Network Working Group                                            A. Lior
INTERNET-DRAFT                                       Bridgewater Systems
Category: Informational                                        P. Yegani
draft-lior-radius-prepaid-extensions-08.txt                        Cisco
Expires: 18 January, 2006                                   K. Chowdhury
                                                        Starent Networks
                                                           H. Tschofenig
                                                             C. Guenther
                                                                 Siemens
                                                           July 17, 2005


     PrePaid Extensions to Remote Authentication Dial-In User Service
                                 (RADIUS)


Status of this Memo

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Copyright Notice

   Copyright (C) The Internet Society (2005).  All Rights Reserved.


Abstract


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                    RADIUS Extensions for PrePaid       February 2004



   This draft presents an extension to the Remote Authentication Dial-
   In User Service (RADIUS) protocol to support charging for prepaid
   services. The charging models supported are namely: volume-based
   charging, duration-based charging and one-time-based charging.


Table of Contents

   1. Introduction...................................................4
      1.1 Terminology................................................5
      1.2 Requirements language......................................5
   2. Overview.......................................................6
      2.1 Prepaid Charging Models....................................6
      2.2 Architectural Model........................................6
      2.3 Motivation................................................11
   3. Operations....................................................13
      3.1 General Requirements......................................13
         3.1.1 Broker AAA Requirements..............................13
      3.2 Authentication and Authorization for Prepaid Enabled SADs.14
      3.3 Session Start Operation...................................16
      3.4 Mid-Session Operation.....................................16
      3.5 Dynamic Operations........................................18
         3.5.1 Unsolicited Session Termination Operation............19
         3.5.2 Unsolicited Change of Authorization Operation........19
      3.6 Termination Operation.....................................20
      3.7 Mobile IP Operations......................................20
      3.8 Operation considerations for Multiple prepaid services....21
         3.8.1 Initial Quota Request................................22
         3.8.2 Quota Update.........................................22
         3.8.3 Termination..........................................23
         3.8.4 Dynamic Operations...................................23
         3.8.5 Support for Resource Pools...........................23
         3.8.6 One-Time-Charging....................................24
         3.8.7 Error Handling.......................................24
      3.9 Accounting Considerations.................................25
      3.10 SAD Operation............................................25
      3.11 Interoperability with Diameter Credit Control Application25
   4. Attributes....................................................25
      4.1 PPAC Attribute............................................26
      4.2 Session Termination Capability............................27
      4.3 PPAQ Attribute............................................27
      4.4 Prepaid Tariff Switching (PTS)............................34


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      4.5 Table of Attributes.......................................36
   5. Security Considerations.......................................37
      5.1 Authentication and Authorization..........................37
      5.2 Replenishing Procedure....................................37
   6. IANA Considerations...........................................37
   7. Normative References..........................................38
   8. Informative References........................................39
   9. Call Flows....................................................39
      9.1 Simple Concurrent Services................................40
      9.2 One-time Charging.........................................43
   Contributor......................................................43
   Acknowledgments..................................................43
   Author's Addresses...............................................43
   Intellectual Property Statement..................................44
   Disclaimer of Validity...........................................44
   Copyright Statement..............................................45
   Expiration Date..................................................45
   10. Appendix A û use cases.......................................45
      10.1 Simple prepaid use case..................................45
      10.2 Support for Multi-Services...............................47
      10.3 Resource Pools...........................................48
      10.4 Support for Complex Rating Functions.....................49
      10.5 One-Time-based Charging..................................50
      10.6 Support for Tariff Switching.............................51
      10.7 Support for Roaming......................................53
      10.8 Termination of a prepaid session.........................53
      10.9 Querying and Rebalancing Prepaid Resources...............54


















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1.
  Introduction

   This draft describes extensions for the RADIUS protocol. These
   extensions are meant to enable service providers to charge and bill
   their customers using prepaid accounts.

   A prepaid service subscriber is a user who has purchased a contract
   according to which he will receive a particular data service for
   either a period of time or a quantity of data. In the typical
   prepaid scenario, the service provider verifies that the subscriber
   has  sufficient funds in his account before delivering the service.
   Only if sufficient funds are available is the service provided to
   the user.

   Note that the means by which the subscriber obtains funds is outside
   the scope of this document. Also note that, in some scenarios, the
   subscriber's account may be used to fund multiple services, some of
   which may use the extensions defined in this documents, and some
   may use other mechanisms. While the interworking of the mechanisms
   described in this document with other mechanisms should be possible
   and straightforward, how this could be done depends on the external
   mechanisms and is, as such, outside the scope of this
   document.

   The business driver behind the protocol extensions defined in this
   document is to increase participation (i.e. a service provider's
   subscriber base) and thus to increase revenues. In particular, the
   extensions were designed with the following goals in mind.


   - Make use of existing infrastructure as much as possible, and
   thereby limit the amount of necessary capital expenditures,
   - provide the ability to rate service requests in real-time,</t>
   - provide the ability to charge the user's account - charge prior to
   service provision,
   - protect against revenue loss, i.e. prevent an end user from
   obtaining service when the available funds are not sufficient,
   - protect against fraud, and
   - be as widely deployable over dialup, wireless and WLAN networks.





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   The architecture between the entities that execute the RADIUS
   protocols with the extensions defined in this document assumes that
   rating of chargeable events does not occur in the element
   that provides the service. Instead, the rating may be performed at a
   dedicated server, termed the ôprepaid enabled AAA serverö or simply
   ôprepaid serverö. Alternatively, the actual rating may occur in an
   entity behind this prepaid server. Furthermore, business logic may
   dictate a time-dependent tariff model, for example that the price
   for a service may switch at 8pm from a high to a low tariff. The
   extensions defined in this document support such scenarios.

   Furthermore, this documents assumes an architecture where a `quota
   server' is available which, through co-ordination with the rating
   entity and a  centralized account balance manager, is able to
   provide a quota indication for a particular user when requested.
   This quota server may or may not coexist in the prepaid server.

1.1
    Terminology

  Network Access Server    As in RADIUS.
  (NAS)
  Prepaid Client(PPC)      The entity which triggers the RADIUS message
                           exchange including prepaid extensions
                           defined in this document. The PPC typically
                           resides in the NAS.
  Prepaid Server(PPS)      The entity that interacts with the Prepaid
                           Client using the RADIUS prepaid extensions
                           defined in this document.
  Home network             The entity which maintains the userÆs
                           profile and prepaid account.
  WLAN                     Wireless Local Area Network
  Service Event
  Access Service           The service that is provided to the user
                           when the user is authenticated and
                           authorized.

   Furthermore, the following terms are used in this document. Mobile
   IP and AAA terminology: Home agent (HA), Home network, Home AAA
   (HAAA), Broker AAA (BAAA), Visited AAA (VAAA) and Foreign Agent (FA)

1.2
   Requirements language




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   In this document, several words are used to signify the requirements
   of the specification.  These words are often capitalized.  The key
   words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED",  "MAY", and "OPTIONAL" in
   this document are to be interpreted as described in [RFC2119].

2.
  Overview

   This section provides an overview of the prepaid charging models,
   and their associated architectures, that are supported by the
   extensions proposed in this document.

2.1
   Prepaid Charging Models

   A number of models of how to charge customers for data services in a
   prepaid manner are supported, as follows.

     . Volume-based charging (VBC): (e.g. 2 Cents/KiloByte)
     . Duration-based charging (DBC): (e.g. 3 Cents/minute)
     . Subscription-based charging (SBC): (e.g. Dollars/month)
     . Event-based charging (EBC): (e.g. 7 Cents/URL or email)

   Whether the user account is a dedicated prepaid account or a general
   account (such as a current bank account) is outside the scope of
   this document.

2.2
   Architectural Model

   The architectural model assumed in this document encompasses the
   following entities.

