Network Working Group P. Liang
Internet-Draft ICANN
Intended status: Informational A. Melnikov
Expires: April 20, 2014 Isode Ltd
October 17, 2013
Private Enterprise Number (PEN) practices and Internet Assigned Numbers
Authority (IANA) registration considerations
draft-liang-iana-pen-02
Abstract
Private Enterprise Numbers (PENs), are assigned as part of the
technical protocol parameters and are frequently used in the
management of network connected equipment or software via SNMP-based
network management systems, LDAP, DIAMETER or GSS-API. This document
discusses what a Private Enterprise Number (PEN) is, common uses and
registration procedures for IANA Considerations. The registration
procedures include instructions and requirement for obtaining a new
Private Enterprise Number, modification to existing numbers and
removal of existing numbers.
Status of This Memo
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This Internet-Draft will expire on April 20, 2014.
Copyright Notice
Copyright (c) 2013 IETF Trust and the persons identified as the
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This document is subject to BCP 78 and the IETF Trust's Legal
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Table of Contents
1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . 2
2. Example of use for Private Enterprise Numbers . . . . . . . . 3
3. Who can get a Private Enterprise Number? . . . . . . . . . . 3
4. Other useful things to know . . . . . . . . . . . . . . . . . 4
5. Syntax for Private Enterprise Numbers . . . . . . . . . . . . 5
6. Acknowledgements . . . . . . . . . . . . . . . . . . . . . . 5
7. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 5
7.1. New Private Enterprise Numbers . . . . . . . . . . . . . 5
7.2. Modification of Private Enterprise Numbers . . . . . . . 7
7.3. Removals of Private Enterprise Numbers . . . . . . . . . 8
7.4. Historical Assignments . . . . . . . . . . . . . . . . . 8
8. Security Considerations . . . . . . . . . . . . . . . . . . . 8
9. References . . . . . . . . . . . . . . . . . . . . . . . . . 9
9.1. Normative References . . . . . . . . . . . . . . . . . . 9
9.2. Informative References . . . . . . . . . . . . . . . . . 9
Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . 9
1. Introduction
A Private Enterprise Number (PEN, prefix:
iso.org.dod.internet.private.enterprise (1.3.6.1.4.1)) is a subtree
of Object Identifiers (OIDs ). The Private Enterprise Number OID was
originally defined in [RFC1065]. PEN is a non-negative integer that
can be used to reference an organization ("enterprise") in protocols
that require numeric values instead of a human readable organization
name.
Currently, procedures for assignment of new PENs and the modification
of existing PENs are not clearly documented. Private Enterprise
Numbers are referenced in RFCs [RFC1157] [RFC1213] and [RFC2578].
These documents mostly define Simple Network Management Protocol
(SNMP), Management Information Base (MIB), and Structure of
Management Information (SMI). However, none of the above mentioned
RFCs clearly describe PENs and define the registration procedures.
Additionally, updates to existing Private Enterprise Numbers can also
be problematic resulting from the lack of clear registration
requirements. Furthermore, modification requests can be hardly
validated in cases like companies change names and/or legal
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ownerships, a product was sold to another company, email addresses of
existing assignments were not coming from the original companies,
etc.
This purpose of this document is to describe the basics of PENs, how
they are most commonly used and define the registration and update
procedures.
2. Example of use for Private Enterprise Numbers
PENs, are frequently embedded in OIDs (Object Identifiers) , which
are often used in Simple Network Management Protocol (SNMP)
Management Information Base (MIB) configurations but PENs are
designed to be used by multiple protocols and DMLs. These include:
Distinguished Names and other components in X.509 certificates;
Various schema elements in X.500/LDAP directories;
GSS-API
extensions to DIAMETER
PA-TNC [RFC5792] and PB-TNC [RFC5793]
Various healthcare related standards, including HL7.
3. Who can get a Private Enterprise Number?
Private Enterprise Numbers (PENs) are assigned through First Come
First Served registration policy as described in [RFC5226]. A new
request can be submitted to IANA by individuals or organizations for
obtaining a unique value with a little required information that
includes the organization name (or the name of an individual),
contact name, and e-mail address. In some cases, users submit a
program name, product, project, and random abbreviation as the
organization name to apply for a new registration. However this
should be discouraged since the program name is not and should not be
considered as the name of the Registrant (Company/Organization) Name
as described in Section 7.
In other instances, applicants insist that new requests are
subsidiaries of some groups but the subsidiaries are completely
independent of the parent groups. The subsidiaries are located in
different locations and countries from the parent companies and such
the subsidiaries cannot use existing allocations. However, this does
not contribute to new allocations as the global companies shall be
able to create sub-trees and to allocate the sub-numbers globally.
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IANA does not further allocate new numbers to companies that are
subsidiaries of existing registrations.
Further, joint ventures of business enterprises may request new
allocations if the joint ventures are considered new legal bodies.
Open resource forums may request new allocations under the
registration requirement as describe in Section 7. Individuals may
requests new allocations under the registration requirement as
describe in Section 7.
