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Versions: 00 01 02 03 04 rfc2725                                        
Internet Engineering Task Force                        Curtis Villamizar
INTERNET-DRAFT                                                     UUNET
draft-ietf-rps-auth-02                              Cengiz Alaettinoglu
                                                                    ISI
                                                         David M. Meyer
                                                                  Cisco
                                                           Sandy Murphy
                                                                    TIS
                                                      February 23, 1999


                      Routing Policy System Security





Status of this Memo


  This document is an Internet-Draft and is in full conformance with all
  provisions of Section 10 of RFC2026.

  Internet-Drafts are working documents of the Internet Engineering
  Task Force (IETF), its areas, and its working groups.  Note that other
  groups may also distribute working documents as Internet-Drafts.

  Internet-Drafts are draft documents valid for a maximum of six months
  and may be updated, replaced, or obsoleted by other documents at any
  time.  It is inappropriate to use Internet- Drafts as reference mate-
  rial or to cite them other than as ``work in progress.''

  The list of current Internet-Drafts can be accessed at
  http://www.ietf.org/ietf/1id-abstracts.txt

  The list of Internet-Draft Shadow Directories can be accessed at
  http://www.ietf.org/shadow.html.

  Copyright (C) The Internet Society (February 23, 1999).  All Rights
  Reserved.


Abstract


  The RIPE database specifications [2] and RPSL language [1] define lan-
  guages used as the basis for representing information in a routing
  policy system.  A repository for routing policy system information is
  known as a routing registry.  A routing registry provides a means of

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  exchanging information needed to address many issues on importance to
  the operation of the Internet.  The implementation and deployment of
  a routing policy system must maintain some degree of integrity to be
  of any operational use.  This document addresses the need to assure
  integrity of the data by providing an authentication and authorization
  model.



1  Overview


  The Internet Routing Registry (IRR) has evolved to meet a need for
  Internet-wide coordination.  This need was described in RFC-1787, an
  informational RFC prepared on behalf of the IAB [17].  The following
  summary appears in Section 7 of RFC-1787.



     While ensuring Internet-wide coordination may be more and more
     difficult, as the Internet continues to grow, stability and con-
     sistency of the Internet-wide routing could significantly benefit
     if the information about routing requirements of various organi-
     zations could be shared across organizational boundaries.  Such
     information could be used in a wide variety of situations ranging
     from troubleshooting to detecting and eliminating conflicting
     routing requirements.  The scale of the Internet implies that the
     information should be distributed.  Work is currently underway to
     establish depositories of this information (Routing Registries),
     as well as to develop tools that analyze, as well as utilize this
     information.


  A routing registry must maintain some degree of integrity to be of
  any use.  The degree of integrity required depends on the usage of the
  routing policy system.

  An initial intended usage of routing policy systems such as the RIPE
  database had been in an advisory capacity, documenting the intended
  routing policies for the purpose of debugging.  In this role a very
  weak form of authentication was deemed sufficient.

  The IRR is increasingly used for purposes that have a stronger re-
  quirement for data integrity and security.  This document addresses
  issues of data integrity and security that is consistent with the
  usage of the IRR and which avoids compromising data integrity and se-
  curity even if the IRR is distributed among less trusted repositories.






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2  Background


  An early routing policy system used in the T3--NSFNET, the policy
  routing database (PRDB), provided a means of determining who was au-
  thorized to announce specific prefixes to the NSFNET backbone.  The
  need for a policy database was recognized as far back as 1989 [6, 4].
  By 1991 the database was in place [5].  Authentication was accom-
  plished by requiring confirmation and was a manually intensive pro-
  cess.  This solved the problem for the NSFNET, but was oriented toward
  holding the routing policy of a single organization.

  The problem since has become more difficult.  New requirements have
  emerged.



 1.  There is a need to represent the routing policies of many organiza-
     tions.

 2.  CIDR and overlapping prefixes and the increasing complexity of
     routing policies and the needs of aggregation have introduced new
     requirements.
 3.  There is a need to assure integrity of the data and delegate au-
     thority for the data representing specifically allocated resources
     to multiple persons or organizations.

 4.  There is a need to assure integrity of the data and distribute the
     storage of data subsets to multiple repositories.



  The RIPE effort specificly focused on the first issue [2].  Its prede-
  cessor, the PRDB, addressed the needs of a single organization, while
  the RIPE database was initially intended to address the needs of the
  European Internet community.  The RIPE database formats as described
  in [2] were the basis of the original IRR.

  Routing protocols themselves provide no assurance that the origination
  of a route is legitimate and can actually reach the stated destina-
  tion.  The nature of CIDR allows more specific prefixes to override
  less specific prefixes [9, 18, 8].  Even with signed route origina-
  tion, there is no way to determine if a more specific prefix is legit-
  imate and should override a less specific route announcement without a
  means of determining who is authorized to announce specific prefixes.
  Failing to do so places no assurance of integrity of global routing
  information and leaves an opportunity for a very effective form of
  denial of service attack.

  The Routing Policy System Language (RPSL) [1, 13] was a fairly sub-
  stantial evolutionary step in the data representation which was
  largely targeted at addressing the second group of needs.  The PRDB

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  accommodated CIDR in 1993 [12] and the RIPE database accommodated the
  entry of CIDR prefixes from inception, but RPSL provides many needed
  improvements including explicit support for aggregation.

  This document addresses the third group of needs identified above.

  While the current implementation supporting weak authentication
  doesn't guarantee integrity of the data, it does provide extensive
  mechanisms to make sure that all involved parties get notified when
  a change is made to the database, whether the change was malicious
  or intended.  This provides inadequate protection against additions.
  Since the software is increasingly used to configure the major parts
  of the Internet infrastructure, it is not considered to be adequate
  anymore to know about and have the ability roll back unintended
  changes.  Therefore, more active security mechanism need to be de-
  veloped to prevent such problems before they happen.

  A separate document addresses the fourth group of needs [14].



3  Implicit Policy Assumptions


  The authorization model encodes certain policies for allocation of
  address numbers, AS numbers, and for the announcement of routes.  Im-
  plicit to the authorization model are a very limited number of policy
  assumptions.


 1.  Address numbers are allocated hierarchically.  The IANA delegates
     portions of the address space to the regional registries (currently
     ARIN, APNIC and RIPE), which in turn delegate address space to
     their members, who can assign addresses to their customers.

 2.  AS numbers are allocated either singly or in small blocks by reg-
     istries.  Registries are allocated blocks of AS numbers, thereby
     making the allocation hierarchical.

 3.  Routes should only be announced with the consent of the holder of
     the origin AS number of the announcement and with the consent of
     the holder of the address space.
 4.  AS numbers and IP address registries may be different entities from
     routing registries.



  For subsets of any of these three allocation spaces, network ad-
  dresses, AS numbers, and routes, these restrictions may be loosened
  or disabled by specifying a very weak authorization method or an
  authentication method of ``none''.  However, even when no authenti-
  cation mechanism is used, all involved parties can be notified about

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  the changes that occurred through use of the existing ``notify'' at-
  tribute.