   (1)  Service Access Device (SAD): This entity provides a data
        service to the users, and typically coincides with the NAS. The
        SAD executes the RADIUS client which, for the purposes of this
        document, is termed the PPC. When prepaid service is used the
        SAD collects service event information and reports it while or
        after services are provided to the user. This event information
        is sent to the PPS using the extensions defined in this
        document.
   (2)  The PPS: The RADUIS server. If real-time credit control is
        required, the PPC (SAD) contacts the PPS with service event
        information included before the service is provided. The PPS



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        performs a credit check and allocates a portion of available
        credit to the service event.
   (3)  The rating entity: This entity converts the credit that is
        allocated by the PPS into a time or volume amount, called the
        ôquotaö. This quota is then returned to the requesting PPC
        (SAD) (via the PPS). The rating entity may also determine that
        during service provision a tariff switch will occur. In this
        case the rating entity will include details of when exactly
        tariff switch will occur.


   The requesting SAD (PPC) monitors the provision of the service
   according to the instructions returned by the PPS. After service
   completion or on a subsequent request for service, the PPS deducts
   the corresponding amount of credit from the user account. When a
   user terminates an on-going service, the PPC informs the PPS with a
   suitable indication about the unused portion of the allocated quota.
   The PPS is then able to refund the user account appropriately.

   Multiple PPSs MAY be deployed for reasons of redundancy and load
   balancing. The system MAY also employ multiple rating servers.
   Prepaid accounts MAY be located in a centralized database. The
   detailed architecture of the system and its interfaces are outside
   the scope of this specification.


                                           accounting
       +------------+       +-----------+  protocol    +--------------+
       |    User    |<----->|  Service  |              |              |
       |            |       |  Access   |<------------>| Accounting   |
       |  Device    |       |  Device   |<-----+       |   Server     |
       +------------+       +-----------+      |       +--------------+
                                (PPC)          |
                                               |
                                               |       +--------------+
                                               +------>|   Prepaid    |
                                          prepaid      |   Server     |
                                          protocol     +--------------+

   Figure 1 Basic Prepaid Architecture





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   The PPS and the accounting server in this architecture are logical
   entities. The real configuration MAY combine them into a single
   host.

   The SAD MUST have the ability to meter the usage for a prepaid data
   session. This usage includes time or volume (e.g. number of bytes).

   In roaming scenarios using mobile IP the PPC may run on the Home
   Agent. Furthermore, the device running the PPC may also have
   ôDynamic Session Capabilitiesö such as the ability to terminate a
   data session or change the filters associated with a specific data
   session by processing ôDisconnectö messages and ôChange of
   Authorizationö messages as per [RFC3576].

   This document assumes that the PPS is used as the AAA server. There
   are three types of AAA server, as follows. (i) The AAA server in the
   home network (HAAA), which is responsible for authentication of the
   subscriber.  In addition, the HAAA communicates with the PPS using
   the RADIUS protocol in order to authorize subscribers.  (ii) The AAA
   server in the visited network (VAAA) which exists only in roaming
   scenarios and is responsible for forwarding the RADIUS messages to
   the HAAA. The VAAA may also modify the messages.  Note that, in
   certain roaming deployments, the visited network may be connected to
   the home network via one or more broker networks. (iii) The AAA
   server in one of the aforementioned broker networks (BAAA), which is
   responsible for forwarding messages and does not play an active role
   in the prepaid data service delivery. A BAAA obviously exists only
   in those roaming deployments where the VAAA and the HAAA are
   connected via the BAAA of a broker network.

   This document assumes that the PPS communicates with the HAAA for
   the purposes of authorisation. Additionally, the PPS interfaces to
   entities which

   - Keep the subscriberÆs account balance (balance manager),
   - Rate access service requests in real-time (Rating Engine), and
   - Manage quota for a particular prepaid service (Quota Server).

   Three deployment scenarios are presented in the remainder of this
   section.  The first scenario is depicted in Figure 2.  In this
   scenario, the SAD, which runs the PPC, the HAAA, and the PPS are
   located in the same provider network.



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   The Subscriber Device establishes a connection with one of possibly
   multiple SADs in the network. The selected SAD communicates with a
   HAAA server. However, in order to provide redundancy, multiple HAAA
   may be available.

   The network has one or more PPSs. The interface between the HAAA and
   the PPS is implemented using the RADIUS protocol together with the
   extensions described in this document. However, in cases where the
   PPS does not implement the RADIUS protocol, the implementation would
   have to map the requirements defined in this document to a
   functionally equivalent protocol.

                                       +------+     +-----+
                                       |      |     |     |
           +--------+   +--------+  +--| HAAA |--+--| PPS |
           |        |   |        |  |  |      |  |  |     |
           | Subscr.|   | Service|  |  +------+  |  +-----+
           |        |---| Access |--+            |
           | Device |   | Device |  |  +------+  |  +-----+
           |        |   |        |  |  |      |  |  |     |
           +--------+   +--------+  +--| HAAA |--+--| PPS |
                                       |      |     |     |
                                       +------+     +-----+

      Figure 2 Basic Prepaid Access Architecture

   The second scenario, depicted in Figure 3, is based on a static
   roaming architecture that is typical of a wholesale scenario for
   Dial-Up users or a broker scenario used in Dial-Up or WLAN roaming
   scenarios.



                            +----+   +----+   +----+   +-----+
                            |    |   |    |   |    |   |     |
      +------+  +-------+ +-|VAAA|-+-|BAAA|-+-|HAAA|-+-| PPS |
      |      |  |       | | |    | | |    | | |    | | |     |
      |Sub   |  |Service| | +----+ | +----+ | +----+ | +-----+
      |      |--|Access |-+        |        |        |
      |Device|  |Device | | +----+ | +----+ | +----+ | +-----+
      |      |  |       | | |    | | |    | | |    | | |     |
      +------+  +-------+ +-|VAAA|-+-|BAAA|-+-|HAAA|-+-| PPS |
                            |    |   |    |   |    |   |     |


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                            +----+   +----+   +----+   +-----+

      |     Visited              |  |Broker | |    Home      |
      |     Network              |  |Network| |    Network   |

      Figure 3 Static Roaming Prepaid Architecture

   As in the basic prepaid architecture the subscriberÆs device
   establishes a connection with the SAD. The SAD communicates with the
   VAAA using the RADIUS protocol. The VAAA, in turn, communicates
   using the RADIUS protocol with BAAA servers in the broker network.
   There maybe more then one Broker Network between the Visited Network
   and the Home Network.  The Home Network is the same as in the
   architecture depicted in Figure 2.

   The third scenario is a roaming scenario where the network utilises
   Mobile-IP. It is depicted Figure 4. In this scenario the mobile
   device moves between networks that use different technologies such
   as between WLAN and Broadband. Mobile-IP addresses this type of
   mobility and therefore we need not be concerned with the underlying
   network technology.


      +------+  +-------+     +----+  +----+  +----+  +-----+
      |      |  |Service|     |    |  |    |  |    |  |     |
      |Subscr|  |Access +-----|VAAA|--|BAAA|--|HAAA|--| PPS |
      |      |--|Device |     |    |  |    |  |    |  |     |
      |Device|  | (FA)  +--+  +----+  +-+--+  +----+  +-----+
      |      |  |       |  |            |
      +------+  +------ +  |            |
         |                 |            |     +----+
         |                 |            |     |    |
         |ROAMS            +------------------+ HA |
         |                              |     |    |
         V                  +----+      |     +----+
      +------+  +-------+   |    |      |        |
      |      |  |Service| +-|VAAA+------+        |
      |Subscr|  |Access | | |    |               |
      |      |--|Device +-+ +----+               |
      |Device|  | (FA)  |                        |
      |      |  |       +------------------------+
      +------+  +-------+



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      Figure 4 Roaming using Mobile-IP and pre-paid enabled SADs

   In Figure 4, the Subscriber Device establishes a session with the
   SAD in the foreign network. The setup for this access service is
   identical to the cases covered above. Note that the SAD may be
   collocated with the Foreign Agent (FA) if Mobile-IPv4 is being used.
   As the subscriber device moves, it establishes a connection with
   another SAD possibly in another foreign network. The prepaid data
   service should continue to be available. When a device associates to
   another SAD it MUST re-authenticate at the new SAD and de-associate
   or log off from the old SAD. Furthermore, any unused quota at the
   old SAD MUST be credited into the subscriberÆs account immediately.
   This has to happen immediately because otherwise, if the
   subscriberÆs funds are low, he may be denied service at the new SAD.

