SIP                                                     Hisham Khartabil
Internet Draft                                            Mikko Lonnfors
Expires: July, 2003                                   Jose Costa-Requena
                                                            Eva Leppanen
                                                                   Nokia
                                                           January, 2002

               Event Notification Filtering for Presence

             draft-khartabil-simple-presence-filter-00.txt


STATUS OF THIS MEMO

   This document is an Internet-Draft and is in full conformance with
   all provisions of Section 10 of RFC2026.

   Internet-Drafts are working documents of the Internet Engineering
   Task Force (IETF), its areas, and its working groups.  Note that
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   Drafts.

   Internet-Drafts are draft documents valid for a maximum of six
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   reference material or to cite them other than as work in progress.

   The list of current Internet-Drafts can be accessed at
   http://www.ietf.org/ietf/1id-abstracts.txt

   The list of Internet-Draft Shadow Directories can be accessed at
   http://www.ietf.org/shadow.html.

   This Internet Draft will expire on xxxx, 2003.


Copyright Notice

   Copyright (C) The Internet Society (2002). All Rights Reserved.


Abstract

   The Presence event package for the SIP events framework describes
   the usage of the Session Initiation Protocol (SIP) for subscriptions
   and notifications of user presence. The document details how
   watchers can subscribe for notifications of all authorised and
   available presence information about the presentity. The document
   does not describe a mechanism of how filtering of presence
   information can be achieved.

   This document defines a presence filter package for the Event
   Notification Filtering Architecture. The package provides the
   mechanism whereby a watcher can specify the presence event filtering

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   rules, using XML, for the presence agent (PA) and how that PA is to
   behave when receiving such filter.

Table of Contents


1.0 Terminology.......................................................3
2.0 Introduction......................................................3
2.1 Motivation For Using XML..........................................4
3.0 Presence Package Specific Filters.................................4
3.1 Package ID........................................................4
3.3 Transport mechanism...............................................5
3.4 Structure of XML-Encoded Presence Filter Criteria.................5
3.4.1 The <ev-filter-set> Root Element................................5
3.4.2 The <ev-filter> Element.........................................5
3.4.3 The <what> Element..............................................6
5.0 Client and server operation.......................................6
5.1 Client Operation..................................................6
5.1.1 SUBSCRIBE Bodies................................................6
5.1.2 Subscriber Generating SUBSCRIBE requests........................7
5.1.2.1 To-Header vs. Filter URI......................................7
5.1.2.2 Changing The Filter Criteria Within A Dialog..................8
5.1.2.3 Subscriber Interpreting SIP responses.........................8
5.1.3 Subscriber processing of NOTIFY requests........................9
5.2 Server Operation..................................................9
5.2.1 NOTIFY Bodies...................................................9
5.2.2 Notifier processing of SUBSCRIBE Requests.......................9
5.2.2 Notifier Generation of NOTIFY requests.........................10
5.2.2.1 Generating NOTIFY Contents...................................10
6.0 IANA Considerations..............................................11
7.0 Examples.........................................................11
7.1 Subscriber requests messaging related information................12
7.2 Subscriber fetches information about "open" communication means..13
8.0 Presence Package Specific Filters XML Schema.....................15
9.0 Security Requirements............................................16
10.0 Acknowledgements................................................17
11.0 References......................................................17
AuthorsÆ Addresses...................................................18
Full Copyright Statement.............................................19
Acknowledgement......................................................19


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1.0 Terminology

   In this document, the key words "MUST", "MUST NOT", "REQUIRED",
   "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED" "MAY",
   and "OPTIONAL" are to be interpreted as described in RFC 2119 [12].

   The document uses the terms as defined in [1], [2] and [3].

2.0 Introduction

   User presence is defined as the ability to express willingness and
   ability of a user to communicate with other users on the network
   [2].

   SIP event notification is described in [4]. It defines a general
   framework for sending subscriptions and receiving notifications in
   SIP based systems.  It introduces the concept of event packages,
   which are concrete applications of the general event framework to a
   specific usage of events.  An event package for user presence is
   defined in [2].

   Filtering is a mechanism for controlling the content of event
   notifications [5]. Additionally the subscriber may specify the rules
   for when a notification should be sent to it.

   The filtering mechanism is expected to be particularly valuable to
   users of mobile wireless access devices. The characteristics of the
   devices typically include high latency, low bandwidth, low data
   processing capabilities, small display, and limited battery power.
   Such devices can benefit from the ability to filter the amount of
   information generated at the source of the event notification.