4  Organization of this Document


  Familiarity with RIPE-181 [2] and RPSL [1] is assumed throughout this
  document.  Goals are described in Section 5.  Section 6 through Sec-
  tion 8 provide descriptions of the changes and discussion.  Section 9
  provides a concise summary of data formats and semantics.  Appendix A
  through Appendix C provide additional technical discussion, examples,
  and deployment considerations.


     Goals and Requirements Section 5 provides a more detailed descrip-
     tion of the issues and identifies specific problems that need to
     be solved, some of which require a degree of cooperation in the
     Internet community.

     Data Representation Section 6 provides some characteristics of RPSL
     and formats for external representations of information.

     Authentication Model Section 7 describes current practice, proposes
     additional authentication methods, and describes the extension
     mechanism if additional methods are needed in the future.

     Authorization Model Section 8 describes the means of determining
     whether a transaction contains the authorization needed to add,
     modify, or delete specific data objects, based on stated authenti-
     cation requirements in related data objects.

     Data Format Summaries Section 9 provides a concise reference to the
     data formats and steps in transaction processing.

     Technical Discussion Section A contains some discussion of techni-
     cal tradeoffs.

     Common Operational Cases Section B provides some examples drawn
     from past operational experience with the IRR.

     Deployment Considerations Section C describes some deployment is-
     sues and discusses possible means of resolution.



5  Goals and Requirements


  The Internet is an open network.  This openness and the large scale of
  the Internet can present operational problems.  Technical weaknesses

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  that allow misconfiguration or errant operation in part of the network
  to propagate globally or which provide potentials for simple denial
  of service attacks should be eliminated to the extent that it is prac-
  tical.  The integrity of routing information is critical in assuring
  that traffic goes where it is supposed to.

  An accidental misconfiguration can direct traffic toward routers that
  cannot reach a destination for which they are advertising reachabil-
  ity.  This is commonly caused by misconfigured static routes though
  there are numerous other potential causes.  Static routes are often
  used to provide constant apparent reachability to single homed desti-
  nations.  Some of the largest ISPs literally have thousands of static
  routes in their networks.  These are often entered manually by op-
  erators.  Mistyping can divert traffic from a completely unrelated
  destination to a router with no actual reachability to the advertised
  destination.  This can happen and does happen somewhat regularly.  In
  addition, implementation bugs or severe misconfigurations that result
  in the loss of BGP AS path information or alteration of prefix length
  can result in the advertisement of large sets of routes.  Though con-
  siderably more rare, on a few occasions where this has occurred the
  results were catastrophic.

  Where there is the potential for an accidental misconfiguration in
  a remote part of the Internet affecting the global Internet there is
  also the potential for malice.  For example, it has been demonstrated
  by accident that multiple hour outages at a major institution can be
  caused by a laptop and a dial account if proper precautions are not
  taken.  The dial account need not be with the same provider used by
  the major institution.

  The potential for error is increased by the CIDR preference for more
  specific routes [8].  If an institution advertises a single route of
  a given length and a distant router advertises a more specific router
  covering critical hosts, the more specific route, if accepted at all,
  is preferred regardless of administrative weighting or any routing
  protocol attributes.

  There is a need to provide some form of checks on whether a route ad-
  vertisement is valid.  Today checks are typically made against the
  border AS advertising the route.  This prevents accepting routes from
  the set of border AS that could not be legitimately advertise the
  route.  Theses checks rely on the use of information registered in
  the IRR to generate lists of prefixes that could be advertised by a
  specific border AS. Checks can also be made against the origin AS. If
  policy information were sufficiently populated, checks could be made
  against the entire AS path, but this is not yet feasible.

  The use of a routing registry can also make it more difficult for pre-
  fixes to be used without authorization such as unallocated prefixes or
  prefixes allocated to another party.



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  In summary, some of the problems being addressed are:



  o  Localizing the impact of accidental misconfiguration made by Inter-
     net Providers to that provider's networks only.

  o  Eliminating the potential for an Internet provider's customer to
     use malicious misconfiguration of routing as a denial of service
     attack if the provider router filters their customers and local-
     izing the denial of service to that Internet provider only if the
     immediate Internet service provider does not route filter their
     customers but other providers route filter the route exchange at
     the inter-provider peering.
  o  Eliminating the unauthorized use of address space.



  If the data within a routing registry is critical, then the ability
  to change the data must be controlled.  Centralized authorities can
  provide control but centralization can lead to scaling problems (and
  is politically distasteful).

  Address allocation and name allocation is already delegated.  Since
  delegation can be to outside registries it is at least somewhat dis-
  tributed [11].  Autonomous System (AS) numbers are allocated by the
  same authorities.  It makes sense to delegate the routing number space
  in a manner similar to the address allocation and AS number alloca-
  tion.  The need for this delegation of authority to numerous reg-
  istries increases the difficulty of maintaining the integrity of the
  body of information as a whole.

  As a first step, the database can be somewhat centrally administered
  with authority granted to many parties to change the information.
  This is the case with the current IRR. There are a very small number
  of well trusted repositories and a very large number of parties au-
  thorized to make changes.  Control must be exercised over who can make
  changes and what changes they can make.  The distinction of who vs
  what separates authentication from authorization.


  o  Authentication is the means to determine who is attempting to make
     a change.

  o  Authorization is the determination of whether a transaction pass-
     ing a specific authentication check is allowed to perform a given
     operation.



  Different portions of the database will require different methods of
  authentication.  Some applications will require authentication based

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  on strong encryption.  In other cases software supporting strong en-
  cryption may not be necessary or may not be legally available.  For
  this reason multiple authentication methods must be supported, se-
  lected on a per object basis.  The authentication methods may range
  from very weak data integrity checks to cryptographicly strong sig-
  natures.  The authorization model must insure that the use of weak
  integrity checks in parts of the database does not compromise the
  overall integrity of the database.

  Additional requirements are placed on the authorization model if the
  database is widely distributed with delegations made to parties that
  may not be trustworthy or whose security practices may be lacking.
  This problem must be addressed in the authorization model in order to
  enable later evolution to a more distributed routing registry.

  Autonomous system numbers can be delegated in blocks and subdelegated
  as needed and then individual AS numbers assigned.  Address alloca-
  tion is a simple numeric hierarchy.  Route allocation is somewhat
  more complicated.  The key attributes in a route object (key with re-
  gard to making it unique) contains both an address prefix and an AS
  number, known as the origin AS. The addition of a route object must
  be validated against both the authorization criteria for the AS and
  the address prefix.  Route objects may exist for the same prefix with
  multiple origin AS values due to a common multihoming practice that
  does not require a unique origin AS. There is often no correlation be-
  tween the origin AS of a prefix and the origin AS of overlapping more
  specific prefixes.

  There are numerous operational cases that must be accommodated.  Some
  of the more common are listed below.  These are explored in greater
  detail in Appendix B with discussion of technical tradeoffs in Ap-
  pendix A.



  o  simple hierarchical address allocation and route allocation

  o  aggregation and multihomed more specific routes
  o  provider independent addresses and multiple origin AS

  o  changing Internet service providers
  o  renumbering grace periods



  The authorization model must accommodate a variety of policies regard-
  ing the allocation of address space and cannot mandate the use of any
  one model.  There is no standardization of address allocation policies
  though guidelines do exist [11, 19].  Whether authorization allows the
  recovery of address space must be selectable on a per object basis and
  may differ in parts of the database.  This issue is discussed further
  in Appendix A.

