ZEROCONF Working Group Stuart Cheshire INTERNET-DRAFT Apple Computer Category: Standards Track Bernard Aboba <draft-ietf-zeroconf-ipv4-linklocal-10.txt> Microsoft Corporation 29 September 2003 Erik Guttman Sun Microsystems Dynamic Configuration of Link-Local IPv4 Addresses This document is an Internet-Draft and is in full conformance with all provisions of Section 10 of RFC 2026. Internet-Drafts are working documents of the Internet Engineering Task Force (IETF), its areas, and its working groups. Note that other groups may also distribute working documents as Internet-Drafts. Internet-Drafts are draft documents valid for a maximum of six months and may be updated, replaced, or obsoleted by other documents at any time. It is inappropriate to use Internet-Drafts as reference material or to cite them other than as "work in progress." The list of current Internet-Drafts can be accessed at http://www.ietf.org/ietf/1id-abstracts.txt The list of Internet-Draft Shadow Directories can be accessed at http://www.ietf.org/shadow.html. Copyright Notice Copyright (C) The Internet Society (2003). All Rights Reserved. Abstract To participate in wide-area IP networking, a host needs to be configured, either manually by the user or automatically from a source on the network such as a DHCP server. Unfortunately, such external configuration information may not always be available. It is therefore beneficial for a host to be able to depend on a useful subset of IP networking functions even when no configuration is available. This document describes how a host may automatically configure an interface with an IPv4 address within the 169.254/16 prefix that is valid for communication with other devices connected to the same physical (or logical) link. Link-Local IPv4 addresses are not suitable for communication with devices not directly connected to the same physical (or logical) link, and are only used where stable, routable addresses are not available (such as on ad hoc or isolated networks). This document does not recommend that Link-Local IPv4 addresses and routable addresses be configured simultaneously on the same interface. Cheshire, et al. Standards Track [Page 1]
INTERNET-DRAFT Link-Local IPv4 29 September 2003 Table of Contents 1. Introduction.............................................. 3 1.1 Requirements ....................................... 3 1.2 Terminology ........................................ 3 1.3 Applicability....................................... 4 1.4 Application Layer Protocol Considerations........... 5 1.5 Autoconfiguration Issues ........................... 6 1.6 Alternate Use Prohibition .......................... 6 1.7 Multiple Addresses per Interface.................... 7 1.8 Multiple Interfaces................................. 7 1.9 Communication with Routable Addresses............... 8 2. Address Selection, Defense and Delivery................... 8 2.1 Link-Local Address Selection........................ 8 2.2 Claiming a Link-Local Address....................... 9 2.3 Shorter Timeouts ................................... 11 2.4 Announcing an Address............................... 11 2.5 Conflict Detection and Defense...................... 11 2.6 Address Usage and Forwarding Rules.................. 12 2.7 Link-Local Packets Are Not Forwarded................ 14 2.8 Link-Local Packets are Local........................ 14 2.9 Higher-Layer Protocol Considerations................ 15 2.10 Privacy Concerns.................................... 15 2.11 Transition from Link-Local to Routable Address ..... 16 3. Considerations for Multiple Interfaces.................... 16 3.1 Scoped Addresses.................................... 16 3.2 Address Ambiguity................................... 17 3.3 Interaction with Hosts with Routable Addresses...... 18 3.4 Unintentional Autoimmunity.......................... 19 4. Healing of Network Partitions ............................ 19 5. Security Considerations................................... 20 6. Application Programming Considerations.................... 21 6.1 Address Changes, Failure and Recovery............... 21 6.2 Limited Forwarding of Locators...................... 22 6.3 Address Ambiguity................................... 22 7. Router Considerations..................................... 22 8. IANA Considerations....................................... 23 9. Constants ................................................ 23 10. References ............................................... 23 10.1 Normative References ............................... 23 10.2 Informative References ............................. 23 Acknowledgments .............................................. 24 Authors' Addresses ........................................... 25 Appendix A - Prior Implementations............................ 26 Intellectual Property Statement .............................. 29 Full Copyright Statement ..................................... 30 Cheshire, et al. Standards Track [Page 2]
INTERNET-DRAFT Link-Local IPv4 29 September 2003 1. Introduction As the Internet Protocol continues to grow in popularity, it becomes increasingly valuable to be able to use familiar IP tools such as FTP not only for global communication, but for local communication as well. For example, two people with laptop computers supporting IEEE 802.11 Wireless LANs [802.11] may meet and wish to exchange files. It is desirable for these people to be able to use IP application software without the inconvenience of having to manually configure static IP addresses or set up a DHCP server [RFC2131]. This document describes a method by which a host may automatically configure an interface with an IPv4 address in the 169.254/16 prefix that is valid for Link-Local communication on that interface. This is especially valuable in environments where no other configuration mechanism is available. The IPv4 prefix 169.254/16 is registered with the IANA for this purpose. Allocation of Link-Local IPv6 addresses is described in "IPv6 Stateless Address Autoconfiguration" [RFC2462]. Link-Local communication using Link-Local IPv4 addresses is only suitable for communication with other devices connected to the same physical (or logical) link. Link-Local communication using Link- Local IPv4 addresses is not suitable for communication with devices not directly connected to the same physical (or logical) link. Microsoft Windows 98 (and later) and Mac OS 8.5 (and later) already support this capability. This document standardizes usage, prescribing rules for how Link-Local IPv4 addresses MUST be treated by hosts and routers. In particular, it describes how routers MUST behave when receiving packets with IPv4 Link-Local addresses in the source or destination address. With respect to hosts, it discusses claiming and defending addresses, maintaining Link-Local and routable IPv4 addresses on the same interface, and multihoming issues. 1.1. Requirements In this document, several words are used to signify the requirements of the specification. These words are often capitalized. The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in [RFC2119]. 1.2. Terminology This document describes Link-Local addressing, for IPv4 communication between two hosts on a single link. A set of hosts is considered to be "on the same link", if: - when any host A from that set sends a packet to any other host B in that set, using unicast, multicast, or broadcast, Cheshire, et al. Standards Track [Page 3]
INTERNET-DRAFT Link-Local IPv4 29 September 2003 the entire link-layer packet payload arrives unmodified, and - a broadcast sent over that link by any host from that set of hosts can be received by every other host in that set The link-layer *header* may be modified, such as in Token Ring Source Routing [802.5], but not the link-layer *payload*. In particular, if any device forwarding a packet modifies any part of the IP header or IP payload then the packet is no longer considered to be on the same link. This means that the packet may pass through devices such as repeaters, bridges, hubs or switches and still be considered to be on the same link for the purpose of this document, but not through a device such as an IP router that decrements the TTL or otherwise modifies the IP header. This document uses the term "routable address" to refer to all unicast IPv4 addresses outside the 169.254/16 prefix, including global addresses and private addresses such as Net 10/8 [RFC1918], all of which may be forwarded via routers. Wherever this document uses the term "host" when describing use of Link-Local IPv4 addresses, the text applies equally to routers when they are the source of or intended destination of packets containing Link-Local IPv4 source or destination addresses. Wherever this document uses the term "sender IP address" or "target IP address" in the context of an ARP packet, it is referring to the fields of the ARP packet identified in the ARP specification [RFC826] as "ar$spa" (Sender Protocol Address) and "ar$tpa" (Target Protocol Address) respectively. For the usage of ARP described in this document, each of these fields always contains an IP address. In this document, the term "ARP Probe" is used to refer to an ARP Request packet, broadcast on the local link, with an all-zero 'sender IP address'. The 'sender hardware address' MUST contain the hardware address of the interface sending the packet. The 'target hardware address' field is ignored and SHOULD be set to all zeroes. The 'target IP address' field MUST be set to the address being probed. In this document, the term "ARP Announcement" is used to refer to an ARP Request packet, broadcast on the local link, identical to the ARP probe described above, except that both the sender and target IP address fields contain the IP address being announced. 1.3. Applicability This specification applies to all IEEE 802 Local Area Networks (LANs) [802], including Ethernet [802.3], Token-Ring [802.5] and IEEE 802.11 wireless LANs [802.11], as well as to other link-layer technologies that operate at data rates of at least 1 Mbps, have a round-trip Cheshire, et al. Standards Track [Page 4]
