Application Working Group                                      M. Ansari
INTERNET-DRAFT                                    Sun Microsystems, Inc.
Expires June 2002                                              L. Howard
                                                 PADL Software Pty. Ltd.
                                                         B. Joslin [ed.]
                                                 Hewlett-Packard Company

                                                           July 19, 2001
Intended Category: Informational




                 A Configuration Schema for LDAP Based
                         Directory User Agents
                  <draft-joslin-config-schema-03.txt>


Status of this Memo

     This memo provides information for the Internet community.  This
     memo does not specify an Internet standard of any kind.  Distribu-
     tion of this memo is unlimited.

     This document is an Internet-Draft and is in full conformance with
     all provisions of Section 10 of RFC2026.

     This document is an Internet-Draft. Internet-Drafts are working
     documents of the Internet Engineering Task Force (IETF), its areas,
     and its working groups. Note that other groups may also distribute
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     Internet-Drafts are draft documents valid for a maximum of six
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     a "working draft" or "work in progress".

     The list of current Internet-Drafts can be accessed at
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     Distribution of this document is unlimited.

Abstract




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     This document describes a mechanism for global configuration of
     similar directory user agents.  This document proposes a schema for
     configuration of these DUAs that may be discovered using the Light-
     weight Directory Access Protocol [RFC2251]. A set of attribute
     types and an objectclass are proposed, along with specific guide-
     lines for interpreting them.  A significant feature of the global
     configuration policy for DUAs, is a mechanism that allows DUAs to
     re-configure their schema to that of the end user's environment.
     This configuration is achieved through attribute and objectclass
     mapping.  This document is intended to be a skeleton for future
     documents that describe configuration of specific DUA services.


1.  Background & Motivation

     The LDAP protocol has brought about a new and nearly ubiquitous
     acceptance of the directory server.  Many new client applications
     (DUAs) are being created that use LDAP directories for many dif-
     ferent services.  And although the LDAP protocol has eased the
     development of these applications, some challenges still exist for
     both developers and directory administrators.

     The authors of this document are implementors of DUAs described by
     RFC 2307 [14].  In developing these agents, we felt there are
     several issues that still need to be addressed to ease the deploy-
     ment and configuration of a large network of these DUAs.

     One of these challenges stems from the lack of a utopian schema.  A
     utopian schema would be one that every application developer could
     agree upon and that would support every application.  Unfortunately
     today, many DUAs define their own schema (like RFC 2307 vs
     Microsoft's Services for Unix [13]) containing similar attributes,
     but with different attribute names.  This can lead to data redun-
     dancy within directory entries and give directory administrators
     unwanted challenges, updating schemas and synchronizing data.

     So, one goal of this document is to eliminate data redundancy by
     having DUAs configure themselves to the schema of the deployed
     directory, instead of forcing it's own schema on the directory.

     Another goal of this document is to provide the DUA with enough
     configuration information so that it can discover how to retrieve
     its data in the directory, such as what locations to search in the
     directory tree.

     Finally, this document intends to describe a configuration method
     for DUAs that can be shared among many DUAs, on various platforms,
     providing as such, a configuration profile.  The purpose being to



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     centralize and simplify management of DUAs.

     This document is intended to provide the skeleton framework for
     future drafts, which will describe the individual implementation
     details for the particular services provided by that DUA.  The
     authors of this document plan to develop such a document for the
     Network Information Service DUA, described by RFC 2307 or it's suc-
     cessor.

     We expect that as DUAs take advantage of this configuration scheme,
     each DUA will require additional configuration paramenters, not
     specified by this document.  Thus, we would expect that new auxili-
     ary object classes, containing new configuration attributes will be
     created, and then joined with the structural class defined by this
     document to create a configuration profile for a particular DUA
     service.  And that by joining various auxiliary objectclasses for
     different DUA services, that configuration of various DUA services
     can be controlled by a single configuration profile entry.


2.  General Issues

     The schema defined by this document is defined under the "DUA Con-
     figuration Schema."  This schema is derived from the OID: iso (1)
     org (3) dod (6) internet (1) private (4) enterprises (1) Hewlett-
     Packard Company (11) directory (1) LDAP-UX Integration Project (3)
     DUA Configuration Schema (1).  This OID is represented in this
     document by the keystring "DUAConfSchemaOID"
     (1.3.6.1.4.1.11.1.3.1).

2.1 Terminology

     The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
     "SHOULD", "SHOULD NOT", "RECOMMENDED",  "MAY", and "OPTIONAL" in
     this document are to be interpreted as described in RFC 2119 [15].

2.2 Attributes

     The attributes and classes defined in this document are summarized
     below.

     The following attributes are defined in this document:

          preferredServerList
          defaultServerList
          defaultSearchBase
          defaultSearchScope
          authenticationMethod



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          credentialLevel
          serviceSearchDescriptor
          serviceCredentialLevel
          serviceAuthenticationMethod
          attributeMap
          objectclassMap
          searchTimeLimit
          bindTimeLimit
          followReferrals
          profileTTL

2.3 Object Classes

     The following object class is defined in this document:

          DUAConfigProfile

2.4 Syntax Definitions

     The following syntax definitions are used throughout this document.
     This document does not define new syntaxes that must be supported
     by the directory server.  The string encodings used by the attri-
     butes defined in this document can be found section 5.

          keystring                 as defined by RFC 2252 [2]
          descr                     as defined by RFC 2252 section 4.1
          a                         as defined by RFC 2252 section 4.1
          d                         as defined by RFC 2252 section 4.1
          space                     as defined by RFC 2252 section 4.1
          whsp                      as defined by RFC 2252 section 4.1
          base                      as defined by RFC 2253 [3]
          DistinguishedName         as defined by RFC 2253 section 2
          RelativeDistinguishedName as defined by RFC 2253 section 2
          scope                     as defined by RFC 2255 [5]
          IPv4address               as defined by RFC 2396 [9]
          hostport                  as defined by RFC 2396 section 3.2.2
          port                      as defined by RFC 2396 section 3.2.2
          ipv6reference             as defined by RFC 2732 [10]
          host                      as defined by RFC 2732 section 3
          serviceId                 = keystring


3.  Attribute Definitions

     This section contains attribute definitions to be used by DUAs when
     discovering their configuration.

