Network Working Group                                         C. Elliott
Internet-Draft                                             Cisco Systems
Expires: December 11, 2001                                 D. Harrington
                                                      Enterasys Networks
                                                                J. Jason
                                                       Intel Corporation
                                                        J. Schoenwaelder
                                                              F. Strauss
                                                         TU Braunschweig
                                                                W. Weiss
                                                       Ellacoya Networks
                                                           June 12, 2001


                           SMIng Requirements
                        draft-ietf-sming-reqs-02

Status of this Memo

   This document is an Internet-Draft and is in full conformance with
   all provisions of Section 10 of RFC2026.

   Internet-Drafts are working documents of the Internet Engineering
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   This Internet-Draft will expire on December 11, 2001.

Copyright Notice

   Copyright (C) The Internet Society (2001).  All Rights Reserved.

Abstract

   This document describes the requirements of a data modeling language,
   suitable for the modeling of network management constructs, that can
   be directly mapped into SNMP [1] and COPS-PR [9] protocol PDUs.



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   Additionally, it is desirable that if possible the language should be
   able to be translated into SMIv2 [3], [4], [5] and/or SPPI [10].

   This document identifies requirements of an updated data modeling
   language for SNMP and COPS-PR.  The purpose of this document is to
   ensure that subsequent language specification is complete and
   consistent with the stated requirements.

Table of Contents

   1.     Introduction . . . . . . . . . . . . . . . . . . . . . . .   5
   2.     Motivation . . . . . . . . . . . . . . . . . . . . . . . .   5
   3.     Background . . . . . . . . . . . . . . . . . . . . . . . .   5
   4.     Specific Requirements for SMIng  . . . . . . . . . . . . .   6
   4.1    Accepted Requirements  . . . . . . . . . . . . . . . . . .   7
   4.1.1  The Set of Specification Documents . . . . . . . . . . . .   7
   4.1.2  Textual Representation . . . . . . . . . . . . . . . . . .   7
   4.1.3  Human Readability  . . . . . . . . . . . . . . . . . . . .   7
   4.1.4  Machine Readability  . . . . . . . . . . . . . . . . . . .   7
   4.1.5  Accessibility  . . . . . . . . . . . . . . . . . . . . . .   8
   4.1.6  Language Extensibility . . . . . . . . . . . . . . . . . .   8
   4.1.7  Special Characters in Text . . . . . . . . . . . . . . . .   8
   4.1.8  Naming . . . . . . . . . . . . . . . . . . . . . . . . . .   8
   4.1.9  Namespace Control  . . . . . . . . . . . . . . . . . . . .   9
   4.1.10 Modules  . . . . . . . . . . . . . . . . . . . . . . . . .   9
   4.1.11 Module Conformance . . . . . . . . . . . . . . . . . . . .   9
   4.1.12 Arbitrary Unambiguous Identities . . . . . . . . . . . . .  10
   4.1.13 Protocol Independence  . . . . . . . . . . . . . . . . . .  10
   4.1.14 Protocol Mapping . . . . . . . . . . . . . . . . . . . . .  10
   4.1.15 Translation to Other Data Definition Languages . . . . . .  10
   4.1.16 Base Data Types  . . . . . . . . . . . . . . . . . . . . .  11
   4.1.17 Enumerations . . . . . . . . . . . . . . . . . . . . . . .  11
   4.1.18 Discriminated Unions . . . . . . . . . . . . . . . . . . .  11
   4.1.19 Instance Pointers  . . . . . . . . . . . . . . . . . . . .  12
   4.1.20 Row Pointers . . . . . . . . . . . . . . . . . . . . . . .  12
   4.1.21 Constraints on Pointers  . . . . . . . . . . . . . . . . .  12
   4.1.22 Base Type Set  . . . . . . . . . . . . . . . . . . . . . .  12
   4.1.23 Extended Data Types  . . . . . . . . . . . . . . . . . . .  13
   4.1.24 Units and Default Values of Defined Types  . . . . . . . .  13
   4.1.25 Arrays . . . . . . . . . . . . . . . . . . . . . . . . . .  13
   4.1.26 Tables . . . . . . . . . . . . . . . . . . . . . . . . . .  14
   4.1.27 Table Existence Relationships  . . . . . . . . . . . . . .  14
   4.1.28 Table Relationships  . . . . . . . . . . . . . . . . . . .  14
   4.1.29 Structures . . . . . . . . . . . . . . . . . . . . . . . .  14
   4.1.30 Containment  . . . . . . . . . . . . . . . . . . . . . . .  15
   4.1.31 Single Inheritance . . . . . . . . . . . . . . . . . . . .  15
   4.1.32 Events . . . . . . . . . . . . . . . . . . . . . . . . . .  15
   4.1.33 Creation/Deletion  . . . . . . . . . . . . . . . . . . . .  16



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   4.1.34 Range and Size Constraints . . . . . . . . . . . . . . . .  16
   4.1.35 Uniqueness . . . . . . . . . . . . . . . . . . . . . . . .  16
   4.1.36 Extension Rules  . . . . . . . . . . . . . . . . . . . . .  16
   4.1.37 Deprecate Use of IMPLIED Keyword . . . . . . . . . . . . .  16
   4.1.38 No Redundancy  . . . . . . . . . . . . . . . . . . . . . .  17
   4.1.39 Compliance and Conformance . . . . . . . . . . . . . . . .  17
   4.1.40 Allow Refinement of All Definitions in Conformance
          Statements . . . . . . . . . . . . . . . . . . . . . . . .  17
   4.2    Nice-to-Have Requirements  . . . . . . . . . . . . . . . .  18
   4.2.1  Methods  . . . . . . . . . . . . . . . . . . . . . . . . .  18
   4.2.2  Unions . . . . . . . . . . . . . . . . . . . . . . . . . .  18
   4.2.3  Abstract vs. Concrete Structures . . . . . . . . . . . . .  19
   4.2.4  Float Data Types . . . . . . . . . . . . . . . . . . . . .  19
   4.2.5  Comments . . . . . . . . . . . . . . . . . . . . . . . . .  19
   4.3    Rejected Requirements  . . . . . . . . . . . . . . . . . .  20
   4.3.1  Incomplete Translations  . . . . . . . . . . . . . . . . .  20
   4.3.2  Instance Naming  . . . . . . . . . . . . . . . . . . . . .  20
   4.3.3  Attribute Value Constraints  . . . . . . . . . . . . . . .  20
   4.3.4  Existence Constraints  . . . . . . . . . . . . . . . . . .  21
   4.3.5  Ordering Constraints . . . . . . . . . . . . . . . . . . .  21
   4.3.6  Attribute Transaction Constraints  . . . . . . . . . . . .  21
   4.3.7  Method Constraints . . . . . . . . . . . . . . . . . . . .  22
   4.3.8  Categories . . . . . . . . . . . . . . . . . . . . . . . .  22
   4.3.9  Agent Capabilities . . . . . . . . . . . . . . . . . . . .  22
   4.3.10 Relationships  . . . . . . . . . . . . . . . . . . . . . .  22
   4.3.11 Procedures . . . . . . . . . . . . . . . . . . . . . . . .  23
   4.3.12 Associations . . . . . . . . . . . . . . . . . . . . . . .  23
   4.3.13 Association Cardinalities  . . . . . . . . . . . . . . . .  23
   4.3.14 Categories of Modules  . . . . . . . . . . . . . . . . . .  24
   4.3.15 Length of Identifiers  . . . . . . . . . . . . . . . . . .  24
   4.3.16 Why Are So Many SMIv1/v2 Parsers So Error Tolerant?  . . .  24
   4.3.17 Core Language Keywords vs. Defined Identifiers . . . . . .  25
   4.3.18 Internationalization . . . . . . . . . . . . . . . . . . .  25
   4.3.19 Mapping Modules to Files . . . . . . . . . . . . . . . . .  25
   4.3.20 Simple Grammar . . . . . . . . . . . . . . . . . . . . . .  26
   4.3.21 Place of Module Information  . . . . . . . . . . . . . . .  26
   4.3.22 Fully Qualified Identifiers  . . . . . . . . . . . . . . .  26
   4.3.23 Readable Revision Date Representation  . . . . . . . . . .  26
   4.3.24 Make Status Information Optional . . . . . . . . . . . . .  27
   4.3.25 Remove OIDs from the Core Language . . . . . . . . . . . .  27
   4.3.26 Module Namespace . . . . . . . . . . . . . . . . . . . . .  28
   4.3.27 Hyphens in Identifiers . . . . . . . . . . . . . . . . . .  28
   4.3.28 Referencing a Group of Instances of a Structure  . . . . .  28
   5.     Security Considerations  . . . . . . . . . . . . . . . . .  29
   6.     Acknowledgements . . . . . . . . . . . . . . . . . . . . .  29
          References . . . . . . . . . . . . . . . . . . . . . . . .  29
          Authors' Addresses . . . . . . . . . . . . . . . . . . . .  30
   A.     Mailing List Discussions . . . . . . . . . . . . . . . . .  32



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          Full Copyright Statement . . . . . . . . . . . . . . . . .  42


















































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1. Introduction

   This document describes the requirements for the definition of a new
   object-oriented, data modeling language that can be mapped directly
   into SNMP and COPS-PR protocol PDUs.  It may also be translated into
   SMIv2 MIBs and SPPI PIBs.  Concepts such as structures, attributes,
   methods, conventions for organization into reusable data structures,
   and mechanisms for representing relationships are discussed.

