Network Working Group                                     P. Saint-Andre
Internet-Draft                                Jabber Software Foundation
Expires: November 18, 2003                                  May 20, 2003


                  End-to-End Object Encryption in XMPP
                         draft-ietf-xmpp-e2e-03

Status of this Memo

   This document is an Internet-Draft and is in full conformance with
   all provisions of Section 10 of RFC2026.

   Internet-Drafts are working documents of the Internet Engineering
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   This Internet-Draft will expire on November 18, 2003.

Copyright Notice

   Copyright (C) The Internet Society (2003). All Rights Reserved.

Abstract

   This document defines a method for end-to-end object signing and
   encryption in the Extensible Messaging and Presence Protocol (XMPP).














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Table of Contents

   1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  3
   1.1 Terminology  . . . . . . . . . . . . . . . . . . . . . . . . .  3
   1.2 Discussion Venue . . . . . . . . . . . . . . . . . . . . . . .  3
   1.3 Intellectual Property Notice . . . . . . . . . . . . . . . . .  3
   2.  Requirements . . . . . . . . . . . . . . . . . . . . . . . . .  4
   3.  Securing Messages  . . . . . . . . . . . . . . . . . . . . . .  6
   4.  Securing Presence  . . . . . . . . . . . . . . . . . . . . . .  8
   5.  Secure Communications Through a Gateway  . . . . . . . . . . . 10
   6.  IANA Considerations  . . . . . . . . . . . . . . . . . . . . . 11
   7.  Security Considerations  . . . . . . . . . . . . . . . . . . . 12
       Normative References . . . . . . . . . . . . . . . . . . . . . 13
       Author's Address . . . . . . . . . . . . . . . . . . . . . . . 14
   A.  Schema for urn:ietf:params:xml:ns:xmpp-e2e . . . . . . . . . . 15
   B.  Revision History . . . . . . . . . . . . . . . . . . . . . . . 16
   B.1 Changes from draft-ietf-xmpp-e2e-02  . . . . . . . . . . . . . 16
   B.2 Changes from draft-ietf-xmpp-e2e-01  . . . . . . . . . . . . . 16
   B.3 Changes from draft-ietf-xmpp-e2e-00  . . . . . . . . . . . . . 16
       Intellectual Property and Copyright Statements . . . . . . . . 17































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1. Introduction

   This document define a method for end-to-end signing and encryption
   in the Extensible Messaging and Presence Protocol (XMPP). (For
   information about XMPP, see XMPP Core [1] and XMPP IM [2].) The
   method defined herein enables a sender to encrypt and/or sign an
   instant message sent to a specific recipient, encrypt and/or sign
   presence information that is directed to a specific user, and sign
   presence information that is broadcasted to a specific user. This
   document thereby helps the XMPP specifications meet the requirements
   defined in RFC 2779 [3].

1.1 Terminology

   This document inherits terminology defined in XMPP Core [1] and RFC
   2778 [4].

   The capitalized key words "MUST", "MUST NOT", "REQUIRED", "SHALL",
   "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED",  "MAY", and
   "OPTIONAL" in this document are to be interpreted as described in RFC
   2119 [5].

1.2 Discussion Venue

   The authors welcome discussion and comments related to the topics
   presented in this document. The preferred forum is the
   <xmppwg@jabber.org> mailing list, for which archives and subscription
   information are available at <http://www.jabber.org/cgi-bin/mailman/
   listinfo/xmppwg/>.

1.3 Intellectual Property Notice

   This document is in full compliance with all provisions of Section 10
   of RFC 2026. Parts of this specification use the term "jabber" for
   identifying namespaces and other protocol syntax. Jabber[tm] is a
   registered trademark of Jabber, Inc.  Jabber, Inc. grants permission
   to the IETF for use of the Jabber trademark in association with this
   specification and its successors, if any.