          ( DUAConfSchemaOID.1.0 NAME 'defaultServerList'



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            DESC 'Default LDAP server host address used by a DUA'
            EQUALITY caseIgnoreMatch
            SYNTAX 1.3.6.1.4.1.1466.115.121.1.15
            SINGLE-VALUE )

          ( DUAConfSchemaOID.1.1 NAME 'defaultSearchBase'
            DESC 'Default LDAP base DN used by a DUA'
            EQUALITY distinguishedNameMatch
            SYNTAX 1.3.6.1.4.1.1466.115.121.1.12
            SINGLE-VALUE )

          ( DUAConfSchemaOID.1.2 NAME 'preferredServerList'
            DESC 'Preferred LDAP server host addresses to be used by a
            DUA'
            EQUALITY caseIgnoreMatch
            SYNTAX 1.3.6.1.4.1.1466.115.121.1.15
            SINGLE-VALUE )

          ( DUAConfSchemaOID.1.3 NAME 'searchTimeLimit'
            DESC 'Maximum time in seconds a DUA should allow for a
            search to complete'
            EQUALITY integerMatch
            SYNTAX 1.3.6.1.4.1.1466.115.121.1.27
            SINGLE-VALUE )

          ( DUAConfSchemaOID.1.4 NAME 'bindTimeLimit'
            DESC 'Maximum time in seconds a DUA should allow for the
            bind operation to complete'
            EQUALITY integerMatch
            SYNTAX 1.3.6.1.4.1.1466.115.121.1.27
            SINGLE-VALUE )

          ( DUAConfSchemaOID.1.5 NAME 'followReferrals'
            DESC 'Tells DUA if it should follow referrals
            returned by a DSA search result'
            EQUALITY caseIgnoreIA5Match
            SYNTAX 1.3.6.1.4.1.1466.115.121.1.7
            SINGLE-VALUE )

          ( DUAConfSchemaOID.1.6 NAME 'authenticationMethod'
            DESC 'A keystring which identifies the type of
            authentication method used to contact the DSA'
            EQUALITY caseIgnoreMatch
            SYNTAX 1.3.6.1.4.1.1466.115.121.1.15
            SINGLE-VALUE )

          ( DUAConfSchemaOID.1.7 NAME 'profileTTL'
            DESC 'Time to live, in seconds, before a client DUA



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            should re-read this configuration profile'
            EQUALITY integerMatch
            SYNTAX 1.3.6.1.4.1.1466.115.121.1.27
            SINGLE-VALUE )

          ( DUAConfSchemaOID.1.14 NAME 'serviceSearchDescriptor'
            DESC 'LDAP search descriptor list used by a DUA'
            EQUALITY caseExactMatch
            SYNTAX 1.3.6.1.4.1.1466.115.121.1.15 )

          ( DUAConfSchemaOID.1.9 NAME 'attributeMap'
            DESC 'Attribute mappings used by a DUA'
            EQUALITY caseIgnoreIA5Match
            SYNTAX 1.3.6.1.4.1.1466.115.121.1.26 )

          ( DUAConfSchemaOID.1.10 NAME 'credentialLevel'
            DESC 'Identifies type of credentials a DUA should
            use when binding to the LDAP server'
            EQUALITY caseIgnoreIA5Match
            SYNTAX 1.3.6.1.4.1.1466.115.121.1.26
            SINGLE-VALUE )

          ( DUAConfSchemaOID.1.11 NAME 'objectclassMap'
            DESC 'Objectclass mappings used by a DUA'
            EQUALITY caseIgnoreIA5Match
            SYNTAX 1.3.6.1.4.1.1466.115.121.1.26 )

          ( DUAConfSchemaOID.1.12 NAME 'defaultSearchScope'
            DESC 'Default search scope used by a DUA'
            EQUALITY caseIgnoreIA5Match
            SYNTAX 1.3.6.1.4.1.1466.115.121.1.26
            SINGLE-VALUE )

          ( DUAConfSchemaOID.1.13 NAME 'serviceCredentialLevel'
            DESC 'Identifies type of credentials a DUA
            should use when binding to the LDAP server for a
            specific service'
            EQUALITY caseIgnoreIA5Match
            SYNTAX 1.3.6.1.4.1.1466.115.121.1.26 )

          ( DUAConfSchemaOID.1.15 NAME 'serviceAuthenticationMethod'
            DESC 'Authentication Method used by a service of the DUA'
            EQUALITY caseIgnoreMatch
            SYNTAX 1.3.6.1.4.1.1466.115.121.1.15 )


4.  Class Definition




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     The objectclass below is constructed from the attributes defined in
     3, with the exception of the cn attribute, which is defined in RFC
     2256 [8].  cn is used to represent the name of the DUA configura-
     tion profile.