   Conventions used in this document:

2. Motivation

   As networking technology has evolved, a diverse set of technologies
   has been deployed to manage the resulting products.  These vary from
   Web based products, to standard management protocols and text
   scripts.  The underlying systems to be manipulated are represented in
   varying ways including implicitly in the system programming, via
   proprietary data descriptions, or with standardized descriptions
   using a range of technologies including MIBs [6], PIBs [11], or LDAP
   [7] schemas.  The result is that network applications and services
   such as DHCP or Differentiated Services may be represented in many
   different inconsistent fashions.

   The SMIng working group will develop a new modeling language to align
   the languages defined in the SMIv2 and SPPI documents (the languages
   for writing MIBs and PIBs), since these are very similar.

   Another motivation is to permit a more expressive and complete
   representation of the modeled information.  Examples of additional
   expressiveness and completeness that are considered are the ability
   to clearly define relationships between objects, the expression of
   constraints on objects and properties, and the ability to define
   methods.  These additional features are discussed in subsequent
   sections.

3. Background

   The Network Management Research Group (NMRG) of the Internet Research
   Task Force (IRTF) has researched the issues of creating a protocol-
   independent data modeling language that could be used by multiple
   protocols.  Because SMIv2 and SPPI are very similar, the NMRG focused
   on merging these two languages, but also researched ways to abstract
   the requirements to produce a language that could be used for other
   protocols, such as LDAP and Diameter.  The NMRG has published the
   results of their work in [12], and has submitted their specification
   as one proposal to consider in the development of the SMIng language.




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   The SMIng Working Group has accepted their submission for
   consideration, and to use their proposal to better understand the
   requirements and possible obstacles to be overcome.  Where useful,
   the NMRG proposal has been referenced in the details below.

4. Specific Requirements for SMIng

   The following sections define the requirements for the definition of
   an object-oriented, data-modeling language.  The draft captures the
   results of the working group discussions regarding the SMIng
   requirements process.  It is broken up into three sections:  accepted
   requirements (Section 4.1), nice-to-have requirements (Section 4.2),
   and rejected requirements (Section 4.3).  Appendix A contains the
   requirements discussion that was generated on the SMIng mailing list.
   Each requirement has the following information:
   o  Number: the original requirement number (as a means for cross
      referencing)
   o  Type: a field that identifies the type of requirement, using one
      of the following values:
      *  basic: considered a basic requirement for SMIng and is
         contained in SMIv2 and/or SPPI.
      *  align: supported in different ways in SMIv2 and SPPI and they
         must be aligned.
      *  must: considered a fix for a known problem in SMIv2 and/or
         SPPI.
      *  should: modifies something that is often misused, or would be
         nice to have if it can be easily done and does not cause
         additional complexity or delay.
      *  new: considered a new feature that is not required in SMIng,
         but could be added if working group consensus to do so is
         reached.
   o  From: a field that defines the origin of the requirement and that
      contains one or more of the following values:
      *  SMI: exists in SMIv2.
      *  SPPI: exists in SPPI.
      *  NMRG: exists in the current NMRG specification proposal, but
         not in SMIv2 or SPPI.
      *  Charter: exists in working group charter.
      *  WG: proposed during working group discussions.
      *  Individual: proposed by working group participant.
   o  Description: a quick description of the requirement.
   o  Motivation: rationale for the requirement.
   o  Notes: optional notes about a requirement.  For example, for nice-
      to-have or rejected this may contain reasoning why this
      requirement is not required by the SMIng working group, but
      justification why it should be considered anyway.  Notes may be
      the opinions of the requirements process participants and as such
      should not be taken as consensus of the working group or the



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      recommendation of the requirements editing team.

4.1 Accepted Requirements

   This section represents the list of requirements that have been
   accepted by the SMIng working group.

4.1.1 The Set of Specification Documents

   Number: 73
   Type: new
   From: NMRG
   Description: SMIv2 is defined in three documents, based on an
      obsolete ITU ASN.1 specification.  SPPI is defined in one
      document, based on SMIv2.  The core of SMIng should de defined in
      one document and must be independent of external specifications.
   Motivation: Self-containment.

4.1.2 Textual Representation

   Number: 1
   Type: basic
   From: SMI, SPPI, WG
   Description: SMIng definitions must be represented in a textual
      format.
   Motivation: General IETF consensus.

4.1.3 Human Readability

   Number: 2
   Type: basic
   From: WG
   Description: The syntax must make it easy for humans to directly read
      and write SMIng modules.  It should be possible for SMIng module
      authors to produce SMIng modules with text editing tools.
   Motivation: The syntax should make it easy for humans to read and
      write SMIng modules.

4.1.4 Machine Readability

   Number: 3
   Type: basic
   From: SMI, SPPI
   Description: The syntax should make it easy to implement parsers.  A
      complete ABNF specification of the grammar is desirable.
      Furthermore, the language should forbid things like forward
      references unless they are unavoidable.
   Motivation: A complete specification of the language grammar in ABNF



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      encourages the use of compiler toolkits to construct solid
      parsers.  Avoiding unnecessary forward references simplifies
      parser internal data management and allows for early error
      detection.

4.1.5 Accessibility

   Number: 17
   Type: align
   From: SMI, SPPI
   Description: Attribute definitions must indicate whether attributes
      can be read, written, created, deleted, and whether they are
      accessible for notifications, or are non- accessible.  Align PIB-
      ACCESS and MAX-ACCESS, and PIB-MIN-ACCESS and MIN-ACCESS.
   Motivation: Alignment.

4.1.6 Language Extensibility

   Number: 52
   Type: new
   From: NMRG
   Description: The language should have characteristics, so that future
      modules can contain information of future syntax without breaking
      original SMIng parsers.

      E.g., when SMIv2 introduced REFERENCEs it would have been nice if
      it would not have broken SMIv1 parsers.
   Motivation: Achieve language extensibility without breaking core
      compatibility.

4.1.7 Special Characters in Text

   Number: 57
   Type: new
   From: Individual
   Description: Allow an escaping mechanism to encode special
      characters, e.g.  double quotes and new-line characters, in text
      such as DESCRIPTIONs or REFERENCEs.
   Motivation: ABNF can contain literal characters enclosed in double
      quotes; to provide the ABNF grammar, there must be the ability to
      escape special characters.

4.1.8 Naming

   Number: 4 & 5 combined
   Type: basic
   From: SMI, SPPI
   Description: SMIng must provide mechanisms to uniquely identify



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      attributes, groups of attributes, and events.  It is necessary to
      specify how name collisions are handled.
   Motivation:

4.1.9 Namespace Control

   Number: 5
   Type: basic
   From: SMI, SPPI
   Description: There should be a hierarchical, centrally-controlled
      namespace for standard named items, and a distributed namespace
      should be supported to allow vendor-specific naming and to assure
      unique module names across vendors and organizations.
   Motivation: Need to unambiguously identify definitions of various
      kinds.  Some SMI implementations have problems with different
      objects from multiple modules but with the same name.
      Furthermore, the probability of module name clashes rises over
      time (for example, different vendors defining their own SYSTEM-
      MIB).
   Notes: An example naming scheme is the one employed by the Java
      programming language with a central naming authority assigning the
      top-level names.

      The working group has to make a determination as to how best to
      handle namespace control (e.g.  a BCP).

4.1.10 Modules

   Number: 6
   Type: basic
   From: SMI, SPPI
   Description: SMIng must provide a mechanism for uniquely identifying
      a module, and specifying the status, contact person, revision
      information, and the purpose of a module.

      SMIng must provide mechanisms to group definitions into modules
      and it must provide rules for referencing definitions from other
      modules
   Motivation: Modularity and independent advancement of documents.
   Notes: Text about module conformance has been moved to Section
      4.1.11.

4.1.11 Module Conformance

   Number: 6
   Type: basic
   From: SMI, SPPI
   Description: SMIng must provide mechanisms to detail the minimum



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      requirements implementers must meet to claim conformance to a
      standard based on the module.
   Motivation: Ability to convey conformance requirements.

4.1.12 Arbitrary Unambiguous Identities

   Number: 66
   Type: basic
   From: SMI
   Description: SMI allowed the use of OBJECT-IDENTITIES to define
      unambiguous identities without the need of a central registry.
      SMI uses OIDs to represent values that represent references to
      such identities.  SMIng needs a similar mechanism (a statement to
      register identities, and a base type to represent values).
   Motivation: SMI Compatibility.
   Notes: This is an obvious requirement.  Additionally, everything not
      on the wire, such as modules, will still be assigned OIDs.

      It is yet to be determined whether the assignment of the OID
      occurs within the core or within a protocol-specific mapping.

4.1.13 Protocol Independence

   Number: 7
   Type: basic
   From: Charter
   Description: SMIng must define data definitions in support of the
      SNMP and COPS-PR protocols.  SMIng may define data definitions in
      support of other protocols.
   Motivation: So data definitions may be used with multiple protocols.

4.1.14 Protocol Mapping

   Number: 8
   Type: basic
   From: Charter
   Description: The SMIng working group, in accordance with the working
      group charter, will define mappings of protocol independent data
      definitions to protocols based upon installed implementations.
      The SMIng working group can define mappings to other protocols as
      long as this does not impede the progress on other requirements.
   Motivation: SMIng working group charter.