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2. Requirements

   For the purposes of this document, we stipulate the following
   requirements:

   1.  The method defined MUST address encryption and signing
       requirements for minimal instant messaging and presence only, as
       those are defined in RFC 2779 [3]. The method is NOT REQUIRED to
       support non-IM applications of XMPP, nor to support advanced
       instant messaging and presence functionality that is outside the
       scope of RFC 2799. In particular, the method MUST address the
       following requirements defined in RFC 2779:

       *  The protocol MUST provide means to ensure confidence that a
          received message (NOTIFICATION or INSTANT MESSAGE) has not
          been corrupted or tampered with. (Section 2.5.1)

       *  The protocol MUST provide means to ensure confidence that a
          received message (NOTIFICATION or INSTANT MESSAGE) has not
          been recorded and played back by an adversary. (Section 2.5.2)

       *  The protocol MUST provide means to ensure that a sent message
          (NOTIFICATION or INSTANT MESSAGE) is only readable by ENTITIES
          that the sender allows. (Section 2.5.3)

       *  The protocol MUST allow any client to use the means to ensure
          non-corruption, non-playback, and privacy, but the protocol
          MUST NOT require that all clients use these means at all
          times. (Section 2.5.4)

       *  When A establishes a SUBSCRIPTION to B's PRESENCE INFORMATION,
          the protocol MUST provide A means of verifying the accurate
          receipt of the content B chooses to disclose to A. (Section
          5.1.4)

       *  The protocol MUST provide A means of verifying that the
          presence information is accurate, as sent by B. (Section
          5.3.1)

       *  The protocol MUST provide A means of ensuring that no other
          PRINCIPAL C can see the content of M. (Section 5.4.6)

       *  The protocol MUST provide A means of ensuring that no other
          PRINCIPAL C can tamper with M, and B means to verify that no
          tampering has occurred. (Section 5.4.7)

   2.  The method defined MUST enable interoperability with non-XMPP
       messaging systems that support Common Presence and Instant



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       Messaging (CPIM) as defined by the Instant Messaging and Presence
       (IMPP) Working Group. Therefore:

       *  Prior to encrypting or signing, the format of an instant
          message must conform to the CPIM Message Format defined in
          MSGFMT [6].

       *  Prior to encrypting or signing, the format of presence
          information must conform to the CPIM Presence Information Data
          Format defined in PIDF [7].

   3.  The method MUST follow the procedures (including the specific
       algorithms) defined in Common Profile for Instant Messaging [8]
       and Common Profile for Presence [9]. In particular, these
       documents specify:

       *  Encryption MUST use S/MIME [10] encryption with CMS [11]
          EnvelopeData.

       *  Signing MUST use S/MIME [10] signatures with CMS [11]
          SignedData.

       *  The S/MIME algorithm SHOULD be AES [12].




























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3. Securing Messages

   In order to encrypt a message, a sending entity MUST use the
   following procedure:

   1.  Generate a "Message/CPIM" object as defined in MSGFMT [6].

   2.  Encrypt and/or sign both the headers and content of the "Message/
       CPIM" object as specified in Requirement 3 of Section 2 above.

   3.  Provide the resulting multipart S/MIME object (see RFC 1847 [13])
       as the CDATA of an <e2e/> child of a <message/> stanza, with the
       <e2e/> element scoped by the 'urn:ietf:params:xml:ns:xmpp-e2e'
       namespace (note that this namespace name adheres to the format
       defined in The IANA XML Registry [14]).

   Example 1: Sender generates "Message/CPIM" object:

   Content-type: Message/CPIM

   From: Juliet Capulet <im:juliet@capulet.com>
   To: Romeo Montague <im:romeo@montague.net>
   DateTime: 2003-05-14T11:45:36Z
   Subject: Imploring

   Content-type: text/xml; charset=utf-8
   Content-ID: <1234567890@capulet.com>

   <body>
   Wherefore art thou, Romeo?
   </body>




















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   Example 2: Sender generates signed message (the 'from' address on the
   XMPP message stanza is stamped by sender's server):

   <message to='romeo@montague.net/orchard' type='chat'>
     <e2e xmlns='urn:ietf:params:xml:ns:xmpp-e2e'>
   Content-Type: multipart/signed; boundary=next;
                 micalg=sha1;
                 protocol=application/pkcs7-signature