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6  Data Representation


  RPSL provides a complete description of the contents of a routing
  repository [1].  Many RPSL data objects remain unchanged from the RIPE
  and RPSL references the RIPE-181 specification as recorded in RFC-1786
  [2].  RPSL provides external data representation.  Data may be stored
  differently internal to a routing registry.

  Some database object types or database attributes must be added to
  RPSL to record the delegation of authority and to improve the authen-
  tication and authorization mechanisms.  These additions are very few
  and are described in Section 7 and Section 8.

  Some form of encapsulation must be used to exchange data.  The de-
  facto encapsulation has been the one which the RIPE tools accept, a
  plain text file or plain text in the body of an RFC-822 formatted mail
  message with information needed for authentication derived from the
  mail headers or the body of the message.  Merit has slightly modified
  this using the PGP signed portion of a plain text file or PGP signed
  portion of the body of a mail message.  These very simple forms of
  encapsulation are suitable for the initial submission of a database
  transaction.

  The encapsulation of registry transaction submissions, registry
  queries and registry responses and exchanges between registries is
  outside the scope of this document.  The encapsulation of registry
  transaction submissions and exchanges between registries is covered in
  [14].



7  Authentication Model


  The maintainer objects serve as a container to hold authentication
  filters.  A reference to a maintainer within another object defines
  authorization to perform operations on the object or on a set of re-
  lated objects.  The maintainer is typically referenced by name in mnt-
  by attributes of objects.  Further details on the use of maintainers
  are provided in Section 8.1.

  The maintainer contains one or more ``auth'' attributes.  Each
  ``auth'' attribute begins with a keyword identifying the authenti-
  cation method followed by the authentication information needed to
  enforce that method.  The PGPKEY method is slightly syntactically
  different in that the method PGPKEY is a substring.

  Authentication methods currently supported include the following.
  Note that pgp-from is being replaced by the pgpkey (see Section 9 and
  [22]).


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  mail-from  This is a very weak authentication check and is discour-
     aged.  The authentication information is a regular expression over
     ASCII characters.  The maintainer is authenticated if the from or
     reply-to fields in RFC-822 mail headers are matched by this regular
     expression.  Since mail forgery is quite easy, this is a very weak
     form of authentication.

  crypt-pw  This is another weak form of authentication.  The authenti-
     cation information is a fixed encrypted password in UNIX crypt for-
     mat.  The maintainer is authenticated if the transaction contains
     the clear text password of the maintainer.  Since the password
     is in clear text in transactions, it can be captured by snooping.
     Since the encrypted form of the password is exposed, it is subject
     to password guessing attacks.

  pgp-from  This format is being replaced by the ``pgpkey'' so that the
     public key certificate will be available to remote repositories.
     This is Merit's PGP extension.  The authentication information
     is a signature identity pointing to an external public key ring.
     The maintainer is authenticated if the transaction (currently PGP
     signed portion of a mail message) is signed by the corresponding
     private key.
  pgpkey  This keyword takes the form ``PGPKEY-hhhh'', where ``hhhh'' is
     the hex representation of the four bytes id of the PGP public key
     used for authentication.  The public key certificate is stored in a
     separate object as described in [22].



  Repositories may elect to disallow the addition of ``auth'' attributes
  specifying weaker forms of authentication and/or disallow their use
  in local transaction submissions.  Repositories are encouraged to dis-
  allow the addition of ``auth'' attributes with the deprecated ``pgp-
  from'' method.

  Any digital signature technique can be used for authentication.
  Transactions should be signed using multiple digital signature tech-
  niques to allow repositories or mirrors that only use a subset of the
  techniques to verify at least one of the signatures.  Any digital sig-
  nature techniques would be applicable.  One that may be supported in
  the in the future is DSA [15, 16].  Numerous digital signature algo-
  rithms are described in [21].



8  Authorization Model


  The authorization model must accommodate the requirements outlined
  in Section 5.  A key feature of the authorization model is the recog-
  nition that authorization for the addition of certain types of data
  objects must be derived from related data objects.

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  With multiple repositories, objects not found in RPSL are needed to
  control AS delegations and new attributes are needed in existing ob-
  jects to control subdelegation.  Objects are also needed to provide
  query information for other repositories.



8.1  Maintainer Objects

  The maintainer objects serve as a container to hold authentication
  filters.  The authentication methods are described in Section 7.  The
  maintainer can be referenced by name in other objects, most notably in
  the mnt-by attributes of those objects.

  Maintainers themselves contain mnt-by attributes.  In some cases the
  mnt-by in a maintainer will reference the maintainer itself.  In this
  case, authorization to modify the maintainer is provided to a (usu-
  ally very limited) set of identities.  A good practice is to create
  a maintainer containing a long list of identities authorized to make
  specific types of changes but have the maintainer's mnt-by attribute
  reference a far more restrictive maintainer more tightly controlling
  changes to the maintainer object itself.

  The mnt-by attribute is mandatory in all objects.  Some data already
  exists without mnt-by attributes.  A missing mnt-by attribute is in-
  terpreted as the absence of any control over changes.  This is highly
  inadvisable and most repositories will no longer allow this.

  The ``mnt-routes'' attribute are needed to reference maintainer ob-
  jects to provide specific permissions related to the object.  This is
  an extensions to RPSL and RIPE-181 proposed in this document and are
  described in detail in Section 9.

  A mnt-routes attribute in an aut-num object allows addition of route
  objects with that AS number as the origin to the maintainers listed.
  A mnt-routes attribute in an inetnum object allows addition of route
  objects with exact matching or more specific prefixes.  A mnt-routes
  attribute in a route object allows addition of route objects with ex-
  act matching or more specific prefixes.  A mnt-routes attribute does
  not allow changes to the aut-num, inetnum, or route object where they
  appear.  A mnt-routes may optionally be constrained to only apply to a
  subset of more specific routes.



8.2  as-block and aut-num objects


  An ``as-block'' object is needed to delegate a range of AS numbers to
  a given repository.  This is needed for authorization and it is needed
  to avoid having to make an exhaustive search of all repositories to
  find a specific AS. This search would not be a problem now but would

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  be if a more distributed routing repository is used [14].

  The ``as-block'' object also makes it possible to separate AS number
  allocation from registration of AS routing policy.



    as-block:        AS1321 - AS1335
    ...



  The ``aut-num'' describes the routing policy for an AS and is criti-
  cal for router configuration of that AS and for analysis performed by
  another AS. For the purpose of this document it is sufficient to con-
  sider the aut-num solely as a place holder identifying the existence
  of an AS and providing a means to associate authorization with that AS
  for the purpose of adding ``route'' objects.

  The ``as-block'' object is proposed here solely as a means of record-
  ing the delegation of blocks of AS numbers to alternate registries and
  in doing so providing a means to direct queries and a means to support
  hierarchical authorization across multiple repositories.



