Network Working Group                                            A. Lior
INTERNET-DRAFT                                       Bridgewater Systems
Category: Informational                                        P. Yegani
draft-lior-radius-prepaid-extensions-06.txt                        Cisco
Expires: 24 March, 2005                                     K. Chowdhury
                                                                  Nortel
                                                                   Y. Li
                                                     Bridgewater Systems
                                                             C. Guenther
                                                                 Siemens
                                                        October 25, 2004


     PrePaid Extensions to Remote Authentication Dial-In User Service
                                 (RADIUS)


Status of this Memo

   By submitting this Internet-Draft, I certify that any applicable
   patent or other IPR claims of which I am aware have been disclosed,
   and any of which I become aware will be disclosed, in accordance
   with RFC 3668.

   Internet-Drafts are working documents of the Internet Engineering
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   This Internet-Draft will expire on March 24, 2005

Copyright Notice

   Copyright (C) The Internet Society (2004).  All Rights Reserved.




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                    RADIUS Extensions for PrePaid       February 2004


Abstract

   This draft presents an extension to the Remote Authentication Dial-
   In User Service (RADIUS) protocol to support charging for prepaid
   services. The charging models supported are namely: volume-based
   charging, duration-based charging and one-time-based charging.


Table of Contents

   1. Introduction...................................................4
      1.1 Terminology................................................6
      1.2 Requirements language......................................6
   2. Overview.......................................................6
      2.1 PrePaid Charging Model.....................................7
      2.2 Architectural Model........................................7
      2.3 Why not existing RADIUS attributes?.......................13
   3. Use-cases.....................................................15
      3.1 Simple pre-paid access use-case...........................15
      3.2 Support for Multi-Services................................17
      3.3 Resource Pools............................................18
      3.4 Support for Complex Rating Functions......................20
      3.5 One-Time-based Prepaid Charging...........................21
      3.6 Support for Roaming.......................................22
      3.7 PrePaid termination.......................................23
      3.8 Querying and Rebalancing Prepaid Resources................23
   4. Operations....................................................24
      4.1 General Requirements......................................24
         4.1.1 Broker AAA Requirements..............................24
      4.2 Authentication and Authorization for Prepaid Enabled SADs.24
      4.3 Session Start Operation...................................26
      4.4 Mid-Session Operation.....................................27
      4.5 Dynamic Operations........................................29
         4.5.1 Unsolicited Session Termination Operation............30
         4.5.2 Unsolicited Change of Authorization Operation........30
      4.6 Termination Operation.....................................31
      4.7 Mobile IP Operations......................................31
      4.8 Operation consideration for Multi-Services................32
         4.8.1 Initial Quota Request................................33
         4.8.2 Quota Update.........................................33
         4.8.3 Termination..........................................34
         4.8.4 Dynamic Operations...................................34
         4.8.5 Support for Resource Pools...........................35


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                    RADIUS Extensions for PrePaid       February 2004


         4.8.6 One-Time-Charging....................................35
         4.8.7 Error Handling.......................................36
      4.9 Accounting Considerations.................................36
      4.10 SAD Operation............................................36
      4.11 Interoperability with Diameter Credit Control Application36
   5. Attributes....................................................37
      5.1 PPAC Attribute............................................37
      5.2 Session Termination Capability............................38
      5.3 PPAQ Attribute............................................38
      5.4 Table of Attributes.......................................44
   6. Security Considerations.......................................44
      6.1 Authentication and Authorization..........................45
      6.2 Replenishing Procedure....................................45
   7. IANA Considerations...........................................45
   8. Normative References..........................................46
   9. Informative References........................................46
   10. Call Flows...................................................47
      10.1 Simple Concurrent Services...............................48
      10.2 One-time Charging........................................50
   Contributor......................................................51
   Acknowledgments..................................................51
   Author's Addresses...............................................51
   Intellectual Property Statement..................................52
   Disclaimer of Validity...........................................52
   Copyright Statement..............................................52
   Expiration Date..................................................53



















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1. Introduction

   This draft describes RADIUS protocol extensions supporting charging
   for PrePaid Data Services.

   PrePaid data services are cropping up in many wireless and wireline
   based networks.  A PrePaid Data Service subscriber is one that
   purchases a contract to receive a data service for either a period
   of time, or a quantity of data.  Before providing a prepaid data
   service, the service provider checks that the prepaid subscriber has
   sufficient funds to cover the particular service request. Only after
   confirmation that funds are available is the service provided to the
   user.

   The subscriber purchases the Data Service using various means such
   as buying a PrePaid Card, or online.  How the subscriber purchases
   their PrePaid Data Service depends on the deployment and is not in
   scope for this document.

   In some deployments, the PrePaid data service will be combined with
   other Prepaid services such as PrePaid circuit voice service.  This
   is not an issue for this document other than the fact that the
   PrePaid Data Services described in this paper should work with other
   PrePaid data and or circuit voice services.

   The fundamental business driver for a carrier to provide PrePaid
   data services is to increase participation (subscriber base) and
   thus to increase revenues.  Therefore, it makes sense that PrePaid
   services meet the following goals:

   - Leverage existing infrastructure, hence reducing capital
      expenditures typically required when rolling out a new service;
   - Ability to rate service requests in real-time;
   - Ability to check that the end userÆs account for coverage for the
      requested service charge prior to execution of that service;
   - Protect against revenue loss, i.e., prevent an end user from
      generating chargeable events when the credit of that account is
      exhausted or expired;
   - Protect against fraud;
   - Be as widely deployable over Dialup, Wireless and WLAN networks.




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   The protocol described in this document maximizes existing
   infrastructure as much as possible hence the use of the RADIUS
   protocol.  The protocol is used in ways to protect against revenue
   loss or revenue leakage.  This is achieved by defining procedures
   for the real-time delivery of service information to a pre-paid
   enabled AAA server, to minimize the financial risk, for the pre-paid
   enabled AAA server to be able to allocate small quotas to each data
   session and having the ability to update the quotas from a central
   quota server dynamically during the lifetime of the PrePaid data
   session.  As well, mechanisms have been designed to be able to
   recover from errors that occur from time to time.

   Protection against fraud is provided by recording of accounting
   records, and by providing mechanisms to thwart replay attacks.  As
   well, mechanisms have been provided to terminate data sessions when
   fraud is detected.

   PrePaid Systems will become more prevalent and sophisticated as the
   various networks such as Dialup, Wireless and WLAN converge.  This
   protocol extension is designed to meet the challenges of converged
   networks.  The draft mainly addresses how to use the RADIUS protocol
   to achieve a PrePaid Data Service.  The prepaid architecture assumes
   that rating of chargeable events does not occur in the element
   providing the service. This rating could be performed in the prepaid
   enabled AAA server or may exist in an entity behind this AAA server.
   Business logic and service rules may define that tariffing of events
   vary in time, e.g., the particular price per megabyte download may
   be defined to switch at 8pm from a high tariff to a low tariff. The
   RADIUS extensions for prepaid support scenarios enable scalable
   implementation of tariff switched prepaid systems.

   Furthermore, the prepaid architecture assumes that a quota server is
   available which, through co-ordination with the rating entity and
   centralized balance manager is able to provide a quota response in
   response for prepaid data service.  This quota server functionality
   could be performed in the prepaid enabled AAA server or may exist in
   an entity behind this AAA server. Finally, the details of the
   PrePaid System, such as its persistent store, how it maintains its
   accounts are not covered at all.  However, in order to define the
   RADIUS protocol extensions it is necessary to discuss the functional
   behavior of the PrePaid System.




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1.1 Terminology

  Service Access Device
  PrePaid Client(PPC)      The Prepaid Client (PPC) is the entity which
                           triggers the RADIUS message exchange
                           including prepaid extensions defined in this
                           document. Typically the Prepaid Client
                           Resides in the NAS.
  PrePaid Server(PPS)      The Prepaid Server is the entity that
                           interacts with the Prepaid Client using the
                           RADIUS prepaid extensions defined in this
                           document.
  Home network             The network which contains the user profile
                           and the userÆs prepaid account.
  WLAN                     Wireless Local Area Network
  Service Event
  Access Service           The service that is provided to the user
                           when the user is authenticated and
                           authorized.  In this document the term is
                           used to differentiate between authorization
                           of services that are explicitly identified
                           by a Service Identifier.  Example of Access
                           Service would be the Main Service instance
                           of 3GPP2.

   Furthermore, we use the following Mobile IP and AAA terminology:
   Home agent (HA), Home network, Home AAA (HAAA), Broker AAA (BAAA),
   Visited AAA (VAAA) and Foreign Agent (FA)

1.2 Requirements language

   In this document, several words are used to signify the requirements
   of the specification.  These words are often capitalized.  The key
   words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED",  "MAY", and "OPTIONAL" in
   this document are to be interpreted as described in [RFC2119].

2. Overview

   This section gives a concise overview of the Prepaid Charging models
   that is supported by this document, and the Architectural model
   relevant to this draft.



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2.1 PrePaid Charging Model

   There are several PrePaid Charging models of how to charge customers
   for availing data services:

     . Volume-based charging (VBC): (e.g., 2 Cents/KiloByte);
     . Duration-based charging (DBC): (e.g., 3 Cents/minute);
     . Subscription-based charging (SBC): (e.g.,
        Dollars/month+service);),
     . Event-based charging (EBC): (e.g., 7 Cents/URL or email).

   Charging models can be further divided into those with debiting of
   prepaid user accounts and those with debiting of non-prepaid
   accounts (such as current accounts at banks).  From the perspective
   of this document all userÆs as treated as userÆs having a prepaid
   accounts.

2.2 Architectural Model

   The architectural model supports prepaid clients on a service access
   device. A SAD (e.g. a NAS) typically provides a access to data
   service to end-users. A SAD is a network entity on the data path
   that includes a RADIUS client and a PrePaid Client.

   When prepaid service is used the SAD collects service event
   information and reports it while and/or after services are provided
   to the prepaid user. This event information is sent to a prepaid
   server by using the prepaid RADIUS extensions.

   If real-time credit control is required, the SAD (prepaid client)
   contacts the prepaid server with service event information included
   before the service is provided. The prepaid server, depending on the
   service event information, performs credit check and allocates a
   portion of available credit to the service event. The rating entity
   converts this credit value into a time and/or volume amount, which
   is then returned to the requesting SAD. The rating entity may
   determine that during the allocated quota, a tariff switch will
   occur in which case the rating entity will include details of the
   quota allocated prior to the tariff switch, details of the quota
   allocated after the tariff switch together with details of when the
   tariff switch will occur.




