Open Pluggable Edge Services                                 A. Rousskov
Internet-Draft                                   The Measurement Factory
Expires: November 3, 2004                                    May 5, 2004


                       OPES Callout Protocol Core
                      draft-ietf-opes-ocp-core-05

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   This Internet-Draft will expire on November 3, 2004.

Copyright Notice

   Copyright (C) The Internet Society (2004). All Rights Reserved.

Abstract

   This document specifies the core of the Open Pluggable Edge Services
   (OPES) Callout Protocol (OCP). OCP marshals application messages from
   other communication protocols: an OPES intermediary sends original
   application messages to a callout server; the callout server sends
   adapted application messages back to the processor. OCP is designed
   with typical adaptation tasks in mind (e.g., virus and spam
   management, language and format translation, message anonymization,
   or advertisement manipulation). OCP Core defined in this document
   consists of application-agnostic mechanisms essential for efficient
   support of typical adaptations.




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Table of Contents

   1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  4
     1.1   Scope  . . . . . . . . . . . . . . . . . . . . . . . . . .  4
     1.2   OPES Document Map  . . . . . . . . . . . . . . . . . . . .  5
     1.3   Terminology  . . . . . . . . . . . . . . . . . . . . . . .  7
   2.  Overall Operation  . . . . . . . . . . . . . . . . . . . . . .  8
     2.1   Initialization . . . . . . . . . . . . . . . . . . . . . .  8
     2.2   Original Dataflow  . . . . . . . . . . . . . . . . . . . .  9
     2.3   Adapted Dataflow . . . . . . . . . . . . . . . . . . . . .  9
     2.4   Multiple Application Messages  . . . . . . . . . . . . . .  9
     2.5   Termination  . . . . . . . . . . . . . . . . . . . . . . . 10
     2.6   Message Exchange Patterns  . . . . . . . . . . . . . . . . 10
     2.7   Timeouts . . . . . . . . . . . . . . . . . . . . . . . . . 11
     2.8   Environment  . . . . . . . . . . . . . . . . . . . . . . . 11
   3.  Messages . . . . . . . . . . . . . . . . . . . . . . . . . . . 12
     3.1   Message Format . . . . . . . . . . . . . . . . . . . . . . 12
     3.2   Message Rendering  . . . . . . . . . . . . . . . . . . . . 14
     3.3   Message Examples . . . . . . . . . . . . . . . . . . . . . 14
     3.4   Message Names  . . . . . . . . . . . . . . . . . . . . . . 15
   4.  Transactions . . . . . . . . . . . . . . . . . . . . . . . . . 15
   5.  Invalid Input  . . . . . . . . . . . . . . . . . . . . . . . . 16
   6.  Negotiation  . . . . . . . . . . . . . . . . . . . . . . . . . 17
     6.1   Negotiation Phase  . . . . . . . . . . . . . . . . . . . . 18
     6.2   Negotiation Examples . . . . . . . . . . . . . . . . . . . 19
   7.  'Data Preservation' Optimization . . . . . . . . . . . . . . . 21
   8.  'Premature Dataflow Termination' Optimizations . . . . . . . . 22
     8.1   Original Dataflow  . . . . . . . . . . . . . . . . . . . . 22
     8.2   Adapted Dataflow . . . . . . . . . . . . . . . . . . . . . 23
     8.3   Getting Out Of The Loop  . . . . . . . . . . . . . . . . . 25
   9.  Protocol Element Type Declaration Mnemonic (PETDM) . . . . . . 25
     9.1   Optional Parameters  . . . . . . . . . . . . . . . . . . . 28
   10.   Message Parameter Types  . . . . . . . . . . . . . . . . . . 28
     10.1  uri  . . . . . . . . . . . . . . . . . . . . . . . . . . . 28
     10.2  uni  . . . . . . . . . . . . . . . . . . . . . . . . . . . 29
     10.3  size . . . . . . . . . . . . . . . . . . . . . . . . . . . 29
     10.4  offset . . . . . . . . . . . . . . . . . . . . . . . . . . 29
     10.5  percent  . . . . . . . . . . . . . . . . . . . . . . . . . 30
     10.6  boolean  . . . . . . . . . . . . . . . . . . . . . . . . . 30
     10.7  xid  . . . . . . . . . . . . . . . . . . . . . . . . . . . 30
     10.8  sg-id  . . . . . . . . . . . . . . . . . . . . . . . . . . 30
     10.9  modp . . . . . . . . . . . . . . . . . . . . . . . . . . . 30
     10.10   result . . . . . . . . . . . . . . . . . . . . . . . . . 31
     10.11   feature  . . . . . . . . . . . . . . . . . . . . . . . . 32
     10.12   features . . . . . . . . . . . . . . . . . . . . . . . . 32
     10.13   service  . . . . . . . . . . . . . . . . . . . . . . . . 33
     10.14   services . . . . . . . . . . . . . . . . . . . . . . . . 33
     10.15   Dataflow Specializations . . . . . . . . . . . . . . . . 33



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   11.   Message Definitions  . . . . . . . . . . . . . . . . . . . . 34
     11.1  Connection Start (CS)  . . . . . . . . . . . . . . . . . . 34
     11.2  Connection End (CE)  . . . . . . . . . . . . . . . . . . . 35
     11.3  Service Group Created (SGC)  . . . . . . . . . . . . . . . 35
     11.4  Service Group Destroyed (SGD)  . . . . . . . . . . . . . . 36
     11.5  Transaction Start (TS) . . . . . . . . . . . . . . . . . . 36
     11.6  Transaction End (TE) . . . . . . . . . . . . . . . . . . . 36
     11.7  Application Message Start (AMS)  . . . . . . . . . . . . . 37
     11.8  Application Message End (AME)  . . . . . . . . . . . . . . 37
     11.9  Data Use Mine (DUM)  . . . . . . . . . . . . . . . . . . . 38
     11.10   Data Use Yours (DUY) . . . . . . . . . . . . . . . . . . 39
     11.11   Data Preservation Interest (DPI) . . . . . . . . . . . . 39
     11.12   Want Stop Receiving Data (DWSR)  . . . . . . . . . . . . 40
     11.13   Want Stop Sending Data (DWSS)  . . . . . . . . . . . . . 41
     11.14   Stop Sending Data (DSS)  . . . . . . . . . . . . . . . . 41
     11.15   Want Data Paused (DWP) . . . . . . . . . . . . . . . . . 42
     11.16   Paused My Data (DPM) . . . . . . . . . . . . . . . . . . 43
     11.17   Want More Data (DWM) . . . . . . . . . . . . . . . . . . 43
     11.18   Negotiation Offer (NO) . . . . . . . . . . . . . . . . . 43
     11.19   Negotiation Response (NR)  . . . . . . . . . . . . . . . 45
     11.20   Ability Query (AQ) . . . . . . . . . . . . . . . . . . . 46
     11.21   Ability Answer (AA)  . . . . . . . . . . . . . . . . . . 46
     11.22   Progress Query (PQ)  . . . . . . . . . . . . . . . . . . 47
     11.23   Progress Answer (PA) . . . . . . . . . . . . . . . . . . 47
     11.24   Progress Report (PR) . . . . . . . . . . . . . . . . . . 48
   12.   IAB Considerations . . . . . . . . . . . . . . . . . . . . . 48
   13.   Security Considerations  . . . . . . . . . . . . . . . . . . 48
   14.   IANA Considerations  . . . . . . . . . . . . . . . . . . . . 50
   15.   Compliance . . . . . . . . . . . . . . . . . . . . . . . . . 50
     15.1  Extending OCP Core . . . . . . . . . . . . . . . . . . . . 51
   A.  Message Summary  . . . . . . . . . . . . . . . . . . . . . . . 51
   B.  State Summary  . . . . . . . . . . . . . . . . . . . . . . . . 52
   C.  Acknowledgments  . . . . . . . . . . . . . . . . . . . . . . . 53
   D.  Change Log . . . . . . . . . . . . . . . . . . . . . . . . . . 53
   16.   References . . . . . . . . . . . . . . . . . . . . . . . . . 64
   16.1  Normative References . . . . . . . . . . . . . . . . . . . . 64
   16.2  Informative References . . . . . . . . . . . . . . . . . . . 64
       Author's Address . . . . . . . . . . . . . . . . . . . . . . . 66
       Intellectual Property and Copyright Statements . . . . . . . . 67












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1.  Introduction

   The Open Pluggable Edge Services (OPES) architecture
   [I-D.ietf-opes-architecture], enables cooperative application
   services (OPES services) between a data provider, a data consumer,
   and zero or more OPES processors.  The application services under
   consideration analyze and possibly transform application-level
   messages exchanged between the data provider and the data consumer.

   The OPES processor can delegate the responsibility of service
   execution by communicating with callout servers.  As described in
   [I-D.ietf-opes-protocol-reqs], an OPES processor invokes and
   communicates with services on a callout server by using an OPES
   callout protocol (OCP). This document specifies the core of that
   protocol.

   OCP Core specification documents general, application-independent
   protocol mechanisms. A separate series of documents describe
   application-specific aspects of OCP. For example, "HTTP adaptation
   with OPES" [I-D.ietf-opes-http] describes, in part, how HTTP messages
   and HTTP meta-information can be communicated over OCP.

   Section 1.2 provides a brief overview of the entire OPES document
   collection, including documents describing OPES use cases and
   security threats.

1.1  Scope

   OCP Core specification documents behavior of OCP agents and
   requirements for OCP extensions. OCP Core does not contain
   requirements or mechanisms specific for application protocols being
   adapted.

   As an application proxy, OPES processor proxies a single application
   protocol or converts from one application protocol to another. At the
   same time, OPES processor may be an OCP client, using OCP to
   facilitate adaptation of proxied messages at callout servers. It is
   therefore natural to assume that an OPES processor takes application
   messages being proxied, marshals them over OCP to callout servers,
   and then puts the adaptation results back on the wire. However, such
   an assumption implies that OCP is applied directly to application
   messages that OPES processor is proxing, which may not be the case.









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      OPES processor scope                         callout server scope
      +-----------------+                           +-----------------+
      | pre-processing  |         OCP scope         |                 |
      |            +- - - - - - - - - - - - - - - - - - -+            |
      | iteration  |     <== ( application data ) ==>    | adaptation |
      |            +- - - - - - - - - - - - - - - - - - -+            |
      | post-processing |                           |                 |
      +-----------------+                           +-----------------+

   An OPES processor may preprocess (or postprocess) proxied application
   messages before (or after) they are adapted at callout servers. For
   example, a processor may take an HTTP response being proxied and pass
   it as is, along with metadata about the corresponding HTTP
   connection. Another processor may take an HTTP response, extract its
   body, and pass that body, along with the content-encoding metadata.
   Moreover, to perform adaptation, OPES processor may execute several
   callout services, iterating over several callout servers. Such
   preprocessing, postprocessing, and iterations make it impossible to
   rely on any specific relationship between application messages being
   proxied and application messages being sent to a callout service.
   Similarly, specific adaptation actions at the callout server are
   outside of OCP Core scope.

   This specification does not define or require any specific
   relationship among application messages being proxied by an OPES
   processor and application messages being exchanged between an OPES
   processor and a callout server via OCP. OPES processor usually
   provides some mapping among these application messages, but
   processor's specific actions are beyond OCP scope. In other words,
   this specification is not concerned with the OPES processor role as
   an application proxy, or as an iterator of callout services. The
   scope of OCP Core is communication between a single OPES processor
   and a single callout server.

   Furthermore, an OPES processor is at liberty to choose which proxied
   application messages or information about them to send over OCP.  All
   proxied messages on all proxied connections (if connections are
   defined for a given application protocol), everything on some
   connections, selected proxied messages, or nothing might be sent over
   OCP to callout servers.  OPES processor and callout server state
   related to proxied protocols can be relayed over OCP as application
   message metadata.

1.2  OPES Document Map

   This document belongs to a large set of OPES specifications produced
   by the IETF OPES Working Group. Familiarity with the overall OPES
   approach and typical scenarios is often essential when trying to



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   comprehend isolated OPES documents. This section provides an index of
   OPES documents to assist the reader with finding "missing"
   information.

   o  The document on "OPES Use Cases and Deployment Scenarios"
      [I-D.ietf-opes-scenarios] describes a set of services and
      applications that are considered in scope for OPES and have been
      used as a motivation and guidance in designing the OPES
      architecture.

   o  The OPES architecture and common terminology are described in "An
      Architecture for Open Pluggable Edge Services (OPES)"
      [I-D.ietf-opes-architecture].

   o  "Policy, Authorization and Enforcement Requirements of OPES"
      [I-D.ietf-opes-authorization] outlines requirements and
      assumptions on the policy framework, without specifying concrete
      authorization and enforcement methods.

   o  "Security Threats and Risks for OPES" [I-D.ietf-opes-threats]
      provides OPES risk analysis, without recommending specific
      solutions.

   o  "OPES Treatment of IAB Considerations" [I-D.ietf-opes-iab]
      addresses all architecture-level considerations expressed by the
      IETF Internet Architecture Board (IAB) when the OPES WG was
      chartered.

   o  At the core of the OPES architecture are the OPES processor and
      the callout server, two network elements that communicate with
      each other via an OPES Callout Protocol (OCP). The requirements
      for such protocol are discussed in "Requirements for OPES Callout
      Protocols" [I-D.ietf-opes-protocol-reqs].

   o  This document, OPES Callout Protocol Core, specifies an
      application agnostic protocol core to be used for the
      communication between OPES processor and callout server.

   o  "OPES entities and end points communications"
      [I-D.ietf-opes-end-comm] specifies generic tracing and bypass
      mechanisms for OPES.

   o  The OCP Core and Communications documents are independent from the
      application protocol being adapted by OPES entities. Their generic
      mechanisms have to be complemented by application-specific
      profiles. "HTTP adaptation with OPES" [I-D.ietf-opes-http] is such
      an application profile for HTTP.  It specifies how
      application-agnostic OPES mechanisms are to be used and augmented



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      in order to support adaptation of HTTP messages.

   o  Finally, "P: Message Processing Language" [I-D.ietf-opes-rules-p]
      defines a language for specifying what OPES adaptations (e.g,
      translation) must be applied to what application messages (e.g.,
      e-mail from bob@example.com). P language is meant for configuring
      application proxies (OPES processors).