8.3  inetnum objects

  A delegation attribute is needed in the inetnum and route object.
  This will accommodate the delegation of address space from IANA to
  regional IP registries.  When the routing registry becomes more widely
  distributed a delegation attribute is needed to support any subdelega-
  tions to more localized registries or delegations to Internet provider
  operated registries or organizations who may prefer to run their own
  routing registry.  The delegation attribute for an inetnum or a route
  object can be multi-valued and refers to all registries in which more
  specific route objects can be found.



    inetnum:        193.0.0.0 - 193.0.0.255
    ...
    source:         IANA



  The ``inetnum'' exists to support address allocation.  For external
  number registries, such as those using ``[r]whoisd[++]'' the ``inet-
  num'' can serve as a secondary record that is added when an address
  allocation is made in the authoritative database.  Such records could
  be added by a address registry such as ARIN as a courtesy to the cor-


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  responding routing registry.



8.4  route objects

  Currently there are a quite few route objects in more than one reg-
  istry.  Quite a few are registered with origin AS for which they have
  never been announced.  There is a legitimate reason to be in more than
  one origin AS.

  The ``route'' object is used to record routes which may appear in the
  global routing table.  Explicit support for aggregation is provided.
  Route objects exist both for the configuration of routing information
  filters used to contain incidents of erroneous route announcements
  (Section 5) and to support network problem diagnosis.



8.5  reclaim and no-reclaim attributes


  A reclaim attribute is needed in as-block, inetnum and route objects.
  The reclaim attribute allows a control to be retained over more spe-
  cific AS, address or route space by allowing modify and delete privi-
  leges regardless of the mnt-by in the object itself.

  The reclaim and no-reclaim attributes contain contain lists of ob-
  jects subject to the reclaim and no-reclaim.  See Section 9 for a full
  description of the reclaim and no-reclaim attributes.

  The reclaim attribute provides the means to enforce address lending.
  It allows cleanup in cases where entities cease to exist or as a last
  resort means to correct errors such as parties locking themselves
  out of access to their own objects.  To allow finer control a set of
  prefixes can be specified.

  A no-reclaim attribute can be used to provide explicit exceptions.  A
  reclaim attribute can only be added to an existing object if the ad-
  dition of the reclaim attribute does not remove autonomy of existing
  more specific objects that are covered by the new reclaim attribute.


 1.  A reclaim attribute can be added to an existing object if there are
     no existing exact matches or more specific objects overlapped by
     the new reclaim attribute, or

 2.  if the submitter is listed in the maintainer pointed to be the mnt-
     by of the objects which are overlapped, or

 3.  if any overlapped object is listed in a no-reclaim attribute in the
     object where the reclaim is being added.

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  Similarly a no-reclaim attribute cannot be deleted unless there are
  no overlapped objects for which the submitter is not listed in the
  maintainer pointed to be the mnt-by of the overlapped object.

  If neither a reclaim or no-reclaim attribute is present, then more
  specific objects of a given object cannot be modified by the main-
  tainer of the less specified object unless the maintainer is also
  listed as a maintainer in the more specific object.



8.6  Other Objects

  Many of the RPSL ancillary objects have no natural hierarchy the way
  AS numbers, Internet addresses and routes have a numeric hierarchy.
  Some examples are ``maintainers'', ``people'' and ``role'' objects.
  For these objects, lack of any hierarchy leads to two problems.



 1.  There is no hierarchy that can be exploited to direct queries to
     alternate registries.  At some point the query strategy of search-
     ing all known registries becomes impractical.
 2.  There is no hierarchy on which authorizations of additions can be
     based.



  The first problem can be addressed by considering the name space
  for each of the ancillary objects to be unique only within the lo-
  cal database and to use explicit references to an external repository
  where needed.  The object key is preceded by the name of the reposi-
  tory and the delimiter ``::''.  For example a NIC handle may take the
  form ``RIPE::CO19''.  Currently there is a desire to keep NIC handles
  unique so the naming convention of appending a dash and the reposi-
  tory name is used.  Prepending the repository name provides the unique
  name space since an object in the RIPE database referencing ``CO19''
  would be interpreted as ``RIPE::CO19'' by default, but it would still
  be possible to query or reference ``IANA::CO19''.  There is no pos-
  sibility of accidentally forgetting to adhere to the conventions when
  making an addition and the existing objects are accommodated, includ-
  ing cases where name conflicts have already occurred.

  The second problem can be partially addressed by using a referral
  system for the addition of maintainers and requiring that any other
  object be submitted by a registered maintainer.  The referral system
  would allow any existing maintainer to add another maintainer.  This
  can be used in parallel with the addition of other object types to
  support the maintenance of those objects.  For example, when adding
  a subdomain to the ``domain'' hierarchy (in the RIPE repository where
  domains are also handled), even when adding a new domain to a rela-
  tively flat domain such as ``com'', there is already a maintainer for

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  the existing domain.  The existing maintainer can add the maintainer
  that will be needed for the new domain in addition to adding the new
  domain and giving the new maintainer the right to modify it.

  An organization gaining a presence on the Internet for the first time
  would be given a maintainer.  This maintainer may list a small number
  of very trusted employees that are authorized to modify the maintainer
  itself.  The organization itself can then add another maintainer list-
  ing a larger set of employees but listing the more restrictive main-
  tainer in the mnt-by attributes of the maintainers themselves.  The
  organization can then add people and role objects as needed and any
  other objects as needed and as authorization permits.



8.7  Objects with AS Hierarchical Names

  Many RPSL objects do not have a natural hierarchy of their own but al-
  low hierarchical names.  Some examples are the object types ``as-set''
  and ``route-set''.  An as-set may have a name corresponding to no nam-
  ing hierarchy such as ``AS-Foo'' or it may have a hierarchical name of
  the form ``AS1:AS-Bar''.

  When a hierarchical name is not used, authorization for objects such
  as ``as-set'' and ``route-set'' correspond to the rules for objects
  with no hierarchy described in Section 8.6.

  If hierarchical names are used, then the addition of an object must
  be authorized by the aut-num for the AS in the name of the object.
  The authentication must be listed in a maintainer referenced by the
  mnt-lower attribute of the aut-num if present, or if absent, in a
  maintainer referenced by the mnt-by attribute for the aut-num.



8.8  Query Processing


  A query may have to span multiple repositories.  All queries should
  be directed toward a local repository which may mirror the root repos-
  itory and others.  Currently each IRR repository mirrors all others
  repositories.  In this way, the query may be answered by the local
  repository but draw data from others.

  For object types that have a natural hierarchy, such as aut-num, inet-
  num, and route, the search begins at the root database and follows the
  hierarchy.  For objects types that have no natural hierarchy, such as
  maintainers, people, and roles, the search is confined to a default
  database unless a database is specified.  The default database is
  the same database as an object from which a reference is made if the
  query is launched through the need to follow a reference.  Otherwise
  the default is generally the local database or a default set by the

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  repository.  The default can be specified in the query itself.

  In searching for an AS, the AS blocks can be consulted, moving the
  search to data from other repositories.  Eventually the AS is either
  found or the search fails.

  The search for an inetnum is similar.  Less specific inetnums may
  refer the search to other databases.  Eventually the most specific
  inetnum is found and its status can be determined and assignment de-
  termined if it is assigned.

  The search for a route is similar except the search may branch to
  more than one repository.  The most specific route in one repository
  may be more specific than the most specific in another.  In looking
  for a route object it makes sense to return the most specific route
  that is not more specific than the query requests regardless of which
  repository that route is in rather than return one route from each
  repository that contains a less specific overlap.