   It is stated in [2] that the notifier (Presence Agent) may send a
   NOTIFY at any time, but typically it is sent when the state of the
   presentity changes. It also states that the notifications would
   contain the complete and current presence state of the presentity
   authorized for a certain subscriber to see. The format of such
   presence information is named Presence Information Data Format
   (PIDF), as defined in [3].

   This document presents a mechanism for the filtering of the PIDF
   based presence information. The document specifically describes how
   the subscriber is able to both limit the content and indicate more
   specifically the prefered content of the notifications using XML and
   Xpath [15] technologies. It also describes how the presence agent
   (PA) functions when generating notifications by taking into account
   filters, authorisation rules and default functionality of the
   presence service.

   The presence specific filtering solution presented here is
   compatible with the Presence Event Package [2].

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   Requirements for the Presence filter criteria can be found from two
   drafts:

   The 3GPP Presence requirements document [14] sets the following
   requirement: "It must be possible for a watcher to select certain
   elements from the presence information that he wants (or does not
   want) to receive in notifications for."

   The filter requirements draft [5] presents the following case: "A
   watcher wishes to get to know presentity's availability and
   willingness for messaging (e.g. IM and MMS)."

   Events Notification RFC [4] and the SIMPLE working group both
   identify filtering work as potential work.

2.1 Motivation For Using XML

   When trying to select the schema and protocol for defining the
   filter criteria, it can be found that there are several alternatives
   available. The best practice is to modularise the problem and work
   on smaller modules (the protocol and the filter information schema).
   The selection of the schema for defining the filter criteria
   requires a readable syntax with enough flexibility to define the
   semantics.

   Among the multiple possibilities (i.e. XML, Perl, TCL, etc), XML
   provides a generic framework where a schema for the filter logic
   including a namespace allowing the definition of the filter
   criteria. Thus, an XML schema provides an extensible mechanism where
   the logic required for the filtering functionality can be built. XML
   provides extensibility based on "namespaces" associated with a
   globally unique URI.

   The XML also enables the use of Xpath [15] for referencing items in
   an XML document (which is in the case of Presence in the format of
   the PIDF).
   In addition, by using XML the need for reliance on the transport
   protocol in order to interpret the filter criteria can be
   eliminated.


3.0 Presence Package Specific Filters

   This section describes the technologies and information needed to
   provide a filter specification relevant to presence filtering.


3.1 Package ID

   The package ID is æpresenceÆ or ôpresence.listö. This ID is carried
   in the event-header of the SUBSCRIBE as well as within the XML
   document carrying filter criteria.

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3.3 Transport mechanism

   Transportation of the filter criteria to the server is achieved by
   inserting the filter XML document in the body of a SIP SUBSCRIBE
   request. Alternatively, the document can be uploaded to the server
   using a transport specific for data manipulation.

3.4 Structure of XML-Encoded Presence Filter Criteria

   Presence Filter Criteria is an XML document [7] that MUST be well-
   formed and SHOULD be valid. Presence Filter Criteria XML documents
   MUST have the XML declaration and it SHOULD contain an encoding
   declaration in the XML declaration e.g. "<?XML version='1.0'
      encoding='UTF-8'?>". This specification makes use of XML
   namespaces for identifying the XML schema of the Presence Filter
   Criteria documents and document fragments.

   The namespace identifier for elements defined by this specification
   is a URN [8], using the namespace identifier 'ietf' defined by [9]
   and extended by [10]. This urn is:

   urn:ietf:params:xml:ns:simple-pres-filter+xml.

   This namespace declaration indicates the namespace on which the
   filter criteria are based on.

3.4.1 The <ev-filter-set> Root Element

   The root element of the filter criteria is <ev-filter-set>. The <ev-
   filter-set> MAY have a 'pkgdef' attribute that defines the
   'Presence' or 'presence.list' as package for the filter criteria.

   The <ev-filter-set> root element MUST contain the namespace
   mentioned above. This element MUST contain one or more <ev-filter>
   elements.

3.4.2 The <ev-filter> Element

   The <ev-filter> element is used to specify the content of an
   individual filter.