4. Other useful things to know
As some examples documented on Wikipedia, the most common OIDs seen
"in the wild" usually belong to the private enterprise numbers
allocated by IANA under the 1.3.6.1.4.1
(iso.org.dod.internet.private.enterprise) arc. Increasingly used
form of OID is in the area of health care and public health
informatics in the United States. Health Level Seven (HL7), a
standards-developing organization in the area of electronic health
care data exchange, is an assigning authority at the
2.16.840.1.113883 (joint-iso-itu-t.country.us.organization.hl7) node.
Important to note that PENs are not always representing manufacturer
ID or Vendor ID.
Additional sub-trees of the existing arc
iso.org.dod.internet.private.enterprise.<PEN> can be created by an
administrator of the arc when the Registrant (Company) needs
additional OIDs. In such cases there is no need to request multiple
PENs. Note that IANA does not manage allocations of sub-OIDs below a
iso.org.dod.internet.private.enterprise.<PEN> OID, so it doesn't need
to be notified about suballocations.
The owner of a Private Enterprise Number can append any number of
numbers at the end (i.e. to perform its own sub-allocations). For
example, for LDAP, one can use:
iso.org.dod.internet.private.enterprise.<PEN>.1 for LDAP Object
Classes
iso.org.dod.internet.private.enterprise.<PEN>.2 for LDAP attribute
types
iso.org.dod.internet.private.enterprise.<PEN>.3 for LDAP syntaxes
A particular Object class can have OID:
iso.org.dod.internet.private.enterprise.<PEN>.1.100
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iso.org.dod.internet.private.enterprise.<PEN>.1.200 for subsidiaries
an/or divisions
But in general any number of additional levels are permitted, for
example:
iso.org.dod.internet.private.enterprise.<PEN>.1.1 can be used as a
parent OID for all email related object classes, and
iso.org.dod.internet.private.enterprise.<PEN>.1.2 can be used for web
related object classes, etc.
5. Syntax for Private Enterprise Numbers
Valid information for the Registrant (Company/Organization) Name for
registrations are hereby normatively defined as follows:
o Maximum value for PENs is hereby defined within 2**32-1 with 0 and
0xFFFFFF (in hex) marked as Reserved.
o TBD: Subset of ASCII character (at least ALPHA, DIGIT and "-", SP)
o TBD: Special characters (Use LetterDigits from draft-ietf-precis-
framework?)
o MUST NOT begin or end with a hyphen
o Values "Reserved" MUST NOT be allocated
o Value "Unassigned" SHOULD NOT be re-assigned unless specified
otherwise, i.e. when the available pool of PENs runs out.
6. Acknowledgements
The authors would like to thank Dan Romascanu, Michelle Cotton, and
Bert Wijnen for their contributions to this document.
7. IANA Considerations
7.1. New Private Enterprise Numbers
New Private Enterprise Numbers are assigned on a First Come First
Served basis [RFC5226] and are assigned sequentially. There is no
opportunity to request a particular private enterprise number. The
requester can submit an online application form. Information to be
included:
Registrant (Company/Organization) Name (REQUIRED)
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Registrant (Company/Organization) E-mail Address (REQUIRED)
Registrant Postal Address (REQUIRED)
Registrant Phone Number (Optional)
Registrant Fax Number (OPTIONAL)
Contact Name (REQUIRED)
Contact E-mail Address (REQUIRED)
Contact Postal Address (OPTIONAL)
Contact Phone Number (OPTIONAL)
Reference (OPTIONAL)
Registrant (Company/Organization) Name: The name of the organization
or individual responsible for the registration of Private Enterprise
Number. If the organization is a company, it should be the full
legal name including "Inc.", "Ltd.", etc.
Registrant (Company/Organization) E-mail Address: The e-mail address
of the organization that requests the PEN. This e-mail address will
be publicly available in the IANA PEN Registry. The E-mail address
should be a valid email address and can be a role account e-mail
address.
Registrant Postal Address: The full postal address of the
organization/individual requesting the PEN, including state/province,
zip/postal code, country, etc.
Registrant Phone: The main telephone number of the organization/
individual requesting the PEN, including the country code.
Registrant Fax Number: The facsimile number of the organization/
individual responsible for the PEN, including the country code.
Contact Name: The full name of the individual who will be responsible
for the PEN on behalf of the company.
Contact Postal Address: The full postal address of the individual
responsible the PEN, including state/province, zip/postal code,
country, etc.
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Contact Phone: The telephone number (with extension where
appropriate) of the individual responsible for the PEN, including
country code.
Contact E-Mail Address: The e-mail address of the individual
responsible for the PEN. The e-mail address must be one the Contact
person can email confirmation from. This e-mail address will be
publicly available in the IANA PEN Registry. The Contact E-mail
Address can be the same one as the Registrant's E-mail address.
Reference: A document associated with the implementation of the OID
can be referenced with the registration.
It is recommended that a single PEN is granted per organization.
IANA does not expect to allocate additional PENs to the same
Registrants (Companies/Organizations) that have existing PEN records
listed in the IANA PEN registry.
