram and connection
   mode.  The initial version of this specification defines how to
   support the service interface using a connection mode based on TCP;
   if additional transport protocol support is added, this will support
   the same interface and so be invisible to applications (except as a
   possible performance improvement).  A more detailed specification of
   this service interface is given in Appendix D.

4.1.1  Message Handling

   Fundamentally, GIMPS provides a simple message-by-message transfer
   service for use by signaling applications: individual messages are
   sent, and individual messages are received.  Messages consist of an
   opaque payload, and control information expressing the application's
   requirements about how the message should be routed.  Additional
   message transfer attributes control the specific transport and
   security properties that the signaling application desires for the

   The distinction between GIMPS connection and datagram modes is not
   visible at the service interface.  In addition, the invocation of
   GIMPS functionality to handle fragmentation and reassembly, bundling
   together of small messages (for efficiency), and congestion control
   are not directly visible at the service interface; GIMPS will take
   whatever action is necessary based on other properties of the

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   messages and local node state.

   Messages for different sessions (i.e.  with different Session IDs,
   see Section 4.2.1) are treated entirely independently of each other
   by GIMPS.  Messages for the same session which are to be delivered
   reliably (see below) to the same peer will be delivered in order.  If
   the receiving application delays reading these messages, this will
   (eventually) cause a flow-control condition at the sending node.

4.1.2  Message Transfer Attributes

   Message transfer attributes are used to define certain
   performance-related aspects of message processing.  The attributes
   available are as follows:

   Reliability: This attribute may be 'true' or 'false'.  For the case
      'true', messages will be delivered to the signaling application in
      the peer exactly once or not at all; if there is a chance that the
      message was not delivered, an error will be indicated to the local
      signaling application identifying the routing information for the
      message in question.  For the case 'false', a message may be
      delivered, once, several times or not at all, with no error
      indications in any case.

   Security: This attribute defines the security properties that the
      signaling application requires for the message, including the type
      of protection and identity information about the peer.  Details
      are for further study (see Section 9.10).

   Local Processing: An NSLP may provide hints to GIMPS to enable more
      efficient or appropriate processing.  The NSLP may select a
      priority from a range of locally defined values to influence the
      sequence in which messages leave a node.  Any priority mechanism
      must respect the ordering requirements for reliable messages
      within a session, and priority values are not carried in the
      protocol or available at the signaling peer or intermediate nodes.
      An NSLP may also indicate that reverse path routing state will not
      be needed for this flow, to inhibit the node requesting its
      downstream peer to create it.

4.2  GIMPS State

4.2.1  Message Routing State

   For each flow, the GIMPS layer can maintain message routing state to
   manage the processing of outgoing messages.  This state is
   conceptually organised into a table with the following structure.

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   The primary key (index) for the table is the combination of the
   information about how the message is to be routed, the session being
   signalled for, and the signaling application itself:

   Message Routing Information (MRI): This defines the method to be used
      to route the message, and any associated addressing information.
      In the simplest case, the message routing method is to follow the
      path that is being taken by the data flow, and the associated
      addressing is the flow header N-tuple (i.e.  the Flow-Identifier
      of [20]).

   Signaling Application Identification (NSLPID): This is an IANA
      assigned identifier of the signaling application which is
      generating messages for this flow.  The inclusion of this
      identifier allows the routing state to be different for different
      signaling applications (e.g.  because of different adjacencies).

   Session Identification (SID): This is a cryptographically random and
      (probabilistically) globally unique identifier of the application
      layer session that is using the flow.  For a given flow, different
      signaling applications may or may not use the same session
      identifier.  Often there will only be one flow for a given
      session, but in mobility/multihoming scenarios there may be more
      than one and they may be differently routed.

   For a given MRI and NSLPID the message routing state should not be
   SID-dependent.  The SID is included in the key to prevent upstream
   routing state for a given MRI being corrupted by a malicious upstream

   The state information for a given key is as follows:

   Upstream peer: the adjacent peer closer to the flow source.  This
      could be an IP address and UDP port (learned from previous
      signaling) or a pointer to a valid messaging association.  It
      could also be null, if this node is not storing reverse routing
      state or if it is the last upstream node (including the sender).

   Downstream peer: the adjacent peer closer to the flow destination.
      This could be a pointer to a valid messaging association, or it
      could be null, if this node is only sending downstream datagram
      mode messages for this flow and signaling application, or if it is
      the last downstream node (including the receiver).

   Note that both the upstream and downstream peer state may be null,
   and that the session identifier information is not actually required
   for message processing; in that case, no state information at all
   needs to be stored in the table.  Both items of state have associated

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   timers for how long the identification can be considered accurate;
   when these timers expire, the peer identification is purged if it has
   not been refreshed.  Message routing state is installed and refreshed
   by the exchange of specific GIMPS messages as described in Section
   4.4.  For a given flow, a GIMPS node is responsible for scheduling
   the messages which refresh its own downstream peer state and allow
   its downstream peer to refresh its upstream peer state, and this
   should be done while GIMPS determines the signaling application is
   still active.  GIMPS may opportunistically synchronise these
   'internal' refresh operations with those in the signaling application
   if it wishes.  An example of a routing state table for a simple
   scenario is given in Appendix B.

   Note also that the information is described as a table of flows, but
   that there is no implied constraint on how the information is stored.
   For example, in a network using pure destination address routing
   (without load sharing or any form of policy-based forwarding), the
   downstream peer information might be possible to store in an
   aggregated form in the same manner as the IP forwarding table.  In
   addition, many of the per-flow entries may point to the same per-peer
   state (e.g.  the same messaging association) if the flows go through
   the same adjacent peer.  However, in general, and especially if GIMPS
   peers are several IP hops away, there is no way to identify the
   correct downstream peer for a flow and signaling application from the
   local forwarding table using prefix matching, and the same applies
   always to upstream peer state because of the possibility of
   asymmetric routing: per-flow routing state has to be stored, just as
   for RSVP [9].

4.2.2  Messaging Association State

   The per-flow message routing state is not the only state stored by
   GIMPS.  There is also the state required to manage the messaging
   associations.  Since these associations are typically per-peer rather
   than per-flow, they are stored in a separate table, including the
   following information:

   o  messages pending transmission while an association is being

   o  an inactivity timer for how long the association has been idle.

   In addition, per-association state is held in the messaging
   association protocols themselves.  However, the details of this state
   are not directly visible to GIMPS, and they do not affect the rest of
   the protocol description.


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       |        >>  Signaling Application Processing   >>        |
       |                                                         |
                ^                                       V
                ^             NSLP Payloads             V
                ^                                       V
       |                    >>    GIMPS   >>                     |
       |  ^           ^  ^     Processing      V  V           V  |
          x           u  d                     d  u           x
          x           u  d>>>>>>>>>>>>>>>>>>>>>d  u           x
          x           u  d      Bypass at      d  u           x
       +--x-----+  +--u--d--+  GIMPS level  +--d--u--+  +-----x--+
       | C-mode |  | D-mode |               | D-mode |  | C-mode |
       |Handling|  |Handling|               |Handling|  |Handling|
       +--x-----+  +--u--d--+               +--d--u--+  +-----x--+
          x          u   d                     d   u          x
          x    uuuuuu    d>>>>>>>>>>>>>>>>>>>>>d    uuuuuu    x
          x   u          d      Bypass at      d          u   x
       +--x--u--+  +-----d--+    router     +--d-----+  +--u--x--+
       |IP Host |  |  RAO   |  alert level  |  RAO   |  |IP Host |
       |Handling|  |Handling|               |Handling|  |Handling|
       +--x--u--+  +-----d--+               +--d-----+  +--u--x--+
          x  u           d                     d           u  x
       +--x--u-----------d--+               +--d-----------u--x--+
       |      IP Layer      |               |      IP Layer      |
       |   (Receive Side)   |               |  (Transmit Side)   |
       +--x--u-----------d--+               +--d-----------u--x--+
          x  u           d                     d           u  x
          x  u           d                     d           u  x
          x  u           d                     d           u  x

            uuuuuuuuuuuuuu = upstream datagram mode messages
            dddddddddddddd = downstream datagram mode messages
            xxxxxxxxxxxxxx = connection mode messages
                       RAO = Router Alert Option

              Figure 3: Message Paths through a GIMPS Node

4.3  Basic Message Processing

   This section describes how signaling application messages are
   processed in the case where any necessary messaging associations and
   routing state are already in place.  The description is divided into
   several parts.  Firstly, message reception, local processing and

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   message transmission are described for the case where the node
   handles the NSLPID in the message.  Secondly, the case where the
   message is forwarded directly in the IP or GIMPS layer (because there
   is no matching signaling application on the node) is given.  An
   overview is given in Figure 3.

   Note that the same messages are used for maintaining internal GIMPS
   state and carrying signaling application payloads.  The state
   maintenance takes place as a result of processing specific GIMPS
   payloads in these messages.  The processing of these payloads is the
   subject of Section 4.4.

4.3.1  Message Reception

   Messages can be received in connection or datagram mode, and from
   upstream or downstream peers.

   Reception in connection mode is simple: incoming packets undergo the
   security and transport treatment associated with the messaging
   association, and the messaging association provides complete messages
   to the GIMPS layer for further processing.  Unless the message is
   protected by a query/response cookie exchange (see Section 4.4), the
   routing state table is checked to ensure that this messaging
   association is associated with the MRI/NSLPID combination.

   Reception in datagram mode depends on the message direction.
   Upstream messages (from a downstream peer) will arrive UDP
   encapsulated and addressed directly to the receiving signaling node.
   Each datagram contains a single complete message which is passed to
   the GIMPS layer for further processing, just as in the connection
   mode case.

   Downstream datagram mode messages are UDP encapsulated with an IP
   router alert option to cause interception.  The signaling node will
   therefore 'see' all such messages.  The case where the NSLPID does
   not match a local signaling application is considered below in
   Section 4.3.4; otherwise, it is passed up to the GIMPS layer for
   further processing as in the other cases.

4.3.2  Local Processing

   Once a message has been received, by any method, it is processed
   locally within the GIMPS layer.  The GIMPS processing to be done
   depends on the payloads carried; most of the GIMPS-internal payloads
   are associated with state maintenance and are covered in Section 4.4.

   One GIMPS-internal payload which is carried in each message and
   requires processing is the GIMPS hop count.  This is decremented on

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   input processing, and checked to be greater than zero on output
   processing.  The primary purpose of the GIMPS hop count is to prevent
   message looping.

   The remainder of the GIMPS message consists of an NSLP payload.  This
   is delivered locally to the signaling application identified at the
   GIMPS level; the format of the NSLP payload is not constrained by
   GIMPS, and the content is not interpreted.

   Signaling applications can generate their messages for transmission,
   either asynchronously, or in response to an input message, and GIMPS
   can also generate messages autonomously.  Regardless of the source,
   outgoing messages are passed downwards for message transmission.

4.3.3  Message Transmission

   When a message is available for transmission, GIMPS uses internal
   policy and the stored routing state to determine how to handle it.
   The following processing applies equally to locally generated
   messages and messages forwarded from within the GIMPS or signaling
   application levels.

   The main decision is whether the message must be sent in connection
   mode or datagram mode.  Reasons for using the former could be:

   o  NSLP requirements: for example, the signaling application has
      requested channel secured delivery, or reliable delivery;

   o  protocol specification: for example, this document specifies that
      a message that requires fragmentation MUST be sent over a
      messaging association;

   o  local GIMPS policy: for example, a node may prefer to send
      messages over a messaging association to benefit from congestion

   In principle, as well as determining that some messaging association
   must be used, GIMPS could select between a set of alternatives, e.g.
   for load sharing or because different messaging associations provide
   different transport or security attributes.

   If the use of a messaging association is selected, the message is
   queued on the association (found from the upstream or downstream peer
   state table), and further output processing is carried out according
   to the details of the protocol stack used for the association.  If no
   appropriate association exists, the message is queued while one is
   created (see Section 4.4).  If no association can be created, this is
   again an error condition, and should be indicated back to the NSLP.

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   If a messaging association is not required, the message is sent in
   datagram mode.  The processing in this case depends on whether the
   message is directed upstream or downstream.

   o  If the upstream peer IP address is available from the per-flow
      routing table, the message is UDP encapsulated and sent directly
      to that address.  Otherwise, the message cannot be forwarded (i.e.
      this is again an error condition).

   o  In the downstream direction, messages can always be sent.  They
      are simply UDP encapsulated and IP addressed using information
      from the MRI, with the appropriate router alert option.

4.3.4  Bypass Forwarding

   A GIMPS node may have to handle messages for which it has no
   signaling application corresponding to the message NSLPID.  There are
   several possible cases depending mainly on the RAO setting (see
   Section 9.4 for more details):

   1.  A downstream datagram mode message contains an RAO value which is
       relevant to NSIS but not the specific node, but the IP layer is
       unable to recognise whether it needs to be passed to GIMPS for
       further processing or whether the packet should be forwarded just
       like a normal IP datagram.

   2.  A downstream datagram mode message contains an RAO value which is
       relevant to the node, but the specific signaling application for
       the actual NSLPID in the message is not processed there.

   3.  A message is delivered directly (e.g.  in C-mode) to the node for
       which there is no corresponding signaling application.
       (According to the rules of the current specification, this should
       never happen.  However, future versions might find a use for such
       a feature.)

   In all cases, the role of GIMPS is to forward the message essentially
   unchanged.  However, a GIMPS implementation must ensure that the IP
   TTL field and GIMPS hop count are managed correctly to prevent
   message looping, and this should be done consistently independently
   of whether the processing (e.g.  for case (1)) takes place on the
   fast path or in GIMPS-specific code.  The rules are that in cases (1)
   and (2), the IP TTL is decremented just as if the message was a
   normal IP forwarded packet; in cases (2) and (3) the GIMPS hop count
   is decremented as in the case of normal input processing.  These
   rules are summarised in the following table:

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   |  Match RAO? |    Match    |  IP TTL Handling  |    GHC Handling   |
   |             |   NSLPID?   |                   |                   |
   |      No     | N/A (NSLPID |     Decrement;    |       Ignore      |
   |             |     not     |  forward message  |                   |
   |             |  examined)  |                   |                   |
   |             |             |                   |                   |
   |     Yes     |      No     |     Decrement;    |    Decremented    |
   |             |             |  forward message  |                   |
   |             |             |                   |                   |
   |   Message   |      No     |       Reset       |   Decrement and   |
   |   directly  |             |                   |  forward at GIMPS |
   |  addressed  |             |                   |     level (not    |
   |             |             |                   |    possible in    |
   |             |             |                   |      current      |
   |             |             |                   |   specification)  |
   |             |             |                   |                   |
   |   Yes, or   |     Yes     | Locally delivered |   N/A (ignored)   |
   |   message   |             |                   |                   |
   |   directly  |             |                   |                   |
   |  addressed  |             |                   |                   |

4.4  Routing State and Messaging Association Maintenance

   The main responsibility of the GIMPS layer is to manage the routing
   state and messaging associations which are used in the basic message
   processing described above.  Routing state is installed and
   maintained by datagram mode messages containing specific GIMPS
   payloads.  Messaging associations are dependent on the existence of
   routing state, but are actually set up by the normal procedures of
   the transport and security protocols that comprise them.  Timers
   control routing state and messaging association refresh and

   There are two different cases for state installation and refresh:

   1.  Where routing state is being discovered or a new association is
       to be established; and

   2.  Where an existing association can be re-used, including the case
       where routing state for the association is being refreshed.

   These cases are now considered in turn, along with the case of
   general management procedures.

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4.4.1  State Setup

   The complete sequence of possible messages for state setup between
   adjacent peers is shown in Figure 4 and described in detail in the
   following text.