INTERNET-DRAFT Link-Local IPv4 29 September 2003 latency of at most one second, and support ARP [RFC826]. Wherever this document uses the term "IEEE 802", the text applies equally to any of these network technologies. Link-layer technologies that support ARP but operate at rates below 1 Mbps or latencies above one second may need to specify different values for the following parameters described in Sections 2.2, 2.3 and 2.4: (a) the number of, and interval between, ARP probes, (b) the number of, and interval between, ARP announcements, (c) the maximum rate at which address claiming may be attempted, and (d) the time interval between conflicting ARPs below which a host MUST reconfigure instead of attempting to defend its address. Link-layer technologies that do not support ARP may be able to use other techniques for determining whether a particular IP address is currently in use. However, the application of claim-and-defend mechanisms to such networks is outside the scope of this document. This specification is intended for use with small ad-hoc networks - a single link containing only a few hosts. Although 65024 Link-Local IPv4 addresses are available in principle, attempting to use all those addresses on a single link would result a high probability of an address conflict, requiring a host to take an inordinate amount of time to find an available address. Network operators with more than 1300 hosts on a single link may want to consider dividing that single link into two or more subnets. A host connecting to a link that already has 1300 hosts, selecting a Link-Local IPv4 address at random, has a 98% chance of selecting an unused Link-Local IPv4 address on the first try. A host has a 99.96% chance of selecting an unused Link-Local IPv4 address within two tries. The probability that it will have to try more than ten times is about 1 in 10^17. 1.4. Application Layer Protocol Considerations Link-Local IPv4 addresses and their dynamic configuration have profound implications upon applications which use them. This is discussed in Section 6. Many applications fundamentally assume that addresses of communicating peers are routable, relatively unchanging and unique. These assumptions no longer hold with Link-Local IPv4 addresses, or a mixture of Link-Local and routable IPv4 addresses. Therefore while many applications will work properly with Link-Local IPv4 addresses, or a mixture of Link-Local and routable IPv4 addresses, others may do so only after modification, or will exhibit reduced or partial functionality. In some cases it may be infeasible for the application to be modified to operate under such conditions. Cheshire, et al. Standards Track [Page 5]
INTERNET-DRAFT Link-Local IPv4 29 September 2003 Link-Local IPv4 addresses should therefore only be used where stable, routable addresses are not available (such as on ad hoc or isolated networks) or in controlled situations where these limitations and their impact on applications are understood and accepted. This document does not recommend that Link-Local IPv4 addresses and routable addresses be configured simultaneously on the same interface. Use of Link-Local IPv4 addresses in off-link communication is likely to cause application failures. This can occur within any application that includes embedded addresses, if a Link-Local IPv4 address is embedded when communicating with a host that is not on the link. Examples of applications that include embedded addresses are found in [RFC3027]. This includes IPsec, Kerberos 4/5, X- Windows/Xterm/Telnet, FTP, RSVP, SMTP, SIP, Real Audio, H.323, and SNMP. In order to prevent use of Link-Local IPv4 addresses in off-link communication, the following cautionary measures are advised: a. Routable addresses should be used within applications whenever they are available. b. Names that are globally resolvable to routable addresses should be used within applications whenever they are available. Names that are resolvable only on the local link (such as through use of protocols such as Link Local Multicast Name Resolution [LLMNR]) MUST NOT be used in off-link communication. IPV4 addresses and names which can only be resolved on the local link SHOULD NOT be forwarded, they SHOULD only be sent when a Link-Local address is used as the source address. This strong advice should hinder limited scope addresses and names from leaving the context in which they apply. c. Link-Local IPv4 addresses MUST NOT be configured in the DNS. 1.5. Autoconfiguration Issues Implementations of Link-Local IPv4 address autoconfiguration MUST expect address collisions, and MUST be prepared to handle them gracefully by automatically selecting a new address whenever a collision is detected, as described in Section 2. This requirement to detect and handle address collisions applies during the entire period that a host is using a 169.254/16 Link-Local IPv4 address, not just during initial interface configuration. For example, address collisions can occur well after a host has completed booting if two previously separate networks are joined, as described in Section 4. 1.6. Alternate Use Prohibition Note that addresses in the 169.254/16 prefix SHOULD NOT be configured manually or by a DHCP server. Manual or DHCP configuration may cause Cheshire, et al. Standards Track [Page 6]
INTERNET-DRAFT Link-Local IPv4 29 September 2003 a host to use an address in the 169.254/16 prefix without following the special rules regarding duplicate detection and automatic configuration that pertain to addresses in this prefix. While [RFC2131] indicates that a DHCP client SHOULD probe a newly received address with ARP, this is not mandatory. Similarly, while [RFC2131] recommends that a DHCP server SHOULD probe an address using an ICMP Echo Request before allocating it, this is also not mandatory, and even if the server does this, Link-Local IPv4 addresses are not routable, so a DHCP server not directly connected to a link cannot detect whether a host on that link is already using the desired Link- Local IPv4 address. Administrators wishing to configure their own local addresses (using manual configuration, a DHCP server, or any other mechanism not described in this document) should use one of the existing private address prefixes [RFC1918], not the 169.254/16 prefix. 1.7. Multiple Addresses per Interface Having addresses of multiple different scopes assigned to an interface, with no adequate way to determine in what circumstances each address should be used, leads to complexity for applications and confusion for users. A host with an address on a link can communicate with all other devices on that link, whether those devices use Link-Local addresses, or routable addresses. For this reason, a host that obtains, or is configured with, a routable address on an interface, SHOULD NOT attempt to configure a Link-Local IPv4 address on the same interface. Where a Link-Local IPv4 address has been configured on an interface, and a routable address is later configured on the same interface, the host MUST always use the routable address when initiating new communications, and MUST cease advertising the availability of the Link-Local IPv4 address through whatever mechanisms that address had been made known to others. A host SHOULD continue to use the Link-Local IPv4 address for communications underway when the routable address was configured, and MAY continue to accept new communications addressed to the Link-Local IPv4 address. 1.8. Multiple Interfaces Additional considerations apply to hosts that support more than one active interface where one or more of these interfaces support Link- Local IPv4 address configuration. These considerations are discussed in Section 3. Cheshire, et al. Standards Track [Page 7]