4.1.15 Translation to Other Data Definition Languages

   Number: 9
   Type: basic
   From: Charter



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   Description: SMIng language constructs should, wherever possible, be
      translatable to SMIv2 and SPPI.  At the time of standardization of
      a SMIng language, existing SMIv2 MIBs and SPPI PIBs on the
      standards track will not be required to be translated to the SMIng
      language.  New MIBs/PIBs will be defined using the SMIng language.
   Motivation: Provide best-effort backwards compatibility for existing
      tools while not placing an unnecessary burden on MIBs/PIBs that
      are already on the standards track.

4.1.16 Base Data Types

   Number: 12
   Type: basic
   From: SMI, SPPI
   Description: SMIng must support the base data types Integer32,
      Unsigned32, Integer64, Unsigned64, Enumeration, Bits, OctetString,
      and OID.
   Motivation: Most are already common.  Unsigned64 and Integer64 are in
      SPPI, must fix in SMI.

4.1.17 Enumerations

   Number: 19
   Type: basic
   From: SMI, SPPI
   Description: SMIng should provide support for enumerations.
      Enumerated values must be a part of the enumeration definition.
   Motivation: SMIv2 already has enumerated numbers and OIDs that can be
      used to identify things.
   Notes: Enumerations have the implicit constraint that the attribute
      is constrained to the values for the enumeration.

4.1.18 Discriminated Unions

   Number: 32
   Type: should
   From: WG
   Description: SMIng must support a standard format for discriminated
      unions.
   Motivation: Allows to group related attributes together, such as
      InetAddressType (discriminator) and InetAddress, InetAddressIPv4,
      InetAddressIPv6 (union).  The lack of discriminated unions has
      also lead to relatively complex sparse table work-around in some
      DISMAN mid-level manager MIBs.
   Notes: SMIng must support discriminated unions, and should support
      unions in general (Section 4.2.2).  Discriminated unions have the
      implicit constraint that the union attribute type is constrained
      by the discriminator attribute.



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4.1.19 Instance Pointers

   Number: 14
   Type: basic
   From: SPPI
   Description: SMIng must allow specifying pointers to instances (i.e.,
      a pointer to a particular attribute in a row).
   Motivation: It is common practice in MIBs and PIBs to point to other
      instances.

4.1.20 Row Pointers

   Number: 15
   Type: align
   From: SMI, SPPI
   Description: SMIng must allow specifying pointers to rows.  A row
      pointer is a special case of an instance pointer.
   Motivation: It is common practice in MIBs and PIBs to point to other
      rows (see RowPointer, PIB-REFERENCES).

4.1.21 Constraints on Pointers

   Number: 23
   Type: basic
   From: SPPI
   Description: SMIng must allow specifying the types of objects to
      which a pointer may point.
   Motivation: Allows code generators to detect and reject illegal
      pointers automatically.  Can also be used to automatically
      generate more reasonable implementation-specific data structures.
   Notes: Pointer constraints are a special case of attribute value
      constraints (Section 4.3.3) in which the prefix of the OID (row or
      instance pointer) value is limited to be only from a particular
      table.

4.1.22 Base Type Set

   Number: 16
   Type: basic
   From: SMI, SPPI
   Description: SMIng must support a fixed set of base types of fixed
      size and precision.  The list of base types should not be
      extensible unless the SMI itself changes.
   Motivation: Interoperability.







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4.1.23 Extended Data Types

   Number: 13 & 18 combined
   Type: align
   From: SMI, SPPI
   Description: SMIng must allow a mechanism to allow types to be
      defined as new types that provide additional semantics (e.g.,
      Counters, Gauges, Strings, etc.).  It may be desirable to also
      allow the derivation of new types from derived types.  New types
      must be as restrictive or more restrictive than the types that
      they are specializing.
   Motivation: SMI uses application types and textual conventions.  SPPI
      uses derived types.

4.1.24 Units and Default Values of Defined Types

   Number: 65
   Type: new
   From: NMRG
   Description: In SMIv2 OBJECT-TYPE definitions may contain UNITS and
      DEFVAL clauses and TEXTUAL-CONVENTIONs may contain DISPLAY-HINTs.
      In a similar fashion units and default values should be applicable
      to defined types and format information should be applicable to
      attributes.
   Motivation: Some MIBs introduce TCs such as KBytes and every usage of
      the TC then specifies the UNITS "KBytes".  It would simplify
      things if the UNITS were attached to the type definition itself.

      Note that SMIng must clarify the behavior, if an attribute uses a
      defined type and both, the attribute and the defined type, have
      units/default/format information.

4.1.25 Arrays

   Number: 39
   Type: new
   From: WG
   Description: SMIng should allow the definition of a SEQUENCE OF
      attributes or structures (Section 4.1.29).
   Motivation: The desire for the ability to have variable-length,
      multi-valued objects.
   Notes: There are fixed- and variable-size arrays, however fixed-size
      arrays are really just a constrained kind of variable-size arrays.
      Variable arrays can map to the EXPANDS clause - using the index of
      the parent and the index of the contained array table with the
      lifetime of the child table controlled by the parent table.  The
      EXPANDS clause formally states that there is a 1:n existence
      relationship between tables and for the n instances to exist in



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      the child table, the corresponding instance must exist in the
      parent table.

      Conceptually, arrays map to variable-sized tables in tables.  If
      arrays are to be supported then the general problem of variable-
      sized tables in tables should be solved (vs.  solving a very
      specific problem such as a fixed-sized table in table).

4.1.26 Tables

   Number: 25
   Type: basic
   From: SMI, SPPI
   Description: SMIng should provide a mechanism for grouping attributes
      as tables.
   Motivation:

4.1.27 Table Existence Relationships

   Number: 26
   Type: basic
   From: SMI, SPPI
   Description: SMIng should support INDEX, AUGMENTS, and EXTENDS.
   Motivation: These three table existence relationships that exist
      either in the SMIv2 or the SPPI.

4.1.28 Table Relationships

   Number: 48
   Type: new
   From: WG
   Description: SMIng should support REORDERS clauses.
   Motivation: A REORDERS statement allows to swap indexing orders
      without having to redefine the whole table.
   Notes: The EXPANDS clause portion was removed from this requirement
      and is mentioned in Arrays (Section 4.1.25).

4.1.29 Structures

   Number: 33
   Type: new
   From: NMRG
   Description: A structure is a non-divisible, extensible grouping of
      attributes that are meaningful together.
   Motivation: Required to map the same grouping of attributes into SNMP
      and COPS-PR tables.  Allows to do index reordering without having
      to redefine the grouping of attributes.  Allows to group related
      attributes together (e.g.  InetAddressType, InetAddress).



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      The ability to group attributes in a structure provides an
      indication that the attributes are meaningful together.
   Notes: Protocols must ensure that when sending structures across the
      wire that (1) all attributes of the structure are sent together
      and (2) the order of the attributes is maintained.

4.1.30 Containment

   Number: 40
   Type: new
   From: NMRG
   Description: SMIng must provide support for the creation of new
      compound types from more basic (potentially compound) types.
   Motivation: Simplifies the reuse attribute combination such as
      InetAddressType and InetAddress pairs.

      Containment has the implicit existence constraint that if an
      instance of contained structure exists, then the corresponding
      instance of the containing structure must also exist.

4.1.31 Single Inheritance

   Number: 34
   Type: new
   From: NMRG
   Description: SMIng should provide support for mechanisms to extend
      attribute groupings (structures) through single inheritance.
   Motivation: Allows to extend grouping of attributes, like a generic
      DiffServ scheduler, with attributes for a specific scheduler,
      without cut&paste.
   Notes: If an instance of a derived structure exists, then the
      corresponding instance of the base structure implicitly exists
      within the derived structure.

      Single inheritance with multiple levels (e.g., C derives from B,
      and B derives from A) must be allowed.

      Inheritance has the implicit existence constraint that if an
      instance of derived structure exists, then the corresponding
      instance of the base structure must also exist.

4.1.32 Events

   Number: 20
   Type: basic
   From: SMI, SPPI
   Description: SMIng must provide mechanisms to define events which
      identify significant state changes.
   Motivation: These represent the protocol-independent events that lead
      to SMI notifications or SPPI reports.



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4.1.33 Creation/Deletion

   Number: 21
   Type: basic
   From: SMI, SPPI
   Description: SMIng should support a mechanism to define
      creation/deletion operations for instances.  Specific
      creation/deletion errors, such as INSTALL-ERRORS, must be
      supported.
   Motivation: Available for row creation in SMI, and available in SPPI.

4.1.34 Range and Size Constraints

   Number: 22
   Type: basic
   From: SMI, SPPI
   Description: SMIng must allow specifying range and size constraints
      where applicable.
   Motivation: The SMI and SPPI both support range and size constraints.

4.1.35 Uniqueness

   Number: 24
   Type: basic
   From: SPPI
   Description: SMIng must allow the specification of uniqueness
      constraints on attributes.  SMIng should allow the specification
      of independent uniqueness constraints.
   Motivation: Knowledge of the uniqueness constraints on attributes
      allows to verify protocol specific mappings (e.g.  INDEX clauses).
      The knowledge can also be used by code generators to improve
      generated implementation-specific data structures.