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   The requesting SAD then monitors service execution according to the
   instructions returned by the prepaid server. After service
   completion or on a subsequent request for service, the prepaid
   server deducts the reserved allocation of credit from the prepaid
   userÆs account.

   Similarly, when a user terminates an on-going prepaid service, the
   prepaid client signals the prepaid server with the a value
   corresponding to the unused portion of the allocated quota.  The
   prepaid server is then able to refund unused allocated funds into a
   userÆs prepaid account.

   There MAY be multiple prepaid servers in the system for reasons of
   redundancy and load balancing. The system MAY also contain separate
   rating server(s) and accounts MAY be located in a centralized
   database. System internal interfaces can exist to relay messages
   between servers and an account manager.  However the detailed
   architecture of prepaid system and its interfaces are implementation
   specific and are out of scope of this specification.


                                           accounting
       +------------+       +-----------+  protocol    +--------------+
       | Subscriber |<----->|  Service  |              |              |
       |            |       |  Access   |<------------>| Accounting   |
       |  Device    |       |  Device   |<-----+       |   Server     |
       +------------+       +-----------+      |       +--------------+
                                               |
                                               |
                                               |       +--------------+
                                               +------>|   PrePaid    |
                                          prepaid      |   Server     |
                                          protocol     +--------------+

   Figure 1 Basic Prepaid Architecture

   The prepaid server and accounting server in this architecture model
   are logical entities. The real configuration MAY combine them into a
   single host.

   There MAY exist protocol transparent RADIUS Proxies between prepaid
   client and prepaid server. These proxies transparently support the
   prepaid RADIUS extensions.


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   In order to generalize the solution, in this paper we generalize the
   SADs, which in reality may be a NAS in Dialup deployments, PDSN
   (Packet Data Serving Node) or HA (Home Agent) in CDMA2000
   deployments, an 802.11 WLAN Access Points or GGSN (Gateway GPRS
   Serving Node) in GPRS/UMTS deployments. To actively participate in
   Prepaid procedures outlined here, the SAD MUST have the Prepaid
   Client capabilities.  Prepaid Client Capabilities include the
   ability to meter the usage for a prepaid data session; this usage
   includes time or volume (e.g. number of bytes) usage.

   In the case of roaming scenarios using mobile IP (in a wireless or
   wireline network), the prepaid client functionality may be delegated
   to the Home Agent.  It may also be possible to deliver limited
   prepaid services using RADIUS capabilities specified in RFC2865 and
   RFC2866.

   Furthermore, the device including the prepaid client functionality
   may also have Dynamic Session Capabilities that include the ability
   to terminate a data session and/or change the filters associated
   with a specific data session by processing Disconnect Messages and
   Change of Authorization messages as per [RFC3576].

   In this document RADIUS is used as the AAA server.  There are three
   kinds or categories of AAA servers.  The AAA server in the home
   network, the HAAA, is responsible for authentication of the
   subscriber and also authorization of the service.  In addition, the
   HAAA communicates with the Prepaid servers using the RADIUS protocol
   to authorize prepaid subscribers.  In AAA based roaming deployments
   the AAA server in the visited network, the VAAA, is responsible for
   forwarding the RADIUS messages to the HAAA.  The VAAA may also
   modify the messages.  In roaming deployments, the visited network
   may be separated from the home network by one or more broker
   networks.  The AAA servers in the broker networks, BAAA are
   responsible to route the RADIUS packets transparently and hence
   donÆt play an active roll in the Prepaid Data Service delivery.

   In this document the Prepaid Server is described in functional terms
   related to their interface with the HAAA.  The Prepaid Server
   interfaces to entities which:

   i) Keep the accounting state of the prepaid subscribers (balance
      manager);


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   ii) Allow access service requests to be rated in real-time (Rating
      Engine); and
   iii) Allow quota to be managed for a particular pre-paid service
      (Quota Server).

   The various deployments for Prepaid are presented in the remainder
   of this section.  The first deployment is the basic Prepaid data
   service and is depicted in figure 2.  The SAD, which supports the
   prepaid client functionality, the HAAA and the Prepaid Server are
   collocated in the same provider network.

   The Subscriber Device establishes a connection with one of several
   Access Devices in the network.  The SAD communicates with one or
   more HAAA servers in the network.  To provide redundancy more than
   one HAAA may be available to use by a SAD.

   The network will have one or more Prepaid Servers.  Multiple Prepaid
   Servers may be used to provide redundancy and load sharing.  The
   interface between the HAAA and the PPS is implemented using the
   RADIUS protocol in this specification.  However, in cases where the
   PPS does not implement the RADIUS protocol, the implementation would
   have to map the requirements defined in this document to whatever
   protocol is used between the HAAA and the PPS.

                                       +------+     +-----+
                                       |      |     |     |
           +--------+   +--------+  +--| HAAA |--+--| PPS |
           |        |   |        |  |  |      |  |  |     |
           | Sub    |   | Service|  |  +------+  |  +-----+
           |        |---| Access |--+            |
           | Device |   | Device |  |  +------+  |  +-----+
           |        |   |        |  |  |      |  |  |     |
           +--------+   +--------+  +--| HAAA |--+--| PPS |
                                       |      |     |     |
                                       +------+     +-----+

      Figure 2 Basic Prepaid Access Architecture

   Figure 3 shows a static roaming prepaid architecture that is typical
   of a wholesale scenario for Dial-Up users or a broker scenario used
   in Dial-Up or WLAN roaming scenarios.




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                            +----+   +----+   +----+   +-----+
                            |    |   |    |   |    |   |     |
      +------+  +-------+ +-|VAAA|-+-|BAAA|-+-|HAAA|-+-| PPS |
      |      |  |       | | |    | | |    | | |    | | |     |
      |Sub   |  |Service| | +----+ | +----+ | +----+ | +-----+
      |      |--|Access |-+        |        |        |
      |Device|  |Device | | +----+ | +----+ | +----+ | +-----+
      |      |  |       | | |    | | |    | | |    | | |     |
      +------+  +-------+ +-|VAAA|-+-|BAAA|-+-|HAAA|-+-| PPS |
                            |    |   |    |   |    |   |     |
                            +----+   +----+   +----+   +-----+

      |     Visited              |  |Broker | |    Home      |
      |     Network              |  |Network| |    Network   |

      Figure 3 Static Roaming Prepaid Architecture

   As in the basic prepaid architecture the subscriberÆs device
   establishes a connection with the SAD (NAS, WLAN Access Point).
   The SAD communicates with the Visiting AAA server (VAAA) using the
   RADIUS protocol.  Again for redundancy there maybe more then one
   VAAA.  The VAAA communicate using the RADIUS protocol with AAA
   servers in the broker network (BAAA).  There maybe more then one
   Broker Network between the Visited Network and the Home Network.
   The Home Network is the same as in the simple architecture.

   To support dynamic roaming the network will utilize Mobile-Ip as
   illustrated in Figure 4.  Note that typically the mobile device
   would be moving between networks that use the same technology such
   as Wireless or WLAN.  Increasingly, device will be able to roam
   between networks that use different technology such as between WLAN
   and Wireless and Broadband. Fortunately, Mobile-Ip can address this
   type of roaming and therefore we need not be concerned with the
   underlying network technology.










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      +------+  +-------+     +----+  +----+  +----+  +-----+
      |      |  |Service|     |    |  |    |  |    |  |     |
      |Sub   |  |Access +-----|VAAA|--|BAAA|--|HAAA|--| PPS |
      |      |--|Device |     |    |  |    |  |    |  |     |
      |Device|  | (FA)  +--+  +----+  +-+--+  +----+  +-----+
      |      |  |       |  |            |
      +------+  +------ +  |            |
         |                 |            |     +----+
         |                 |            |     |    |
         |ROAMS            +------------------+ HA |
         |                              |     |    |
         V                  +----+      |     +----+
      +------+  +-------+   |    |      |        |
      |      |  |Service| +-|VAAA+------+        |
      |Sub   |  |Access | | |    |               |
      |      |--|Device +-+ +----+               |
      |Device|  | (FA)  |                        |
      |      |  |       +------------------------+
      +------+  +-------+


      Figure 4 Roaming using Mobile-IP and pre-paid enabled SADs

   In figure 4, the Subscriber device establishes a prepaid session
   between the SAD in the foreign network, which has prepaid
   capabilities.  The subscriberÆs home address will be anchored at the
   Home Agent (HA) in the home network.  The setup for this access
   service is identical to the cases covered above.  Notice that the
   SAD may be collocated with the Foreign Agent (FA) in case of Mobile-
   IPv4.  As the subscriber device moves it establishes a connection
   with another SAD in the same foreign network or in another foreign
   network.  The prepaid data service should continue to be available.
   When a device associates to another SAD it MUST re-authenticate at
   the new SAD and de-associate or logoff from the old SAD.
   Furthermore, any unused quota at the old SAD MUST be promptly
   credited back to the subscribers account.  The reason we say
   promptly, is because if the subscriber is very low on resources to
   start with, the subscriber may not have enough resources to log on
   to the new SAD.  The speed at which resources can be returned depend
   on the type of handoff procedure that is used.  Some of the example



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   of handoffs in wireless networks are dormant handoff, active handoff
   and fast handoff.

   As well, notice that if the SADs could communicate with each other
   then there could be a way to accelerate a faster handoff procedure.
   In particular, it could accelerate the return of the unused portion
   of the quotas from the old Access Device.

   Unfortunately, standards with regards to handoff are evolving with
   each network technology creating their own scheme to make the
   handoff procedures more efficient.

2.3 Why not existing RADIUS attributes?

   It has been asked "Why not use existing RADIUS attributes to build a
   prepaid solution? This will allow us to have a solution with
   existing devices without code modification."

   It is possible to build a prepaid solution using existing RADIUS
   attributes. The RADIUS server can simply send an Access-Accept
   message containing Session-Timeout(27) and set Termination-
   Action(29) to RADIUS-request.  Upon receiving the Access-Accept
   message, the NAS will meter the duration of the session and upon
   termination of the session the NAS generate an Access-Request
   message again.  The RADIUS server would re-authenticate the session
   and reply with an Access-Accept message with additional time in
   Session-Timeout(27) or an Access-Reject message if there were no
   more resources in the userÆs account.

   If the user terminates the session before the time expressed in
   Session-Timeout(27).  The NAS will recover any unused time from the
   accounting stream.

   There are several problems with such a solution:

   -It only allows for time-based prepaid.  The solution presented in
   this document allows for both time and volume based prepaid.  As
   well as extensibility for other features such as tarified based
   solutions.