INTERNET-DRAFT Link-Local IPv4 29 September 2003 1.9. Communication with Routable Addresses There will be cases when devices with a configured Link-Local address will need to communicate with a device with a routable address configured on the same physical link, and vice versa. The rules in Section 2.6 allow this communication. This allows, for example, a laptop computer with only a routable address to communicate with web servers world-wide using its globally-routable address while at the same time printing those web pages on a local printer that has only a Link-Local IPv4 address. 2. Address Selection, Defense and Delivery The following section explains the Link-Local IPv4 address selection algorithm, how Link-Local IPv4 addresses are defended, and how IPv4 packets with Link-Local IPv4 addresses are delivered. Windows and Mac OS hosts that already implement Link-Local IPv4 address auto-configuration are compatible with the rules presented in this section. However, should any interoperability problem be discovered, this document, not any prior implementation, defines the standard. 2.1. Link-Local Address Selection When a host wishes to configure a Link-Local IPv4 address, it selects an address using a pseudo-random number generator with a uniform distribution in the range from 169.254.1.0 to 169.254.254.255. The IPv4 prefix 169.254/16 is registered with the IANA for this purpose. The first 256 and last 256 addresses in the 169.254/16 prefix are reserved for future use and MUST NOT be selected by a host using this dynamic configuration mechanism. The pseudo-random number generation algorithm MUST be chosen so that different hosts do not generate the same sequence of numbers. If the host has access to persistent information that is different for each host, such as its IEEE 802 MAC address, then the pseudo-random number generator SHOULD be seeded using a value derived from this information. This means that even without using any other persistent storage, a host will usually select the same Link-Local IPv4 address each time it is booted, which can be convenient for debugging and other operational reasons. Seeding the pseudo-random number generator using the real-time clock or any other information which is (or may be) identical in every host is NOT suitable for this purpose, because a group of hosts that are all powered on at the same time might then all generate the same sequence, resulting in a never- ending series of conflicts as the hosts move in lock-step though exactly the same pseudo-random sequence, conflicting on every address they probe. Cheshire, et al. Standards Track [Page 8]
INTERNET-DRAFT Link-Local IPv4 29 September 2003 Hosts that are equipped with persistent storage MAY, for each interface, record the IPv4 address they have selected. On booting, hosts with a previously recorded address SHOULD use that address as their first candidate when probing. This increases the stability of addresses. For example, if a group of hosts are powered off at night, then when they are powered on the next morning they will all resume using the same addresses, instead of picking different addresses and potentially having to resolve conflicts that arise. 2.2. Claiming a Link-Local Address After it has selected a Link-Local IPv4 address, a host MUST test to see if the Link-Local IPv4 address is already in use before beginning to use it. When a network interface transitions from an inactive to an active state, the host does not have knowledge of what Link-Local IPv4 addresses may currently be in use on that link, since the point of attachment may have changed or the network interface may have been inactive when a conflicting address was claimed. Were the host to immediately begin using a Link-Local IPv4 address which is already in use by another host, this would be disruptive to that other host. Since it is possible that the host has changed its point of attachment, a routable address may be obtainable on the new network, and therefore it cannot be assumed that a Link-Local IPv4 address is to be preferred. Before using the Link-Local IPv4 address (e.g. using it as the source address in an IPv4 packet, or as the Sender IPv4 address in an ARP packet) a host MUST perform the probing test described below to achieve better confidence that using the Link-Local IPv4 address will not cause disruption. Examples of events that involve an interface becoming active include: Reboot/startup Wake from sleep (if network interface was inactive during sleep) Bringing up previously inactive network interface IEEE 802 hardware link-state change that indicates that a cable was attached. Association with a wireless base station. A host MUST NOT perform this check periodically as a matter of course. This would be a waste of network bandwidth, and is unnecessary due to the ability of hosts to passively discover conflicts, as described in Section 2.5. 2.2.1. Probe details On a link-layer such as IEEE 802 that supports ARP, conflict detection is done using ARP probes. On link-layer technologies that do not support ARP other techniques may be available for determining Cheshire, et al. Standards Track [Page 9]
INTERNET-DRAFT Link-Local IPv4 29 September 2003 whether a particular IPv4 address is currently in use. However, the application of claim-and-defend mechanisms to such networks is left to a future document. A host probes to see if an address is already in use by broadcasting an ARP Request for the desired address. The client MUST fill in the 'sender hardware address' field of the ARP Request with the hardware address of the interface through which it is sending the packet. The 'sender IP address' field MUST be set to all zeroes, to avoid polluting ARP caches in other hosts on the same link in the case where the address turns out to be already in use by another host. The 'target hardware address' field is ignored and SHOULD be set to all zeroes. The 'target IP address' field MUST be set to the address being probed. An ARP Request constructed this way with an all-zero 'sender IP address' is referred to as an "ARP probe". When ready to begin probing, the host should then wait for a random time interval selected uniformly in the range PROBE_MIN to PROBE_MAX seconds, and should then send three probe packets, spaced randomly, PROBE_MIN to PROBE_MAX seconds apart. If during this period, from the beginning of the probing process until PROBE_MAX seconds after the last probe packet is sent, the host receives any ARP packet (Request *or* Reply) where the packet's 'sender IP address' is the address being probed for, then the host MUST treat this address as being in use by some other host, and MUST select a new pseudo-random address and repeat the process. In addition, if during this period the host receives any ARP probe where the packet's 'target IP address' is the address being probed for, and the packet's 'sender hardware address' is not the hardware address of any of the host's interfaces, then the host MUST similarly treat this as an address collision and select a new address as above. This can occur if two (or more) hosts attempt to configure the same Link-Local IPv4 address at the same time. A host should maintain a counter of the number of address collisions it has experienced in the process of trying to acquire an address, and if the number of collisions exceeds ten then the host MUST limit the rate at which it probes for new addresses to no more than one new address per minute. This is to prevent catastrophic ARP storms in pathological failure cases, such as a rogue host that answers all ARP probes, causing legitimate hosts to go into an infinite loop attempting to select a usable address. If, by PROBE_MAX seconds after the transmission of the last ARP probe no conflicting ARP Reply or ARP probe has been received, then the host has successfully claimed the desired Link-Local IPv4 address. Cheshire, et al. Standards Track [Page 10]
INTERNET-DRAFT Link-Local IPv4 29 September 2003 2.3. Shorter timeouts The time values specified above are intended for use on technologies such as IEEE 802, where switches that implement Spanning Tree [802.1d] often silently discard all packets for several seconds. The time values specified above result in a delay of 8-10 seconds before a chosen IP address may be used. For a desktop machine on an IEEE 802 LAN, this may not be a great problem, but for other types of device, particularly portable hand-held wireless devices, a ten- second delay before networking services becomes available may not be acceptable. For this reason, shorter time values may be used on network technologies that allow the device to determine when the link has become active and can be reasonably trusted to deliver packets reliably. On these network technologies the recommended time values are: The host should first wait for a random time interval selected uniformly in the range 0-200 milliseconds, and then send four probe packets, waiting 200 milliseconds after each probe, making a total delay of 800-1000 milliseconds before a chosen IPv4 address may be used. Should future versions of the IEEE 802 Spanning Tree Protocol be enhanced to inform clients when the link is ready to begin forwarding packets, then the shorter time values may be used on these networks too. 2.4. Announcing an Address The host MUST then announce its claimed address by broadcasting two ARP announcements, spaced PROBE_MAX seconds apart. This time interval is not modified by the shorter timeouts described above in Section 2.3. An ARP announcement is identical to the ARP probe described above, except that now the sender and target IP addresses are both set to the host's newly selected IPv4 address. The purpose of these ARP announcements is to make sure that other hosts on the link do not have stale ARP cache entries left over from some other host that may previously have been using the same address. 2.5. Conflict Detection and Defense Address collision detection is not limited to the address selection phase, when a host is sending ARP probes. Address collision detection is an ongoing process that is in effect for as long as a host is using a Link-Local IPv4 address. At any time, if a host receives an ARP packet (request *or* reply) where the 'sender IP address' is the host's own IP address, but the 'sender hardware address' does not match any of the host's own interface addresses, then this is a conflicting ARP packet, indicating an address collision. A host MUST respond to a conflicting ARP packet as described in either (a) or (b) below: (a) Upon receiving a conflicting ARP packet, a host MAY elect to Cheshire, et al. Standards Track [Page 11]