   <ev-filter> MUST have an 'id' attribute. The value of the 'id'
   attribute MUST be unique within the <ev-filter-set> root element.
   <ev-filter> MUST have an 'uri' attribute. The value of the 'uri'
   attribute is the URI of the PRESENTITY or URI of the set of
   presentities from whom presence information is requested.

   The URI of the PRESENTITY is useful in cases where the ælistÆ
   template package [6] is used with æpresenceÆ package and different
   filter criteria are defined for one or more members of the
   presence.list.

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   The <ev-filter> element MUST contain a <what> element.

   OPEN ISSUE: The solution for defining conditions when notifications
   are triggered is defined in future versions of this document.


3.4.3 The <what> Element

   The <what> element is used to specify the content to be delivered to
   the WATCHER. It does not specify the exact content but rules that
   are used to construct that information.

   The <what> element MUST contain the 'report' attribute. The value of
   the 'report' is either 'default' or 'list-selected'. The 'default'
   value means that also all the values of the selected PIDF XML
   attributes and elements are delivered. The 'list-selected' means
   that only the selected items are delivered. Note that all the
   namespace definitions related to the delivered content are always
   delivered.


3.4.3.1 Defining the delivered content

   It must be possible in the filter criteria to be able to select
   presence attributes and/or tuples of the default presence
   information format [3]. It must also be possible to reference
   presence information of any extensions as the PIDF allows extensions
   to be defined as own namespaces.

   A general way to reference any items (PIDF XML elements and
   attributes) of the presence information is to be specified. The
   referencing mechanism should support hierarchy of the items since
   there may be several nested PIDF XML elements and attributes in the
   presence information.

   The preferred presence information is indicated using the
   capabilities of XPath [15]. The XPath clause is stated in the value
   of the <What> element. The items addressed with the XPath are
   indicated with the expanded name which means that the URI of the
   presence information namespace is included in addition to the
   reference to the presence information item.


5.0 Client and server operation

5.1 Client Operation

5.1.1 SUBSCRIBE Bodies

   SIP entities compliant with this specification MUST support content-
   type æapplication/simple-pres-filter+xmlÆ.


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5.1.2 Subscriber Generating SUBSCRIBE requests

   This section presents additional functionalities required from the
   subscriber when filters are used in SUBSCRIBE requests bodies.
   Normal operations as defined in [2] are then followed.

   As defined in [2], a SUBSCRIBE for presence MAY contain a body. This
   body, as defined in this document, would serve the purpose of
   filtering. Honouring of these filters is at the policy discretion of
   the PA.

   No content in the body of a SUBSCRIBE indicates to the PA that no
   filter is being requested; so that the PA is instructed to send all
   NOTIFY requests including presence states that its own policy
   allows.

   If present, the body MUST be of MIME-Type æapplication/simple-pres-
   filter+xmlÆ.

5.1.2.1 To-Header vs. Filter URI

   The Event package "presence" in Event-header of the SUBSCRIBE
   request specifies that the filter rules apply to the presence
   information of the URI indicated in filter, or the URI present in
   the To-header if no URI is indicated in the filter.

   If the template package ôlistö is used with ôpresenceö in the
   SUBSCRIBE, and no presentity URI is indicated by the filter, the
   filter rules apply to all the URIs that result from a lookup, by the
   Presence Agent, on the URI present in the To-header if no presentity
   URI is indicated in the filter.

   If the template package ôlistö is used with ôpresenceö in the
   SUBSCRIBE, and the URI indicated by the filter in a presence list
   URI, the filter rules apply to all the URIs that result from a
   lookup, by the Presence Agent, on the URI in the filter.

   If the template package ôlistö is used with ôpresenceö in the
   SUBSCRIBE, and the presentity URI indicated by the filter in for one
   presentity whoÆs URI is one of the URIs that result from a lookup,
   by the PA, on the URI in the To-header, the filter rules apply to
   that particular presentity. All other presence documents sent to the
   rest of the presentities are not affected by the filter. For
   example, if the To-header in a SUBSCRIBE has the URI
   sip:mybuddies@mydomain.com, and the URI in the filter is
   sip:bob@otherdomain.com, the filter only applied to
   bob@otherdomain.com.

   If the template package ôlistö is used with ôpresenceö in the
   SUBSCRIBE, and the presentity URI indicated by the filter in for one
   presentity whoÆs URI is NOT one of the URIs that result from a
   lookup, by the PA, on the URI in the To-header, the filter rules do
   not apply to that any particular presentity and are ignored. All

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   presence documents sent to the presentities are not affected by the
   filter.