   The initial message in any routing state maintenance operation is a
   downstream datagram mode message, sent from the querying node and
   intercepted at the responding node.  This is encapsulated and
   addressed just as in the normal case; in particular, it has
   addressing and other identifiers appropriate for the flow and
   signaling application that state maintenance is being done for, its
   own addressing information, and it is allowed to contain an NSLP
   payload.  Processing at the querying and responding nodes is also
   essentially the same.  However, the querying node can include
   additional payloads: a Query Cookie, and optionally a proposal for
   possible messaging association protocol stacks.  This message is
   informally referred to as a 'GIMPS-query'.  The role of the cookies
   in this and subsequent messages is to protect against certain denial
   of service attacks and to correlate the various events in the message

   In the responding node, the GIMPS level processing of the GIMPS-Query
   triggers the generation of a 'GIMPS-Response' message.  This is also
   a normally encapsulated and addressed datagram mode message with
   particular payloads, this time in the upstream direction.  It
   contains addressing information and echoes the Query Cookie, and can
   contain an NSLP payload (possibly a response to the NSLP payload in
   the initial message).  In case a messaging association was requested,
   it must also contain a Responder Cookie and counter proposal for the
   stack configuration.  Otherwise, it may still include a Responder
   Cookie if the node's routing state setup policy requires it (see

   Setup of a new messaging association begins when both downstream peer
   addressing information is available and a new messaging association
   is actually needed.  The setup has to be contemporaneous with a
   specific GIMPS-Query/Response exchange, because the addressing
   information used may have a limited lifetime (either because it
   depends on limited lifetime NAT bindings, or because it refers to
   agile destination ports for the transport protocols).  Setup of the
   messaging association always starts from the upstream node, but the
   association itself can be used equally in both directions.

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            +----------+                     +----------+
            | Querying |                     |Responding|
            |   Node   |                     |   Node   |
            +----------+                     +----------+
                       ---------------------->    .............
                       Router Alert Option        .  Routing  .
                       MRI/SID/NSLPID             .   state   .
                       Q-Node Addressing          . installed .
                       Query Cookie               .    at     .
                       [Q-Stack Proposal]         . R-node(1) .
                       [NSLP Payload]             .............

               .  The responder can use an existing .
               . messaging association if available .
               . from here onwards to short-circuit .
               .     messaging association setup    .

   .............       <----------------------
   .  Routing  .       MRI/SID/NSLPID
   .   state   .       R-Node Addressing (D Mode only)
   . installed .       Query cookie
   .    at     .       [R-Stack Proposal]
   .  Q-node   .       [Responder Cookie]
   .............       [NSLP Payload]

                . If a messaging association needs .
                . to be created, it is set up here .

                       Q-Node Addressing (D Mode only)
                       Responder Cookie           .............
                       [R-Stack Proposal]         .  Routing  .
                       [NSLP Payload]             .   state   .
                                                  . installed .
                                                  .    at     .
                                                  . R-node(2) .

               Figure 4: Message Sequence at State Setup

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   The GIMPS-confirm is the first message sent over the association and
   echoes the Responder Cookie and Stack Proposal from the
   GIMPS-response (the latter is to prevent certain bidding-down attacks
   on messaging association security); the assocation can be used in the
   upstream direction after it has been received.  The negotiation of
   what protocols to use for the messaging association is controlled by
   the Stack Proposal and Node-Addressing information exchanged, and the
   processing of these objects is described in more detail in Section

   The querying node installs the responder address as downstream peer
   state information after verifying the Query Cookie in the
   GIMPS-response.  The responding node can install the querying address
   as upstream peer state information at two points in time:

   1.  after the receipt of the initial GIMPS-query, or

   2.  after a GIMPS-confirm message in the downstream direction
       containing the Responder Cookie.

   The detailed constraints on precisely when state information is
   installed are driven by local policy driven by security
   considerations on prevention of denial-of-service attacks and state
   poisoning attacks, which are discussed further in Section 7.

4.4.2  Association Re-use

   It is a general design goal of GIMPS that, so far as possible,
   messaging associations should be re-used for multiple flows and
   sessions, rather than a new association set up for each.  This is to
   ensure that the association cost scales like the number of peers
   rather than the number of flows or messages, and to avoid the latency
   of new association setup where possible.

   However, association re-use requires the identification of an
   existing association which matches the routing state and desired
   properties that would be the result of a full D-mode setup exchange,
   and this identification must be done as reliably and securely as
   continuing with the full procedure.  Note that this requirement is
   complicated by the fact that NATs may remap the node addresses in
   D-mode messages, and also interacts with the fact that some nodes may
   peer over multiple interfaces (with different addresses).

   Association re-use is controlled by two fields in the Node-Addressing
   object (NAO), which is carried in GIMPS-query and GIMPS-response
   messages.  The NAO includes:

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   Peer-Identity: For a given node, this is a stable quantity (interface
      independent) with opaque syntax.  It should be chosen so as to
      have a high probability of uniqueness between peers.  Note that
      there is no cryptographic protection of this identity (attempting
      to provide this would essentially duplicate the functionality in
      the messaging association security protocols).

   Interface-Address: This is an IP address associated with the
      interface through which the flow associated with the signaling is
      routed.  This can be considered as a routable identifier through
      which the signaling node can be reached; further discussion is
      contained in Section 5.5.

   By default, a messaging association is associated with the NAO that
   was provided by the peer at the time the assocation was set up.
   There may be more than one association for a given NAO (e.g.  with
   different properties).

   Association re-use is controlled by matching the NAO provided in the
   current GIMPS D mode message with those associated with existing
   associations.  This can be done on receiving either the GIMPS-query
   or GIMPS-response message (the former is more likely):

   o  If there is a perfect match to the NAO of an existing association,
      that association can be re-used (provided it has the appropriate
      properties in other respects).  This is indicated by sending the
      following messages in the setup sequence over that association,
      omitting the NAO information.  This will only fail (i.e.  lead to
      re-use of an assocation to the 'wrong' node) if signaling nodes
      have colliding Peer-Identities, and one is reachable at the same
      Interface-Address as another.  (This could be done by an on-path

   o  In all other cases, the usual D mode setup procedure is executed.
      There are in fact four cases:

      1.  Nothing matches: this is clearly a new peer.

      2.  Only the Peer-Identity matches: this may be either a new
          interface on an existing peer, or a changed address mapping
          behind a NAT, or an attacker attempting to hijack the
          Peer-Identity.  These should be rare events, so the expense of
          a new assocation setup is acceptable.  If the authenticated
          peer identities match after assocation setup, the two
          Interface-Addresses may be bound to the assocation.

      3.  Only the Interface-Address matches: this is probably a new
          peer behind the same NAT as an existing one.  A new assocation

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          setup is required.

      4.  The full NAO matches: this is a degenerate case, where one
          node recognises an existing peer, but wishes to allow the
          option to set up a new association in any case.

4.4.3  Background Maintenance

   Refresh and expiration of all types of state is controlled by timers.
   State in the routing table has a per-flow, per-direction timer, which
   expires after a routing state lifetime.  It is the responsibility of
   the querying node to generate a GIMPS-query message before this timer
   expires, if it believes that the flow is still active.  Receipt of
   the message at the responding node will refresh upstream peer
   addressing state, and receipt of a GIMPS-response at the querying
   node will refresh any downstream peer addressing state if it exists.
   Note that nodes do not control the refresh of upstream peer state
   themselves, they are dependent on their upstream peer for this.

   Messaging associations can be managed by either end; management
   consists of tearing down unneeded associations.  Whether an
   association is needed is a local policy decision, which could take
   into account the cost of keeping the messaging association open, the
   level of past activity on the association, and the likelihood of
   future activity (e.g.  if there are flows still in place which might
   generate messages that would use it).  Messaging associations can
   always be set up on demand, and messaging association status is not
   made directly visible outside the GIMPS layer.  Therefore, even if
   GIMPS tears down and later re-establishes a messaging association,
   signaling applications cannot distinguish this from the case where
   the association is kept permanently open.  (To maintain the transport
   semantics decribed in Section 4.1, GIMPS must close transport
   connections carrying reliable messages gracefully or report an error
   condition, and must not open a new association for a given session
   and peer while messages on a previous association may still be

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5.  Message Formats and Transport

5.1  GIMPS Messages

   All GIMPS messages begin with a common header, which includes a
   version number, information about message type, signaling
   application, and additional control information.  The remainder of
   the message is encoded in an RSVP-style format, i.e., as a sequence
   of type-length-value (TLV) objects.  This subsection describes the
   possible GIMPS messages and their contents at a high level; a more
   detailed description of each information element is given in Section

   The following gives the syntax of GIMPS messages in ABNF [3].

   GIMPS-message: A message is either a datagram mode message or a
   connection mode message.  GIMPS can detect which by the encapsulation
   the message arrives over.

       GIMPS-message = D-message / C-message

   D-message: A datagram mode message may carry simply NSLP data, or may
   be used for control operations also, in which case the allowed
   objects depend on the message direction (slightly different contents
   are allowed); the common header contains a flag to say which.

       D-message = Common-Header
                   NSLP-Data / D-control-ds / D-control-us

   D-control-ds: A downstream control message requires extra payloads
   for the GIMPS-query or GIMPS-confirm functions.  The type can be
   inferred from which type of cookie is carried.  A stack proposal is
   mandatory if the message exchange relates to setup of a messaging

       D-control-ds = Query-Cookie / Responder-Cookie
                      [ Stack-Proposal ]
                      [ Routing-State-Lifetime ]
                      [ NSLP-Data ]

   D-control-us: An upstream control message requires extra payloads for
   the GIMPS-response function.  A stack proposal is mandatory if the
   message exchange relates to setup of a messaging association, in
   which case a Responder cookie is also mandatory.

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       D-control-us = Query-Cookie
                      [ Responder-Cookie [ Stack-Proposal ] ]
                      [ Routing-State-Lifetime ]
                      [ NSLP-Data ]

   C-message: Again, a connection mode message may carry simply NSLP
   data, or may be used for control operations also.  Connection mode
   messages do not carry node addressing, since this can be inferred
   from the messaging association.

       C-message = Common-Header
                   NSLP-Data / C-control-ds / C-control-us

   C-control-ds: A downstream control message requires extra payloads
   for the GIMPS-confirm function.  A stack proposal is mandatory here.

       C-control-ds = Responder-Cookie
                      [ Routing-State-Lifetime ]
                      [ NSLP-Data ]

   C-control-us: An upstream control message requires extra payloads for
   the GIMPS-response function.  In C-mode, this is short-circuiting the
   messaging association setup, so no additional cookies or stack
   proposals are needed.

       C-control-us = Query-Cookie
                      [ Routing-State-Lifetime ]
                      [ NSLP-Data ]

5.2  Information Elements

   This section describes the content of the various information
   elements that can be present in each GIMPS message, both the common
   header, and the individual TLVs.  The format description in terms of
   bit patterns is provided in Appendix C.

5.2.1  The Common Header

   Each message begins with a fixed format common header, which contains
   the following information:

   Version: The version number of the GIMPS protocol.

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   Length: The number of words in the message following the common

   Signaling application identifier (NSLPID): This describes the
      specific signaling application, such as resource reservation or
      firewall control.

   GIMPS hop counter: A hop counter to prevent a message from looping

   U/D flag: A bit to indicate if this message is to propagate upstream
      or downstream relative to the flow.

5.2.2  TLV Objects

   All data following the common header is encoded as a sequence of
   type-length-value objects.  Currently, each object can occur at most
   once; the set of required and permitted objects is determined by the
   message type and further information in the common header.

   These items are contained in each GIMPS message:

   Message-Routing-Information (MRI): Information sufficient to define
      how the signaling message should be routed through the network.

       Message-Routing-Information = message-routing-method

       The format of the method-specific-information depends on the
      message-routing-method requested by the signaling application.  In
      the basic path-coupled case, it is just the Flow Identifier as in
      [20].  Minimally, this could just be the flow destination address;
      however, to account for policy based forwarding and other issues a
      more complete set of header fields should be used (see Section 6.2
      and Section 6.3 for further discussion).

      The MRI is essentially a read only object for GIMPS processing.
      It is set by the NSLP in the message sender and used by GIMPS to
      select the message addressing, but not otherwise modified.

       Flow-Identifier = network-layer-version
                         source-address prefix-length
                         destination-address prefix-length
                         [ flow-label ]
                         [ ipsec-SPI / L4-ports]

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      Additional control information defines whether the flow-label, SPI
      and port information are present, and whether the IP-protocol and
      traffic-class fields should be interpreted as significant.

   Session-Identification (SID): The GIMPS session identifier is a long,
      cryptographically random identifier chosen by the node which
      originates the signaling exchange.  The length is open, but 128
      bits should be more than sufficient to make the probability of
      collisions orders of magnitude lower than other failure reasons.
      The session identifier should be considered immutable end-to-end
      along the flow path (GIMPS never changes it, and signaling
      applications should propagate it unchanged on messages for the
      same session).

   The following items are optional:

   Node addressing: This includes an IP address and peer identity for
      the sending node, as well as higher layer addressing information
      for the negotiation of messaging association protocols.

       Node-Addressing = peer-identity

       The peer-identity is used for matching existing associations, as
      discussed in Section 4.4.2.  Any technique may be used to generate
      it, so long as it is stable.  The interface-address should be a
      routable address where the sending node can be reached over UDP or
      messaging association protocols.  Where this object is used in a
      GIMPS-query, it should specifically be set to the address of the
      interface that will be used for the outbound flow, to allow its
      use in route change handling, see Section 6.1.  The purpose and
      structure of the higher-layer-addressing fields is described in
      Section 5.5.

   Stack Proposal: This field contains information about which
      combinations of transport and security protocols are proposed for
      use in messaging associations, and is also discussed further in
      Section 5.5.

       Stack-Proposal = *stack-profile

       stack-profile = *protocol-layer

       Each protocol-layer field identifies a protocol with a unique
      tag; any address-related (mutable) information associated with the
      protocol will be carried in a higher-layer-addressing field in the
      Node-Addressing TLV (see above).

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   Query-Cookie/Responder-Cookie: A query-cookie is contained in a
      GIMPS-query message and must be echoed in a GIMPS-response; a
      response-cookie is optional in a GIMPS-response message, and if
      present must be echoed in the following GIMPS-confirm message.
      Cookies are variable length (chosen by the cookie generator) and
      need to be designed so that a node can determine the validity of a
      cookie without keeping state.  A future version of this
      specification will include references to techniques for generating
      such cookies.

   Routing-State-Lifetime: The lifetime of GIMPS routing state in the
      absence of refreshes, measured in seconds.  Defaults to 30

   NSLP-Data: The NSLP payload to be delivered to the signaling
      application.  GIMPS does not interpret the payload content.

5.3  Datagram Mode Transport

5.3.1  Encapsulation

   Encapsulation in datagram mode is simple.  The complete set of GIMPS
   payloads for a single message is concatenated together with the
   common header, and placed in the data field of a UDP datagram.  UDP
   checksums should be enabled.  Upstream messages are IP addressed
   directly to the adjacent peer.  Downstream messages are IP addressed
   using the flow destination address from the
   Message-Routing-Information and encapsulated with a Router Alert
   Option.  Open issues about alternative encapsulations, IP addressing
   possibilities, and router alert option value-field setting are
   discussed in Section 9.2, Section 9.3 and Section 9.4 respectively.