4.1.36 Extension Rules

   Number: 27
   Type: basic
   From: SMI
   Description: SMIng must provide clear rules how one can extend SMIng
      modules without causing interoperability problems "over the wire".
   Motivation: SMIv2 and SPPI have extension rules.

4.1.37 Deprecate Use of IMPLIED Keyword

   Number: 30
   Type: should
   From: SMI
   Description: The SMIng SNMP mapping should deprecate the use of the



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      IMPLIED indexing schema.
   Motivation: IMPLIED is confusing and most people don't understand it.
      The solution (IMPLIED) is worse than the problem it is trying to
      solve and therefore for the sake of simplicity, the use of IMPLIED
      should be deprecated.

4.1.38 No Redundancy

   Number: 31
   Type: should
   From: SMI
   Description: The SMIng language should avoid redundancy.
   Motivation: Remove any textual redundancy for things like table
      entries and SEQUENCE definitions, which only increase
      specifications without providing any value.

4.1.39 Compliance and Conformance

   Number: 50
   Type: basic
   From: SMIv2, SPPI
   Description: SMIng should provide a mechanism for compliance and
      conformance specifications for protocol-independent definitions as
      well as for protocol mapping.
   Motivation: This capability exists in SMIv2 and SPPI.  The NMRG
      proposal has the ability to express much of this information at
      the protocol-independent layer, thus reducing redundant
      information.  Some compliance or conformance information may be
      protocol-specific, therefore there is also a need to be able to
      express this information in the mapping.

4.1.40 Allow Refinement of All Definitions in Conformance Statements

   Number: 74
   Type: must
   From: Individual
   Description: SMIv2, RFC 2580, Section 3.1 says:


                 The OBJECTS clause, which must be present, is used to
                 specify each object contained in the conformance group.
                 Each of the specified objects must be defined in the same
                 information module as the OBJECT-GROUP macro appears, and
                 must have a MAX-ACCESS clause value of
                 "accessible-for-notify", "read-only", "read-write", or
                 "read-create".

       The last sentence forbids to put a not-accessible INDEX object



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      into an OBJECT-GROUP.  Hence, you can not refine its syntax in a
      compliance definition.  For more details, see
      http://www.ibr.cs.tu-bs.de/ietf/smi-errata/
   Motivation: This error should not be repeated in SMIng.

4.2 Nice-to-Have Requirements

   This section represents the list of recommended requirements that
   would be nice to have.  However, these are not automatically thought
   of as accepted requirements as, for example, they may entail a non-
   trivial amount of work in underlying protocols to support.

4.2.1 Methods

   Number: 37
   Type: new
   From: WG
   Description: SMIng should support a mechanism to define method
      signatures (parameters, return values, exception) that are
      implemented on agents.
   Motivation: Methods are needed to support the definition of
      operational interfaces such as found in [RFC2925] (ping,
      traceroute and lookup operations).  Also, the ability to define
      constructor/destructor interfaces could address issues such as
      encountered with SNMP's RowStatus solution.
   Notes: Is it possible to do methods without changing the underlying
      protocol?  There is agreement that methods are useful, but
      disagreement upon the impact - one end of the spectrum sees this
      as a documentation tool for existing SNMP capabilities, while the
      other end sees this as a protocol update, moving forward, to
      natively support methods.  The proposal is to wait and see if this
      is practical to implement as a syntax that is useful and can map
      to the protocol.

4.2.2 Unions

   Number: 32
   Type: should
   From: WG
   Description: SMIng should support a standard format for unions.
   Motivation: Allows an attribute to contain one of many types of
      values.  Allows related attributes to be grouped together.  The
      lack of unions has also lead to relatively complex sparse table
      work-around in some DISMAN mid-level managers.
   Notes: The thought is that SNMP and COPS-PR can already support
      unions because they do not care about what data type goes with a
      particular OID.




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4.2.3 Abstract vs. Concrete Structures

   Number: 35
   Type: new
   From: NMRG, WG
   Description: SMIng should differentiate between abstract and concrete
      grouping of attributes (structures).
   Motivation: This information gives people more information how
      structures can and should be used.  It hinders them from misusing
      abstract structures.
   Notes: There is general confusion regarding the usefulness of
      abstract from the data point of view.

      This requirement attempted to convey the idea that some structures
      are not meant to stand on their own and instead only make sense if
      contained within another structure.  The term abstract, which
      itself carries some connotation from the object-oriented world,
      may not be the best term to use.

4.2.4 Float Data Types

   Number: 49
   Type: new
   From: WG, NMRG
   Description: SMIng should support the base data types Float32,
      Float64, Float128.
   Motivation: Missing base types can hurt later on, because they cannot
      be added without changing the language, even as an SMIng
      extension.  Lesson learnt from the SMIv1/v2 debate about
      Counter64/Integer64/...
   Notes: There is no mention as to whether or not the underlying
      protocols will have to natively support float data types.  This is
      left to the mapping.  However, it seems imperative that the float
      data type needs to be added to the set of intrinsic types in the
      SMIng language at the creation of the language as it will be
      impossible to add them later without changing the language.

4.2.5 Comments

   Number: 59
   Type: should
   From: NMRG
   Description: The syntax of comments should be well defined,
      unambiguous and intuitive to most people, e.g., the C++/Java `//'
      syntax.
   Motivation: ASN.1 Comments (and thus SMI and SPPI comments) have been
      a constant source of confusion.  People use arbitrary lengthy
      strings of dashes (`-----------') in the wrong assumption that



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      this is always treated as a comment.  Some implementations try to
      accept these syntactically wrong constructs which even raises
      confusion.  We should get rid of this problem.
   Notes: If the SMIng working group adopts a C-like language, then the
      C++/Java single-line comment should be adopted as well.

4.3 Rejected Requirements

   This section represents the list of requirements that were rejected
   because they either were deemed unnecessary, too complicated, outside
   the scope of the WG charter, or no-brainers.

4.3.1 Incomplete Translations

   Number: 10
   Type: basic
   From: WG
   Description: Reality sucks.  All information expressed in SMIng may
      not be directly translatable to a MIB or PIB construct, but all
      information should be able to be conveyed in documentation or via
      other mechanisms.
   Motivation: SMIng working group requires this to ease transition.
   Notes: Deemed not a valuable use of the working group's time.

4.3.2 Instance Naming

   Number: 11
   Type: align
   From: SMI, SPPI
   Description: Instance naming is subject of the protocol mappings and
      not part of the protocol-neutral model.  INDEX, PIB-INDEX must be
      accommodated.
   Motivation: COPS-PR and SNMP have different instance identification
      schemes that must be aligned in the protocol specific mappings.
   Notes: This requirement is not being rejected because it is a bad
      idea.  It is rejected because MIBs and PIBs are sufficiently close
      to allow one specification, in the protocol-neutral model, for
      both.

4.3.3 Attribute Value Constraints

   Number: 44
   Type: new
   From: WG
   Description: SMIng must provide mechanisms to formally specify
      constraints between values of multiple attributes.
   Motivation: Constraints on attribute values [occur] where one or more
      attributes may affect the value or range of values for another



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      attribute.  One such relationship exists in IPsec, where the type
      of security algorithm determines the range of possible values for
      other attributes such as the corresponding key size."
   Notes: This requirement as is has been rejected as too general, and
      therefore virtually impossible to implement.  However, constraints
      that are implicit with discriminated unions (Section 4.1.18),
      enumerated types (Section 4.1.17), pointer constraints (Section
      4.1.21)), etc., are accepted and these implicit constraints are
      mentioned in the respective requirements.

4.3.4 Existence Constraints

   Number: 41
   Type: new
   From: WG
   Description: SMIng must provide a mechanism to formally express
      existence constraints.
   Motivation: Existence constraints are already embedded in SMIv2 INDEX
      clauses and DESCRIPTION clauses.
   Notes: The conclusion is that it is better to avoid explicit fate
      sharing and cover this with a description clause.  Individual
      requirements (e.g., inheritance (Section 4.1.31), containment
      (Section 4.1.30), arrays (Section 4.1.25), etc.) that implicitly
      provide existence constraints have stated so in their
      requirements.

4.3.5 Ordering Constraints

   Number: 42
   Type: new
   From: WG
   Description: SMIng must provide a mechanism to formally express
      ordering constraints.
   Motivation:
   Notes: It is not clear why this cannot be done in the description
      clause.

4.3.6 Attribute Transaction Constraints

   Number: 43
   Type: new
   From: WG
   Description: SMIng must provide a mechanism to formally express that
      certain sets of attributes can only be modified in combination.
   Motivation: COPS-PR always does operations on table rows in a single
      transaction.  There are SMIv2 attribute combinations that need to
      be modified together (such as InetAddressType, InetAddress).
   Notes: Alternative is to either use Methods (Section 4.2.1) or assume



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      that all attributes in a structure (Section 4.1.29) are to be
      considered atomic.

4.3.7 Method Constraints

   Number: 47
   Type: new
   From: WG
   Description: Method definitions must provide constraints on
      parameters.
   Motivation:
   Notes: Unless methods (Section 4.2.1) are done, there is no use for
      this.

