Internet Draft                                             Mark Watson
               Document: draft-ietf-sipping-nai-reqs-01.txt           Nortel Networks
               
               Category: Informational
               Expires  November 2002                                        May 2002
               
                          Short term requirements for Network Asserted Identity
               
                  Status of this Memo
               
                  This document is an Internet-Draft and is in full conformance with
                  all provisions of Section 10 of RFC2026.
               
                  Internet-Drafts are working documents of the Internet Engineering
                  Task Force (IETF), its areas, and its working groups.  Note that
                  other groups may also distribute working documents as Internet-
                  Drafts.
               
                  Internet-Drafts are draft documents valid for a maximum of six months
                  and may be updated, replaced, or obsoleted by other documents at any
                  time. It is inappropriate to use Internet-Drafts as reference
                  material or to cite them other than as "work in progress."
               
                  The list of current Internet-Drafts can be accessed at
                       http://www.ietf.org/ietf/1id-abstracts.txt
                  The list of Internet-Draft Shadow Directories can be accessed at
                     http://www.ietf.org/shadow.html.
               
                  Abstract
               
                  A Network Asserted Identity is an identity initially derived by a SIP
                  network intermediary as a result of an authentication process. This
                  draft describes short term requirements for the exchange of Network
                  Asserted Identities within networks of securely interconnected
                  trusted nodes and to User Agents securely connected to such networks.
               
               
                  Table of Contents
               
                  1. Introduction...................................................2
                  2. Definitions....................................................2
                     2.1 Identity...................................................2
                     2.2 Network Asserted Identity..................................3
                     2.3 Trust Domains..............................................3
                  3. Generation of Network Asserted Identity........................5
                  4. Transport of Network Asserted Identity.........................5
                     4.1 Sending of Network Asserted Identity within a Trust Domain.5
                     4.2 Receiving of Network Asserted Identity withing a Trust Domain
                     ...............................................................5
               
               
               
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                     4.3 Sending of Network Asserted Identity to entities outside a
                     Trust Domain...................................................5
                     4.4 Receiving of Network Asserted Identity by a node outside the
                     Trust Domain...................................................5
                  5. Parties with Network Asserted Identities.......................6
                  6. Types of Network Asserted Identity.............................6
                  7. Privacy of Network Asserted Identity...........................6
                  8. Next steps.....................................................7
                  9. Security considerations........................................7
                  10. IANA Considerations...........................................7
                  11. References....................................................8
                  12. Acknowledgments...............................................8
                  13. AuthorsÆ Addresses............................................8
                  14. Full Copyright Statement......................................8
               
               
               1. Introduction
               
                  SIP [1] allows users to assert their identity in a number of ways
                  e.g. using the From: header. However, there is no requirement for
                  these identities to be anything other than the users desired alias.
               
                  An authenticated identity of a user can be obtained using SIP Digest
                  Authentication (or by other means). However, UAs do not always have
                  the necessary key information to authenticate another UA. .
               
                  A Network Asserted Identity is an identity initially derived by a SIP
                  network intermediary as a result of an authentication process. This
                  may or may not be based on SIP Digest authentication. This draft
                  describes short term requirements for the exchange of Network
                  Asserted Identities within networks of securely interconnected
                  trusted nodes and also to User Agents with secure connections to such
                  networks.
               
                  Such a network is described in this draft as a Trust Domain and we
                  present a strict definition of trust and Trust Domain for the
                  purposes of this draft. These short-term requirements provide only
                  for the exchange of Network Asserted Identitied within a Trust Domain
                  and to an entity directly connected to the trust domain.
               
                  General requirements for transport of Network Asserted Identities on
                  the Internet are out of scope of this draft.
               
               2. Definitions
               
               2.1 Identity
               
               
               
               
               
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                  An Identity, for the purposes of this draft, is a URI, and optionally
                  a Display Name. The URI MUST be meaningful to the domain identified
                  in the URI when used as a SIP Request-URI.
               
                  If the URI is a sip: or sips: URI, then depending on the local policy
                  of the domain identified in the URI, the URI MAY identify some
                  specific entity, such as a person.
               
                  If the URI is a tel: URI, then depending on the local policy of the
                  owner of the number range within which the telephone number lies, the
                  number MAY identify some specific entity, such as a telephone line.
                  However, it should be noted that identifying the owner of the number
                  range is a less straightforward process than identifying the domain
                  which owns a sip: or sips: URI.
               
               2.2 Network Asserted Identity
               
                  A Network Asserted Identity is an identity derived by a SIP network
                  entity as a result of an authentication process.
               
                  The authentication process used, or at least it's
                  reliability/strength, is a known feature of the Trust Domain using
                  the Network Asserted Identity mechanism i.e. in the language of 2.3
                  below, it is defined in Spec(T).
               