   For downstream messages, the source UDP port is selected by the
   message sender as the port at which it is prepared to receive
   upstream UDP messages in reply, and a destination UDP port should be
   allocated by IANA.  Note that GIMPS may send messages addressed as
   {flow sender, flow receiver} which could make their way to the flow
   receiver even if that receiver were GIMPS-unaware.  This should be
   rejected (with an ICMP message) rather than delivered to the user
   application (which would be unable to use the source address to
   identify it as not being part of the normal data flow).  Therefore, a
   "well-known" port would seem to be required.  Upstream messages are
   sent with the source and destination ports from the downstream
   message reversed (as for normal UDP traffic).

   For the case of basic path-coupled signaling where the MRI
   information is the Flow Identifier, it is vital that the D-mode

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   message truly mimics the actual data flow, since this is the basis of
   how the signaling message is attached to the data path.  To this end,
   GIMPS may set the traffic class and (for IPv6) flow label to match
   the values in the Flow-Identifier if this would be needed to ensure
   correct routing.  Similar considerations may apply to other message
   routing methods if defined.

5.3.2  Retransmission and Rate-Control

   Datagram mode is built on top of UDP, and hence has no automatic
   reliability or congestion control capabilities.  Signalling
   applications requiring reliability should be serviced using C-mode,
   which should also carry the bulk of signaling traffic.  However, some
   form of messaging reliability is required for the GIMPS control
   messages themselves, as is rate control to handle retransmissions and
   also bursts of unreliable signaling or state setup requests from the
   signaling applications.

   GIMPS-query messages which do not receive GIMPS-responses should be
   retransmitted with a binary exponential backoff, with an initial
   timeout of T1 up to a maximum of T2 seconds.  The values of T1 and T2
   may be implementation defined; default values are for further study.
   The value of T1 may be increased on long latency links.  Note that
   GIMPS-queries may go unanswered either because of message loss, or
   because there is no reachable GIMPS peer.  Therefore, implementations
   must trade off reliability (large T2) against promptness of error
   feedback to applications (small T2).  GIMPS-responses should always
   be sent promptly to avoid spurious retransmissions.  Retransmitted
   GIMPS-queries should use different Query-Cookie values and will
   therefore elicit different GIMPS-responses.  If either message
   carries NSLP data, it may be delivered multiple times to the
   signaling application.

   Other datagram mode messages are not retransmitted.  In particular,
   GIMPS-responses do not need reliability; if they are lost, the
   initiating query will eventually be resent.  There is an open issue
   on how to handle lost GIMPS-confirms, see Section 9.11.

   The basic rate limiting requirements for datagram mode traffic are
   deliberately minimal.  A single rate limiter applies to all traffic
   (for all interfaces and message types).  It applies to
   retransmissions as well as new messages, although an implementation
   may choose to prioritise one over the other.  When the rate limiter
   is imposed, datagram mode messages are queued until transmission is
   re-enabled, or an error condition may be indicated back to local
   signaling applications.  The rate limiting mechanism is
   implementation defined, but it is recommended that a token bucket
   limiter as described in [8] should be used.

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5.4  Connection Mode Transport

   Encapsulation in connection mode is more complex, because of the
   variation in available transport functionality.  This issue is
   treated in Section 5.4.1.  The actual encapsulation is given in
   Section 5.4.2.

5.4.1  Choice of Transport Protocol

   It is a general requirement of the NTLP defined in [20] that it
   should be able to support bundling (of small messages), fragmentation
   (of large messages), and message boundary delineation.  Not all
   transport protocols natively support all these features.

   SCTP [6] satisfies all requirements.

   DCCP [7] is message based but does not provide bundling or
      fragmentation.  Bundling can be carried out by the GIMPS layer
      sending multiple messages in a single datagram; because the common
      header includes length information (number of TLVs), the message
      boundaries within the datagram can be discovered during parsing.
      Fragmentation of GIMPS messages over multiple datagrams should be
      avoided, because of amplification of message loss rates that this
      would cause.

   TCP provides both bundling and fragmentation, but not message
      boundaries.  However, the length information in the common header
      allows the message boundary to be discovered during parsing.

   The bundling together of small messages is either built into the
   transport protocol or can be carried out by the GIMPS layer during
   message construction.  Either way, two approaches can be

   1.  As messages arrive for transmission they are gathered into a
       bundle until a size limit is reached or a timeout expires (cf.
       the Nagle algorithm of TCP or similar optional functionality in
       SCTP).  This provides maximal efficiency at the cost of some

   2.  Messages awaiting transmission are gathered together while the
       node is not allowed to send them (e.g.  because it is congestion

   The second type of bundling is always appropriate.  For GIMPS, the
   first type is inappropriate for 'trigger' (i.e.  state-changing)
   messages, but may be appropriate for refresh messages.  These
   distinctions are known only to the signaling applications, but could

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   be indicated (as an implementation issue) by setting the priority
   transfer attribute.

   It can be seen that all of these protocol options can be supported by
   the basic GIMPS message format already presented.  GIMPS messages
   requiring fragmentation must be carried using a reliable transport
   protocol, TCP or SCTP.  This specification defines only the use of
   TCP, but it can be seen that the other possibilities could be
   included without additional work on message formatting.

5.4.2  Encapsulation Format

   The GIMPS message, consisting of common header and TLVs, is carried
   directly in the transport protocol (possibly incorporating transport
   layer security protection).  Further GIMPS messages can be carried in
   a continuous stream (for TCP), or up to the next transport layer
   message boundary (for SCTP/DCCP/UDP).  This situation is shown in
   Figure 5; it applies to both upstream and downstream messages.

      |                  L2 Header                  |
      |                  IP Header                  |   ^
      |      Source address = signaling source      |   ^
      | Destination address = signaling destination |   .
      +---------------------------------------------+   .
      |                  L4 Header                  |   . ^
      |     (Standard TCP/SCTP/DCCP/UDP header)     |   . ^
      +---------------------------------------------+   . .
      |                GIMPS Message                |   . . ^
      | (Common header and TLVs as in section 5.1)  |   . . ^  Scope of
      +---------------------------------------------+   . . .  security
      | Additional GIMPS messages, each with its    |   . . . protection
      | own common header, either as a continuous   |   . . . (depending
      |   stream, or continuing to the next L4      |   . . . on channel
      .             message boundary                .   . . .  security
      .                                             .   V V V  mechanism
      .                                             .   V V V   in use)

                Figure 5: Connection Mode Encapsulation

5.5  Messaging Association Negotiation

5.5.1  Overview

   A key attribute of GIMPS is that it is flexible in its ability to use
   existing transport and security protocols.  Different transport

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   protocols may have performance attributes appropriate to different
   environments; different security protocols may fit appropriately with
   different authentication infrastructures.  Even given an initial
   default mandatory protocol set for GIMPS, the need to support new
   protocols in the future cannot be ruled out, and secure protocol
   negotation cannot be added to an existing protocol in a
   backwards-compatible way.  Therefore, some sort of protocol
   negotiation capability is required.

   Protocol negotiation is carried out in GIMPS-query/response messages,
   using Stack-Proposal and Node-Addressing objects.  If a new messaging
   association is required it is then set up, followed by a
   GIMPS-confirm.  Messaging association re-use is achieved by
   short-circuiting this exchange by sending the GIMPS-response or
   GIMPS-confirm messages on an existing association (Section 4.4.2);
   whether to do this is a matter of local policy at the querying or
   responding node.  It is always possible for a node to restrict itself
   to a single messaging association between two peers.  If multiple
   assocations exist, it is a matter of local policy how to distribute
   messages over them, subject to respecting the transfer attributes

   The end result of the negotiation is a messaging assocation which is
   a stack of protocols.  Every possible protocol has the following

   o  A Protocol-Identifier, a 1-byte IANA assigned value.

   o  A specification of the (non-negotiable) policies about how the
      protocol should be used (for example, connection open direction).

   o  Formats for carrying the protocol addressing and other
      configuration information in higher-layer-addressing information
      elements.  There are different formats depending on whether the
      information is being sent upstream or downstream.

   A Stack-Proposal object is simply a list of profiles; each profile is
   a sequence of Protocol-Identifiers.  Stack-Proposals are generally
   accompanied by Node-Addressing objects; as well as a Peer-Identity
   and Interface-Address, this carries a higher-layer-addressing
   information element for every protocol listed in the Stack-Proposal.
   A node generating a Node-Addressing object is committed to honouring
   the implied protocol configuration; in particular, it must be
   prepared to accept incoming datagrams or connections at the
   Interface-Address/protocol/port combinations advertised.  However,
   the object contents should be retained only for the duration of the
   query/response exchange and any following association setup and
   afterwards discarded.  (They may become invalid because of expired

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   bindings at intermediate NATs, or because the advertising node is
   using agile ports.)

   A GIMPS-query requesting association setup always contains a
   Stack-Proposal and Node-Addressing object, and unless re-use occurs,
   the GIMPS-response does so also.  For a GIMPS-response, the
   Stack-Proposal must be invariant for the combination of outgoing
   interface and NSLPID (it must not depend on the GIMPS-query).  Once
   the messaging association is set up, the querying node repeats only
   the responder's Stack-Proposal over it in the GIMPS-confirm.  The
   resonding node can verify this to ensure that no bidding-down attack
   has occurred.

5.5.2  Protocol Definition: Forwards-TCP

   This defines a basic configuration for the use of TCP between peers.
   Support for this protocol is mandatory; associations using it can
   carry messages with the transfer attribute Reliable=True.  The
   connection is opened in the forwards direction, from the querying
   node, towards the responder at a previously advertised port.  The
   higher-layer-addressing formats are:

   o  downstream: no additional data (just the Protocol-Identifier)

   o  upstream: 2 byte port number at which the connection will be

5.5.3  Additional Protocol Options

   It is expected that the base GIMPS specification will define a single
   mandatory protocol for channel security (one of IKE/IPsec or TLS).
   Further protocols or configurations could be defined in the future
   for additional performance or flexibility.  Examples are:

   o  SCTP or DCCP as alternatives to TCP, with essentially the same

   o  SigComp [17] for message compression.

   o  ssh [25] or HIP/IPsec [26] for channel security.

   o  Alternative modes of TCP operation, for example where it is set up
      from the responder to the querying node.

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6.  Advanced Protocol Features

6.1  Route Changes and Local Repair

6.1.1  Introduction

   When re-routing takes place in the network, GIMPS and signaling
   application state needs to be updated for all flows whose paths have
   changed.  The updates to signaling application state are usually
   signaling application dependent: for example, if the path
   characteristics have actually changed, simply moving state from the
   old to the new path is not sufficient.  Therefore, GIMPS cannot carry
   out the complete path update processing.  Its responsibilities are to
   detect the route change, update its own routing state consistently,
   and inform interested signaling applications at affected nodes.

   Route change management is complicated by the distributed nature of
   the problem.  Consider the re-routing event shown in Figure 6.  An
   external observer can tell that the main responsibility for
   controlling the updates will probably lie with nodes A and E;
   however, D1 is best placed to detect the event quickly at the GIMPS
   level, and B1 and C1 could also attempt to initiate the repair.

   On the assumption that NSLPs are soft-state based and operate end to
   end, and because GIMPS also periodically updates its picture of
   routing state, route changes will eventually be repaired
   automatically.  However, especially if NSLP refresh times are
   extended to reduce signaling load, the duration of inconsistent state
   may be very long indeed.  Therefore, GIMPS includes logic to deliver
   prompt notifications to NSLPs, to allow NSLPs to carry out local
   repair if possible.

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               x  +--+        +--+        +--+  x      Initial
              x  .|B1|_.......|C1|_.......|D1|   x     Configuration
             x  . +--+.      .+--+.      .+--+\.  x
            x  .       .    .      .    .       .  x
    >>xxxxxx  .         .  .        .  .         .  xxxxxx>>
         +-+ .           ..          ..           . +-+
    .....|A|/            ..          ..            .|E|_....
         +-+ .          .  .        .  .          . +-+
              .        .    .      .    .        .
               .      .      .    .      .      .
                . +--+        +--+        +--+ .
                  +--+        +--+        +--+

                  +--+        +--+        +--+         Configuration
                 .|B1|........|C1|........|D1|         after failure
                . +--+       .+--+        +--+         of D1-E link
               .      \.    .     \.    ./
              .         .  .        .  .
         +-+ .           ..          ..             +-+
    .....|A|.            ..          ..            .|E|_....
         +-+\.          .  .        .  .          . +-+
    >>xxxxxx  .        .    .      .    .        .  xxxxxx>>
            x  .      .      .    .      .      .  x
             x  . +--+        +--+        +--+ .  x
              x  .|B2|_.......|C2|_.......|D2|/  x
               x  +--+        +--+        +--+  x

               ........... = physical link topology

               >>xxxxxxx>> = flow direction

               _.......... = indicates outgoing link
                             for flow xxxxxx given
                             by local forwarding table

                      Figure 6: A Re-Routing Event

6.1.2  Route Change Detection

   There are two aspects to detecting a route change at a single node:

   o  Detecting that the downstream path has (or may have) changed.

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   o  Detecting that the upstream path has (or may have) changed (in
      which case the node may no longer be on the path at all).

   At a single node, these processes are largely independent, although
   clearly a change in downstream path at a node corresponds to a change
   in upstream path at the downstream peer.  Note that there are two
   possible aspects of route change:

   Interface: The interface through which a flow leaves or enters a node
      may change.

   Peer: The adjacent upstream peer or downstream peer may change.

   In general, a route change could include one or the other or both.
   (In theory it could include neither, although such changes are hard
   to detect and even harder to do anything useful about.)

   There are five mechanisms for a GIMPS node to detect that a route
   change has occurred, which are listed below.  They apply differently
   depending on whether the change is in the upstream or downstream
   path, and these differences are summarised in the following table.

   Local Trigger: In trigger mode, a node finds out that the next hop
      has changed.  This is the RSVP trigger mechanism where some form
      of notification mechanism from the routing table to the protocol
      handler is assumed.  Clearly this only works if the routing change
      is local, not if the routing change happens somewhere a few
      routing hops away (including the case that the change happens at a
      GIMPS-unaware node).

   Extended Trigger: An extended trigger, where the node checks a
      link-state routing table to discover that the path has changed.
      This makes certain assumptions on consistency of route computation
      (but you probably need to make those to avoid routing loops) and
      only works within a single area for OSPF and similar link-state
      protocols.  Where available, this offers the most accurate and
      expeditious indication of route changes, but requires more access
      to the routing internals than a typical OS may provide.

   GIMPS C-mode Monitoring: A node may find that C-mode packets are
      arriving (from upstream or downstream peer) with a different TTL
      or on a different interface.  This provides no direct information
      about the new flow path, but indicates that routing has changed
      and that rediscovery may be required.

   Data Plane Monitoring: The signaling application on a node may detect
      a change in behaviour of the flow, such as TTL change, arrival on
      a different interface, or loss of the flow altogether.  The

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      signaling application on the node is allowed to notify this
      information locally to GIMPS.

   GIMPS D-mode Probing: In probing mode, each GIMPS node periodically
      repeats the discovery (GIMPS-query/GIMPS-response) operation.  The
      querying node will discover the route change by a modification in
      the Node-Addressing information in the GIMPS-response.  This is
      similar to RSVP behavior, except that there is an extra degree of
      freedom since not every message needs to repeat the discovery,
      depending on the likely stability of routes.  All indications are
      that, leaving mobility aside, routes are stable for hours and
      days, so this may not be necessary on a 30-second interval,
      especially if the other techniques listed above are available.