4.3.8 Categories

   Number: 28
   Type: basic
   From: SPPI
   Description: SMIng must provide mechanisms to group definitions into
      subject categories.  Concrete instances may only exist in the
      scope of a given subject category or context.
   Motivation: To scope the categories to which a module applies.  In
      SPPI this is used to allow a division of labor between multiple
      client types.
   Notes: This requirement is specific to COPS-PR and therefore does not
      have general applicability and may complicate matters as SNMP
      won't have much use for it.

4.3.9 Agent Capabilities

   Type: basic
   Number: 29
   From: SMI
   Description: SMIng must provide mechanisms to describe agent
      implementations.
   Motivation: To permit manager to determine variations from the
      standard for an implementation.
   Notes: Agent capabilities should not be part of SMIng, but should
      instead be a separate capabilities table.

4.3.10 Relationships

   Number: 36
   Type: new
   From: NMRG, WG
   Description: Ability to formally depict existence dependency, value
      dependency, aggregation, containment, and other relationships



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      between attributes or groupings of attributes.
   Motivation: Helps humans to understand the conceptual model of a
      module.  Helps implementers of MIB compilers to generate more
      `intelligent' code.
   Notes: This requirement was deemed too general to be useful and
      instead the individual types of relationship requirements (e.g.,
      pointers, inheritance, containment, etc.) are evaluated on a case-
      by-case basis with the specific relationships deemed useful being
      included as accepted requirements.

4.3.11 Procedures

   Number: 38
   Type: new
   From: WG
   Description: SMIng should support a mechanism to formally define
      procedures that are used by managers when interacting with an
      agent.
   Motivation:
   Notes: Best to do this in the description clause.

4.3.12 Associations

   Number: 45
   Type: new
   From: WG
   Description: SMIng should provide mechanisms to explicitly specify
      associations.
   Motivation:

4.3.13 Association Cardinalities

   Number: 46
   Type: new
   From: WG
   Description: Cardinalities between associations should be formally
      defined.
   Motivation: If you have an association between structures A and B,
      the cardinality of A indicates how many instances of A may be
      associated with a single instance of B.  Our discussions in
      Minneapolis indicated that we want to convey "how many" instances
      are associated in order to define the best mapping algorithm -
      whether a new table, a single pointer, etc.  For example, do we
      use RowPointer or an integer index into another table?  Do we map
      to a table that holds instances of the association/relationship
      itself?
   Notes: Without associations (Section 4.3.12), this has no use.




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4.3.14 Categories of Modules

   Number: 51
   Type: new
   From: Individual
   Description: The SMIng documents should give clear guidance on which
      kind of information (with respect to generality,
      type/structure/extension/..) should be put in which kind of a
      module.

      E.g., in SMIv2 we don't like to import Utf8String from SYSAPPL-
      MIB, but we also do not like to introduce a redundant definition.

      A module review process should probably be described that ensures
      that generally useful definitions do not go into device or service
      specific modules.

   Motivation: Bad experience with SMIv2.
   Notes: It is not clear how this can be done with the language to be
      created by SMIng WG.  It could be analogous with header files,
      however there is potentially lots of process associated with doing
      this.  There may be a better way to create TCs that are used by
      many.

4.3.15 Length of Identifiers

   Number: 53
   Type: should
   From: NMRG
   Description: The allowed length of the various kinds of identifiers
      should be extended from the current `should not exceed 32' (maybe
      even from the `must not exceed 64') rule.
   Motivation: Reflect current practice of definitions.
   Notes: Not clear what value this provides, so decision was to keep
      things as is.

4.3.16 Why Are So Many SMIv1/v2 Parsers So Error Tolerant?

   Number: 54
   Type: should
   From: Individual
   Description: It should be clearly stated that parser implementations
      which accept input that does not conform to the SMIng language
      rules are not compliant.
   Motivation: SMIv1/v2 parsers are tolerant, because MIB editors do not
      get SMI right, because it builds on hardly available obsolete
      ASN.1 CCITT specifications.  With SMIng there is a chance to get
      the syntax clearly and self-contained defined, so that there is no



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      excuse for errors and parser implementations become more
      consistent.  (Who would expect that a C compiler is tolerant about
      a missing semicolon?)
   Notes: This requirement appears to be in conflict with language
      extensibility (Section 4.1.6).

4.3.17 Core Language Keywords vs. Defined Identifiers

   Number: 55
   Type: should
   From: NMRG
   Description: In SMIv1/v2 things like macros or some(!) types have to
      be imported from SMI modules.  People are continuously confused
      about what has to be imported (imagine if `typedef' would have to
      be #included in a C program) and what the difference between those
      SMI modules and usual modules is.
   Motivation: Reduce confusion.  Clarify the set of language keywords.
   Notes: This requirement was not rejected because it was a bad idea.
      Instead, it was rejected as it was thought that it is basic enough
      of an idea that it's a no-brainer.  The assumption can be made
      that any keywords defined in the SMIng language will not have to
      be imported.

4.3.18 Internationalization

   Number: 56
   Type: new
   From: Individual
   Description: Informational text (DESCRIPTION, REFERENCE, ...) should
      allow i18nized encoding (UTF8? others?).
   Motivation: There has been some demand for i18n in the past.
   Notes: English is the language of the IETF and therefore it is not a
      requirement of the SMIng language must allow i18n.

4.3.19 Mapping Modules to Files

   Number: 58
   Type: new
   From: NMRG
   Description: There should be a clear statement how SMIng modules are
      mapped to files (1:1, n:1?) and how files should be named (by
      module name in case of 1:1 mapping?).
   Motivation: SMI implementations show up a variety of filename
      extensions (.txt, .smi, .my, none).  Some expect all modules in a
      single file, others don't.  This makes it more difficult to
      exchange modules.
   Notes: This is just an implementation detail and is best left to a
      BCP and not made a part of the language definition.



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4.3.20 Simple Grammar

   Number: 60
   Type: new
   From: NMRG
   Description: The grammar of the language should be as simple as
      possible.  It should be free of exception rules.  A measurement of
      simplicity is shortness of the ABNF grammar.
   Motivation: Ease of implementation.  Ease of learning/understanding.
   Notes: This seems like an obvious requirement, however shortness of
      the ABNF grammar is not necessarily a reflection of the simplicity
      of the language.  The WG will do the right thing with regard to
      defining the language for SMIng.

4.3.21 Place of Module Information

   Number: 61
   Type: should
   From: NMRG
   Description: Module specific information (organization, contact,
      description, revision information) should be bound to the module
      itself and not to an artificial node (like SMIv2 MODULE-IDENTITY).
   Motivation: Simplicity and design cleanup.
   Notes: This does not seem to be a problem with the current SMI and is
      dropped for simplicity.

4.3.22 Fully Qualified Identifiers

   Number: 62
   Type: should
   From: NMRG
   Description: To reference multiple identifiers with the same name but
      imported from multiple modules a qualifying mechanism, e.g.,
      `module::name', is needed.  It should be manifested in the
      grammar.  (SMI and SPPI do support it already because of their
      ASN.1 derivation, but many implementation fail to handle this
      correctly.)
   Motivation: Unambiguous references to identifiers.
   Notes: Look at existing requirements for SMI and SPPI.  Adding
      another requirement to SMIng for something that is already a
      requirement adds no value.

4.3.23 Readable Revision Date Representation

   Number: 63
   Type: should
   From: NMRG
   Description: The SMI notation of revision dates consists of 11 or 13



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      characters, e.g.  199602282155Z, which is difficult to parse for
      humans.  The trailing `Z' which represents GMT is superfluous,
      since no other time zone is allowed.

      SMIng should support a nicer notation, e.g.  based on ISO 8601
      representation: 1996-02-28 21:55 or simply 1996-02-28 since time
      information is not relevant in almost any case.
   Motivation: SMIng should support a nicer notation, Human readability
      of date and time information.
   Notes: There is no reason to make more complicated rules unless the
      syntax of the date string is to be changed completely.

4.3.24 Make Status Information Optional

   Number: 64
   Type: new
   From: NMRG
   Description: SMI and SPPI definitions must have a status information
      (current, obsolete, deprecated).  SMIng should make the status
      clause optional with a default of `current'.

      Furthermore, clear statements are required on constraints of
      status information of related definitions, e.g., a current
      attribute definition must not make use of an obsolete defined
      type, etc.  Note, that this is problematic with definitions from
      multiple independently evolving modules.
   Motivation: Make definitions more compact.  Hide redundant
      information.
   Notes This represents an insignificant change that just adds one more
      rule to follow.

4.3.25 Remove OIDs from the Core Language

   Number: 67
   Type: new
   From: NMRG
   Description: While in SMI and SPPI definitions of attributes are
      bound to OIDs, SMIng should not use OIDs for the definition of
      structures, structure attributes, events, etc.  Instead, SNMP and
      COPS-PR mappings should assign OIDs to the mapped items.
   Motivation: OIDs of synonymous attributes are not the same in SMI and
      SPPI definitions.  Hence, they must not appear in protocol neutral
      definitions.
   Notes: Since both COPS-PR and SNMP both use OIDs, why not just align
      them.  Clearly, structures and TCs should not contain OIDs, which
      is already true.  The only problem with OIDs is that a structure
      (Section 4.1.29) cannot be reused if an OID is assigned at that
      level.  The solution is the reusable components (e.g., structures)



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      need not have OID numbers, while non-reusable components (e.g.,
      tables) can have OIDs.