   Multiple filter criteria MAY be included in one SUBSCRIBE. This is
   achieved by including multiple <ev-filter> elements.

   A SUBSCRIBE request destined to a presence list MAY include multiple
   filter criteria specific to individual presentities in that presence
   list. This is achieved by including multiple <ev-filter> elements
   with differing URIs for presentities in each of those elements. This
   presentity specific filter overrides any presence list specific
   filter, if any. Presence list specific filter may or may not include
   a URI.




5.1.2.2 Changing The Filter Criteria Within A Dialog

   The client MAY reset or change the filter criteria by re-issuing a
   new SUBSCRIBE request within the existing dialog. The SUBSCRIBE
   provides the "replace" semantics. This means that all filters are
   replaced. A SUBSCRIBE within the exiting dialogs that does not
   contain a filter is assumed to be removing all filter criteria.

   As mentioend earlier, If the template package ôlistö is used with
   ôpresenceö in the SUBSCRIBE, the rules apply to all the URIs that
   result from a lookup, by the Presence Agent, on the URI in the
   filter criteria. A watcher may override a filter for an individual
   presentity, that is part of the presence list subscribed to earlier,
   by issuing a new SUBSCRIBE within the existing dialog. The new
   filter includes 2 <ev-filter> elemets, one for that presentity who
   filter criteria needs changing, and the other for the presence list
   (to avoid the replacement of the original filter criteria).


5.1.2.3 Subscriber Interpreting SIP responses

   The SUBSCRIBE request will be confirmed with a final response. 200-
   class responses indicate that the subscription has been accepted,
   and that a NOTIFY will be sent immediately. A 200 response indicates
   that the subscription has been accepted, the user is authorized to
   subscribe to presence and that the filter is accepted.  A 202
   response merely indicates that the subscription has been understood,
   the content type has been accepted, and that authorization may or
   may not have been granted. A 202 response also indicates that the
   filter has not been accepted yet. The acceptation of the filter MAY
   arrive in a subsequent NOTIFY.

   Non-200 class final responses indicate that no subscription or
   dialog has been created, and no subsequent NOTIFY message will be
   sent.  All non-200 class responses have the same meanings and
   handling as described in RFC 3261 [11] and RFC 3265[4].

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   Specifically, a 415 response indicates that the MIME-type
   æapplication/simple-pres-filter+xmlÆ is not understood by the
   server. A 488 response indicates that the content (filter) is
   understood but some aspects of it were either not understood or not
   accepted.


5.1.3 Subscriber processing of NOTIFY requests

   If a 2xx response was returned for the SUBSCRIBE, the NOTIFY that
   follows MAY contain a body that describes the presence state of the
   resource after the filter has been applied.

   If the NOTIFY indicates that a subscription has been terminated [4],
   the subscription is assumed to be terminated. Behaviour in such
   events is also described in [4].

   If the subscription is indicated as active, NOTIFY requests are
   handled as described in [2] and [4].

5.2 Server Operation

5.2.1 NOTIFY Bodies

   SIP entities compliant with this specification MUST support content-
   type æapplication/simple-pres-filter+xmlÆ.

5.2.2 Notifier processing of SUBSCRIBE Requests

   This section present addition functionalities required from the
   notifier when filters are used in SUBSCRIBE requests bodies. Normal
   operations as defined in [2] are then followed.

   If 2 <ev-filter> elements address the same presentity, 488 error
   response is returned.

   The presence agent will examine the content-type header and will
   return a 415 response if it does not understand content-type
   æapplication/simple-pres-filter+xmlÆ.

   If the presence agent accepts the content-type, it then starts
   parsing the body. It returns a 488 response if the body is
   understood but some aspects of the contents (filter) were not
   understood and accepted. A warning header in the response may give a
   better indication why the filters are not supported.


   A 200-class responses indicate that the subscription has been
   accepted, and that a NOTIFY will be sent immediately. A 200 response
   indicates that the subscription has been accepted, the user is
   authorized to subscribe to presence and that the filter is accepted.
   A 202 response merely indicates that the subscription has been
   understood, and that authorization may or may not have been granted.

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   A 202 response also indicates that the filter has not been accepted
   yet. The acceptation of the filter MAY arrive in a subsequent
   NOTIFY.