               2.3 Trust Domains
               
                  A Trust Domain for the purposes of Network Asserted Identity is a set
                  of SIP nodes (UAC, UAS, proxies or other network intermediaries) that
                  are trusted to exchange Network  Asserted Identity information in the
                  sense described below.
               
                  A node can be a member of a Trust Domain, T, only if the node is know
                  to be compliant to a certain set of specifications, Spec(T), which
                  characterize the handling of Network Asserted Identity within the
                  Trust Domain, T.
               
                  Trust Domains are constructed by human beings who know the properties
                  of the equipment they are using/deploying. In the simplest case, a
                  Trust Domain is a set of devices with a single owner/operator who can
                  accurately know the behaviour of those devices.
               
                  Such simple Trust Domains may be joined into larger Trust Domains by
                  bi-lateral agreements between the owners/operators of the devices.
               
                  We say a node is ætrustedÆ (with respect to a given Trust Domain) if
                  and only if it is a member of that domain.
               
               
               
               
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                  We say that a node, A, in the domain is ætrusted byÆ a node, B, (or
                  æB trusts AÆ) if and only if:
               
                  (i) there is a secure connection between the nodes, AND
                  (ii) B has configuration information indicating that A is a member of
                  the Trust Domain.
               
                  Note that B may or may not be a member of the Trust Domain. For
                  example, B may be a UA which trusts a given network intermediary, A
                  (e.g. its home proxy).
               
                  A æsecure connectionÆ in this context means that messages cannot be
                  read by third parties, cannot be modified by third parties without
                  detection and that B can be sure that the message really did come
                  from A. The level of security required is a feature of the Trust
                  Domain i.e. it is defined in Spec(T).
               
                  Within this context, SIP signaling information received by one node
                  FROM a node that it trusts is known to have been generated and passed
                  through the network according to the procedures of the particular
                  specification set Spec(T), and therefore can be known to be valid, or
                  at least as valid as specified in the specifications Spec(T).
               
                  Equally, a node can be sure that signaling information passed TO a
                  node that it trusts will be handled according to the procedures of
                  Spec(T).
               
                  For these capabilities to be useful, Spec(T) must contain
                  requirements as to how the Network Asserted Identity is generated,
                  how its privacy is protected and how its integrity is maintained as
                  it is passed around the network. A reader of Spec(T) can then make an
                  informed judgement about the authenticity and reliability of Network
                  Asserted Information received from the Trust Domain T.
               
                  The term ætrustedÆ (with respect to a given Trust Domain) can be
                  applied to a given node in an absolute sense û it is just equivalent
                  to saying the node is a member of the Trust Domain. However, the node
                  itself does not know whether another arbitrary node is ætrustedÆ,
                  even within the Trust Domain. It does know about certain nodes with
                  which it has secure connections as described above.
               
                  With the definition above, statements such as æA trusted node SHALL
                  ...Æ are just shorthand for æA node compliant to this specification
                  SHALL...Æ.
               
               
               
               
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                  Statements such as æWhen a node receives information from a trusted
                  node...Æ are NOT valid, because one node does not have complete
                  knowledge about all the other nodes in the trust domain.
               
                  Statements such as æWhen a node receives information from another
                  node that it trusts...Æ ARE valid, and should be interpreted
                  according to the criteria (i) and (ii) above.
               
               3. Generation of Network Asserted Identity
               
                  A Network Asserted Identity is generated by a network intermediary
                  following an Authentication process which authenticates the entity
                  (UA) to be identified.
               
                  The Authentication process(es) used are a characteristic feature of
                  the Trust Domain, and MUST be specified in Spec(T).
               
                  It shall be possible for a UA to provide a preferred identity to the
                  network intermediary, which MAY be used to inform the generation of
                  the Network Asserted Identity according to the policies of the Trust
                  Domain.
               
               4. Transport of Network Asserted Identity
               
               4.1 Sending of Network Asserted Identity within a Trust Domain
               
                  It shall be possible for one node within a Trust Domain to securely
                  send a Network Asserted Identity to another node that it trusts.
               
               4.2 Receiving of Network Asserted Identity withing a Trust Domain
               
                  It shall be possible for one node within a Trust Domain to receive a
                  Network Asserted identity from another node that it trusts.
               
               4.3 Sending of Network Asserted Identity to entities outside a Trust
                   Domain
               
                  If a node, A, within the Trust Domain, is trusted by a node, B,
                  outside the Trust Domain, then it shall be possible for A to securely
                  send a Network Asserted Identity to B.
               
                  This is most often used to pass a Network Asserted Identity directly
                  to a UA.
               
               4.4 Receiving of Network Asserted Identity by a node outside the Trust
                   Domain
               
                  It shall be possible for a node outside the Trust Domain to receive a
                  Network Asserted Identity from a node that it trusts.
               
