Network Working Group K.M. Igoe
Internet Draft National Security Agency
Intended Status: Informational June 12, 2009
Expires: December 14, 2009 J.A. Solinas
National Security Agency
June 12, 2009
AES Galois Counter Mode for the Secure Shell Transport Layer Protocol
draft-igoe-secsh-aes-gcm-03
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Abstract
Secure Shell (SSH, RFC 4251) is a secure remote-login protocol. SSH
provides for algorithms that provide authentication, key agreement,
confidentiality and data integrity services. The purpose of this
document is to show how the AES Galois/Counter Mode can be used to
provide both confidentiality and data integrity to the SSH Transport
Layer
Table of Contents
1. Introduction.....................................................2
2. Requirements Terminology.........................................2
3. Applicability Statement..........................................3
4. Properties of Galois Counter Mode................................3
4.1. AES GCM Authenticated Encryption............................3
4.2. AES GCM Authenticated Decryption............................4
5. Review of Secure Shell...........................................4
5.1. Key Exchange................................................4
5.2. Secure Shell Binary Packets.................................5
6. AES GCM Algorithms for Secure Shell..............................6
6.1. AEAD_AES_128_GCM............................................6
6.2. AEAD_AES_256_GCM............................................6
6.3. Size of the Authentication Tag..............................6
7. Processing Binary Packets in AES-GCM Secure Shell................6
7.1. IV and Counter Management...................................7
7.2. Formation of the Binary Packet..............................7
7.3. Treatment of the Packet Length Field........................8
8. Security Considerations..........................................8
8.1. Use of the Packet Sequence Number in the AT.................8
8.2. Non-encryption of Packet Length.............................8
9. IANA Considerations.............................................10
10. References.....................................................10
10.1. Normative References......................................10
1. Introduction
Galois/Counter Mode (GCM) is a block cipher mode of operation that
provides both confidentiality and data integrity services. GCM use
counter mode to encrypt the data, an operation that can be
efficiently pipelined. Further, GCM authentication uses operations
that are particularly well suited to efficient implementation in
hardware, making it especially appealing for high-speed
implementations, or for implementations in an efficient and compact
circuit. The purpose of this document is to show how GCM with either
AES-128 or AES-256 can be integrated into the Secure Shell Transport
Layer Protocol, RFC 4253.
2. Requirements Terminology
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The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
"SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
document are to be interpreted as described in [RFC2119].
3. Applicability Statement
Using AES-GCM to provide both confidentiality and data integrity is
generally more efficient than using two separate algorithms to
provide these security services.
4. Properties of Galois Counter Mode
Galois Counter Mode (GCM) is a mode of operation for block ciphers
which provides both confidentiality and data integrity. NIST Special
Publication SP 800 38D [GCM] gives an excellent explanation of Galois
Counter Mode. In this document we shall focus on AES GCM, the use of
the Advanced Encryption Algorithm (AES) in Galois Counter Mode.
AES-GCM is an example of an "algorithm for authenticated encryption
with associated data" (AEAD algorithm) as described in [RFC5116].
4.1. AES GCM Authenticated Encryption
An invocation of AES GCM to perform an authenticated encryption has
the following inputs and outputs:
GCM Authenticated Encryption
Inputs:
octet_string PT ; // Plain text, to be both
// authenticated and encrypted
octet_string AAD; // Additional Authenticated Data,
// authenticated but not encrypted
octet_string IV; // Initialization vector
octet_string BK; // Block cipher key
Outputs:
octet_string CT; // Cipher Text
octet_string AT; // Authentication Tag
Note: in [RFC5116] the IV is called the nonce.
For a given block cipher key BK it is critical that no IV be used
more than once. Section 7.1 addresses how this goal is to be
achieved in secure shell.
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4.2. AES GCM Authenticated Decryption
An invocation of AES GCM to perform an authenticated decryption has
the following inputs and outputs:
GCM Authenticated Decryption
Inputs:
octet_string CT ; // Cipher text, to be both
// authenticated and decrypted.
octet_string AAD; // Additional Authenticated Data,
// authenticated only.
octet_string AT; // Authentication Tag
octet_string IV; // Initialization vector
octet_string BK; // Block cipher key.
Output:
Failure_Indicator; // Returned if the authentication tag
// is invalid.
octet_string PT; // Plain test, returned if and only if
// the authentication tag is valid.
AES-GCM is prohibited from returning any portion of the plaintext
until the authentication tag has been validated. Though this feature
greatly simplifies the security analysis of any system using AES-GCM,
as we shall see in section 7.2, this creates an incompatibility with
the requirements of secure shell.
5. Review of Secure Shell
The goal of secure shell is to establish two secure tunnels between a
client and a server, one tunnel carrying client-to-server
communications and the other server-to-client communications. Each
tunnel is encrypted and a message authentications code is used to
insure data integrity.
5.1. Key Exchange
These tunnels are initialized using the secure shell key exchange
protocol as described in section 7 of [RFC4253]. This protocol
negotiates a mutually acceptable set of cryptographic algorithms, and
produces a secret value K and an exchange hash H shared by the client
and server. The initial value of H is saved for use as the
session_id.