        ( DUAConfSchemaOID.2.4 NAME 'DUAConfigProfile'
          SUP top STRUCTURAL
          DESC 'Abstraction of a base configuration for a DUA'
          MUST ( cn )
          MAY ( defaultServerList $ preferredServerList $
                defaultSearchBase $ defaultSearchScope $
                searchTimeLimit $ bindTimeLimit $
                credentialLevel $ authenticationMethod $
                followReferrals $ serviceSearchDescriptor $
                serviceCredentialLevel $ serviceAuthenticationMethod $
                objectclassMap $ attributeMap $
                profileTTL ) )


5.  Implementation Details

5.1.1 Interpreting the preferredServerList attribute

     Interpretation:

          As described by the syntax, the preferredServerList parameter
          is a white-space separated list of server addresses and asso-
          ciated port numbers.  When the DUA needs to contact a DSA, the
          DUA MUST first attempt to contact one of the servers listed in
          the preferredServerList attribute.  The DUA should contact the
          DSA specified by the first server address in the list.  If
          that DSA is unavailable, the remaining DSAs should be queried
          in the order provided until a connection is established with a
          DSA.  Once a connection with a DSA is established, the DUA
          SHOULD NOT attempt to establish a connection with the remain-
          ing DSAs.

          If the DUA is unable to contact any of the DSAs specified by
          the preferredServerList, the defaultServerList attribute
          should be examined, as described in 5.1.2.  The servers iden-
          tified by the preferredServerList MUST be contacted before
          attempting to contact any of the servers specified by the
          defaultServerList.

     Syntax:

          serverList       = host *(space [host])




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     Default Value:

          The preferredServerList attribute does not have a default
          value.  Instead a DUA should examine the defaultServerList
          attribute.

     Other attribute notes:

          This attribute is used in conjunction with the defaultServer-
          List attribute.  Please see section 5.1.2 for additional
          implementation notes.  Determining how the DUA should query
          the DSAs also depends on the additional configuration attri-
          butes, credentialLevel, serviceCredentialLevel, bindTimeLimit,
          serviceAuthenticationMethod and authenticationMethod.  Please
          review section 5.2 for details on how a Posix DUA should prop-
          erly bind to a DSA.

     Example:

          preferredServerList: 1.2.3.4 ldap1.mycorp.com ldap2:1389
            [1080::8:800:200C:417A]:1389

5.1.2 Interpreting the defaultServerList attribute

     Interpretation:

          The defaultServerList attribute MUST only be examined if the
          preferredServerList attribute is not provided, or the DUA is
          unable to establish a connection with one of the DSAs speci-
          fied by the preferredServerList.

          If more than one address is provided, the DUA may choose to
          either accept the order provided, or choose to create its own
          order, based on what the DUA determines is the "best" order of
          servers to query.  For example, the DUA may choose to examine
          the server list and choose to query the DSAs in order based on
          the "closest" server or the server with the least amount of
          "load." Interpretation of the "best" server order is entirely
          up to the DUA, and not part of this document.

          Once the order of server addresses is determined, the DUA
          should contact the DSA specified by the first server address
          in the list.  If that DSA is unavailable, the remaining DSAs
          should be queried until an available DSA is found or no more
          DSAs are available.  If a server address or port is invalid,
          the DUA should proceed to the next server address as described
          just above.




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     Syntax:

          serverList       = host *(space [host])

     Default Value:

          If a defaultServerList attribute is not provided, the DUA
          should attempt to contact the same DSA which provided the con-
          figuration profile entry itself.  The default DSA is contacted
          only if the preferredServerList attribute is also not pro-
          vided.

     Other attribute notes:

          This attribute is used in conjunction with the preferredSer-
          verList attribute.  Please see section 5.1.1 for additional
          implementation notes.  Determining how the DUA should query
          the DSAs also depends on the additional configuration attri-
          butes, credentialLevel, serviceCredentialLevel, bindTimeLimit,
          serviceAuthenticationMethod and authenticationMethod.  Please
          review section 5.2 for details on how a DUA should properly
          contact a DSA.

     Example:

          defaultServerList: 1.2.3.4 ldap1.mycorp.com ldap2:1389
            [1080::8:800:200C:417A]:1389

5.1.3 Interpreting the defaultSearchBase attribute

     Interpretation:

          When a DUA needs to search the DSA for information, this
          attribute provides the "base" for the search.  This parameter
          can be overridden or appended by the serviceSearchDescriptor
          attribute.  See section 5.1.6.

     Syntax:

          Defined by 1.3.6.1.4.1.1466.115.121.1.12

     Default Value:

          There is no default value for the defaultSearchBase.

     Other attribute notes:

          This attribute is used in conjunction with the



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          serviceSearchDescriptor attribute.  See section 5.1.6.

     Example:

          defaultSearchBase: dc=mycompany,dc=com

5.1.4 Interpreting the authenticationMethod attribute

     Interpretation:

          The authenticationMethod attribute defines an ordered list of
          LDAP bind methods to be used when attempting to contact a DSA.
          The serviceAuthenticationAtrribute overrides this value for a
          particular service (see 5.1.14.)  Each method MUST be
          attempted in the order provided by the attribute, until a suc-
          cessful LDAP bind is performed ("none" is assumed to always be
          successful).  See section 5.2 for more information.

            none   - The DUA does not perform an LDAP bind.
            simple - The DUA performs an LDAP simple bind.
            sasl   - The DUA performs an LDAP SASL bind using the
                     specified SASL mechanism and options.
            tls    - The DUA performs an LDAP start_tls operation
                     followed by the specified bind method (for more
                     information refer to section 5.1 of RFC 2830).

     Syntax:

          authMethod      = method *(";" method)
          method          = none | simple | sasl | tls
          none            = "none"
          simple          = "simple"
          sasl            = "sasl/" saslmech [ ":" sasloption ]
          sasloption      = "auth-conf" | "auth-int"
          tls             = "tls:" (none | simple | sasl)
          saslmech        = SASL mechanism name as defined in
                            RFC 2222, section 3

          Note: Although multiple authentication methods may be speci-
          fied in the syntax, at most one of each type is allowed.