   Note that, if the SADs communicate directly with each other then
   there could be a way to accelerate the handoff procedure. In
   particular, the subscriber could be refunded more quickly.
   Unfortunately, handoff procedures are specific to the underlying
   network technologies and vary significantly in terms of delay.

2.3
   Motivation

   It has been asked ôWhy not use existing RADIUS attributes to
   construct a protocol for prepaid scenarios? This will allow us to
   have a solution with existing devices without code modification.ö

   It is indeed possible to construct a solution for prepaid billing
   scenarios using existing RADIUS attributes. The RADIUS server would
   send an Access-Accept message containing a Session-Timeout(27) and
   include a Termination-Action(29) in the RADIUS-request. Upon
   receiving the Access-Accept message, the NAS would meter the
   duration of the session and upon termination of the session the NAS
   would generate an Access-Request message again.  The RADIUS server
   would then re-authenticate the session and reply with an Access-
   Accept message indicating the amount of additional time in a
   Session-Timeout(27). Alternatively, it would responds with an
   Access-Reject message if there were no more resources in the userÆs
   account.

   Moreover, if the user terminates the session prematurely, the NAS
   would recover any unused time from the accounting stream.


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   There are several problems with such a solution:

   - It only supports time-based accounting. The solution presented in
   this document supports both time and volume based prepaid.

   - Using accounting messages to recoup unused time may be problematic
   because RADIUS accounting messages are not delivered in real-time.
   A RADIUS server may store-and-forward accounting messages in
   batches. The solution presented in this document does not rely on
   Accounting Packets at all. It uses Access-Request, messages which do
   flow through any network in real-time. Delaying accounting messages
   may cause revenue leakage.

   - Session-Timeout(27) is not a mandatory attribute.  If a prepaid
   subscriber is being serviced by a NAS that does not adhere to
   Session-Timeout then that subscriber may use the service for an
   undetermined period of time.

   - Termination-Action(29) presents its own issues.  Firstly the
   behaviour of Termination-Action(29) is not mandatory. Secondly,
   according to RFC2865, Termination-Action fires when the provision of
   the service has completed. However, service should not be terminated
   when negotiating additional quota, because this should happen in a
   manner transparent to the subscriber. Because Termination-Action
   occurs when the Service is completed it is unclear whether or not
   user experience would be affected. The RADIUS server might even
   allocate a new IP address to the subscriberÆs device. Furthermore,
   the RADIUS server has no way of telling why the Access-Request
   message was generated. The RADIUS server might have to wait for the
   corresponding accounting packet to determine the reason for this
   Access-Request message. Finally, re-authenticating the subscriber
   may take too long. The solution presented in this document allows
   quota replenishing to occur in an undisruptive manner from the user
   perspective. No re-authentication is required and quotas can be
   negotiated prior to the available credit running out.

   - Due to the fact that the standard RADIUS attributes are not
   mandatory, the correct prepaid operation is really an act of faith
   on the part of the RADIUS server. If Session-Timeout(27) and/or
   Termination-Action(29) are not supported, the prepaid subscriber
   might be able to obtain the service for free. The solution described
   in this document requires that a prepaid-aware SAD informs the


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   RADIUS server, regardless of whether or not the latter supports the
   prepaid extensions. The RADIUS server can then determine whether or
   not service should be granted. For example, if a prepaid subscriber
   is connected to a NAS that does not support prepaid, the RADIUS
   server can either instruct the NAS to tunnel the traffic to another
   entity in the home network (e.g. the Home Agent) that supports
   prepaid, or it provide only a restricted service.]

   The solution presented in this document requires the support of two
   mandatory and one optional attribute. Furthermore, it does not
   require a great amount of additional code at a NAS that already
   supports time or volume metering. The solution requires that RADIUS
   entities advertise their prepaid capabilities in an Access-Request
   and that they generate an Access-Request Authorize-Only packet to
   obtain more quota when or before the current quota is used up.  It
   also requires the NAS to send an Access-Request with Authorize-Only
   when the session terminates in order to refund the subscriberÆs
   account appropriately.

   The solution provided in this document is extensible. For example,
   the protocol can be extended to support tariff switching and other
   prepaid business models.

   The extensions described in this document were designed based on a
   number of use cases and scenarios. An overview of these can be found
   in Appendix A.

3.
  Operations

3.1
   General Requirements

3.1.1
     Broker AAA Requirements

   Broker AAA (BAAA) servers MUST support the Message-Authenticator(80)
   attribute as defined in [RFC2869]. If they are used, they forward
   the RADIUS packets as usual to the appropriate RADIUS servers.

   Accounting messages are not needed to deliver a prepaid service.
   However, accounting messages can be used to keep the PPS up to date
   as to what is happening with the prepaid data session.  Therefore, a
   BAAA SHOULD deliver RADIUS Accounting messages using the pass
   through mode described in [RFC2866].



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3.2
   Authentication and Authorization for Prepaid Enabled SADs

   The SAD initiates the authentication and authorization procedure by
   sending a RADIUS Access-Request to the HAAA.

   If the SAD has PPC capabilities, it MUST include the PPAC(TBD)
   attribute in the RADIUS Access-Request. The PPAC(TBD) attribute
   indicates to the PPS which prepaid capabilities are possessed by the
   SAD. These are required in order to complete the prepaid
   authorization procedure.

   If the SAD supports the Disconnect-Message or the Change-of-
   Authorization capabilities, then it SHOULD include the Dynamic-
   Capabilities attribute.

   In certain deployments, there may be other ways to terminate a data
   session, or change authorization of an active session. For example,
   some SADs provide a session termination service via Telnet or SNMP.
   In these cases, the AAA server MAY add the Dynamic-Capabilities
   message to the Access-Request. Upon receiving the Change-of-
   Authorization message, the AAA server would then be responsible for
   terminating the session using the means that are supported by the
   device.

   If the authentication procedure involves multiple message exchanges
   (as in EAP), the SAD MUST include the PPAC(TBD) attribute and the
   Dynamic-Capabilities attribute (if used) in at least the last
   Access-Request of the authentication procedure.

   The Access-Request is sent as usual to the HAAA. The packet may pass
   through one or more BAAA.

   Once the Access-Request arrives at the HAAA, the HAAA authenticates
   the subscriber.  If this fails, the HAAA sends an Access-Reject
   message to the client. If authentication succeeds, the HAAA
   determines whether or not the subscriber is a prepaid subscriber.
   (How this is done is beyond the scope of this document.) If the
   subscriber is not a prepaid subscriber, then the HAAA responds as
   usual with an Access-Accept or an Access-Reject message. If the
   subscriber is a prepaid subscriber then the HAAA SHALL forward the
   Access-Request to the PPS for further authorization.




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   The Access-Request contains the PPAC(TBD) attribute and the Dynamic-
   Capabilities attribute if one was included. The User-Name(1)
   attribute MAY be set to a value that represents the subscriberÆs
   identifier.  This attribute is used by the PPS to locate his
   account. For added security, the HAAA MAY also set the User-
   Password(2) attribute to the password used between the HAAA and the
   PPS.

   The PPS locates the subscriberÆs account and authorizes him. During
   this procedure, the PPS takes into consideration the SAD PPC
   Capabilities.

   Upon successful authorization, the PPS generates an Access-Accept
   containing the PPAC(TBD) attribute and the PPAQ(TBD) attribute.

   The PPAC attribute returned to the client indicates the type of
   prepaid service to be provided for the session. The PPAQ(TBD)
   attribute includes the following.

   - The QUOTA-ID, which is set by the PPS to a unique value that is
      used to correlate subsequent quota requests;

   - Volume and/or Time quotas, which are set to values representing a
      portion of the subscribers credit;

   - It MAY contain a Time or Volume Threshold that controls when the
      SAD should request additional quota;

   - The IP address of the Serving PPS and one or more alternative
      PPSs.  This is used by the HAAA to route subsequent quota
      replenishing messages to the appropriate PPS(s).

   Note: Idle-Timeout(28) can be used to trigger the premature
   termination of a prepaid service, for example as a result of
   inactivity.