   When these methods discover a route change in the upstream direction,
   this cannot be handled directly by GIMPS at the detecting node, since
   route discovery proceeds only in the downstream direction.
   Therefore, to exploit these mechanisms, it must be possible for GIMPS
   to send a notification message in the upstream direction to initiate
   this.  (This would be possible for example by setting an additional
   flag in the Common-Header of an upstream message.)

   | Method               | Downstream           | Upstream            |
   | Local Trigger        | Discovers new        | Not applicable      |
   |                      | downstream interface |                     |
   |                      | (and peer if local)  |                     |
   |                      |                      |                     |
   | Extended Trigger     | Discovers new        | May determine that  |
   |                      | downstream interface | route from upstream |
   |                      | and may determine    | peer will have      |
   |                      | new downstream peer  | changed             |
   |                      |                      |                     |
   | C-Mode Monitoring    | Provides hint that   | Provides hint that  |
   |                      | change has occurred  | change has occurred |
   |                      |                      |                     |
   | Data Plane           | Not applicable       | NSLP informs GIMPS  |
   | Monitoring           |                      | that a change may   |
   |                      |                      | have occurred       |
   |                      |                      |                     |
   | D-Mode Probing       | Discovers changed    | Discovers changed   |
   |                      | Node-Addressing in   | Node-Addressing in  |
   |                      | GIMPS-response       | GIMPS-query         |

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6.1.3  Local Repair

   Once a node has detected that a change may have occurred, there are
   three possible cases:

   1.  Only an upstream change is indicated.  There is nothing that can
       be done locally; GIMPS must propagate a notification to its
       upstream peer.

   2.  A downstream change has been detected and an upstream change
       cannot be ruled out.  Although some local repair may be
       appropriate, it is difficult to decide what, since the path
       change may actually have taken place upstream of the detecting
       node (so that this node is no longer on the path at all).

   3.  A downstream change has been detected, but there is no upstream
       change.  In this case, the detecting node is the true crossover
       router, i.e.  the point in the network where old and new paths
       diverge.  It is the correct node to initiate the local repair

   In case (3), i.e.  at the upstream crossover node, the local repair
   process is initiated by the GIMPS level as follows:

   o  GIMPS marks its downstream routing state information for this flow
      as 'invalid', unless the route change was actually detected by
      D-mode probing (in which case the new state has already been

   o  GIMPS notifies the local NSLP that local repair is necessary.

   It is assumed that the second step will typically trigger the NSLP to
   generate a downstream message, and the attempt to send it will
   stimulate a GIMPS-query/response.  This signaling application message
   will propagate downstream, also discovering the new route, until it
   rejoins the old path; the node where this happens may also have to
   carry out local repair actions.

   A problem is that there is usually no robust technique to distinguish
   case (2) from case (3), because of the relative weakness of the
   techniques in determining that upstream change has not occurred.
   (They can be effective in determining that a change has occurred;
   however, even where they can tell that the route from the upstream
   peer has not changed, they cannot rule out a change beyond that
   peer.) There is therefore a danger that multiple nodes within the
   network would attempt to carry out local repair in parallel.

   One possible technique to address this problem is that a GIMPS node

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   that detects case (3) locally, rather than initiating local repair
   immediately, still sends a route change notification upstream, just
   in case (2) actually applies.  If the upstream peer locally detects
   no downstream route change, it can signal this to the downstream node
   (e.g.  by setting another flag in the Common-Header of a GIMPS
   message).  This acts to damp the possibility of a 'local repair
   storm', at the cost of an additional peer-peer round trip time.

6.1.4  Local Signaling Application State Removal

   After a route change, a signaling application may wish to remove
   state at another node which is no longer on the path.  However, since
   it is no longer on the path, in principle GIMPS can no longer send
   messages to it.  (In general, provided this state is soft, it will
   time out anyway; however, the timeouts involved may have been set to
   be very long to reduce signaling load.) The requirement to remove
   state in a specific peer node is identified in [23].

   This requirement can be met provided that GIMPS is able to 'remember'
   the old path to the signaling application peer for the period while
   the NSLP wishes to be able to use it.  Since NSLP peers are a single
   GIMPS hop apart, the necessary information is just the old entry in
   the node's routing state table for that flow.  Rather than requiring
   the GIMPS level to maintain multiple generations of this information,
   it can just be provided to the signaling application in the same node
   (in an opaque form), which can store it if necessary and provide it
   back to the GIMPS layer in case it needs to be used.  This
   information is denoted as 'SII-Handle' in the abstract API of
   Appendix D; however, the details are an implementation issue which do
   not affect the rest of the protocol.

6.1.5  Operation with Heterogeneous NSLPs

   A potential problem with route change detection is that the detecting
   GIMPS node may not implement all the signaling applications that need
   to be informed.  Therefore, it would need to be able to send a
   notification back along the unchanged path to trigger the nearest
   signaling application aware node to take action.  If multiple
   signaling applications are in use, it would be hard to define when to
   stop propagating this notification.  However, given the rules on
   message interception and routing state maintenance in Section 4.3,
   Section 4.4 and Section 9.4, this situation cannot arise: all NSLP
   peers are exactly one GIMPS hop apart.

   The converse problem is that the ability of GIMPS to detect route
   changes by purely local monitoring of forwarding tables is more
   limited.  (This is probably an appropriate limitation of GIMPS
   functionality.  If we need a protocol for distributing notifications

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   about local changes in forwarding table state, a flow signaling
   protocol is probably not the right starting point.)

6.2  Policy-Based Forwarding and Flow Wildcarding

   Signaling messages almost by definition need to contain address and
   port information to identify the flow they are signaling for.  We can
   divide this information into two categories:

   Message-Routing-Information: This is the information needed to
      determine how a message is routed within the network.  It may
      include a number of flow N-tuple parameters, and is carried as an
      object in each GIMPS message (see Section 5.1).

   Additional Packet Classification Information: This is any further
      higher layer information needed to select a subset of packets for
      special treatment by the signaling application.  The need for this
      is highly signaling application specific, and so this information
      is invisible to GIMPS (if indeed it exists); it will be carried
      only in the corresponding NSLP.

   The correct pinning of signaling messages to the data path depends on
   how well the downstream messages in datagram mode can be made to be
   routed correctly.  Two strategies are used:

      The messages themselves match the flow in destination address and
      possibly other fields (see Section 5.3 and Section 9.3 for further
      discussion).  In many cases, this will cause the messages to be
      routed correctly even by GIMPS-unaware nodes.

      A GIMPS-aware node carrying out policy based forwarding on higher
      layer identifiers (in particular, the protocol and port numbers
      for IPv4) should take into account the entire
      Message-Routing-Information object in selecting the outgoing
      interface rather than relying on the IP layer.

   The current Message-Routing-Information format allows a limited
   degree of 'wildcarding', for example by applying a prefix length to
   the source or destination address, or by leaving certain fields
   unspecified.  A GIMPS-aware node must verify that all flows matching
   the Message-Routing-Information would be routed identically in the
   downstream direction, or else reject the message with an error.

6.3  NAT Traversal

   As already noted, GIMPS messages must carry packet addressing and
   higher layer information as payload data in order to define the flow
   signalled for.  (This applies to all GIMPS messages, regardless of

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   how they are encapsulated or which direction they are travelling in.)
   At an addressing boundary the data flow packets will have their
   headers translated; if the signaling payloads are not likewise
   translated, the signaling messages will refer to incorrect (and
   probably meaningless) flows after passing through the boundary.  In
   addition, some GIMPS messages (those used in the discovery process)
   carry addressing information about the GIMPS nodes themselves, and
   this must also be processed appropriately when traversing a NAT.

   The simplest solution to this problem is to require that a NAT is
   GIMPS-aware, and to allow it to modify datagram mode messages based
   on the contents of the Message-Routing-Information payload.  (This is
   making the implicit assumption that NATs only rewrite the header
   fields included in this payload, and not higher layer identifiers.)
   Provided this is done consistently with the data flow header
   translation, signaling messages will be valid each side of the
   boundary, without requiring the NAT to be signaling application
   aware.  An outline of the set of operations necessary on a downstream
   datagram mode message is as follows:

   1.  Verify that bindings for the data flow are actually in place.

   2.  Create bindings for subsequent C-mode signaling (based on the
       information in the Node-Addressing field).

   3.  Create a new Message-Routing-Information payload with fields
       modified according to the data flow bindings.

   4.  Create a new Node-Addressing payload with fields to force
       upstream D-mode messages through the NAT, and to allow C-mode
       exchanges using the C-mode signaling bindings.

   5.  Add a new NAT-Traversal payload, listing the objects which have
       been modified and including the unmodified

   6.  Forward the message with these new payloads.

   The original Message-Routing-Information payload is retained in the
   message, but encapsulated in the new TLV type.  Further information
   can be added corresponding to the Node-Addressing payload, either the
   original payload itself or, in the case of a GIMPS node that wished
   to do topology hiding, opaque tokens (or it could be omitted
   altogether).  In the case of a sequence of NATs, this part of the
   NAT-Traversal object would become a list.  Note that a consequence of
   this approach is that the routing state tables at the actual
   signaling application peers (either side of the NAT) are no longer
   directly compatible.  In particular, the values of

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   Message-Routing-Information are different, which is why the
   unmodified MRI is propagated in the NAT-Traversal payload to allow
   subsequent C-mode messages to be interpreted correctly..

   The case of traversing a GIMPS unaware NAT is for further study.
   There is a dual problem of whether the GIMPS peers either side of the
   boundary can work out how to address each other, and whether they can
   work out what translation to apply to the Message-Routing-Information
   from what is done to the signaling packet headers.  The fundamental
   problem is that GIMPS messages contain 3 or 4 interdependent
   addresses which all have to be consistently translated, and existing
   generic NAT traversal techniques such as STUN [19] can process only

6.4  Interaction with IP Tunnelling

   The interaction between GIMPS and IP tunnelling is very simple.  An
   IP packet carrying a GIMPS message is treated exactly the same as any
   other packet with the same source and destination addresses: in other
   words, it is given the tunnel encapsulation and forwarded with the
   other data packets.

   Tunnelled packets will not be identifiable as GIMPS messages until
   they leave the tunnel, since any router alert option and the standard
   GIMPS protocol encapsulation (e.g.  port numbers) will be hidden
   behind the standard tunnel header.  If signaling is needed for the
   tunnel itself, this has to be initiated as a separate signaling
   session by one of the tunnel endpoints - that is, the tunnel counts
   as a new flow.  Because the relationship between signaling for the
   'microflow' and signaling for the tunnel as a whole will depend on
   the signaling application in question, we are assuming that it is a
   signaling application responsibility to be aware of the fact that
   tunnelling is taking place and to carry out additional signaling if
   necessary; in other words, one tunnel endpoint must be signaling
   application aware.

   In some cases, it is the tunnel exit point (i.e.  the node where
   tunnelled data and downstream signaling packets leave the tunnel)
   that will wish to carry out the tunnel signaling, but this node will
   not have knowledge or control of how the tunnel entry point is
   carrying out the data flow encapsulation.  This information could be
   carried as additional data (an additional GIMPS payload) in the
   tunnelled signaling packets if the tunnel entry point was at least
   GIMPS aware.  This payload would be the GIMPS equivalent of the RSVP
   SESSION_ASSOC object of [11].  Whether this functionality should
   really be part of GIMPS and if so how the payload should be handled
   will be considered in a later version.

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6.5  IPv4-IPv6 Transition and Interworking

   GIMPS itself is essentially IP version neutral (version dependencies
   are isolated in the formats of the Message-Routing-Information and
   Node-Addressing TLVs, and GIMPS also depends on the version
   independence of the protocols that support messaging associations).
   In mixed environments, GIMPS operation will be influenced by the IP
   transition mechanisms in use.  This section provides a high level
   overview of how GIMPS is affected, considering only the currently
   predominant mechanisms.

   Dual Stack: (This applies both to the basic approach described in
      [24] as well as the dual-stack aspects of more complete
      architectures such as [28].) In mixed environments, GIMPS should
      use the same IP version as the flow it is signaling for; hosts
      which are dual stack for applications and routers which are dual
      stack for forwarding should have GIMPS implementations which can
      support both IP versions.

      In theory, for some connection mode encapsulation options, a
      single messaging association could carry signaling messages for
      flows of both IP versions, but the saving seems of limited value.
      The IP version used in datagram mode is closely tied to the IP
      version used by the data flow, so it is intrinsically impossible
      for a IPv4-only or IPv6-only GIMPS node to support signaling for
      flows using the other IP version.

      Applications with a choice of IP versions might select a version
      for which GIMPS support was available in the network, which could
      be established by running parallel discovery procedures.  In
      theory, a GIMPS message related to a flow of one IP version could
      flag support for the other; however, given that IPv4 and IPv6
      could easily be separately routed, the correct GIMPS peer for a
      given flow might well depend on IP version anyway, making this
      flagged information irrelevant.

   Packet Translation: (Applicable to SIIT [5] and NAT-PT [12].) Some
      transition mechanisms allow IPv4 and IPv6 nodes to communicate by
      placing packet translators between them.  From the GIMPS
      perspective, this should be treated essentially the same way as
      any other NAT operation (e.g.  between 'public' and 'private'
      addresses) as described in Section 6.3.  In other words, the
      translating node needs to be GIMPS aware; it will run GIMPS with
      IPv4 on some interfaces and with IPv6 on others, and will have to
      translate the Message-Routing-Information payload between IPv4 and
      IPv6 formats for flows which cross between the two.  The
      translation rules for the fields in the payload (including e.g.
      traffic class and flow label) are as defined in [5].

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   Tunnelling: (Applicable to 6to4 [13] and a whole host of other
      tunnelling schemes.) Many transition mechanisms handle the problem
      of how an end to end IPv6 (or IPv4) flow can be carried over
      intermediate IPv4 (or IPv6) regions by tunnelling; the methods
      tend to focus on minimising the tunnel administration overhead.

      From the GIMPS perspective, the treatment should be as similar as
      possible to any other IP tunnelling mechanism, as described in
      Section 6.4.  In particular, the end to end flow signaling will
      pass transparently through the tunnel, and signaling for the
      tunnel itself will have to be managed by the tunnel endpoints.
      However, additional considerations may arise because of special
      features of the tunnel management procedures.  For example, [14]
      is based on using an anycast address as the destination tunnel
      endpoint.  It might be unwise to carry out signaling for the
      tunnel to such an address, and the GIMPS implementation there
      would not be able to use it as a source address for its own
      signaling messages (e.g.  GIMPS-responses).  Further analysis will
      be contained in a future version of this specification.

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7.  Security Considerations

   The security requirement for the GIMPS layer is to protect the
   signaling plane against identified security threats.  For the
   signaling problem as a whole, these threats have been outlined in
   [21]; the NSIS framework [20] assigns a subset of the responsibility
   to the NTLP.  The main issues to be handled can be summarised as:

   Message Protection: Signaling message content should be protected
      against eavesdropping, modification, injection and replay while in
      transit.  This applies both to GIMPS payloads, and GIMPS should
      also provide such protection as a service to signaling
      applications between adjacent peers.

   State Integrity Protection: It is important that signaling messages
      are delivered to the correct nodes, and nowhere else.  Here,
      'correct' is defined as 'the appropriate nodes for the signaling
      given the Message-Routing-Information'.  In the case where the MRI
      is the Flow Identification for path-coupled signaling,
      'appropriate' means 'the same nodes that the infrastructure will
      route data flow packets through'.  (GIMPS has no role in deciding
      whether the data flow itself is being routed correctly; all it can
      do is ensure the signaling is routed consistently with it.) GIMPS
      uses internal state to decide how to route signaling messages, and
      this state needs to be protected against corruption.

   Prevention of Denial of Service Attacks: GIMPS nodes and the network
      have finite resources (state storage, processing power,
      bandwidth).  The protocol should try to minimise exhaustion
      attacks against these resources and not allow GIMPS nodes to be
      used to launch attacks on other network elements.

