DIME Working Group                                            M. Liebsch
Internet-Draft                                                   G. Punz
Intended status: Standards Track                                     NEC
Expires: December 26, 2011                                 June 24, 2011


                    Diameter General Purpose Session
                 draft-liebsch-dime-diameter-gps-02.txt

Abstract

   The Diameter protocol has specified and relies on the use of per-user
   sessions, which are established between a Diameter client and server
   during a user's authentication and authorization procedure.  This
   document proposes an extension to the Diameter session concept to
   establish a general purpose Diameter session for signaling the
   context of multiple users, such as for group handling or application
   state restoration.

Status of this Memo

   This Internet-Draft is submitted in full conformance with the
   provisions of BCP 78 and BCP 79.

   Internet-Drafts are working documents of the Internet Engineering
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   This Internet-Draft will expire on December 26, 2011.

Copyright Notice

   Copyright (c) 2011 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

   This document is subject to BCP 78 and the IETF Trust's Legal
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   include Simplified BSD License text as described in Section 4.e of



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   the Trust Legal Provisions and are provided without warranty as
   described in the Simplified BSD License.


Table of Contents

   1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  3
   2.  Conventions and Terminology  . . . . . . . . . . . . . . . . .  4
   3.  Use Cases  . . . . . . . . . . . . . . . . . . . . . . . . . .  5
     3.1.  Session Termination for a Group of Users . . . . . . . . .  5
     3.2.  PCRF Failure and Restoration . . . . . . . . . . . . . . .  5
     3.3.  Optimization for Group Handling  . . . . . . . . . . . . .  6
     3.4.  Policy enforcement to subscriber groups  . . . . . . . . .  7
   4.  Protocol Extension . . . . . . . . . . . . . . . . . . . . . .  9
     4.1.  Enhancement to the Diameter Session Concept  . . . . . . .  9
     4.2.  Setting up the General Purpose Session . . . . . . . . . . 10
   5.  Realization of the Extended Session Concept in
       Standardizations . . . . . . . . . . . . . . . . . . . . . . . 12
   6.  Coding Options for Bulk Signaling  . . . . . . . . . . . . . . 14
   7.  Security Considerations  . . . . . . . . . . . . . . . . . . . 16
   8.  IANA Considerations  . . . . . . . . . . . . . . . . . . . . . 17
   9.  Acknowledgments  . . . . . . . . . . . . . . . . . . . . . . . 18
   10. References . . . . . . . . . . . . . . . . . . . . . . . . . . 19
     10.1. Normative References . . . . . . . . . . . . . . . . . . . 19
     10.2. Informative References . . . . . . . . . . . . . . . . . . 19
   Appendix A.  Change Notes  . . . . . . . . . . . . . . . . . . . . 20
   Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . . 21
























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1.  Introduction

   Diameter [RFC3588] has received wide acceptance in large scale
   networking, e.g. in the 3rd Generation Partnership Project's (3GPP)
   Evolved Packet Core (EPC) network architecture [3GPP-EPC], based on
   applications like Network Access Server [RFC4005] and Credit-Control
   [RFC4006].  Such deployments also depend on application level
   defined, interoperable resilience schemes.  It has been noticed that
   these could potentially be extended beyond the original Diameter
   session model by the concept of bulk handling.  In this manner the
   efficiency of signaling can be enhanced significantly.

   A potential use case within 3GPP consists in optimization for bulk
   signaling, such as for bulk activation/de-activation and bulk
   registration update.  Similarly, there are also mobility related
   scenarios where Diameter clients want to communicate with servers
   without reference to individual user sessions.  One example is the
   enforcement of a policy to all or a group of users.

   This document describes exemplary use cases of a more general
   Diameter signaling (i.e. independent from individual Diameter User
   Sessions) in Section 3.  In Section 4 the document defines an
   extension to the Diameter base protocol for such signaling using a
   General Purpose (GP) Diameter session.  The proposed extension to
   Diameter enables signaling volume reduction for various specific use
   cases.

