   Depending on site policies, after failed authorization, the PPS may
   generate an Access-Reject to terminate the session immediately.
   Alternatively, the PPS may generate an Access-Accept blocking some
   or all of the traffic and/or redirect some or all of the traffic to
   a location to a fixed server. (This feature could be used, for
   example, to prompt the user to replenish their account.) Blocking of
   traffic is achieved by either Filter-ID(11) or NAS-Filter-Rule(see


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   Redirect I-d).  Redirection is achieved by sending Redirect-Id or
   Redirect-Rule, HTTP Redirection defined in the Redirect I-d.  The
   time period before the session is blocked/redirected is specified by
   the Session-Timeout(27) attribute.

   Upon receiving an Access-Accept from the PPS, the HAAA appends the
   usual service attributes and forward the packet to the SAD.  The
   HAAA SHOULD NOT overwrite any attributes already set by the PPS.  If
   the HAAA, receives an Access-Reject message, it will simply forward
   the packet to its client. Depending on site policies, if the HAAA
   does not receive an Access-Accept or an Access-Reject message from
   the PPS it MAY do nothing or send an Access-Reject or an Access-
   Accept message back to the PPC.


3.3
   Session Start Operation

   The start of the session is indicated by the arrival of an
   Accounting-Request(Start) packet. The Accounting-Request (Start) MAY
   be routed to the PPS such that it can confirm the initial quota
   allocation.

   Note that the role of the PPS is not to record accounting messages
   and therefore it SHOULD not respond with an Accounting Response
   packet.

   If the PPS does not receive the Accounting-Request(start) message it
   will only know that the session has started upon the first reception
   of a quota replenishment operation.

   If the PPS does not receive indication directly (via Accounting-
   Request(start)) or indirectly, it SHOULD after some configurable
   time, deduce that the Session has not started. If the SAD supports
   termination capabilities, the PPS SHOULD send a Disconnect Message
   to the SAD to ensure that the session is indeed dead.

3.4
   Mid-Session Operation

   During the lifetime of a prepaid data session the SAD requests the
   replenishment of the quotas using Authorize-Only Access-Request
   messages.




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   Once either the allocated quota has been exhausted or the threshold
   has been reached, the SAD MUST send an Access-Request with
   Servicetype(6) set to a value of ôAuthorize Onlyö and the PPAQ(TBD)
   attribute.

   The SAD MUST also include NAS identifiers, and Session identifier
   attributes in the Authorize Only Access-Request.  The Session
   Identifier should be the same as the one used during the Access-
   Request.  For example, if the User-Name(1) attribute was used in the
   Access-Request it MUST be included in the Authorize Only Access-
   Request, especially if the User-Name(1) attribute is used to route
   the Access-Request to the Home AAA server.

   The Authorize Only Access-Request MUST NOT include a User Password
   and MUST NOT include a Chap Password. In order to authenticate the
   message, the SAD MUST include a Message-Authenticator(80) attribute.
   The SAD computes the value for the Message-Authenticator according
   to [RFC2869].

   When the HAAA receives the Authorize-Only Access-Request that
   contains a PPAQ(TBD), it SHALL validate the message using the
   Message-Authenticator(80) as per [RFC2869]. If the HAAA receives an
   Authorize Only Access-Request that contains a PPAQ(TBD) but not a
   Message-Authenticator(80) it SHALL silently discard the message.  An
   Authorize Only Access-Request message that does not contain a
   PPAQ(TBD) is either erroneous or belongs to another application (for
   example, a Change of Authorization message [RFC3576]).  In this case
   the Authorize Only Access-Request is either silently discarded or
   handled by another application.

   Once the Authorize Only Access-Request message is validated, the
   HAAA SHALL forward the Authorize Only Access-Request to the
   appropriate PPS. The HAAA MUST forward the Authorize Only Access-
   Request to the PPS specified in the PPAQ(TBD).  The HAAA MUST add an
   Message-Authenticator(80) to the message, according to [RFC2869].
   As with the Access-Request message, the HAAA MAY modify the User-
   Name(1) attribute such that it represents the userÆs internal
   prepaid account in the PPS.  Note the PPS may also use the Quota-ID
   sub-attribute contained within the PPAQ(TBD) to locate the user
   account.

   Upon receiving the Authorize Only Access-Request containing a
   PPAQ(TBD) attribute, the PPS MUST validate the Message-


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   Authenticator(80) as described in [RFC2869]. If validation fails,
   the PPS MUST silently discard the message. If it receives an
   Authorize Only Access-Request message that does not contain a
   PPAQ(TBD) it MUST silently discard the message.

   The PPS locates the prepaid session state using the Quota Id
   contained within the PPAQ(TBD). The PPS takes the most recently
   allocated quota and subtracts it from the userÆs balance.  If
   sufficient balance remains, the PPS authorizes the PPS and allocates
   additional quota.  The PPS may also calculate a new threshold value.

   Upon successful re-authorization, the PPS generates an Access-Accept
   containing the PPAQ(TBD) attribute. The Access-Accept message MAY
   contain Servicetype(6) set to Authorize-Only and MAY contain the
   Message-Authenticator(80).

   Depending on site policies, upon unsuccessful authorization, the PPS
   generates an Access-Reject or an Access-Accept with Filter-Id(11) or
   Ascend-Data-Filter (if supported) attribute and the Session-
   Timeout(27) attribute such that the subscriber can get access to a
   restricted set of locations for a short period of time. This feature
   could be used to enable users to replenish their accounts, create
   new accounts, or to browse free content.

   Upon receiving the Access-Accept from the PPS, the HAAA SHALL return
   the packet to its client. If the HAAA receives an Access-Reject
   message, it forwards the packet. Depending on site policies, if the
   HAAA does not receive an Access-Accept or an Access-Reject message
   from the PPS it MAY do nothing or it MAY send an Access-Reject
   message back to its client.

   Upon receiving an Access-Accept, the SAD SHALL update its quotas and
   threshold parameters with the values contained in the PPAQ(TBD)
   attribute.  Note that the PPS MAY update the PrePaidServer
   attribute(s) and these may have to be saved as well.

   Upon receiving an Access-Accept message that contains an Filter-
   Id(11), an Ascend-Data-Filter attribute, or Session Timeout(27), the
   SAD SHALL restrict the subscriber session accordingly.

3.5
   Dynamic Operations




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   The PPS may take advantage of the dynamic capabilities that are
   supported by the SAD as advertised in the Dynamic-Capabilities
   attribute during the initial Access-Request.

   There are two types of action that the PPS may perform. Firstly, it
   may request the session to be terminated. Secondly, it may request
   the attributes associated with the session to be modified.  More
   specifically, it may modify a previously sent PPAQ(TBD)

   Both of these actions require that the session be uniquely
   identified at the SAD.  As a minimum the PPS MUST

   -  provide either the NAS-IP-Address(4) or the NAS-Identifier(32)
   -  provide at least one session identifier such as User-Name(1),
   Framed-IP-Address(), the Accounting-Session-Id(44).

   Other attributes could be used to uniquely identify a prepaid data
   session.

3.5.1
     Unsolicited Session Termination Operation

   At anytime during a session the PPS may send a Disconnect Message in
   order to terminate a session.  This capability is described in
   detail in [RFC3576].  The PPS sends a Disconnect Message that MUST
   contain identifiers that uniquely identify the data session and the
   SAD servicing that session.

   If the SAD receives a Disconnect-Message, it responds with either a
   Disconnect-ACK message (if it is able to terminate the session) or
   with a Disconnect-NAK packet (otherwise).

   Upon successful termination of a session the SAD MUST return any
   unused quota to the PPS by issuing an Authorize Only Access-Request
   containing the PPAQ which contains any unused Quota and the Update-
   Reason set to ôRemote Forced Disconnectö.

3.5.2
     Unsolicited Change of Authorization Operation

   At any time during the session the PPC may receive a Change of
   Authorization (CoA) message.  A PPS may send a new Quota to either
   add or to remove quota that is allocated to the service.




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   If the Change of Authorization contains a PPAQ then that PPAQ
   overrides a previously received PPAQ. The PPS MUST NOT change the
   units used in the PPAQ.

   If the newly received PPAQ reduces the amount of allocated quota
   beyond what is already used then the SAD accepts the new PPAQ and
   act as it normally would when the quota is used up.  For example, if
   the threshold is reached then is request a quota update.