5.2.2 Notifier Generation of NOTIFY requests

   Upon receiving the SUBSCRIBE with the filtering rules, the Presence
   Agent SHOULD retain the filter as long as the subscription persists.
   The filter SHOULD persist as long as the subscription is active. The
   filter MAY be incorporated within an existing subscription (an
   active dialog) by sending a re-SUBSCRIBE that includes the filter in
   the body.

   If the response sent to the SUBSCRIBE was a 202, and the 202 was
   chosen because the filter could not be accepted in time, the NOTIFY
   MAY be used to terminate the subscription if the filter was not
   found acceptable.

   As described in [2], the NOTIFY message MAY contain a body that
   describes the presence state of the resource. This body is in a
   format listed in the Accept header of the SUBSCRIBE, or the presence
   specific default æapplication/cpim-pidf+xmlÆ if the Accept header is
   omitted.

5.2.2.1 Generating NOTIFY Contents

   The input to the filter is a PIDF document [3] derived according to
   the normal functionality defined in [2].

   The content is filtered according to the XPath expression. The XPath
   expression indicates the delivered PIDF XML elements and/or
   attributes. Prefixes of the namespaces of the items of the PIDF XML
   document to be filtered must be expanded before applying the filter
   to the items.

   The 'report' attribute indicates whether the values of the selected
   items are delivered or not. If the value of the æreportÆ is "only-
   selected" the XPath expression directly states the delivered
   content. In case the value of the 'report' is "default" all the
   values and attributes of the selected elements are delivered. In
   addition to the selected contents also the namespaces of all the
   selected presence information items are conveyed.


   5.2.3 Handling of abnormal cases

   In case of an unvalid filter definition û the filter XML document is
   not aligned with the filter XML schema, the presence agent rejects
   the SUBSCRIBE request with a 488. If the subscription was accepted
   with a 202 response and the filter is being evaluated after that, a
   NOTIFY with a subscription-state of terminated is sent. An event-
   reason-value of ôbadfilterö MAY be included.


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   The above paragraph introduces an extension to the event-reason-
   value of subexp-params. The value, as shown above, is ôbadfilterö.

   In case of an errorneous XPath clause in the filter definition the
   presence agent either ignores the filter definition or terminates
   the subscription.

   In case of indication of empty content by the XPath clause the
   presence agent functions according to the normal procedure for the
   content filtering described in this document.

6.0 IANA Considerations

   A new content type "application/simple-pres-filter+xml" is defined
   to represent an XML MIME for the filter criteria of Presence.

   A new event-reason-value ôbadfilterö is defined to represent a the
   event where a filter is not well formed and not accpeted.

   This specification follows the guidelines of RFC3023 [12].

   OPEN ISSUE: IANA registration template must be added later.

(Note/Reminder: We must add IANA registration template for this)


7.0 Examples

   This chapter describes two use cases where the presence information
   filtering solution is utilised. In the first use case the watcher is
   intrested in getting messaging specific information of a certain
   presentity. In the second use case the watcher is intrested in
   getting information about the communication means and contact
   addresses the presentity is currently available for communication
   on.

   Below is the Presentity's presence information in PIDF. It includes
   two tuples: one for the instant messaging and another for the voice
   related information.


   <?xml version="1.0" encoding="UTF-8"?>
      <presence xmlns="urn:ietf:params:xml:ns:cpim-pidf"
      xmlns:cpref="urn:example-com:pidf-prefscaps"
      entity="sip:presentity@domain.com">
         <tuple id="432sd">
            <status>
               <basic>closed</basic>
            </status>
            <cpref:prefscaps>
               <cpref:Media>message</cpref:Media>
               <cpref:Description>IM</cpref:Description>

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            </cpref:prefscaps>
            <contact>im:presentity@domain.com</contact>
         </tuple>
         <tuple id="thr76jk">
            <status>
               <basic>open</basic>
            </status>
            <cpref:prefscaps>
               <cpref:Description>voice</cpref:Description>
            </cpref:prefscaps>
            <contact>tel:2224055555@domain.com</contact>
         </tuple>
      </presence>


7.1 Subscriber requests messaging related information

   The subscriber initiates a subscription to the presentity's
   messaging (MMS, IM and SMS) related presence information. The
   subscription includes the content limiting filter.