     Default Value:

          If the authenticationMethod or serviceAutenticationMethod (for
          that particular service) attributes are not provided, the DUA
          may choose to bind to the DSA using any method.  However, if
          either authenticationMethod or serviceAuthenticationMethod are
          provided, the DUA MUST only use the methods specified.



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     Other attribute notes:

          When using TLS, the string "tls:sasl/EXTERNAL" implies that
          two way authentication is to be performed.  Any other TLS
          authentication method implies one way (DSA side credential)
          authentication.

          Determining how the DUA should bind to the DSAs also depends
          on the additional configuration attributes, credentialLevel,
          serviceCredentialLevel, serviceAuthenticationMethod and
          bindTimeLimit.  Please review section 5.2 for details on how
          to properly bind to a DSA.

     Example:

          authenticationMethod: tls:simple;sasl/DIGEST-MD5

5.1.5 Interpreting the credentialLevel attribute

     Interpretation:

          The credentialLevel attribute defines what type(s) of
          credential(s) the DUA should use when contacting the DSA.  The
          serviceCredentialLevel overrides this value for a particular
          service (5.1.15.)  The credentialLevel can contain more than
          one credential type, separated by white space.

          anonymous - The DUA should not use a credential when binding
          to the DSA.

          proxy - The DUA should use a known proxy identity when binding
          to the DSA.  A proxy identity is a specific credential that
          was created to represent the DUA.  This document does not
          define how the proxy user should be created, or how the DUA
          should determine what the proxy user's credential is.  This
          functionality is up to each implementation.

          self - When the DUA is acting on behalf of a "real user" the
          DUA should attempt to bind to the DSA as that user.  The DUA
          should map the user's identity to a credential used in the
          directory.

          If the DUA contains more than one credential type, the DUA
          MUST use the credential types in the order specified.  As soon
          as the DUA is able to successfully bind to the DSA, the DUA
          should not attempt to bind using the remaining credential
          types.  If the DUA discovers that the credentials specified
          are invalid, it SHOULD NOT attempt further binds using any



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          additional methods.

     Syntax:

          credentialLevel   = level *(space level)
          level             = self | proxy | anonymous
          self              = "self"
          proxy             = "proxy"
          anonymous         = "anonymous"

          Note: Although multiple credentialLevels may be specified in
          the syntax, at most one of each type is allowed.  Refer to
          implementation notes in section 5.2 for additional syntax
          requirements for the credentialLevel attribute.

     Default Value:

          If the credentialLevel attribute is not defined, the DUA
          should not use a credential when binding to the DSA (also
          known as anonymous.)

     Other attribute notes:

          Determining how the DUA should bind to the DSAs also depends
          on the additional configuration attributes, authentication-
          Method, serviceAuthenticationMethod, serviceCredentialLevel
          and bindTimeLimit.  Please review section 5.2 for details on
          how to properly bind to a DSA.

     Example:

          credentialLevel: proxy anonymous

5.1.6 Interpreting the serviceSearchDescriptor attribute

     Interpretation:

          The serviceSearchDescriptor attribute defines how and where a
          DUA should search for information for a particular service.
          The serviceSearchDescriptor contains a serviceId, followed by
          one or more base-scope-filter triples.  These base-scope-
          filter triples are used to define searches only for the
          specific service.  Multiple base-scope-filters allow the DUA
          to search for data in multiple locations of the DIT.

          In addition to the triples, serviceSearchDescriptor might also
          contain the DN of an entry which will contain an alternate
          profile.  The DSA SHOULD re-evaluate the alternate profile an



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          perform searches as specified by that profile.

          If the base, as defined in the serviceSearchDescriptor, is
          followed by the "," (ASCII 0x2C) character, this base is known
          as a relative base.  This relative base may be constructed of
          one or more RDN components.  The DUA MUST define the search
          base by appending the relative base with the defaultSear-
          chBase.

     Syntax:

          serviceSearchList = serviceId ":" serviceSearchDesc
                              *(";" serviceSearchDesc)
          serviceSearchDesc = confReferral | searchDescriptor
          searchDescriptor  = [base] ["?" [scope] ["?" [filter]]]
          confReferral      = "ref:" DistinguishedName
          base              = DistinguishedName |
                              RelativeBaseName ","
          RelativeBaseName  = 1*(RelativeDistinguishedName)
          filter            = UTF-8 encoded string

          If the base or filter contains the ";" (ASCII 0x3B) "?" (ASCII
          0x3F) """ (ASCII 0x22) or "\" (ASCII 0x5C) characters, those
          characters MUST be escaped (preceded with the "\" character.)
          Alternately the DN may surrounded by quotes (ASCII 0x22.)
          Refer to RFC 2253, section 4.  If the base or filter are sur-
          rounded by quotes, only the """ character needs to be escaped.
          Any character that is preceded by the "\" character, which
          does not need to be escaped results in both "\" character and
          the character itself.

          The filter string syntax can be more rigorously defined by the
          DUA service.  A suggested syntax would be that as defined by
          RFC 2253.

     If a DUA is performing a search for a particular service which has
     a serviceSearchDescriptor defined, the DUA MUST set the base, scope
     and filter as defined.  Each base-scope-filter triple represents a
     single LDAP search operation.  If multiple base-scope-filter tri-
     ples are provided, the DUA SHOULD perform the search requests in
     the order specified by the serviceSearchDescriptor.