   -Using accounting messages to recoup unused time may be problematic
   because RADIUS accounting messages are not real-time.  A RADIUS
   server may store-and-forward accounting messages in batches.  The


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   solution presented in this paper does not rely on Accounting Packets
   at all.  It uses Access-Request, messages which do flow through any
   network in real-time.  Delaying accounting messages may cause
   revenue leakage.

   -Session-Timeout(27) is not a mandatory attribute.  If a prepaid
   subscriber is being serviced by a NAS that does not adhere to
   Session-Timeout then that subscriber will obtain unlimited service.

   -Termination-Action(29) presents its own issues.  First the
   behaviour of Termination-Action(29) is not mandatory.  Second,
   according to RFC2865 Termination-Action fires when the Service is
   complete.  But we should not be terminating the service while
   negotiating additional quota. The refreshing of the time quota
   should be transparent to the user.  Because Termination-Action
   occurs when the Service is complete it is unclear whether or not the
   user experience would be transparent. For example, will the RADIUS
   server allocate the subscriber a new IP address? Furthermore, the
   RADIUS server has no way of telling why the Access-Request message
   was generated.  The RADIUS server will have to wait for the
   corresponding accounting packet to determine the reason for this
   Access-Request message. Lastly re-authenticating the subscriber may
   take far too long. The solution presented in this document allows
   quota replenishing to occur in an undisruptive manner from the
   perspective of the user.  No re-authentication is required and
   quotas can be negotiated prior to the quotas running out.

   -Prepaid ambiguity.  Implementing prepaid using existing RADIUS
   attributes presents another problem. Due to the fact that the
   standard RADIUS attributes are not mandatory, then the correct
   prepaid operation is really an act of faith on the part of the
   RADIUS server.  If Session-Timeout(27) and/or Termination-Action(29)
   are not supported, the prepaid subscriber will get free access. The
   solution described in this document, requires that a prepaid capable
   SAD inform the RADIUS server whether or not it supports prepaid
   capabilities.  The RADIUS server can now determine whether service
   should be granted or not.  For example, if a prepaid subscriber is
   connected to a NAS that does not support prepaid, the RADIUS server
   can either instruct the NAS to tunnel the traffic to another entity
   in the home network that does support prepaid client function (e.g.
   Home Agent) or it may allow the subscriber to get access but
   restrict the traffic.



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   The prepaid solution we present is a robust carrier grade prepaid
   solution.  It only requires the support of 2 mandatory attributes
   and one optional attribute.   Furthermore, it does not really
   require much code support at the NAS. NASes already support
   measurement of time and volume.  This solution requires that they
   advertise their prepaid capabilities in an Access-Request; that they
   generate an Access-Request Authorize-Only packet to obtain more
   quota at or before the quota is used up.  It also requires that the
   NAS send an Access-Request with Authorize-Only when the session
   terminates to return any unused quota to the prepaid system.

   Lastly the solution provided in this document is extensible. This
   document defines the basic exchanges between a prepaid capable NAS
   and a RADIUS server.  The protocol can easily be extended to support
   tariff switching and other prepaid business models.

3. Use-cases

   In this section we present a set of use cases that help establish
   the requirements needed to deliver PrePaid data services.  These
   use-cases donÆt address how the PrePaid account is established or
   maintained.  It is assumed that the PrePaid subscriber has obtained
   a valid account from a service provider such as a wireless operator
   or a WLAN operator.

   To make the document as general as possible, the use cases cover the
   experience from the SAD and not from the UserÆs Device.  The
   connection between the UserÆs Device, which typically involves
   setting up a layer 2 session, e.g., PPP session or GPRS PDP Context,
   is specific to a given network technology and the details are not
   required to deliver a PrePaid service.


3.1 Simple pre-paid access use-case

   A PrePaid subscriber connects to his home network.  As usual, the
   Access Device that is servicing the subscriber will use the AAA
   infrastructure to authenticate and authorize the subscriber.

   The SAD sends a RADIUS Access-Request to the AAA system to
   authenticate the subscriber, and identify and authorize the service.
   The Access-Request includes the subscriberÆs credentials and may



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   include the PrePaid capabilities of the SAD.  PrePaid capabilities
   MUST be included if the SAD supports PrePaid functionality.

   The AAA System proceeds with the authentication procedure.  This may
   involve several transactions such as in EAP [RFC2284].  Once the
   subscriber has been authenticated, the AAA system determines that
   the subscriber is a PrePaid subscriber and requests that the PrePaid
   System authorize the PrePaid subscriber.  The request MUST include
   the PrePaid Capabilities of the serving SAD.

   The PrePaid System will validate that the subscriber has a PrePaid
   Account; it will validate that the account is active; and will
   validate that the SAD has the appropriate PrePaid capabilities.  If
   all is in order, the PrePaid System will authorize the subscriber to
   use the network.  Otherwise it will reject the request.  The
   response is sent back to the AAA System.  The response includes
   attributes to indicate the allocation of a portion of the
   subscriberÆs account called the initial quota (in units of time or
   volume) and optionally a threshold value.

   The reason we allocate a portion of the userÆs account is that the
   user may be engaged in other Services that may draw on the same
   Prepaid account.  For example the user may be engaged in a data
   session and a voice session.  Although, these two services would
   draw from the same account the involved separate parts of the
   system.  If the entire quota was allocated to the data session then
   the user would have no more funds for a voice session.

   The AAA system incorporates the PrePaid attributes received from the
   PrePaid System into an Access-Accept message that it sends back to
   the SAD.  Note the AAA System is responsible for authorizing the
   service whereas the PrePaid System is responsible for PrePaid
   authorization.

   Upon receiving the Access-Response, the SAD allows the PrePaid data
   session to start and it starts to meter the session based on time or
   volume, as indicated in the returned Quota

   Once the usage for the session approaches the allotted quota (as
   expressed by the threshold), the SAD will request an additional
   quota.  The re-authorization for additional quota flows through the
   AAA system to the PrePaid System.  The PrePaid System revalidates
   the subscriberÆs account; it will subtract the previous quota


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   allocation from the userÆs account balance and if there is a balance
   remaining it will reauthorize the request with an additional quota
   allotment.  Otherwise, the PrePaid System will reject the request.
   Note the replenishing of the quotas is a re-authorization procedure
   and does not involve re-authentication of the subscriber.

   It is important to note that the PrePaid System is maintaining
   session state for the subscriber.  This state includes how much
   account balance was allocated during the last quota allocation for a
   particular session and how much is left in the account.  Therefore,
   it is required that all subsequent messages about the PrePaid
   session reach the correct PrePaid System.

   Upon receiving a re-allotment of the quota, the SAD will, continue
   the data service session until the new threshold is reached.  If the
   request for additional quota cannot be fulfilled then the SAD will
   let the subscriber use up the remaining quota and terminate the
   session.

   Alternatively, instead of terminating the session, the SAD may
   restrict the data session such that the subscriber can only reach a
   particular web server.  This web server maybe used to allow the
   subscriber to replenish their account.  This restriction can also be
   used to allow new subscribers to purchase their initial PrePaid
   Service.

   Should the subscriber terminate the session before the quota is used
   up, the remaining balance allotted to the session must be credited
   back to the subscriberÆs account.

   As well, while the Access Device is waiting for the initial quota,
   the subscriber may have dropped the session.  The initial quota must
   be credited back to the subscribers account.


3.2 Support for Multi-Services

   Up to now we were looking at session that consisted of a single
   service, "Access Service".  An "Access Service" is the basic service
   that is provided to the user by the SAD after successful
   authentication and authorization.  When we donÆt differentiate
   between different types of services the "Access Service" aggregates
   all the services that the user my be engaged in on a particular SAD.


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   For example, the user may be browsing the web, and participating in
   a VoIP conversation, watching streaming video and downloading a
   file.

   Some operators may want to distinguish between these services.  Some
   services are billed at different rates and services maybe metered
   differently.  Therefore, the prepaid solution needs to be able to
   distinguish services, and allocate quotas to the services using
   different units (e.g. time, volume) and allow for those quotas to be
   utilized at different rates.

                 +---------+
                 | Session |
                 +---------+
                      |
                      V N
              +--------------+       +-------+
              |   Service    |------>| Quota |
              | (service-Id) |       +-------+
              +--------------+


   As shown in the above diagram, a Session can have N Services.  Each
   service is identified by a Service-Id.  The format of the Service-Id
   is not in the scope of this document but the Service-Id could be
   expressed as an IP flow using the stand 5-tuple (Source-IP and Port,
   the Destination-IP and Port, and the protocol type).  Each service
   is allocated an appropriate quota.


3.3 Resource Pools

   When working with multiple services that results in multiple quota
   allocation another problem arises.  Even though quotas are portioned
   out in fractional parts of the userÆs prepaid account, there could
   be a situation where one Service utilizes its quota faster then
   another Service.  When the userÆs account is used up, there could be
   a situation where one Service is unable to obtain additional quota
   while another Service has plenty of quota remaining.  Unless the
   quotas can be rebalanced, the SAD would then have to terminate that
   Service.  As well, even before that happens, the existence of
   several Services could generate an excessive amount of traffic as
   the services update their quotas.


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   One method to solve these problems is to utilize resource pools.
   Resource pools allow us to allocate resources to several services of
   a session by allocating resources to a pool and have services draw
   their quota from the pool at a rate appropriate to that service.
   When the quota allocated to the pool runs out, we replenish the
   pool.


           +-----------+
           | Service-A |-----+         +--------+
           +-----------+     |    Ma   |        |
                             +-------->|        |
                                       |  Pool  |
                             +-------->|   (1)  |
           +-----------+     |    Mb   |        |
           | Service-B |-----+         +--------+
           +-----------+

   As the figure above shows, Service-A and Service-B are bound to
   Pool(1).  Ma and Mb are the pool multipliers (that are associated
   with Service-A and Service-B respectively) that determines the rate
   at which Service-A and Service-B draw from the pool.

   The pool is initialized by taking the quota allocated to each
   service and multiplying it by Mn.  Therefore, the amount of
   resources allocated to a pool is given by:

          Poolr = Ma*Qa + Mb*Qb + . . .

   A Pool is empty if:

         Poolr <= Ca*Ma + Cb*Mb + . . .

       where:
         Ca,Cb are the consumed resources of Service-A and Service-B
         respectively.