8.9  Adding to the Database

  The root repository [14] must be initially populated at some epoch
  with a few entries.  An initial maintainer is needed to add more main-
  tainers.  The referral-by attribute can be set to refer to itself in
  this special case (Section 9 describes the referral-by).  When adding
  an inetnum or a route object an existing exact match or a less spe-
  cific overlap must exist.  A route object may be added based on an
  exact match or a less specific inetnum.  The root repository must be
  initially populated with the allocation of an inetnum covering the
  prefix 0/0, indicating that some address allocation authority exists.
  Similarly an initial as-block is needed covering the full AS number
  range.

  When adding an object with no natural hierarchy, the search for an
  existing object follows the procedure outlined in Section 8.8.

  When adding an aut-num (an AS), the same procedure used in a query is
  used to determine the appropriate repository for the addition and to
  determine which maintainer applies.  The sequence of AS-block objects
  and repository delegations is followed.  If the aut-num does not ex-
  ist, then the submission must match the authentication specified in
  the maintainer for the most specific AS-block in order to be added.

  The procedure for adding an inetnum is similar.  The sequence of inet-
  num blocks is followed until the most specific is found.  The submis-
  sion must match the authentication specified in the maintainer for the
  most specific inetnum overlapping the addition.

  Adding a route object is somewhat more complicated.  The route object


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  submission must satisfy two authentication criteria.  It must match
  the authentication specified in the aut-num and the authentication
  specified in either a route object or if no applicable route object is
  found, then an inetnum.

  An addition is submitted with an AS number and prefix as its key.  If
  the object already exists, then the submission is treated as a modify
  (see Section 8.10).  If the aut-num does not exist on a route add,
  then the addition is rejected (see Section A for further discussion
  of tradeoffs).  If the aut-num exists then the submission is checked
  against the applicable maintainer.  A search is then done for the
  prefix first looking for an exact match.  If the search for an exact
  match fails, a search is made for the longest prefix match that is
  less specific than the prefix specified.  If this search succeeds it
  will return one or more route objects.  The submission must match an
  applicable maintainer in at least one of these route objects for the
  addition to succeed.  If the search for a route object fails, then
  a search is performed for an inetnum that exactly matches the prefix
  or for the most specific inetnum that is less specific than the route
  object submission.  The search for an inetnum should never fail but it
  may return an unallocated or reserved range.  The inetnum status must
  be ``allocated'' and the submission must match the maintainer.

  Having found the AS and either a route object or inetnum, the autho-
  rization is taken from these two objects.  The applicable maintainer
  object is any referenced by the mnt-routes attributes.  If one or more
  mnt-routes attributes are present in an object, the mnt-by attributes
  are not considered.  In the absence of a mnt-routes attribute in a
  given object, the mnt-by attributes are used for that object.  The
  authentication must match one of the authorizations in each of the two
  objects.

  If the addition of a route object or inetnum contains a reclaim at-
  tribute, then any more specific objects of the same type must be ex-
  amined.  The reclaim attribute can only be added if there are no more
  specific overlaps or if the authentication on the addition is present
  in the authorization of a less specific object that already has a re-
  claim attribute covering the prefix range, or if the authentication on
  the addition is authorized for the modification of all existing more
  specific prefixes covered by the addition.



8.10  Modifying or Deleting Database Objects

  When modifying or deleting any existing object a search for the object
  is performed as described in Section 8.8.  If the submission matches
  an applicable maintainer for the object, then the operation can pro-
  ceed.  An applicable maintainer for a modification is any maintainer
  referenced by the mnt-by attribute in the object.  For route and inet-
  num objects an applicable maintainer may be listed in a less specific


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  object with a reclaim attribute.

  If the submission is for a route object, a search is done for all
  less specific route objects and inetnums.  If the submission is for
  an inetnum, a search is done for all less specific inetnums.  If the
  submission fails the authorization in the object itself but matches
  the reclaim attribute in any of the less specific objects, then the
  operation can proceed.  Section A contains discussion of the rationale
  behind the use of the reclaim attribute.

  A modification to an inetnum object that adds a reclaim attribute
  or removes a no-reclaim attribute must be checked against all exist-
  ing inetnums that are more specific.  The same check of the reclaim
  attribute that is made during addition must be made when a reclaim
  attribute is added by a modification (see Section 8.9).

  A deletion is considered a special case of the modify operation.  The
  deleted object may remain in the database with a ``deleted'' at-
  tribute in which case the mnt-by can still be consulted to remove
  the ``deleted'' attribute.



9  Data Format Summaries


  RIPE-181 [2] and RPSL [1] data is represented externally as ASCII
  text.  Objects consist of a set of attributes.  Attributes are name
  value pairs.  A single attribute is represented as a single line with
  the name followed by a colon followed by whitespace characters (space,
  tab, or line continuation) and followed by the value.  Within a value
  all whitespace is equivalent to a single space.  Line continuation is
  supported by a backslash at the end of a line or the following line
  beginning with whitespace.  When transferred, externally attributes
  are generally broken into shorter lines using line continuation though
  this is not a requirement.  An object is externally represented as a
  series of attributes.  Objects are separated by blank lines.

  There are about 80 attribute types in the current RIPE schema and
  about 15 object types.  Some of the attributes are mandatory in cer-
  tain objects.  Some attributes may appear multiple times.  One or
  more attributes may form a key.  Some attributes or sets of attributes
  may be required to be unique across all repositories.  Some of the
  attributes may reference a key field in an object type and may be
  required to be a valid reference.  Some attributes may be used in
  inverse lookups.

  A review of the entire RIPE or RPSL schema would be too lengthy to
  include here.  Only the differences in the schema are described.




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9.1  Changes to the RIPE/RPSL Schema


  One object type is added to the RIPE/RPSL schema.  A few attributes
  are added to existing object types.  There are significant changes to
  the rules which determine if the addition of an object is authorized.
  Additional keywords representing new authentication types are added to
  the semantics of the existing ``auth'' attribute.

  The new object type is listed below.  The first attribute listed is
  the key attribute and also serves as the name of the object type.



    as-block        key  mandatory  single    unique
    descr                optional   multiple
    remarks              optional   multiple
    admin-c              mandatory  multiple
    tech-c               mandatory  multiple
    notify               optional   multiple
    mnt-by               mandatory  multiple
    changed              mandatory  multiple
    source               mandatory  single



  In the above object type only the key attribute ``as-block'' is new:



  as-block  This attribute provides the AS number range for an ``as-
     block'' object.  The format is two AS numbers including the sub-
     string ``AS'' separated by a ``-'' delimiter and optional whites-
     pace before and after the delimiter.


  In order to support stronger authentication, the following keywords
  are added to the ``auth'' attribute:



  pgp-from  The remainder of the attribute gives the string identify-
     ing a PGP identity whose public key is held in an external keyring.
     The use of this method is deprecated in favor of the ``pgpkey''
     method.

  pgpkey  See [22].


  In order to disable authentication and give permission to anyone, the
  authentication method ``none'' is added.  It has no arguments.


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  An additional change is the ``auth'' attribute is allowed to exist
  in a ``person'' or ``role'' object.  The ``auth'' method ``role'' or
  ``person'' can be used to refer to a role or person object and take
  the ``auth'' fields from those objects.  Care must be taken in imple-
  mentations to detect circular references and terminate expansion or
  the references already visited.