   The main missing issue is handling authorisation for executing
   signaling operations (e.g.  allocating resources).  This is assumed
   to be done in each signaling application.

   In many cases, GIMPS relies on the security mechanisms available in
   messaging associations to handle these issues, rather than
   introducing new security measures.  Obviously, this requires the
   interaction of these mechanisms with the rest of the GIMPS protocol
   to be understood and verified, and some aspects of this are discussed
   in Section 5.5.

7.1  Message Confidentiality and Integrity

   GIMPS can use messaging association functionality, such as TLS or
   IPsec, to ensure message confidentiality and integrity.  In many
   cases, confidentiality of GIMPS information itself is not likely to

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   be a prime concern, in particular since messages are often sent to
   parties which are unknown ahead of time, although the content visible
   even at the GIMPS level gives significant opportunities for traffic
   analysis.  Signaling applications may have their own mechanism for
   securing content as necessary; however, they may find it convenient
   to rely on protection provided by messaging associations,
   particularly if this is provided efficiently and if it runs unbroken
   between signaling application peers.

7.2  Peer Node Authentication

   Cryptographic protection (of confidentiality or integrity) requires a
   security association with session keys, which can be established
   during an authentication and key exchange protocol run based on
   shared secrets, public key techniques or a combination of both.
   Authentication and key agreement is possible using the protocols
   associated with the messaging association being secured (TLS
   incorporates this functionality directly; IKE, IKEv2 or KINK can
   provide it for IPsec).  GIMPS nodes rely on these protocols to
   authenticate the identity of the next hop, and GIMPS has no
   authentication capability of its own.

   However, with discovery, there are few effective ways to know what is
   the legitimate next or previous hop as opposed to an impostor.  In
   other words, cryptographic authentication here only provides
   assurance that a node is 'who' it is (i.e.  the legitimate owner of
   identity in some namespace), not 'what' it is (i.e.  a node which is
   genuinely on the flow path and therefore can carry out signaling for
   a particular flow).  Authentication provides only limited protection,
   in that a known peer is unlikely to lie about its role.  Additional
   methods of protection against this type of attack are considered in
   Section 7.3 below.

   It is open whether peer node authentication should be made signaling
   application dependent; for example, whether successful authentication
   could be made dependent on presenting authorisation to act in a
   particular signaling role (e.g.  signaling for QoS).  The abstract
   API of Appendix D allows GIMPS to forward such policy and
   authentication decisions to the NSLP it is serving.

7.3  Routing State Integrity

   The internal state in a node (see Section 4.2), specifically the
   upstream and downstream peer identification, is used to route
   messages.  If this state is corrupted, signaling messages may be

   In the case where the message routing method is path-coupled

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   signaling, the messages need to be routed identically to the data
   flow described by the Flow Identifier, and the routing state table is
   the GIMPS view of how these flows are being routed through the
   network in the immediate neighbourhood of the node.  Routes are only
   weakly secured (e.g.  there is usually no cryptographic binding of a
   flow to a route), and there is no other authoritative information
   about flow routes than the current state of the network itself.
   Therefore, consistency between GIMPS and network routing state has to
   be ensured by directly interacting with the routing mechanisms to
   ensure that the upstream and downstream signaling peers are the
   appropriate ones for any given flow.  A good overview of security
   issues and techniques in this sort of context is provided in [27].

   Downstream peer identification is installed and refreshed only on
   receiving a GIMPS-reponse message (compare Figure 4).  This must echo
   the cookie from a previous GIMPS-query message, which will have been
   sent downstream along the flow path (in datagram mode, i.e.
   end-to-end addressed).  Hence, only the true next peer or an on-path
   attacker will be able to generate such a message, provided freshness
   of the cookie can be checked at the querying node.

   Upstream peer identification can be installed directly on receiving a
   GIMPS-query message containing addressing information for the
   upstream peer.  However, any node in the network could generate such
   a message (indeed, almost any node in the network could be the
   genuine upstream peer for a given flow).  To protect against this,
   two strategies are possible:

   Filtering: the receiving node may be able to reject signaling
      messages which claim to be for flows with flow source addresses
      which would be ruled out by ingress filtering.  An extension of
      this technique would be for the receiving node to monitor the data
      plane and to check explicitly that the flow packets are arriving
      over the same interface and if possible from the same link layer
      neighbour as the datagram mode signaling packets.  (If they are
      not, it is likely that at least one of the signaling or flow
      packets is being spoofed.) Signaling applications should only
      install state on the route taken by the signaling itself.

   Authentication (weak or strong): the receiving node may refuse to
      install upstream state until it has handshaked by some means with
      the upstream peer.  This handshaking could be as simple as
      requesting the upstream peer to echo the response cookie in the
      discover-response payload of a GIMPS-response message (to
      discourage nodes impersonating upstream peers from using forged
      source addresses); or, it could be full peer authentication within
      the messaging association, the reasoning being that an
      authenticated peer can be trusted not to pretend that it is on

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      path when it is not.

   The second technique also plays a role in denial of service
   prevention, see below.  In practice, a combination of both techniques
   may be appropriate.

7.4  Denial of Service Prevention

   GIMPS is designed so that each connectionless discovery message only
   generates at most one response, so that a GIMPS node cannot become
   the source of a denial of service amplification attack.

   However, GIMPS can still be subjected to denial-of-service attacks
   where an attacker using forged source addresses forces a node to
   establish state without return routability, causing a problem similar
   to TCP SYN flood attacks.  In addition to vulnerabilities of a next
   peer discovery an unprotected path discovery procedure might
   introduce more denial of service attacks since a number of nodes
   could possibly be forced to allocate state.  Furthermore, an
   adversary might modify or replay unprotected signaling messages.
   There are two types of state attacks and one computational resource
   attack.  In the first state attack, an attacker floods a node with
   messages that the node has to store until it can determine the next
   hop.  If the destination address is chosen so that there is no
   GIMPS-capable next hop, the node would accumulate messages for
   several seconds until the discovery retransmission attempt times out.
   The second type of state-based attack causes GIMPS state to be
   established by bogus messages.  A related
   computational/network-resource attack uses unverified messages to
   cause a node to make AAA queries or attempt to cryptographically
   verify a digital signature.  (RSVP is vulnerable to this type of
   attack.) Relying only on upper layer security, for example based on
   CMS, might open a larger door for denial of service attacks since the
   messages are often only one-shot-messages without utilizing multiple
   roundtrips and DoS protection mechanisms.

   There are at least three defenses against these attacks:

   1.  The responding node does not establish a session or discover its
       next hop on receiving the GIMPS-query message, but can wait for a
       setup message on a reliable channel.  If the reliable channel
       exists, the additional delay is a one one-way delay and the total
       is no more than the minimal theoretically possible delay of a
       three-way handshake, i.e., 1.5 node-to-node round-trip times.
       The delay gets significantly larger if a new connection needs to
       be established first.

   2.  The response to the initial discovery message contains a cookie.

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       The previous hop repeats the discovery with the cookie included.
       State is only established for messages that contain a valid
       cookie.  The setup delay is also 1.5 round-trip times.  (This
       mechanism is similar to that in SCTP [6] and other modern

   3.  If there is a chance that the next-hop node shares a secret with
       the previous hop, the sender could include a hash of the session
       ID and the sender's secret.  The receiver can then verify that
       the message was likely sent by the purported source.  This does
       not scale well, but may work if most nodes tend to communicate
       with a small peer clique of nodes.  (In that case, however, they
       might as well establish more-or-less permanent transport sessions
       with each other.)

   These techniques are complementary; we chose a combination of the
   first and second method.

   Once a node has decided to establish routing state, there may still
   be transport and security state to be established between peers.
   This state setup is also vulnerable to additional denial of service
   attacks.  GIMPS relies on the lower layer protocols that make up
   messaging associations to mitigate such attacks.  The current
   description assumes that the upstream node is always the one wishing
   to establish a messaging association, so it is typically the
   downstream node that needs to be protected.

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8.  IANA Considerations

   This section outlines the content of a future IANA considerations

   The GIMPS specification requires the creation of TBD registries, as

   NSLP Identifiers: Each signaling application requires one of more
      NSLPIDs (different NSLPIDs may be used to distinguish different
      classes of signaling node, for example to handle different
      aggregation levels or different processing subsets).  An NSLPID
      must be associated with a unique RAO value; further considerations
      are discussed in Section 9.4.

   Object Types: There is an TBD-bit field in the generic object header
      (Appendix C.3.1).  Distinguish different ranges for different
      allocation styles (standards action, expert review etc.) and
      different applicability scopes (experimental/private,
      NSLP-specific); by default, object types are public and shared
      between all NSLPs.  When a new object type is defined, the
      extensibility bits (A/B, see Appendix C.3.2) must also be defined.

   Extensibility Flags: There are TBD reserved flag bits in the generic
      object header (Appendix C.3.1).  These are reserved for the
      definition of more complex extensibility encoding schemes.

   Message Routing Methods: GIMPS allows the idea of multiple message
      routing methods (see Section 9.8).  The message routing method is
      indicated in the leading 2 bytes of the MRI object (Appendix

   Protocol Indicators: The GIMPS design allows the set of possible
      protocols to be used in a messaging association to be extended, as
      discussed in Section 5.5.  Every new mode of using a protocol is
      given a single byte Protocol Indicator, which is used as a tag in
      the Node Addressing and Stack Proposal objects (Appendix C.4.3 and
      Appendix C.4.4).  Allocating a new protocol indicator requires
      defining the higher layer addressing information (if any) in the
      Node Addressing Object that is needed to define its configuration.

   Error Classes: There is a 1 byte field at the start of the Value
      field of the generic Error object (Appendix C.5.1).  Five values
      for this field have already been defined.  Further general classes
      of error could be defined.  Note that the value here is primarily
      to aid human or management interpretation of otherwise unknown
      error codes.

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   Error Codes: There is a 3 byte error code in the Value field of the
      generic Error object (Appendix C.5.1).  Error codes are shared
      across all NSLPs.  When a new error code is allocated, the Error
      Class and the format of any associated error-specific information
      must also be defined.

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9.  Open Issues

9.1  Protocol Naming

   Alternate names:
   GIST: General Internet Signaling Transport
   GIMPS: General Internet Messaging Protocol for Signaling
   LUMPS: Lightweight Universal Messaging for Path associated Signaling

   There is a danger of some ambiguity as to whether the protocol name
   refers to the complete transport stack below the signaling
   applications, or only to the additional protocol functionality above
   the standard transport protocols (UDP, TCP etc.) The NSIS framework
   uses the term NTLP for the first, but this specification uses the
   GIST/variants names for the second (see Figure 2 in Section 3.1).  In
   other words, this specification proposes to meet the requirements for
   NTLP functionality by layering GIMPS/...  over existing standard
   transport protocols.  It isn't clear if additional terminological
   surgery is needed to make this clearer.

9.2  General IP Layer Issues

   Some NSIS messages have to be addressed end-to-end but intercepted at
   intermediate routers, and this imposes some special constraints on
   how they can be encapsulated.  RSVPv1 [9] primarily uses raw IP with
   a specific protocol number (46); a UDP encapsulation is also possible
   for hosts unable to perform raw network i/o.  RSVP aggregation [15]
   uses an additional protocol number (134) to bypass certain interior

   The critical requirements for the encapsulation at this level are
   that routers should be able to identify signaling packets for
   processing, and that they should not mis-identify packets for
   'normal' end-to-end user data flows as signaling packets.  The
   current assumption is that UDP encapsulation can be used for such
   messages, by allocating appropriate (new) value codes for the router
   alert option (RAO) [1][4] to identify NSIS messages.  Specific open
   issues about how to allocate such values are discussed in Section

   An alternative approach would be to use raw IP with the RSVP protocol
   numbers and a new RSVP version number.  Although this would provide
   some more commonality with existing RSVP implementations, the NAT
   traversal problems for such an encapsulation seem much harder to
   solve.  Specifically, any unmodified NAT (which performed address
   sharing) would be unable to process any such traffic since they need
   to understand a higher-layer field (such as TCP or UDP port) to use
   as a demultiplexer.

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9.3  Encapsulation and Addressing for Datagram Mode

   The discussion in Section 4 essentially assumes that datagram mode
   messages are UDP encapsulated.  This leaves open the question of
   whether other encapsulations are possible, and exactly how these
   messages should be addressed.

   As well as UDP/IP (and raw IP as discussed and temporarily ruled out
   in Section 9.2), DCCP/IP and UDP/IPsec could also be considered as
   'datagram' encapsulations.  However, they still require explicit
   addressing between GIMPS peer nodes and some per-peer state to be set
   up and maintained.  Therefore, it seems more appropriate to consider
   these encapsulation options as possible messaging association types,
   for use where there is a need for congestion control or security
   protection but without reliability.  This would leave UDP/IP as the
   single encapsulation allowed for all datagram mode messages.

   Addressing for upstream datagram mode messages is simple: the IP
   source address is the signaling source address, and the IP
   destination address is the signaling destination address (compare
   Figure 1).  For downstream datagram mode messages, the IP destination
   address will be the flow destination address, but the IP source
   address could be either of the flow source address or signaling
   source address.  Some of the relative merits of these options are as

   o  Using the flow source address makes it more likely that the
      message will be correctly routed through any intermediate
      NSIS-unaware region which is doing load sharing or policy routing
      on the {source, destination} address pair.  If the signaling
      source address is used, the message will be intercepted at some
      node closer to the flow destination, but it may not be the same as
      the next node for the data flow packets.

   o  Conversely, using the signaling source address means that ICMP
      error messages (specifically, unreachable port or address) will be
      correctly delivered to the message originator, rather than being
      sent back to the flow source.  Without seeing these messages, it
      is very difficult for the querying node to recognise that it is
      the last NSIS node on the path.  In addition, using the signaling
      source address may make it possible to exchange messages through
      GIMPS unaware NATs (although it isn't clear how useful the
      resulting messages will be, see Section 6.3).

   It is not clear which of these situations it is more important to
   handle correctly and hence which source addressing option to use.
   (RSVP uses the flow source address, although this is primarily for
   multicast routing reasons.) A conservative approach would be to allow

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   both, possibly even in parallel (although this might open up the
   protocol to amplification attacks).

9.4  Intermediate Node Bypass and Router Alert Values

   We assume that the primary mechanism for intercepting messages is the
   use of the RAO.  The RAO contains a 16 bit value field, within which
   35 values have currently been assigned by IANA.  It is open how to
   assign values for use by GIMPS messages to optimise protocol
   processing, i.e.  to minimise the amount of slow-path processing that
   nodes have to carry out for messages they are not actually interested
   in the content of.

   There are two basic reasons why a GIMPS node might wish to ignore a

   o  because it is for a signaling application that the node does not

   o  because even though the signaling application is present on the
      node, the interface on which the message arrives is only
      processing signaling messages at the aggregate level and not for
      individual flows (compare [15]).

   Conversely, note that a node might wish to process a number of
   different signaling applications, either because it was genuinely
   multifunctional or because it processed several versions of the same
   application.  (Note from Appendix C.1 that different versions are
   distinguished by different NSLP identifiers.)

   Some or all of this information could be encoded in the RAO value
   field, which would then allow messages to be filtered on the fast
   path.  There is a tradeoff between two approaches here, whose
   evaluation depends on whether the processing node is specialised or
   general purpose:

   Fine-Grained: The signaling application (including specific version)
      and aggregation level are directly identified in the RAO value.  A
      specialised node which handles only a single NSLP can efficiently
      ignore all other messages; a general purpose node may have to
      match the RAO value in a message against a long list of possible

   Coarse-Grained: IANA allocates RAO values for 'popular' applications
      or groups of applications (such as 'All QoS Signaling
      Applications').  This speeds up the processing in a general
      purpose node, but a specialised node may have to carry out further
      processing on the GIMPS common header to identify the precise

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      messages it needs to consider.