Default Values:

     If a serviceSearchDescriptor or an element there-of is not defined
     for a particular service, the DUA SHOULD create the base, scope and
     filter as follows:




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       base   - Same as the defaultSearchBase
       scope  - Same as the defaultSearchScope
       filter - Use defaults as defined by DUAs service.

     If the defaultSearchBase is not defined, then the DUAs service may
     use its own default.

Other attribute notes:

     If a serviceSearchDescriptor exists for a given service, the ser-
     vice MUST use at least one base-scope-filter triple in performing
     searches.  It MAY perform multiple searches per service if multiple
     base-scope-filter triples are defined for that service.

     The details of how the "filter" is interpreted by each DUAs service
     is defined by each service.  This means the filter is NOT REQUIRED
     to be a legal LDAP filter [4].  Furthermore, whether attribute map-
     ping or objectclass mapping applies to the filter or not should be
     defined by each service.

     It is assumed the serviceID is unique to a given service within the
     scope of the DSA.

Example:

     defaultSearchBase: dc=mycompany,dc=com

     serviceSearchDescriptor: email:ou=people,ou=org1,?
      one;ou=contractor,?one;
      ref:cn=profile,dc=mycompany,dc=com

     In this example, the DUA MUST search in
     "ou=people,ou=org1,dc=mycompany,dc=com" first.  The DUA then SHOULD
     search in "ou=contractor,dc=mycompany,dc=com", and finally it
     SHOULD search other locations as specified in the profile described
     at "cn=profile,dc=mycompany,dc=com".  For more examples, see sec-
     tion


5.1.7 Interpreting the attributeMap attribute

     Interpretation:

          A DUA SHOULD perform attribute mapping for all LDAP operations
          performed for a service which has an attributeMap entry.
          Because attribute mapping is specific to each service within
          the DUA, a "serviceId" is required as part of the attributeMap
          syntax.  I.E. not all DUA services should necessarily perform



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          the same attribute mapping.

          Attribute mapping SHOULD only be used to map attributes of
          similar syntaxes as required by the service supported by the
          DUA.  However, a DUA is NOT REQUIRED to verify syntaxes of
          mapped attributes.  If the DUA does discover that the syntax
          of the mapped attribute does not match that of the original
          attribute, the DUA MAY perform translation between the origi-
          nal syntax and the new syntax.

     Syntax:

          attributeMap      = serviceId ":" origAttribute "="
                              attributes
          origAttribute     = attribute
          attributes        = wattribute *( space wattribute )
          wattribute        = whsp newAttribute whsp
          newAttribute      = descr | "*NULL*"
          attribute         = descr

          Values of the origAttribute depend on the type of application
          using the attribute mapping feature.

     Default Value:

          By default, attributes that are used by a DUA service are not
          mapped unless mapped by the attributeMap attributes.  The DUA
          MUST NOT map an attribute unless it is explicitly defined by
          an attributeMap attribute.

     Other attribute notes:

          When an attribute is mapped to the special keystring "*NULL*",
          the DUA MUST NOT request that attribute from the DSA, when
          performing a search or compare request.  If the DUA is also
          capable of performing modification on the DSA, the DUA MUST
          NOT attempt to modify any attribute which has been mapped to
          "*NULL*".

          It is assumed the serviceID is unique to a given service
          within the scope of the DSA.

          A DUA SHOULD support attribute mapping.  If it does, the fol-
          lowing additional rules apply:

          1) The list of attributes that are allowed to be mapped SHOULD
          defined by the service.




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          2) Any supported translation of mapping from attributes of
          dis-similar syntax SHOULD also be defined.

          3) If an attribute may be mapped to multiple attributes the
          DSA SHOULD define a syntax or usage statement for how the new
          attribute value will be evaluated.  Furthermore, the resulting
          syntax, through translation, of the combined attributes MUST
          be the same as the attribute being mapped.

          4) A DUA MUST support mapping of attributes using the attri-
          bute OID.  It SHOULD support attribute mapping based on the
          attribute name.

          5) The naming attribute SHOULD NOT be mapped using one to many
          mapping.

          6) Mapping should only be applied to the target entries being
          searched.  Attribute mapping should not be applied to parents
          of the target entries.

          7) Attribute mapping is not recursive.  In other words, if an
          attribute has been mapped to a target attribute, that new tar-
          get attribute MUST NOT be mapped to a third attriubte.

     Example:

          Suppose a DUA is acting on behalf of an email service.  By
          default the "email" service uses the "mail", "cn" and "sn"
          attributes to discover mail addresses.  However, the email
          service has been deployed in an environment that uses "employ-
          eeName" instead of "cn."  And also instead of using the "mail"
          attribute for email addresses, the "email" attribute is used
          for that purpose.  In this case, the attribute "cn" can be
          mapped to "employeeName," allowing the DUA to perform searches
          using the "employeeName" attribute as part of the search
          filter, instead of "cn".  And "mail" can be mapped to "email"
          when attempting to retreive the email address.  This mapping
          is performed by adding the attributeMap attributes to the con-
          figuration profile entry as follows (represented in [LDIF]):

          attributeMap: email:cn=employeeName
          attributeMap: email:mail=email

          DUAs MAY also map a single attribute to multiple attributes.
          When mapping a single attribute to more than one attribute,
          the new syntax or usage of the mapped attribute must be int-
          rinsically defined by the DUAs service.




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          attributeMap: email:cn=firstName lastName

          In the above example, the DUA creates the new value by gen-
          erating space separated string using the values of the mapped
          attributes.   In this case, a special mapping must be defined
          so that a proper search filter can be created.  For futher
          information on this example, please refer to section 9.