   Note that the resources assigned to the pool are unit less.  That
   is, Service-A can be rated at $1 per Mbyte and Service-B can rated
   at $0.10 per Minute.  In this case if we allocate $5 worth of
   resources on behalf of service-A to the pool we would set Ma = 10


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   and place 50 units into the pool.  If we allocate $5 on behalf of
   Service-B to the Pool, then M=1 and place 50 units into the Pool.
   The pool would have a total sum of 100 units to be shared between
   the two services.  Each Mbyte used by Service-A will draw 10 units
   from the pool and each minute used by Service-B will draw 1 unit
   from the pool.

3.4 Support for Complex Rating Functions

   The rate of use of a resource by a service can be very complex.
   Some services use resources (e.g. time, volume) linearly.  For
   example, a service maybe consuming resources at a rate of $1 per
   Mbyte.

   In some cases an operator may wish to apply a much more complex
   rating function.  For example, a service provider may wish to rate a
   service such that the first N Mbytes are free, then the next M
   Mbytes are rated at $1 per Mbyte and volume above M bytes be rated
   at $0.50 per Mbyte.  This rating function could be achieved by
   repeated message exchanges with the Prepaid System.

   To avert the need to exchange many messages and to support even more
   complex rating functions we support Rating Groups.  A Rating Group
   is provisioned at the SAD.  As illustrated in the figure below, a
   Rating Group is associated with one or more Services and defines the
   rate that the services associated with the Rating Group consume the
   quota.

         +-----------+
         | Service-A |------+
         +-----------+      |     +--------------+       +-------+
                            +---->|              |       | Quota |
                                  | Rating Group |------>|  or   |
         +-----------+      +---->|              |       | Pool  |
         | Service-B |------+     +--------------+       +-------+
         +-----------+

   During authorization of the of a service, if the service is
   associated with a Rating Group, the Prepaid Client sends the Rating
   Group to the Prepaid Server.  The prepaid service authorizes the
   Rating Group by assigning it a Quota and optionally assigning it to
   a Resource Pool.



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   When service that belongs to an authorized Rating Group is
   instantiated, then the Prepaid Client does not need to authorize
   that service.  This could greatly reduce the amount of traffic
   between the Prepaid Client and the Prepaid Server.

3.5 One-Time-based Prepaid Charging

   One-Time-based Prepaid Charging is used for charging of Service
   Events where there is no session.  That is, the Service Event does
   not have a start or an end.  An example of a one-time service event
   is the purchase of a ring-tone.  The one-time event in this case is
   the userÆs purchasing the right to use a ring-tone.  The actual
   downloading of the tone is a separate service event totally distinct
   from the right to use the ring tone.  For example, the user may have
   already downloaded the tone and then after being totally satisfied
   with the quality, decides to purchase the right to use the tone.
   Subscription based services can also be modeled as a One-Time event.
   In this case the one-time service event is the purchase of a
   subscription to use a service for a month.  While the user uses the
   service his usage maybe metered especially if there are limits
   associated with the service.

   For a given user, One-time-based charging may occur in conjunction
   with the other charging models.  For example, the prepaid user maybe
   accessing a website which is being metered based time or volume
   while they purchase the right to use a ring tone (a one-time-based
   event).  Note: it is up to the service providers to decide whether
   or not the user will be charged for the download of the tone and
   also be charged for the time and volume required to download the
   ring-tone.  The facilities provided by this document gives the
   service provider the capability to achieve their service charging
   business goals.  For example, should the service provider choose not
   to charge for the download volume or time, then they can treat the
   download IP flow as a separate service that is exempt from charging.

   One-time-based charging occurs when the SAD sends an indication to
   the PPS identifying the service, and the units that need to be
   debited from the account.  The units to be debited from the account
   and how those units are rated (if they donÆt represent money) is not
   in scope of this specification.

   One-time-based charging may occur under two conditions: the SAD may
   not have a authenticated context (or access to an authenticated


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   context for the subscriber); the SAD has access to authenticated
   context for the subscriber.  In the former case the SAD will have to
   authenticate the subscriber.  For example, the prepaid user maybe
   authenticated by the SAD providing access service.  However when the
   user accesses the subscription server to purchase a subscription,
   the subscription server may not have access to the authentication
   context of the subscriber and thus will have to authenticate the
   subscriber.  Authentication of the subscriber and the generation of
   the one-time charging event will happen at the same time.

   Note that one-time-based charging can be used to credit the prepaid
   userÆs account.  For example, the SAD can return resources back to
   the prepaid subscriber by making a one-time charge request that
   includes the amount of resource to be credited back to the user.



3.6 Support for Roaming

   For some networks it is essential that PrePaid Data Services be
   offered to roaming subscribers.  Support for static and dynamic
   roaming models are needed.  Static roaming is where the subscriber
   logs onto a foreign network.  The foreign network has a roaming
   agreement directly with the home network or through a broker network
   or networks.  The subscriber remains logged into the network until
   the subscriber changes location.  When changing location a new
   connection and a new login procedure is required.

   Dynamic roaming allows to subscriber to move between networks while
   maintaining a connection with the home network seamlessly.  As the
   subscriber moves between networks, the data session is handed off
   between the networks.

   In both roaming scenarios, the subscriber always authenticates with
   the home network.  PrePaid authorization and quota replenishing for
   the session need to be received at the home network and more
   specifically at the PrePaid System where state is being maintained.

   Dynamic roaming is particularly challenging.  A subscriber that
   established a PrePaid Data Session may roam to another Access Device
   that doesnÆt not support PrePaid functionality.  The system should
   be capable to continue the PrePaid session.



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3.7 PrePaid termination

   When fraud is detected by the PrePaid System, or when an error is
   detected, it may be beneficial for the PrePaid system to terminate a
   specific session for the subscriber or all the sessions of a
   subscriber.

   Some errors can occur such that the PrePaid System is in a state
   where it is not sure whether the session is in progress or not.
   Under conditions such as this, the PrePaid system may wish to
   terminate the PrePaid data session to make sure that resources are
   not being utilized for which it canÆt charge for reliably.

   Some handoff procedure used during dynamic roaming may require that
   the PrePaid system explicitly terminate the subscribers PrePaid data
   session at an SAD.  For example, if time based PrePaid service is
   being used and the mobile subscriber performs a dormant handoff, the
   PrePaid System needs to explicitly terminate the PrePaid session at
   the old SAD.

3.8 Querying and Rebalancing Prepaid Resources

   It should be possible to allow the Prepaid Server to Query the
   current uses state of a prepaid balance at a SAD and adjust the
   prepaid resources.

   For example, a request to the PPS is made (e.g., a one-time charging
   event) but the userÆs account is depleted but resources have been
   allocated to the SAD.  The PPS should have a the capability to query
   the SAD and if it has the spare resources to reassign the quotas to
   the SAD and to the pending request.  Note that the PPS doesnÆt know
   resource usage until the SAD request for more resources.  This can
   be a long time.

   In the absence of this capability the PPS can minimize the occurance
   of this scenario by allocated smaller quotas.  But the result will
   be many more transactions.  The ability to query and to rebalance
   resources provides a good trade-off.







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4. Operations

4.1 General Requirements

4.1.1 Broker AAA Requirements

   Broker AAA servers MUST support the Message-Authenticator(80)
   attribute as defined in [RFC2869].  If BAAA servers are used, the
   BAAA servers function is to forward the RADIUS packets as usual to
   the appropriate RADIUS servers.

   Accounting messages are not needed to deliver a PrePaid service.
   However, accounting messages can be used to keep the PrePaid Server
   current as to what is happening with the PrePaid data session.
   Therefore, BAAA SHOULD deliver RADIUS Accounting messages using the
   pass through mode described in [RFC2866].

4.2 Authentication and Authorization for Prepaid Enabled SADs

   The SAD initiates the authentication and authorization procedure by
   sending a RADIUS Access-Request to the HAAA.

   If the SAD has PrePaid Client capabilities, it MUST include the
   PPAC(TBD) attribute in the RADIUS Access-Request.  The PPAC(TBD)
   attribute indicates to the PrePaid server the PrePaid capabilities
   possessed by the SAD.  These are required in order to complete the
   PrePaid authorization procedures.

   If the SAD supports the Disconnect-Message or the Change-of-
   Authorization capabilities, then it SHOULD include the Dynamic-
   Capabilities attribute.

   In certain deployments, there may be other ways in which to
   terminate a data session, or change authorization of an active
   session.  For example, some SADs provide a session termination
   service via Telnet or SNMP.  In these cases, the AAA server MAY add
   the Dynamic-Capabilities message to the Access-Request.  Upon
   receiving the Change-of-Authorization message, the AAA server would
   then be responsible for terminating the session using whatever means
   that are supported by the device.




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   If the authentication procedure involves multiple Access-Requests
   (as in EAP), the SAD MUST include the PPAC(TBD) attribute and the
   Dynamic-Capabilities attribute (if used) in at least the last
   Access-Request of the authentication procedure.

   The Access-Request will be sent as usual to the HAAA.  The packet
   may be proxied through zero or more BAAA.

   Once the Access-Request arrives at the HAAA, the HAAA will
   authenticate the subscriber.  If the subscriber is cannot be
   authenticated, the HAAA will send an Access-Reject message back to
   the client.  If the subscriber is authenticated, the HAAA will
   determine whether or not the subscriber is a PrePaid subscriber.
   The techniques used to determine whether or not a subscriber is a
   PrePaid subscriber is beyond the scope of this document.  If the
   subscriber is not a PrePaid subscriber, then the HAAA will respond
   as usual with an Access-Accept or Access-Reject message.  If the
   subscriber is a PrePaid Subscriber the HAAA SHALL forward the
   Access-Request to a PrePaid server for further authorization.

   The Access-Request will contain the PPAC(TBD) attribute, the
   Dynamic-Capabilities attribute if one was included; the User-Name(1)
   attribute MAY be set to a value that would represent the
   SubscriberÆs PrePaid Identity.  This attribute is used by the
   PrePaid server to locate the PrePaid SubscriberÆs account.  For
   added security, the HAAA MAY also set the User-Password(2) attribute
   to the password used between the HAAA and the PrePaid server.

   The PrePaid server lookups the subscriberÆs PrePaid account and will
   authorize the subscriber taking into consideration the SAD PrePaid
   Client Capabilities.

   Upon successful authorization, the PrePaid server will generate an
   Access-Accept containing the PPAC(TBD) attribute and the PPAQ(TBD)
   attribute.