3.6
   Termination Operation

   The termination phase is initiated when (i) the subscriber logs off,
   (ii) the subscriberÆs balances is exhausted, or (iii) when the SAD
   receives a Disconnect Message.

   In the case where the user logged off, or the SAD receives a
   Disconnect Message, the SAD sends an Authorize-Only Access-Request
   message with a PPAQ(TBD) and Update-Reason attribute set to either
   ôClient Service terminationö or ôRemote Forced disconnectö. This
   message indicates the already consumed quota.

   In the case where the currently allocated quota is exhausted, if the
   PPAQ(TBD) contained Termination-Action field, the SAD follows the
   specified action (which would be to immediately terminate the
   service), requests more quota, or redirects/filters the service.

3.7
   Mobile IP Operations

   In roaming scenarios with Mobile-IP, the prepaid data session should
   be maintained transparently if the HA is acting as the SAD.

   As the subscriber device associates with the new SAD (AP or PDSN
   that supports PPC capability), the SAD sends a RADIUS Access-Request
   and the subscriber is re-authenticated and reauthorized.  The SAD
   MUST include the PPAC(TBD) attribute in the RADIUS Access-Request.
   In this manner the procedure follows the Authentication and
   Authorization procedure described earlier.

   If the HA was acting as the SAD before handoff, the userÆs prepaid
   session does not undergo any change after the handoff because the
   Mobile IP session is anchored at the HA and the userÆs Home IP
   address remains the same.


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   In the case of a wireless access point or PDSN acting as the SAD it
   is likely that the userÆs IP address will change (Care of Address).
   The prepaid session will be affected by this. In this scenario the
   SAD shall send an Access-Request message which is routed to the home
   network and MUST reach the prepaid system that is serving this
   session.  The prepaid system correlates the new authorization
   request with the existing active session and assigns a quota to the
   new request.  Any outstanding quota at the old SAD MUST be returned
   to the prepaid system if the Mobile-IP nodes (HA and FA) support
   registration revocation (Mobile IPv4 only). Specifically, the quota
   SHOULD be returned when the SAD sends the Authorize Only Access-
   Request with PPAQ(TBD) Update-Reason set to either ôRemote Forced
   disconnectö or ôClient Service terminationö.  In order to trigger
   the sending of this last Authorize Only Access-Request, the prepaid
   system may issue a Disconnect Message [3576] to the SAD.

   Even if the subscriber moves to a SAD that does not have prepaid
   capabilities can the prepaid data service continue. This can be done
   by requesting the Home Agent (assuming that has such capabilities)
   to take over the responsibilities of the SAD (i.e. metering).  This
   scenario will be discussed in a later version of this document.

3.8
   Operation considerations for Multiple prepaid services

   This section describes the support for multiple prepaid services on
   a single SAD. Message flows illustrating the various interactions
   are presented at the end of this document.

   A SAD that supports prepaid operations for multi-services SHOULD set
   the ôMulti-Services Supportedö bit in the PPAC.

   When working with multi-services, we need to differentiate between
   the services.  A Service-Id attribute is used in the PPAQ(TBD) to
   uniquely differentiate between the services.  The exact definition
   of the Service-Id attribute is outside the scope of this document.

   A PPAQ that contains a Service-Id is associated with that Service.
   A PPAQ that contains a Rating-Group-Id is associated with that
   Rating-Group.  A PPAQ MUST not contain both a Rating-Group-Id and a
   Service-Id.  A PPAQ that contains neither a Rating-Group-Id or a
   Service-Id applies to the ôAccess Serviceö.



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3.8.1
     Initial Quota Request

   When operations with multi-services is desired, the SAD requests the
   initial quota for the Service by sending a PPAQ containing the
   Service-Id for that Service in an Authorize-Only Access-Request
   packet.  Similarly, if the SAD supports Rating-Groups then it may
   request a quota for the Rating-Group by sending a PPAQ containing
   the Rating-Group-Id.  In both cases the Update-Reason is set to
   ôInitial-Requestö.

   The Authorize-Only Access-Request message may contain more than one
   PPAQ.  The Authorize-Only Access-Request MUST includes one or more
   attributes that serve to identify the session so that it can be
   linked to the original authentication.  Which Session Identifiers
   are included is up to specific deployments.  The Authorize-Only
   message must contain the Message-Authenticator(80) attribute for
   integrity protection of the Authorize-Only Access-Request message.

   Upon receiving an Authorize-Only Access-Accept message containing
   one or more PPAQs, the prepaid system allocates resources to each
   PPAQ. Each PPAQ is assigned a unique QID that MUST appear in
   subsequent PPAQ updates for that service or rating-group.
   Additionally, the PPAQ MUST contain the Service-ID or Group-ID,
   unless the PPAQ is a generic ôAccess Serviceö.

3.8.2
     Quota Update

   Once the services start to utilize their allotted quota they will
   eventually need to replenish their quotas (either the threshold is
   reached or no more quota remains).  To replenish the quota the PPC
   sends an Authorize-Only Access-Request message containing one or
   more PPAQs.  Each PPAQ MUST contain the appropriate QID, Service-ID
   or Group-ID (or neither the Service-ID or Group-Id if the quota
   replenishment is for the ôAccess Serviceö). The Update-Reason filed
   indicates either ôThreshold reachedö(3), or ôQuota reachedö(4).  The
   Authorize-Only message must contain session identifiers.

   Upon receiving an Authorize-Only Access-Request packet with one or
   more PPAQs the PPS responds with a new PPAQ for that service.  The
   PPAQ contains a new QID, the Service-Id or Rating-Group-Id, a new
   Quota.  If the PPS does not grant additional quota to the service it



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   MUST include the Termination-Action subfield in the PPAQ that will
   instruct the SAD what to do with the service.

3.8.3
     Termination

   When the allotted quota for a service is exhausted the SAD shall act
   in accordance to the Termination-Action field set in the Quota.  If
   the Termination-Action field is absent then the service MUST be
   terminated.

   If the service is to be terminated then the SAD shall send a PPAQ
   with the appropriate QID, the Service-Id, the used quota, and
   Update-Reason set to ôClient Service Terminationö.

   If the ôAccess Serviceö has terminated, then all other services must
   be terminated as well. In this case the SAD MUST report on all
   issued quotas for the various services.  The Update-Reason field
   should be set to ôAccess Service Terminatedö.


3.8.4
     Dynamic Operations

   Dynamic operations for multi-services are similar to dynamic
   operations described for single service operations.  The prepaid
   system may send a COA message containing a PPAQ for an existing
   service instance.  The SAD matches the PPAQ with the service using
   the Service-ID attribute.  The new quota could differ from the
   previously allocated value.  The SAD must react to the new value
   accordingly.

   A disconnect message terminates the ôAccess Serviceö.  As such the
   SAD MUST report all unused quotas by sending an Authorize Only
   Access Request message containing a PPAQ for each active service.
   The Update-Reason shall indicate that the reason for the update.

3.8.5
     Support for Resource Pools

   If the PPC supports pools as indicated by setting the ôPools
   supportedö bit in the PPAC(TBD) then the PPS may associate a Quota
   with a Pool by including the Pool-Id and the Pool-Multiplier in the
   PPAQ(TBD).




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   When Resource Pools are used, the PPAQ must not use the threshold
   field.

3.8.6
     One-Time-Charging

   To initiate a One-Time charge the PPC includes the PPAQ attribute in
   an Access-Request packet.  The Access Request packet MUST include a
   Message-Authenticator(80) and an Event-Timestamp(55) attribute.

   The Service Id field of the PPAQ identifies the prepaid service.
   The amount to be charged is specified using the Resource Quota and
   Resource Quota overflow subtypes.  If the value specified is
   negative then the resources are credited to the userÆs account.

   The QID field MUST be set to a unique value and is used by the PPS
   to detect duplicates. The Update Reason field MUST be set to One-
   Time Charging.

   Upon receiving a One-Time charge PPAQ, the RADIUS server
   authenticates the user and, if successful, passes the PPAQ to the
   PPS.  The PPS locates the account and debits or credits it
   accordingly. The PPS MUST respond to the PPS with an Access-Accept
   message if successful, or an Access-Reject message otherwise.