   --next
   Content-type: Message/CPIM

   From: Juliet Capulet <im:juliet@capulet.com>
   To: Romeo Montague <im:romeo@montague.net>
   DateTime: 2003-05-14T23:45:36Z
   Subject: Imploring

   Content-type: text/xml; charset=utf-8
   Content-ID: <1234567890@capulet.com>

   <body>
   Wherefore art thou, Romeo?
   </body>
   --next
   Content-Type: application/pkcs7-signature

   [signed body part]

   --next--
     </e2e>
   </message>




















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4. Securing Presence

   In order to encrypt presence information, a sending entity MUST use
   the following procedure:

   1.  Generate an "application/cpim-pidf+xml" object defined in PIDF
       [7].

   2.  Encrypt and/or sign the "application/cpim-pidf+xml" object as
       specified in Requirement 3 of Section 2 above.

   3.  Provide the resulting S/MIME object as the CDATA of an <e2e/>
       child of a <presence/> stanza, with the <e2e/> element scoped by
       the 'urn:ietf:params:xml:ns:xmpp-e2e' namespace (note that this
       namespace name adheres to the format defined in The IANA XML
       Registry [14]). The <presence/> stanza MUST include a 'to'
       attribute, i.e., it must be an instance of directed presence as
       defined in XMPP IM [2].

   Example 3: Sender generates "application/cpim-pidf+xml" object:

   Content-type: application/cpim-pidf+xml

   From: Juliet Capulet <pres:juliet@capulet.com>
   To: Romeo Montague <pres:romeo@montague.net>
   DateTime: 2003-05-14T23:53:11Z

   Content-type: text/xml; charset=utf-8
   Content-ID: <2345678901@capulet.com>

   <?xml version="1.0" encoding="UTF-8"?>
   <presence xmlns="urn:ietf:params:xml:ns:pidf"
             xmlns:im="urn:ietf:params:xml:ns:pidf:im"
             entity="pres:juliet@capulet.com">
     <tuple id="h40zny"
       <status>
         <basic>open</basic>
         <im:im>away</im:im>
       </status>
       <note xml:lang="en">retired to the chamber</note>
       <timestamp>2003-05-14T23:53:11Z</timestamp>
     </tuple>
   </presence>

   Example 4: Sender generates signed presence (the 'from' address on
   the XMPP presence stanza is stamped by sender's server):

   <presence to='romeo@montague.net/orchard'>



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     <e2e xmlns='urn:ietf:params:xml:ns:xmpp-e2e'>
   Content-Type: multipart/signed; boundary=next;
                 micalg=sha1;
                 protocol=application/pkcs7-signature

   --next
   Content-type: application/cpim-pid+xml

   From: Juliet Capulet <pres:juliet@capulet.com>
   To: Romeo Montague <pres:romeo@montague.net>
   DateTime: 2003-05-14T23:53:11Z

   Content-type: text/xml; charset=utf-8
   Content-ID: <2345678901@capulet.com>

   <?xml version="1.0" encoding="UTF-8"?>
   <presence xmlns="urn:ietf:params:xml:ns:pidf"
             xmlns:im="urn:ietf:params:xml:ns:pidf:im"
             entity="pres:juliet@capulet.com">
     <tuple id="h40zny"
       <status>
         <basic>open</basic>
         <im:im>away</im:im>
       </status>
       <note xml:lang="en">retired to the chamber</note>
       <timestamp>2003-05-14T23:53:11Z</timestamp>
     </tuple>
   </presence>
   --next
   Content-Type: application/pkcs7-signature

   [signed body part]

   --next--
     </e2e>
   </presence>















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5. Secure Communications Through a Gateway

   A common method for achieving interoperability between two disparate
   services is through the use of a "gateway" that interprets the
   protocols of each service and translates them into the protocols of
   the other. CPIM [8] and CPP [9] define the common profiles to be used
   for interoperability between instant messaging and presence services
   that comply with RFC 2779 [3]. In the case of communications between
   an XMPP service and a non-XMPP service, we can visualize this
   relationship as follows:

   +-------------+         +-------------+         +-------------+
   |             |         |             |         |             |
   |    XMPP     |         |  CPIM/CPP   |         |  Non-XMPP   |
   |   Service   | <---->  |  Gateway    | <---->  |  Service    |
   |             |         |             |         |             |
   +-------------+         +-------------+         +-------------+

   The end-to-end encryption method defined herein enables the exchange
   of encrypted and/or signed instant messages and presence through
   CPIM/CPP gateways. In particular:

   o  When a gateway receives a secured XMPP message or presence stanza
      from the XMPP service that addressed to a user on the non-XMPP
      service, it MUST remove the XMPP "wrapper" (everything down to and
      including the <e2e> and </e2e> tags) in order to reveal the
      multipart S/MIME object, then route the object to the non-XMPP
      service (first wrapping it in the protocol used by the non-XMPP
      service if necessary).

   o  When a gateway receives a secured non-XMPP instant message or
      presence document from the non-XMPP service that is addressed to a
      user on the XMPP service, it MUST remove the non-XMPP "wrapper"
      (if any) in order to reveal the multipart S/MIME object, wrap the
      object in an XMPP message or presence "wrapper" (including the
      <e2e> and </e2e> tags), and then route the XMPP stanza to the XMPP
      service.














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6. IANA Considerations

   A URN sub-namespace for signed and encrypted content in the
   Extensible Messaging and Presence Protocol (XMPP) is defined as
   follows.

   URI: urn:ietf:params:xml:ns:xmpp-e2e

   Specification: [RFCXXXX]

   Description: This is the XML namespace name for signed and encrypted
      content in the Extensible Messaging and Presence Protocol as
      defined by [RFCXXXX].

   Registrant Contact: IETF, XMPP Working Group, <xmppwg@jabber.org>




































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7. Security Considerations

   Detailed security considerations for instant messaging and presence
   protocols are given in RFC 2779 [3], specifically in Sections 5.1
   through 5.4.

   The end-to-end security method defined here MAY result in exchanging
   secured instant messages and presence information through a gateway
   that implements CPIM [8] and CPP [9]. Such a gateway MUST be
   compliant with the minimum security requirements of the instant
   messaging and presence protocols with which it interfaces. The
   introduction of gateways to the security model of instant messaging
   and presence in RFC 2779 also introduces some new risks. End-to-end
   security properties (especially confidentiality and integrity)
   between instant messaging and presence user agents that interface
   through a CPIM/CPP gateway can be provided only if common formats are
   supported. The need for end-to-end security is thus met by this
   specification through the use of common formats, specifically MSGFMT
   [6] for instant messages and PIDF [7] for presence information.
   Common formats are further ensured by requiring the use of multipart
   S/MIME [10] objects, as well as CMS [11] EnvelopeData for encryption
   and CMS [11] SignedData for signing. Finally, the algorithm used
   SHOULD be AES [12], since it is expected that AES best suits the
   capabilities of many platforms. However, an IETF specification for
   the use of AES is still incomplete at the time of writing.


























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Normative References

   [1]   Saint-Andre, P. and J. Miller, "XMPP Core",
         draft-ietf-xmpp-core-12 (work in progress), May 2003.

   [2]   Saint-Andre, P. and J. Miller, "XMPP Instant Messaging",
         draft-ietf-xmpp-im-11 (work in progress), May 2003.

   [3]   Day, M., Aggarwal, S. and J. Vincent, "Instant Messaging /
         Presence Protocol Requirements", RFC 2779, February 2000.

   [4]   Day, M., Rosenberg, J. and H. Sugano, "A Model for Presence and
         Instant Messaging", RFC 2778, February 2000, <http://
         www.ietf.org/rfc/rfc2778.txt>.

   [5]   Bradner, S., "Key words for use in RFCs to Indicate Requirement
         Levels", BCP 14, RFC 2119, March 1997.

   [6]   Atkins, D. and G. Klyne, "Common Presence and Instant Messaging
         Message Format", draft-ietf-impp-cpim-msgfmt-08 (work in
         progress), January 2003.