   The PPAC attribute returned to the client indicates the type of
   prepaid service to be provided for the session.  The PPAQ(TBD)
   attribute includes:

   - The QUOTA-Id, which is set by the PrePaid server to a unique
      value that is used to correlate subsequent quota requests;



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   - Volume and/or Time quotas, which are set to a value representing a
      portion of the subscribers account;

   - MAY contain a Time or Volume Threshold that controls when the SAD
      requests additional quota;

   - The IP address of the Serving PrePaid Server and one or more
      alternative PrePaid Servers.  This is used by the HAAA to route
      subsequent quota replenishing messages to the appropriate PrePaid
      server(s).

   Note: Idle-Timeout(28) can be used to trigger the premature
   termination of a pre-paid service following subscriber inactivity.

   Depending on site policies, upon unsuccessful authorization, the
   PrePaid server will generate an Access-Reject to terminate the
   session immediately.  Alternatively, the PrePaid server may generate
   an Access-Accept blocking some or all of the traffic and/or redirect
   some or all of the traffic to a location where the subscriber can
   replenish their account for a period of time.  Blocking of traffic
   is achieved by either Filter-Id(11) or NAS-Filter-Rule(see Redirect
   I-d).  Redirection is achieved by sending Redirect-Id or Redirect-
   Rule defined in the Redirect I-d.  The period of time before the
   blocked/redirected session last can be specified by Session-
   Timeout(27) attribute.

   Upon receiving the Access-Accept from the PrePaid Server, the HAAA
   will append the usual service attributes and forward the packet to
   the SAD.  The HAAA SHOULD NOT overwrite any attributes already set
   by the PrePaid server.  If the HAAA, receives an Access-Reject
   message, it will simply forward the packet to its client.  Depending
   on site policies, if the HAAA fails to receive an Access-Accept or
   Access-Reject message from the PrePaid server it MAY do nothing or
   send an Access-Reject or an Access-Accept message back to its
   client.


4.3 Session Start Operation

   The real start of the session is indicated by the arrival of
   Accounting-Request(Start) packet.  The Accounting-Request (Start)
   MAY be routed to the PrePaid Server so that it can confirm the
   initial quota allocation.


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   Note that the PrePaid Server role is not to record accounting
   messages and therefore it SHOULD not respond with an Accounting
   Response packet.

   If the Prepaid server does not receive the Accounting-Request(start)
   message it will only know that the session has started upon the
   first reception of a quota replenishment operation.

   If the Prepaid server does not receive indication directly (via
   Accounting-Request(start)) or indirectly, it SHOULD after some
   configurable time, deduce that the Session has not started.  If the
   SAD supports termination capabilities, the PPS SHOULD send a
   Disconnect Message to the SAD to ensure that the session is indeed
   dead.

4.4 Mid-Session Operation

   During the lifetime of a PrePaid data session the SAD will request
   to replenish the quotas using Authorize-Only Access-Request
   messages.

   Once the allocated quota has been reached or the threshold has been
   reached, the SAD MUST send an Access-Request with Service-Type(6)
   set to a value of "Authorize Only" and the PPAQ(TBD) attribute.

   The SAD MUST also include NAS identifiers, and Session identifier
   attributes in the Authorize Only Access-Request.  The Session
   Identifier should be the same as those used during the Access-
   Request.  For example, if the User-Name(1) attribute was used in the
   Access-Request it MUST be included in the Authorize Only Access-
   Request especially if the User-Name(1) attribute is used to route
   the Access-Request to the Home AAA server.

   The Authorize Only Access-Request MUST not include either User
   Password or Chap Password.  In order to authenticate the message,
   the SAD MUST include the Message-Authenticator(80) attribute.  The
   SAD will compute the value for the Message-Authenticator based on
   [RFC2869].

   When the HAAA receives the Authorize-Only Access-Request that
   contains a PPAQ(TBD), it SHALL validate the message using the
   Message-Authenticator(80) as per [RFC2869].  If the HAAA receives an


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   Authorize Only Access-Request that contains a PPAQ(TBD) but not a
   Message-Authenticator(80) it SHALL silently discard the message.  An
   Authorize Only Access-Request message that does not contain a
   PPAQ(TBD) is either in error or belongs to another application (for
   example, a Change of Authorization message [RFC3576]).  In this case
   the Authorize Only Access-Request will either be silently discarded
   or handled by another application (not in scope of this document).

   Once the Authorize Only Access-Request message is validated, the
   HAAA SHALL forward the Authorize Only Access-Request to the
   appropriate PrePaid Server.  The HAAA MUST forward the Authorize
   Only Access-Request to the PrePaid server specified in the
   PPAQ(TBD).  The HAAA MUST sign the message using the Message-
   Authenticator(80) and the procedures in [RFC2869].  As with the
   Access-Request message, the HAAA MAY modify the User-Name(1)
   attribute to a value that represents the userÆs internal PrePaid
   account in the PrePaid server.  Note the PrePaid server could use
   the Quota-ID sub-attribute contained within the PPAQ(TBD) to locate
   the user account.

   Upon receiving the Authorize Only Access-Request containing a
   PPAQ(TBD) attribute, the PrePaid server MUST validate the Message-
   Authenticator(80) as prescribed in [RFC2869].  If the message is
   invalid, the PrePaid server MUST silently discard the message.  If
   it received an Authorize Only Access-Request message that does not
   contain a PPAQ(TBD) it MUST silently discard the message.

   The PrePaid server will lookup the PrePaid session by using the
   PrePaid Quota Id contained within the PPAQ(TBD).  The PrePaid Server
   would, take the last allocated quota and subtract that from the
   UserÆs balance.  If there is remaining balance, the PrePaid server
   re-authorizes the PrePaid session by allocate an additional quota.
   The PrePaid server may want to calculate a different threshold
   values as well.

   Upon successful re-authorization, the PrePaid server will generate
   an Access-Accept containing the PPAQ(TBD) attribute.  The Access-
   Accept message MAY contain Service-Type(6) set to Authorize-Only and
   MAY contain the Message-Authenticator(80).

   Depending on site policies, upon unsuccessful authorization, the
   PrePaid server will generate an Access-Reject or an Access-Accept
   with Filter-Id(11) or Ascend-Data-Filter (if supported) attribute


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   and the Session-Timeout(27) attribute such that the PrePaid
   subscriber could get access to a restricted set of locations for a
   short duration to allow them to replenish their account, or create
   an account; or to browse free content.

   Upon receiving the Access-Accept from the PrePaid server, the HAAA
   SHALL return the packet to its client.  If the HAAA, receives an
   Access-Reject message, it will forward the packet.  Depending on
   site policies, if the HAAA fails to receive an Access-Accept or an
   Access-Reject message from the PrePaid server it MAY do nothing or
   it MAY send an Access-Reject message back to its client.

   Upon receiving an Access-Accept, the SAD SHALL update its quotas and
   threshold parameters with the values contained in the PPAQ(TBD)
   attribute.  Note that the PrePaid server MAY update the
   PrePaidServer attribute(s) and these may have to be saved as well.

   Upon receiving an Access-Accept message containing either Filter-
   Id(11) or Ascend-Data-Filter attributes, and or Session Timeout(27).
   The SAD SHALL restrict the subscriber session accordingly.

4.5 Dynamic Operations

   The PrePaid server may want to take advantage of the dynamic
   capabilities that are supported by the SAD as advertised in the
   Dynamic-Capabilities attribute during the initial Access-Request.

   There are two types of actions that the PrePaid server can perform:
   it can request that the session be terminated; or it can request
   that attributes associated with the session be modified.  More
   specifically, it can modify previously sent PPAQ(TBD)

   Both of these actions require that the session be uniquely
   identified at the SAD.  As a minimum the PrePaid server:

   -MUST provide either the NAS-IP-Address(4) or NAS-Identifier(32)
   -MUST provide at least one session identifier such as User-Name(1),
   Framed-IP-Address(), the Accounting-Session-Id(44).

   Other attributes could be used to uniquely identify a PrePaid data
   session.




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   For a discussion on Dynamic Operations as they related Mutli-Service
   operations see further on.

4.5.1 Unsolicited Session Termination Operation

   At anytime during a session the Prepaid Server may send a Disconnect
   Message to terminate a session.  This capability is described in
   detail in [RFC3576].  The PrePaid server sends a Disconnect Message
   that MUST contain identifiers that uniquely identify the
   subscriberÆs data session and the SAD servicing that session.

   If the SAD receives a Disconnect-Message, it will respond with
   either a Disconnect-ACK packet if it was able to terminate the
   session or else it will respond with a Disconnect-NAK packet.

   Upon successful termination of a session the SAD MUST return any
   unused quota to the Prepaid Server by issuing an Authorize Only
   Access-Request containing the PPAQ which contains any unused Quota
   and the Update-Reason set to "Remote Forced Disconnect".

4.5.2 Unsolicited Change of Authorization Operation

   At anytime during the prepaid session the Prepaid Client may receive
   a Change of Authorization (CoA) message.  A Prepaid Server may send
   a new Quota to either add additional quota or to remove quota
   already allocated for the service.

   If the Change of Authorization contains a PPAQ then that PPAQ will
   override a previously received PPAQ.  The PPAQ may contain more
   allocated Quota or less allocated quota.  The PPS MUST NOT change
   the units used in the PPAQ.

   If the newly received PPAQ reduces the amount of allocated quota
   beyond what is currently used then the SAD will accept the new PPAQ
   and act as it normally would when the quota is used up.  For
   example, if the threshold is reached then is request a quota update;
   if the quota received is less then the currently used level then the
   SAD would follow the normal procedures followed when a quota is used
   up.






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4.6 Termination Operation

   The termination phase is initiated when either: the Subscriber logs
   off; the quotas have been consumed, or when the SAD receives a
   Disconnect Message.

   In the case where the user logged off, or the SAD receives a
   Disconnect Message, the SAD will send an Authorize-Only Access-
   Request message with a PPAQ(TBD) and Update-Reason attribute set to
   either "Client Service termination" or "Remote Forced disconnect"
   and the currently used quota.

   In the case where the quota has been reached, if the PPAQ(TBD)
   contained Termination-Action field, the SAD will follow the
   specified action which would be to immediately terminate the
   service, to request more quota, or to Redirect/Filter the service.

4.7 Mobile IP Operations

   In roaming scenarios using Mobile-IP, as the mobile subscriber roams
   between networks, or between different types of networks such as
   between WLAN and CDMA2000 networks, the PrePaid data session should
   be maintained transparently if the HA is acting as the SAD.

   As the subscriber device associates with the new SAD (AP or PDSN
   that supports prepaid client capability), the SAD sends a RADIUS
   Access-Request and the subscriber is re-authenticated and
   reauthorized.  The SAD MUST include the PPAC(TBD) attribute in the
   RADIUS Access-Request.  In this manner the procedure follows the
   Authentication and Authorization procedure described earlier.