4.3.26 Module Namespace

   Number: 68
   Type: new
   From: WG
   Description: Currently the namespace of modules is flat and there is
      no structure in module naming causing the potential risk of name
      clashes.  Possible solutions:
      *  Assume module names are globally unique (just as SMIv1/v2),
         just give some recommendations on module names.
      *  Force all organizations, WGs and vendors to apply a name prefix
         (e.g.  CISCO-GAGA-MIB, IETF-DISMAN-SCRIPT-MIB?).
      *  Force enterprises to apply a prefix based on the enterprise
         number (e.g.  ENT2021-SOME-MIB).
      *  Put module names in a hierarchical domain based namespace (e.g.
         DISMAN-SCRIPT-MIB.ietf.org).
   Motivation: Reduce risk of module name clashes.
   Notes: Some aspects of this requirement overlapped with other
      requirements and other aspects were thought best left to a BCP.

4.3.27 Hyphens in Identifiers

   Number: 72
   Type: should
   From: NMRG
   Description: There has been some confusion whether hyphens are
      allowed in SMIv2 identifiers: Module names are allowed to contain
      hyphens.  Node identifiers usually are not.  But for example `mib-
      2' is a frequently used identifier that contains a hyphen due to
      its SMIv1 origin, when hyphen were not disallowed.  Similarly, a
      number of named numbers of enumeration types contain hyphens
      violating an SMIv2 rule.

      SMIng should simply allow hyphens in all kinds of identifiers.  No
      exceptions.
   Motivation: Reduce confusion and exceptions.  Requires, however, that
      implementation mappings properly quote hyphens where appropriate.
   Notes: Since nobody is currently complaining about the hyphen
      problem, there is no reason to fix it.  The restriction on "_"
      (underscore) should be relaxed.

4.3.28 Referencing a Group of Instances of a Structure

   Number: 75
   Type: align



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   From: Individual
   Description: PIB and MIB row attributes reference a group of entries
      in another table.  This semantic needs to be formalized.
   Motivation: SPPI formalizes this feature using TagId and
      TagReferenceId semantics in the DiffServ PIB.  SMI also uses these
      semantics without any formal notation (see SNMP-TARGET-MIB in
      RFC2273).
   Notes: There are no issues with the requirement, but instead with how
      this is mapped cleanly and more generally.  Effectively, this is a
      constraint clause that specifies the table and column that
      contains a value used for grouping.  This can be mapped to
      EXPANDS, which would have to be added to SPPI.

5. Security Considerations

   This document defines requirements for a language with which to write
   and read descriptions of management information.  The language itself
   has no security impact on the Internet.

6. Acknowledgements

   Thanks to Dave Durham, whose work on the original NIM (Network
   Information Model) draft was used in generating this document.

   Thanks to Frank Strauss for maintaining the web site that was home
   for the requirements list during the requirements discussion period.

   Thanks to Andrea Westerinen for her contributions on the original NIM
   and SMIng drafts.

References

   [1]   Case, J., Fedor, M., Schoffstall, M. and J. Davin, "Simple
         Network Management Protocol (SNMP)", STD 15, RFC 1157, May
         1990.

   [2]   Bradner, S., "Key words for use in RFCs to Indicate Requirement
         Levels", BCP 14, RFC 2119, March 1997.

   [3]   McCloghrie, K., Perkins, D., Schoenwaelder, J., Case, J.,
         McCloghrie, K., Rose, M. and S. Waldbusser, "Structure of
         Management Information Version 2 (SMIv2)", STD 58, RFC 2578,
         April 1999.

   [4]   McCloghrie, K., Perkins, D., Schoenwaelder, J., Case, J.,
         McCloghrie, K., Rose, M. and S. Waldbusser, "Textual
         Conventions for SMIv2", STD 58, RFC 2579, April 1999.




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   [5]   McCloghrie, K., Perkins, D. and J. Schoenwaelder, "Conformance
         Statements for SMIv2", STD 58, RFC 2580, April 1999.

   [6]   McCloghrie, K., Case, J., Rose, M. and S. Waldbusser,
         "Management Information Base for Version 2 of the Simple
         Network Management Protocol (SNMPv2)", RFC 1907, January 1996.

   [7]   Wahl, M., Coulbeck, A., Howes, T. and S. Kille, "Lightweight
         Directory Access Protocol (v3): Attribute Syntax Definitions",
         RFC 2252, December 1997.

   [8]   White, K., "Definitions of Managed Objects for Remote Ping,
         Traceroute, and Lookup Operations", RFC 2925, September 2000.

   [9]   Chan, K., Seligson, J., Durham, D., Gai, S., McCloghrie, K.,
         Herzog, S., Reichmeyer, F., Yavatkar, R. and A. Smith, "COPS
         Usage for Policy Provisioning (COPS-PR)", RFC 3084, March 2001.

   [10]  McCloghrie, K., Fine, M., Seligson, J., Chan, K., Hahn, S.,
         Sahita, R., Smith, A. and F. Reichmeyer, "Structure of Policy
         Provisioning Information (SPPI)", draft-ietf-rap-sppi-06.txt,
         April 2001.

   [11]  Fine, M., McCloghrie, K., Seligson, J., Chan, K., Hahn, S.,
         Sahita, R., Smith, A. and F. Reichmeyer, "Framework Policy
         Information Base", draft-ietf-rap-frameworkpub-04.txt, April
         2001.

   [12]  Strauss, F., Schoenwaelder, J. and K. McCloghrie, "SMIng - Next
         Generation Structure of Management Information", draft-irtf-
         nmrg-sming-04.txt, November 2000.


Authors' Addresses

   Chris Elliott
   Cisco Systems
   7025 Kit Creek Road
   Research Triangle Park, NC 27709
   USA

   EMail: chelliot@cisco.com









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   David Harrington
   Enterasys Networks
   35 Industrial Way
   P.O. Box 5005
   Rochester, NH 03866-5005
   USA

   EMail: dbh@enterasys.com


   Jamie Jason
   Intel Corporation
   MS JF3-206
   2111 NE 25th Ave.
   Hillsboro, OR 97124
   USA

   EMail: jamie.jason@intel.com


   Juergen Schoenwaelder
   TU Braunschweig
   Bueltenweg 74/75
   38106 Braunschweig
   Germany

   EMail: schoenw@ibr.cs.tu-bs.de
   URI:   http://www.ibr.cs.tu-bs.de/


   Frank Strauss
   TU Braunschweig
   Bueltenweg 74/75
   38106 Braunschweig
   Germany

   EMail: strauss@ibr.cs.tu-bs.de
   URI:   http://www.ibr.cs.tu-bs.de/


   Walter Weiss
   Ellacoya Networks
   7 Henry Clay Dr.
   Merrimack, NH. 03054
   USA

   EMail: wweiss@ellacoya.com




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Appendix A. Mailing List Discussions
   o  Human Readability (Section 4.1.3):
      *  Jamie: One thing I have noticed reading the IPsec PIB and MIB
         documents is that the semantics of the model being presented
         are easily lost.  The reason this is important to me is as a
         co-author on the IPsec policy model, I want to make sure that
         the PIB and MIB are semantically equivalent to the policy model
         so that they represent the same information.  Parsing through
         the SMI and SPPI to understand the semantics of the particular
         derivation for me is excruciatingly painful.  I think that a
         language that is more akin to C would make that human parsing
         of the PIB/MIB much easier.  As it stands now, I am relegated
         to drawing pictures of the tables in order to understand what
         is going on.
      *  Todd A Anderson: I would highly prefer a C-like syntax (or a
         CORBA IDL-like syntax given than CORBA IDL is similar to C-like
         syntax) to an ANS1-like syntax.  I think that C-like syntax is
         clearer and more straight-forward.
      *  David Putzolu in consequence of his comments on #37 and #45-46:
         Finally, if I were brave enough to try to satisfy the above
         mentioned requirements in SMIng, doing so and expressing the
         relevant syntax in ASN.1 sounds extremely painful - if we must
         go down this path, lets do it using something C++, or Java-like
         - that would at least give a syntactic foundation that is
         relevant to writing a programming language.
   o  Instance Pointers (Section 4.1.19):
      *  Jamie: It is common when data modeling to reference another
         object instead of embedding the referenced object inside of the
         object doing the referencing.  This is also important as it
         allows objects to have independent lifetimes as well as be
         referenced by many objects.
      *  Jamie: Can someone please elaborate on the differences between
         #14 (Instance Pointers) and #15 (Row Pointers).  Can they be
         thought of in this way?  Instance pointers are typed pointers,
         whereas row pointers are void pointers.  With the distinction
         being that an instance pointer may only reference a row in one
         type of table, while a row pointer may reference a row in any
         kind of table?
      *  Juergen: I think the terms are used as defined in RFC 2579
         (InstancePointer and RowPointer).  The RowPointer always points
         to an instance of a row while the InstancePointer can also
         point to a particular cell in a table.  Note that this has
         nothing to do with a typed pointer (a concept which does not
         really exist in SMIv2).  SPPI however has ways to type pointers
         - that is to restrict them so that they can not point to
         everything.

