QUIC C. Krasic
Internet-Draft Google
Intended status: Standards Track March 27, 2017
Expires: September 28, 2017
Header Compression for HTTP over QUIC
draft-krasic-quic-qcram-00
Abstract
The design of the core QUIC transport and the mapping of HTTP
semantics over it subsume many HTTP/2 features, prominent among them
stream multiplexing and HTTP header compression. A key advantage of
the QUIC transport is that provides stream multiplexing free of HoL
blocking between streams, while in HTTP/2 multiplexed streams can
suffer HoL blocking primarily due to HTTP/2's layering above TCP.
However, assuming HPACK is used for header compression, HTTP over
QUIC is still vulnerable to HoL blocking, because of how HPACK
exploits header redundancies between multiplexed HTTP transactions.
This draft defines QCRAM, a variation of HPACK and mechanisms in the
QUIC HTTP mapping that allow QUIC implementations the flexibility to
avoid header-compression induced HoL blocking.
Status of This Memo
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This Internet-Draft will expire on September 28, 2017.
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Table of Contents
1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . 2
2. QCRAM overview . . . . . . . . . . . . . . . . . . . . . . . 3
2.1. Example of HoL blocking . . . . . . . . . . . . . . . . . 3
2.2. How QCRAM avoids HoL blocking . . . . . . . . . . . . . . 3
2.2.1. Header Blocks, Fragments, Frames, Packets... . . . . 4
2.2.2. Absolute Indexing . . . . . . . . . . . . . . . . . . 4
3. Changes to HPACK and HTTP over QUIC . . . . . . . . . . . . . 5
3.1. HPACK changes . . . . . . . . . . . . . . . . . . . . . . 5
3.1.1. Indexed representations . . . . . . . . . . . . . . . 5
3.1.2. Indexing . . . . . . . . . . . . . . . . . . . . . . 6
3.1.3. Table evictions . . . . . . . . . . . . . . . . . . . 6
3.2. HTTP Mapping changes . . . . . . . . . . . . . . . . . . 6
4. Performance considerations . . . . . . . . . . . . . . . . . 7
5. Security Considerations . . . . . . . . . . . . . . . . . . . 8
6. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 8
7. Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . 8
8. Normative References . . . . . . . . . . . . . . . . . . . . 8
Author's Address . . . . . . . . . . . . . . . . . . . . . . . . 8
1. Introduction
The QUIC transport protocol was designed from the outset to support
HTTP semantics, and its design subsumes most of the features of
HTTP/2. Two of those features, stream multiplexing and header
compression come into some conflict in QUIC. A key goal of the
design of QUIC is to improve stream multiplexing relative to HTTP/2,
by eliminating HoL (head of line) blocking that can occur in HTTP/2.
HoL blocking can happen because HTTP/2 streams are multiplexed onto a
single TCP connection with its in-order semantics. QUIC can maintain
independence between streams because it implements core transport
functionality in a fully stream-aware manner. However, the HTTP over
QUIC mapping is still subject HoL blocking if HPACK is used directly
as in HTTP/2. HPACK exploits multiplexing for greater compression,
shrinking the representation of headers that have appeared earlier on
the same connection. In the context of QUIC, this imposes a
vulnerability to HoL blocking as will be described more below.
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QUIC is described in [QUIC-TRANSPORT]. The HTTP over QUIC mapping is
described in [QUIC-HTTP]. For a full description of HTTP/2, see
[RFC7540]. The description of HPACK is [RFC7541].
2. QCRAM overview
Readers may wish to refer to [RFC7540] Section 1.4 to review HPACK
terminology, and [QUIC-HTTP], Sections 4 on "HTTP over QUIC stream
mapping" and 4.2.1 on "Header Compression".
This draft extends HPACK and the HTTP over QUIC mapping with the
option to avoid HoL blocking. QCRAM is intended to be a relatively
non-intrusive extension to HPACK, an implementation should be easily
shared within stacks supporting both HTTP/2 and HTTP over QUIC. For
full performance, QCRAM requires QUIC specific mechanisms that
leverage tight integration between transport and HTTP layers, as will
be described in Section 2.2.1.
2.1. Example of HoL blocking
The following is an example of how HPACK can induce HoL blocking in
QUIC. Assume two message control streams "A" and "B", and
corresponding header blocks "HA" and "HB". Stream "B" experiences
HoL blocking due to "A" as follows:
1. HPACK encodes header field "HB[i]" using an index that refers to
a table entry that resulted from header field "HA[j]".
2. "HA" and "HB" are delivered via distinct packets that are
inflight in the same round trip.
3. "HB"'s packet is delivered but "HA"'s is dropped. HPACK can not
decode "HB" until "HA"'s packet is successfully retransmitted.