   These considerations imply that the RAO value should not be tied
   directly to the NSLP id, but should be selected for the application
   on broader considerations of likely deployment scenarios.  Note that
   the exact NSLP is given in the GIMPS common header, and some
   implementations may still be able to process it on the fast path.
   The semantics of the node dropping out of the signaling path are the
   same however the filtering is done.

   There is a special consideration in the case of the aggregation
   level.  In this case, whether a message should be processed depends
   on the network region it is in (specifically, the link it is on).
   There are then two basic possibilities:

   1.  All routers have essentially the same algorithm for which
       messages they process, i.e.  all messages at aggregation level 0.
       However, messages have their aggregation level incremented on
       entry to an aggregation region and decremented on exit.

   2.  Router interfaces are configured to process messages only above a
       certain aggregation level and ignore all others.  The aggregation
       level of a message is never changed; signaling messages for end
       to end flows have level 0, but signaling messages for aggregates
       are generated with a higher level.

   The first technique requires aggregating/deaggregating routers to be
   configured with which of their interfaces lie at which aggregation
   level, and also requires consistent message rewriting at these
   boundaries.  The second technique eliminates the rewriting, but
   requires interior routers to be configured also.  It is not clear
   what the right trade-off between these options is.

9.5  IP TTL Management

   The GIMPS API contains a primitive to allow GIMPS to report what is
   equivalent to the number of IP hops between the receiving node and
   the GIMPS peer that sent a signaling message (see Appendix D.2).
   This could be required to emulate RSVP-like functionality in support
   of IntServ where the existence of non-IntServ capable hops needs to
   be discovered.  However, the GIMPS protocol itself does not currently
   contain functionality to support this aspect of the API.

   The protocol functionality required for this is logically quite
   simple: a sending node inserts the IP TTL used in the GIMPS message,
   and the reciever compares this with the IP TTL in the received
   signaling message.  A value > 1 indicates a non-GIMPS node between.
   However, there are some subtleties to make it possible to report this

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   consistently to signaling applications:

   o  The basic approach only provides a meaningful answer for
      downstream query messages.  For upstream messages, because of
      asymmetric routing, it would be necessary for the sending node to
      insert the 'non-GIMPS-capable hop count' value it has learned
      directly in the message, which would be used directly at the
      receiver without comparing with the received TTL at the IP layer.

   o  It is not usually possible to extract IP layer TTL information for
      data arriving over transport protocols such as TCP, and strictly
      it is not meaningful to do so.  Therefore, rather than reporting a
      fresh value for every message, the incapable hop count would have
      to be calculated by GIMPS on query/response exchanges and then
      stored in the routing state table so it can be reported to
      signaling applications for each message regardless of which mode
      was actually used for that message.

   It needs to be evaluated whether this degree of protocol and
   implementation complexity is justified by the value of the
   information obtained.

9.6  GIMPS Support for Message Scoping

   Many signaling applications are interested in sending messages over a
   specific region of the network.  Message scoping of this nature seems
   to be hard to achieve in a topologically robust way, because such
   region boundaries are not well defined in the network layer.

   It may be that the GIMPS layer can assist such scoping, by detecting
   and counting different types of nodes in the signaling plane.  The
   simplest solution would be to count GIMPS nodes supporting the
   relevant signaling application - this is already effectively done by
   the GIMPS hop count.  A more sophisticated approach would be to track
   the crossing of aggregation region boundaries, as introduced in
   Section 9.4.  Whether this is plausible depends on the willingness of
   operators to configure such boundary information in their routers.

9.7  Additional Discovery Mechanisms

   The routing state maintenance procedures described in Section 4.4 are
   strongly focussed on the problem of discovering, implicitly or
   explicitly, the neighbouring peers on the flow path - which is the
   necessary functionality for path-coupled signaling.

   As well as the GIMPS-query/response discovery mechanism, other
   techniques may sometimes also be possible.  For example, in many
   environments, a host has a single access router, i.e.  the downstream

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   peer (for outgoing flows) and the upstream peer (for incoming ones)
   are known a priori.  More generally, a link state routing protocol
   database can be analysed to determine downstream peers in more
   complex topologies, and maybe upstream ones if strict ingress
   filtering is in effect.  More radically, much of the GIMPS protocol
   is unchanged if we consider off-path signaling nodes, although there
   are significant differences in some of the security analysis (Section
   7.3).  However, none of these possibilities are considered further in
   this specification.

9.8  Alternative Message Routing Requirements

   The initial assumption of GIMPS is that signaling messages are to be
   routed identically to data flow messages.  For this case of
   path-coupled signaling, the MRI and upstream/downstream flag (in the
   Common-Header) define the flow and the relationship of the signaling
   to it sufficiently for GIMPS to route its messages correctly.
   However, some additional modes of routing signaling messages have
   been identified:

   Predictive Routing: Here, the intent is to send signaling along a
      path that the data flow may or will follow in the future.
      Possible cases are pre-installation of state on the backup path
      that would be used in the event of a link failure; and predictive
      installation of state on the path that will be used after a mobile
      node handover.  It is currently unclear whether these cases can be
      met using the existing GIMPS routing capabilities (and if they
      cannot, whether they are in the initial scope of the work).

   NAT Address Reservations: This applies to the case where a node
      behind a NAT wishes to use NSIS signaling to reserve an address
      from which it can be reached by a sender on the other side.  This
      requires a message to be sent outbound from what will be the flow
      receiver although no reverse routing state exists.  One possible
      solution (assumed in [22]) is to construct a message with the
      Flow-Routing-Information matching the possible senders and send it
      as though it was downstream signaling.  It is not clear whether
      signaling for the 'wrong direction' in this way will always be
      treated consistently by GIMPS, especially if routing policies and
      encapsulations for inbound and outbound traffic are treated very
      differently within the rest of the network.

   In the current structure of the protocol definition, the way to
   handle these requirements (if they are needed) is to define a new
   message routing method which replaces the basic path-coupled version.
   The requirements for defining a new routing method include the

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   o  Defining the format of the MRI for the new message routing method

   o  Defining how D-mode messages should be encapsulated and routed
      corresponding to this MRI.

   o  Defining any filtering or other security mechanisms that should be
      used to validate the MRI in a D-mode message.

   o  Defining how the MRI format is processed on passing through a NAT.

9.9  Message Format Issues

   NSIS message formats are defined as a set of objects (see Appendix
   C.1).  Some aspects are left open:

   Ordering: Traditionally, Internet protocols require a node to be able
      to process a message with objects in any order.  However, this has
      some costs in parser complexity, testing interoperability, ease of
      compression; there is a special issue with GIMPS that for
      efficiency, the NSLP-Data object (which may be large) should come
      last.  Should object order be fixed or unspecified?

   NSLP Versioning: The current working assumption is that if an NSLP
      for a particular signaling application is changed so radically
      that it is no longer backwards compatible, an entirely new NSLPID
      will be allocated.  However, this leads to a problem when a node
      supporting both variants needs to discover its downstream peer.
      If it probes for the 'early' NSLPID it will not detect the case
      where the downstream peer supports the later one; if it probes for
      the 'later' NSLPID, a downstream peer supporting only the early
      variant will bypass the message altogether.  The implication is
      that a single NSLPID should be used even in this case, with
      demultiplexing based on a separate version number (which could be
      carried in the common header, or within the NSLP payload).

9.10  Inter-Layer Security Coordination

   GIMPS is able to provide channel security protection between adjacent
   signaling application peers, and it is efficient if signaling
   applications themselves can rely on this protection for their
   messages.  Ideally, to enable a consistent security analysis of the
   signaling application, the properties and mode of use of the
   underlying security protocol would be analysed jointly with signaling
   application itself; however, for layering reasons, the operation of
   the security protocol itself must be largely hidden below the GIMPS

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   This presents a challenge, mainly for the GIMPS service interface
   specification (Section 4.1), which ideally would be able to expose
   the relevant properties of the security protocol in use to the
   signaling application depending on it, including allowing the
   application to take part in the protocol operation (e.g.  selecting
   which identity to use and verifying the identity of the peer).
   Currently, the description is limited to the identification of a
   transfer attribute called 'Security' in Section 4.1.2; more detailed
   design may require this attribute to be an object with non-trivial
   processing capabilities, rather than simply an enumerated value.
   Details are for further study.

9.11  Protocol Design Details

   Clearly, not all details of GIMPS operation have been defined so far.
   This section provides a list of slightly non-trivial areas where more
   detail is need, where these have not been mentioned elsewhere in the

   o  Receiver initiated signaling applications need to have reverse
      path state set up in the network, before the signaling application
      itself can originate any messages.  Should this be done by GIMPS
      carrying out the discovery for the specific signaling application
      (which requires the flow sender to know what signaling
      applications are going to be used), or should the discovery
      attempt to find every GIMPS node and the signaling applications
      they support?

   o  How should GIMPS handle a lost GIMPS-confirm? The naive approach
      of requiring retransmission of the GIMPS-response that requested
      it would impose a processing and state maintenance burden on the
      responding node at an early stage of the message exchange, which
      could lead to denial of service problems and also an amplification
      attack where a query is sent from a forged address.  Note that the
      problem only arises in the case where no reliable messaging
      association is being set up; otherwise, GIMPS-confirm is delivered
      reliably in C-mode.

   o  The GIMPS API for sending a message (Appendix D.1) allows a
      signaling application to generate a message as though it came from
      a previous node along the path from which an incoming message was
      received, by providing a value for the Source-SII-Handle
      parameter.  Reasons for doing this might be to allow the node to
      process the message without handling path state, or to allow it to
      drop out of the messaging chain based on the content of NSLP-Data.
      A simpler way of modelling such processing would be to modify

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      RecvMessage so as to allow an NSLP to request that a message be
      forwarded (possibly with a modified payload) rather than accepting
      it for local processing.  However, while this is relatively easy
      to handle for messages that arrive in D-mode, it would violate the
      defined protocol behaviour for messages arriving in C-mode, where
      the transfer attributes set by the original sender could no longer
      be guaranteed.

   o  Where messaging association protocol negotation (Section 5.5)
      involves stacking protocols without a built-in unambiguous service
      demultiplexing capability, it isn't clear how to handle cases such
      as TCP vs.  TCP/TLS.  Multiple higher-layer-addressing fields in
      the Node-Addressing object for different TCP configurations would
      lead to a more complicated message format; defining a new
      Protocol-Identifier for the TCP/TLS combination (with its own port
      number) would lead to a large number of protocol configurations;
      requiring the responding node to identify upper layers based on
      the received TCP data would require a careful case by case

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10.  Change History

10.1  Changes In Version -04

   Version -04 includes mainly clarifications of detail and extensions
   in particular technical areas, in part to support ongoing
   implementation work.  The main details are as follows:

   1.  Substantially updated Section 4, in particular clarifying the
        rules on what messages are sent when and with what payloads
        during routing and messaging association setup, and also adding
        some further text on message transfer attributes.

   2.  The description of messaging association protocol negotiation
        including the related object formats has been centralised in a
        new Section 5.5, removing the old Section 6.6 and also closing
        old open issues 8.5 and 8.6.

   3.  Made a number of detailed changes in the message format
        definitions (Appendix C), as well as incorporating initial rules
        for encoding message extensibility information.  Also included
        explicit formats for a general purpose Error object, and the
        objects used to negotiate messaging association protocols.
        Updated the corresponding open issues section (Section 9.9) with
        a new item on NSLP versioning.

   4.  Updated the GIMPS API (Appendix D), including more precision on
        message transfer attributes, making the NSLP hint about storing
        reverse path state a return value rather than a separate
        primitive, and adding a new primitive to allow signaling
        applications to invalidate GIMPS routing state.  Also, added a
        new parameter to SendMessage to allow signaling applications to
        'bypass' message statelessly, preserving the source of an input

   5.  Added an outline for the future content of an IANA considerations
        section (Section 8).  Currently, this is restricted to
        identifying the registries and allocations required, without
        defining the allocation policies and other considerations

   6.  Shortened the background design discussion in Section 3.

   7.  Made some clarifications in the terminology section relating to
        how the use of C-mode does and does not mandate the use of
        transport or security protection.

   8.  The ABNF for message formats in Section 5.1 has been re-written

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        with a grammar structured around message purpose rather than
        message direction, and additional explanation added to the
        information element descriptions in Section 5.2.

   9.  The description of the datagram mode transport in Section 5.3 has
        been updated.  The encapsulation rules (covering IP addressing
        and UDP port allocation) have been corrected, and a new
        subsection on message retransmission and rate limiting has been
        added, superceding the old open issue on the same subject
        (section 8.10).

   10.  A new open issue on IP TTL measurement to detect non-GIMPS
        capable hops has been added (Section 9.5).

10.2  Changes In Version -03

   Version -03 includes a number of minor clarifications and extensions
   compared to version -02, including more details of the GIMPS API and
   messaging association setup and the node addressing object.  The full
   list of changes is as follows:

   1.  Added a new section pinning down more formally the interaction
       between GIMPS and signaling applications (Section 4.1), in
       particular the message transfer attributes that signaling
       applications can use to control GIMPS (Section 4.1.2).

   2.  Added a new open issue identifying where the interaction between
       the security properties of GIMPS and the security requirements of
       signaling applications should be identified (Section 9.10).

   3.  Added some more text in Section 4.2.1 to clarify that GIMPS has
       the (sole) responsibility for generating the messages that
       refresh message routing state.

   4.  Added more clarifying text and table to GHC and IP TTL handling
       discussion of Section 4.3.4.

   5.  Split Section 4.4 into subsections for different scenarios, and
       added more detail on Node-Addressing object content and use to
       handle the case where association re-use is possible in Section

   6.  Added strawman object formats for Node-Addressing and
       Stack-Proposal objects in Section 5.1 and Appendix C.

   7.  Added more detail on the bundling possibilities and appropriate
       configurations for various transport protocols in Section 5.4.1.

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   8.  Included some more details on NAT traversal in Section 6.3,
       including a new object to carry the untranslated address-bearing
       payloads, the NAT-Traversal object.

   9.  Expanded the open issue discussion in Section 9.9 to include an
       outline set of extensibility flags.

10.3  Changes In Version -02

   Version -02 does not represent any radical change in design or
   structure from version -01; the emphasis has been on adding details
   in some specific areas and incorporation of comments, including early
   review comments.  The full list of changes is as follows:

   1.  Added a new Section 1.1 which summarises restrictions on scope
        and applicability; some corresponding changes in terminology in
        Section 2.

   2.  Closed the open issue on including explicit GIMPS state teardown
        functionality.  On balance, it seems that the difficulty of
        specifying this correctly (especially taking account of the
        security issues in all scenarios) is not matched by the saving
        of state enabled.

   3.  Removed the option of a special class of message transfer for
        reliable delivery of a single message.  This can be implemented
        (inefficiently) as a degenerate case of C-mode if required.

   4.  Extended Appendix C with a general discussion of rules for
        message and object formats across GIMPS and other NSLPs.  Some
        remaining open issues are noted in Section 9.9.

   5.  Updated the discussion of Section 9.4 to take into account the
        proposed message formats and rules for allocation of NSLP id,
        and propose considerations for allocation of RAO values.