1.3  Terminology

   The keywords "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
   document are to be interpreted as described in [RFC2119]. When used
   with the normative meanings, these keywords will be all uppercase.
   Occurrences of these words in lowercase comprise normal prose usage,
   with no normative implications.

   OPES processor works with messages from application protocols and may
   relay information about those application messages to a callout
   server. OCP is also an application protocol. Thus, protocol elements
   like "message", "connection", or "transaction" exist in OCP and other
   application protocols.  In this specification, all references to
   elements from application protocols other than OCP are used with an
   explicit "application" qualifier.  References without the
   "application" qualifier refer to OCP elements.

   OCP message: OCP message is a basic unit of communication between an
      OPES processor and a callout server. Message is a sequence of
      octets formatted according to syntax rules (Section 3.1). Message
      semantics is defined in Section 11.

   application message: An entity defined by OPES processor and callout
      server negotiation. Usually, the negotiated definition would match
      the definition from an application protocol (e.g., [RFC2616]
      definition of an HTTP message).

   application message data: An opaque sequence of octets representing
      complete or partial application message. OCP Core does not
      distinguish application message structure (if any). Application
      message data may be empty.

   data: Same as application message data.

   original Referring to application message flowing from the OPES
      processor to a callout server.





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   adapted Referring to application message flowing from an OPES callout
      server to the OPES processor.

   adaptation: Any kind of access by a callout server, including
      modification, generation, and copying. For example, translating or
      logging an SMTP message is adaptation of that application message.

   agent: Actor for a given communication protocol. OPES processor and
      callout server are OCP agents. An agent can be referred to as a
      sender or receiver, depending on its actions in a particular
      context.

   immediate: Performing the specified action before reacting to new
      incoming messages or sending any new messages unrelated to the
      specified action.

   OCP extension: A specification extending or adjusting this document
      for adaptation of an application protocol (a.k.a., application
      profile, e.g., [I-D.ietf-opes-http]), new OCP functionality (e.g.,
      transport encryption and authentication), and/or new OCP Core
      version.


2.  Overall Operation

   OPES processor may use OPES callout protocol (OCP) to communicate
   with callout servers. Adaptation using callout services is sometimes
   called a "bump in the wire" architecture.

2.1  Initialization

   OPES processor establishes transport connections with callout servers
   for the purpose of exchanging application messages with the callout
   server(s) using OCP. After a transport-layer connection (usually TCP/
   IP) is established, communicating OCP agents exchange Connection
   Start (CS) messages. Next, OCP features can be negotiated between the
   processor and the callout server (see Section 6).  For example, OCP
   agents may negotiate transport encryption and application message
   definition.  When enough settings are negotiated, OCP agents may
   start exchanging application messages.

   OCP Core provides negotiation and other mechanisms for agents to
   encrypt OCP connections and authenticate each other. OCP Core does
   not require OCP connection encryption or agent authentication.
   Application profiles and other OCP extensions may document and/or
   require these and other security mechanisms. OCP is expected to be
   used, in part, in closed environments where trust and privacy are
   established by means external to OCP. Implementations are expected to



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   demand necessary security features via the OCP Core negotiation
   mechanism, depending on agent configuration and environment.

2.2  Original Dataflow

   When OPES processor wants to adapt an application message, the OPES
   processor sends a Transaction Start (TS) message to initiate an OCP
   transaction dedicated to that application message. The processor then
   sends an Application Message Start (AMS) message to prepare the
   callout server for application data that will follow.  Once
   application message scope is established, application data can be
   sent to the callout server, using Data Use Mine (DUM) and related OCP
   message(s).  All these messages correspond to the original dataflow.

2.3  Adapted Dataflow

   The callout server receives data and metadata sent by the OPES
   processor (original dataflow). The callout server analyses metadata
   and adapts data as it comes in. The server usually builds its version
   of metadata and responds to OPES processor with an Application
   Message Start (AMS) message. Adapted application message data can be
   sent next, using Data Use Mine (DUM) OCP message(s). The application
   message is then announced to be "completed" or "closed" using an
   Application Message End (AME) message. The transaction may be closed
   using a Transaction End (TE) message as well. All these messages
   correspond to adapted data flow.


       +---------------+                             +-------+
       |     OPES      | == (original data flow) ==> |callout|
       |   processor   | <== (adapted data flow) === |server |
       +---------------+                             +-------+

   The OPES processor receives the adapted application message sent by
   the callout server. Other OPES processor actions specific to the
   application message received are out of this specification scope.

2.4  Multiple Application Messages

   OCP Core specifies transactions interface dedicated to exchanging a
   single original application message and a single adapted application
   message. Some application protocols may require multiple adapted
   versions for a single original application message or even multiple
   original messages to be exchanged as a part of a single OCP
   transaction. For example, a single original e-mail message may need
   to be transformed into several e-mail messages, one custom message
   for each recipient.




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   OCP extensions MAY document mechanisms for exchanging multiple
   original and/or multiple adapted application messages within a single
   OCP transaction.

2.5  Termination

   Either OCP agent can terminate application message delivery,
   transaction, or connection by sending an appropriate OCP message.
   Usually, the callout server terminates adapted application message
   delivery and the transaction. Premature and abnormal terminations at
   arbitrary times are supported. The termination message includes a
   result description.

2.6  Message Exchange Patterns

   In addition to messages carrying application data, OCP agents may
   also exchange messages related to their configuration, state,
   transport connections, application connections, etc. A callout server
   may remove itself from the application message processing loop. A
   single OPES processor can communicate with many callout servers and
   vice versa. Though many OCP exchange patterns do not follow a classic
   client-server model, it is possible to think of an OPES processor as
   an "OCP client" and of a callout server as an "OCP server". The OPES
   architecture document [I-D.ietf-opes-architecture] describes
   configuration possibilities.

   The following informal rules illustrate relationships between
   connections, transactions, OCP messages, and application messages:

   o  An OCP agent may communicate with multiple OCP agents.
      Communication with multiple OCP agents is outside of this
      specification scope.

   o  An OPES processor may have multiple concurrent OCP connections to
      a callout server. Communication over multiple OCP connections is
      outside of this specification scope.

   o  A connection may carry multiple concurrent transactions.  A
      transaction is always associated with a single connection (i.e., a
      transaction cannot span multiple concurrent connections).

   o  A connection may carry at most one message at a time, including
      control messages and transaction-related messages.  A message is
      always associated with a single connection (i.e., a message cannot
      span multiple concurrent connections).

   o  A transaction is a sequence of messages related to application of
      a given set of callout services to a single application message.



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      A sequence of transaction messages from an OPES processor to a
      callout server is called original flow. A sequence of transaction
      messages from a callout server to an OPES processor is called
      adapted flow. The two flows may overlap in time.

   o  In OCP Core, a transaction is associated with a single (original)
      and a single (adapted) application message. OCP Core extensions
      may extend transaction scope to more application messages.

   o  An application message (adapted or original) is transferred using
      a sequence of OCP messages.


2.7  Timeouts

   OCP violations, resource limits, external dependencies, and other
   factors may lead to states when an OCP agent is not receiving
   required messages from the other OCP agent. OCP Core defines no
   messages to address such situations. In the absence of any extension
   mechanism, OCP agents must implement timeouts for OCP operations: an
   OCP agent MUST forcefully terminate any OCP connection, negotiation,
   transaction, etc. that is not making progress.  This rule covers both
   dead- and livelock situations.

   In their implementation, OCP agents MAY rely on transport-level or
   other external timeouts if such external timeouts are guaranteed to
   happen for a given OCP operation.  Depending on the OCP operation, an
   agent may benefit from "pinging" the other side using a Progress
   Query (PQ) message before terminating an OCP transaction or
   connection. The latter is especially useful for adaptations that may
   take a long time at the callout server before producing any adapted
   data.

2.8  Environment

   OCP communication is assumed to usually take place over TCP/IP
   connections on the Internet (though no default TCP port is assigned
   to OCP in this specification). This does not preclude OCP from being
   implemented on top of other transport protocols, or on other
   networks. High-level transport protocols such as BEEP [RFC3080] may
   be used. OCP Core requires a reliable and message-order-preserving
   transport; any protocol that provides such guarantees can be used;
   the mapping of OCP message structures onto the transport data units
   of the protocol in question is outside the scope of this
   specification.

   OCP Core is application-agnostic. OCP messages can carry
   application-specific information as payload or as



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   application-specific message parameters.

   OCP Core overhead in terms of extra traffic on the wire is about
   100-200 octets per small application message. Pipelining, preview,
   data preservation, and early termination optimizations as well as
   as-is encapsulation of application data make fast exchange of
   application messages possible.

3.  Messages

   As defined in Section 1.3, an OCP message is a basic unit of
   communication between an OPES processor and a callout server. A
   message is a sequence of octets formatted according to syntax rules
   (Section 3.1). Message semantics is defined in Section 11.  Messages
   are transmitted on top of OCP transport.

   OCP messages deal with transport and transaction management as well
   as application data exchange between a single OPES processor and a
   single callout server.  Some messages can only be emitted by an OPES
   processor; some only by a callout server; some can be emitted by both
   OPES processor and callout server. Some messages require responses
   (one could call such messages "requests"); some can only be used in
   response to other messages ("responses"); some may be sent without
   solicitation and/or may not require a response.

3.1  Message Format

   An OCP message consists of a message name followed by optional
   parameters and payload. The exact message syntax is defined by the
   following Augmented Backus-Naur Form (ABNF) [RFC2234]:





















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   message = name [SP anonym-parameters]
             [CRLF named-parameters CRLF]
             [CRLF payload CRLF]
             ";" CRLF

   anonym-parameters = value *(SP value)               ; space-separated
   named-parameters  = named-value *(CRLF named-value) ; CRLF-separated
   list-items        = value *("," value)              ; comma-separated

   payload = data

   named-value = name ":" SP value

   value     = structure / list / atom
   structure = "{" [anonym-parameters] [CRLF named-parameters CRLF] "}"
   list      = "(" [ list-items ] ")"
   atom      = bare-value / quoted-value

   name = ALPHA *safe-OCTET
   bare-value = 1*safe-OCTET
   quoted-value = DQUOTE data DQUOTE
   data = size ":" <n>OCTET                 ; n == size

   safe-OCTET = ALPHA / DIGIT / "-" / "_"
   size = dec-number                        ; 0-2147483647
   dec-number = 1*DIGIT                     ; no leading zeros or signs


   Several normative rules accompany the above ABNF:

   o  There is no "implied linear space" (LWS) rule. LWS rules are
      common to MIME-based grammars, but are not used here. The
      whitespace syntax is restricted to what is explicitly allowed by
      the above ABNF.

   o  All protocol elements are case sensitive unless specified
      otherwise. In particular, message names and parameter names are
      case sensitive.

   o  Sizes are interpreted as decimal values and cannot have leading
      zeros.

   o  Sizes do not exceed 2147483647.

   o  The size attribute in a quoted-value encoding specifies the exact
      number of OCTETs following the column (':') separator. If size
      OCTETs are not followed by a quote ('"') character, the encoding
      is syntactically invalid.



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   o  Empty quoted-values are encoded as a 4-OCTET sequence "0:".

   o  Any bare-value can be encoded as a quoted-value. A quoted-value is
      interpreted after the encoding is removed. For example, number
      1234 can be encoded as four OCTETs 1234 or as eight OCTETs
      "4:1234", yielding exactly the same meaning.

   o  Unicode UTF-8 is the default encoding. Note that ASCII is a UTF-8
      subset, and that the syntax prohibits non-ASCII characters outside
      of the "data" element.

   Messages violating formatting rules are, by definition, invalid.  See
   Section 5 for rules governing processing of invalid messages.

3.2  Message Rendering

   OCP message samples in this specification and its extensions may not
   be typeset to depict minor syntactical details of OCP message format.
   Specifically, SP and CRLF characters are not shown explicitly. No
   rendering of an OCP message can be used to infer message format. The
   message format definition above is the only normative source for all
   implementations.

   On occasion, an OCP message line exceeds text width allowed by this
   specification format. A backslash ("\"), a "soft linebreak"
   character, is used to emphasize a protocol-violating
   presentation-only linebreak.  Bare backslashes are prohibited by OCP
   syntax. Similarly, a "\r\n" string is sometimes used to emphasize the
   presence of a CRLF sequence, usually before OCP message payload.
   Normally, visible end of line corresponds to the CRLF sequence on the
   wire.

   The next section (Section 3.3) contains specific OCP message
   examples, some of which illustrate the above rendering techniques.

3.3  Message Examples

   OCP syntax provides for compact representation of short control
   messages and required parameters while allowing for parameter
   extensions. Below are examples of short control messages.  The
   required CRLF sequence at the end of each line is not shown
   explicitly (see Section 3.2).

   PQ;
   TS 1 2;
   DWM 22;
   DWP 22 16;
   x-doit "5:xyzzy";



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   The above examples contain atomic anonymous parameter values such as
   number and string constants. OCP messages sometimes use more
   complicated parameters such as item lists or structures with named
   values. As both messages below illustrate, structures and lists can
   be nested:

   NO ({"28:http://iana.org/assignments/opes/ocp/tls"});
   NO ({\
   "50:http://iana.org/assignments/opes/ocp/http/response"
   Optional-Parts: (request-header)
   },{\
   "50:http://iana.org/assignments/opes/ocp/http/response"
   Optional-Parts: (request-header,request-body)
   Transfer-Encodings: (chunked)
   });

   Optional parameters and extensions are possible using named
   parameters approach as illustrated by the following example. The DWM
   (Section 11.17) message in the example has two anonymous parameters
   (the last one being an extension) and two named parameters (the last
   one being an extension).

   DWM 1 3
   Size-Request: 16384
   X-Need-Info: "26:twenty six octet extension";

   Finally, any message may have a payload part. For example, the Data
   Use Mine (DUM) message below carries 8865 octets of raw data.

   DUM 1 13
   Modp: 75
   \r\n
   8865:... 8865 octets of raw data ...;

3.4  Message Names

   Most OCP messages defined in this specification have short names,
   formed by abbreviating or compressing a longer but human-friendlier
   message title. Short names without a central registration system
   (like this specification or IANA registry) are likely to cause
   conflicts. Informal protocol extensions should avoid short names. To
   emphasize what is already defined by message syntax, implementations
   cannot assume that all message names are very short.