   [7]   Fujimoto, S., Sugano, H., Klyne, G., Bateman, A., Carr, W. and
         J. Peterson, "CPIM Presence Information Data Format",
         draft-ietf-impp-cpim-pidf-08 (work in progress), May 2003.

   [8]   Crocker, D. and J. Peterson, "Common Profile for Instant
         Messaging (CPIM)", draft-ietf-impp-im-02 (work in progress),
         March 2003.

   [9]   Crocker, D. and J. Peterson, "Common Profile for Presence
         (CPP)", draft-ietf-impp-pres-02 (work in progress), March 2003.

   [10]  Ramsdell, B., "S/MIME Version 3 Message Specification", RFC
         2633, June 1999.

   [11]  Housley, R., "Cryptographic Message Syntax (CMS)", RFC 3369,
         August 2002.

   [12]  Housley, R. and J. Schaad, "Use of the AES Encryption Algorithm
         and RSA-OAEP Key Transport in CMS", draft-ietf-smime-aes-alg-06
         (work in progress), January 2003.

   [13]  Galvin, J., Murphy, S., Crocker, S. and N. Freed, "Security
         Multiparts for MIME: Multipart/Signed and Multipart/Encrypted",
         RFC 1847, October 1995.

   [14]  Mealling, M., "The IANA XML Registry",



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         draft-mealling-iana-xmlns-registry-04 (work in progress), June
         2002.


Author's Address

   Peter Saint-Andre
   Jabber Software Foundation

   EMail: stpeter@jabber.org
   URI:   http://www.jabber.org/people/stpeter.php








































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Appendix A. Schema for urn:ietf:params:xml:ns:xmpp-e2e

   The following XML schema is descriptive, not normative.

   <?xml version='1.0' encoding='UTF-8'?>

   <xs:schema
       xmlns:xs='http://www.w3.org/2001/XMLSchema'
       targetNamespace='urn:ietf:params:xml:ns:xmpp-e2e'
       xmlns='urn:ietf:params:xml:ns:xmpp-e2e'
       elementFormDefault='qualified'>

     <xs:element name='e2e' type='xs:string'/>

   </xs:schema>




































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Appendix B. Revision History

   Note to RFC Editor: please remove this entire appendix, and the
   corresponding entries in the table of contents, prior to publication.

B.1 Changes from draft-ietf-xmpp-e2e-02

   o  Completely revised to use CPIM/CPP.


B.2 Changes from draft-ietf-xmpp-e2e-01

   o  Removed old Section 6 (Signalling Support via Presence) -- the
      ability to sign broadcasted presence made it redundant.

   o  Made small editorial changes to address RFC Editor requirements.


B.3 Changes from draft-ietf-xmpp-e2e-00

   o  Added support for all stanza types.

   o  Specified that the full stanza is encrypted.

   o  Added support for S/MIME in addition to OpenPGP.

   o  Specified that encrypted presence must be directed to a specific
      recipient.

   o  Specified order of encrypting and signing.

   o  Added support for signing broadcasted presence.

   o  Added IANA considerations.

   o  Changed namespace to 'urn:ietf:params:xml:ns:xmpp-e2e'.

   o  Added XML schema.













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Intellectual Property Statement

   The IETF takes no position regarding the validity or scope of any
   intellectual property or other rights that might be claimed to
   pertain to the implementation or use of the technology described in
   this document or the extent to which any license under such rights
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   proprietary rights by implementors or users of this specification can
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   The IETF invites any interested party to bring to its attention any
   copyrights, patents or patent applications, or other proprietary
   rights which may cover technology that may be required to practice
   this standard. Please address the information to the IETF Executive
   Director.


Full Copyright Statement

   Copyright (C) The Internet Society (2003). All Rights Reserved.

   This document and translations of it may be copied and furnished to
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   The limited permissions granted above are perpetual and will not be
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   "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
   TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
   BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION



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   HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
   MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.


Acknowledgement

   Funding for the RFC Editor function is currently provided by the
   Internet Society.











































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