   The filtered content is indicated with the Xpath expression. This
   Xpath expression selects all the upper, lower and paraller level
   PIDF XML elements that match the criteria. That criteria are:
   Description elements whoÆs value begins with "MMS", "SMS" or "IM".
   The 'default' value of the report attribute states that also the
   PIDF XML attributes related to the selected PIDF XML elements and
   values of the selected PIDF XML elements are requested to be
   included.

   In this case, the notification includes the contents of the tuple
   that has the value "IM" in its callerprefs element's description
   sub-element.

   SUBSCRIBE request from the subscriber including filtering:

   SUBSCRIBE sip:presentity@domain.com
   Via: SIP/2.0/TCP 10.0.0.1:5060;branch=xjfdsjfk
   To: <sip:presentity@domain.com>
   From: <sip:watcher@domain.com>;tag:12341111
   Call-ID: 121212@10.0.0.1
   Cseq: 1 SUBSCRIBE
   Expires: 3600
   Event: Presence
   Contact: <sip:watcher@domain.com>
   Content-Type: application/simple-pres-filter+xml
   Content-Length: à

   <?xml version="1.0" encoding="UTF-8"?>
      <ev-filter-set xmlns="urn:ietf:params:xml:ns:simple-pres-filter"
   >
         <ev-filter id = "mess" uri="sip:presentity@domain.com">
           <what report="default">

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                 //*[starts-with(urn:example-com:pidf-
   prefscaps/Description,"IM") or starts-with(urn:example-com:pidf-
   prefscaps/Description,"SMS") or starts-with(urn:example-com:pidf-
   prefscaps/Description,"MMS")]/descendant-or-self::*/ancestor-or-
   self::*

          </what>
        </ev-filter>
     </ev-filter-set>


   Notification to the subscriber:

   NOTIFY sip:presentity@domain.com SIP/2.0
   Via: SIP/2.0/TCP presence.domain.com:5060;branch=xjfder
   To: <sip:watcher@domain.com>;tag:12341111
   From: <sip:presentity@domain.com>;tag:232321
   Call-ID: 121212@10.0.0.1
   Cseq: 1 NOTIFY
   Event: Presence
   Subscription-State: active; expires=3599

   Content-Type: application/cpim-pidf+xml
   Content-Length: à

   <?xml version="1.0" encoding="UTF-8"?>
      <presence xmlns="urn:ietf:params:xml:ns:cpim-pidf"
      xmlns:cpref="urn:example-com:pidf-prefscaps"
      entity="sip:presentity@domain.com">
         <tuple id="432sd">
            <status>
               <basic>closed</basic>
            </status>
            <cpref:calleeprefs>
               <cpref:Media>message</cpref:Media>
               <cpref:Description>IM</cpref:Description>
            </cpref:calleeprefs>
            <contact>im:presentity@domain.com</contact>
         </tuple>
      </presence>

7.2 Subscriber fetches information about "open" communication means

   The subscriber makes a subscription to the presentity's available
   communication means. The subscription includes the content limiting
   filter.

   The filtered content is indicated with the Xpath expression. This
   Xpath expression selects all the upper, lower and paraller level
   PIDF XML elements that match the criteria. That criteria are: the
   <basic> element's value is "Open". There is also need to indicate
   that only the tuples which have contact address information are
   selected. The 'default' value of the report attribute states that

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   also the PIDF XML attributes related to the selected PIDF XML
   elements and values of the selected PIDF XML elements are requested
   to be included.

   In this case the notification returns the contents of the tuple that
   has value is "open" û the voice related information in its status
   element's basic sub-element.

   SUBSCRIBE request from the subscriber including filtering:

   SUBSCRIBE sip:presentity@domain.com SIP/2.0
   Via: SIP/2.0/TCP 10.0.0.1:5060;branch=xjfdsjfk
   To: <sip:presentity@domain.com>
   From: <sip:watcher@domain.com>;tag:12341111
   Call-ID: 121212@10.0.0.1
   Cseq: 1 SUBSCRIBE
   Expires: 3600
   Event: Presence
   Contact: <sip:watcher@domain.com>
   Content-Type: application/simple-pres-filter+xml
   Content-Length: à

   <?xml version="1.0" encoding="UTF-8"?>
      <ev-filter-set xmlns="urn:ietf:params:xml:ns:simple-pres-filter">