4.  Transactions

   An OCP transaction is a logical sequence of OCP messages processing a
   single original application message. The result of the processing may



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   be zero or more application messages, adapted from the original. A
   typical transaction consists of two message flows: a flow from the
   OPES processor to the callout server (sending original application
   message) and a flow from the callout server to the OPES processor
   (sending adapted application messages). The number of application
   messages produced by the callout server and whether the callout
   server actually modifies original application message may depend on
   the requested callout service and other factors. The OPES processor
   or the callout server can terminate the transaction by sending a
   corresponding message to the other side.

   An OCP transaction starts with a Transaction Start (TS) message sent
   by the OPES processor. A transaction ends with the first Transaction
   End (TE) message sent or received, explicit or implied. a TE message
   can be sent by either side. Zero or more OCP messages associated with
   the transaction can be exchanged in between. The figure below
   illustrates possible message sequence (prefix "P" stands for the OPES
   processor; prefix "S" stands for the callout server). Some message
   details are omitted.

   P: TS 10;
   P: AMS 10 1;
      ... processor sending application data to the callout server
   S: AMS 10 2;
      ... callout server sending application data to the processor
      ... processor sending application data to the callout server
   P: AME 10 1 result;
   S: AME 10 2 result;
   P: TE 10 result;


5.  Invalid Input

   This specification contains many criteria for valid OCP messages and
   their parts, including syntax rules, semantics requirements, and
   relationship to agents state.  "Invalid input" in this context means
   messages or message parts that violate at least one of the normative
   rules. A message with an invalid part is, by definition, invalid. If
   an OCP agent resources are exhausted while parsing or interpreting a
   message, the agent MUST treat the corresponding OCP message as
   invalid.

   Unless explicitly allowed otherwise, an OCP agent MUST terminate the
   transaction if it receives an invalid message with transaction scope
   and MUST terminate the connection if it receives an invalid message
   with a connection scope. A terminating agent MUST use the result
   status code of 400 and MAY specify termination cause information in
   the result status reason parameter (see Section 10.10). If an OCP



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   agent is unable to determine the scope of an invalid message it
   received, the agent MUST treat the message as having connection
   scope.

   OCP usually deals with optional but invasive application message
   manipulations where correctness ought to be valued above robustness.
   For example, a failure to insert or remove certain optional web page
   content is usually far less disturbing than corrupting (making
   unusable) the host page while performing that insertion or removal.
   Most OPES adaptations are high-level in nature, which makes it
   impossible to automatically assess correctness of adaptations,
   especially if "robustness guesses" are involved.

6.  Negotiation

   The negotiation mechanism allows OCP agents to agree on mutually
   acceptable set of features, including optional and
   application-specific behavior as well as OCP extensions. For example,
   transport encryption, data format, and support for a new message can
   be negotiated. Negotiation implies intent for a behavioral change.
   For a related mechanism allowing an agent to query capabilities of
   its counterpart without changing counterpart's behavior, see Ability
   Query (AQ) and Ability Answer (AA) message definitions.

   Most negotiations require at least one round trip time delay.  In
   rare cases when other side's response is not required immediately,
   negotiation delay can be eliminated, with an inherent risk of an
   overly optimistic assumption about the negotiation response.

   A detected violation of negotiation rules leads to OCP connection
   termination.  This design reduces the number of negotiation scenarios
   resulting in a deadlock when one of the agents is not compliant.

   Two core negotiation primitives are supported: negotiation offer and
   negotiation response. A Negotiation Offer (NO) message allows an
   agent to specify a set of features from which the responder has to
   select at most one feature it prefers. The selection is sent using a
   Negotiation Response (NR) message.  If the response is positive, both
   sides assume that the selected feature is in effect immediately (see
   Section 11.19 for details).  If the response is negative, no
   behavioral changes are assumed.  In either case, further offers may
   follow.

   Negotiating OCP agents have to take into account prior negotiated
   (i.e., already enabled) features. OCP agents MUST NOT make and MUST
   reject offers that would lead to a conflict with already negotiated
   features. For example, an agent cannot offer an HTTP application
   profile for a connection that already has SMTP application profile



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   enabled because there would be no way to resolve the conflict for a
   given transaction. Similarly, once TLSv1 connection encryption is
   negotiated, an agent must not offer and must reject offers for SSLv2
   connection encryption (unless a negotiated feature explicitly allows
   for changing encryption scheme on the fly).

   Negotiation Offer (NO) messages may be sent by either agent. OCP
   extensions documenting negotiation MAY assign initiator role to one
   of the agents, depending on the feature being negotiated.  For
   example, negotiation of transport security feature should be
   initiated by OPES processors to avoid situations where both agents
   wait for each other to make an offer.

   Since either agent may make an offer, two "concurrent" offers may be
   made at the same time, by the two communicating agents. Unmanaged
   concurrent offers may lead to a negotiation deadlock. By giving OPES
   processor a priority, offer handling rules (Section 11.18) ensure
   that only one offer per OCP connection is honored at a time, and the
   other concurrent offers are ignored by both agents.

6.1  Negotiation Phase

   A Negotiation Phase is a mechanism to ensure that both agents have a
   chance to negotiate all features they require before proceeding
   further. Negotiation Phases have OCP connection scope and do not
   overlap. For each OCP agent, Negotiation Phase starts with the first
   Negotiation Offer (NO) message received or the first Negotiation
   Response (NR) message sent, provided the message is not a part of an
   already existing Phase. For each OCP agent, Negotiation Phase ends
   with the first Negotiation Response (NR) message (sent or received)
   after which the agent expects no more negotiations.  Agent
   expectation rules are defined later in this section.

   During a Negotiation Phase, an OCP agent MUST NOT send messages other
   than the following "Negotiation Phase messages": Negotiation Offer
   (NO), Negotiation Response (NR), Ability Query (AQ), Ability Answer
   (AA), Progress Query (PQ), Progress Answer (PA), Progress Report
   (PR), and Connection End (CE).

   Multiple Negotiation Phases may happen during the lifespan of a
   single OCP connection. An agent may attempt to start a new
   Negotiation Phase immediately after the old Phase is over, but it is
   possible that the other agent will send messages other than
   "Negotiation Phase messages" before receiving the new Negotiation
   Offer (NO). The agent that starts a Phase has to be prepared to
   handle those messages while its offer is reaching the recipient.

   An OPES processor MUST make a negotiation offer immediately after



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   sending a Connection Start (CS) message. If the OPES processor has
   nothing to negotiate, the processor MUST send a Negotiation Offer
   (NO) message with an empty features list. These two rules bootstrap
   the first Negotiation Phase. Agents are expected to negotiate at
   least the application profile for OCP Core. Thus, these bootstrapping
   requirements are unlikely to result in any extra work.

   Once a Negotiation Phase starts, an agent MUST expect further
   negotiations if and only if the last NO sent or the last NR received
   contained a true "Offer-Pending" parameter value. Informally, an
   agent can keep the phase open by sending true "Offer-Pending"
   parameters with negotiation offers or responses. Moreover, if there
   exist a possibility that the agent may need to continue the
   Negotiation Phase, the agent must send a true "Offer-Pending"
   parameter.

6.2  Negotiation Examples

   Below is an example of the simplest negotiation possible. The OPES
   processor is offering nothing and is predictably receiving a
   rejection.  Note that the NR message terminates the Negotiation Phase
   in this case because neither of the messages contains a true
   "Offer-Pending" value:

   P: NO ();
   S: NR;

   The next example illustrates how a callout server can force
   negotiation of a feature that an OPES processor has not negotiated.
   Note that the server sets the "Offer-Pending" parameter to true when
   responding to the processor Negotiation Offer (NO) message. The
   processor chooses to accept the feature:

   P: NO ();
   S: NR
      Offer-Pending: true
      ;
   S: NO ({"22:ocp://feature/example/"})
      Offer-Pending: false
      ;
   P: NR {"22:ocp://feature/example/"};

   If the server changes its mind to continue the above negotiations
   after sending a true "Offer-Pending" value, the server's only option
   would be send an empty negotiation offer (see the first example
   above). If the server does nothing instead, the OPES processor would
   wait for the server and would eventually timeout the connection.




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   The following example shows a dialog with a callout server that
   insists on two imaginary features to be used: strong transport
   encryption and use of volatile storage for responses. The server is
   designed to exchange no sensitive messages until both features are
   enabled. Naturally, the volatile storage feature has to be negotiated
   securely. The OPES processor supports one of the strong encryption
   mechanisms but prefers not to offer (volunteer support for) strong
   encryption, perhaps for performance reasons. The server has to send a
   true "Offer-Pending" parameter to get a chance to offer strong
   encryption (which is successfully negotiated in this case).  Any
   messages sent by either agent after the (only) successful NR response
   are encrypted with "strongB" encryption scheme. The OPES processor
   does not understand the volatile storage feature, and the last
   negotiation fails (over an strongly encrypted transport connection).

   P: NO ({"29:ocp://example/encryption/weak"})
      ;
   S: NR
      Offer-Pending: true
      ;
   S: NO ({"32:ocp://example/encryption/strongA"},\
      {"32:ocp://example/encryption/strongB"})
      Offer-Pending: true
      ;
   P: NR {"32:ocp://example/encryption/strongB"}
      ;
   ... all traffic below is encrypted using strongB ...
   S: NO ({"31:ocp://example/storage/volatile"})
      Offer-Pending: false
      ;
   P: NR
      Unknowns: ({"31:ocp://example/storage/volatile"})
      ;
   S: CSE { 400 "33:lack of VolStore protocol support" }
      ;

   The following example from [I-D.ietf-opes-http] illustrates
   successful HTTP application profile negotiation:













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   P: NO ({"50:http://iana.org/assignments/opes/ocp/http/response"
      Aux-Parts: (request-header,request-body)
      })
      SG: 5;
   S: NR {"50:http://iana.org/assignments/opes/ocp/http/response"
      Aux-Parts: (request-header)
      Pause-At-Body: 30
      Wont-Send-Body: 2147483647
      Content-Encodings: (gzip)
      }
      SG: 5;

7.  'Data Preservation' Optimization

   Many adaptations do not require any data modifications (e.g., message
   logging or blocking). Some adaptations modify only a small portion of
   application message content (e.g., HTTP cookies filtering or ad
   insertion). Yet, in many cases, the callout service needs to see
   complete data. By default, unmodified data would first travel from
   the OPES processor to the callout server and then back.  The "data
   preservation" optimization in OCP helps to eliminate the return trip
   if both OCP agents cooperate. Such cooperation is optional: OCP
   agents MAY support data preservation optimization.

   To avoid sending unmodified data back, a callout service has to know
   that the OPES processor has a copy of the data. Since data sizes can
   be very large and the callout service may not know in advance whether
   it will be able to utilize the processor copy, it is not possible to
   require the processor to keep a copy of the entire original data.
   Instead, it is expected that a processor may keep some portion of the
   data, depending on processor settings and state.

   When an OPES processor commits to keeping a data chunk, it announces
   its decision and the chunk parameters via a Kept parameter of a Data
   Use Mine (DUM) message. The callout server MAY "use" the chunk by
   sending a Data Use Yours (DUY) message referring to the preserved
   chunk. That OCP message does not have payload and, hence, the return
   trip is eliminated.

   Since the mapping between original and adapted data is not known to
   the processor, the processor MUST keep the announced-as-preserved
   chunk until the end of the corresponding transaction, unless the
   callout server explicitly tells the processor that the chunk is not
   needed. As implied by the above requirement, the processor cannot
   assume that a data chunk is no longer needed just because the callout
   server sent a Data Use Yours (DUY) message or adapted data with, say,
   the same offset as the preserved chunk.




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   For simplicity, preserved data is always a contiguous chunk of
   original data, described by an (offset, size) pair using a "Kept"
   parameter of a Data Use Mine (DUM) message. An OPES processor may
   volunteer to increase the size of the kept data. An OPES processor
   may increase the offset if the callout server indicated that the kept
   data is no longer needed.

   Both agents may benefit from data reuse. An OPES processor has to
   allocate storage to support this optimization while a callout server
   does not. On the other hand, it is the callout server that is
   responsible for relieving the processor from data preservation
   commitments. There is no simple way to resolve this conflict of
   interest on a protocol level. Some OPES processors may allocate a
   relatively small buffer for data preservation purposes and stop
   preserving data when the buffer gets full. Such technique would
   benefit callout services that can quickly reuse or discard kept data.
   Another processor strategy would be to size the buffer based on
   historical data reuse statistics. To improve chances of beneficial
   cooperation, callout servers are strongly encouraged to immediately
   notify OPES processors of unwanted data. The callout server that made
   a decision not to send Data Use Yours (DUY) messages (for a specific
   data ranges or at all), SHOULD immediately inform the OPES processor
   of that decision with the corresponding Data Preservation Interest
   (DPI) message(s) or other mechanisms.

8.  'Premature Dataflow Termination' Optimizations

   Many callout services adapt small portions of large messages and
   would prefer not to be in the loop when that adaptation is over. Some
   callout services may not be interested in data modification and would
   prefer not to send data back to the OPES processor, even if the OPES
   processor is not supporting the data preservation optimization
   (Section 7). By OCP design, unilateral premature dataflow termination
   by a callout server would lead to termination of an OCP transaction
   with an error. Thus, the two agents must cooperate to allow for
   error-free premature termination.

   This section documents two mechanisms for premature termination of
   original or adapted dataflow.  In combination, the mechanisms allow
   the callout server to get completely out of the processing loop.

8.1  Original Dataflow

   There are scenarios when a callout server is not interested in the
   remaining original dataflow. For example, a simple access blocking or
   "this site is temporary down" callout service needs to send an
   adapted (generated) application message, but would prefer not to
   receive original data from the OPES processor.



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   OCP Core supports premature original dataflow termination via the
   Want Stop Receiving Data (DWSR) message. A callout server that does
   not want to receive additional original data (beyond a certain size)
   sends a DWSR message.  The OPES processor receiving a DWSR message
   terminates original dataflow by sending an Application Message End
   (AME) message with a 206 (partial) status code.

   The following figure illustrates a typical sequence of events. The
   downward lines connecting the two dataflows illustrate the
   transmission delay that allows for more OCP messages to be sent while
   waiting for the opposing agent reaction.