  A few attributes are added to the schema.  These are:



  mnt-routes  The mnt-routes attribute may appear in an aut-num, inet-
     num, or route object.  When used with a aut-num, inetnum, or route
     object, this attribute references a maintainer object which is used
     in determining authorization for the addition of route objects.
     When placed in a less specific inetnum it is used in determining
     authorization for the addition of more specific inetnum objects.
     After the reference to the maintainer, an optional list of prefix
     ranges (as defined in RPSL) inside of curly braces or the keyword
     ``ANY'' may follow.  If a mnt-routes attribute is absent, the mnt-
     lower or mnt-by mnt-by attribute is used for this purpose.  The
     mnt-routes attribute is optional and multiple.

  mnt-lower  The mnt-lower attribute may appear in an inetnum, route,
     as-block or aut-num object.  This attribute references a maintainer
     object.  When used in an inetnum or route object the effect is the
     same as a ``mnt-routes'' but applies only to prefixes more specific
     than the prefix of the object in which it is contained.  In an as-
     block object, mnt-lower allows addition of more specific as-block
     objects or aut-num objects.  In an aut-num object the mnt-lower at-
     tribute specifies a maintainer that can be used to add objects with
     hierarchical names as described in Section 8.7.  If a mnt-lower
     attribute is absent, the mnt-by attribute is used.
  reclaim  The reclaim attribute may appear in as-block, aut-num, inet-
     num, or route objects.  Any object of the same type below in the
     hierarchy may be modified or deleted by the maintainer of the ob-
     ject containing a reclaim attribute.  The value of the attribute is
     a set or range of objects of the same type where the syntax of the
     set or range is as defined in RPSL. See Section 8.5 for restric-
     tions on adding reclaim attributes.

  no-reclaim  The no-reclaim attribute is used with the reclaim at-
     tribute.  The no-reclaim attribute negates any reclaim attribute it
     overlaps.  See Section 8.5 for restrictions on deleting no-reclaim
     attributes.

  referral-by  This attribute is required in the maintainer object.  It
     may never be altered after the addition of the maintainer.  This
     attribute refers to the maintainer that created this maintainer.
     It may be multiple if more than one signature appeared on the
     transaction creating the object.


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  auth-override  An auth-override attribute can be added, deleted, or
     changed by a transaction submitted by maintainer listed in the
     referral-by.  An auth-override can only be added to a maintainer
     if that maintainer has been inactive for the prior 60 days.  The
     auth-override attribute itself contains only the date when the at-
     tribute will go into effect which must be at least 60 days from the
     current date unless there is already authorization to modify the
     maintainer.  After the date in the auth-override is reached, those
     identified by the maintainer in the referral-by have authoriza-
     tion to modify the maintainer.  This attribute exists as a means to
     clean up should the holder of a maintainer become unresponsive and
     can only take effect if that maintainer does not remove the auth-
     override in response to the automatic notification that occurs on
     changes.



  Each repository must identify itself with a ``repository'' object.
  The repository must also contain a special ``repository'' whose key
  is ``ROOT''. The root repository is where all non-local queries are
  directed, including where hierarchical object queries start.  The
  query methods listed for the root repository may actually be a subset
  of those offered by that repository if efficiency considerations and
  topologic distance make some methods less useful.

  The root repository must contain a copy of the repository objects
  in any repository considered valid.  The repository objects will be
  essential when the routing registry becomes more widely distributed.

  The existing ``mnt-by'' attribute references the ``maintainer'' ob-
  ject type.  The ``mnt-by'' attribute is now mandatory in all object
  types.  A new maintainer may be added by any existing maintainer.  The
  ``referral-by'' attribute is now mandatory in the ``maintainer'' ob-
  ject to keep a record of which maintainer made the addition and can
  never be changed.  Maintainers cannot be deleted as long as they are
  referenced by a ``referral-by'' attribute elsewhere.



A  Technical Discussion


  A few design tradeoffs exist.  Some of these tradeoffs, the selected
  solution, and the alternatives are discussed here.  Some of the issues
  are listed below.


 1.  Whether to error on the side of permissiveness and weaken autho-
     rization controls or risk the possibility of erecting barriers to
     registering information.

 2.  Whether to support enforcible address lending or provide the

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     smaller or end user with ultimate control over the registration
     of the prefixes they are using.

 3.  What to do with older objects that either don't conform to newer
     requirements regarding minimum authorization, authentication, and
     accountability, or are of questionable validity.



A.1  Relaxing requirements for ease of registry

  If the requirement that an aut-num exists is relaxed, then it is pos-
  sible for anyone to make use of an unassigned AS number or make use
  of an assigned AS number for which the aut-num has not been entered.
  Placing requirements on the entry of aut-num presumes cooperation of
  the Internet address allocation authority (if separate from the rout-
  ing registry).  The address allocation authority must be willing to
  field requests to populate skeleton aut-nums from the party for which
  the allocation has been made.  These aut-num must include a reference
  to a maintainer.  A request to the address allocation authority must
  therefore include a reference to an existing maintainer.

  The ability to add route objects is also tied to the existence of less
  specific route objects or inetnums.  The Internet address allocation
  authority (if separate from the routing registry) must also be will-
  ing to field requests to add inetnum records for the party already
  allocated the address space.

  The Internet address allocation authority should also add inetnums and
  aut-nums for new allocations.  In order to do so, a maintainer must
  exist.  If a party is going to connect to the Internet, they can get a
  maintainer by making a request to the Internet service provider they
  will be connecting to.  Once they have a maintainer they can make a
  request for address space or an AS number.  The maintainer can con-
  tain a public key for a cryptographicly strong authorization method
  or could contain a ``crypt-key'' or ``mail-to'' authorization check if
  that is considered adequate by the registering party.  Furthermore an
  address allocation authority should verify that the request for an AS
  number or for address space matches the authorization criteria in the
  maintainer.

  Currently only the registry themselves may add maintainers.  This be-
  comes a problem for the registry particularly verifying public keys.
  This requirement is relaxed by allowing existing maintainers to add
  maintainers.  Unfortunately the accountability trail does not exist
  for existing maintainers.  The requirement then should be relaxed
  such that existing maintainers may remain but only existing maintain-
  ers that have a ``referral-by'' attribute can add maintainers.  The
  ``referral-by'' cannot be modified.  This requirement can be relax
  slightly so that a ``referral-by'' can be added to a maintainer by
  an existing maintainer with a ``referral-by''.  This will allow the


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  accountability trail to be added to existing maintainers and these
  maintainers can then add new maintainers.

  Verifying that a party is who they claim to be on initial addition,
  is one of the problems that currently falls upon the AS number and
  address registry.  This problem is reduced by allowing existing main-
  tainers to add maintainers.  This may actually make it easier to get
  maintainers and therefore easier to register.  The number authority
  still must verify that the AS or address space is actually needed by
  the party making a request.