          Another possibility for multiple attribute mapping might come
          in when constructing returned attributes.  For example,
          perhaps all email addresses are of a guarenteed syntax of
          "uid@domain".  And in this example, the uid and domain are
          attributes in the directory.  The email service may define
          that if the "mail" attribute is mapped to two different attri-
          butes, it will construct the email address as a contactination
          of the uid and domain attributes, placing the "@" character
          between them.

          attributeMap: email:mail=uid domain


5.1.8 Interpreting the searchTimeLimit attribute

     Interpretation:

          The searchTimeLimit attribute defines the maximum time, in
          seconds, that a DUA should spend performing a search request
          request.

     Syntax:

          Defined by 1.3.6.1.4.1.1466.115.121.1.27.

     Default Value:

          If the searchTimeLimit attribute is not defined or is zero,
          the search time limit is not enforced by the DUA.

     Other attribute notes:

          This timelimit only includes the amount of time required to
          perform the LDAP search operation.  If other operations are
          required, those operations do not need to be considered part
          of the search time.  See bindTimeLimit for the LDAP bind
          operation.

5.1.9 Interpreting the bindTimeLimit attribute




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     Interpretation:

          The bindTimeLimit attribute defines the maximum time, in
          seconds, that a DUA should spend performing an LDAP bind
          request against each server on the preferredServerList or
          defaultServerList.

     Syntax:

          Defined by 1.3.6.1.4.1.1466.115.121.1.27.

     Default Value:

          If the bindTimeLimit attribute is not defined or is zero, the
          bind time limit is not enforced by the DUA.

     Other attribute notes:

          This time limit only includes the amount of time required to
          perform the LDAP bind operation.  If other operations are
          required, those operations do not need to be considered part
          of the bind time.  See searchTimeLimit for the LDAP search
          operation.

5.1.10 Interpreting the followReferrals attribute

     Interpretation:

          If set to TRUE, the DUA SHOULD follow any referrals if
          discovered.

          If set to FALSE, the DUA MUST NOT follow referrals.

     Syntax:

          Defined by 1.3.6.1.4.1.1466.115.121.1.7.

     Default Value:

          If the followReferrals attribute is not set or set to an
          invalid value the default value is TRUE.

5.1.11 Interpreting the profileTTL attribute

     Interpretation:

          The profileTTL attribute defines how often the DUA SHOULD re-
          load and reconfigure itself with using the corresponding



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          configuration profile entry.  The value is represented in
          seconds.  Once a DUA reloads the profile entry, it SHOULD re-
          configure itself with the new values.

     Syntax:

          Defined by 1.3.6.1.4.1.1466.115.121.1.27.

     Default Value:

          If not specified the DUA MAY use its own reconfiguration pol-
          icy.

     Other attribute notes:

          If the profileTTL value is zero, the DUA SHOULD NOT automati-
          cally re-load the configuration profile.

5.1.12 Interpreting the objectclassMap attribute

     Interpretation:

          A DUA MAY perform objectclass mapping for all LDAP operations
          performed for a service which has an objectclassMap entry.
          Because objectclass mapping is specific to each service within
          the DUA, a "serviceId" is required as part of the
          objectclassMap syntax.  I.E. Not all DUA services should
          necessarily perform the same objectclass mapping.

          Objectclass mapping should be used in conjunction with attri-
          bute mapping to map the required schema by the service to an
          equivalent schema that is available in the directory.

          Objectclass mapping may or may not be required by a DUA.  In
          general, the objectclass attribute is used primarily in search
          filters.  If a service search descriptor is provided, it is
          expected that the search filter contains a "correct" search
          filter, that does not need to be re-mapped.  However, when the
          service search descriptor is not provided, and the default
          search filter for that service contains the objectclass attri-
          bute, that search filter may be re-defined by the objectclass
          mapping, if it applies to the default search filter.  If a
          default search filter is not used, it SHOULD be re-defined
          through the serviceSearchDescriptor.  If a serviceSear-
          chDescriptor is defined for a particular service, it MUST NOT
          be re-mapped by either the objectclassMap or attributeMap
          values.




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          One condition where the objectclassMap SHOULD be used is when
          the DUA is providing gateway functionality.  In this case, the
          DUA is acting on behalf of another service, which may pass in
          a search filter itself.  In this type of DUA, the DUA may
          alter the search filter according to the appropriate attribu-
          teMap and objectclassMap values.


     Syntax:

          objectclassMap    = serviceId ":" origObjectclass "="
                              objectclass
          origObjectclass   = objectclass
          objectclass       = keystring

          Values of the origObjectclass depend on the type of DUA Ser-
          vice using the objectclass mapping feature.

     Default Value:

          The DUA MUST NOT remap an objectclass unless it is explicitly
          defined by an objectclassMap attribute.

     Other attribute notes:

          A DUA SHOULD support objectclass mapping.  If it does, the DUA
          MUST support mapping of objectclasses using the objectclass
          OID.  It SHOULD support objectclass mapping based on the
          objectclass name.

          It is assumed the serviceID is unique to a given service
          within the scope of the DSA.

     Example:

          Suppose a DUA is acting on behalf of an email service.  By
          default the "email" service uses the "mail", "cn" and "sn"
          attributes to discover mail addresses in entries created using
          inetOrgPerson objectclass [16].  However, the email service
          has been deployed in an environment that uses entries created
          using "employee" objectclass.  In this case, the attribute
          "cn" can be mapped to "employeeName", and "inetOrgPerson" can
          be mapped to "employee", allowing the DUA to perform LDAP
          operations using the entries which exist in the directory.
          This mapping is performed by adding attributeMap and
          objectclassMap attributes to the configuration profile entry
          as follows (represented in [LDIF]):




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          attributeMap: email:cn=employeeName
          objectclassMap: email:inetorgperson=employee


5.1.13 Interpreting the defaultSearchScope attribute

     Interpretation:

          When a DUA needs to search the DSA for information, this
          attribute provides the "scope" for the search.  This parameter
          can be overridden by the serviceSearchDescriptor attribute.
          See section 5.1.6.