   OPES                 Callout
   Processor            Server
       DUM>             <DUM
       DUM>             <DWSR  <-- server is ready to stop receiving
       ...        _____/<DUM   <-- server continues as usual
       DUM>______/      <DUM
       AME>             ...    <-- processor stops sending original data
           \_____       <DUM
                 \______<DUM
                        <DUM   <-- server continues to send adapted data
                        ...
                        <AME

   The mechanism described in this section has no effect on the adapted
   dataflow. Receiving an Application Message End (AME) message with 206
   (partial) result status code from the OPES processor does not
   introduce any special requirements for the adapted dataflow
   termination. However, it is not possible to terminate adapted
   dataflow prematurely after the original dataflow has been prematurely
   terminated (see Section 8.3).

8.2  Adapted Dataflow

   There are scenarios when a callout service may want to stop sending
   adapted data before a complete application message has been sent. For
   example, a logging-only callout service needs to receive all
   application messages, but would prefer not to send their copies back
   to the OPES processor.

   OCP Core supports premature adapted dataflow termination via a
   combination of Want Stop Sending Data (DWSS) and Stop Sending Data
   (DSS) messages. A callout service that wants to stop sending data
   sends a DWSS message, soliciting an OPES processor permission to
   stop. While waiting for the permission, the server continues with its
   usual routine.




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   An OPES processor receiving a Want Stop Sending Data (DWSS) message
   responds with a Stop Sending Data (DSS) message. The processor may
   then pause to wait for the callout server to terminate the adapted
   dataflow or may continue to send original data while making a copy of
   it.  Once the server terminates the adapted dataflow, the processor
   is responsible for using original data (sent or paused after sending
   DSS) instead of the adapted data.

   The callout server receiving a DSS message terminates the adapted
   dataflow (see Stop Sending Data (DSS) message definition for the
   exact requirements and corner cases).

   The following figure illustrates a typical sequence of events,
   including a possible pause in original dataflow when the OPES
   processor is waiting for the adapted dataflow to end. The downward
   lines connecting the two dataflows illustrate the transmission delay
   that allows for more OCP messages to be sent while waiting for the
   opposing agent reaction.

   OPES                 Callout
   Processor            Server
       DUM>             <DUM
       DUM>             <DWSS    <-- server is ready to stop sending
       ...        _____/<DUM     <-- server continues as usual,
       DUM>______/      <DUM          waiting for DSS
       DSS>             ...
           \_____       <DUM
     possible    \______<DUM
     org-dataflow       <AME 206 <-- server terminates adapted dataflow
     pause        _____/             upon receiving the DSS message
           ______/
       DUM>                      <-- processor resumes original dataflow
       DUM>                          to the server and starts using
       ...                           original data without adapting it
       AME>

   Premature adapted dataflow preservation is not trivial because the
   OPES processor is relying on the callout server to provide adapted
   data (modified or not) to construct the adapted application message.
   If the callout server wants to quit its job, special care must be
   taken to ensure that the OPES processor is capable of constructing
   the complete application message. On a logical level, this mechanism
   is equivalent to switching from one callout server to another
   (non-modifying) callout server in the middle of an OCP transaction.

   Other than a possible pause in the original dataflow, the mechanism
   described in this section has no effect on the original dataflow.
   Receiving an Application Message End (AME) message with 206 (partial)



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   result status code from the callout server does not introduce any
   special requirements for the original dataflow termination.

8.3  Getting Out Of The Loop

   Some adaptation services work on application message prefixes and are
   not interested in being in the adaptation loop once their work is
   done. For example, an ad insertion service that did its job by
   modifying the first fragment of a web "page" would not be interested
   in receiving more original data or performing further adaptations.
   The 'Getting Out Of The Loop' optimization allows a callout server to
   get completely out of application message processing loop.

   The "Getting Out Of The Loop" optimization is possible by terminating
   the adapted dataflow (Section 8.2) and then terminating the original
   dataflow (Section 8.1). The order of termination is very important.

   If the original dataflow is terminated first, the OPES processor
   would not allow the adapted dataflow to be terminated prematurely
   because the processor would not be able to reconstruct the remaining
   portion of the adapted application message; the processor would not
   know which suffix of the remaining original data needs to follow the
   adapted parts. The mapping between original and adapted octets is
   known only to the callout service.

   An OPES processor that received a DWSS message followed by a DWSR
   message MUST NOT send an AME message with a 206 (partial) status code
   before sending a DSS message. Informally, this rule means that the
   callout server that wants to get out of the loop fast should send a
   DWSS message immediately followed by a DWSR message; the server does
   not need to wait for the OPES processor's permission to terminate
   adapted dataflow before requesting the OPES processor to terminate
   original dataflow.

9.  Protocol Element Type Declaration Mnemonic (PETDM)

   A protocol element type is a named set of syntax and semantics rules.
   This section defines a simple, formal declaration mnemonic for
   protocol element types, labeled PETDM. PETDM simplicity is meant to
   ease type declarations in this specification. PETDM formality is
   meant to improve interoperability among implementations. Two protocol
   elements are supported by PETDM: message parameter values and
   messages.

   All OCP Core parameter and message types are declared using PETDM.
   OCP extensions SHOULD use PETDM when declaring new types.

   Atom, list, structure, and message constructs are four available base



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   types.  Their syntax and semantics rules are defined in Section 3.1.
   New types can be declared in PETDM to extend base types semantics,
   using the following declaration templates. The new semantics rules
   are meant to be attached to each declaration using prose text.

   Things in angle brackets are template placeholders, to be substituted
   with actual type names or parameter name tokens. Square brackets
   surround optional elements such as structure members or message
   payload.

   o  Declaring a new atomic type:
   <new-type-name>: extends atom;

   o  Declaring a new list with old-type-name items:
   <new-type-name>: extends list of <old-type-name>;
       Unless explicitly noted otherwise, empty lists are valid and have
      semantics of a absent parameter value.

   o  Declaring a new structure with members:
   <new-type-name>: extends structure with {
        <old-type-nameA> <old-type-nameB> [<old-type-nameC>] ...;
        <member-name1>: <old-type-name1>;
        <member-name2>: <old-type-name2>;
        [<member-name3>: <old-type-name3>];
        ...
   };
       The new structure may have anonymous members and named members.
      Neither group have to exist. Note that it is always possible for
      extensions to add more members to old structures without affecting
      type semantics because unrecognized members are ignored by
      compliant agents.

   o  Declaring a new message with parameters:
   <new-type-name>: extends message with {
        <old-type-nameA> <old-type-nameB> [<old-type-nameC>] ...;
        <parameter-name1>: <old-type-name1>;
        <parameter-name2>: <old-type-name2>;
        [<parameter-name3>: <old-type-name3>];
        ...
   };
       The new type name becomes the message name. Just like when
      extending a structure, the new message may have anonymous
      parameters and named parameters.  Neither group have to exist.
      Note that it is always possible for extensions to add more
      parameters to old messages without affecting type semantics
      because unrecognized parameters are ignored by compliant agents.

   o  Extending a type with more semantics details:



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   <new-type-name>: extends <old-type-name>;

   o  Extending a structure- or message-base type:
   <new-type-name>: extends <old-type-name> with {
        <old-type-nameA> <old-type-nameB> [<old-type-nameC>] ...;
        <member-name1>: <old-type-name1>;
        <member-name2>: <old-type-name2>;
        [<member-name3>: <old-type-name3>];
        ...
   };
       New anonymous members are appended to the anonymous members of
      the old type, and new named members are merged with named members
      of the old type.

   o  Extending a message-base type with payload semantics:
   <new-type-name>: extends <old-type-name> with {
        ...
   } and payload;
       Any any OCP message can have payload, but only some message types
      have known payload semantics. Like any parameter, payload may be
      required or optional.

   o  Extending type semantics without renaming the type:
   <old-type-name>: extends <namespace>::<old-type-name>;
       The above template can be used by OCP Core extensions that want
      to change the semantics of OCP Core types without renaming them.
      This technique is essential for extending OCP messages because
      message name is the same as the message type name. For example, an
      SMTP profile for OCP might use the following declaration to extend
      an Application Message Start (AMS) message with Am-Id, a parameter
      defined in that profile:

   AMS: extends Core::AMS with {
        Am-Id: am-id;
   };

   All extended types may be used as a replacement of the types they
   extend. For example, a Negotiation Offer (NO) message uses a
   parameter of type Features. Features (Section 10.12) is a list of
   feature (Section 10.11) items. A Feature is a structure-based type.
   An OCP extension (e.g., an HTTP application profile) may extend the
   feature type and use a value of that extended type in a negotiation
   offer.  Recipients that are aware of the extension will recognize
   added members in feature items and negotiate accordingly. Other
   recipients will ignore them.

   OCP Core namespace tag is "Core". OCP extensions that declare types
   MUST define their namespace tags (so that other extensions and



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   documentation can use them in their PETDM declarations).

9.1  Optional Parameters

   Anonymous parameters are positional: parameter's position (i.e., the
   number of anonymous parameters to the left) is its "name". Thus, when
   a structure or message have multiple optional anonymous parameters,
   parameters to the right can be used only if all parameters to the
   left are present. The following notation:

   [name1] [name2] [name3] ... [nameN]

   is interpreted as:

   [name1 [ name2 [ name3 ... [nameN] ... ]]]

   When adding an anonymous parameter to a structure or message that
   have optional anonymous parameters, the new parameter has to be
   optional, and the new parameter can only be used if all old optional
   parameters are in use. Named parameters do not have such limitations
   because they are not positional but associative; they are identified
   by their explicit and unique names.

10.  Message Parameter Types

   This section defines parameter value types that are used for message
   definitions (Section 11).  Before using a parameter value, an OCP
   agent MUST check whether the value has the expected type (i.e.,
   whether it complies with all rules from the type definition).  A
   single rule violation means that the parameter is invalid. See
   Section 5 for rules on processing invalid input.

   OCP extensions MAY define their own types. If they do, OCP extensions
   MUST define types with exactly one base format and MUST specify type
   of every new protocol element they introduce.

10.1  uri

   uri: extends atom;

   Uri (universal resource identifier) is an atom formatted according to
   URI rules in [RFC2396].

   Often, a uri parameter is used as a unique (within a given scope)
   identifier. Uni semantics is incomplete without the scope
   specification. Many uri parameters are URLs. Unless noted otherwise,
   URL identifiers do not imply existence of a serviceable resource at
   the location they specify. For example, an HTTP request for an



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   HTTP-based URI identifier may result in a 404 (Not Found) response.

10.2  uni

   uni: extends atom;

   Uni (unique numeric identifier) is an atom formatted as dec-number
   and with a value in the [0, 2147483647] inclusive range.

   A uni parameter is used as a unique (within a given scope)
   identifier. Uni semantics is incomplete without the scope
   specification. Some OCP messages create identifiers (i.e., bring them
   into scope). Some OCP messages destroy them (i.e, remove them from
   scope).  An OCP agent MUST NOT create the same uni value more than
   once within the same scope. When creating a new identifier of the
   same type and within the same scope as some old identifier, an OCP
   agent MUST use a higher numerical value for the new identifier. The
   first rule makes uni identifiers suitable for cross-referencing logs
   and other artifacts.  The second rule makes efficient checks of the
   first rule possible.

   For example, a previously used transaction identifier "xid" must not
   be used for a new Transaction Start (TS) message within the same OCP
   transaction, even if a prior Transaction End (TE) message was sent
   for the same transaction.

   An OCP agent MUST terminate the state associated with uni uniqueness
   scope if all unique values have been used up.

10.3  size

   size: extends atom;

   Size is an atom formatted as dec-number and with a value in the [0,
   2147483647] inclusive range.

   Size value is the number of octets in the associated data chunk.

   OCP Core cannot handle application messages that exceed 2147483647
   octets in size, require larger sizes as a part of OCP marshaling
   process, or use sizes with granularity other than 8 bits. This
   limitation can be addressed by OCP extensions as hinted in Section
   15.1.

10.4  offset

   offset: extends atom;




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   Offset is an atom formatted as dec-number and with a value in the [0,
   2147483647] inclusive range.

   Offset is an octet position expressed in the number of octets
   relative to the first octet of the associated dataflow. The offset of
   the first data octet has a value of zero.

10.5  percent

   percent: extends atom;

   Percent is an atom formatted as dec-number and with a value in the
   [0, 100] inclusive range.

   Percent semantics is incomplete without associating its value with a
   boolean statement or assertion. The value of 0 indicates absolute
   impossibility.  The value of 100 indicates an absolute certainty. In
   either case, the associated statement can be relied upon as if it was
   expressed in boolean rather than probabilistic terms. Values in the
   [1,99] inclusive range indicate corresponding levels of certainty
   that the associated statement is true.

10.6  boolean

   boolean: extends atom;

   Boolean type is an atom with two valid values: true and false.  A
   boolean parameter expresses truthfulness of the associated statement.

10.7  xid

   xid: extends uni;

   "Xid", an OCP transaction identifier, uniquely identifies an OCP
   transaction within an OCP connection.

10.8  sg-id

   sg-id: extends uni;

   "Sg-id", a service group identifier, uniquely identifies a group of
   services on an OCP connection.

10.9  modp

   modp: extends percent;

   Modp extends the percent type to express senders confidence that



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   application data will be modified. The boolean statement associated
   with the percentage value is "data will be modified". Modification is
   defined as adaptation that changes numerical value of at least one
   data octet.

10.10  result

   result: extends structure with {
        atom [atom];
   };

   OCP processing result is expressed as a structure with two documented
   members: a required Uni status code and an optional reason. The
   reason member contains informative textual information not intended
   for automated processing. For example,

   { 200 OK }
   { 200 "6:got it" }
   { 200 "27:27 octets in UTF-8 encoding" }

   This specification defines the following status codes:

   Result Status Codes

   +--------+--------------+-------------------------------------------+
   |   code |     text     | semantics                                 |
   +--------+--------------+-------------------------------------------+
   |    200 |      OK      | Overall success. This specification does  |
   |        |              | not contain any general actions for 200   |
   |        |              | status code recipients.                   |
   |    206 |    partial   | Partial success. This status code is      |
   |        |              | documented for Application Message End    |
   |        |              | (AME) messages only. The code indicates   |
   |        |              | that the agent terminated the             |
   |        |              | corresponding dataflow prematurely (i.e., |
   |        |              | more data would be needed to reconstruct  |
   |        |              | a complete application message).          |
   |        |              | Premature termination of one dataflow     |
   |        |              | does not introduce any special            |
   |        |              | requirements for the other dataflow       |
   |        |              | termination. See dataflow termination     |
   |        |              | optimizations (Section 8) for use cases.  |
   |    400 |    failure   | An error, exception, or trouble. A        |
   |        |              | recipient of a 400 (failure) result of an |
   |        |              | AME, TE, or CE message MUST destroy any   |
   |        |              | state or data associated with the         |
   |        |              | corresponding dataflow, transaction, or   |
   |        |              | connection. For example, adapted version  |



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   |        |              | of the application message data must be   |
   |        |              | purged from the processor cache if the    |
   |        |              | OPES processor receives an Application    |
   |        |              | Message End (AME) message with result     |
   |        |              | code of 400.                              |
   +--------+--------------+-------------------------------------------+

   Specific OCP messages may require code-specific actions.