INTERNET-DRAFT Link-Local IPv4 29 September 2003 immediately configure a new Link-Local IPv4 address as described above, or (b) If a host currently has active TCP connections or other reasons to prefer to keep the same IPv4 address, and it has not seen any other conflicting ARP packets recently (for IEEE 802, within the last ten seconds) then it MAY elect to attempt to defend its address, by recording the time that the conflicting ARP packet was received, and then broadcasting one single ARP announcement, giving its own IP and hardware addresses as the sender addresses of the ARP. Having done this, the host can then continue to use the address normally without any further special action. However, if this is not the first conflicting ARP packet the host has seen, and the time recorded for the previous conflicting ARP packet is recent (within ten seconds for IEEE 802) then the host MUST immediately cease using this address and configure a new Link-Local IPv4 address as described above. This is necessary to ensure that two hosts do not get stuck in an endless loop with both hosts trying to defend the same address. A host MUST respond to conflicting ARP packets as described in either (a) or (b) above. A host MUST NOT ignore conflicting ARP packets. Forced address reconfiguration may be disruptive, causing TCP connections to be broken. However, it is expected that such disruptions will be rare, and if inadvertent address duplication happens, then disruption of communication is inevitable, no matter how the addresses were assigned. It is not possible for two different hosts using the same IP address on the same network to operate reliably. Immediately configuring a new address as soon as the conflict is detected is the best way to restore useful communication as quickly as possible. The mechanism described above of broadcasting a single ARP announcement to defend the address mitigates the problem somewhat, by helping to improve the chance that one of the two conflicting hosts may be able to retain its address. All ARP packets (*replies* as well as requests) that contain a Link- Local 'sender IP address' MUST be sent using link-layer broadcast instead of link-layer unicast. This aids timely detection of duplicate addresses. An example illustrating how this helps is given in Section 4. 2.6. Address Usage and Forwarding Rules A host implementing this specification has additional rules to conform to, whether or not it has an interface configured with a Link-Local IPv4 address. Cheshire, et al. Standards Track [Page 12]
INTERNET-DRAFT Link-Local IPv4 29 September 2003 2.6.1. Source Address Usage Since each interface on a host may have a Link-Local IPv4 address in addition to zero or more other addresses configured by other means (e.g. manually or via a DHCP server), a host may have to make a choice about what source address to use when it sends a packet or initiates a TCP connection. The host SHOULD use a routable address in preference to a Link-Local IPv4 address except for communication to peers for which the host has an existing TCP connection at the time in which the host obtained a routable address configuration. For more details, see Section 1.7. A multi-homed host needs to select an outgoing interface whether or not the destination is a Link-Local IPv4 address. Details of that process are beyond the scope of this specification. After selecting an interface, the multi-homed host should send packets involving Link-Local IPv4 addresses as specified in this document, as if the selected interface were the host's only interface. See Section 3 for further discussion of multi-homed hosts. 2.6.2. Forwarding Rules Whichever interface is used, if the destination address is in the 169.254/16 prefix (including the 169.254.255.255 broadcast address), then the sender MUST ARP for the destination address and then send its packet directly to the destination on the same physical link. This MUST be done whether the interface is configured with a Link- Local or a routable IPv4 address. In many network stacks, achieving this functionality may be as simple as adding a routing table entry indicating that 169.254/16 is directly reachable on the local link. The host MUST NOT send a packet with a Link-Local IPv4 destination address to any router for forwarding. If the destination address is a unicast address outside the 169.254/16 prefix, then the host SHOULD use an appropriate routable IPv4 source address, if it can. If for any reason the host chooses to send the packet with a Link-Local IPv4 source address (e.g. no routable address is available on the selected interface), then it MUST ARP for the destination address and then send its packet, with a Link-Local IPv4 source address and a routable destination IPv4 address, directly to its destination on the same physical link. The host MUST NOT send the packet to any router for forwarding. In the case of a device with a single interface and only a Link-Local IPv4 address, this requirement can be paraphrased as "ARP for everything". Cheshire, et al. Standards Track [Page 13]
INTERNET-DRAFT Link-Local IPv4 29 September 2003 In many network stacks, achieving this "ARP for everything" behaviour may be as simple as having no primary IP router configured, having the primary IP router address configured to 0.0.0.0, or having the primary IP router address set to be the same as the host's own Link- Local IPv4 address. For suggested behavior in multi-homed hosts, see Section 3. 2.7. Link-Local Packets Are Not Forwarded A sensible default for applications which are sending from a Link- Local IPv4 address is to explicitly set the IPv4 TTL to 1. This is not appropriate in all cases as some applications may require that the IPv4 TTL be set to other values. An IPv4 packet whose source and/or destination address is in the 169.254/16 prefix MUST NOT be sent to any router for forwarding, and any network device receiving such a packet MUST NOT forward it, regardless of the TTL in the IPv4 header. Similarly, a router or other host MUST NOT indiscriminately answer all ARP Requests for addresses in the 169.254/16 prefix. A router may of course answer ARP Requests for one or more Link-Local IPv4 address(es) that it has legitimately claimed for its own use according to the claim-and- defend protocol described in this document. This restriction also applies to multicast packets. IPv4 packets with a Link-Local source address MUST NOT be forwarded off the local link even if they have a multicast destination address. 2.8. Link-Local Packets are Local The non-forwarding rule means that hosts may assume that all 169.254/16 destination addresses are "on-link" and directly reachable. The 169.254/16 address prefix MUST NOT be subnetted. This specification utilizes ARP-based address collision detection, which functions by broadcasting on the local subnet. Since such broadcasts are not forwarded, were subnetting to be allowed then address conflicts could remain undetected. The non-forwarding rule is important because it is expected that Link-Local-only devices will often be simple devices of the kind that currently use X10 [X10], USB [USB] or FireWire [1394]. The designers of these devices currently assume that they will communicate only with other local devices, and this allows them to produce cost-effective devices by implementing a degree of security appropriate for that expected environment. Any network gateway device that blindly forwards the contents of Link-Local IPv4 packets off the local link (or onto the local link) exposes simple Link- Local-only devices to a much greater degree of risk than their designers may have planned for. Cheshire, et al. Standards Track [Page 14]