   6.  Modified the description of the information used to route
        messages (first given in Section 4.2.1 but also throughout the
        document).  Previously this was related directly to the flow
        identification and described as the Flow-Routing-Information.
        Now, this has been renamed Message-Routing-Information, and
        identifies a message routing method and any associated

   7.  Modified the text in Section 4.3 and elsewhere to impose sanity
        checks on the Message-Routing-Information carried in C-mode
        messages, including the case where these messages are part of a

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        GIMPS-Query/Response exchange.

   8.  Added rules for message forwarding to prevent message looping in
        a new Section 4.3.4, including rules on IP TTL and GIMPS hop
        count processing.  These take into account the new RAO
        considerations of Section 9.4.

   9.  Added an outline mechanism for messaging association protocol
        stack negotiation, with the details in a new Section 6.6 and
        other changes in Section 4.4 and the various sections on message

   10.  Removed the open issue on whether storing reverse routing state
        is mandatory or optional.  This is now explicit in the API
        (under the control of the local NSLP).

   11.  Added an informative annex describing an abstract API between
        GIMPS and NSLPs in Appendix D.

10.4  Changes In Version -01

   The major change in version -01 is the elimination of
   'intermediaries', i.e.  imposing the constraint that signaling
   application peers are also GIMPS peers.  This has the consequence
   that if a signaling application wishes to use two classes of
   signaling transport for a given flow, maybe reaching different
   subsets of nodes, it must do so by running different signaling
   sessions; and it also means that signaling adaptations for passing
   through NATs which are not signaling application aware must be
   carried out in datagram mode.  On the other hand, it allows the
   elimination of significant complexity in the connection mode handling
   and also various other protocol features (such as general route

   The full set of changes is as follows:

   1.  Added a worked example in Section 3.2.

   2.  Stated that nodes which do not implement the signaling
        application should bypass the message (Section 4.3).

   3.  Decoupled the state handling logic for routing state and
        messaging association state in Section 4.4.  Also, allow
        messaging associations to be used immediately in both directions
        once they are opened.

   4.  Added simple ABNF for the various GIMPS message types in a new

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        Section 5.1, and more details of the common header and each
        object in Section 5.2, including bit formats in Appendix C.  The
        common header format means that the encapsulation is now the
        same for all transport types (Section 5.4.1).

   5.  Added some further details on datagram mode encapsulation in
        Section 5.3, including more explanation of why a well known port
        is needed.

   6.  Removed the possibility for fragmentation over DCCP (Section
        5.4.1), mainly in the interests of simplicity and loss

   7.  Removed all the tunnel mode encapsulations (old sections 5.3.3
        and 5.3.4).

   8.  Fully re-wrote the route change handling description (Section
        6.1), including some additional detection mechanisms and more
        clearly distinguishing between upstream and downstream route
        changes.  Included further details on GIMPS/NSLP interactions,
        including where notifications are delivered and how local repair
        storms could be avoided.  Removed old discussion of propagating
        notifications through signaling application unaware nodes (since
        these are now bypassed automatically).  Added discussion on how
        to route messages for local state removal on the old path.

   9.  Revised discussion of policy-based forwarding (Section 6.2) to
        account for actual FLow-Routing-Information definition, and also
        how wildcarding should be allowed and handled.

   10.  Removed old route recording section (old Section 6.3).

   11.  Extended the discussion of NAT handling (Section 6.3) with an
        extended outline on processing rules at a GIMPS-aware NAT and a
        pointer to implications for C-mode processing and state

   12.  Clarified the definition of 'correct routing' of signaling
        messages in Section 7 and GIMPS role in enforcing this.  Also,
        opened the possibility that peer node authentication could be
        signaling application dependent.

   13.  Removed old open issues on Connection Mode Encapsulation
        (section 8.7); added new open issues on Message Routing (Section
        9.8) and Datagram Mode congestion control.

   14.  Added this change history.

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11.  References

11.1  Normative References

   [1]  Katz, D., "IP Router Alert Option", RFC 2113, February 1997.

   [2]  Bradner, S., "Key words for use in RFCs to Indicate Requirement
        Levels", BCP 14, RFC 2119, March 1997.

   [3]  Crocker, D. and P. Overell, "Augmented BNF for Syntax
        Specifications: ABNF", RFC 2234, November 1997.

   [4]  Partridge, C. and A. Jackson, "IPv6 Router Alert Option", RFC
        2711, October 1999.

   [5]  Nordmark, E., "Stateless IP/ICMP Translation Algorithm (SIIT)",
        RFC 2765, February 2000.

   [6]  Stewart, R., Xie, Q., Morneault, K., Sharp, C., Schwarzbauer,
        H., Taylor, T., Rytina, I., Kalla, M., Zhang, L. and V. Paxson,
        "Stream Control Transmission Protocol", RFC 2960, October 2000.

   [7]  Kohler, E., "Datagram Congestion Control Protocol (DCCP)",
        draft-ietf-dccp-spec-07 (work in progress), July 2004.

   [8]  Conta, A. and S. Deering, "Internet Control Message Protocol
        (ICMPv6)for the Internet Protocol Version  6 (IPv6)
        Specification", draft-ietf-ipngwg-icmp-v3-05 (work in progress),
        October 2004.

11.2  Informative References

   [9]   Braden, B., Zhang, L., Berson, S., Herzog, S. and S. Jamin,
         "Resource ReSerVation Protocol (RSVP) -- Version 1 Functional
         Specification", RFC 2205, September 1997.

   [10]  Harkins, D. and D. Carrel, "The Internet Key Exchange (IKE)",
         RFC 2409, November 1998.

   [11]  Terzis, A., Krawczyk, J., Wroclawski, J. and L. Zhang, "RSVP
         Operation Over IP Tunnels", RFC 2746, January 2000.

   [12]  Tsirtsis, G. and P. Srisuresh, "Network Address Translation -
         Protocol Translation (NAT-PT)", RFC 2766, February 2000.

   [13]  Carpenter, B. and K. Moore, "Connection of IPv6 Domains via
         IPv4 Clouds", RFC 3056, February 2001.

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   [14]  Huitema, C., "An Anycast Prefix for 6to4 Relay Routers", RFC
         3068, June 2001.

   [15]  Baker, F., Iturralde, C., Le Faucheur, F. and B. Davie,
         "Aggregation of RSVP for IPv4 and IPv6 Reservations", RFC 3175,
         September 2001.

   [16]  Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston, A.,
         Peterson, J., Sparks, R., Handley, M. and E. Schooler, "SIP:
         Session Initiation Protocol", RFC 3261, June 2002.

   [17]  Price, R., Bormann, C., Christoffersson, J., Hannu, H., Liu, Z.
         and J. Rosenberg, "Signaling Compression (SigComp)", RFC 3320,
         January 2003.

   [18]  Arkko, J., Torvinen, V., Camarillo, G., Niemi, A. and T.
         Haukka, "Security Mechanism Agreement for the Session
         Initiation Protocol (SIP)", RFC 3329, January 2003.

   [19]  Rosenberg, J., Weinberger, J., Huitema, C. and R. Mahy, "STUN -
         Simple Traversal of User Datagram Protocol (UDP) Through
         Network Address Translators (NATs)", RFC 3489, March 2003.

   [20]  Hancock, R., "Next Steps in Signaling: Framework",
         draft-ietf-nsis-fw-06 (work in progress), July 2004.

   [21]  Tschofenig, H. and D. Kroeselberg, "Security Threats for NSIS",
         draft-ietf-nsis-threats-05 (work in progress), June 2004.

   [22]  Stiemerling, M., "A NAT/Firewall NSIS Signaling Layer Protocol
         (NSLP)", draft-ietf-nsis-nslp-natfw-03 (work in progress), July

   [23]  Bosch, S., Karagiannis, G. and A. McDonald, "NSLP for
         Quality-of-Service signaling", draft-ietf-nsis-qos-nslp-04
         (work in progress), July 2004.

   [24]  Nordmark, E. and R. Gilligan, "Basic Transition Mechanisms for
         IPv6 Hosts and Routers", draft-ietf-v6ops-mech-v2-06 (work in
         progress), September 2004.

   [25]  Ylonen, T. and C. Lonvick, "SSH Protocol Architecture",
         draft-ietf-secsh-architecture-16 (work in progress), June 2004.

   [26]  Moskowitz, R., "Host Identity Protocol", draft-ietf-hip-base-00
         (work in progress), June 2004.

   [27]  Nikander, P., "Mobile IP version 6 Route Optimization Security

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         Design Background", draft-ietf-mip6-ro-sec-02 (work in
         progress), October 2004.

   [28]  Bound, J., "Dual Stack Transition Mechanism",
         draft-bound-dstm-exp-01 (work in progress), April 2004.

Authors' Addresses

   Henning Schulzrinne
   Columbia University
   Department of Computer Science
   450 Computer Science Building
   New York, NY  10027

   Phone: +1 212 939 7042

   Robert Hancock
   Siemens/Roke Manor Research
   Old Salisbury Lane
   Romsey, Hampshire  SO51 0ZN


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Appendix A.  Acknowledgements

   This document is based on the discussions within the IETF NSIS
   working group.  It has been informed by prior work and formal and
   informal inputs from: Cedric Aoun, Attila Bader, Bob Braden, Marcus
   Brunner, Xiaoming Fu, Ruediger Geib, Eleanor Hepworth, Cheng Hong,
   Georgios Karagiannis, Chris Lang, John Loughney, Allison Mankin,
   Jukka Manner, Andrew McDonald, Glenn Morrow, Dave Oran, Takako Sanda,
   Charles Shen, Melinda Shore, Martin Stiemerling, Mike Thomas, Hannes
   Tschofenig, Sven van den Bosch, Michael Welzl, and Lars Westberg.  In
   particular, Hannes Tschofenig provided a detailed set of review
   comments on the security section, and Andrew McDonald provided the
   formal description for the initial packet formats.  Chris Lang's
   implementation work provided objective feedback on the clarity and
   feasibility of the specification.  We look forward to inputs and
   comments from many more in the future.

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Appendix B.  Example Message Routing State Table

   Figure 7 shows a signaling scenario for a single flow being managed
   by two signaling applications.  The flow sender and receiver and one
   router support both, two other routers support one each.

       A                        B          C          D           E
   +------+                  +-----+    +-----+    +-----+    +--------+
   | Flow |    +-+    +-+    |NSLP1|    |NSLP1|    |     |    |  Flow  |
   |Sender|====|R|====|R|====|NSLP2|====|     |====|NSLP2|====|Receiver|
   |      |    +-+    +-+    |GIMPS|    |GIMPS|    |GIMPS|    |        |
   +------+                  +-----+    +-----+    +-----+    +--------+

                              Flow Direction

                     Figure 7: A Signaling Scenario

   Routing state table at node B for the flow from A to E:

   |   Message Routing  |  Session |  NSLP ID | Upstream |  Downstream |
   |     Information    |    ID    |          |   Peer   |     Peer    |
   |    Method = Path   |  0xABCD  |   NSLP1  |   IP-#A  |    (null)   |
   | Coupled; Flow ID = |          |          |          |             |
   |   {IP-#A, IP-#E,   |          |          |          |             |
   |  protocol, ports}  |          |          |          |             |
   |                    |          |          |          |             |
   |    Method = Path   |  0x1234  |   NSLP2  |   IP-#A  |  Pointer to |
   | Coupled; Flow ID = |          |          |          |     B-D     |
   |   {IP-#A, IP-#E,   |          |          |          |  messaging  |
   |  protocol, ports}  |          |          |          | association |

   The upstream state is just the same address for each application.
   For the downstream case, NSLP1 only requires datagram mode messages
   and so no explicit routing state towards C is needed.  NSLP2 requires
   a messaging association for its messages towards node D, and node C
   does not process NSLP2 at all, so the downstream peer state for NSLP2
   is a pointer to a messaging association that runs directly from B to
   D.  Note that E is not visible in the state table (except implicitly
   in the address in the message routing information); routing state is
   stored only for adjacent peers.

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Appendix C.  Bit-Level Formats

   This appendix provides initial formats for the various component
   parts of the GIMPS messages defined abstractly in Section 5.2.  It
   should be noted that these formats are extremely preliminary and
   should be expected to change completely several times during the
   further development of this specification.

   In addition, this appendix includes some general rules for the format
   of messages and message objects across all protocols in the NSIS
   protocol suite (i.e.  the current and future NSLPs as well as GIMPS
   itself).  The intention of these common rules is to encourage
   commonality in implementations, ease of testing and debugging, and
   sharing of object definitions across different applications.

C.1  General NSIS Formatting Guidelines

   Each NSIS message consists of a header and a sequence of objects.  An
   NSLP message is one object within a GIMPS message.  The GIMPS header
   has a specific format, described in more detail in Appendix C.2
   below; the NSLP header format is common to all signaling applications
   and includes simply a message type (which may be structured into a
   type field and some processing flags, depending on the application).
   Note that GIMPS provides the message length information and signaling
   application identification.

   Note that there is no version information at the NSLP level.  It is
   assumed that minor protocol extensions can be implemented by adding
   extra objects (see Appendix C.3.2); if an NSLP has to be extended so
   much that backwards compatibity is no longer possible, a new
   signaling application identifier is allocated instead.  An open issue
   on this subject is discussed in Section 9.9.

   Every object has the following general format:

   o  The overall format is Type-Length-Value (in that order).

   o  By default, assignments for the Type field are common across all
      NSIS protocols (i.e.  there is a single registry).  This is to
      facilitate the sharing of common objects across different
      signaling applications.  The allocation of control flags to define
      how unknown types should be handled is also common across
      signaling applications; this is discussed in Appendix C.3.2.

   o  Part of the object type space can be set aside for TLVs which for
      some reason should only be used within a single signaling
      application, see Section 8.

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   o  Length has the units of 32 bit words, and measures the length of
      Value.  If there is no Value, Length=0.

   o  Value is (therefore) a whole number of 32 bit words.  If there is
      any padding required, the length and location must be defined by
      the object-specific format information; objects which contain
      variable length (e.g.  string) types may need to include
      additional length subfields to do so.

   o  Any part of the object used for padding or defined as reserved
      must be set to 0 on transmission and must be ignored on reception.

   Error messages are identified by containing an error object (i.e.  an
   object with Type='Error').  The error object format is given in
   Appendix C.5.1; its Value field includes an error class, an error
   code, and optionally additional error-specific information.  Again,
   the error code space is common across all protocols.

C.2  The GIMPS Common Header

   This header precedes all GIMPS messages.  It has a fixed format, as
   shown below.  Note that (unlike NSLP messages) the GIMPS header does
   include a version number, since allocating new lower layer
   identifiers to demultiplex a new GIMPS version will be significantly
   harder than allocating a new NSLP identifier.

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   |    Version    |  GIMPS hops   |        Message length         |
   |   Signalling Application ID   |D|         Reserved            |

   Message length = the total number of words in the message after
                    the common header itself
   The flag is:
   D - Direction (Set for "Upstream", Unset for "Downstream")

C.3  General Object Characteristics

C.3.1  TLV Header

   Each object begins with a fixed header giving the object type and
   object length.  The bits marked 'A' and 'B' are extensibility flags
   which are defined below; the remaining bits marked 'r' are reserved.

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    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   |A|B|r|r|         Type          |r|r|r|r|        Length         |

C.3.2  Object Extensibility

   The leading two bits of the common TLV header are used to signal the
   desired treatment for objects whose treatment has not been defined in
   the protocol specification in question (i.e.  whose Type field is
   unknown at the receiver).  The following four categories of object
   have been identified, and are loosely described here.

   AB=00 ("Mandatory"): If the object is not understood, the entire
      message containing it must be rejected with an error indication.

   AB=01 ("Optional"): If the object is not understood, it should be
      deleted and then the rest of the message processed as usual.