         <ev-filter id = "open_mean" uri="sip:presentity@domain.com">
            <what report="default">
               //*[urn:ietf:params:xml:ns:cpim-pidf/basic="Open" and
   urn:ietf:params:xml:ns:cpim-pidf/contact]/descendant-or-
   self::*/ancestor-or-self::*
           </what>
         </ev-filter>
      </ev-filter-set>


   Notification to the subscriber:

   NOTIFY sip:presentity@domain.com SIP/2.0
   Via: SIP/2.0/TCP presence.domain.com:5060;branch=xjfder
   To: <sip:watcher@domain.com>;tag:12341111
   From: <sip:presentity@domain.com>;tag:232321
   Call-ID: 121212@10.0.0.1
   Cseq: 1 NOTIFY
   Event: Presence
   Subscription-State: active; expires=3599
   Content-Type: application/cpim-pidf+xml
   Content-Length: à

   <?xml version="1.0" encoding="UTF-8"?>
      <presence xmlns="urn:ietf:params:xml:ns:cpim-pidf"
      xmlns:cpref="urn:example-com:pidf-prefscaps"
      entity="sip:presentity@domain.com">
         <tuple id="thr76jk">

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Internet Draft        Congestion Safety and C-I             July 2002


            <status>
               <basic>open</basic>
            </status>
            <cpref:prefscaps>
               <cpref:Description>voice</cpref:Description>
            </cpref:prefscaps>
            <contact>tel:2224055555@domain.com</contact>
         </tuple>
      </presence>


8.0 Presence Package Specific Filters XML Schema


   *******************

   XML Schema Implementation (Normative)
   <?xml version="1.0" encoding="UTF-8"?>

   <!-- *********************************************************** -->

   <xsd:schema targetNamespace="urn:ietf:params:xml:ns:simple-pres-
   filter"
   xmlns:xsd=http://www.w3.org/2001/XMLSchema/>
   <xsd:import namespace="http://www.w3.org/XML/1998/namespace"
     schemaLocation="http://www.w3.org/2001/xml.xsd"> <!ùlang -->

   <xsd:annotation>
     <xsd:documentation xml:lang="en">
       XML Schema Definition for SIP Event Filtering for Presence.
       Copyright 2002. Nokia. All rights reserved.
     </xsd:documentation>
   </xsd:annotation>

   <!-- *********************************************************** -->

   <xsd:element name="ev-filter-set" type="EventFilterSetType"/>

   <!--
   The "pkgdef" attribute is useful to identify the event package
   explicitly within the filter document (e.g. when the filtering
   is decoupled from the transport
   -->

   <xsd:complexType name="EventFilterSetType">
     <xsd:sequence>
       <xsd:element name="ev-filter" type="EventFilterType"
                    minOccurs="1"    maxOccurs="unbounded"/>
     </xsd:sequence>
     <xsd:attribute name="pkgdef"    type="xsd:string" use="optional"/>
   </xsd:complexType>

   <!--

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Internet Draft        Congestion Safety and C-I             July 2002


      An event filter corresponds to the SIP URI indicated by its "uri"
   attribute. The URI defines of the presentity. -->
   <xsd:complexType name="EventFilterType">
     <xsd:sequence>
       <xsd:element name="what" type="WhatType" use="required"/>
     </xsd:sequence>
     <xsd:attribute name="id"  type="xsd:string" use="required"/>
   <!--  <xsd:attribute name="uri" type="xsd:string" use="required"/> -
   ->
     <xsd:attribute name="uri" type="xsd:anyURI" use="optional/>

   </xsd:complexType>


   <xsd:complexType name="WhatType">
     <xsd:simpleContent>
       <xsd:extension base="xsd:string">
      <xsd:attribute name="report" type="ReportType" use="required"/>
       </xsd:extension base>
     </simpleContent>
   </xsd:complexType>

   <xsd:simpleType name="ReportType">
     <xsd:restriction base="xsd:string">
       <xsd:enumeration value="default"/>

       <xsd:enumeration value="only-selected"/>

     </xsd:restriction>
   </xsd:simpleType>







   <!-- *********************************************************** -->

   </xsd:schema>

   <!-- *

9.0 Security Requirements

   The presence of filters in the body in a SIP message has a
   significant effect on the ways in which the request is handled at a
   server. As a result, it is especially important that messages
   containing this extension be authenticated and authorized.