   The RADIUS server shall respond to the SAD with an Access Accept
   message.  Since this is a one-time charge the SAD must not allow the
   session to continue.  Therefore, the RADIUS server should include in
   the Access-Accept a Session-Timeout set to 0. Upon receiving an
   Access-Accept response the SAD shall generate an Accounting Stop
   message.

   A PPAQ used for One-Time charging may appear in an Authorize-Only
   Access Request.  This is the case when the session already exists.
   The PPS responds with an Access-Accept to indicate that the userÆs
   account has been debited or an Access-Reject otherwise.


3.8.7
     Error Handling

   If the PPS receives a PPAQ with an invalid QID it MUST ignore that
   PPAQ.




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   If the PPS receives a PPAQ containing a Service-Id, or a Rating-
   Group-Id that it does not recognize, then it MUST ignore that PPAQ.

   If the PPC receives a PPAQ containing a Service-Id, or a Rating-
   Group-Id that it does not recognize, then it must ignore that PPAQ.

   If the PPC receives a PPAQ that contains a Pool-Id without a Pool-
   Multiplier or a Pool-Multiplier without a Pool-Id it must ignore
   that PPAQ.

3.9
   Accounting Considerations

   Although typically generated, accounting messages are not required
   to deliver a prepaid data service.  When generated, accounting
   messages are used for auditing purposes and for billing.

   Accounting messages associated with prepaid data sessions should
   include the PPAQ(TBD) attribute.

3.10
    SAD Operation

   To be completed

3.11
    Interoperability with Diameter Credit Control Application

   The RADIUS prepaid extensions need to interoperate with the Diameter
   protocol.  Two possibilities exist: The AAA infrastructure is
   Diameter based and the SAD are RADIUS based, or the SAD is Diameter
   based and the AAA infrastructure is RADIUS based.

   The Diameter Credit Control Application [DIAMETERCC] describes how
   to implement a prepaid accounting system using an Diameter based
   infrastructure.

   <This section to be completed.>


4.
  Attributes

   This draft is using the RADIUS [RFC2865] namespace.





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4.1
   PPAC Attribute

   The PrepaidAccountingCapability (PPAC) attribute is sent in the
   Access-Request message by a prepaid capable NAS and is used to
   describe the prepaid capabilities of the NAS.  The PPAC is present
   in an Access-Accept message by the PPS to indicate the type of
   metering that is to be applied to this session.

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | TYPE          | LENGTH        | SUBtype 1     | LENGTH        |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                    AvailableInClient (AiC)                    |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+


   TYPE  : value of PPAC
   LENGTH: 8
   VALUE : String

   The value MUST be encoded as follows:

   Subtype (=1)          : Subtype for AvailableInClient attribute
   Length                 : Length of AvailableInClient attribute
                            (= 6 octets)
   AvailableInClient (AiC):

   The optional AvailableInClient Subtype, generated by the PPC,
   indicates the metering capabilities of the NAS and shall be bitmap
   encoded. The possible values are:

      0x00000001  Volume metering supported.
      0x00000002  Duration metering supported.
      0x00000004  Resource metering supported.
      0x00000008  Pools supported
      0x00000010  Rating groups supported
      0x00000020  Multi-Services supported.
      0x00000040  Tariff Switch supported.

      Others      Reserved




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4.2
   Session Termination Capability

   The value shall be bitmap encoded rather than a raw integer. This
   attribute shall be included RADIUS Access-Request message to the
   RADIUS server and indicates whether or not the NAS supports Dynamic
   Authorization.

   0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | TYPE          | LENGTH        |      String                   |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+


   Type  : value of Session Termination Capability
   Length: = 4
   String encoded as follows:

   0x00000001  Dynamic Authorization Extensions (rfc3576) is
               supported.


4.3
   PPAQ Attribute

   One or more PPAQ(TBD) attributes are sent in an Access Request,
   Authorize Only Access-Request and Access-Accept messages.  In an
   Access Request message, the PPAQ attribute is used to facilitate
   One-Time charging transactions. In Authorize Only Access-Request
   messages it is used for One-Time charging, report usage and the
   request for further quota. It is also used to request prepaid quota
   for a new service instance. In an Access-Accept message it is used
   to allocate the (initial and subsequent) quotas.

   When multiple services are supported, a PPAQ is associated with a
   specific service as indicated by the presence of a Service-Id, a
   Rating-Group-Id, or the ôAccess Serviceö (as indicated by the
   absence of a Service-Id and a Rating-Group-Id).

   The attribute consists of a number of subtypes.  Unused subtypes are
   omitted from the message.





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    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | TYPE          | LENGTH        | SUBtype 1     | LENGTH        |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                        QuotaIdentifier (QID)                  |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | SUBtype 2     | LENGTH        |        Volume Quota           |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |    Volume Quota               | SUBtype 3     | LENGTH        |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |  VolumeQuotaOverflow (VQO)    | SUBtype 4     | LENGTH        |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                        VolumeThreshold (VT)                   |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | SUBtype 5    | LENGTH         | VolumeThresholdOverflow (VTO) |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | SUBtype 6    | LENGTH         |      DurationQuota (DQ)       |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |    DurationQuota (DQ)         | SUBtype 7     | LENGTH        |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                      DurationThreshold (DT)                   |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | SUBtype 8     | LENGTH        | Update-Reason attribute (UR)  |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | SUBtype 9     | LENGTH        | PrePaidServer                 |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |            PrePaidServer                                      |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | SUBtype 10    | LENGTH        | Service-Id                    |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | SUBtype 11    | LENGTH        | Rating-Group-Id               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                               | SUBtype 12    | LENGTH        |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | Termination-Action                                            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | SUBtype 13    | LENGTH        | Pool-Id                       |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                               | SUBtype 14    | LENGTH        |



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   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | Pool-Multiplier                                               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | SUBtype 15    | LENGTH        | Resource-Quota                |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                               | SUBtype 16    | LENGTH        |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | Resource-Quota-Overflow                                       |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |  SUBtype 18   | LENGTH        | Resource-Threshold            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+


   Type  : Value of PPAQ
   Length: variable, greater than 8

   String:  The String value MUST be encoded as follows:

   Subtype (=1):  Subtype for QuotaIDentifier attribute
   Length       :  Length of QuotaIDentifier attribute (= 6 octets)

   QuotaIDentifier (QID):

      The QuotaIDentifier subtype is generated by the PPS together with
      the allocation of a Volume or Duration Quota. The on-line quota
      update RADIUS Access-Request message sent from the SAD to the PPS
      shall include a previously received QuotaIDentifier.

   Subtype (=2): Subtype for VolumeQuota attribute
   Length       : length of VolumeQuota attribute (= 6 octets)

   VolumeQuota (VQ):

      The optional VolumeQuota subtype is only present if Volume Based
      charging is used. In a RADIUS Access-Accept message (PPS to SAD
      direction), it indicates the Volume (in octets) allocated for the
      session by the PPS. In RADIUS Authorize Only Access-Request
      message (SAD to PPS direction), it indicates the total used
      volume (in octets) for both forward and reverse traffic.

   Subtype (=3): Subtype for VolumeQuotaOverflow


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   Length       : length of VolumeQuotaOverflow attribute (= 4 octets)

   VolumeQuotaOverflow (VQO):

      The optional VolumeQuotaOverflow subtype is used to indicate how
      many times the VolumeQuota counter has wrapped around 2^32 over
      the course of the service being provided.

   Subtype (=4): Subtype for VolumeThreshold attribute
   Length       : length of VolumeThreshold attribute (= 6 octets)

   VolumeThreshold (VT):

      The VolumeThreshold Subtype shall always be present if
      VolumeQuota is present in a RADIUS Access-Accept message (PPS to
      SAD direction). It is generated by the PPS and indicates the
      volume (in octets) that shall be consumed before a new quota
      should be requested. This threshold should not be larger than the
      VolumeQuota.

   Subtype (=5): Subtype for VolumeThresholdOverflow
   Length       : Length of VolumeThresholdOverflow attribute
                   (= 4 octets)

   VolumeThresholdOverflow (VTO):

      The optional VolumeThresholdOverflow subtype is used to indicate
      how many times the VolumeThreshold counter has wrapped around
      2^32 over the course of the service being provided.