7.2. Modification of Private Enterprise Numbers
Modification of existing Private Enterprise Numbers:
Registrant (Company/Organization) Name can never be changed. However
if the Company/Organization has been merged or acquired by another
enterprise, the Registrant Name can be annotated in the registry with
the new owner. Note that such annotations would require emails from
the both existing Contact and proposed Contact, and, if it deems to
be necessary, official letters from the existing owner (if
applicable) to provide proofs of the changes to IANA. If either the
existing owner or Contact is obsoleted, an official letter from the
proposed Registrant (Company/Organization) Name will be required and
be supplied to IANA for verifications. Additional documentations
will be required subject to the conditions of the changes of the
numbers in questions. It is not guarantee that the request will be
granted if IANA does not have sufficient information to verify the
changes, or if there is legacy use of the PEN out in the wild.
All information associated with existing PEN records, excluding the
Registrant (Company/Organization) Name, shall be updated if the
information is obsoleted. (See the preceding section to update the
Registrant (Company/Organization) Name.) A request to update Contact
information associated with an existing PEN record shall be submitted
to IANA using an online submission. Requests can only be fulfilled
upon verification by IANA and/or subject matter experts. Additional
documentations will be required if it deems to be necessary to
validate the request.
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A change to the Contact Name of existing PEN records can be made to
IANA in case of personnel changes, change of employment,
acquisitions, etc. It would be ideal that new requests shall be
completed by the existing Contacts for the PEN records. E-mail
verifications of the requested changes are required. Alternatively,
supplemental documentations and/or letters issued by the Company/
Organization (Registrant Name) will be required if E-mail
verifications cannot be fulfilled and if it deems to be necessary.
Letters and documentations can be in forms of e-documents, PDF, fax
however feasible to the applicants. The documents can be supplied to
IANA via an email message or in facsimile.
Requests can only be fulfilled upon verification by IANA and/or
subject matter experts if it deems to be necessary.
7.3. Removals of Private Enterprise Numbers
Such request does not happen often and regularly.
Considering the fact that there might be legacy uses by an existing
allocation, it is NOT recommended to remove the registration.
A Contact Name can request to remove the corresponding Contact
information if the company is no longer in operation, the Contact
does not wish to be listed in the IANA PEN registry and if the PEN is
no longer believed to be in use. The Modification procedure
described above SHOULD be followed.
Requests can only be fulfilled upon verification by IANA and/or
subject matter experts if it deems to be necessary.
IF the removal request is honoured, the entry is marked as "Reserved"
and annotated as "returned on yyyy-mm-dd by xxxxxxx". A future
update to this document can allow IANA to reallocate such returned
PEN, however this document doesn't allow for that.
7.4. Historical Assignments
This document will correct the missing historical assignments that
predates ICANN's management of the existing registry. 2187, 2188,
3513, 4164, 4565, 4600, 4913, 4999, 5099, 5144, 5201, 5683, 5777,
6260, 6619, 14827, and the range from 11670 to 11769, 16739, 26975
8. Security Considerations
See the Security Considerations section in BCP 26 [RFC5226], and note
that improper definition and application of IANA registration
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policies can introduce both interoperability and security issues. It
is critical that registration policies be considered carefully and
separately for each registry. Overly restrictive policies can result
in the lack of registration of code points and parameters that need
to be registered, while overly permissive policies can result in
inappropriate registrations. Striking the right balance is an
important part of document development.
9. References
9.1. Normative References
[RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
Requirement Levels", BCP 14, RFC 2119, March 1997.
[RFC5226] Narten, T. and H. Alvestrand, "Guidelines for Writing an
IANA Considerations Section in RFCs", BCP 26, RFC 5226,
May 2008.
9.2. Informative References
[RFC1065] Rose, M. and K. McCloghrie, "Structure and identification
of management information for TCP/IP-based internets", RFC
1065, August 1988.
[RFC1157] Case, J., Fedor, M., Schoffstall, M., and J. Davin,
"Simple Network Management Protocol (SNMP)", STD 15, RFC
1157, May 1990.
[RFC1213] McCloghrie, K. and M. Rose, "Management Information Base
for Network Management of TCP/IP-based internets:MIB-II",
STD 17, RFC 1213, March 1991.
[RFC2578] McCloghrie, K., Ed., Perkins, D., Ed., and J.
Schoenwaelder, Ed., "Structure of Management Information
Version 2 (SMIv2)", STD 58, RFC 2578, April 1999.
[RFC5792] Sangster, P. and K. Narayan, "PA-TNC: A Posture Attribute
(PA) Protocol Compatible with Trusted Network Connect
(TNC)", RFC 5792, March 2010.
[RFC5793] Sahita, R., Hanna, S., Hurst, R., and K. Narayan, "PB-TNC:
A Posture Broker (PB) Protocol Compatible with Trusted
Network Connect (TNC)", RFC 5793, March 2010.
Authors' Addresses
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Pearl Liang
ICANN
12025 Waterfront Drive, Suite 300
Los Angeles, CA 90094
USA
Email: pearl.liang@icann.org
Alexey Melnikov
Isode Ltd
5 Castle Business Village
36 Station Road
Hampton, Middlesex TW12 2BX
UK
Email: Alexey.Melnikov@isode.com
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