  Authorization checks made during the addition of route objects that
  refer to AS objects and inetnum strongly rely on the cooperation of
  the Internet address allocation authorities.  The number authorities
  must register as-blocks, aut-nums, or inetnums as AS numbers or ad-
  dress space is allocated.  If only a subset of the number authorities
  cooperate, then either an inetnum or as-block can be created cover-
  ing the space that registry allocates and essentially requiring null
  allocation (for example a ``crypt-pw'' authentication where the pass-
  word is given in the remarks in the object or its maintainer) or those
  obtaining addresses from that number authority will have trouble reg-
  istering in the routing registry.  The authorization model supports
  either option, though it would be preferable if the number authorities
  cooperated and the issue never surfaced in practice.

  The maintainer requirements can be relaxed slightly for existing main-
  tainers making it easier to register.  Relaxing requirements on other
  objects may defeat the authorization model, hence is not an option.



A.2  The address lending issue

  The issue of whether lending contracts should be enforcible is an
  issue of who should ultimately be able to exercise control over al-
  locations of address space.  The routing registry would be wise to
  stay as neutral as possible with regard to disputes between third par-
  ties.  The ``reclaim'' and ``no-reclaim'' are designed to allow either
  outcome to the decision as to whether the holder of a less specific
  inetnum or route object can exercise control over suballocations in
  the registry.  The routing registry itself must decide whether to re-
  tain control themselves and if so, should very clearly state under
  what conditions the registry would intervene.  A registry could even
  go to the extreme of stating that they will intervene in such a dis-
  pute only after the dispute has been resolved in court and a court
  order has been issued.

  When an allocation is made by a registry, the registry should keep a
  ``reclaim'' attribute in the less specific object and make a strong
  policy statement that the reclaim privilege will not be used except
  under very clearly defined special circumstances (which at the very


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  minimum would include a court order).  If the allocation is further
  subdivided the party subdividing the allocation and the party accept-
  ing the suballocation must decide whether a ``reclaim'' can be kept by
  the holder of the less specific allocation or whether a ``no-reclaim''
  must be added transferring control to the holder of the more specific.
  The registry is not involved in that decision.  Different pairs of
  third parties may do different decisions regarding the ``reclaim''
  and any contractual restrictions on its use that may be expressed out-
  side of the registry in the form of a legal contract and ultimately
  resolved by the courts in the event of a bitter dispute.

  By retaining ``reclaim'' rights the registry retains the ability to
  abide by a court order.  This may only truly become an issue in a dis-
  tributed registry environment where registries will be rechecking the
  authorization of transactions made elsewhere and may fail to process
  the attempt of another registry to abide by a court order by overrid-
  ing normal authorization to change the registry contents if a reclaim
  is not present.



A.3  Dealing with non-conformant or questionable older data

  Some of the newer requirements include requiring that all objects
  reference a maintainer object responsible for the integrity of the
  object and requiring accountability for the creation of maintainers
  to be recorded in the maintainer objects so that accountability can
  be traced back from an unresponsive maintainer.  In the event that
  contact information is absent or incorrect from objects and there is
  any question regarding the validity of the objects, the maintainer can
  be contacted.  If the maintainer is unresponsive, the maintainer that
  authorized the addition of that maintainer can be contacted to either
  update the contact information on the maintainer or confirm that the
  entity no longer exists or is no longer actively using the Internet or
  the registry.

  Many route objects exist for which there are no maintainers and for
  which inetnum and AS objects do not exist.  Some contain the now obso-
  leted guardian attribute rather than a mnt-by.

  It is not practical to unconditionally purge old data that does not
  have maintainers or does not conform to the authorization hierarchy.
  New additions must be required to conform to the new requirements
  (otherwise the requirements are meaningless).  New requirements can
  be phased in by requiring modifications to conform to the new require-
  ments.

  A great deal of questionable data exists in the current registry.  The
  requirement that all objects have maintainers and the requirements
  for improved accountability in the maintainers themselves may make it
  easier to determine contact information even where the objects are not


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  updated to reflect contact information changes.

  It is not unreasonable to require valid contact information on exist-
  ing data.  A great deal of data appears to be unused, such as route
  objects for which no announcement has been seen in many months or
  years.  An attempt should be made to contact the listed contacts in
  the object, in the maintainer if there is one, then up the maintainer
  referral-by chain if there is one, and using the number registry or
  origin AS contact information if there is no maintainer accountability
  trail to follow.  Experience so far indicates that the vast majority
  of deletions identified by comparing registered prefixes against route
  dumps will be positively confirmed (allowing the deletion) or there
  will be no response due to invalid contact information (in many cases
  the IRR contact information points to nsfnet-admin@merit.edu).

  By allowing the registry to modify (or delete) any objects which are
  disconnected from the maintainer accountability trail, cleanup can
  be made possible (though mail header forging could in many cases have
  the same effect it is preferable to record the fact that the registry
  itself made the cleanup).  Similarly, a mechanism may be needed in
  the future to allow the maintainer in the referral-by to override
  maintainer privileges in a referred maintainer if all contacts have
  become unresponsive for a maintainer.  The referral-by maintainer is
  allowed to add an ``auth-override'' attribute which becomes usable
  as an ``auth'' within 60 days from the time of addition.  The main-
  tainer themselves would be notified of the change and could remove the
  ``auth-override'' attribute before it becomes effective and inquire as
  to why it was added and correct whatever problem existed.  This can be
  supported immediately or added later if needed.



B  Common Operational Cases


  In principle address allocation and route allocation should be hierar-
  chical with the hierarchy corresponding to the physical topology.  In
  practice this is often not the case for numerous reasons.  The pri-
  mary reasons are the topology is not strictly tree structured and the
  topology can change.  More specificly:



 1.  The Internet topology is not strictly tree structured.
     o At the top level the network more closely resembles a moderately
       dense mesh.

     o Near the bottom level many attachments to the Internet are multi-
       homed to more than one Internet provider.
 2.  The Internet topology can and does change.



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     o Many attachments switch providers to obtain better service or
       terms.

     o Service providers may modify adjacencies to obtain better transit
       service or terms.
     o Service providers may disappear completely scattering attachments
       or merge.



  Renumbering is viewed as a practical means to maintain a strict nu-
  meric hierarchy [19].  It is also acknowledged that renumbering IPv4
  networks can be difficult [19, 3, 20].  We examine first the simple
  case where hierarchy still exists.  We then examine the operational
  cases where either initial topology is not tree structured or cases
  where topology changes.


B.1  simple hierarchical address allocation and route allocation


  This is the simplest case.  Large ranges of inetnums are assigned to
  address registries.  These registries in turn assign smaller ranges
  for direct use or to topologically large entities where allocations
  according to topology can reduce the amount of routing information
  needed (promote better route aggregation).

  AS objects are allocated as topology dictates the need for additional
  AS [10].  Route objects can be registered by those with authoriza-
  tion given by the AS and by the address owner.  This is never an issue
  where the maintainer of the AS and the inetnum are the same.  Where
  they differ, either the provider can give permission to add route ob-
  jects for their AS, or the party allocated the address space can give
  the provider permission to add router objects for their address space,
  or both parties can sign the transaction.  Permission is provided by
  adding to maintainer attributes.


B.2  aggregation and multihomed more specific routes


  Aggregation is normally not a problem if a provider is aggregating ad-
  dress space allocated to the provider and then suballocated internally
  and/or to customers.  In fact, the provider would be expected to do
  so.  This is not a problem even if the route object for the aggrega-
  tion is added after the more specific route objects since only less
  specific objects are considered.