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2.  Conventions and Terminology

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
   document are to be interpreted as described in [RFC2119].

   This document uses the terminology of [RFC3588].  The following
   additional terms are used in the context of this draft:

   o  GP Session: General Purpose Session -- Diameter session between a
      Diameter client and server which is not related to an individual
      user, but can be used to signal multi-user or Diameter Application
      specific context.






































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3.  Use Cases

   This section describes some use cases where Diameter signaling
   between a client and a server can benefit from a general purpose
   Diameter session.  The use cases about Diameter node restoration and
   bulk signaling are relevant in current 3GPP work and reflect the need
   for more efficient Diameter signaling.

3.1.  Session Termination for a Group of Users

   According to [RFC3588], a Diameter server can terminate an individual
   user session by means of a Session Termination Request (STR) command.
   The standard considers the use of a single mandatory Session-ID AVP,
   which follows the Diameter header, to identify the session to be
   terminated.  Signaling load can be reduced when groups of sessions or
   even all sessions associated with the receiving Diameter client can
   be terminated with a single or a few protocol handshakes.  A reason
   for termination of groups of sessions could be for example a
   controlled shutdown of the server.

3.2.  PCRF Failure and Restoration

   A use case encountered in 3GPP's network architecture is the Policy
   and Charging Rules Function (PCRF) failure and restoration
   [3GPP-PCRFFR].  The PCRF is a control function interacting via
   Diameter with BBERF (Bearer Binding and Event Reporting Function) and
   PCEF (Policy Enforcement Function) in the bearer plane, as well as AF
   (Application Function) in the application plane; a simplified
   functional view is given in Figure 1.  The PCRF appears as a central
   entity, keeping and coordinating states per mobile terminal; it is a
   Diameter server, whereas BBERF, PCEF and AF are Diameter clients.
   Note that in real network deployments all functions would be present
   in multiple instances (e.g. geographically distributed and including
   load balancing).

















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                                        +----+
                                        | AF |            Application
                                        +----+               Plane
                                           |
                                           |....Diameter
                             +=======+     |
                             | PCRF  |-----+                Control
                             +=======+                       Plane
                 Diameter.../         \....Diameter
                           /           \
   Mobile                 /             \
   Terminal/      +-------+             +-------+
   User  <========| BBERF |=============| PCEF  |=======> Packet Data NW
                  +-------+             +-------+
                  (Gateway)             (Gateway)          Bearer Plane


       Figure 1: Usage scenario of Diameter bulk signaling for PCRF
                                restoration

   User sessions in the bearer plane are controlled by PCRF sessions,
   e.g. regarding Quality of Service, packet filters and charging
   parameters.

   Although a PCRF can certainly be implemented as a highly resilient
   node in itself, there is also the desire to provide resilience by
   network based means.  In case of failure of one particular PCRF node
   this could mean that PCRF session state has to be restored on either
   the same PCRF node (after recovery), or on other, alternative PCRF
   nodes (during the downtime of the failed PCRF).  Preferably this
   restoration procedure is performed in a bulk mode, e.g. for hundreds
   or thousands of user sessions.  After detecting the failure of a
   PCRF, clients will have to send PCRF session state information of
   affected sessions to the alternative PCRF (the target for
   restoration).  Obviously this signaling must be independent of any
   user sessions being currently handled on a target PCRF.  Details
   about the restoration procedure are out of scope of this document,
   but are currently under study in 3GPP [3GPP-PCRFFR].

3.3.  Optimization for Group Handling

   One typical case (again for the EPC architecture [3GPP-EPC]) is
   depicted in Figure 2; the Mobility Management Entity (MME)
   communicates with Home Subscription Server (HSS) via Diameter for the
   purpose of performing location registration and download/update of
   subscription information.