   If the HA was acting as the SAD before handoff, the userÆs prepaid
   session does not undergo any change after the handoff because the
   Mobile IP session is anchored at the HA and the userÆs Home IP
   address remains the same.

   In the case of AP or PDSN acting as the SAD it is likely that the
   userÆs IP address will change (Care of Address). Therefore, the
   ongoing prepaid session will have some impact. In the case the SAD
   shall send an Access-Request.
   The Access-Request message is routed to the home network and MUST
   reach the PrePaid System that is serving the PrePaid session.  The
   PrePaid system will then correlate the new authorization request


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   with the existing active session and will assign a quota to the new
   request.  Any outstanding quota at the old SAD MUST be returned to
   the PrePaid system.  If the Mobile-IP nodes (HA and FA) supports
   registration revocation (Mobile IPv4 only).  Specifically, the quota
   SHOULD be returned when the SAD sends the Authorize Only Access-
   Request with PPAQ(TBD) Update-Reason set to either "Remote Forced
   disconnect" or "Client Service termination".  In order to trigger
   the sending of this last Authorize Only Access-Request, the PrePaid
   system may issue a Disconnect Message [3576] to the SAD.

   If the subscriber has roamed to an SAD that does not have any
   PrePaid Capabilities, PrePaid data service may still be possible by
   requesting the Home Agent (providing it has PrePaid Capabilities) to
   assume responsibilities for metering the service.  The procedure for
   this scenario will be given in the next release of this draft.

4.8 Operation consideration for Multi-Services

   This section describes the operation for supporting Prepaid for
   multi-services on the same SAD.  The operations for multi-services
   are very similar to operations for single service.  Message flows
   illustrating the various interactions are presented at the end of
   this document.

   A SAD that supports prepaid operations for multi-services SHOULD set
   the "Multi-Services Supported" bit in the PPAC.

   When working with multi-services, we need to differentiate between
   the services.  A Service-Id attribute is used in the PPAQ(TBD) to
   uniquely differentiate between the services.  The exact definition
   of the Service-Id attribute is out of scope for this document.

   A PPAQ that contains a Service-Id is associated with that Service.
   A PPAQ that contains a Rating-Group-Id is associated with that
   Rating-Group.  A PPAQ MUST not contain both a Rating-Group-Id and a
   Service-Id.  A PPAQ that contains neither a Rating-Group-Id or a
   Service-Id applies to the "Access Service".








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4.8.1 Initial Quota Request

   When operations with multi-services is desired, the SAD will request
   the initial quota for the Service by sending a PPAQ containing the
   Service-Id for that Service in an Authorize-Only Access-Request
   packet.  Similarly, if the SAD supports Rating-Groups then it may
   request a prepaid quota for the Rating-Group by sending a PPAQ
   containing the Rating-Group-Id.  In both cases the Update-Reason
   will be set to "Initial-Request".

   The Authorize-Only Access-Request packet may contain more than one
   PPAQ.  The Authorize-Only Access-Request MUST include one or more
   attributes that serve to identify the session so that it can be
   linked to the original authentication.  Which Session Identifier(s)
   is included is up to specific deployments.  The Authorize-Only
   message must contain the Message-Authenticator(80) attribute for
   integrity protection of the Authorize-Only Access-Request message.

   Upon receiving an Authorize-Only Access-Accept message containing
   one or more PPAQs the Prepaid System will allocate resources to each
   PPAQ.  The resources, can be in units of time, volume as before.
   Each PPAQ will be assigned a unique QID that MUST appear in a
   subsequent PPAQ update for that service or rating-group. As well,
   the PPAQ MUST contain the Service-ID; or Group-ID; or neither, if
   the PPAQ applies to the "Access Service".

4.8.2 Quota Update

   Once the services start to utilize their allotted quota they will
   eventually need to replenish their quotas (either the threshold is
   reached or no more quota remains).  To replenish the quota the
   Prepaid Client will send an Authorize-Only Access-Request message
   containing one or more PPAQs.  Each PPAQ MUST contain the
   appropriate QID, Service-ID or Group-ID (or neither the Service-ID
   or Group-Id if the quota replenishment is for the "Access Service").
   The Update-Reason filed will indicate either "Threshold reached"(3),
   or "Quota reached"(4).  The Authorize-Only message must contain
   identifiers to identify the session.

   Upon receiving an Authorize-Only Access-Request packet with one or
   more PPAQs the Prepaid Server will respond with a new PPAQ for that
   service.  The PPAQ will contain a new QID, the Service-Id or Rating-
   Group-Id, a new Quota.  If the Prepaid Server does not want to grant


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   additional quota to the Service it MUST include the Termination-
   Action subfield in the PPAQ that will instruct the SAD what to do
   with the service.

4.8.3 Termination

   When an allotted quota for the service is used up the SAD shall act
   in accordance to the Termination-Action field set in the Quota.  If
   the Termination-Action field is absent then the Service MUST be
   terminated.

   If the Service is to be terminated then the SAD shall send a PPAQ
   with the appropriate QID, the Service-Id, the used quota, and
   Update-Reason set to "Client Service Termination".

   If the "Access Service" has terminated, then all other services must
   be terminated as well.  In this case the SAD must report on all
   issued quotas for the various services.  The Update-Reason field
   should be set to "Access Service Terminated".

   Note when sending more then on PPAQ it may be required to send
   multiple Authorize Only Access-Requests.

4.8.4 Dynamic Operations

   Dynamic operations for multi-services are similar to dynamic
   operations described for single service operations.  The prepaid
   system may send a COA message containing a PPAQ for an existing
   service instance.  The SAD will match the PPAQ to the service using
   the Service-ID attribute.  The new quota could be higher then the
   last allocated value or it could be lower.  The SAD must react to
   the new quota accordingly.

   A Disconnect message may not be send for a specific service.  A
   disconnect message terminates the "Access Service".  As such the SAD
   must report back all unused quotas by sending an Authorize Only
   Access Request message containing a PPAQ for each active service.
   The Update-Reason shall indicate that the reason for the update
   reason.






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4.8.5 Support for Resource Pools

   If the Prepaid Client supports pools as indicated by setting the
   "Pools supported" bit in the PPAC(TBD) then the Prepaid Server may
   associate a Quota with a Pool by including the Pool-Id and the Pool-
   Multiplier in the PPAQ(TBD).

   When Resource Pools are used, the PPAQ must not use the threshold
   field.

4.8.6 One-Time-Charging

   To initiate a One-Time charge the PPC include the PPAQ attribute in
   an Access-Request packet.  The Access Request packet MUST include
   the Message-Authenticator(80) and Event-Timestamp(55) attributes.

   The Service Id field of the PPAQ identifies the Service that is be
   charged for.  The amount of to be charged is specified using the
   Resource Quota and Resource Quota overflow subtypes.  If the value
   specified is negative then the resources will be credited to the
   userÆs account.

   The QID field MUST be set to a unique value and will be used by the
   PPS to detect duplicates should the packet be retransmitted.
   The Update Reason field MUST be set to One-Time Charging.

   Upon receiving a PPAQ configured as a One-Time charge, the RADIUS
   server authenticates the user and if authenticated, pass the PPAQ to
   the PPS.  The PPS shall locate the subscriber account and debit or
   credit the account accordingly.  The PPS MUST repond to the PPS with
   an Access-Accept message upon success.  Or an Access-Reject message
   if it cant locate the userÆs account or if there is no balance
   remaining in the account.

   The RADIUS server shall respond back to the SAD with an Access
   Accept message.  Since this is a one-time event charge the SAD must
   not allow the session to continue.  Therefore, the RADIUS server
   should include in the Access-Accept a Session-Timeout set to 0.  The
   Upon receiving an Access-Accept response the SAD shall generate an
   Accounting Stop message.

   A PPAQ used for One-Time charging may appear in an Authorize-Only
   Access Request.  This is the case where a session already exists for


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   the user.  The PPS shall respond back with an Access-Accept to
   indicate that the userÆs account has been debited or an Access-
   Reject indicating that the account could not be debited.

4.8.7 Error Handling

   If the Prepaid Server receives a PPAQ with an invalid QID it MUST
   ignore that PPAQ.

   If the Prepaid Server receives a PPAQ containing a Service-Id, or a
   Rating-Group-Id that it does not recognize, then it MUST ignore that
   PPAQ.

   If the Prepaid Client receives a PPAQ containing a Service-Id, or a
   Rating-Group-Id that it does not recognize, then it must ignore that
   PPAQ.

   If the Prepaid Client receives a PPAQ that contains a Pool-Id
   without a Pool-Multiplier; or a Pool-Multiplier without a Pool-Id it
   must ignore that PPAQ.

4.9 Accounting Considerations

   Accounting messages are not required to deliver PrePaid Data
   Service.  Accounting message will typically be generated for PrePaid
   Data Service.  This because accounting message are used for auditing
   purposes as well as for bill generation.

   Accounting messages associated with PrePaid Data Sessions should
   include the PPAQ(TBD) attribute.

4.10 SAD Operation

   To be completed

4.11 Interoperability with Diameter Credit Control Application

   RADIUS PrePaid solutions need to interoperate with Diameter
   protocol.  Two possibilities exist: The AAA infrastructure is
   Diameter based and the SAD are RADIUS based; or the SAD is Diameter
   based and the AAA infrastructure is RADIUS based.




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   The Diameter Credit Control Application [DIAMETERCC] describes how
   to implement a PrePaid using an all Diameter based infrastructure.

   <This section to be completed.>


5. Attributes

   This draft is using the RADIUS [RFC2865] namespace.


5.1 PPAC Attribute

   The PrepaidAccountingCapability (PPAC) attribute is sent in the
   Access-Request message by a Prepaid Capable NAS and is used to
   describe the PrePaid capabilities of the NAS.  The PPAC is available
   to be sent in an Access-Accept message by the Prepaid server to
   indicate the type of prepaid metering that is to be applied to this
   session.

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | TYPE          | LENGTH        | SUB-TYPE 1    | LENGTH        |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                    AvailableInClient (AiC)                    |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+


   TYPE  : value of PPAC
   LENGTH: 8
   VALUE : String

   The value MUST be encoded as follows:

   Sub-Type (=1)          : Sub-Type for AvailableInClient attribute
   Length                 : Length of AvailableInClient attribute
                            (= 6 octets)
   AvailableInClient (AiC):

   The optional AvailableInClient Sub-Type, generated by the PrePaid
   client, indicates the PrePaid Accounting capabilities of the NAS and
   shall be bitmap encoded. The possible values are:


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      0x00000001  Volume metering supported.
      0x00000002  Duration metering supported.
      0x00000004  Resource metering supported.
      0x00000008  Pools supported
      0x00000010  Rating groups supported
      0x00000020  Multi-Services supported.