  Aggregation is potentially a problem if a provider or a set of
  providers plan to aggregate address space that was never explicitly
  allocated as a block to those providers but rather remains the alloca-
  tion of a address registry.  These large aggregations can be expected

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  to be uncommon, but relatively easily dealt with.  Superaggregates of
  this type will generally be formed by topologically close entities who
  have also managed to draw adjacent address allocations.  In effect,
  the registry must give permission to form such as superaggregate by
  either giving permission to do so in the mnt-routes of an inetnum or
  by signing the submission along with the other parties.



B.3  provider independent addresses and multiple origin AS

  Provider independent addresses and multihoming arrangement using mul-
  tiple origin AS present a similar problem to multihoming.  The main-
  tainer of the address space and the maintainer of the AS is not the
  same.  Permission can be granted using mnt-routes or multiple signa-
  tures can appear on the submission.



B.4  change in Internet service provider


  A change in Internet service providers is similar to multihoming.
  A minor difference is that the AS for the more specific route will
  be the AS of the new provider rather than the AS of the multihomed
  customer.  Permission can be granted using mnt-routes or multiple
  signatures can appear on the submission.


B.5  renumbering grace periods


  Renumbering grace periods allow a provider who wants to keep an ad-
  dress allocation intact to allow a customer who has chosen to go to
  another provider to renumber their network gradually and then re-
  turn the address space after renumbering is completed.  The issue of
  whether to require immediate renumbering or offer renumbering grace
  periods and how long they should be or whether they should be in-
  definite has been topic of bitter disputes.  The authorization model
  can support no renumbering grace period, a finite renumbering grace
  period, or an indefinite renumbering grace period.  The ``reclaim''
  attribute described in Section 8.1 provides a means to end the grace
  period.


C  Deployment Considerations


  This section describes deployment considerations.  The intention is to
  raise issues and discuss approaches rather than to provide a deploy-
  ment plan.


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  The use of routing registries is not yet universally accepted.  There
  still remain Internet providers who see no reason to provide the added
  assurance of accurate routing information described in Section 5.
  More accurately, these benefits are viewed as being insufficient to
  justify the cost.  This has been largely caused an inability of a very
  major router vendor up until recently to handle prefix lists of the
  size needed to specify routing policy on a per prefix basis.  Another
  reason cited is that filtering on a prefix basis in an environment
  where routing registry is incomplete or inaccurate can interfere with
  connectivity.

  There clearly is a critical mass issue with regard to the use of rout-
  ing registries.  A minority of providers use the existing IRR to
  filter on a per prefix basis.  Another minority of providers do not
  support the IRR and generally fail to register prefixes until con-
  nectivity problems are reported.  The majority of providers register
  prefixes but do not implement strict prefix filtering.

  Deploying new authentication mechanisms has no adverse consequences.
  This has been proven with Merit's deployment of PGP.

  In deploying new authorization mechanisms, a major issue is dealing
  with existing data of very questionable origin.  A very large num-
  ber of route objects refer to prefixes that have not been announced
  for many years.  Other route objects refer to prefixes that are no
  longer announced with the origin AS that they are register with (some
  were incorrectly registered to start with).  There are many causes for
  this.



 1.  During the transition from the NSFNET PRDB to the RADB a large
     number of prefixes were registered with an origin AS correspond-
     ing to the border AS at which the NSFNET had once heard the route
     announcements.  The PRDB did not support origin AS, so border
     AS was used.  Many of these routes were no longer in use at the
     time and are now routed with a submitter listed as ``nsfnet-
     admin@merit.edu''.
 2.  As CIDR was deployed, aggregates replaced previously separately
     announced more specific prefixes.  The route objects for the more
     specific prefixes were never withdrawn from the routing registries.

 3.  Some prefixes are simply no longer in use.  Some networks have been
     renumbered.  Some network no longer exist.  Often the routing reg-
     istry information is not withdrawn.
 4.  As provider AS adjacencies changed and as end customers switched
     providers often the actual origin AS changed.  This was often not
     reflected by a change in the routing registry.



  Inaccuracies will continue to occur due to the reasons above, except

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  the first.  The hierarchical authorization provides greater account-
  ability.  In the event that the contacts for specific objects become
  unresponsive traversal up the authorization hierarchy should help
  identify the parties having previous provided authorization.  These
  contacts may still have sufficient authorization to perform the neces-
  sary cleanup.  This issue is discussed in Section A.

  A great deal of information is currently missing in the IRR. Quite a
  few AS have no aut-num.  Quite a lot of data has no maintainer and the
  vast majority of maintainers use only the weakest of authentication
  methods.  Very little can be done by the registries to correct this.
  The defaults in the cases of missing objects needed for authorization
  has to be to make no authentication checks at all.

  The transition can be staged as follows:



 1.  Add and make use of stronger authorization models.

 2.  Make schema modifications necessary to support delegations.
 3.  Add delegation objects needed for query traversal.

 4.  Base query traversal on delegations rather than search of all known
     registries.

 5.  Obtain the cooperation of the address registries for the purpose of
     populating the ``inetnum'' entries on an ongoing basis.
 6.  Add hierarchical authorization support for critical object types,
     ``aut-num'', ``inetnum'' and ``route''.

 7.  Add the requirement that database object either be in use or have
     valid contact information and if queries are made by the registry a
     response from a contact indicating that the object serves a purpose
     if it is not clear what its use is.

 8.  Begin to purge data which is clearly not in use and for which there
     is no valid contact information or no response from the contacts.


  Deployment of hierarchical authorization requires cooperation among
  the existing routing registries.  New code will have to be deployed.
  In some cases very little development resources are available and sub-
  stantial inertia exists due to the reliance on the current repository
  and the need to avoid disruption.

  If hierarchical authorization of route objects depends on the exis-
  tence of address registration information, minimal cooperation of
  the currently separate address registries is required.  The extent
  of the cooperation amounts to sending cryptographically signed trans-
  actions from the address registry to the number registry as address


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  allocations are made or providing equivalent access to new address
  allocations.

  Currently most registries returns query results from all of the known
  repositories using their mirrored copies.  Cross registry authoriza-
  tions are not yet implemented.  Minimal schema changes have to be made
  to support the ability to delegate objects for which there is an au-
  thorization hierarchy and the support queries and references to other
  repositories.  In the case of AS delegations, ``as-block'' need to be
  created solely for the purpose of traversal.



Acknowledgments


  This document draws ideas from numerous discussions and contributions
  of the IETF Routing Policy System Work Group and RIPE Routing Work
  Group.  Earlier drafts of this document listed Carol Orange as a co-
  author.  Carol Orange made contributions to this document while at
  RIPE.


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        authent-00.txt.



Security Considerations


  @@ This entire document is about security but at some point we need to
  figure out what belongs here in this case.  Maybe the Area Directors
  can provide some advice.



Author's Addresses


  Curtis Villamizar
  UUNET Network Architecture Group
  <curtis@ans.net>



  Cengiz Alaettinoglu
  ISI
  <cengiz@ISI.EDU>



  David M. Meyer
  Cisco
  <dmm@cisco.com>



  Sandy Murphy
  Trusted Information Systems
  <sandy@tis.com>

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