INTERNET-DRAFT Link-Local IPv4 29 September 2003 This does not mean that Link-Local devices are forbidden from any communication outside the local link. IP hosts that implement both Link-Local and conventional routable IPv4 addresses may still use their routable addresses without restriction as they do today. Simple devices that implement only a Link-Local IPv4 address may also communicate with hosts outside the local link, provided that such communication is mediated through a device capable of enforcing appropriate security controls. For example, a home heating thermostat that implements only a Link-Local IPv4 address could be controlled from a remote Web browser, by having an intermediary on the local network which accepts incoming HTTP connections, uses appropriate cryptographic methods to verify the authority of the remote user, and then uses Link-Local IPv4 packets to communicate with the thermostat to get status and issue commands. It should be understood that this mediated communication is not mandatory; it is an option afforded to designers of extremely simple devices. Any designer of a device desiring unmediated communication outside the local link need only implement today's conventional IP host software (e.g. a DHCP client) in order to enjoy the same degree of global addressability available to other conventional IPv4 hosts. Such networked devices should of course implement a degree of security appropriate to being connected to a global public network. 2.9. Higher-Layer Protocol Considerations Similar considerations apply at layers above IP. For example, designers of Web pages (including automatically generated web pages) SHOULD NOT contain links with embedded Link- Local IPv4 addresses if those pages are viewable from hosts outside the local link where the addresses are valid. As Link-Local IPv4 addresses may change at any time and have limited scope, storing Link-Local IPv4 addresses in the DNS is not well understood and is NOT RECOMMENDED. 2.10. Privacy Concerns Another reason to restrict leakage of Link-Local IPv4 addresses outside the local link is privacy concerns. If Link-Local IPv4 addresses are derived from a hash of the MAC address, some argue that they could be indirectly associated with an individual, and thereby used to track that individual's activities. Within the local link the hardware addresses in the packets are all directly observable, so as long as Link-Local IPv4 addresses don't leave the local link they provide no more information to an intruder than could be gained by direct observation of hardware addresses. Cheshire, et al. Standards Track [Page 15]
INTERNET-DRAFT Link-Local IPv4 29 September 2003 2.11. Transition from Link-Local to Routable Address As discussed in Section 1.7, use of a routable address is preferred to assignment of a Link-Local IPv4 address. A Link-Local IPv4 address can be configured due to transient failures, such as incomplete link- layer authentication, spanning tree convergence issues, or because a DHCP server failed to respond to an initial query, or is inoperative for some time. Where a Link-Local IPv4 address is assigned due to a transient failure, experience has shown that five minutes (see Appendix A.2) may be too long an interval to wait prior to attempting to configure with DHCP. This document does not specify a strategy for quickly recovering a routable address in situations where a Link-Local IPv4 address is assigned due to a transient failure. In situations where many hosts are present on a single subnet, frequent attempts to contact the DHCP server could result in a heavy traffic load. Further discussion of this issue is provided in [DNAv4]. 3. Considerations for Multiple Interfaces These considerations apply whenever a host has multiple IP addresses whether or not it has multiple physical interfaces. Other examples of multiple interfaces include different logical endpoints (tunnels, virtual private networks etc.) and multiple logical networks on the same physical medium. This is often referred to as "multihoming". Hosts which have more than one active interface and elect to implement dynamic configuration of Link-Local IPv4 addresses on one or more of those interfaces will face various problems. This section lists these problems but does no more than indicate how one might solve them. At the time of this writing, there is no silver bullet which solves these problems in all cases, in a general way. Implementors must think through these issues before implementing the protocol specified in this document on a system which may have more than one active interface as part of a TCP/IP stack capable of multihoming. 3.1. Scoped addresses A host may be attached to more than one network at the same time. It would be nice if there was a single address space used in every network, but this is not the case. Addresses used in one network, be it a network behind a NAT or a link on which Link-Local IPv4 addresses are used, cannot be used in another network and have the same effect. It would also be nice if addresses were not exposed to applications, but they are. Most software using TCP/IP which await messages receives from any interface at a particular port number, for a particular transport protocol. Applications are generally only aware Cheshire, et al. Standards Track [Page 16]
INTERNET-DRAFT Link-Local IPv4 29 September 2003 (and care) that they have received a message. The application knows the source address of the sender to whom the application will reply. The first scoped address problem is source address selection. A multihomed host has more than one address. Which address should be used as the source address when sending to a particular destination? This answer is usually answered by referring to a routing table, which expresses which interface (with which address) to send, and how to send (should one forward to a router, or send directly). The choice is made complicated by scoped addresses because the address range in which the destination lies may be ambiguous. The table may not be able to yield a good answer. This problem is bound up with next-hop selection, which is discussed in Section 3.2. The second scoped address problem arises from scoped parameters leaking outside their scope. This is discussed in Section 7. It is possible to overcome these problems. One way is to expose scope information to applications such that they are always aware of what scope a peer is in. This way, the correct interface could be selected, and a safe procedure could be followed with respect to forwarding addresses and other scoped parameters. There are other possible approaches. None of these methods have been standardized for IPv4 nor are they specified in this document. A good API design could mitigate the problems, either by exposing address scopes to 'scoped-address aware' applications or by cleverly encapsulating the scoping information and logic so that applications do the right thing without being aware of address scoping. An implementer could undertake to solve these problems, but cannot simply ignore them. With sufficient experience, it is hoped that specifications will emerge explaining how to overcome scoped address multihoming problems. 3.2. Address Ambiguity This is a core problem with respect to Link-Local IPv4 addresses configured on more than one interface. What should a host do when it needs to send to Link-Local destination L and L can be resolved using ARP on more than one link? One possibility is to support this only in the case where the application specifically expresses which interface to send from. There no standard or obvious solution to this problem. Existing application software written for the Internet protocol suite is largely incapable of dealing with address ambiguity. This does not preclude an implementer from finding a solution, writing applications which are able to use it, and providing a host which can support dynamic configuration of Link-Local IPv4 addresses on more than one interface. This solution will almost surely not be generally Cheshire, et al. Standards Track [Page 17]
INTERNET-DRAFT Link-Local IPv4 29 September 2003 applicable to existing software and transparent to higher layers, however. 3.3. Interaction with Hosts with Routable Addresses Attention is paid in this specification to transition from the use of Link-Local IPv4 addresses to routable addresses (see Section 1.5). The intention is to allow a host with a single interface to first support Link-Local configuration then gracefully transition to the use of a routable address. Since the host transitioning to the use of a routable address will not advertise scoped address information, the scoped address issues described in Section 3.1 will apply. A host which conforms to this specification will know that a Link-Local IPv4 destination must be reached by forwarding to the destination, not to a router, even if the host is sending from a routable address. A host with a Link-Local IPv4 address may send to a destination which does not have a Link-Local IPv4 address. If the host is not multihomed, the procedure is simple and unambiguous: Using ARP and forwarding directly to on-link destinations is the default route. If the host is multihomed, however, the routing policy is more complex, especially if one of the interfaces is configured with a routable address and the default route is (sensibly) directed at a router accessible through that interface. The following example illustrates this problem and provides a common solution to it. i1 +---------+ i2 i3 +-------+ ROUTER-------= HOST1 =---------= HOST2 | link1 +-------=-+ link2 +-------+ In the figure above, HOST1 is connected to link1 and link2. Interface i1 is configured with a routable address, while i2 is a Link-Local IPv4 address. HOST1 has its default route set to ROUTER's address, through i1. HOST1 will route to destinations in 169.254/16 to i2, sending directly to the destination. HOST2 has a configured (non-Link-Local) IPv4 address assigned to i3. Using a name resolution or service discovery protocol HOST1 can discover HOST2's address. Since HOST2's address is not in 169.254/16, HOST1's routing policy will send datagrams to HOST2 via i1, to the ROUTER. Unless there is a route from ROUTER to HOST2, the datagrams sent from HOST1 to HOST2 will not reach it. One solution to this problem is for a host to attempt to reach any host locally (using ARP) for which it receives an unreachable ICMP error message (ICMP message codes 0, 1, 6 or 7, see [RFC792]). The host tries all its attached links in a round robin fashion. This has been implemented successfully for some IPv6 hosts, to circumvent exactly this problem. In terms of this example, HOST1 upon failing to reach HOST2 via the ROUTER, will attempt to forward to HOST2 via i2 Cheshire, et al. Standards Track [Page 18]