   Extending result semantics is possible by adding new "result"
   structure members or negotiating additional result codes (e.g., as a
   part of a negotiated profile). A recipient of an unknown (in
   then-current context) result code MUST act as if code 400 (failure)
   was received.

   The recipient of a message without the actual result parameter, but
   with an optional formal result parameter MUST act as if code 200 (OK)
   was received.

   Textual information (the second anonymous parameter of the result
   structure) is often referred to as "reason" or "reason phrase".  To
   assist manual troubleshooting efforts, OCP agents are encouraged to
   include descriptive reasons with all results indicating a failure.

   An OCP message with result status code of 400 (failure) is called "a
   message indicating a failure" in this specification.

10.11  feature

   feature: extends structure with {
        uri;
   };

   Feature extends structure to relay an OCP feature identifier and to
   reserve a "place" for optional feature-specific parameters (sometimes
   called feature attributes). Feature values are used to declare
   support for and negotiate use of OCP features.

   This specification does not define any features.

10.12  features

   features: extends list of feature;

   "Features" is a list of "feature" values. Unless noted otherwise, the
   list can be empty and features are listed in decreasing preference
   order.




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10.13  service

   service: extends structure with {
        uri;
   };

   "Service" structure has one anonymous member, an OPES service
   identifier of type "uri". Services may have service-dependent
   parameters. An OCP extension defining a service for use with OCP MUST
   define service identifier and service-dependent parameters as
   additional "service" structure members, if any. For example, a
   service value may look like this:

   {"37:http://iana.org/assignments/opes/ocp/tls" "8:blowfish"}

10.14  services

   services: extends list of service;

   "Services" is a list of "service" values. Unless noted otherwise, the
   list can be empty and the order of the values is the requested or
   actual service application order.

10.15  Dataflow Specializations

   Several parameter types such as "offset" apply to both original and
   adapted dataflow. It is relatively easy to misidentify type's
   dataflow affiliation, especially when parameters with different
   affiliation are mixed together in one message declaration. The
   following statements declare new dataflow-specific types using their
   dataflow-agnostic versions (denoted by a <type> placeholder).

   The following new types refer to original data only:

   org-<type>: extends <type>;

   The following new types refer to adapted data only:

   adp-<type>: extends <type>;

   The following new types refer to sender's dataflow only:

   my-<type>: extends <type>;

   The following new types refer to recipient's dataflow only:

   your-<type>: extends <type>;




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   OCP Core specification uses the above type naming scheme to implement
   dataflow specialization for the following types: offset, size, and
   sg-id.  OCP extensions SHOULD use the same scheme.

11.  Message Definitions

   This section describes specific OCP messages. Each message is given a
   unique name and usually has a set of anonymous and/or named
   parameters. The order of anonymous parameters is specified in the
   message definitions below. No particular order for named parameters
   is implied by this specification. OCP extensions MUST NOT introduce
   order-dependent named parameters. No more than one named-parameter
   with a given name can appear in the message; messages with multiple
   equally-named parameters are semantically invalid.

   A recipient MUST be able to parse any message in valid format (see
   Section 3.1), subject to recipient resources limitations.

   Unknown or unexpected message names, parameters, and payloads may be
   valid extensions. For example, an "extra" named parameter may be used
   for a given message, in addition to what is documented in the message
   definition below. A recipient MUST ignore any valid but unknown or
   unexpected name, parameter, member, or payload.

   Some message parameter values use uni identifiers to refer to various
   OCP states (see Section 10.2 and Appendix B). These identifiers are
   created, used, and destroyed by OCP agents via corresponding
   messages.  Except when creating a new identifier, an OCP agent MUST
   NOT send a uni identifier that corresponds to an inactive state
   (i.e., that was either never created or was already destroyed). Such
   identifiers invalidate the host OCP message (see Section 5). For
   example, the recipient must terminate the transaction when the xid
   parameter in a Data Use Mine (DUM) message refers to an unknown or
   already terminated OCP transaction.

11.1  Connection Start (CS)

   CS: extends message;

   A Connection Start (CS) message indicates the start of an OCP
   connection. An OCP agent MUST send this message before any other
   message on the connection. If the first message an OCP agent receives
   is not Connection Start (CS), the agent MUST terminate the connection
   with a Connection End (CE) message having 400 (failure) result status
   code. An OCP agent MUST send Connection Start (CS) message exactly
   once. An OCP agent MUST ignore repeated Connection Start (CS)
   messages.




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   At any time, a callout server MAY refuse further processing on an OCP
   connection by sending a Connection End (CE) message with status code
   400 (failure). Note that the above requirement to send a CS message
   first still applies.

   With TCP/IP as transport, raw TCP connections (local and remote peer
   IP addresses with port numbers) identify an OCP connection. Other
   transports may provide OCP connection identifiers to distinguish
   logical connections that share the same transport. For example, a
   single BEEP [RFC3080] channel may be designated as a single OCP
   connection.

11.2  Connection End (CE)

   CE: extends message with {
        [result];
   };

   Connection End (CE) Indicates an end of an OCP connection. The agent
   initiating closing or termination of a connection MUST send this
   message immediately prior to closing or termination. The recipient
   MUST free associated state, including transport state.

   Connection termination without a Connection End (CE) message
   indicates that the connection was prematurely closed, possibly
   without the closing-side agent prior knowledge or intent. When an OCP
   agent detects a prematurely closed connection, the agent MUST act as
   if a Connection End (CE) message indicating a failure was received.

   A Connection End (CE) message implies the end of all transactions,
   negotiations, and service groups opened or active on the connection
   being ended.

11.3  Service Group Created (SGC)

   SGC: extends message with {
        my-sg-id services;
   };

   An Service Group Created (SGC) message informs the recipient that a
   list of adaptation services has been associated with the given
   service group identifier ("my-sg-id"). Following this message, the
   sender can refer to the group using the identifier. The recipient
   MUST maintain the association until a matching Service Group
   Destroyed (SGD) message is received or the corresponding OCP
   connection is closed.

   Service groups have a connection scope. Transaction management



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   messages do not affect existing service groups.

   Maintaining service group associations requires resources (e.g.,
   storage to keep the group identifier and a list of service IDs).
   Thus, there is a finite number of associations an implementation can
   maintain. Callout servers MUST be able to maintain at least one
   association for each OCP connection they accept.  If a recipient of a
   Service Group Created (SGC) message does not create the requested
   association, it MUST immediately terminate the connection with a
   Connection End (CE) message indicating a failure.

11.4  Service Group Destroyed (SGD)

   SGD: extends message with {
        my-sg-id;
   };

   A Service Group Destroyed (SGD) message instructs the recipient to
   forget about the service group associated with the specified
   identifier. The recipient MUST destroy the identified service group
   association.

11.5  Transaction Start (TS)

   TS: extends message with {
        xid my-sg-id;
   };

   Sent by an OPES processor, a TS message indicates the start of an OCP
   transaction. Upon receiving of this message, the callout server MAY
   refuse further transaction processing by responding with a
   corresponding Transaction End (TE) message. A callout server MUST
   maintain the state until it receives a message indicating the end of
   the transaction or until it terminates the transaction itself.

   The required "my-sg-id" identifier refers to a service group created
   with a Service Group Created (SGC) message. The callout server MUST
   apply the list of services associated with "my-sg-id", in the
   specified order.

   This message introduces transaction identifier (xid).

11.6  Transaction End (TE)

   TE: extends message with {
        xid [result];
   };




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   Indicates the end of the identified OCP transaction.

   An OCP agent MUST send a Transaction End (TE) message immediately
   after it makes a decision to send no more messages related to the
   corresponding transaction.  Violating this requirement may cause, for
   example, unnecessary delays, rejection of new transactions, and even
   timeouts for agents that rely on this end-of-file condition to
   proceed.

   This message terminates the life of the transaction identifier (xid).

11.7  Application Message Start (AMS)

   AMS: extends message with {
        xid;
        [Services: services];
   };

   An AMS message indicates the start of the original or adapted
   application message processing and dataflow. The recipient MAY refuse
   further processing by sending an Application Message End (AME)
   message indicating a failure.

   When an AMS message is sent by the OPES processor, the callout server
   usually sends an AMS message back, announcing the creation of an
   adapted version of the original application message.  Such
   announcement may be delayed. For example, the callout server may wait
   for more information to come from the OPES processor.

   When an AMS message is sent by the callout server, an optional
   "Services" parameter describes OPES services that the server MAY
   apply to the original application message. Usually, the "services"
   value matches what was asked by the OPES processor. The callout
   server SHOULD send a "Services" parameter the parameter value would
   differ from the list of services requested by the OPES processor.
   Since the same service may be known under many names, the mismatch
   does not necessarily imply an error).

11.8  Application Message End (AME)

   AME: extends message with {
        xid [result];
   };

   An AME message indicates the end of the original or adapted
   application message processing and dataflow. The recipient should
   expect no more data for the corresponding application message.




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   An Application Message End (AME) message ends any data preservation
   commitments and any other state associated with the corresponding
   application message.

   An OCP agent MUST send an Application Message End (AME) message
   immediately after it makes a decision to stop processing of its
   application message. Violating this requirement may cause, for
   example, unnecessary delays, rejection of new transactions, and even
   timeouts for agents that rely on this end-of-file condition to
   proceed.

11.9  Data Use Mine (DUM)

   DUM: extends message with {
        xid my-offset;
        [As-is: org-offset];
        [Kept: org-offset org-size ];
        [Modp: modp];
   } and payload;

   A DUM message carries application data. It is the only OCP Core
   message with documented payload. The sender MUST NOT make any gaps in
   data supplied by Data Use Mine (DUM) and Data Use Yours (DUY)
   messages (i.e., the my-offset of the next data message must be equal
   to my-offset plus the payload size of the previous data message).
   Messages with gaps are invalid. The sender MUST send payload and MAY
   use empty payload (i.e., payload with zero size). A DUM message
   without payload is invalid. Empty payloads are useful for
   communicating meta-information about the data (e.g., modification
   predictions or preservation commitments) without sending data.

   An OPES processor MAY send a "Kept" parameter to indicate its current
   data preservation commitment (Section 7) for original data.  When an
   OPES processor sends a "Kept" parameter, the processor MUST keep a
   copy of the specified data (the preservation commitment starts or
   continues).  The Kept offset parameter specifies the offset of the
   first octet of the preserved data. The Kept size parameter is the
   size of preserved data. Note that data preservation rules allow
   (i.e., do not prohibit) OPES processor to decrease offset and to
   specify a data range not yet fully delivered to the callout server.
   OCP Core does not require any relationship between DUM payload and
   the "Kept" parameter.

   If the "Kept" parameter value violates data preservation rules, but
   the recipient has not sent any Data Use Yours (DUY) messages for the
   given OCP transaction yet, then the recipient MUST NOT use any
   preserved data for the given transaction (i.e., must not sent any
   Data Use Yours (DUY) messages). If the "Kept" parameter value



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   violates data preservation rules, and the recipient has already sent
   Data Use Yours (DUY) messages, the DUM message is invalid and the
   rules of Section 5 apply. These requirements help preserve data
   integrity when "Kept" optimization is used by the OPES processor.

   A callout server MUST send a "Modp" parameter if the server can
   provide a reliable value and has not already sent the same parameter
   value for the corresponding application message. The definition of
   "reliable" is entirely up to the callout server. The data
   modification prediction includes DUM payload. That is, if attached
   payload has been modified, the modp value cannot be 0%.

   A callout server SHOULD send an "As-is" parameter if the attached
   data is identical to a fragment at the specified offset in the
   original dataflow.  An "As-is" parameter specifying a data fragment
   that have not been sent to the callout server is invalid. The
   recipient MUST ignore invalid "As-is" parameters. Identical means
   that all adapted octets have the same numeric value as the
   corresponding original octets. This parameter is meant to allow for
   partial data preservation optimizations without a preservation
   commitment. The preserved data still crosses the connection with the
   callout server twice, but OPES processor may be able to optimize its
   handling of the data.

   The OPES processor MUST NOT terminate its data preservation
   commitment (Section 7) in reaction to receiving a Data Use Mine (DUM)
   message.

11.10  Data Use Yours (DUY)

   DUY: extends message with {
        xid org-offset org-size;
   };

   The callout server tells the OPES processor to use the "size" bytes
   of preserved original data starting at the specified offset, as if
   that data chunk came from the callout server in a Data Use Mine (DUM)
   message.

   The OPES processor MUST NOT terminate its data preservation
   commitment (Section 7) in reaction to receiving a Data Use Yours
   (DUY) message.

11.11  Data Preservation Interest (DPI)

   DPI: extends message with {
        xid org-offset org-size;
   };



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   The Data Preservation Interest (DPI) message describes an original
   data chunk using the first octet offset and size as parameters. The
   chunk is the only area of original data that callout server may be
   interested in referring to in future Data Use Yours (DUY) messages.
   This data chunk is referred to as "reusable data".  The rest of the
   original data is referred to as "disposable data". Thus, disposable
   data consists of octets below the specified offset and at or above
   the (offset+size) offset.

   After sending this message, the callout server MUST NOT send Data Use
   Yours (DUY) messages referring to disposable data chunk(s). If an
   OPES processor is not preserving some reusable data, it MAY start
   preserving that data. If the OPES processor preserves some disposable
   data, it MAY stop preserving that data. If an OPES processor does not
   preserve some disposable data, it MAY NOT start preserving that data.

   A callout server MUST NOT indicate reusable data areas that overlap
   with disposable data areas indicated in previous Data Preservation
   Interest (DPI) messages. In other words, reusable data must not grow
   and disposable data must not shrink. If a callout server violates
   this rule, the Data Preservation Interest (DPI) message is invalid
   (see Section 5).