If AES-GCM is selected as the encryption algorithm for a given
tunnel, AES-GCM MUST also be selected as the mac algorithm.
Conversely, if AES-GCM is selected as the mac algorithm, it MUST also
be selected as the encryption algorithm.
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As described in section 7.2 of [RFC4253], a hash based key derivation
function (KDF) is applied to the shared secret value K to generate
the required symmetric keys. Each tunnel gets a distinct set of
symmetric keys. The keys are generated as shown in figure 1. The
sizes of these keys varies depending upon which cryptographic
algorithms are being used.
Initial IV
Client-to-Sever HASH( K || H ||"A"|| session_id)
Server-to-Client HASH( K || H ||"B"|| session_id)
Encryption Key
Client-to-Sever HASH( K || H ||"C"|| session_id)
Server-to-Client HASH( K || H ||"D"|| session_id)
Integrity Key
Client-to-Sever HASH( K || H ||"E"|| session_id)
Server-to-Client HASH( K || H ||"F"|| session_id)
Figure 1: Key Derivation in Secure Shell
As we shall see below, SSH AES-GCM requires a 12-octet Initial IV and
an encryption key of either 16 or 32 octets. Because an AEAD
algorithm such as AES-GCM uses the encryption key to provide both
confidentiality and data integrity, the integrity key is not used
with AES-GCM.
Either the server or client may at any time request that the secure
shell session be rekeyed. The shared secret value K, the exchange
hash H, and all the above symmetric keys will be updated. Only the
session_id will remain unchanged.
5.2. Secure Shell Binary Packets
Upon completion of the key exchange protocol, all further secure
shell traffic is parsed into a data structure known as a secure shell
binary packet as shown below in Figure 2 (see also section 6 of
[RFC4253]).
uint32 packet_length; // 0 <= packet_length < 2^32
byte padding_length; // 4 <= padding_length < 256
byte[n1] payload; // n1 = packet_length-padding_length-1
byte[n2] random_padding; // n2 = padding_length
byte[m] mac; // m = mac_length
Figure 2: Structure of a Secure Shell Binary Packet
The authentication tag produced by AES-GCM authenticated encryption
will be placed in the mac field at the end of the secure shell binary
packet.
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6. AES GCM Algorithms for Secure Shell
6.1. AEAD_AES_128_GCM
AEAD_AES_128_GCM is specified in section 5.1 of [RFC5116]. Due to
the of format of secure shell binary packets, the buffer sizes needed
to implement AEAD_AES_128_GCM are smaller than those required in
[RFC5116]. Using the notation defined in [RFC5116], the input and
output lengths for AEAD_AES_128_GCM in secure shell are as follows:
PARAMETER Meaning Value
K_LEN AES key length 16 octets
P_MAX maximum plaintext length 2^32 - 32 octets
A_MAX maximum additional 4 octets
authenticated data length
N_MIN minimum nonce (IV) length 12 octets
N_MAX maximum nonce (IV) length 12 octets
C_MAX maximum cipher length 2^32 octets
6.2. AEAD_AES_256_GCM
AEAD_AES_256_GCM is specified in section 5.1 of [RFC5116]. Due to
the of format of secure shell binary packets, the buffer sizes needed
to implement AEAD_AES_256_GCM are smaller than those required in
[RFC5116]. Using the notation defined in [RFC5116], the input and
output lengths for AEAD_AES_256_GCM in secure shell are as follows:
PARAMETER Meaning Value
K_LEN AES key length 32 octets
P_MAX maximum plaintext length 2^32 - 32 octets
A_MAX maximum additional 4 octets
authenticated data length
N_MIN minimum nonce (IV) length 12 octets
N_MAX maximum nonce (IV) length 12 octets
C_MAX maximum cipher length 2^32 octets
6.3. Size of the Authentication Tag
Both AEAD_AES_128_GCM and AEAD_AES_256_GCM produce a 16-octet
Authentication Tag ([RFC5116] calls this a "message authentication
code".) Some applications allow use of a truncated version of this
tag. This is not allowed in AES-GCM secure shell. All
implementations of AES-GCM secure shell MUST use the full 16-octet
Authentication Tag.
7. Processing Binary Packets in AES-GCM Secure Shell
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7.1. IV and Counter Management
With AES-GCM, the 12-octet IV is broken into two fields: a 4-octet
fixed field and an 8-octet invocation counter field. The invocation
field is treated as a 64-bit integer and is incremented after each
invocation of AES-GCM to process a binary packet.
uint32 fixed; // 4 octets
uint64 invocation_counter; // 8 octets
Figure 3: Structure of an SSH AES-GCM nonce
AES-GCM produces a keystream in blocks of 16-octets which is used to
encrypt the plaintext. This keystream is produced by encrypting the
following 16-octet data structure:
uint32 fixed; // 4 octets
uint64 invocation_counter; // 8 octets
uint32 block_counter; // 4 octets
Figure 4: Structure of an AES input for SSH AES-GCM
The block_counter is initially set to one (1) and incremented as each
block of key is produced.
The reader is reminded that SSH requires that the data to be
encrypted MUST be padded out to a multiple of the block size
(16-octets for AES-GCM).