   AB=10 ("Forward"): If the object is not understood, it should be
      retained unchanged in any message forwarded as a result of message
      processing, but not stored locally.

   AB=11 ("Refresh"): If the object is not understood, it should be
      incorporated into the locally stored signaling application state
      for this flow/session, forwarded in any resulting message, and
      also used in any refresh or repair message which is generated

   For objects used within the NSLP-Data payload, the precise usage of
   these flags must be defined for each signaling application.  In
   particular, signaling applications must define how to indicate
   errors, and what it means to forward or refresh 'state'; they may
   also restrict whether particular flag combinations can be used.

C.4  GIMPS Specific TLV Objects

   The objects defined in this section are expected to be used mainly by
   GIMPS rather than signaling applications.

   In the following object diagrams, '//' is used to indicate a variable
   sized field and ':' is used to indicate a field that is optionally

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C.4.1  Message-Routing-Information

   Type: Message-Routing-Information

   Length: Variable (depends on message routing method)

   | Message-Routing-Method        |                               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                               +
   //     Method-specific addressing information (variable)       //

   In the case of basic path-coupled routing, the addressing information
   takes the following format:

                                   |IP-Ver |P|T|F|I|S|D|  Reserved |
   //                       Source Address                        //
   //                      Destination Address                    //
   | Source Prefix |  Dest Prefix  |   Protocol    | Traffic Class |
   :       Reserved        :              Flow Label               :
   :                              SPI                              :
   :          Source Port          :       Destination Port        :

   The flags are:
   P - Protocol
   T - Traffic Class
   F - Flow Label
   I - SPI
   S - Source Port
   D - Destination Port
   I/S/D can only be set if P is set.

   If only one of S, D is set, both Port fields are included in the
   message.  However, the contents of the field are only interpreted if
   the corresponding flag is set.  If the flag is not set, Port values
   will be ignored as part of the flow definition; the MRI matches all
   packets regardless of port.  If the flag is set and Port=0x0000, the
   MRI will apply to a specific port, whose value is not yet known.

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C.4.2  Session Identification

   Type: Session-Identification

   Length: Fixed (TBD 4 32-bit words)

   |                                                               |
   +                                                               +
   |                                                               |
   +                          Session ID                           +
   |                                                               |
   +                                                               +
   |                                                               |

C.4.3  Node Addressing

   Type: Node-Addressing

   Length: Variable (depends on length of Peer-Identity and number of
      higher-layer-protocol fields present)

   | PI-Length     | HL-Count      |IP-Ver |    Reserved           |
   //                       Peer Identity                         //
   //                     Interface Address                       //
   //                Higher-Layer-Information 1                   //
   :                                                               :
   //                Higher-Layer-Information N                   //

   PI-Length = the byte length of the Peer-Identity field
               (note that the Peer-Identity field itself is padded
               to a whole number of words)
   HL-Count  = the number of higher-layer-information fields
               (these contain their own length information)
   IP-Ver    = the IP version for the Interface-Address field

   The higher layer information fields are formatted as follows:

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   o  There is a 1-byte Protocol Indicator, as described in Section 5.5.

   o  There is a 1-byte length field defining the amount of
      configuration data that follows after the length field.

   o  There is a variable length of configuration data.

   o  There are 0, 1, 2, or 3 bytes of zero padding to the next word

   Note that the contents of the configuration data may differ depending
   on whether the NAO is in a GIMPS-query or GIMPS-response.

C.4.4  Stack Proposal

   Type: Stack-Proposal

   Length: Variable (depends on number of profiles and size of each

   |  Prof-Count   |     Reserved                                  |
   //                    Profile 1                                //
   :                                                               :
   //                    Profile 2                                //

   Prof-Count = The number of profiles in the proposal

   Each profile is itself a sequence of protocol layers, and the profile
   is formatted as a list as follows:

   o  The first byte is a count of the number of layers in the profile.

   o  This is followed by a sequence of 1-byte Protocol Indicators as
      described in Section 5.5.

   o  The profile is padded to a word boundary with 0, 1, 2 or 3 zero

C.4.5  Query Cookie

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   Type: Query-Cookie

   Length: Variable (selected by querying node)

   |                                                               |
   //                        Query Cookie                         //
   |                                                               |

   Note that the querying node uses the value of the query cookie in the
   GIMPS-response message on an existing messaging association to match
   with the corresponding GIMPS-query.  This imposes certain uniqueness
   requirements on the cookie contents.

C.4.6  Responder Cookie

   Type: Responder-Cookie

   Length: Variable (selected by responding node)

   |                                                               |
   //                      Responder Cookie                       //
   |                                                               |

   Note that the responding node uses the value of the responder cookie
   in the GIMPS-confirm message to match a new messaging association
   with the corresponding GIMPS-query/response exchange.  This imposes
   certain uniqueness requirements on the cookie contents.

C.4.7  Lifetime

   Type: Lifetime

   Length: Fixed - 1 32-bit word

   Value: Routing state lifetime in seconds

   |                           Lifetime                            |

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C.4.8  NAT Traversal

   Type: NAT-Traversal

   Length: Variable (depends on length of contained fields)

   | MRI-Length    | Type-Count    | NAT-Count    |  Reserved      |
   //            Original Message-Routing-Information             //
   //                 List of translated objects                  //
   | Length of opaque NAO info.    |                               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                              //
   //            NAO information replaced by NAT #1                |
   :                                                               :
   | Length of opaque NAO info.    |                               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                              //
   //            NAO information replaced by NAT #N                |

   MRI-Length = the word length of the included MRI payload
   Type-Count = the number of GIMPS payloads translated by the
                NAT; the Type numbers are included as a list
                (padded with 2 null bytes if necessary)
   NAT-Count  = the number of NATs traversed by the message, and the
                number of opaque NAO-related payloads at the end
                of the object

C.4.9  NSLP Data

   Type: NSLP-Data

   Length: Variable (depends on NSLP)

   |                                                               |
   //                          NSLP Data                          //
   |                                                               |

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C.5  Generic NSIS TLV Objects

   The objects defined in this section are general purpose objects,
   which will be used by both GIMPS and signaling applications in

C.5.1  Error Object

   Type: Error

   Length: Variable (depends on error)

   Value: Contains a 1 byte error class and 3 byte error code, an error
      source identifier and optionally variable length error-specific

   |   Error Class |                   Error Code                  |
   |   ESI-Length  |                    Reserved                   |
   //                   Error Source Identifier                   //
   //             Optional error-specific information             //

   The first byte "Error Class" indicates the severity level.  The
   currently defined severity levels are:

   Informational: response data which should not be thought of as
      changing the condition of the protocol state machine.

   Success: response data which indicates that the message being
      responded to has been processed successfully in some sense.

   Protocol-Error: the message has been rejected because of a protocol
      error (e.g.  an error in message format).

   Transient-Failure: the message has been rejected because of a
      particular local node status which may be transient (i.e.  it may
      be worthwhile to retry after some delay).

   Permanent-Failure: the message has been rejected because of local
      node status which will not change without additional out of band
      (e.g.  management) operations.

   Additional error class values are reserved.

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   The allocation of error classes to particular errors is not precise;
   the above descriptions are deliberately informal.  Actually error
   processing should take into account the specific error in question;
   the error class may be useful supporting information (e.g.  in
   network debugging).

   The Error Source Identifier can be generated in an
   implementation-specific manner.  It is suggested that the same method
   is used as for the Peer Identity in the Node Addressing object.

   ESI-Length is given in bytes (excluding padding).  The Error Source
   Identifier MUST be padded to make it a whole number of 32-bit words
   in length.  The optional additional error-specific information fills
   the rest of the object up to the length given in the object header.

   The Error object may be carried either at the GIMPS level to indicate
   GIMPS errors, or at the NSLP level (inside the NSLP-Data object) to
   indicate NSLP errors.  However, the format and error code assignments
   are common to both uses.

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Appendix D.  API between GIMPS and NSLP

   This appendix provides an initial abstract API between GIMPS and

   This does not constrain implementors, but rather helps clarify the
   interface between the different layers of the NSIS protocol suite.
   In addition, although some of the data types carry the information
   from GIMPS Information Elements, this does not imply that the format
   of that data as sent over the API has to be the same.

   Conceptually the API has similarities to the UDP sockets API,
   particularly that for unconnected UDP sockets.  An extension for an
   API like that for UDP connected sockets could be considered.  In this
   case, for example, the only information needed in a SendMessage
   primitive would be NSLP-Data, NSLP-Data-Size, and NSLP-Message-Handle
   (which can be null).  Other information which was persistent for a
   group of messages could be configured once for the socket.  Such
   extensions may make a concrete implementation more scalable and
   efficient but do not change the API semantics, and so are not
   considered further here.

D.1  SendMessage

   This primitive is passed from an NSLP to GIMPS.  It is used whenever
   the NSLP wants to send a message.

   SendMessage ( NSLP-Data, NSLP-Data-Size, NSLP-Message-Handle,
                 NSLP-Id, Session-ID, MRI, Direction,
                 Source-SII-Handle, Peer-SII-Handle,
                 Transfer-Attributes, Timeout, IP-TTL )

   The following arguments are mandatory.

   NSLP-Data: The NSLP message itself.

   NSLP-Data-Size: The length of NSLP-Data.

   NSLP-Message-Handle: A handle for this message, that can be used
      later by GIMPS to reference it in error messages, etc.  A NULL
      handle may be supplied if the NSLP is not interested in receiving
      MessageDeliveryError notifications for this message.

   NSLP-Id: An identifier indicating which NSLP this is.

   Session-ID: The NSIS session identifier.  Note that it is assumed
      that the signaling application provides this to GIMPS rather than
      GIMPS providing a value itself; often, this will be a value

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      associated with an existing session, for example received in an
      incoming message.  In the case of an entirely new session, a GIMPS
      implementation might provide library functionality to generate a
      new, cryptographically random SID which is guaranteed not to
      collide with any existing session.

   MRI: Message routing information for use by GIMPS in determining the
      correct next GIMPS hop for this message.  It contains, for
      example, the flow source/destination addresses and the type of
      routing to use for the signaling message.  The message routing
      information implies the message routing method to be used.

   Direction: A flag indicating whether the message is to be sent in the
      upstream or downstream direction (in relation to the MRI).

   The following arguments are optional.

   Source-SII-Handle: A handle, previously supplied by GIMPS in
      RecvMessage, which indicates that the NSLP wishes to originate the
      message as though it came from the identified source (e.g.  so
      responses will be returned to that source).  Will cause an error
      if set with a large payload or non-trivial Transfer-Attributes.

   Peer-SII-Handle: A handle, previously supplied by GIMPS, to a data
      structure (identifying peer addresses and interfaces) that should
      be used to explicitly route the message to a particular GIMPS next
      hop.  If supplied, GIMPS should validate that it is consistent
      with the MRI.

   Transfer-Attributes: Attributes defining how the message should be
      handled (see Section 4.1.2).  The following attributes can be

      Reliability: Values 'unreliable' (default) or 'reliable'.

      Security: Values for further refinement.

      Local Processing: This attribute contains hints from the NSLP
         about what local policy should be applied to the message; in
         particular, its transmission priority relative to other
         messages, or whether GIMPS should attempt to set up or maintain
         forward routing state.

   Timeout: Length of time GIMPS should attempt to send this message
      before indicating an error.

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   IP-TTL: The value of the IP TTL that should be used when sending this

D.2  RecvMessage

   This primitive is passed from GIMPS to an NSLP.  It is used whenever
   GIMPS receives a message from the network.  This primitive can return
   a value from the NSLP which indicates whether the NSLP wishes GIMPS
   to retain message routing state.

   RecvMessage ( NSLP-Data, NSLP-Data-Size,
                 NSLP-Id, Session-ID, MRI, Direction,
                 SII-Handle, Transfer-Attributes, IP-TTL, Original-TTL )

   NSLP-Data: The NSLP message itself (may be empty).

   NSLP-Data-Size: The length of NSLP-Data (may be zero).

   NSLP-Id: An identifier indicating which NSLP this is message is for.

   Session-ID: The NSIS session identifier.

   MRI: Message routing information that was used by GIMPS in forwarding
      this message.  It contains, for example, the flow
      source/destination addresses and the type of routing to used for
      the signaling message.  Implicitly defines the message routing
      method that was used.

   Direction: A flag indicating whether the message was received going
      in the upstream or downstream direction (in relation to the MRI).

   SII-Handle: A handle to a data structure, identifying peer addresses
      and interfaces.  Can be used to identify route changes and for
      explicit routing to a particular GIMPS next hop.

   Transfer-Attributes: The reliability and security attributes that
      were associated with the reception of this particular message.

   IP-TTL: The value of the IP TTL (or Hop Limit) associated with this

   Original-TTL: The value of the IP TTL (or Hop Limit) at the time of
      sending of the packet that contained this message.

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D.3  MessageDeliveryError

   This primitive is passed from GIMPS to an NSLP.  It is used to notify
   the NSLP that a message that it requested to be sent has failed to be

   MessageDeliveryError ( NSLP-Message-Handle, Error-Type )

   NSLP-Message-Handle: A handle for the message provided by the NSLP at
      the time of sending.

   Error-Type: Indicates the type of error that occurred.  For example,
      'no next node found'.

D.4  NetworkNotification

   This primitive is passed from GIMPS to an NSLP.  It indicates that a
   network event of possible interest to the NSLP occurred.

   NetworkNotification ( MRI, Network-Notification-Type )

   MRI: Provides the message routing information to which the network
      notification applies.

   Network-Notification-Type: Indicates the type of event that caused
      the notification, e.g.  downstream route change, upstream route
      change, detection that this is the last node.

D.5  SecurityProtocolAttributesRequest

   This primitive is passed from GIMPS to an NSLP.  It is sent when
   GIMPS requires the NSLP to make decisions (e.g.  check policy) or
   provide information for authentication parameters to be used when
   setting up a messaging association.

   SecurityProtocolAttributesRequest ( Peer-Info,
                                       Request-Type )

   Peer-Info: Information identifying the GIMPS peer and interface

   Security-Protocol: A value indicating the security protocol being
      used (TLS, IPsec, etc).

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   Request-Type: An indication of the type of information required (e.g.
      client certificate)

D.6  SetStateLifetime

   This primitive is passed from an NSLP to GIMPS.  It indicates the
   lifetime for which the NSLP would like GIMPS to retain its state.  It
   can also give a hint that the NSLP is no longer interested in the

   SetStateLifetime ( MRI, Direction, State-Lifetime )

   MRI: Provides the message routing information to which the network
      notification applies.

   Direction: A flag indicating whether this relates to state for the
      upstream or downstream direction (in relation to the MRI).

   State-Lifetime: Indicates the lifetime for which the NSLP wishes
      GIMPS to retain its state (may be zero, indicating that the NSLP
      has no further interest in the GIMPS state).

D.7  InvalidateRoutingState

   This primitive is passed from an NSLP to GIMPS.  It indicates that
   the NSLP has knowledge that the next signaling hop known to GIMPS may
   no longer be valid, either because of changes in the network routing
   or the processing capabilities of NSLP nodes.  It is an indication to
   GIMPS to restart the discovery process.

   InvalidateRoutingState ( NSLP-Id, MRI, Direction, Urgency )

   NSLP-Id: The NSLP originating the message.  May be null (in which
      case the invalidation applies to all signaling applications).

   MRI: The flow for which routing state should be invalidated.

   Direction: A flag indicating whether this relates to state for the
      upstream or downstream direction (in relation to the MRI).

   Urgency: A hint to GIMPS as to whether rediscovery should take place
      immediately, or only when the next signaling message is ready to
      be sent.

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