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                                +=========+
                                |   HSS   |       Update Location
                                +=========+           Request
                                     |                  ^
                                     |...Diameter       |     |
                  +-------+          | (S6a interface)  |     |
    Mobile       /  radio  \      +------+              |     |
    Terminal/ --|   access  |---- | MME  |                    v
    User         \ network /      +------+               Update Location
                  +-------+                                  Response


       Figure 2: Usage scenario of Diameter bulk signaling for group
                       handling optimizations in EPC

   Especially for machine-type applications, external triggers may lead
   to a massive amount of attachments, or recurring applications may
   exhibit (almost) synchronized behavior, leading to massive amount of
   registration updates.  Both may (and most likely do, see [3GPP-EPC])
   require Diameter signaling exchanges between MME and HSS (Update
   Location Request/Response pairs, as part of the S6a application
   realized on top of Diameter).  HSS is here in the role of a Diameter
   server, and MME acts as Diameter client.  More details can be found
   in [3GPP-DIAM].

3.4.  Policy enforcement to subscriber groups

   A further use case for the GP Session is the signaling of group
   related context.  As example, a Policy Control entity may comprise a
   Diameter server function, whereas a Diameter client is co-located
   with the entity implementing the Policy Enforcement engine.  The
   Diameter client and server may have individual user sessions set up,
   but could consider grouping of multiple users and identification of
   groups according to a group key.  Instead of applying the same policy
   to individual users one after the other by means of sequential
   handshakes, the Diameter server may use the GP Session and a RAR/RAA
   handshake to enforce the policy to a group of users.  Figure 3
   depicts policy enforcement to a group of users by means of a GP
   Session.

   The Diameter server identifies the group of users with the group key.
   Alternatively, the Diameter server could use the GP Session to
   enforce the policy to a sub-set of users by means of identifying the
   addressed users with user keys.  The user key may be any user-
   individual AVP according to [RFC3588] or [RFC4005], such as the user
   name AVP, or a new AVP which serves as user identification.  In case
   the Diameter client and server have individual Diameter User Session
   IDs set up for the users, the GP Session related signaling may



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   identify individual users also by means of appending multiple User
   Session ID AVPs as user keys.  However, in such case the Diameter
   signaling context is identified by means of the GP Session ID,
   whereas a set of User Session IDs is used solely to identify
   individual users and apply an accompanying value to their policy
   settings.  Details about group identification and individual user
   identification in the context of GP Session signaling are out of
   scope of this version of the document.


               +----------------+
               |                |
               | Policy Control |
               |                |
               +----------------+
                            ^
                            |
                            \___RAR/RAA(GPSessionID, groupkey, value)
                            |   RAR/RAA(GPSessionID, user1key, value1,
                            |                        user2key, value2,
                            |                        user3key, value3)
                            |
                            V
                      +--------------------+
       User1          |                    |
       User2 -------- | Policy Enforcement | ----------data traffic
         :            |                    |
       UserN          +--------------------+


                  Figure 3: Multi-User policy enforcement




















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4.  Protocol Extension

4.1.  Enhancement to the Diameter Session Concept

   The Diameter base protocol [RFC3588] explicitly distinguishes a
   Connection between a Diameter client and a Diameter server from
   Diameter Sessions.  Whereas a connection provides transport service
   to convey Diameter messages between a particular client and a server,
   a session is referred to be a logical concept at the application
   layer.  A connection is established between a client and a server and
   is used in a shared manner.  A session is established on a per-user
   basis and is not shared to signal context of multiple users.

   This document proposes an enhancement to the original Diameter
   session concept and specifies the use of a dedicated Diameter session
   in the context of multiple users or application specific context.
   Figure 4 depicts one possible interpretation of the proposed Diameter
   GP Session.  A Diameter client establishes user-specific sessions
   with the Diameter server.  Each session is identified by a Session
   ID, which uniquely identifies a user.  The Diameter GP Session is
   established without linking the session and the associated Session ID
   to a particular user.  The Diameter client may make use of a virtual
   user and associated identifiers, keys etc. to open the GP Session
   with the Diameter server.  Important is that client and server are
   aware of the meaning and use of the virtual user's session for
   general purpose signaling.  Details about authentication and
   authorization of the virtual user behind the GP Session is out of
   scope of this version of the document.