         (Using a class-based terminology, the difference is whether we



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         are done with supporting pointers to class instances or whether
         we also need pointers to concrete attributes of class
         instances.)
   o  Accessibility (Section 4.1.5):
      *  Frank: To some degree accessibility might depend on the
         protocol.  Creation/deletion information might be protocol
         dependent(?).  `Accessible for notify' might be protocol
         dependent(?).  Do we need `write-only'?
      *  Robert Story: There is a recent thread over in the SNMPv3 list
         in this vein.  Someone asked what they should return for a set-
         able password object: asterisks, empty string, NULL, etc.  A
         syntax of write-only would help in this case.
      *  David H.: Row creation/deletion is a fundamental feature of
         SMIv2 and is required for backward compatibility and
         interoperability.  Accessible-for-notify is a feature of SMIv2
         and must be supported for backwards compatibility and
         interoperability.
      *  David Perkins: Row creation/deletion is not really part of the
         SMI except for the status of read-create.  Otherwise, the SMI
         is blissfully ignorant of creation and deletion.  You may claim
         that the RowStatus TC makes creation and deletion part a
         fundamental feature.  If so, I disagree, since the SMI does not
         require one to use the RowStatus TC for creation/deletion and
         when RowStatus is used, there is nothing special about the
         table and columns that use it.
      *  David Perkins: On status accessible-for-notify, this is a
         status value whose usage and interpretation has been twisted
         since its creation and is abused in almost every case where it
         is used.  It increases the difficulty of testing, and can
         easily result in errors that show up only during exceptional
         situations.
      *  Frank: Let's be precise: Not creation/deletion is a feature of
         SMIv2, but a notation that allows to express whether a table
         allows creation/deletion of instances through protocol
         operations.  I agree that both, create/delete information and
         accessible-for-notify information, is required in SMIng, but
         I'm not sure whether we need it in the protocol neutral or in
         the protocol dependant parts.
   o  Creation/Deletion (Section 4.1.33):
      *  Frank: Let's not mix up protocol operations and the data model.
         SMI does not have what this issue demands and IMHO this issue's
         status should be `new' instead of `basic'.
      *  David H.: draft-ietf-rap-sppi-06.txt has Install-ERRORS as part
         of the SPPI grammar.  Both SMI and SPPI discuss "read-create".
         rfc2079.txt discusses using the MAX-ACCESS clause to indicate
         whether it makes protocol sense to create an instance of an
         object.  As I see it, both recognize the need to be able to
         create "things" in the protocol.  RFC2079 has the RowStatus T-C



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         which explicitly discusses how to delete a "thing" in the
         protocol.  SPPI, in the description of the ReferenceID,
         explicitly discusses deleting an instance of a PRI.  All of
         these discussions of creation/deletion are found in the
         SMI/SPPI documents, not in the SNMP or COPS-PR protocol
         documents.
      *  Frank: Ok.  So the first sentence of this requirement's
         description should be reworded to something like: SMIng should
         support a mechanism to define whether creation/deletion
         protocol operations for instances would make sense.  This is
         already covered by issue #17.
   o  Categories (Section 4.3.8)
      *  Jamie: Is this akin to C++ namespaces (apologies to those who
         are not familiar with them) in that they allow for scoping in
         order to reduce/prevent name collisions?  Or, is this the
         purpose of #68 (Module Namespace)?  If #68 serves this purpose,
         I would like some more clarification on #28 so that I can get
         them straight in my mind.
      *  Juergen: This #28 is not about C++ namespaces.  Categories are
         a way to categorize definitions - e.g.  all the definitions
         relevant for a diffserv manager or all the definitions relevant
         for the security manager.  COPS-PR and SPPI have this concept.
         The SNMP world sometimes uses contexts to achieve something
         similar.  I once had a long debate with Keith about the
         difference between contexts and subject categories and I am
         still confused about it.  ;-)
   o  Agent Capabilities (Section 4.3.9)
      *  Frank: Capability statements in MIB modules are hardly useful
         to managers, since in most cases they are simply not available.
         Agent capabilities should be retrievable at runtime from the
         agent itself through something like a capabilities MIB.  Hence,
         I suggest to drop `agent capabilities' from the core SMIng
         language.
      *  Jamie: I would like to second the idea that #29 (Agent
         Capabilities) be removed from the SMIng requirements.  This
         does not seem to belong at this level.
   o  Deprecate Use of IMPLIED Keyword (Section 4.1.37):
      *  Frank: The SNMP mapping must keep IMPLIED for compatibility.
         But it should be clearly stated that it must not be used in
         newly defined SNMP mappings.
   o  Classes (Section 4.1.29):
      *  Jamie: I agree with the motivation - I think it is a good thing
         to be able to group attributes together for reuse.  However, I
         am wondering if the name classes can be changed to something
         more generic.  I don't know if "structures" are any better, but
         I would like to see a different description.
      *  Jamie later on: Would it be possible to name #33 (Classes) to
         something like "Attribute Groups"?



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      *  Juergen: Fine with me.
      *  David Putzolu: Methods are strongly associated with classes in
         the programming language lexicon, so choosing a different name
         is a good idea.
      *  David D.: How about Attribute Class or aclass for short? Given
         your comment to #34 below, I think the word "class" implies
         inheritance abilities, whereas Attribute Groups, Structures,
         etc.  do not.
   o  Single Inheritance (Section 4.1.31):
      *  Frank: I strongly suggest to decide whether this is a
         requirement after a few examples are found  including their
         mappings to SNMP and COPS-PR tables! If we look at the example
         above, each inherited scheduler would have to remain a
         scheduler whose instances all appear in a common scheduler
         table.  Thus the mapping to SNMP should lead to a basic table
         that holds all common attributes (the parent class?) and a
         number of table augmentations.  Currently, I see now way how
         inheritance could help in this situation.  Cut&paste is not
         needed.  Table relationships are the key.
      *  Frank: Another motivation: inheritance could help to add
         attributes to a class that are specific to certain protocol
         mapping and do not appear in the protocol neutral module.
         E.g., RowStatus attributes in SNMP mappings.
      *  Jamie: I see this important because as more WGs move to data
         modeling, it is natural to model using OO methodologies.  For
         example, in the IPsec Policy WG we are modeling the IPsec
         configuration policy (draft-ietf-ipsp-config-policy-model-
         02.txt), which derives from the Policy Core Information Model
         from the Policy Framework WG.  Both are modeled using OO
         methodology and make extensive use of single inheritance.  In
         addition to the abstract model, the WG is defining a PIB
         (draft-ietf-ipsp-ipsecpib-02.txt) and a MIB (draft-ietf-ipsp-
         ipsec-conf-mib-00.txt) as concrete instantiations of the
         abstract model.
      *  David Putzolu: As long as we avoid methods, ctors/dtors,
         exceptions, etc., then single inheritance is not only useful
         but feasible as well.
   o  Abstract vs. Concrete Classes (Section 4.2.3)
      *  Jamie: When doing data modeling using OO methodologies, it is
         important to be able to define an abstract class, which
         contains some set of attributes common to all derived classes,
         but which is never meant to be instantiated by itself.  Again,
         an example is the IPsec policy configuration model - in that
         model, we have the idea of an IPsec transform.  There are
         current three transforms in the model - AH, ESP, and IPCOMP.
         All three share a set of attributes.  Instead of repeating the
         definitions of these attributes in each derived class, the
         attributes are defined in an abstract base class and all three



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         derive from the abstract base class.
   o  Methods (Section 4.2.1)
      *  David Putzolu: If I define a class (attribute grouping?) that
         derives from an abstract class, and the abstract class defines
         a method with a return value of one type, but my newly defined
         class has a method of the same name but returns another type,
         which one is invoked?  Questions like this worry me - but I can
         probably answer this question if the language being used is C++
         or Java.  However, the goal is not to do all the things that
         C++ or Java does (come up with a programming language) - it is
         to make a modeling language.  As such, on requirement #37 I
         strongly agree with Juergen when he wrote, "I prefer to stay
         away from methods at this point in time (but make the language
         extensible so they might be added later)."
      *  Juergen: The WG charter says that we do a "next generation data
         definition language for specifying network management data".
         We are not supposed to create a generic (information) modeling
         language.  My argument for postponing methods is based on the
         observation that SNMP as well as COPS currently do not support
         method invocation natively and so you either have a feature in
         the data definition language which you can't use in practice
         (at least with SNMP and COPS-PR) or you have to do really ugly
         things to emulate generic method calls on top of what SNMP and
         COPS provides you.

         The issue of naming scopes and how you resolve conflicts is
         important.  But I do not think it is very complex to handle
         this nor do I think that specifying how you solve name
         conflicts makes the data definition language a programming
         language.  We already have rules in the SMIv2/SPPI how to
         resolve conflicts if you have to import definitions with
         similar names.  If we have methods, we sure need more rules -
         but nothing conceptually very different.
      *  David Putzolu again on #37 revisited: If we were to do methods,
         that of course leads to the idea of exceptions.  Exceptions are
         a great tool for writing high quality software for a number of
         reasons - but I have no clue how they relate to the case of a
         data modeling language that will be mapped to on-the-wire SNMP
         and COPS PDUs.  How would I map a try..catch block or a throw()
         to a SNMP PDU?  What meaning does the idea of passing an
         unhandled exception on to a higher execution context (stack
         unrolling) have to a DECision message?  I strongly suggest that
         if methods are done that exceptions not be done.  If methods
         are not done, the question of exceptions becomes moot.
      *  Juergen: Exceptions model exceptional conditions that can
         happen on the "agent" while you invoke a "method".  A good
         example are the INSTALL-ERRORS in the SPPI which enumerate the
         exceptions that can happen while creating a new row via COPS-



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         PR.  Note that this notion of exceptions is completely
         independent from the way an application written in a particular
         programming language processes exceptions.  The try...catch
         block is a programming language construct and we are of course
         not going to specify this.