INTERNET-DRAFT Link-Local IPv4 29 September 2003 and succeed. It may also be possible to overcome this problem using techniques described in section 3.2, or other means not discussed here. This specification does not provide a standard solution, nor does it preclude implementers from supporting multihomed configurations, provided that they address the concerns in this section for the applications which will be supported on the host. 3.4. Unintentional Autoimmunity Care must be taken if a multihomed host can support more than one interface on the same link, all of which support Link-Local IPv4 autoconfiguration. If these interfaces attempt to allocate the same address, they will defend the host against itself - causing the claiming algorithm to fail. The simplest solution to this problem is to run the algorithm independently on each interface configured with Link-Local IPv4 addresses. In particular, ARP packets which appear to claim an address which is assigned to a specific interface, indicate conflict only if they are received on that interface and their hardware address is of some other interface. If a host has two interfaces on the same network, then claiming and defending on those interfaces must ensure that they end up with different addresses just as if they were on different hosts. 4. Healing of Network Partitions Hosts on disjoint network links may configure the same Link-Local IPv4 address. If these separate network links are later joined or bridged together, then there may be two hosts which are now on the same link, trying to use the same address. When either host attempts to communicate with any other host on the network, it will at some point broadcast an ARP packet which will enable the hosts in question to detect that there is an address conflict. When these address conflicts are detected, the subsequent forced reconfiguration may be disruptive, causing TCP connections to be broken. However, it is expected that such disruptions will be rare. It should be relatively uncommon for networks to be joined while hosts on those networks are active. Also, 65024 addresses are available for Link-Local IPv4 use, so even when two small networks are joined, the chance of collision for any given host is fairly small. When joining two large networks (defined as networks with a substantial number of hosts per segment) there is a greater chance of collision. In such networks, it is likely that the joining of previously separated segments will result in one or more hosts Cheshire, et al. Standards Track [Page 19]
INTERNET-DRAFT Link-Local IPv4 29 September 2003 needing to change their Link-Local IPv4 address, with subsequent loss of TCP connections. In cases where separation and re-joining is frequent, as in remotely bridged networks, this could prove disruptive. However, unless the number of hosts on the joined segments is very large, the traffic resulting from the join and subsequent address conflict resolution will be small. Sending ARP replies that have Link-Local sender IPv4 addresses via broadcast instead of unicast ensures that these conflicts can be detected as soon as they become potential problems, but no sooner. For example, if two disjoint network links are joined, where hosts A and B have both configured the same Link-Local address, X, they can remain in this state until A, B or some other host attempts to initiate communication. If some other host C now sends an ARP request for address X, and hosts A and B were to both reply with conventional unicast ARP replies, then host C might be confused, but A and B still wouldn't know there is a problem because neither would have seen the other's packet. Sending these replies via broadcast allows A and B see each other's conflicting ARP packets and respond accordingly. Note that sending periodic gratuitous ARPs in an attempt to detect these conflicts sooner is not necessary, wastes network bandwidth, and may actually be detrimental. For example, if the network links were joined only briefly, and were separated again before any new communication involving A or B were initiated, then the temporary conflict would have been benign and no forced reconfiguration would have been required. Triggering an unnecessary forced reconfiguration in this case would not serve any useful purpose. Hosts SHOULD NOT send periodic gratuitous ARPs. 5. Security Considerations The use of IPv4 Link-Local Addresses may open a network host to new attacks. In particular, a host that previously did not have an IP address, and no IP stack running, was not susceptible to IP-based attacks. By configuring a working address, the host may now be vulnerable to IP-based attacks. The ARP protocol [RFC826] is insecure. A malicious host may send fraudulent ARP packets on the network, interfering with the correct operation of other hosts. For example, it is easy for a host to answer all ARP requests with replies giving its own hardware address, thereby claiming ownership of every address on the network. NOTE: The existence of local links without physical security, such as LANs with attached wireless base stations, means that expecting all local links to be secure enough that normal precautions can be dispensed with is an extremely dangerous practice, which will expose users to considerable risks. A host implementing Link-Local IPv4 configuration has the additional Cheshire, et al. Standards Track [Page 20]
INTERNET-DRAFT Link-Local IPv4 29 September 2003 vulnerability to selective reconfiguration and disruption. It is possible for an on-link attacker to issue ARP packets which would cause a host to break all its connections by switching to a new address. The attacker could force the host implementing Link-Local IPv4 configuration to select certain addresses, or prevent it from ever completing address selection. This is a distinct threat from that posed by spoofed ARPs, described in the preceding paragraph. Implementations and users should also note that a node that gives up an address and reconfigures, as required by section 2.5, allows the possibility that another node can easily successfully hijack existing TCP connections. Before abandoning an address due to a conflict, hosts SHOULD actively attempt to reset any existing connections using that address. Implementers are advised that the Internet Protocol architecture expects every networked device or host must implement security which is adequate to protect the resources to which the device or host has access, including the network itself, against known or credible threats. Even though use of Link-Local IPv4 addresses may reduce the number of threats to which a device is exposed, implementers of devices supporting the Internet Protocol must not assume that a customer's local network is free from security risks. While there may be particular kinds of devices, or particular environments, for which the security provided by the network is adequate to protect the resources that are accessible by the device, it would be misleading to make a general statement to the effect that the requirement to provide security is reduced for devices using Link-Local IPv4 addresses as a sole means of access. In all cases, whether or not Link-Local IPv4 addresses are used, it is necessary for implementers of devices supporting the Internet Protocol to analyze the known and credible threats to which a specific host or device might be subjected, and to the extent that it is feasible, to provide security mechanisms which ameliorate or reduce the risks associated with such threats. 6. Application Programming Considerations Use of Link-Local IPv4 autoconfigured addresses presents additional challenges to writers of applications and may result in existing application software failing. 6.1. Address Changes, Failure and Recovery Link-Local IPv4 addresses used by an application may change over time. Some application software encountering an address change will completely fail. For example, client TCP connections will fail, servers whose addresses change will have to be rediscovered, blocked reads and writes will exit with an error condition, and so on. Cheshire, et al. Standards Track [Page 21]