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    +-----+
    |User1|-+       +---------------+                  +---------------+
    +-----+ |       | +----+ +----+ |===Session ID 1===| +----+ +----+ |
            |       | |App1| |App2| |===Session ID 2   | |App1| |App2| |
    +-----+ +-------| +----+ +----+ |        :         | +----+ +----+ |
    |User2|---------|+-------------+| - -connection - -|+-------------+|
    +-----+ +-------||   Diameter  ||        :         ||   Diameter  ||
       :    |       ||    Client   ||===Session ID N===||    Server   ||
    +-----+ |       |+-------------+|===GPSession ID===|+-------------+|
    |UserN|-+       +---------------+                  +---------------+
    +-----+

       <----------- User 1 context: Session ID 1 ------------->
       <----------- User 2 context: Session ID 2 ------------->

       <----------- User N context: Session ID N ------------->

                                Client-Server Application &
                             <----- multi-user context: ------>
                                       GPSession ID



     Figure 4: General Purpose Session in the context of the Diameter
                         Client-Server association

4.2.  Setting up the General Purpose Session

   In order to avoid breaking the Diameter User Session concept, a
   General Purpose Session is interpreted as an additional User Session
   between the Diameter Client and the Diameter Server, whereas the user
   behind this session is virtual.  The GP Session ID can be
   administratively configured or well known (static GP Session).
   Alternatively, the Diameter client may bootstrap a GP Session by
   means of a authentication/authorization procedure, e.g. according to
   the authorization procedure specified in [RFC4005].  In such case, a
   unique and temporary Session ID is assigned to a GP Session.  The
   Diameter client and server may add an Authorization-Lifetime AVP to
   the authorization signaling to negotiate a limited lifetime of the GP
   Session.

   The GP Session ID meets the format of the Diameter Session ID
   according to [RFC3588].  During dynamic set up of a GP Session
   according to the Authentication/Authorization procedure, the AAR/AAA
   may indicate the special type of Diameter session.  The Diameter base
   specification as well as the NASREQ specification provide several
   means to allow such indication.  For example, the Diameter Session
   AVP could carry an indicator in the optional value field, which



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   classifies the Session ID as GP Session.  The set of high/low 64 bits
   identify the GP Session.  Details about the setup as well as the
   indication of the Session ID type are out of scope of this version of
   the document and are for further study.















































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5.  Realization of the Extended Session Concept in Standardizations

   For the sake of a smooth transition and fast enabling, it seems
   advantageous to develop the extensions for the general purpose
   session concept step by step.

   The first step consists in defining the signaling for GP session
   bootstrapping, as already outlined in Section 4.2.

   In a second step, as visualized in Figure 5, we envisage that
   deployment specific guidelines and specifications need to be
   developed by other SDOs e.g. by 3GPP, as they build their (higher
   layer) applications on top of (direct) Diameter applications like
   Credit Control and NASREQ.  Bulk signaling would then be enabled by
   describing how the GP Session can be utilized (i.e. which commands
   and with which AVPs pertaining to them).  In Figure 5 the arrows
   marked with (1) indicate this usage of a GP session for bulk
   signaling.  In such a manner the mentioned (direct) Diameter
   applications can remain untouched and other SDOs can provide
   guidelines for implementations how to use the GP Session for bulk
   signaling.