      Others      Reserved

5.2 Session Termination Capability

   The value shall be bitmap encoded rather than a raw integer. This
   attribute shall be included RADIUS Access-Request message to the
   RADIUS server and indicates whether or not the NAS supports Dynamic
   Authorization.

   0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | TYPE          | LENGTH        |      String                   |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+


   Type  : value of Session Termination Capability
   Length: = 4
   String encoded as follows:

   0x00000001  Dynamic Authorization Extensions (rfc3576) is
               supported.


5.3 PPAQ Attribute

   One or more PPAQ(TBD) attributes are available to be sent in an
   Access Request, Authorize Only Access-Request and Access-Accept
   messages.  In an Access Request message, it is used to One-Time
   charging transactions; in Authorize Only Access-Request messages it
   is used to for One-Time charging, report usage and request further
   quota or request prepaid quota for a new service instance; in an
   Access-Accept message it is used to allocate the quotas (initial
   quota and subsequent quotas).



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   When concurrent service are supported a PPAQ is associated with a
   specific service as indicated by the presence of Service-Id; or a
   Rating Group, as indicated by the presence of a Rating-Group-Id; or
   the "Access Service" as indicated by the absence of a Service-Id or
   a Rating-Group-Id.

   The attribute consists of a number of subtypes.  Subtypes not used
   are omitted in the message.

   0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | TYPE          | LENGTH        | SUB-TYPE 1    | LENGTH        |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                        QuotaIdentifier (QID)                  |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | SUB-TYPE 2    | LENGTH        |        Volume Quota           |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |    Volume Quota               | SUB-TYPE 3    | LENGTH        |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |  VolumeQuotaOverflow (VQO)    | SUB-TYPE 4    | LENGTH        |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                        VolumeThreshold (VT)                   |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | SUB-TYPE 5    | LENGTH        | VolumeThresholdOverflow (VTO) |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | SUB-TYPE 6    | LENGTH        |      DurationQuota (DQ)       |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |    DurationQuota (DQ)         | SUB-TYPE 7    | LENGTH        |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                      DurationThreshold (DT)                   |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | SUB-TYPE 8    | LENGTH        | Update-Reason attribute (UR)  |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | SUB-TYPE 9    | LENGTH        | PrePaidServer                 |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |            PrePaidServer                                      |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+


   Type  : Value of PPAQ
   Length: variable, greater than 8



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   String:  The String value MUST be encoded as follows:

   Sub-Type (=1):  Sub-Type for QuotaIDentifier attribute
   Length       :  Length of QuotaIDentifier attribute (= 6 octets)

   QuotaIDentifier (QID):

      The QuotaIDentifier Sub-Type is generated by the PrePaid server
      at allocation of a Volume and/or Duration Quota. The on-line
      quota update RADIUS Access-Request message sent from the SAD to
      the PPS shall include a previously received QuotaIDentifier.

   Sub-Type (=2): Sub-Type for VolumeQuota attribute
   Length       : length of VolumeQuota attribute (= 6 octets)

   VolumeQuota (VQ):

      The optional VolumeQuota Sub-Type is only present if Volume Based
      charging is used. In RADIUS Access-Accept message (PPS to SAD
      direction), it indicates the Volume (in octets) allocated for the
      session by the PrePaid server. In RADIUS Authorize Only Access-
      Request message (SAD to PPS direction), it indicates the total
      used volume (in octets) for both forward and reverse traffic
      applicable to PrePaid accounting.

   Sub-Type (=3): Sub-Type for VolumeQuotaOverflow
   Length       : length of VolumeQuotaOverflow attribute (= 4 octets)

   VolumeQuotaOverflow (VQO):

      The optional VolumeQuotaOverflow Sub-Type is used to indicate how
      many times the VolumeQuota counter has wrapped around 2^32 over
      the course of the service being provided.

   Sub-Type (=4): Sub-Type for VolumeThreshold attribute
   Length       : length of VolumeThreshold attribute (= 6 octets)

   VolumeThreshold (VT):

      The VolumeThreshold Sub-Type shall always be present if
      VolumeQuota is present in a RADIUS Access-Accept message (PPS to
      SAD direction). It is generated by the PrePaid server and
      indicates the volume (in octets) that shall be used before


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      requesting quota update. This threshold should not be larger than
      the VolumeQuota.

   Sub-Type (=5): Sub-Type for VolumeThresholdOverflow
   Length       : Length of VolumeThresholdOverflow attribute
                   (= 4 octets)

   VolumeThresholdOverflow (VTO):

      The optional VolumeThresholdOverflow Sub-Type is used to indicate
      how many times the VolumeThreshold counter has wrapped around
      2^32 over the course of the service being provided.

   Sub-Type (=6): Sub-Type for DurationQuota attribute
   Length       : length of DurationQuota attribute (= 6 octets)

   DurationQuota (DQ):

      The optional DurationQuota Sub-Type is only present if Duration
      Based charging is used. In RADIUS Access-Accept message (PPS to
      SAD direction), it indicates the Duration (in seconds) allocated
      for the session by the PrePaid server. In on-line RADIUS Access-
      Accept message (PPC to PPS direction), it indicates the total
      Duration (in seconds) since the start of the accounting session
      related to the QuotaID.

   Sub-Type (=7): Sub-Type for DurationThreshold attribute
   Length       : length of DurationThreshold attribute (= 6 octets)

   DurationThreshold (DT):

      The DurationThreshold Sub-Type shall always be present if
      DurationQuota is present in a RADIUS Access-Accept message (PPS
      to SAD direction). It represents the duration (in seconds) that
      shall be used by the session before requesting quota update. This
      threshold should not be larger than the DurationQuota and shall
      always be sent with the DurationQuota.

   Sub-Type (=8): Sub-Type for Update-Reason attribute
   Length       : length of Update-Reason attribute (= 4 octets)

   Update-Reason attribute (UR):



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      The Update-Reason Sub-Type shall be present in the on-line RADIUS
      Access-Request message (SAD to PPS direction). It indicates the
      reason for initiating the on-line quota update operation. Update
      reasons 4, 5, 6, 7 and 8 indicate that the associated resources
      are released at the client side, and therefore the PPS shall not
      allocate a new quota in the RADIUS Access_Accept message.

      1. Pre-initialization
      2. Initial Request
      3. Threshold Reached
      4. Quota Reached
      5. Remote Forced Disconnect
      6. Client Service Termination
      7. "Access Service" Terminated
      8. Service not established
      9. One-Time Charging

   Sub-Type (=9) : Sub-Type for PrePaidServer attribute
   Length        : Length of PrePaidServer
                   (IPv4 = 6 octets, IPv6= 18 octets

   PrePaidServer:

      The optional, multi-value PrePaidServer indicates the address of
      the serving PrePaid System. If present, the Home RADIUS server
      uses this address to route the message to the serving PrePaid
      Server. The attribute may be sent by the Home RADIUS server. If
      present in the incoming RADIUS Access-Accept message, the PDSN
      shall send this attribute back without modifying it in the
      subsequent RADIUS Access-Request message, except for the first
      one. If multiple values are present, the PDSN shall not change
      the order of the attributes.

   Sub-Type (=10) : Sub-Type for Service ID
   Length         : Length of Service ID


   Service-Id:

     Opaque string that uniquely describes a service instance for which
     we want to apply prepaid metering to.  A Service-Id could be an IP
     5-tuple (source address, source port, destination address,
     destination port, protocol).  If Service-ID is present in the PPAQ


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     the PPAQ applies to that Service.  If a PPAQ does not contain a
     Service-Id then the PPAQ applies to the Access Service.

   Sub-Type (=11) : Sub-Type for Rating-Group-Id
   Length         : 6

   Rating-Group-Id

     Identifies that this PPAQ is associated with resources allocated
     to a Rating Group with the corresponding ID.

   Sub-Type (=12) : Sub-Type for Termination-Action
   Length         : 6

   This field is an enumeration of the action to take when the prepaid
   server does not grant additional quota.  Valid actions are as
   follows:

     0  Reserved
     1  Terminate
     2  Request More Quota
     3  Redirect/Filter

   Sub-Type (=13) : Pool-Id
   Length         : 6

   Identifies the Pool that this quota is to be associated with.

   Sub-Type (=14) : Pool-Multiplier
   Length         : 6

   The pool-multiplier determines the weight that resources are
   inserted into the pool and the rate at which resources are taken out
   of the pool by this Service, or Rating-Group.

   Sub-Type (=13) : Sub-Type for Resource Quota
   Length         : 6

      The optional ResourceQuota Sub-Type is only present if Resource
      Based charging is used or when One-Time charging is being used.
      In RADIUS Access-Accept message (PPS to SAD direction), it
      indicates the Resources allocated for the session by the PrePaid
      server. In RADIUS Authorize Only Access-Request message (SAD to


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      PPS direction), it indicates the total used resource for both
      forward and reverse traffic applicable to PrePaid accounting.  In
      one-time charging scenarios, the subtype represents the number of
      units to charge the user or to credit the user (negative values).

   Sub-Type (=14) : Sub-Type for Resource Quota Overflow
   Length         : 6


   Sub-Type (=15) : Sub-Type for ResourceThreshold
   Length         : 6



   NOTES:

   Either Volume-Quota, Time-Quota, or Resource-Quota MUST appear in
   the attribute.
   Volume Threshold may only appear if Volume Quota appears

   A PPAQ MUST NOT CONTAIN both a Service-Id and a Rating-Group-Id.

   A PPAQ that does not contain a Service-ID or a Rating-Group-Id
   applies to the "Access Service".

   When the PPAQ contains a Pool-Id it MUST also contain the Pool-
   Multiplier.


5.4 Table of Attributes

   TO BE COMPLETED.

   Request   Accept   Reject   Challenge      #    Attribute

   Authorize_Only Request Accept Reject

6. Security Considerations

   The protocol exchanges described are susceptible to the same
   vulnerabilities as RADIUS and it is recommended that IPsec be
   employed to afford better security.



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   If IPsec is not available the protocol in this draft improves the
   security of RADIUS.  The various security enhancements are explained
   in the following sections.

6.1 Authentication and Authorization

   RADIUS is susceptible to replay attacks during the Authentication
   and Authorization procedures.  A successful replay of the initial
   Access-Request could result in an allocation of an initial quota.

   To thwart such an attack...