   Processing of requests and looking up filter criteria requires set
   operations and searches, which can require some amount of
   computation. This enables a DOS attack whereby a user can send

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Internet Draft        Congestion Safety and C-I             July 2002


   requests with substantial numbers messages with large contents, in
   the hopes of overloading the server. To counter this, the server
   SHOULD only allow filters with no more than about 20 rules.

   Requests can reveal sensitive information about a UAÆs capabilities.
   If this information is sensitive, it SHOULD be encrypted using SIP
   S/MIME capabilities.

   All presence related security measures discussed in [2] MUST be
   followed.


10.0 Acknowledgements

   The authors would like to thank Tim Moran and Sreenivas Addagatla
   for their valuable input.


11.0 References

   [1] M. Day, J. Rosenberg, H. Sugano, "A Model for Presence and
   Instant Messaging", RFC 2778, Internet Engineering Task Force,
   February 2000.

   [2] Rosenberg, J., et al, "SIP Extensions for Presence", draft-ietf-
   simple-presence-07.txt. Internet Draft, May 2002, Work in progress.

   [3] H. Sugano, S. Fujimoto, et al, "CPIM presence information data
   format," draft-ietf-impp-cpim-pidf-05.txt. Internet Draft, May 2002.
   Work in progress.

   [4] Roach, A., "SIP-Specific Event Notification", RFC 3265, Internet
   Engineering Task Force, June 2002.

   [5] Moran, T., " Requirements for Presence specific Event
   Notification Filters ", draft-moran-simple-pres-filter-reqs-00.txt.
   Internet Draft, October 2002, Work in progress.

   [6] Roach, A., " SIP Event Template Package for Collections", draft-
   roach-sip-list-template-00. Internet Draft, October 2002. Work in
   progress.

   [7] W. W. W. C. (W3C), "Extensible markup language (xml) 1.0." The
   XML 1.0 spec can be found at http://www.w3.org/TR/1998/REC-xml-
   19980210.

   [8] R. Moats, "URN syntax," RFC 2141, Internet Engineering Task
   Force, May 1997.

   [9] R. Moats, "A URN namespace for IETF documents," RFC 2648,
   Internet Engineering Task Force, Aug. 1999.


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Internet Draft        Congestion Safety and C-I             July 2002


   [10] M. Mealling, "The IETF XML registry", draft-mealling-iana-
   xmlns-registry-04.txt. Internet Draft. November 2001.  Work in
   progress.

   [11] J. Rosenberg, et al. ôSIP: Session Initiation Protocolö. RFC
   3261, Internet Engineering Task Force, June 2002.

   [12] M. Murata, S. S. Laurent, and D. Kohn, "XML media types," RFC
   3023, Internet Engineering Task Force, Jan. 2001.

   [13] S. Bradner, "Key words for use in RFCs to indicate requirement
      levels," RFC 2119, Internet Engineering Task Force, Mar. 1997.

   [14] K.Kiss, ôRequirements for Presence Service based on 3GPP
   specifications and wireless environment characheristicsö draft-kiss-
   simple-presence-wireless-reqs-01.txt. Internet Draft, October 2002.
   Work in progress.

   [15] W. W. W. C. (W3C), "XML Path Language (Xpath)". W3C
   Recommendation. <link - http://www.w3.org/TR/xpath >


AuthorsÆ Addresses

   Hisham Khartabil
   Nokia

   P.O. Box 321
   FIN-00045
   NOKIA GROUP
   FINLAND

   Email: hisham.khartabil@nokia.com
   Tel: + 358 7180 76161


   Jose Costa-Requena
   Nokia

   P.O. Box 321
   FIN-00045
   NOKIA GROUP
   FINLAND

   Email: jose.costa-requena@nokia.com
   Tel: +358 71800 8000


   Mikko Lonnfors
   Nokia Research Center

   P.O. Box 407
   FIN-00045 NOKIA GROUP

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Internet Draft        Congestion Safety and C-I             July 2002


   Finland

   Tel: +358 50 4836402
   Email: mikko.lonnfors@nokia.com


   Eva Leppanen
   Nokia

   P.O Box 785
   FIN-33101 Tampere
   FINLAND

   Tel: +358 7180 77066
   Email: eva-maria.leppanen@nokia.com

Full Copyright Statement

   Copyright (C) The Internet Society (2002).  All Rights Reserved.

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   The limited permissions granted above are perpetual and will not be
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Acknowledgement

   Funding for the RFC Editor function is currently provided by the
   Internet Society.





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