           +-----------------------------------------------------+
           |                                                     |
           |         Deployment specific guidelines and          |
           |              specification, e.g by 3GPP             |
           |                       ^     ^                       |
           +-----------------------|--+--|-----------------------+
           |                       |  |  |                       |
           |      Credit Control   |  |  |       NASREQ          |
           |         RFC4006      (1) | (1)      RFC4005         |
           |                       |  |  |                       |
           +--------------------+--|--+--|--+--------------------+
           |                    |  v GPS v  |                    |
           |                    +-----------+                    |
           |               Diameter Base RFC 3588                |
           +-----------------------------------------------------+


   Figure 5: Deployment specific guidelines for applications to use the
                       GP Session for bulk signaling

   In a third step (requiring more time and more effort in IETF) it
   would be possible to extend also the specifications of individual
   Diameter applications for bulk signaling, as shown in Figure 6.  E.g.
   new commands could be introduced to support failure recovery and bulk



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   signaling.  In such a way the usage could be enabled for a much wider
   scope.  Existing higher layer applications could migrate to such
   usage of a GP session whenever deemed suitable, whereas new ones
   would be designed according to the new functionality.  Extensions to
   individual application may specify the use of existing messages to
   support bulk signaling using the GP Session (1).  New commands, which
   could omit a Session-ID AVP according to their specification, may not
   need a GP Session (2), as for example explicit commands for failure
   recovery.



     +-----------------------------------------------------------------+
     |          Deployment by using RFC4006bis and RFC4006bis          |
     |               ^                                 ^               |
     +---------------|---------------------------------|---------------+
     +---------------|----------------+----------------|---------------+
     |               v     +-------+  |  +-------+     v               |
     |     Credit Control  |BulkExt|  |  |BulkExt|     NASREQ          |
     |       RFC4006bis    +-------+  |  +-------+   RFC4005bis        |
     |                        ^   ^   |   ^   ^                        |
     +------------------------|-+-|-------|-+-|------------------------+
     |                       (2)|(1)      | | |                        |
     |                        | | v  GPS  v | |                        |
     |                        v +-----------+ v                        |
     |                     Diameter Base RFC 3588                      |
     +-----------------------------------------------------------------+


   Figure 6: Revised Applications to provide support for bulk signaling
                           and state restoration




















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6.  Coding Options for Bulk Signaling

   Efficiency and benefit of bulk signaling depends on how much and
   which data can be shared between individual user sessions; this is
   reflected in the applicable coding schemes.  Three efficiency classes
   have been identified, which are summarized in the following list.
   Subsequently, coding options for three different data structures are
   described, in descending order of their benefit from bulk signaling.

   o  Most benefit -- Group-ID identifies multiple users, list of
      attribute/values applies to all users being identified by the
      Group-ID.

   o  Medium benefit -- Lists of Session-IDs identifies a group of
      users, list of attribute/values applies to all users being
      identified by the Session-ID list.

   o  Least benefit -- List of Session-ID identifies users, each
      Session-ID has a list of individual attribute/values accompanied,
      which is valid solely for a single user being identified by the
      Session-ID.

   The data structure with most benefit is shown in Figure 7: A group of
   user Session-IDs is identified by a Group-ID.  The list of attribute/
   values applies to all users being identified by the Group-ID.  Such
   scheme can be very efficient for group handling, but may be
   disadvantageous for recovery of total node failures, as in most cases
   nodes will loose the binding information between the Group-ID and the
   associated user Session-IDs.

                          +---------------------+
                          |                     |
                          |   <GPSession-ID>    |
                          |   [Group-ID]        |
                          | 1*[AVP]             |
                          |                     |
                          +---------------------+

      Figure 7: AVPs apply to a group of users being identified by a
                                 Group-ID

   The data structure given in Figure 8 has less benefit from bulk
   signaling: A group of users is identified by a list of Session-IDs.
   The list of attributes/values is valid for all users being identified
   by the list of Session-IDs.  Such coding option may require the
   specification of a rule that applies all AVPs after the list of user
   Session-IDs to all users being identified by the list of Session-IDs.