6.2 Replenishing Procedure

   A successful replay attacks of the Authorize Only Access-Request
   could deplete the subscribers prepaid account.

   To be completed.

7. IANA Considerations

   This document requires the assignment of new Radius attributes type
   numbers for the following attributes:

   1) Prepaid-Accounting-Capability (PPAC)
        with subtype:
          AvailableInClient

   2) Prepaid-Accounting-Operation (PPAQ)
        with subtypes:
          QuotaID (QID)
          VolumeQuota (VQ)
          VolumeQuotaOverflow (VQO)
          VolumeTreshold (VT)
          VolumeTresholdOverflow (VTO)
          DurationQuota (DQ)
          DurationTreshold (DT)
          UpdateReason (UR)
          PrePaidServer (PPS)
          ServiceID (SID)
          RatingGroupId (RGID)
          TerminationAction (TA)


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          PoolID (PID)
          PoolMultiplier (PM)
          Cost (COST)
          TariffChangeTime (TCT)

   3) Session-Termination-Capability (STC)

   4) International-Mobile-Subscriber-Identity (IMSI)



8. Normative References

   [RFC2026]       Bradner, S., "The Internet Standards Process --
                   Revision 3", RFC 2026, October 1996.
   [RFC2119]       Bradner, S., "Key words for use in RFCs to Indicate
                   Requirement Levels", RFC 2119, March 1997.
   [RFC2865]       Rigney, C., Rubens, A., Simpson, W. and S. Willens,
                   "Remote Authentication Dial In User Server
                   (RADIUS)", RFC 2865, June 2000.

   [RFC2866]       Rigney, C., "RADIUS Accounting", RFC 2866, June
                   2000.

   [RFC2869]       Rigney, C., Willats, W., Calhoun, P., "RADIUS
                   Extensions", RFC 2869, June 2000.

   [RFC2868]       Zorn, G., Leifer, D., Rubens, A., Shriver, J.,
                   Holdrege, M., Goyret, I., "RADIUS Attributes for
                   Tunnel Protocol Support" , RFC 2868, June 2000.
   [RFC3576]       Chiba, M., Dommety, G., Eklund, M., Mitton, D.,
                   Aboba, B., "Dynamic Authorization Extensions to
                   Remote Authentication Dial-In User Service
                   (RADIUS)", RFC 3576, February 2003.

   [RFC3748]       Aboba, B., et al., "Extensible Authentication
                   Protocol", RFC 3748, June 2004.


9. Informative References


   [DIAMETERCC]    Hakkala, H., et al., "Diamter Credit-Control


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                   Application", Internet Draft, AAA WG, April 2004,
                   Work in Progress.

   [REDIRECT]      "RADIUS Redirection", Internet Draft, Work in
                   progress.



10. Call Flows

   This section includes call flows illustrating various scenarios
   enabled by this specification.
   The following are used in the call flows:

   RADIUS packets:

     AR      Access Request
     ARA     Access Accept
     AC      Accounting Requests
     A       Authorize-Only Access-Request
     AA      Access-Accept for Authorize-
             Only Access-Request

   RADIUS Attributes:

     PPAQ     PPAQ as defined in this
              specification
     SID      One or more attributes
              representing the Session that
              the RADIUS packets is correlated
              to.
     PPAC     PPAC as defined in this
              specification
     ASID     Acct-Session-Id as defined by
              RADIUS
     MSID     Acct-Multi-Session-Id as define
              by RADIUS

   PPAQ fields:

     SRVID   Service-Id
     Reason  Update-Reason
     QID     Quota-Id


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10.1 Simple Concurrent Services

   In this scenario the Prepaid Client authenticates and authorizes the
   user. The Prepaid Server responds back with Prepaid Quota for the
   "Access Service" instance.  The NAS then request quota for Service-
   A.

   Accounting is turned on.

          NAS/                                                RADIUS/
          PPC                                                 PPS
          ===                                                 ===
           |                                                   |
           |  AR{SID,PPAC}                                     |
      A    |-------------------------------------------------->|
           |                                                   |
           |  ARA{SID,PPAQ(QID=1,Q=100)}                       |
      B    |<--------------------------------------------------|
           |                                                   |
           |  AC(start){ASID=25,MSID=13}                       |
      C    |-------------------------------------------------->|
           |                                                   |
           |  A{SID,PPAQ(SRVID=SA, Reason=Initial}             |
      D    |-------------------------------------------------->|
           |                                                   |
           |  AA{SID,PPAQ(QID=200,SRVID=SA, Q=50)}             |
      E    |<--------------------------------------------------|
           |                                                   |
           |  AC(start){ASID=30,MSID=13, PPAQ }                |
      F    |-------------------------------------------------->|
           |                                                   |
           |  A{SID, PPAQ(QID=200 SRVID=SA, Q=50 Reason=Quota)}|
      G    |-------------------------------------------------->|
           |                                                   |
           |  AA{SID,PPAQ(QID=300,SRVID=SA, Q=100)}            |
      H    |<--------------------------------------------------|
           |                                                   |
           |  A{SID,                                           |
           |     PPAQ(QID=1, Q=100 Reason=Quota),              |
           |     PPAQ(QID=300, SRVID=SA  Q=100 Reason=Quota)}  |
      I    |-------------------------------------------------->|


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           |                                                   |
           |  AA{SID,
           |      PPAQ(QID=3, Q=200),                          |
           |      PPAQ(QID=303, SRVID=SA Q=150)}               |
      J    |<--------------------------------------------------|



   A     This is the initial Access-Request that indicates the Prepaid
         Capabilities of the NAS.  In this scenario it will indicate
         that Concurrent Session are supported.  Access-Request also
         includes SID (Session Id) which is the Session Identifier
         assigned by this NAS to session.  Session Identifier is out of
         scope in this document.  It can be a single attribute such as
         3GPP2 Correlation ID or it could be a set of attributes that
         define a session.
   B     RADIUS authenticates the user and determines that the user is
         prepaid.  RADIUS responds with a PPAQ for the "Access Service"
         (PPAQ does not contain a Service-ID or Rating-Group-ID).  The
         PPAQ has a QID=1 assigned by the Prepaid System and Quota of
         Q=100.  The quota could be time or volume and may or may not
         have a threshold associated with it.
   C     NAS starts the Access Service and generates an Accounting-
         Request (Start) message as normal.  It will include the Acct-
         Session-Id and may include the Acct-Multi-Session-Id.
   D     The NAS wants to start a new Service, call it Service-A.  It
         sends an Authorize-Only access request to RADIUS.  The SID
         links this Authorize-Only access request to the initial
         Authentication & Authorization (Step-A and Step-B).The
         Authorize-Only message contains a PPAQ requesting quota for
         Service-A, Update-Reason = Initial-Request.
   E     PPS checks the resources available to the user and assigns 50
         units (time/volume etc) to this service. RADIUS sends an
         Access Accept message contain a PPAQ assigning quota Q=50 for
         Service-A.  The PPAQ contains a QID = 200.
   F     NAS starts Service-A and sends an Accounting-Request (Start)
         message for that service.  Acct-Multi-Session-Id can be used
         to tie all of the sessions in the accounting streams together.
   G     Quota for Service-A requires refreshing, the quota was
         completely used).  An Authorize-Only message is sent
         containing a PPAQ with QID = 200 which corresponds to the
         prior QID received for this service.  Note QID is sufficient
         for the PPS server to link this request to the previous


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         request and hence to the original authentication steps.
         Therefore SID is not really required. The PPAQ will report the
         used part of the quota (50 units).
   H     RADIUS deducts the used quota from the users accounts and
         reserves 50 more additional units for a total quota of 100
         (Q=100) for Service-A.  It sends back a PPAQ with QID=300.
   I     NAS needs to refresh both the "Access Service" and Service-A.
         It sends an Authorize Only message contain two PPAQs, one for
         the Main Service with QID=1 and one for Service-A with
         QID=300.  Each PPAQ reports the used resources so far and the
         reason why the update is being sent.
   J     RADIUS responds back with two PPAQs.  The PPAQ without the
         Service-Id grants an additional 100 units for a total of 200
         units to the "Access Service"  QID=3; the other PPAQ,
         containing SRVID=SA grants an additional 50 units for a total
         quota to service-a of 150 units  QID=303.

         This step illustrates why SRVID needs to be specified in the
         PPAQ.  If it were not, then the NAS would not be able to
         differentiate between the PPAQs.  QIDs are not sufficient to
         correlate the PPAQ to a service since they are changed (and
         not necessarily sequentially) by the PPS at every transaction.

   In this scenario, notice how each PPAQ attribute represents a
   sequential conversation about a service between the Prepaid Client
   and the Prepaid Server.  The links between the messages are the QIDs
   and the Service-Ids.

   As well, notice how a SID is needed to tie the Authorize-Only
   messages to the Authentication steps.  This SID is only really
   needed the first time a PPAQ is sent since the PPAQ does not have
   a QID.

   Accounting messages have an Accounting-Session-ID. But that is not
   enough to allow the back end system to associate that accounting
   message with a particular Service.  We therefore need the PPAQ in
   the accounting message.


10.2  One-time Charging

   In this One-time charging scenario, the Prepaid Client (PPC)
   authenticates and authorizes the user and requests charging for a


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   service event requested by the user.  The PPC already knows the
   price to charge for the service event identified by SRVID=SA.



Contributor

   We would like to thank Hannes Tschofenig for his contributions to
   this draft.



Acknowledgments

   The authors would like to thank Mark Grayson (Cisco), Nagi  Jonnala
   and Tseno Tsenov for their contribution to this draft.

Author's Addresses

   Avi Lior                           Parviz Yegani, Ph.D.
   Bridgewater Systems                Mobile Wireless Group
   303 Terry Fox Drive                Cisco Systems
   Suite 100                          3625 Cisco Way
   Ottawa Ontario                     San Jose, CA 95134
   Canada                             USA
   avi@bridgewatersystems.com         pyegani@cisco.com

   Kuntal Chowdhury                   Yong Li
   Nortel Networks                    Bridgewater Systems
   2221, Lakeside Blvd,               303 Terry Fox Drive
   Richardson, TX-75082               Suite 100
   chowdury@nortelnetworks.com        Ottawa Ontario
                                      Canada
                                      Yong.li@bridgewatersystems.com

   Christian Guenther
   Siemens
   Otto-Hahn-Ring 6
   82739 Munich
   Germany
   Christian.guenther@siemens.com




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Expiration Date

   This memo is filed as draft-lior-radius-extensions-for-prepaid-
   06.txt, and will expire 24 March, 2005.







































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