2.2. How QCRAM avoids HoL blocking
Continuing the example, QCRAM's approach is as follows.
1. "HB[i]" can refer to "HA[j]" if "HA[j]" was delivered in a prior
round trip.
2. "HB[i]" can refer to "HA[j]" if "HA" and "HB" are to be delivered
in the same packet.
3. If QCRAM is enabled, "HB[i]" will be represented using an HPACK
literal. Otherwise an indexed representation may be used, but HB
must processed in-order, after HA.
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It is worth noting that rules 1. and 2. are situations where "HB" is
not at risk of HoL blocking, even without QCRAM. Only in rule 3 does
QCRAM come into play giving the encoder the choice between HoL
avoidance or better compression.
2.2.1. Header Blocks, Fragments, Frames, Packets...
QCRAM strives to solve HoL blocking in the simplest way possible. To
that end, the mechanisms QCRAM defines are largely at the granularity
of header blocks, as opposed to individual header field
representations.
QCRAM header compression framing differs slightly from HTTP/2.
Section 4.3 of [RFC7540] declares that:
Header lists are collections of zero or more header fields. When
transmitted over a connection, a header list is serialized into a
header block using HTTP header compression [RFC7541]. The
serialized header block is then divided into one or more octet
sequences, called header block fragments, and transmitted within
the payload of HEADERS (Section 6.2), PUSH_PROMISE (Section 6.6),
or CONTINUATION (Section 6.10) frames.
As with other aspects of QUIC, QCRAM aims to leverage opportunities
for tighter integration between layers, in ways that may not have
been practical in HTTP/2 due to various forms of ossification. The
two specific instance of this are coordination of framing with packet
generation, as described in the following paragraph, and use of
transport acknowledgments to reason about encoder-decoder state
synchronization, which will be described in Section 3.2.
QCRAM header compression SHOULD be progressive: compression of a
Header List happens iteratively, where each iteration produces a
single Header Block Fragment constrained to fit within the space
available in the current transport packet. _Each iteration informs
the progressive HPACK encoder of available space and the encoder
generates only as many HPACK representations as fit_. The resulting
header block fragment is encapsulated by an HTTP mapping headers
frame (HEADERS or PUSH_PROMISE), and the headers frame will be
encapsulated by a QUIC transport-level STREAM frame. An
implementation that can not support such coordination MUST forego
references allowed by rule 2 of the previous section.
2.2.2. Absolute Indexing
HPACK indexed entries refer to an entry by its current position in
the dynamic table. As Figure 1 of [RFC7541] illustrates, newest
entries have smallest indices, and oldest entries are evicted first
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if the table is full. Under this scheme, each insertion to the table
causes the index of all existing entries to change (implicitly). The
approach is acceptable for HTTP/2 because TCP is totally ordered, but
it is is problematic in the out-of-order context of QUIC.
QCRAM uses a hybrid absolute-relative indexing approach. Every QCRAM
header block fragment starts with an integer that conveys an absolute
base index. The format of individual indexed representations does
not change, but their semantics become absolute in combination with
the base index. Similarly, the base index is used to perform table
insertions at unambiguous positions.
3. Changes to HPACK and HTTP over QUIC
QCRAM is optional on a per header frame basis. QCRAM enabled header
frames can be decoded on receipt, otherwise the header frame should
be processed in strict order as per Section 4.2.1 of the HTTP
mapping.
3.1. HPACK changes
QCRAM adds three integer _epochs_ to HPACK state, all derived from
the sequence numbers of HTTP Mapping (refer to [QUIC-HTTP] Sections
5.2.2 and 5.2.4.), and provided to the HPACK layer by the HTTP
mapping:
1. "encode_epoch": the sequence number of the header frame enclosing
the header block fragment, as per the HTTP Mapping. When entries
are added to they dynamic table, the current encode epoch is
stored with the entry.
2. "packet_epoch": the first encode epoch in the current QUIC
packet. When multiple header frames are packed into a single
QUIC packet, they should be ordered.
3. "commit_epoch": the highest in-order encode epoch acknowledged to
the encoder side.
The following must hold: "encode_epoch >= packet_epoch >
commit_epoch". Section 3.2 describes ho the epoch values are
computed.
3.1.1. Indexed representations
As each header block fragment is processed, HPACK is informed whether
QCRAM is enabled. If so, the encoder will emit an indexed
representation only if it is not vulnerable to HoL blocking, that is
if there is a matching entry in the dynamic table such that:
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"entry.encode_epoch <= commit_epoch or entry.encode_epoch >=
packet_epoch". Otherwise a literal must be used.
3.1.2. Indexing
Every QCRAM header block fragment must start with a single HPACK
integer that encodes the value of the base index, defined as the
total number of entries that had been inserted to the dynamic table
before encoding the current header block. As described above, the
decoder will use this as the starting point for insertions, and for
interpreting indexed representations.