     Syntax:

          scopeSyntax   = "base" | "one" | "sub"

          Refer to implementation notes in section 5.2 for additional
          syntax requirements for the credentialLevel attribute.

     Default Value:

          The default value for the defaultSearchScope SHOULD be defined
          by the DUA service.  If the default search scope for a service
          is not defined then the scope should be for the DUA to perform
          a subtree search.


5.1.14 Interpreting the serviceAuthenticationMethod attribute

     Interpretation:

          The serviceAuthenticationMethod attribute defines an ordered
          list of LDAP bind methods to be used when attempting to con-
          tact a DSA for a particular service.  Interpretation and used
          of this attribute is the same as 5.1.4, but specific for each
          service.

     Syntax:

          svAuthMethod    = service ":" method *(";" method)

          Note: Although multiple authentication methods may be speci-
          fied in the syntax, at most one of each type is allowed.

     Default Value:

          If the serviceAuthenticationMethod attribute, or follow its



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          default if not provided.

     Other attribute notes:

          Determining how the DUA should bind to the DSAs also depends
          on the additional configuration attributes, credentialLevel,
          serviceCredentialLevel and bindTimeLimit.  Please review sec-
          tion 5.2 for details on how to properly bind to a DSA.

     Example:

          authenticationMethod: email:tls:simple;sasl/DIGEST-MD5


5.1.15 Interpreting the serviceCredentialLevel attribute

     Interpretation:

          The serviceCrredentialLevel attribute defines what type(s) of
          credential(s) the DUA should use when contacting the DSA for a
          particular service.  Interpretation and used of this attribute
          are the same as 5.1.5.

     Syntax:

          svCredentialLevel = service ":" level *(space level)

          Refer to implementation notes in section 5.2 for additional
          syntax requirements for the credentialLevel attribute.

          Note: Although multiple credentialLevels may be specified in
          the syntax, at most one of each type is allowed.

     Default Value:

          If the serviceCredentialLevel attribute is not defined, the
          DUA MUST examine the credentailLevel attribute, or follow its
          default if not provided.

     Other attribute notes:

          Determining how the DUA should bind to the DSAs also depends
          on the additional configuration attributes, serviceAuthentica-
          tionMethod, authenticationMethod and bindTimeLimit.  Please
          review section 5.2 for details on how to properly bind to a
          DSA.

     Example:



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          serviceCredentialLevel: email:proxy anonymous


5.2 Binding to the Directory Server

     The DUA SHOULD use the following algorithm when binding to the
     server:

     [EDITORS NOTE: this section likely to change]

          for (host in hostnames) [Note 1]
               for (clevel in credentialLevel) {
                    if (clevel is anonymous)
                         return success [Note 2]
                    for (amethod in authMethod) {
                         if (amethod is none)
                              return success [Note 2]
                         authenticate to host, using amethod and clevel
                         if (authentication failed with bad credential)
                              try next clevel
                         if (authentication passed)
                              return success
                    }
               }


     Note 1: hostnames is the list of server to contact as defined
             in 5.1.1 & 5.1.2.

     Note 2: In case of anonymous or none, the DUA MAY try
             contacting the server to ensure the directory server
             is available and responding to requests.


6.  Security Considerations

     The profile entries MUST be protected against unauthorized modifi-
     cation.  Since the profile is most useful if its content is avail-
     able broadly, it is recommended that the profile entries will be
     readable anonymously.  However, ultimately each service needs to
     consider implications of providing its service configuration as
     part of this profile and limit access to the profile entries
     accordingly.  Additionally, the management of the authentication
     credentials for the DUA is outside the scope of this document and
     needs to be handled by the DUA.


7.  Acknowledgments



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     There were several additional authors of this document.  However we
     chose to represent only one author per company in the heading.
     From Sun we also would like to acknowledge Roberto Tam for his
     design work on Sun's first LDAP name service product and his input
     for this document.  From Hewlett-Packard we'd like to acknowledge
     Dave Binder for his work architecting Hewlett-Packard's LDAP name
     service product as well as his design guidance on this document.
     We'd also like to acknowledge Grace Lu from HP, for her input and
     implementation of HP's configuration profile manager code.


8.  References

[1]
     M. Wahl, H. Alvestrand, J. Hodges, R. Morgan, "Authentication
     Methods for LDAP", RFC 2828, May 2000

[2]
     M. Wahl, A. Coulbeck, T. Howes, S. Kille, "Lightweight Directory
     Access Protocol (v3): Attribute Syntax Definitions", RFC 2252,
     December 1997.

[3]
     M. Wahl, S. Kille, T. Howes, "Lightweight Directory Access Protocol
     (v3):  UTF-8 String Representation of Distinguished Names", RFC
     2253, December 1997.

[4]
     T. Howes, "The String Representation of LDAP Search Filters", RFC
     2254, December 1997.

[5]
     T. Howes, M. Smith, "The LDAP URL Format", RFC 2255, December 1997.

[6]
     T. Berners-Lee, L. Masinter, M. McCahill, "Uniform Resource Loca-
     tors (URL)", RFC 1738, December 1994.

[7]
     J. Meyers, "Simple Authentication and Security Layer [SASL]", RFC
     2222, October 1997

[8]
     M. Wahl, "A Summary of the X.500(96) User Schema for use with
     LDAPv3", RFC 2256, December 1997.