   The Data Preservation Interest (DPI) message cannot force the OPES
   processor to preserve data. The term reusable in this context stands
   for callout server interest in reusing the data in the future, given
   the OPES processor cooperation.

   For example, an offset value of zero and the size value of 2147483647
   indicates that the server may want to reuse all the original data.
   The size value of zero indicates that the server is not going to send
   any more Data Use Yours (DUY) messages.

11.12  Want Stop Receiving Data (DWSR)

   DWSR: extends message with {
        xid org-size;
   };

   The Want Stop Receiving Data (DWSR) message informs OPES processor
   that the callout server wants to stop receiving original data any
   time after receiving at least org-size worth of application message
   prefix. That is, the server is asking the processor to terminate
   original dataflow prematurely (see Section 8.1) after sending at
   least org-size octets.

   An OPES processor receiving a Want Stop Receiving Data (DWSR) message
   SHOULD terminate original dataflow by sending an Application Message



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   End (AME) message with a 206 (partial) status code.

   An OPES processor MUST NOT terminate its data preservation commitment
   (Section 7) in reaction to receiving a Want Stop Receiving Data
   (DWSR) message. Just like with any other message, an OPES processor
   may use information supplied by Want Stop Receiving Data (DWSR) to
   decide on future preservation commitments.

11.13  Want Stop Sending Data (DWSS)

   DWSS: extends message with {
        xid;
   };

   The Want Stop Sending Data (DWSS) message informs OPES processor that
   the callout server wants to stop sending adapted data as soon as
   possible; the server is asking the processor for a permission to
   terminate adapted dataflow prematurely (see Section 8.2). The OPES
   processor can grant such a permission using a Stop Sending Data (DSS)
   message.

   Once the DWSS message is sent, the callout server MUST NOT
   prematurely terminate adapted dataflow until the server receives a
   DSS message from the OPES processor. If the server violates this
   rule, the OPES processor MUST act as if no DWSS message was received.
   The latter implies that the OCP transaction is terminated by the
   processor, with an error.

   An OPES processor receiving a DWSS message SHOULD respond with an
   Stop Sending Data (DSS) message, provided the processor would not
   violate DSS message requirements by doing so. The processor SHOULD
   respond immediately once DSS message requirements can be satisfied.

11.14  Stop Sending Data (DSS)

   DSS: extends message with {
        xid;
   };

   The Stop Sending Data (DSS) message instructs the callout server to
   terminate adapted dataflow prematurely by sending an Application
   Message End (AME) message with a 206 (partial) status code. A callout
   server is expected to solicit the Stop Sending Data (DSS) message by
   sending a Want Stop Sending Data (DWSS) message (see Section 8.2).

   A callout server receiving a solicited Stop Sending Data (DSS)
   message for a yet-unterminated adapted dataflow MUST immediately
   terminate dataflow by sending an Application Message End (AME)



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   message with a 206 (partial) status code. If the callout server
   already terminated adapted dataflow, the callout server MUST ignore
   the Stop Sending Data (DSS) message. A callout server receiving an
   unsolicited DSS message for a yet-unterminated adapted dataflow MUST
   either treat that message as invalid or as solicited (i.e., the
   server cannot simply ignore unsolicited DSS messages).

   The OPES processor sending a Stop Sending Data (DSS) message MUST be
   able to correctly reconstruct adapted application message after the
   callout server terminates dataflow. This requirement implies that the
   processor must have access to any original data sent to the callout
   after the Stop Sending Data (DSS) message, if any. Consequently, the
   OPES processor has to either send no data at all or keep a copy of
   it.

   If a callout server receives a DSS message and, in violation of the
   above rules, waits for more original data before sending an
   Application Message End (AME) response, a deadlock may occur: the
   OPES processor may wait for the Application Message End (AME) message
   to send more original data.

11.15  Want Data Paused (DWP)

   DWP: extends message with {
        xid your-offset;
   };

   The Want Data Paused (DWP) message indicates sender's temporary lack
   of interest in receiving data starting with the specified offset.
   This disinterest in receiving data is temporary in nature and implies
   nothing about sender's intent to send data.

   The "your-offset" parameter refers to dataflow originating at the OCP
   agent receiving the parameter.

   If, at the time the Want Data Paused (DWP) message was received, the
   recipient has already sent data at the specified offset, the message
   recipient MUST stop sending data immediately. Otherwise, the
   recipient MUST stop sending data immediately after it sends the
   specified offset. Once the recipient stops sending more data, it MUST
   immediately send a Paused My Data (DPM) message and MUST NOT send
   more data until it receives a Want More Data (DWM) message.

   As most OCP Core mechanisms, data pausing is asynchronous. The sender
   of the Want Data Paused (DWP) message MUST NOT rely on the data being
   paused exactly at the specified offset or at all.





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11.16  Paused My Data (DPM)

   DPM: extends message with {
        xid;
   };

   The Paused My Data (DPM) message indicates sender's commitment to
   send no more data until the sender receives a Want More Data (DWM)
   message.

   The recipient of the Paused My Data (DPM) message MAY expect the data
   delivery being paused. If the recipient receives data despite this
   expectation, it MAY abort the corresponding transaction with a
   Transaction End (TE) message indicating a failure.

11.17  Want More Data (DWM)

   DWM: extends message with {
        xid;
        [Size-request: your-size];
   };

   The Want More Data (DWM) message indicates sender's need for more
   data.

   Message parameters always refer to dataflow originating at the other
   OCP agent: when sent by an OPES processor, your-size is adp-size;
   when sent by a callout server, your-size is org-size.

   The "Size-request" parameter refers to dataflow originating at the
   OCP agent receiving the parameter. If a "Size-request" parameter is
   present, its value is the suggested minimum data size. It is meant to
   allow the recipient to deliver data in fewer chunks. The recipient
   MAY ignore the "Size-request" parameter. An absent "Size-request"
   parameter implies "any size".

   The message also cancels the Paused My Data (DPM) message effect. If
   the recipient was not sending any data because of its DPM message,
   the recipient MAY resume sending data. Note, however, that the Want
   More Data (DWM) message can be sent regardless of whether the
   dataflow in question has been paused. The "Size-request" parameter
   makes this message a useful stand-alone optimization.

11.18  Negotiation Offer (NO)







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   NO: extends message with {
        features;
        [SG: my-sg-id];
        [Offer-Pending: boolean];
   };

   A Negotiation Offer (NO) message solicits a selection of a single
   "best" feature out of a supplied list, using a Negotiation Response
   (NR) message. The sender is expected to list preferred features first
   when possible.  The recipient MAY ignore sender preferences. If the
   list of features is empty, the negotiation is bound to fail but
   remains valid.

   Both OPES processor and callout server are allowed to send
   Negotiation Offer (NO) messages. The rules in this section ensure
   that only one offer is honored if two offers are submitted
   concurrently. An agent MUST NOT send a Negotiation Offer (NO) message
   if it still expects a response to its previous offer on the same
   connection.

   If an OPES processor receives a Negotiation Offer (NO) message while
   its own offer is pending, the processor MUST disregard the server
   offer. Otherwise, it MUST respond immediately.

   If a callout server receives a Negotiation Offer (NO) message when
   its own offer is pending, the server MUST disregard its own offer.
   In either case, the server MUST respond immediately.

   If an agent receives a message sequence that violates any of the
   above rules in this section, the agent MUST terminate the connection
   with a Connection End (CE) message indicating a failure.

   An optional "Offer-Pending" parameter is used for Negotiation Phase
   maintenance (Section 6.1). The option's value defaults to "false".

   An optional "SG" parameter is used to narrow the scope of
   negotiations to the specified service group. If SG is present, the
   negotiated features are negotiated and enabled only for transactions
   that use the specified service group ID. Connection-scoped features
   are negotiated and enabled for all service groups. The presence of
   scope does not imply automatic conflict resolution common to
   programming languages; no conflicts are allowed. When negotiating
   connection-scoped features, an agent MUST check for conflicts within
   each existing service group.  When negotiating group-scoped features,
   an agent MUST check for conflicts with connection-scoped features
   already negotiated.  For example, it must not be possible to
   negotiate a connection-scoped HTTP application profile if one service
   group already has an SMTP application profile and vice versa.



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   OCP agents SHOULD NOT send offers with service groups used by pending
   transactions. Unless explicitly noted otherwise in a feature
   documentation, OCP agents MUST NOT apply any negotiations to pending
   transactions. In other words, negotiated features take effect with
   the new OCP transaction.

   As with other protocol elements, OCP Core extensions may document
   additional negotiation restrictions. For example, specification of a
   transport security feature may prohibit the use of SG parameter in
   negotiation offers, to avoid situations where encryption is enabled
   for only a portion of overlapping transactions on the same transport
   connection.

11.19  Negotiation Response (NR)

   NR: extends message with {
        [feature];
        [SG: my-sg-id];
        [Rejects: features];
        [Unknowns: features];
        [Offer-Pending: boolean];
   };

   A Negotiation Response (NR) message conveys recipient's reaction to a
   Negotiation Offer (NO) request.  An accepted offer (a.k.a., positive
   response) is indicated by the presence of an anonymous "feature"
   parameter, containing the selected feature. If the selected feature
   does not match any of the offered features, the offering agent MUST
   consider negotiation failed and MAY terminate the connection with a
   Connection End (CE) message indicating a failure.

   A rejected offer (a.k.a., negative response) is indicated by omitting
   the anonymous "feature" parameter.

   The successfully negotiated feature becomes effective immediately:
   The sender of a positive response MUST consider the corresponding
   feature enabled immediately after the response is sent; the recipient
   of a positive response MUST consider the corresponding feature
   enabled immediately after the response is received. Note that the
   scope of the negotiated feature application may be limited to a
   specified service group. The negotiation phase state does not affect
   enabling of the feature.

   If negotiation offer contains an SG parameter, the responder MUST
   include that parameter in the Negotiation Response (NR) message.  The
   recipient of a NR message without the expected SG parameter MUST
   treat negotiation response as invalid.




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   If negotiation offer lacks an SG parameter, the responder MUST NOT
   include that parameter in the Negotiation Response (NR) message.  The
   recipient of a NR message with an unexpected SG parameter MUST treat
   negotiation response as invalid.

   An optional "Offer-Pending" parameter is used for Negotiation Phase
   maintenance (Section 6.1). The option's value defaults to "false".

   When accepting or rejecting an offer, the sender of the Negotiation
   Response (NR) message MAY supply additional details via Rejects and
   Unknowns parameters.  The Rejects parameter can be used to list
   features that were known to the Negotiation Offer (NO) recipient but
   could not be supported given negotiated state that existed when NO
   message was received. The Unknowns parameter can be used to list
   features that were unknown to the NO recipient.

11.20  Ability Query (AQ)

   AQ: extends message with {
        feature;
   };

   A Ability Query (AQ) message solicits an immediate Ability Answer
   (AA) response. The recipient MUST respond immediately with a AA
   message. This is a read-only, non-modifying interface. The recipient
   MUST NOT enable or disable any features due to an AQ request.

   OCP extensions documenting a feature MAY extend AQ messages to supply
   additional information about the feature or the query itself.

   The primary intended purpose of the ability inquiry interface is
   debugging and troubleshooting rather than automated fine-tuning of
   agent behavior and configuration. The latter may be better achieved
   by the OCP negotiation mechanism (Section 6).

11.21  Ability Answer (AA)

   AA: extends message with {
        boolean;
   };

   A Ability Answer (AA) message expresses senders support for a feature
   requested via a Ability Query (AQ) message.  The sender MUST set the
   value of the anonymous boolean parameter to the truthfulness of the
   following statement: "at the time of this answer generation, the
   sender supports the feature in question". The meaning of "support"
   and additional details are feature-specific. OCP extensions
   documenting a feature MUST document the definition of "support" in



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   the scope of the above statement and MAY extend AA messages to supply
   additional information about the feature or the answer itself.

11.22  Progress Query (PQ)

   PQ: extends message with {
        [xid];
   };

   A Progress Query (PQ) message solicits an immediate Progress Answer
   (PA) response. The recipient MUST immediately respond to a PQ
   request, even if the transaction identifier is invalid from the
   recipient point of view.

11.23  Progress Answer (PA)

   PA: extends message with {
        [xid];
        [Org-Data: org-size];
   };

   A PA message carries sender's state. The "Org-Data" size is the total
   original data size received or sent by the agent so far for the
   identified application message (an agent can be either sending or
   receiving original data so there is no ambiguity). When referring to
   received data, progress information does not imply that the data has
   been otherwise processed in some way.

   The progress inquiry interface is useful for several purposes,
   including keeping idle OCP connections "alive", gauging the agent
   processing speed, verifying agent's progress, and debugging OCP
   communications.  Verifying progress, for example, may be essential to
   implement timeouts for callout servers that do not send any adapted
   data until the entire original application message is received and
   processed.

   A recipient of a PA message MUST NOT assume that the sender is not
   working on any transaction or application message not identified in
   the PA message. A PA message does not carry information about
   multiple transactions or application messages.

   If an agent is working on the transaction identified in the Progress
   Query (PQ) request, the agent MUST send the corresponding transaction
   ID (xid) when answering PQ with a PA message.  Otherwise, the agent
   MUST NOT send the transaction ID.  If an agent is working on the
   original application message for the specified transaction, the agent
   MUST send the Org-Data parameter.  Otherwise (i.e., the agent has
   already sent or received the Application Message End (AME) message



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   for the original dataflow), the agent MUST NOT send the Org-data
   parameter.

   Informally, the PA message relays sender's progress with the
   transaction and original dataflow identified by the Progress Query
   (PQ) message, provided the transaction identifier is still valid at
   the time of the answer.  Absent information in the answer indicates
   invalid, unknown, or closed transaction and/or original dataflow from
   the query recipient point of view.

11.24  Progress Report (PR)

   PR: extends message with {
        [xid];
        [Org-Data: org-size];
   };

   A PR message carries senders state. The message semantics and
   associated requirements are identical to that of a Progress Answer
   (PA) message except that the PR message is sent unsolicited. The
   sender MAY report progress at any time. The sender MAY report
   progress unrelated to any transaction or original application message
   or related to any valid (current) transaction or original dataflow.

   Unsolicited progress reports are especially useful for OCP extensions
   dealing with "slow" callout services that introduce significant
   delays for the final application message recipient.  The report may
   contain progress information that will make that final recipient more
   delay-tolerant.