3.1.3. Table evictions
Since QCRAM allows headers to be processed out of order, it might be
possible that a header block fragment may contain references to
entries that have been evicted by the time it arrives. For example,
suppose HB was encoded after HA, and HB evicts an entry referenced by
HA. If due to network drops HB is decoded first, the reference in HA
will become invalid.
To handle this with minimal complexity, QCRAM takes the following
approach: if "packet_epoch > commit_epoch + 1", and if while encoding
the current header block fragment an eviction becomes necessary, then
QCRAM must be disabled for the current header frame. The first
condition might be paraphrased as: are there any header block packets
still in flight before the current one?
In the above example, HB would not be QCRAM enabled, hence the
decoder must ensure to process HB strictly after HA.
*Compared to other QUIC state such as receive buffers, the default
table size of 4,096 octets (see [RFC7540] Section 6.5.2.) is very
modest. Deployment data suggests it is rarely increased in practice,
and experiments to increase it did not yield significant gains.
Consequently, I think it's best to avoid any heroic measures to deal
with performance under full tables. *
3.2. HTTP Mapping changes
An additional flag is added to HEADERS and PUSH_PROMISE (refer to
Sections 5.2.1. and 5.2.4. of [QUIC-HTTP]):
QCRAM (0x8): This header block fragment can be decoded upon receipt.
When encoding headers, the HTTP mapping layer notifies the HPACK
layer whether QCRAM is set, and provides the commit, packet, and
encoding epochs:
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o the encoding epoch increments for every new header block fragment
encoded.
o an encode epoch is considered acknowledged when all the bytes of
the corresponding header frame have been acknowledged. The
mapping layer keeps track of header frames by their encode epochs,
and monitors transport acknowledgments to determine
"commit_epoch", the highest in-order acknowledged encode epoch.
_This piggybacks on existing QUIC transport mechanisms, no
additional wire format changes are needed._
o the mapping layer coordinates with packet writing to manage space
available for header frames, and advances the packet epoch at
packet boundaries. Implementations that forgo coordinated
packetization MUST set "packet_epoch" equal to "encode_epoch".
4. Performance considerations
Beyond sequence numbers already defined in Section 5.2.1 and 5.2.4,
the only additional overhead of QCRAM is the base index added to
header blocks. For a typical connection with fewer than 256
requests, the index would consume approximately 1 byte per header
block.
It might be advantageous to allow implementations to send header
frames on the HTTP control stream (QUIC stream 3). Such headers
would not be associated with any HTTP transaction, but could be used
strategically to improve performance. For instance, as a means to
avoid disabling QCRAM due to table eviction, or to ensure most
frequently used entries have the smallest indices.
For QCRAM header frames, the base index is sufficient to decode
correctly. If QCRAM were made mandatory rather than optional, then
it would be feasible to remove sequence number from wire format of
"HEADERS" and "PUSH_PROMISE" frames, as well as the QCRAM flag.
However, this would imply that once the table became full, insertions
could only occur during during periods with a single header block in
flight.
Alternatively, if it were desirable to support a middle ground
between totally ordered HPACK and the present draft, one way might be
to extend the concept of packet epoch to denote a sequence of one _or
more_ packets. A pair of new flags would be added to header frames
to signal the start and end of such packet sequences. The decoder
would have to have buffering based logic to ensure header blocks
within a packet sequence are processed in order, similar to the logic
used in totally ordered HPACK.
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5. Security Considerations
TBD.
6. IANA Considerations
This document currently makes no request of IANA, and might not need
to.
7. Acknowledgments
This draft draws heavily on the text of [RFC7541]. The indirect
input of those authors is gratefully acknowledged, as well as ideas
from:
o Mike Bishop
o Patrick McManus
o Biren Roy
8. Normative References
[QUIC-HTTP]
Bishop, M., Ed., "Hypertext Transfer Protocol (HTTP) over
QUIC".
[QUIC-TRANSPORT]
Iyengar, J., Ed. and M. Thomson, Ed., "QUIC: A UDP-Based
Multiplexed and Secure Transport".
[RFC7540] Belshe, M., Peon, R., and M. Thomson, Ed., "Hypertext
Transfer Protocol Version 2 (HTTP/2)", RFC 7540,
DOI 10.17487/RFC7540, May 2015,
<http://www.rfc-editor.org/info/rfc7540>.
[RFC7541] Peon, R. and H. Ruellan, "HPACK: Header Compression for
HTTP/2", RFC 7541, DOI 10.17487/RFC7541, May 2015,
<http://www.rfc-editor.org/info/rfc7541>.
Author's Address
Charles 'Buck' Krasic
Google
Email: ckrasic@google.com
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