   Subtype (=6): Subtype for DurationQuota attribute
   Length       : length of DurationQuota attribute (= 6 octets)

   DurationQuota (DQ):

      The optional DurationQuota Subtype is only present if Duration
      Based charging is used. In RADIUS Access-Accept message (PPS to
      SAD direction), it indicates the Duration (in seconds) allocated
      for the session by the PPS. In on-line RADIUS Access-Accept
      message (PPC to PPS direction), it indicates the total Duration
      in seconds) since the start of the accounting session related to
      the QuotaID.



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   Subtype (=7): Subtype for DurationThreshold attribute
   Length       : length of DurationThreshold attribute (= 6 octets)

   DurationThreshold (DT):

      The DurationThreshold subtype shall always be present if
      DurationQuota is present in a RADIUS Access-Accept message (PPS
      to SAD direction). It represents the duration (in seconds) after
      which new quota should be requested. This threshold should not be
      larger than the DurationQuota.

   Subtype (=8): Subtype for Update-Reason attribute
   Length       : length of Update-Reason attribute (= 4 octets)

   Update-Reason attribute (UR):

      The Update-Reason subtype shall be present in the on-line RADIUS
      Access-Request message (SAD to PPS direction). It indicates the
      reason for initiating the on-line quota update operation. Update
      reasons 4, 5, 6, 7 and 8 indicate that the associated resources
      are released at the client side, and therefore the PPS shall not
      allocate a new quota in the RADIUS Access_Accept message.

      1. Pre-initialization
      2. Initial Request
      3. Threshold Reached
      4. Quota Reached
      5. Remote Forced Disconnect
      6. Client Service Termination
      7. ôAccess Serviceö Terminated
      8. Service not established
      9. One-Time Charging

   Subtype (=9) : Subtype for PrePaidServer attribute
   Length        : Length of PrePaidServer
                   (IPv4 = 6 octets, IPv6= 18 octets

   PrePaidServer:

      The optional, multi-value PrePaidServer attribute indicates the
      address of the serving prepaid system. If present, the Home
      RADIUS server uses this address to route the message to the
      serving PPS. The attribute may be sent by the Home RADIUS server.


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      If present in the incoming RADIUS Access-Accept message, the PDSN
      shall send this attribute back without modifying it in the
      subsequent RADIUS Access-Request message, except for the first
      one. If multiple values are present, the PDSN shall not change
      their order.

   Subtype (=10) : Subtype for Service ID
   Length         : Length of Service ID


   Service-Id:

     Opaque string that uniquely describes a service instance to which
     prepaid metering should be applied.  A Service-Id could be an IP
     5-tuple (source address, source port, destination address,
     destination port, protocol).  If Service-ID is present in the PPAQ
     the PPAQ refers to that service.  If a PPAQ does not contain a
     Service-Id then the PPAQ refers to the Access Service.

   Subtype (=11) : Subtype for Rating-Group-Id
   Length         : 6

   Rating-Group-Id

     Identifies that this PPAQ is associated with resources allocated
     to a Rating Group with the corresponding ID.

   Subtype (=12) : Subtype for Termination-Action
   Length         : 6

   This field is an enumeration of the action to take when the PPS does
   not grant additional quota.  Valid actions are as follows:

     0  Reserved
     1  Terminate
     2  Request More Quota
     3  Redirect/Filter

   Subtype (=13) : Pool-Id
   Length         : 6

   Identifies the Pool that this quota is to be associated with.



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   Subtype (=14) : Pool-Multiplier
   Length         : 6

   The pool-multiplier determines the weight that resources are
   inserted into the pool and the rate at which resources are taken out
   of the pool by this service or Rating-Group.

   Subtype (=15) : Subtype for Resource-Quota
   Length         : 6

      The optional Resource-Quota subtype is only present if Resource
      Based or one-time charging is used. In the RADIUS Access-Accept
      message (PPS to SAD direction) it indicates the Resources
      allocated for the session by the PPS. In RADIUS Authorize Only
      Access-Request message (SAD to PPS direction), it indicates the
      resources used in total, including both incoming and outgoing
      chargeable traffic. In one-time charging scenarios, the subtype
      represents the number of units to charge or credit the user.

   Subtype (=16) : Subtype for Resource Quota Overflow
   Length         : 6


   Subtype (=18) : Subtype for ResourceThreshold
   Length         : 6



   NOTES:

   Volume-Quota, Time-Quota, or Resource-Quota MUST appear in the
   attribute. If Volume Quota appears, Volume Threshold may also
   appear.

   A PPAQ MUST NOT contain both a Service-Id and a Rating-Group-Id.

   A PPAQ that does not contain a Service-ID or a Rating-Group-Id
   applies to the ôAccess Serviceö.

   When the PPAQ contains a Pool-Id it MUST also contain the Pool-
   Multiplier.




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4.4
   Prepaid Tariff Switching (PTS)

   This specification defines the PTS attribute to allow for
   changeovers from one rate to another during service provision.

   Support for tariff switching is OPTIONAL for both PPC and PPS.  PPCs
   use the flag "Tariff Switching supported" of the AvailableInClient
   subtype of the PPAC attribute to indicate support for tariff
   switching. PPSs employ the PTS attribute to announce their support
   for tariff switching. Details of this will be specified after the
   format of the PTS attribute has been defined.

   If a RADIUS message contains a PTS attribute, it MUST also contain
   at least one PPAQ attribute.  If a RADIUS Access-Request message
   contains a PTS attribute or a "Tariff Switching supported" flag, it
   MUST also contain an Event-Timestamp RADIUS attribute (see
   [RFC2869]).

    0               1               2               3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | TYPE          | LENGTH        | SUBtype 1     | LENGTH        |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | QuotaIDentifier (QID)                                         |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | SUBtype 2     | LENGTH        | VolumeUsedAfter-              |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | TariffSwitch (VUATS)          | SUBtype 3     | LENGTH        |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | VUATSOverflow (VUATSO)        | SUBtype 4     | LENGTH        |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | TariffSwitchInterval (TSI)                                    |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | SUBtype 5    | LENGTH         | TimeIntervalAfter-            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | TariffSwitchUpdate (TITSU)    |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+


   Type  : Value of PTS
   Length: variable, at least 8




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   Subtype (=1):  QuotaIDentifier (QID)
   Length      :  Length of QuotaIDentifier Subtype (= 6 octets)

      The QID subtype MUST be present in each PTS attribute.  In an
      online RADIUS Access-Request message sent from the PPC to the
      PPS, its value MUST be a quota identifier received previously
      from the PPS and MUST be the same as a quota identifier of one of
      the PPAQ attributes included the same RADIUS message.

      A PPAQ attribute that is transported along with a PTS attribute
      and has the same quota identifier value as the PTS attribute in
      its own QID subfield shall be referred to as "accompanying PPAQ
      attribute".  If a PPS receives an Access-Request message from a
      PPC, it associates a unique quota identifier to this request.
      Thus, a quota identifier also identifies a particular service.


   Subtype (=2):  VolumeUsedAfterTariffSwitch (VUATS)
   Length      :  Length of VolumeUsedAfterTariffSwitch Subtype
                  (= 6 octets)

      The VolumeUsedAfterTariffSwitch subtype SHALL be used in online
      RADIUS Access-Request messages (PPC to PPS direction).  It
      indicates the volume (in octets) used during a session after the
      last tariff switch for the service specified via the QID subfield
      and the accompanying PPAQ attribute (see the remarks under
      "Subtype 1: QID").


   Subtype (=3):  VUATSOverflow (VUATSO)
   Length      :  Length of VUATSOverflow Subtype (= 4 octets)

      If an online RADIUS Access-Request message contains a VUATS
      subfield and if the VolumeUsedAfterTariffSwitch has wrapped
      around 2^32 over the course of provisioning the service
      identified via the QID subfield, then the VUATSO subfield MUST be
      present in the PTS attribute.  In this case, it indicates how
      many times the VolumeUsedAfterTariffSwitch has wrapped around
      2^32.  In all other cases, the VUATSO subfield MUST NOT be
      present in the PTS attribute.