12.  IAB Considerations

   OPES treatment of IETF Internet Architecture Board (IAB)
   considerations [RFC3238] are documented in [I-D.ietf-opes-iab].

13.  Security Considerations

   This section examines security considerations for OCP. OPES threats
   are documented in [I-D.ietf-opes-threats].

   OCP relays application messages that may contain sensitive
   information. Appropriate transport encryption can be negotiated to
   prevent information leakage or modification (see Section 6), but OCP
   agents may support unencrypted transport by default.  Such default
   OCP agent configurations will expose application messages to third
   party recording and modification, even if OPES proxies themselves are
   secure.




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   OCP implementation bugs may lead to security vulnerabilities in OCP
   agents, even if OCP traffic itself remains secure. For example, a
   buffer overflow in a callout server caused by a malicious OPES
   processor may grant that processor access to information from other
   (100% secure) OCP connections, including connections with other OPES
   processors.

   Careless OCP implementations may rely on various OCP identifiers to
   be unique across all OCP agents. A malicious agent can inject an OCP
   message that matches identifiers used by other agents, in an attempt
   to get access to sensitive data. OCP implementations must always
   check an identifier for being "local" to the corresponding connection
   before using that identifier.

   OCP is a stateful protocol. Several OCP commands increase the amount
   of state that the recipient has to maintain. For example, a Service
   Group Created (SGC) message instructs the recipient to maintain an
   association between a service group identifier and a list of
   services.

   Implementations that cannot handle resource exhaustion correctly
   increase security risks. The following are known OCP-related
   resources that may be exhausted during a compliant OCP message
   exchange:

   OCP message structures: OCP message syntax does not limit the nesting
      depth of OCP message structures and does not place an upper limit
      on the length (number of OCTETs) of most syntax elements.

   concurrent connections: OCP does not place an upper limit on the
      number of concurrent connections that a callout server may be
      instructed to create via Connection Start (CS) messages.

   service groups: OCP does not place an upper limit on the number of
      service group associations that a callout server may be instructed
      to create via Service Group Created (SGC) messages.

   concurrent transactions: OCP does not place an upper limit on the
      number of concurrent transactions that a callout server may be
      instructed to maintain via Transaction Start (TS) messages.

   concurrent flows: OCP Core does not place an upper limit on the
      number of concurrent adapted flows that an OPES processor may be
      instructed to maintain via Application Message Start (AMS)
      messages.






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14.  IANA Considerations

   The IANA maintains a list of OCP features, including application
   profiles (Section 10.11). For each feature, its "uri" parameter value
   is registered along with the extension parameters (if any).
   Registered feature syntax and semantics are documented using PETDM
   notation (Section 9).

   The IESG is responsible for assigning a designated expert to review
   each standards-track registration prior to the IANA making the
   assignment. The OPES working group mailing list may be used to
   solicit commentary for both standards-track and non-standards-track
   features.

   Standards-track OCP Core extensions SHOULD use "http://iana.org/
   assignments/opes/ocp/" prefix for feature "uri" parameters.  It is
   suggested that the IANA populates resources identified by such "uri"
   parameters with corresponding feature registrations.  It is also
   suggested that the IANA maintains an index of all registered OCP
   features at http://iana.org/assignments/opes/ocp/ URL or on a page
   linked from that URL.

   This specification defines no OCP features for IANA registration.

15.  Compliance

   This specification defines compliance for the following compliance
   subjects:  OPES processors (OCP client implementations), callout
   servers (OCP server implementations), OCP extensions. An OCP agent (a
   processor or callout server) may also be referred to as "sender" or
   "recipient" of an OCP message.

   A compliance subject is compliant if it satisfies all applicable
   "MUST" and "SHOULD" level requirements. By definition, to satisfy a
   "MUST" level requirement means to act as prescribed by the
   requirement; to satisfy a "SHOULD" level requirement means to either
   act as prescribed by the requirement or have a reason to act
   differently. A requirement is applicable to the subject if it
   instructs (addresses) the subject.

   Informally, OCP compliance means that there are no known "MUST"
   violations, and all "SHOULD" violations are conscious. In other
   words, a "SHOULD" means "MUST satisfy or MUST have a reason to
   violate".  It is expected that compliance claims are accompanied by a
   list of unsupported SHOULDs (if any), in an appropriate format,
   explaining why preferred behavior was not chosen.

   Only normative parts of this specification affect compliance.



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   Normative parts are: parts explicitly marked using the word
   "normative", definitions, and phrases containing unquoted capitalized
   keywords from [RFC2119]. Consequently, examples and illustrations are
   not normative.

15.1  Extending OCP Core

   OCP extensions MUST NOT change OCP Core message format, as defined by
   ABNF and accompanying normative rules in Section 3.1. The intent of
   this requirement is to allow OCP message viewers, validators, and
   "intermediary" software to at least isolate and decompose any OCP
   message, even a message with unknown to them (i.e., extended)
   semantics.

   OCP extensions are allowed to change normative OCP Core requirements
   for OPES processors and callout servers. However, OCP extensions
   SHOULD NOT make such changes and MUST require on a "MUST"-level that
   such changes are negotiated prior to taking effect. Informally, this
   specification defines compliant OCP agent behavior until changes to
   this specifications (if any) are successfully negotiated.

   For example, if an RTSP profile for OCP requires support for offsets
   exceeding 2147483647 octets, the profile specification can document
   appropriate OCP changes while requiring that RTSP adaptation agents
   negotiate "large offsets" support before using large offsets. Such
   negotiation can be bundled with negotiating another feature (e.g.,
   negotiating an RTSP profile may imply support for "large offsets").

   As implied by the above rules, OCP extensions may dynamically alter
   the negotiation mechanism itself, but such an alternation would have
   to be negotiated first, using the negotiation mechanism defined by
   this specification. For example, successfully negotiating a feature
   might change the default "Offer-Pending" value from false to true.

Appendix A.  Message Summary

   This appendix is not normative. The table below summarizes key OCP
   message properties. For each message, the table provides the
   following information:

   name: message name as seen on the wire;

   title: human-friendly message title;

   P: whether this specification documents message semantics as sent by
      an OPES processor;





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   S: whether this specification documents message semantics as sent by
      a callout server;

   tie: related messages such as associated request or response message
      or associated state message.

   +-------+----------------------------+-------+-------+--------------+
   |  name |            title           |   P   |   S   |      tie     |
   +-------+----------------------------+-------+-------+--------------+
   |   CS  |      Connection Start      |   X   |   X   |      CE      |
   |   CE  |       Connection End       |   X   |   X   |      CS      |
   |  SGC  |    Service Group Created   |   X   |   X   |    SGD TS    |
   |  SGD  |   Service Group Destroyed  |   X   |   X   |      SGC     |
   |   TS  |      Transaction Start     |   X   |       |    TE SGC    |
   |   TE  |       Transaction End      |   X   |   X   |      TS      |
   |  AMS  |  Application Message Start |   X   |   X   |      AME     |
   |  AME  |   Application Message End  |   X   |   X   |    AMS DSS   |
   |  DUM  |        Data Use Mine       |   X   |   X   |    DUY DWP   |
   |  DUY  |       Data Use Yours       |       |   X   |    DUM DPI   |
   |  DPI  | Data Preservation Interest |       |   X   |      DUY     |
   |  DWSS |   Want Stop Sending Data   |       |   X   |   DWSR DSS   |
   |  DWSR |  Want Stop Receiving Data  |       |   X   |     DWSS     |
   |  DSS  |      Stop Sending Data     |   X   |       |     DWSS     |
   |  DWP  |      Want Data Paused      |   X   |   X   |      DPM     |
   |  DPM  |       Paused My Data       |   X   |   X   |    DWP DWM   |
   |  DWM  |       Want More Data       |   X   |   X   |      DPM     |
   |   NO  |      Negotiation Offer     |   X   |   X   |    NR SGC    |
   |   NR  |    Negotiation Response    |   X   |   X   |      NO      |
   |   PQ  |       Progress Query       |   X   |   X   |      PA      |
   |   PA  |       Progress Answer      |   X   |   X   |     PQ PR    |
   |   PR  |       Progress Report      |   X   |   X   |      PA      |
   |   AQ  |        Ability Query       |   X   |   X   |      AA      |
   |   AA  |       Ability Answer       |   X   |   X   |      AQ      |
   +-------+----------------------------+-------+-------+--------------+


Appendix B.  State Summary

   This appendix is not normative. The table below summarizes OCP
   states. Some states are maintained across multiple transactions and
   application messages. Some states correspond to a single request/
   response dialog; asynchronous nature of most OCP message exchanges
   requires OCP agents to process other messages while waiting for a
   response to a request and, hence, maintaining the state of the
   dialog.

   For each state, the table provides the following information:




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   state: short state label

   birth: messages creating this state

   death: messages destroying this state

   ID: associated identifier, if any

   +-------------------------------+-------------+-------------+-------+
   |             state             | birth       | death       |   ID  |
   +-------------------------------+-------------+-------------+-------+
   |           connection          | CS          | CE          |       |
   |         service group         | SGC         | SGD         | sg-id |
   |          transaction          | TS          | TE          |  xid  |
   |    application message and    | AMS         | AME         |       |
   |            dataflow           |             |             |       |
   |     premature org-dataflow    | DWSR        | AME         |       |
   |          termination          |             |             |       |
   |     premature adp-dataflow    | DWSS        | DSS AME     |       |
   |          termination          |             |             |       |
   |        paused dataflow        | DPM         | DWM         |       |
   |    preservation commitment    | DUM         | DPI AME     |       |
   |          negotiation          | NO          | NR          |       |
   |        progress inquiry       | PQ          | PA          |       |
   |        ability inquiry        | PQ          | PA          |       |
   +-------------------------------+-------------+-------------+-------+


Appendix C.  Acknowledgments

   The author gratefully acknowledges the contributions of: Abbie Barbir
   (Nortel Networks), Oskar Batuner (Independent Consultant), Larry
   Masinter (Adobe), Karel Mittig (France Telecom R&D), Markus Hofmann
   (Bell Labs), Hilarie Orman (The Purple Streak), Reinaldo Penno
   (Nortel Networks), Martin Stecher (Webwasher) as well as an anonymous
   OPES working group participant.

   Special thanks to Marshall Rose for his xml2rfc tool.

Appendix D.  Change Log

   RFC Editor Note: This section is to be removed during the final
   publication of the document.

   Internal WG revision control ID: $Id: ocp-core.xml,v 1.89 2004/05/05
   08:04:36 rousskov Exp $





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   2004/05/05

      *  Disallowed syntax changes for extensions to allow viewers and
         other "intermediary" software to "handle" any message the
         semantics of which they do not understand. Still allow Core
         extensions to change other normative Core requirements, but
         replaced the corresponding "MAY change" rule with "SHOULD NOT
         change". Polished the section's title.

      *  Claimed full IPR compliance with RFC 3667 that updated RFC 2026
         we used before.

      *  Upgraded xml2rfc version to 1.23 to claim RFC 3667 compliance,
         which caused minor differences in whitespace formatting.

      *  Fixed formatting (indentation) of several examples.

   2004/05/03

      *  Explicitly and formally required that negotiated features are
         effective immediately and polished negotiation example to
         reflect that.

      *  Further clarified that extensions may change Core requirements,
         including negotiation mechanisms, as long as all changes are
         negotiated first. For example, the first dynamic change to the
         negotiation mechanism would have to be negotiated using the
         Core negotiation mechanism.

      *  Informally noted that extensions may add further restrictions
         on negotiation semantics.

      *  Filled IANA Considerations section and changed example URIs to
         reflect proposed IANA registration format.

   2003/12/15

      *  Added an OPES Document Map boilerplate.

   2003/12/12

      *  Be explicit about one premature dataflow termination not
         affecting the other dataflow termination.

      *  Editorial changes.






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   2003/12/11

      *  Polished Abstract.

      *  Replaced overlapping DIY and DWOL mechanisms with atomic
         mechanisms to terminate original or adapted dataflow that can
         be combined to support "Getting Out Of The Data Loop"
         optimization. Streamlined related 206 (partial) status code
         definition.

      *  Added namespace tags to PETDM so that extensions can extend
         Core messages without renaming them (changing OCP message type
         changes its name which is not acceptable for most extensions).
         The same technique can be useful for extending Core types when
         the extended type is meant to be used everywhere the original
         core type was used.

      *  Renamed "application binding" to "application profile".

      *  Acknowledged Larry Masinter contribution. Larry reviewed HTTP
         Adaptations draft and gave a few very useful comments related
         to OCP Core.

      *  Editorial changes.

   2003/12/07

      *  Be more explicit about absence of OCP connection encryption and
         agent authentication requirements in OCP Core.

      *  Removed application message identifier (am-id). OCP Core now
         defaults to single original and adapted messages, leaving it up
         to OCP extensions to specify how to distinguish multiple
         original or adapted dataflows within the same transaction. HTTP
         binding does not need to do that. SMTP binding will need to do
         that.

      *  Editorial changes.

      *  Added request/response states to State Summary appendix.

   2003/11/01

      *  Simplified/streamlined ping-pong interface: Moved "unsolicited
         pong" semantics to a Progress Report (PR) message. Moved
         "solicited pong" semantics to a Progress Answer (PA) message.
         Renamed Progress Request (ping) to Progress Query (PQ). Renamed
         "Progress" parameter to "Org-Data".



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      *  Added informative summaries of OCP messages and states as
         appendices.

      *  Added a requirement for uni values to increase so that agents
         can easily enforce uni uniqueness.

      *  Added Dataflow-specific types for size, offset, am-id, and
         sg-id. Resolved several ambiguities in message declarations:
         "which am-id should this message use, original or adapted?".

      *  Renamed Data Interested in Using Yours (DIUY) message to Data
         Preservation Interest (DPI).

      *  Renamed Data Won't Look At Yours (DWLY) message to Ignoring
         Your Data (DIY).

      *  Renamed Data Pause (data-pause) message to Want Data Paused
         (DWP).

      *  Renamed Data Paused (data-paused) message to Paused My Data
         (DPM).

      *  Renamed Data Need (data-need) message to Wont More Data (DWM).

      *  Renamed Data Want Out (DWO) message to Want Out Of The Data
         Loop (DWOL).