INTERNET-DRAFT Link-Local IPv4 29 September 2003 Vendors producing application software which will be used on IP implementations supporting Link-Local IPv4 address configuration SHOULD detect and cope with address change events. Vendors producing IPv4 implementations supporting Link-Local IPv4 address configuration SHOULD expose address change events to applications. 6.2. Limited Forwarding of Locators Link-Local IPv4 addresses MUST NOT be forwarded via an application protocol (for example in a URL), to a destination which is not Link- Local, on the same link. This is discussed further in Section 2.9 and 3. Existing distributed application software which forwards address information may fail. For example, FTP [RFC 959] passive mode transmits the IPv4 address of the client. Assume a client starts up and obtains its *passive* IPv4 configuration at a time when the host has only a Link-Local address. Later, the host gets a global IP address configuration (for one of its interfaces). The client uses this global IPv4 address to contact an FTP server off of the local link for which it had (or still has) a Link-Local IPv4 address configured. If the FTP client transmits its passive IPv4 configuration to the FTP server, the FTP server will be unable to reach the FTP client. The passive FTP operation will fail. 6.3. Address Ambiguity Application software run on a multihomed host which supports Link- Local IPv4 address configuration on more than one interface may fail. This is because application software assumes that an IPv4 address is unambiguous, that it can refer to only one host. Link-Local IPv4 addresses are unique only on a single link. A host attached to multiple links can easily encounter a situation where the same address is present on more than one interface, or first on one interface, later on another; in any case associated with more than one host. Most existing software is not prepared for this ambiguity. In the future, application programming interfaces could be developed to prevent this problem. This issue is discussed in Section 3. 7. Router Considerations A router MUST NOT forward a packet with a Link-Local IPv4 source or destination address, irrespective of the router's default route configuration or routes obtained from dynamic routing protocols. A router which receives a packet with a Link-Local IPv4 destination address on an interface which either has no Link-Local IPv4 address configured or is configured with a different address than the destination of the packet MUST NOT forward the packet. This prevents forwarding of packets back onto the network segment from which they originated, or to any other segment. Cheshire, et al. Standards Track [Page 22]
INTERNET-DRAFT Link-Local IPv4 29 September 2003 8. IANA Considerations The IANA has allocated the prefix 169.254/16 for the use described in this document. The first and last 256 addresses in this range (169.254.0.x and 169.254.255.x) are allocated by Standards Action, as defined in BCP 26. No other IANA services are required by this document. 9. Constants The following timing constants are used in this protocol. PROBE_MIN 1 second PROBE_MAX 2 seconds 10. References 10.1. Normative References [RFC792] Postel, J., "Internet Control Message Protocol", RFC 792, September 1981. [RFC826] D. Plummer, "An Ethernet Address Resolution Protocol -or- Converting Network Addresses to 48-bit Ethernet Address for Transmission on Ethernet Hardware", STD 37, RFC 826, November 1982. [RFC2119] S. Bradner, "Key words for use in RFCs to Indicate Requirement Levels", RFC 2119, March 1997. [RFC2434] Alvestrand, H. and T. Narten, "Guidelines for Writing an IANA Considerations Section in RFCs", BCP 26, RFC 2434, October 1998. 10.2. Informative References [802] IEEE Standards for Local and Metropolitan Area Networks: Overview and Architecture, ANSI/IEEE Std 802, 1990. [802.1d] ISO/IEC 15802-3 Information technology - Telecommunications and information exchange between systems - Local and metropolitan area networks - Common specifications - Part 3: Media access Control (MAC) Bridges, (also ANSI/IEEE Std 802.1D-1998), 1998. [802.3] ISO/IEC 8802-3 Information technology - Telecommunications and information exchange between systems - Local and metropolitan area networks - Common specifications - Part 3: Carrier Sense Multiple Access with Collision Detection (CSMA/CD) Access Method and Physical Layer Specifications, (also ANSI/IEEE Std 802.3- 1996), 1996. Cheshire, et al. Standards Track [Page 23]
INTERNET-DRAFT Link-Local IPv4 29 September 2003 [802.5] ISO/IEC 8802-5 Information technology - Telecommunications and information exchange between systems - Local and metropolitan area networks - Common specifications - Part 5: Token ring access method and physical layer specifications, (also ANSI/IEEE Std 802.5-1998), 1998. [802.11] Information technology - Telecommunications and information exchange between systems - Local and metropolitan area networks - Specific Requirements Part 11: Wireless LAN Medium Access Control (MAC) and Physical Layer (PHY) Specifications, IEEE Std. 802.11-1999, 1999. [1394] Standard for a High Performance Serial Bus. Institute of Electrical and Electronic Engineers, IEEE Standard 1394-1995, 1995. [RFC1918] Y. Rekhter et.al., "Address Allocation for Private Internets", RFC 1918, February 1996. [RFC2131] R. Droms, "Dynamic Host Configuration Protocol", RFC 2131, March 1997. [RFC2462] S. Thomson and T. Narten, "IPv6 Stateless Address Autoconfiguration", RFC 2462, December 1998. [RFC3027] Holdrege, M. and P. Srisuresh, "Protocol Complications with the IP Network Address Translator", RFC 3027, January 2001. [DNAv4] Aboba, B., "Detection of Network Attachment (DNA) in IPv4", draft-ietf-dhc-dna-ipv4-01.txt, Internet draft (work in progress), September 2003. [LLMNR] Esibov, L., Aboba, B. and D. Thaler, "Linklocal Multicast Name Resolution (LLMNR)", draft-ietf-dnsext-mdns-23.txt, Internet draft (work in progress), August 2003. [USB] Universal Serial Bus Implementers Forum <http://www.usb.org/> [X10] X10 Ltd. <http://www.x10.com/> Acknowledgments We would like to thank (in alphabetical order) Jim Busse, Pavani Diwanji, Donald Eastlake 3rd, Robert Elz, Peter Ford, Spencer Giacalone, Josh Graessley, Myron Hattig, Hugh Holbrook, Christian Huitema, Richard Johnson, Kim Yong-Woon, Mika Liljeberg, Rod Lopez, Keith Moore, Satish Mundra, Thomas Narten, Erik Nordmark, Philip Nye, Howard Ridenour, Daniel Senie, Dieter Siegmund, Valery Smyslov and Ryan Troll for their contributions. Cheshire, et al. Standards Track [Page 24]
INTERNET-DRAFT Link-Local IPv4 29 September 2003 Authors' Addresses Stuart Cheshire Apple Computer, Inc. 1 Infinite Loop Cupertino California 95014, USA Phone: +1 408 974 3207 EMail: rfc@stuartcheshire.org Bernard Aboba Microsoft Corporation One Microsoft Way Redmond, WA 98052 Phone: +1 425 706 6605 EMail: bernarda@microsoft.com Erik Guttman Sun Microsystems Eichhoelzelstr. 7 74915 Waibstadt Germany Phone: +49 7263 911 701 Email: erik.guttman@sun.com Cheshire, et al. Standards Track [Page 25]
INTERNET-DRAFT Link-Local IPv4 29 September 2003 Appendix A - Prior Implementations A.1. Apple Mac OS 8.x and 9.x. Mac OS chooses the IP address on a pseudo-random basis. The selected address is saved in persistent storage for continued use after reboot, when possible. Mac OS sends nine DHCPDISCOVER packets, with an interval of two seconds between packets. If no response is received from any of these requests (18 seconds), it will autoconfigure. Upon finding that a selected address is in use, Mac OS will select a new random address and try again, at a rate limited to no more than one attempt every two seconds. Autoconfigured Mac OS systems check for the presence of a DHCP server every five minutes. If a DHCP server is found but Mac OS is not successful in obtaining a new lease, it keeps the existing autoconfigured IP address. If Mac OS is successful at obtaining a new lease, it drops all existing connections without warning. This may cause users to lose sessions in progress. Once a new lease is obtained, Mac OS will not allocate further connections using the autoconfigured IP address. Mac OS systems do not send packets addressed to a Link-Local address to the default gateway if one is present; these addresses are always resolved on the local segment. Mac OS systems by default send all outgoing unicast packets with a TTL of 255. All multicast and broadcast packets are also sent with a TTL of 255 if they have a source address in the 169.254/16 prefix. Mac OS implements media sense where the hardware (and driver software) supports this. As soon as network connectivity is detected, a DHCPDISCOVER will be sent on the interface. This means that systems will immediately transition out of autoconfigured mode as soon as connectivity is restored. A.2. Apple Mac OS X Version 10.2 Mac OS X chooses the IP address on a pseudo-random basis. The selected address is saved in memory so that it can be re-used during subsequent autoconfiguration attempts during a single boot of the system. Autoconfiguration of a Link-Local address depends on the results of the DHCP process. DHCP sends two packets, with timeouts of one and two seconds. If no response is received (three seconds), it begins autoconfiguration. DHCP continues sending packets in parallel for a total time of 60 seconds. Cheshire, et al. Standards Track [Page 26]