               
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                  Network Asserted Identity received in this way may be considered
                  valid, and used for display to the user, input data for services etc.
               
                  Network Asserted Identity information received by one node from a
                  node which it does not trust carries no guarantee of authenticity or
                  integrity because it is not known that the procedures of Spec(T) were
                  followed to generate and transport the information. Such information
                  MUST NOT be used. i.e. it shall not be displayed to the user, passed
                  to other nodes, used as input data for services etc.
               
               
               5. Parties with Network Asserted Identities
               
                  A Network Asserted Identity identifies the originator of the message
                  in which it was received.
               
                  For example,
               
                     o a Network Asserted Identity received in an initial INVITE
                        (outside the context of any existing dialog) identifies the
                        calling party.
               
                     o a Network Asserted Identity received in a 180 Ringing response
                        to such an INVITE identifies the party who is ringing.
               
                     o a Network Asserted Identity received in a 200 response to such
                        an INVITE identifies the party who has answered.
               
               
               6. Types of Network Asserted Identity
               
                  Each party shall have at most one Network Asserted Identity.
               
                  It shall be possible for the capability to transport multiple
                  identities associated with a single party to be introduced in future.
               
               7. Privacy of Network Asserted Identity
               
                  The means by which any privacy requirements in respect of the Network
                  Asserted Identity are determined are outside the scope of this draft.
               
                  It shall be possible to indicate that a Network Asserted Identity is
                  subject to a privacy requirement which prevents it being passed to
                  other users.
               
                  It shall be possible to indicate that the user has requested that the
                  Network Asserted Identity be not passed to other users.
               
               
               
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                  The mechanism shall support Trust Domain policies where the above two
                  indications are equivalent, and policies where they are not.
               
                  The Network Asserted Identity specification shall require that in the
                  case that the Network Asserted Identity cannot be passed to other
                  users, the mechanism of 3.2 SHALL NOT be used i.e. a trusted node
                  shall not pass the identity to a node it does not trust. However, the
                  mechanism of 3.1 MAY be used to transfer the identity within the
                  trusted network.
               
                  Note that æanonymityÆ requests from users or subscribers may well
                  require functionality in addition to the above handling of Network
                  Asserted Identities. Such additional functionality is out of the
                  scope of this document.
               
               8. Next steps
               
                  It is has been agreed to adopt draft-jennings-sipping-nai-00 [2] as a
                  working group item to implement the requirements of this draft.
               
               9. Security considerations
               
                  The requirements in this draft are NOT intended to result in a
                  mechanism with general applicability between arbitrary hosts on the
                  Internet.
               
                  Rather, the intention is to state requirements for a mechanism to be
                  used within a community of devices which are known to obey the
                  specification of the mechanism (Spec(T)) and between which there are
                  secure connections. Such a community is known here as a Trust Domain.
               
                  The requirements on the mechanisms used for security and to initially
                  derive the Network Asserted Identity must be part of the
                  specification Spec(T).
               
                  Such devices may be hosts on the Internet.
               
                  The requirements also support the transfer of information from a node
                  within the Trust Domain, via a secure connection to a node outside
                  the Trust Domain.
               
                  Use of this mechanism in any other context has serious security
                  shortcomings, namely that there is absolutely no guarantee that the
                  information has not been modified, or was even correct in the first
                  place.
               
               10. IANA Considerations
               
                  This document does not have any implications for IANA.
               
               
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               11. References
               
                  [1] J. Rosenberg et al, ôSIP: Session initiation protocol," draft-
                  ietf-sip-rfc2543bis-09.txt, February 27th, 2002.
               
                  [2] C.Jennings, ôNetwork Asserted Identity headerö, draft-jennings-
                  sipping-nai-00, May 2002, work in progress.
               
               
               12. Acknowledgments
               
                  Thanks are due to Jon Peterson, Cullen Jennings and Allison Mankin
                  for comments on this draft.
               
               
               13. AuthorsÆ Addresses
               
                  Mark Watson
                  Nortel Networks (UK)
                  Maidenhead Office Park (Bray House)
                  Westacott Way
                  Maidenhead,
                  Berkshire                     Tel: +44 (0)1628-434456
                  England                       Email:  mwatson@nortelnetworks.com
               
               
               14. Full Copyright Statement
               
                  Copyright (C) The Internet Society (2002).  All Rights Reserved.
               
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                  herein is provided on an "AS IS" basis and THE INTERNET SOCIETY AND
                  THE INTERNET ENGINEERING TASK FORCE DISCLAIMS ALL WARRANTIES,
                  EXPRESS OR IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT
               
               
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                  THE USE OF THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR
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                  PARTICULAR PURPOSE."
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
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