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                          +---------------------+
                          |                     |
                          |   <GPSession-ID>    |
                          | 1*[Session-ID]      |
                          | 1*[AVP]             |
                          |                     |
                          +---------------------+

   Figure 8: AVPs apply to a group of users being identified by multiple
                             user Session-IDs

   Least benefit from bulk signaling results for a data structure where
   each Session ID has different values associated, hence a list of
   attributes and values must be grouped and assigned to each Session
   ID.  After the Diameter header and the mandatory Session-ID AVP,
   which identifies the GP Session, a list of individual user Session-
   IDs and attributes/values follows.  Unambiguous association of
   attributes/values to a particular user Session-ID must be supported.
   Diameter provides the option for grouped AVPs.  An example for a
   grouped AVP which can be used for bulk signaling with the GP Session
   is depicted in Figure 8.

    +-----------------------------------------------------------------+
    |                                                                 |
    | Grouped AVP header identifies each UE's Session ID and groups   |
    | associated AVPs:                                                |
    |                                                                 |
    |   <GPSession-ID>                                                |
    | 1*[grouped AVP]                                                 |
    |                                                                 |
    | Format of the grouped AVP:                                      |
    |                                                                 |
    |   <Session-ID>                                                  |
    | 1*[AVP]                                                         |
    |                                                                 |
    +-----------------------------------------------------------------+

   Figure 9: AVPs are grouped to an individual user, which is identified
                           by a user Session-ID












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7.  Security Considerations

   The GP Session concept relies on the trust relationship and
   associated security association between a Diameter client and a
   server.  Hence, security considerations do not go beyond what is
   covered in [RFC3588].













































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8.  IANA Considerations

   If the option field in the Session ID AVP is being used to identify a
   GP Session, no additional IANA requirements will be added by this
   specification.  Future details about the specification and message
   format definitions may require IANA actions.













































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9.  Acknowledgments

   Many thanks to Avi Lior, Mark Jones, Jouni Korhonen, Frank Brockners,
   Glen Zorn and Qin Wu for their feedback to previous versions of this
   document.














































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10.  References

10.1.  Normative References

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119, March 1997.

   [RFC3588]  Calhoun, P., Loughney, J., Guttman, E., Zorn, G., and J.
              Arkko, "Diameter Base Protocol", RFC 3588, September 2003.

10.2.  Informative References

   [3GPP-DIAM]
              "3GPP TS 29.272  Mobility Management Entity (MME) and
              Serving  GPRS Support Node (SGSN) related interfaces based
              on Diameter protocol", <http://www.3gpp.org>.

   [3GPP-EPC]
              "3GPP TS 23.401 General Packet Radio Service (GPRS)
              enhancements for Evolved Universal Terrestrial Radio
              Access Network (E-UTRAN) access", <http://www.3gpp.org>.

   [3GPP-PCRFFR]
              "3GPP TS 29.816  3GPP TS 29.272 Study on PRCF Failure and
              Restoration", <http://www.3gpp.org>.

   [RFC4005]  Calhoun, P., Zorn, G., Spence, D., and D. Mitton,
              "Diameter Network Access Server Application", RFC 4005,
              August 2005.

   [RFC4006]  Hakala, H., Mattila, L., Koskinen, J-P., Stura, M., and J.
              Loughney, "Diameter Credit-Control Application", RFC 4006,
              August 2005.


















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Appendix A.  Change Notes

   Changes in version 01:

   o  Includes more details about shared Session

   o  Includes proposal about migration steps to deploy Diameter GPS in
      other SDOs, e.g. in 3GPP

   o  Includes analysis and first proposal about grouping AVPs for bulk
      signaling

   Changes in version 02:

   o  Editorial revision




































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Authors' Addresses

   Marco Liebsch
   NEC Laboratories Europe
   NEC Europe Ltd.
   Kurfuersten-Anlage 36
   D-69115 Heidelberg,
   Germany

   Phone: +49 6221 4342146
   Email: liebsch@neclab.eu


   Gottfried Punz
   NEC Laboratories Europe
   NEC Europe Ltd.
   Kurfuersten-Anlage 36
   D-69115 Heidelberg,
   Germany

   Phone: +49 6221 4342119
   Email: punz@neclab.eu





























Liebsch & Punz          Expires December 26, 2011              [Page 21]