         If you want an example how this can work, then please take a
         look at the CORBA world.  The CORBA folks define exceptions at
         the IDL level.  The programming language binding later says how
         things are mapped to programming language constructs.  And the
         mappings look very different, depending on whether you use C or
         Java.
   o  Arrays (Section 4.1.25):
      *  Juergen: It is unclear what this really means.  Does an array
         imply atomic access to the whole array? Or is it sufficient to
         say this is just a short-cut for another expanding table?
      *  Andrea: I had viewed this only as allowing a multi-valued
         attribute, not as arrays of multiple attributes.  This needs to
         be clarified.
      *  Todd A Anderson: I prefer the IDL verbiage of "sequence"
         instead of array since array implies something of fixed length
         to me.  I think that sequences are a necessary part of SMIng
         since I am constantly frustrated by the proliferation of tables
         I have to create to simulate sequence semantics.  It seems to
         me that without sequences, the number of associations would
         also have to increase.  I think it is just clearer and more
         natural for those with a programming background to think of
         sequences of data instead of breaking up the data structure
         into multiple locations.
      *  Jamie: Is this as Andrea thought (a multi-valued attribute), or
         is it a set of multiple attributes?  I can see use for having a
         set of multiple attributes (which is what I had thought it
         was).
      *  Juergen: My understanding is that this refers to a multi-valued
         attribute.
   o  Ordering Constraints (Section 4.3.5)
      *  Frank: What does this mean?
      *  Andrea: At least in some of the discussions, this "requirement"
         went hand in hand with #43 (transaction constraints).  IE, if
         you modify something "in combination", the changes may need to
         occur in a specific order (first attribute A, then attribute
         B).
   o  Attribute Transaction Constraints (Section 4.3.6)
      *  Todd A Anderson: Could someone provide some clarity on issues
         #42 and #43?  An issue that seems similar to #43 is the case
         when sometimes I want to execute several table changes
         atomically but other times I may not want to make those changes
         atomically.  Is the language an appropriate place to deal with



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         this sort of behavior?  Are there any modeling issues related
         to this sort of transaction?  My instinct is that there isn't
         for this type of transaction but for the case where you must
         always change several things atomically then the language is an
         appropriate place to state that.  How would the other type of
         transaction be handled then?
   o  Associations (Section 4.3.12)
      *  Frank: What does this mean? Aren't relationships (issue #36)
         the same?
      *  Andrea: Yes, an association is a kind of relationship but has
         additional info like cardinality on the related entities.
         Relationships include inheritance.
      *  David Putzolu on #45 and #46: These are two more ideas that on
         their own make good sense, but seem to complicate the big
         picture.  How would cardinality be captured in a mapping to
         SNMP or COPS? Pointers seems pretty easy to map to these
         protocols - but where does associations fit in?  These two are
         elegant tools, but I think in this context, since we already
         have pointers, and two pointers in a table can model an
         association, simplicity says remove these two requirements.
   o  Association Cardinalities (Section 4.3.13)
      *  See also David Putzolu's comment on issue #45.
   o  Float Data Types (Section 4.2.4)
      *  Todd A Anderson: I am glad to see that the spec includes float
         data types in the language.  I find these types especially
         useful for TSPECs and fractional link bandwidth partitioning.
   o  Why Are So Many SMIv1/v2 Parsers So Error Tolerant? (Section
      4.3.16)
      *  David H.: I think the reality of the situation is that
         developers write few mibs, but write much C code.  There are
         few developers who understand mib syntax, and I don't expect to
         see that improve even if we use a non-ASN.1 language, and
         parsers are classified as non-compliant.  I won't oppose this
         suggestion, but I doubt it will solve the problem.
      *  Frank: If parsers are (available and) forced to be verbatim
         about errors then MIB authors have simple tools to validate
         their modules.  C programs are correct because they must be
         compiled to be useful and because C compilers are strict.  I
         agree, that many people are not really familiar with MIB syntax
         because they write much less MIB modules than C (or other)
         code.  And I agree that a non-ASN.1 looking syntax would not
         help significantly.
   o  Internationalization (Section 4.3.18)
      *  David H.: Fred Baker made it very clear as IESG chair that all
         documents submitted for standards advancement should be done in
         English to ensure a large enough body of reviewers exists to
         provide industry-wide review.




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         I fear making mib descriptions i18n capable would encourage
         development of mibs written in languages that most developers
         could not read, and that would hurt interoperability.

         I understand that it is frustrating for those who do not speak
         English as their primary language to be forced to use English.
         However, the purpose of standards is to improve
         interoperability.
      *  Randy: Many MIBs are never subjected to the standards process.
         A specification should be intelligible to the community of
         developers and users that will use that MIB.  Many MIBs never
         see use outside the organizations that defined them.

         Let the RFC submission / publication process do its job of
         weeding out horrible things like the name of the city where I
         live, and tricky things like non-English words and phrases that
         fit into seven-bit ASCII.  We don't have to replicate that
         service in our language definition, just as our language
         definition doesn't need to recapitulate the I-D and RFC rules
         for page breaks.

         We are not doing the world a service by preventing
         organizations from using the tools we define to develop
         specifications that their developers can understand.
   o  Mapping Modules to Files (Section 4.3.19)
      *  David H.: I think this is two separate requirements with
         different potential effects on the community and should be
         described separately.

         I have no issue with deciding that there should only be one
         module per file, or that more than one can be bundled together.
         (I prefer the single module per file to make updates easier)

         I am concerned that requiring specific filename formatting may
         prevent files from being used on some operating systems.  I
         gladly accept that the documents should recommend, but not
         require, a consistent format for naming mib files.  But I would
         consider it a bad thing to have a compiler refuse to compile a
         mib because the filename doesn't match the mib name, or
         whatever.
   o  Place of Module Information (Section 4.3.21)
      *  David H.: I don't understand what is being requested here.  Is
         the (like SMIv2 MODULE-IDENTITY) and example if what is
         desired, or an example what is not desired? Where does module
         information belong in the proposer's eyes?
      *  Frank: I'm sorry for the confusion.  I try to be more precise:
         In SMIv2 and SPPI the MIB/PIB author has to put some module
         meta information in a specific macro (MODULE-IDENTITY) which is



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         registered with an OID although this registration is not useful
         for any purpose.  The proposal is to let SMIng (a) not register
         module meta information in the registration tree and (b) not
         introduce a new macro/statement wrapping the module meta
         information, since the module itself is the appropriate
         container.
   o  Make Status Information Optional (Section 4.3.24)
      *  David H.: I believe this is a bad idea if we allow inheritance
         and independent evolution of modules.  It is very possible that
         a base class could be declared obsolete, but the derived
         classes would still incorrectly default to current.  Some might
         conclude that they cannot obsolete something that somebody
         might have derived from, so they leave it marked as current.

         I think defaulting to current will be very confusing to people
         and the cure is worse than the illness.  We need to make our
         standards unambiguous, much more than we need to eliminate a
         little redundancy.
      *  Frank: Status information w.r.t.  inheritance is a general
         problem as already stated in the description section.  It does
         not matter whether the status clause is optional with a well
         defined default status if absent or whether the status clause
         is mandatory.  There is no problem of ambiguity.
      *  Jamie: Am I right in assuming that #64 (Make Status Information
         Optional) refers to status information that is most useful to a
         human?  For example, if something is deprecated, a compiler
         could inform the user that they are depending on/deriving
         from/referencing something that has been deprecated in a manner
         similar to how the Java compiler does.  If we go down the path
         of keeping the status information for the purpose of providing
         meaningful information from compilers, do we go down the road
         of also supplying additional information.  For example, in the
         case of a deprecated class that is inherited from, should there
         also be information that states the name of the new class that
         should be inherited from instead?
      *  Juergen: Issue #64 only deals with the proposal to make the
         status statement in the language optional in order to make
         definitions more compact and easier to read for humans.  Issue
         #64 does not propose to change the semantics of the status
         values as they are used in the SMIv2 or the SPPI.

         What compilers do with the status values is implementation
         specific.  Sure, a good compiler should warn if current
         definitions depend on deprecated or obsolete definitions.  I
         personally would leave it to the MIB authors who deprecates
         definitions to explain the situation in the description clause.
         I personally prefer to not add language complexity in this case
         as the benefit does not seem clear/convincing to me.



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   o  Allow Refinement of All Definitions with Conformance Statements
      (Section 4.1.40):
      *  David H.: I am not aware that this has been a problem except
         for one person.  I am concerned that the requested requirement
         be that "All Definitions" must be allowed to be refined rather
         than to request that the one specific problem be addressed.
   o  Referencing a Group of Instances of a Class (Section 4.3.28)
      *  David H.: Is this already covered by #46 Association
         Cardinalities?  Do we need to separate the formal specification
         of cardinality from its use here for associations?









































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