7.2. Formation of the Binary Packet
In AES-GCM secure shell, the inputs to the authenticated encryption
are:
PT (Plain Text)
byte padding_length; // 4 <= padding_length < 256
byte[n1] payload; // n1 = packet_length-padding_length-1
byte[n2] random_padding; // n2 = padding_length
AAD (Additional Authenticated Data)
uint32 packet_length; // 0 <= packet_length < 2^32
IV (Initialization Vector)
As described in section 7.1.
BK (Block Cipher Key)
The appropriate Encryption Key formed during the Key Exchange.
As required in [RFC4263], the random_padding MUST be at least 4
octets in length but no more than 255 octets. The total length of
the PT MUST be a multiple of 16-octets (the block size of AES).
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The binary packet is the concatenation of the 4-octet packet_length,
the cipher text CT, and the 16-octet authentication tag AT.
7.3. Treatment of the Packet Length Field
Section 6.3 of [RFC4253] requires that the packet length, padding
length, payload and padding fields of each binary packet be
encrypted. This presents a problem for SSH AES-GCM because:
1) The tag can not be verified until we parse the binary packet
2) The packet can not be parsed until the packet_length has been
decrypted.
3) The packet_length can not be decrypted until the tag has been
verified.
When using AES-GCM with secure shell, the packet_length field is to
be treated as additional authenticated data, not as plaintext. This
violates the requirements of [RFC4253]. The repercussions of this
decision are discussed in the security considerations section of this
document.
8. Security Considerations
The security considerations in [RFC4251] apply.
8.1. Use of the Packet Sequence Number in the AT
[RFC4253] requires that the formation of the AT involve the packet
sequence_number, a 32-bit value that counts the number of binary
packets that have been sent on a given SSH tunnel. Since the
sequence_number is, up to an additive constant, just the low 32-bits
of the invocation_counter, the presence of the invocation_counter
field in the IV insures that the sequence_number is indeed involved
in the formation of the integrity tag, though this involvement
differs slightly from the requirements in section 6.4 of [RFC4253].
8.2. Non-encryption of Packet Length
As discussed in section 5.2.1, there is an incompatibility between
GCM's requirement that no plaintext be returned until the
authentication tag has been verified, secure shell's requirement that
the packet length be encrypted, and the necessity of decrypting the
packet length field to locate the authentication tag. This document
addresses this dilemma by requiring that, in AES-GCM, the packet
length field will not be encrypted but will instead be processed as
Additional Authenticated Data.
In theory, one could argue that encryption of the entire binary
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packet means that the secure shell dataflow becomes a featureless
octet stream. But in practice, the secure shell dataflow will come
in bursts, with the length of each burst strongly correlated to the
length of the underlying binary packets. Encryption of the packet
length does little in and of itself to disguise the length of the
underlying binary packets. Secure shell provides two other
mechanisms, random padding and SSH_MSG_IGNORE messages, that are far
more effective than encrypting the packet length in masking any
structure in the underlying plaintext stream that might be revealed
by the length of the binary packets.
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9. IANA Considerations
IANA will add the following two entries to the Secure Shell
Encryption Algorithm name Registry described in [RFC4250]:
+--------------------+-------------+
| | |
| Name | Reference |
+--------------------+-------------+
| AEAD_AES_128_GCM | Section 6.1 |
| | |
| AEAD_AES_256_GCM | Section 6.2 |
+--------------------+-------------+
IANA will add the following two entries to the Secure Shell MAC
Algorithm name Registry described in [RF4250]:
+--------------------+-------------+
| | |
| Name | Reference |
+--------------------+-------------+
| AEAD_AES_128_GCM | Section 6.1 |
| | |
| AEAD_AES_256_GCM | Section 6.2 |
+--------------------+-------------+
10. References
10.1. Normative References
[GCM] Dworkin, M, "Recommendation for Block Cipher Modes of
Operation: Galois/Counter Mode (GCM) and GMAC", NIST
Special Publication 800-30D, November 2007.
[RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
Requirement Levels", BCP 14, RFC 2119, March 1997.
[RFC4250] Lehtinen, S. and C. Lonvick, Ed., "The Secure Shell (SSH)
Protocol Assigned Numbers", RFC 4250, January 2006.
[RFC4251] Ylonen, T. and C. Lonvick, Ed., "The Secure Shell (SSH)
Protocol Architecture", RFC 4251, January 2006.
[RFC4253] Ylonen, T. and C. Lonvick, Ed., "The Secure Shell (SSH)
Transport Layer Protocol", RFC 4253, January 2006
[RFC5116] McGrew, D., "An Interface and Algorithms for Authenticated
Encryptions", RFC 5116, January 2008.
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Author's Addresses
Kevin M. Igoe
NSA/CSS Commercial Solutions Center
National Security Agency
EMail: kmigoe@nsa.gov
Jerome A. Solinas
National Information Assurance Research Laboratory
National Security Agency
EMail: jasolin@orion.ncsc.mil
Acknowledgement
Funding for the RFC Editor function is provided by the IETF
Administrative Support Activity (IASA).
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