INTERNET-DRAFT Link-Local IPv4 29 September 2003 At the start of autoconfiguration, it generates 10 unique random IP addresses, and probes each one in turn for 2 seconds. It stops probing after finding an address that is not in use, or the list of addresses is exhausted. If DHCP is not successful, it waits five minutes before starting over again. Once DHCP is successful, the autoconfigured Link-Local address is given up. The Link-Local subnet, however, remains configured. Autoconfiguration is only attempted on a single interface at any given moment in time. Mac OS X ensures that the connected interface with the highest priority is associated with the Link-Local subnet. Packets addressed to a Link-Local address are never sent to the default gateway, if one is present. Link-local addresses are always resolved on the local segment. Mac OS X implements media sense where the hardware and driver support it. When the network media indicates that it has been connected, the autoconfiguration process begins again, and attempts to re-use the previously assigned Link-Local address. When the network media indicates that it has been disconnected, the system waits four seconds before de-configuring the Link-Local address and subnet. If the connection is restored before that time, the autoconfiguration process begins again. If the connection is not restored before that time, the system chooses another interface to autoconfigure. Mac OS X by default sends all outgoing unicast packets with a TTL of 255. All multicast and broadcast packets are also sent with a TTL of 255 if they have a source address in the 169.254/16 prefix. A.3. Microsoft Windows 98/98SE Windows 98/98SE systems choose their Link-Local IPv4 address on a pseudo-random basis. This ensures that systems rebooting will obtain the same autoconfigured address, unless a conflict is detected. The address selection algorithm is based on computing a hash on the interface's MAC address, so that a large collection of hosts should obey the uniform probability distribution in choosing addresses within the 169.254/16 address space. When in INIT state, the Windows 98/98SE DHCP Client sends out a total of 4 DHCPDISCOVERs, with an inter-packet interval of 6 seconds. When no response is received after all 4 packets (24 seconds), it will autoconfigure an address. The autoconfigure retry count for Windows 98/98SE systems is 10. After trying 10 autoconfigured IPv4 addresses, and finding all are taken, the host will boot without an IPv4 address. Cheshire, et al. Standards Track [Page 27]
INTERNET-DRAFT Link-Local IPv4 29 September 2003 Autoconfigured Windows 98/98SE systems check for the presence of a DHCP server every five minutes. If a DHCP server is found but Windows 98 is not successful in obtaining a new lease, it keeps the existing autoconfigured Link-Local IPv4 address. If Windows 98/98SE is successful at obtaining a new lease, it drops all existing connections without warning. This may cause users to lose sessions in progress. Once a new lease is obtained, Windows 98/98SE will not allocate further connections using the autoconfigured Link-Local IPv4 address. Windows 98/98SE systems with a Link-Local IPv4 address do not send packets addressed to a Link-Local IPv4 address to the default gateway if one is present; these addresses are always resolved on the local segment. Windows 98/98SE systems by default send all outgoing unicast packets with a TTL of 128. TTL configuration is performed by setting the Windows Registry Key HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Services:\Tcpip\ Parameters\DefaultTTL of type REG_DWORD to the appropriate value. However, this default TTL will apply to all packets. While this facility could be used to set the default TTL to 255, it cannot be used to set the default TTL of Link-Local IPv4 packets to one (1), while allowing other packets to be sent with a TTL larger than one. Windows 98/98SE systems do not implement media sense. This means that network connectivity issues (such as a loose cable) may prevent a system from contacting the DHCP server, thereby causing it to auto- configure. When the connectivity problem is fixed (such as when the cable is re-connected) the situation will not immediately correct itself. Since the system will not sense the re-connection, it will remain in autoconfigured mode until an attempt is made to reach the DHCP server. The DHCP server included with Windows 98SE Internet Connection Sharing (ICS) (a NAT implementation) allocates out of the 192.168/16 private address space by default. However, it is possible to change the allocation prefix via a registry key, and no checks are made to prevent allocation out of the Link-Local IPv4 prefix. When configured to do so, Windows 98SE ICS will NAT packets from the Link-Local IPv4 prefix off the local link. Windows 98SE ICS does not automatically route for the Link-Local IPv4 prefix, so that hosts obtaining addresses via DHCP cannot communicate with autoconfigured-only devices. Other home gateways exist that allocate addresses out of the Link- Local IPv4 prefix by default. Windows 98/98SE systems can use a 169.254/16 Link-Local IPv4 address as the source address when communicating with non-Link-Local hosts. However, Windows 98/98SE does not support router solicitation/advertisement. This means that Cheshire, et al. Standards Track [Page 28]
INTERNET-DRAFT Link-Local IPv4 29 September 2003 Windows 98/98SE systems will typically not be able to discover a default gateway when in autoconfigured mode. A.4. Windows XP, 2000 and ME The autoconfiguration behavior of Windows XP, Windows 2000 and Windows ME systems is identical to Windows 98/98SE except in the following respects: Media Sense Router Discovery Silent RIP Windows XP, 2000 and ME implement media sense. As soon as network connectivity is detected, a DHCPREQUEST or DHCPDISCOVER will be sent on the interface. This means that systems will immediately transition out of autoconfigured mode as soon as connectivity is restored. Windows XP, 2000 and ME also support router discovery, although it is turned off by default. Windows XP and 2000 also support a RIP listener. This means that it is possible to discover a default gateway while in autoconfigured mode. ICS on Windows XP/2000/ME behaves identically to Windows 98SE with respect to address allocation and NATing of Link-Local prefixes. Intellectual Property Statement The IETF has been notified of intellectual property rights claimed in regard to some or all of the specification contained in this document. For more information consult the online list of claimed rights. The IETF takes no position regarding the validity or scope of any intellectual property or other rights that might be claimed to pertain to the implementation or use of the technology described in this document or the extent to which any license under such rights might or might not be available; neither does it represent that it has made any effort to identify any such rights. Information on the IETF's procedures with respect to rights in standards-track and standards-related documentation can be found in BCP-11. Copies of claims of rights made available for publication and any assurances of licenses to be made available, or the result of an attempt made to obtain a general license or permission for the use of such proprietary rights by implementers or users of this specification can be obtained from the IETF Secretariat. The IETF invites any interested party to bring to its attention any copyrights, patents or patent applications, or other proprietary rights which may cover technology that may be required to practice Cheshire, et al. Standards Track [Page 29]
INTERNET-DRAFT Link-Local IPv4 29 September 2003 this standard. Please address the information to the IETF Executive Director. Full Copyright Statement Copyright (C) The Internet Society (2003). All Rights Reserved. This document and translations of it may be copied and furnished to others, and derivative works that comment on or otherwise explain it or assist in its implementation may be prepared, copied, published and distributed, in whole or in part, without restriction of any kind, provided that the above copyright notice and this paragraph are included on all such copies and derivative works. However, this document itself may not be modified in any way, such as by removing the copyright notice or references to the Internet Society or other Internet organizations, except as needed for the purpose of developing Internet standards in which case the procedures for copyrights defined in the Internet Standards process must be followed, or as required to translate it into languages other than English. The limited permissions granted above are perpetual and will not be revoked by the Internet Society or its successors or assigns. This document and the information contained herein is provided on an "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE. Open Issues Open issues with this specification are tracked on the following web site: http://www.drizzle.com/~aboba/ZEROCONF/issues.html Expiration Date This memo is filed as <draft-ietf-zeroconf-ipv4-linklocal-10.txt>, and expires February 22, 2004. Cheshire, et al. Standards Track [Page 30]