[9]
     T. Berners-Lee, R. Fielding, R. Fielding, "Uniform Resource



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     Identifiers (URI): Generic Syntax", RFC 2396, August 1998.

[10]
     R. Hinden, B. Carpenter, L. Masinter, "Format for Literal IPv6
     Addresses in URL's, RFC 2732, December 1999.

[11]
     P. Leach, C. Newman, "Using Digest Authentication as a SASL Mechan-
     ism", RFC 2831, May 2000

[12]
     J. Hodges, R. Morgan, M. Wahl, "Lightweight Directory Access Proto-
     col [v3]: Extension for Transport Layer Security", RFC 2830, May
     2000

[13]
     Microsoft Corporation, "Services for Unix 2.0",
     http://www.microsoft.com/WINDOWS2000/sfu/default.asp

[14]
     L. Howard, "An Approach for Using LDAP as a Network Information
     Service", RFC 2307, March 1998.

[15]
     S. Bradner, "Key Words for use in RFCs to Indicate Requirement Lev-
     els", RFC 2119, March 1997.

[16]
     M. Smith, "Definition of the inetOrgPerson LDAP Object Class", RFC
     2789, April 2000

[RFC2251]
     M. Wahl, T. Howes, S. Kille, "Lightweight Directory Access Protocol
     (v3)", RFC 2251, December 1997.

[LDIF]
     G. Good, "The LDAP Data Interchange Format (LDIF) - Technical
     Specification", RFC 2849, June 2000.


9.  Examples

     In this section we will describe a fictional DUA which provides one
     service, called the "email" service.  This service would be similar
     to an email client that uses an LDAP directory to discover email
     addresses based on a textual representation of the recipient's col-
     loquial name.




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     This email service is defined by default to expect that users with
     email addresses will be of the "inetOrgPerson" objectclass type
     [16].  And by default, the "email" service expects the colloquial
     name to be stored in the "cn" attribute, while it expects the email
     address to be stored in the "mail" attribute (as one would expect
     as defined by the inetOrgPerson objectclass.)

     As a special feature, the "email" service will perform a special
     type of attribute mapping, when performing searches.  If the "cn"
     attribute has been mapped to two or more attributes, the "email"
     service will parse the requested search string and map each white-
     space separated token into the mapped attributes, respectively.

     The default search filter for the "email" service is
     "(objectclass=inetOrgPerson)".  The email service also defines that
     when it performs a name to address discovery, it will wrap the
     search filter inside a complex search filter as follows:

     (&(<filter>)(cn~=<name string>)

     or if "cn" has been mapped to multiple attributes, that wrapping
     would appear as follows:

     (&(<filter>)(attr1~=<token1>)(attr2~=<token2>)...)

     The below examples show how the "email" service builds it search
     requests, based on the defined profile.  In all cases, the
     defaultSearchBase is "o=airius.com" and the defaultSearchScope is
     undefined.

     In addition, for all examples, we assume that the "email" service
     has been requested to discover the email address for "Jane Hernan-
     dez."


     Example 1:

     serviceSearchDescriptor: email:"ou=marketing,"

     base: ou=marketing,o=airius.com
     scope: sub
     filter: (&(objectclass=inetOrgPerson)(cn~=Jane Hernandez))

     Example 2:

     serviceSearchDescriptor: email:"ou=marketing,"?one?
      (&(objectclass=inetOrgPerson)(c=us))
     attributeMap: email:cn=2.5.4.42 sn



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     Note: 2.5.4.42 is the OID that represents the "givenName"
     attribute.

     In this example, the email service performs <name string> parsing
     as described above to generate a complex search filter.  The above
     example results in one search.

     base: ou=marketing,o=airius.com
     scope: one
     filter: (&(&(objectclass=inetOrgPerson)(c=us))
                 (2.5.4.42~=Jane)(sn~=Hernandez))

     Example 3:

     serviceSearchDescriptor: email:ou=marketing,"?base
     attributeMap: email:cn=name

     This example is invalid, because either the quote should have been
     escaped, or there should have been a leading quote.

     Example 4:

     serviceSearchDescriptor: email:ou=\mar\\keting,\"?base
     attributeMap: email:cn=name

     base: ou=\mar\keting,"
     scope: base
     filter (&(objectclass=inetOrgPerson)(name~=Jane Hernandez))

     Example 5:

     serviceSearchDescriptor: email:ou="marketing",o=supercom

     This example is invalid, since the quote was not a leading quote,
     and thus should have been escaped.

     Example 6:

     serviceSearchDescriptor: email:??(&(objectclass=person)
                                      (ou=Org1 \\(temporary\\)))

     base: o=airius.com
     scope: sub
     filter: (&((&(objectclass=person)(ou=Org1 \(Temporary\)))
               (cn~=Jane Henderson)))

     Example 7:




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     serviceSearchDescriptor: email:"ou=funny?org,"

     base: ou=funny?org,o=airius.com
     scope: sub
     filter (&(objectclass=inetOrgPerson)(cn~=Jane Hernandez))


10.  Author's Addresses

     Luke Howard
     PADL Software Pty. Ltd.
     PO Box 59
     Central Park Vic 3145
     Australia

     EMail: lukeh@padl.com


     Bob Joslin
     Hewlett-Packard Company
     19420 Homestead RD  MS43-LF
     Cupertino, CA 95014
     USA

     Phone: +1 408 447-3044
     EMail: bob_joslin@hp.com


     Morteza Ansari
     Sun Microsystems, Inc.
     901 San Antonio RD  MS MPK17-203
     Palo Alto, CA 94303
     USA

     Phone: +1 650 786-6178
     EMail: morteza.ansari@sun.com















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