   2003/10/31

      *  Changed Kept parameter syntax and clarified/simplified/improved
         its semantics. Renamed DWSY message to DIUY and clarified/
         simplified/improved its semantics. All data preservation
         interface is now built around a single continues data chunk
         that Kept parameter and DIUY message refer to when they need to
         specify what is preserved or needs to be.

      *  Added Negotiation Phase and an optional "Offer-Pending"
         parameter to NO and NR messages to ensure that an OCP agent can
         negotiate vital features before application data is seen on the
         wire.

      *  Polished dataflow pausing interface and made its support
         mandatory. Gave an OPES processor the same abilities to pause/
         resume dataflow that a callout server has.

      *  Added a Timeouts section, requiring all OCP agents to support
         timeouts of some sort.




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      *  Removed data loss to-do item. Extensions would have to take
         care of that complication.

   2003/10/30

      *  Merged Capability and State Inquiry mechanisms into a simpler
         Ability Query/Answer (AQ/AA) interface. Added a new MUST:  OCP
         extensions must document what it means to "support" a given
         feature they document. The definition is needed for generation
         of AA messages.

      *  Removed DoS attacks against callout service as a security
         consideration because its place is in OPES architecture or OPES
         security drafts.

      *  Merged DACK mechanism into a polished ping-pong mechanism.

      *  Added a new requirement: An OCP application binding
         specification MUST document whether multiple adapted versions
         of an original message are allowed.

      *  Declared all OCP messages using PETDM.

      *  Deleted "Application Protocol Requirements" Section as
         essentially unused.

   2003/10/28

      *  Simplified and polished CS message rules. Callout servers MUST
         send CS now so that processors can be sure the other end is
         talking OCP.

      *  Made "Type Declaration Mnemonic (TDM)" a top-level section
         titled "Protocol Element Type Declaration Mnemonic (PETDM)" and
         documented OCP message declaration mnemonic.

      *  Merged parameter type declarations with parameter declarations.

      *  Polished parameter type declarations.

   2003/10/26

      *  Started using TDM for Core value types.

      *  Added Data Want Out (DWO) message.

      *  Added Data Wont Look at Yours (DWLY) message.




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      *  Renamed Wont-Use to more specific Wont-Send. Made Wont-Send
         parameter into a Data Wont Send Yours (DWSY) message because it
         controls original dataflow and is not specific to a particular
         adapted AM (there can be many). This change means that Data Use
         Yours (DUY) messages are no longer terminating preservation
         commitment by default. Thus, we lost a little in terms of
         performance (unless processors look ahead for DWSYs) but gained
         a lot of simplicity in terms of support for multiple adapted
         application messages (SMTP case).

      *  Added 206 (partial data) status code definition.

      *  206 status code should be used with AME, not TE.

      *  Replaced "global scope" with "connection scope" in negotiation
         rules.

   2003/10/25

      *  Clarified negotiation mechanism when it comes to negotiating
         multiple [possibly conflicting] features.

      *  Clarified service group-scoped negotiations. Agents must watch
         out for global conflicts when doing group-scoped negotiations
         and vice-versa.

   2003/10/24

      *  Added 'Out Of The Loop' Optimization section.

      *  Added 'Data Recycling' Optimization section.

      *  Added "Type Declaration Mnemonic" (TDM) to facilitate type
         declarations here and in OCP extensions.

   2003/10/19

      *  Removed optional "sizep" parameter. HTTP needs
         content-dependent parameter (AM-EL), and we do not know any
         generic application for sizep that would be worth supporting in
         Core.

   2003/10/08

      *  Documented backslash (\) and CRLF (\r\n) OCP message rendering
         tricks.





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   2003/10/07

      *  Added named structure members to message BNF. Used MIME-like
         syntax already used for named parameters. Named members are
         needed to represent optional structure members.

   head-sid15

      *  Removed leftovers of data-have message name. Use Data Use Mine
         instead (Karel Mittig).

      *  Anonymized named parameters and removed currently unused "rid"
         parameter in ping and pong messages (Karel Mittig).

      *  Renamed DUM.please-ack to "DUM.ack" (Karel Mittig). More work
         is needed to polish and simplify acknowledgment mechanism.

   head-sid14

      *  Documented known resource-exhaustion security risks.

      *  Polished compliance definition. Avoid two levels of compliance.

   head-sid13

      *  Added SG parameter to Negotiation Offer (NO) and Negotiation
         Response (NR) messages to limit the result of negotiations to
         the specified service group. Still need to document SG-related
         logic in the Negotiation section.

      *  Removed "services" parameter from Transaction Start (TS)
         message because we have to rely on service groups exclusively,
         because only service groups can have negotiated application
         profiles associated with them.

      *  Replaced data-id parameter with "Kept: kept-offset" and
         "Wont-Use: used-size" parameter. We probably need octet-based
         granularity, and old data-id only offered fragment-based
         granularity.

      *  Made AME and TE messages required.

      *  Documented result parameter syntax and two result codes: 200
         (success) and 400 (failure).

      *  Added optional "result" parameter to CE.





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   head-sid12

      *  Fixed BNF to remove extra SP and "," in front of structure and
         list values.

      *  Fixed the type of "id" field in a "service" structure.

      *  Documented "sg-id" parameter.

      *  Renamed "copied" to "data-id" so that it can be used by both
         agents. An OPES processor uses named "Copied: data-id"
         parameter and a callout server uses anonymous "data-id"
         parameter (instead of previously documented "copy-am-offset").

      *  Removed "rid" parameter from Negotiation Offer (NO) message as
         unused.

      *  Removed "size" parameter from messages with payload since
         payload syntax includes an explicit size value.

      *  Renamed Data Have (DH) message to Data Use Mine (DUM) message
         to preserve the symmetry with Data Use Yours (DUY) message and
         to prepare for possible addition of Data Check Mine (DCM)
         message.

      *  Finished phasing out the "modified" message parameter.

      *  Added an "As-is" named-parameter to mark adapted pieces of data
         identical to the original.

      *  Replaced a huge "message nesting" figure with a set of short
         specific rules illustrating the same concept. Added a new
         "Exchange Patterns" subsection to accommodate the rules and
         related matters. The figure was not clear enough. Hopefully,
         the rules are.

   head-sid10

      *  Removed the concept of OCP connection as a group of messages
         sharing the same group of callout services. Now there is no
         difference between OCP connection and transport connection.

      *  Added a concept of a Service Group, which is a list of services
         with an identifier, for now. A given Service Group is
         referenced by the creating/destroying side only, to prevent
         destruction synchronization.

      *  Removed Connection Services (CSvc) message.



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      *  Removed connection priority until proven generally useful. Can
         be implemented as an extension.

   head-sid9

      *  Added Negotiation and Capability Inquiry sections.

      *  Deleted data-end message because AME (Application Message End)
         already does the same thing and because there is no data-start
         message.

      *  Deleted meta-* messages. Data-* messages are now used for both
         metadata and data since OCP does not know the difference, but
         must provide the same exchange mechanism for both.

      *  Use a single message name (short or long, depending on the
         message) instead of using full and abbreviated versions and
         trying to enforce abbreviations on the wire. Be more consistent
         in creating short message names.

      *  Resurrected OCP scope figure based on popular demand.

      *  Applied Martin Stecher comments dated 2003/05/30.

   head-sid8

      *  Added structure and list values to ABNF syntax.

      *  Messages with multiple equally-named parameters are
         semantically invalid.

      *  Added types for message parameters.

      *  Started replacing complicated, error-prone, and probably mostly
         useless "modified" parameter with a clear and simple "as-is"
         parameter.

      *  Converted parameter descriptions from list items to
         subsections.

      *  OCP syntax requires one or two character lookups to determine
         the next message part. Fixed a comment for implementors saying
         that one lookup is always sufficient.

   head-sid7

      *  Mentioned TCP/IP/Internet as assumed transport/network, with
         any other reliable connection-oriented transport/network usable



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         as well. We do not document how OCP messages are mapped to TCP
         but it should be obvious. See Overall Operation section.

      *  Applied Martin Stecher's corrections to OCP message syntax and
         definitions of messages.

      *  Restricted full message name use to documentation, debuggers,
         and such. The differences in abbreviated and full name usage
         still need more consideration and polishing.

      *  IAB Considerations section now refers to the future opes-iab
         draft.

   head-sid6

      *  Added OCP message syntax. Reformatted message descriptions to
         match new syntax concepts.

      *  Started adding meta-have message to exchange metadata details.
         Removed negotiation messages for now (posted new messages to
         the list for a discussion).

      *  Added Security Considerations section (based on Abbie Barbir's
         original text).

   head-sid4

      *  Changed document labels to reflect future "WG draft" status.

      *  Added Acknowledgments section.

      *  Added "Core" to the title since we expect application specific
         drafts to follow and because this document, even when complete,
         cannot specify a "working" protocol without
         application-specific parts. This change is still debatable.

      *  Added reference to required future application-specific specs
         in the Introduction.

      *  Moved all rant about irrelevance of application protocols
         proxied by an OPES processor to the "Application proxies and
         OCP scope" section. Removed "processor input" and "processor
         output" terms. No reason to define a new term when its only
         purpose is to document irrelevance?

      *  Moved "OCP message" definition to the terminology section.

      *  Clarified "application message" definition based on recent WG



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         discussions and suggestions. There seems to be consensus that
         "application message" is whatever OPES processor and callout
         server define or agree on, but OCP needs some minimal structure
         (content + metadata)

      *  Synced data and metadata definitions with the new "application
         message" definition.

      *  Simplified "Overall Operation" section since it no longer need
         to talk about irrelevance of application protocols proxied by
         an OPES processor.

      *  Illustrated nesting/relationship of key OCP concepts
         (application message, OCP message, transaction, connection,
         transport connection, etc.). The figure needs more work.

      *  Listed all from-processor and from-server OCP messages in one
         place, with references to message definitions.

      *  Added "services" message parameter, assuming that more than one
         service may be requested/executed with one transaction.

      *  Gave callout server ability to report what services were
         actually applied (see "services" parameter definition).

   head-sid3

      *  clarified application message definition and OCP boundaries by
         introducing three kinds of "applications": processor input,
         processor output, and OCP application

      *  made "Overall Operation" a top-level section since it got long
         and has its own subsections now; lots of editorial changes in
         this sections, new figures

      *  added illustrations of OCP messages, transactions, and
         connections

   head-sid2

      *  introduced a notion of meta-data to both simplify OCP and make
         OCP agnostic to application meta-data; previous approach
         essentially assumed existence of a few common properties like
         protocol name or application message source/destination while
         not allowing any other properties to be exchanged between OCP
         agents); specific meta-data format/contents is not important to
         OCP but OCP will help agents to negotiate that format/contents




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      *  removed wording implying that OCP adapts application messages;
         OCP only used to exchange data and meta-data (which facilitates
         adaptation)

      *  changed most of the definitions; added definitions for
         meta-data, original/adapted flows, and others

      *  split 'data-pause' message into 'data-pause' request by the
         callout server and 'data-paused' notification by the OPES
         processor; fixed "paused" state management

      *  added motivation for data acking mechanism

      *  replaced "am-proto", "am-kind", "am-source", and
         "am-destination" parameters with "meta-data"

      *  replaced SERVER and CLIENT placeholders with "callout server"
         and "OPES processor"

      *  added editing marks


16.  References

16.1  Normative References

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119, March 1997.

   [RFC2234]  Crocker, D. and P. Overell, "Augmented BNF for Syntax
              Specifications: ABNF", RFC 2234, November 1997.

   [RFC2396]  Berners-Lee, T., Fielding, R. and L. Masinter, "Uniform
              Resource Identifiers (URI): Generic Syntax", RFC 2396,
              August 1998.

   [I-D.ietf-opes-architecture]
              Barbir, A., "An Architecture for Open Pluggable Edge
              Services (OPES)", draft-ietf-opes-architecture-04 (work in
              progress), December 2002.

16.2  Informative References

   [I-D.ietf-opes-protocol-reqs]
              Beck, A., "Requirements for OPES Callout Protocols",
              draft-ietf-opes-protocol-reqs-03 (work in progress),
              December 2002.




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   [I-D.ietf-opes-threats]
              Barbir, A., "Security Threats and Risks for Open",
              draft-ietf-opes-threats-03 (work in progress), December
              2003.

   [I-D.ietf-opes-scenarios]
              Barbir, A., "OPES Use Cases and Deployment Scenarios",
              draft-ietf-opes-scenarios-01 (work in progress), August
              2002.

   [I-D.ietf-opes-authorization]
              Batuner, O., Beck, A., Chan, T., Orman, H. and A. Barbir,
              "Policy, Authorization and Enforcement Requirements of
              OPES", draft-ietf-opes-authorization-03 (work in
              progress), April 2004.

   [I-D.ietf-opes-end-comm]
              Barbir, A., "OPES entities and end points communication",
              draft-ietf-opes-end-comm-06 (work in progress), December
              2003.

   [I-D.ietf-opes-rules-p]
              Beck, A. and A. Rousskov, "P: Message Processing
              Language", draft-ietf-opes-rules-p-02 (work in progress),
              October 2003.

   [I-D.ietf-opes-iab]
              Barbir, A. and A. Rousskov, "OPES Treatment of IAB
              Considerations", draft-ietf-opes-iab-05 (work in
              progress), April 2004.

   [I-D.ietf-opes-http]
              Rousskov, A. and M. Stecher, "HTTP adaptation with OPES",
              draft-ietf-opes-http-02 (work in progress), January 2004.

   [I-D.ietf-fax-esmtp-conneg]
              Toyoda, K. and D. Crocker, "SMTP and MIME Extensions For
              Content Conversion", draft-ietf-fax-esmtp-conneg-09 (work
              in progress), December 2003.

   [RFC2616]  Fielding, R., Gettys, J., Mogul, J., Nielsen, H.,
              Masinter, L., Leach, P. and T. Berners-Lee, "Hypertext
              Transfer Protocol -- HTTP/1.1", RFC 2616, June 1999.

   [RFC3080]  Rose, M., "The Blocks Extensible Exchange Protocol Core",
              RFC 3080, March 2001.

   [RFC3238]  Floyd, S. and L. Daigle, "IAB Architectural and Policy



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              Considerations for Open Pluggable Edge Services", RFC
              3238, January 2002.


Author's Address

   Alex Rousskov
   The Measurement Factory

   EMail: rousskov@measurement-factory.com
   URI:   http://www.measurement-factory.com/








































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