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   Subtype (=4):  TariffSwitchInterval (TSI)
   Length      :  Length of TSI Subtype (= 6 octets)

      The TSI subtype MUST be present in each PTS attribute that is
      part of a RADIUS Access-Accept message (PPS to PPC direction).
      It indicates the interval (in seconds) between the value of
      Event-Timestamp RADIUS attribute (see [RFC2869]) of the
      corresponding RADIUS Access-Request message and the next tariff
      switch condition.


   Subtype (=5):  TimeIntervalafterTariffSwitchUpdate (TITSU)
   Length      :  Length of TITSU Subtype
                  (= 6 octets)

      The PPS MUST include the TITSU subtype if there is another tariff
      switch period after this period.  The TITSU attributes encodes
      the number remaining seconds of current tariff period.  If this
      attribute is zero or omitted, it is assumes that  the current
      tariff period lasts until further notice.  If TITSU is specified,
      the PPC must send a quota update before the current period ends.


   If a RADIUS message contains a PTS attribute, it MUST also contain
   at least one PPAQ attribute.  The PTS is associated with the PPAQ by
   the QID. If multiple services are supported and if the PPAQ is
   associated with a service as indicated by the Service-Id sub-
   atrribute of the PPAQ, then the PTS refers to the tariff switch for
   that service. If the PPAQ does not have a Service-Id, then the PTS
   refers to tariff switch for the Access-Service.

   If a PPC supports tariff switching then it MUST set the 0x00000040
   (Tariff switching supported) flag of the AvailableInClient subtype
   of the PPAC attribute that is contained in the Access-Request packet
   starting the session.




4.5
   Table of Attributes

   TO BE COMPLETED.



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   Request   Accept   Reject   Challenge      #    Attribute

   Authorize_Only Request Accept Reject

5.
  Security Considerations

   The extended RADIUS protocol described in this document is subject
   to a number of potential attacks, in a manner similar to the RADIUS
   without these extensions. It is recommended that IPsec be employed
   to protect against certain of the attacks.

   If IPsec is not available, usage of the extensions described in this
   document improve the overall security of RADIUS. The various
   security enhancements are explained in the following sections.

5.1
   Authentication and Authorization

   RADIUS is susceptible to replay attacks during the Authentication
   and Authorization procedures.  A successful replay of the initial
   Access-Request could result in an allocation of an initial quota.

   To thwart such an attack...


5.2
   Replenishing Procedure

   A successful replay attack of the Authorize Only Access-Request
   could deplete the subscribers prepaid account.

   To be completed.

6.
  IANA Considerations

   This document requires the assignment of new Radius attributes type
   numbers for the following attributes:

   1) Prepaid-Accounting-Capability (PPAC)
        with subtype:
          AvailableInClient

   2) Prepaid-Accounting-Operation (PPAQ)
        with subtypes:
          QuotaID (QID)


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          VolumeQuota (VQ)
          VolumeQuotaOverflow (VQO)
          VolumeTreshold (VT)
          VolumeTresholdOverflow (VTO)
          DurationQuota (DQ)
          DurationTreshold (DT)
          UpdateReason (UR)
          PrePaidServer (PPS)
          ServiceID (SID)
          RatingGroupId (RGID)
          TerminationAction (TA)
          PoolID (PID)
          PoolMultiplier (PM)
          Cost (COST)
          TariffChangeTime (TCT)

   3) Prepaid-Tariff-Switch (PTS)



   4) Session-Termination-Capability (STC)

   5) International-Mobile-Subscriber-Identity (IMSI)



7.
  Normative References

   [RFC2026]       Bradner, S., "The Internet Standards Process --
                   Revision 3", RFC 2026, October 1996.
   [RFC2119]       Bradner, S., "Key words for use in RFCs to Indicate
                   Requirement Levels", RFC 2119, March 1997.
   [RFC2865]       Rigney, C., Rubens, A., Simpson, W. and S. Willens,
                   "Remote Authentication Dial In User Server
                   (RADIUS)", RFC 2865, June 2000.

   [RFC2866]       Rigney, C., "RADIUS Accounting", RFC 2866, June
                   2000.

   [RFC2869]       Rigney, C., Willats, W., Calhoun, P., "RADIUS
                   Extensions", RFC 2869, June 2000.

   [RFC2868]       Zorn, G., Leifer, D., Rubens, A., Shriver, J.,


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                    RADIUS Extensions for PrePaid       February 2004


                   Holdrege, M., Goyret, I., "RADIUS Attributes for
                   Tunnel Protocol Support" , RFC 2868, June 2000.
   [RFC3576]       Chiba, M., Dommety, G., Eklund, M., Mitton, D.,
                   Aboba, B., "Dynamic Authorization Extensions to
                   Remote Authentication Dial-In User Service
                   (RADIUS)", RFC 3576, February 2003.

   [RFC3748]       Aboba, B., et al., "Extensible Authentication
                   Protocol", RFC 3748, June 2004.


8.
  Informative References


   [DIAMETERCC]    Hakkala, H., et al., "Diamter Credit-Control
                   Application", Internet Draft, AAA WG, April 2004,
                   Work in Progress.

   [REDIRECT]      "RADIUS Redirection", Internet Draft, Work in
                   progress.



9.
  Call Flows

   This section describes the flows associated with various scenarios
   that are mentioned in this document. The following fields are used
   in the call flows:

   RADIUS packets:

     AR      Access Request
     ARA     Access Accept
     AC      Accounting Requests
     A       Authorize-Only Access-Request
     AA      Access-Accept for Authorize-
             Only Access-Request

   RADIUS Attributes:

     PPAQ     PPAQ as defined in this
              specification
     SID      One or more attributes


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              representing the Session that
              the RADIUS packets is correlated
              to.
     PPAC     PPAC as defined in this
              specification
     ASID     Acct-Session-Id as defined by
              RADIUS
     MSID     Acct-Multi-Session-Id as define
              by RADIUS

   PPAQ fields:

     SRVID   Service-Id
     Reason  Update-Reason
     QID     Quota-Id


9.1
   Simple Concurrent Services

   In this scenario the PPC authenticates and authorizes the user. The
   PSS responds with Quota for the ôAccess Serviceö instance.  The NAS
   then request quota for Service-A.

   Accounting is turned on.

          NAS/                                                RADIUS/
          PPC                                                 PPS
          ===                                                 ===
           |                                                   |
           |  AR{SID,PPAC}                                     |
      A    |-------------------------------------------------->|
           |                                                   |
           |  ARA{SID,PPAQ(QID=1,Q=100)}                       |
      B    |<--------------------------------------------------|
           |                                                   |
           |  AC(start){ASID=25,MSID=13}                       |
      C    |-------------------------------------------------->|
           |                                                   |
           |  A{SID,PPAQ(SRVID=SA, Reason=Initial}             |
      D    |-------------------------------------------------->|
           |                                                   |
           |  AA{SID,PPAQ(QID=200,SRVID=SA, Q=50)}             |
      E    |<--------------------------------------------------|


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           |                                                   |
           |  AC(start){ASID=30,MSID=13, PPAQ }                |
      F    |-------------------------------------------------->|
           |                                                   |
           |  A{SID, PPAQ(QID=200 SRVID=SA, Q=50 Reason=Quota)}|
      G    |-------------------------------------------------->|
           |                                                   |
           |  AA{SID,PPAQ(QID=300,SRVID=SA, Q=100)}            |
      H    |<--------------------------------------------------|
           |                                                   |
           |  A{SID,                                           |
           |     PPAQ(QID=1, Q=100 Reason=Quota),              |
           |     PPAQ(QID=300, SRVID=SA  Q=100 Reason=Quota)}  |
      I    |-------------------------------------------------->|
           |                                                   |
           |  AA{SID,
           |      PPAQ(QID=3, Q=200),                          |
           |      PPAQ(QID=303, SRVID=SA Q=150)}               |
      J    |<--------------------------------------------------|



   A     This is the initial Access-Request that indicates the prepaid
         capabilities of the NAS.  In this example indicates that
         Concurrent Sessions are supported.  Access-Request also
         includes SID (Session Id) which is the Session Identifier
         assigned by this NAS to session. The formal of the session
         identifier is outside the scope of this document.
   B     RADIUS authenticates the user and determines that he has a
         prepaid account. RADIUS responds with a PPAQ for the ôAccess
         Serviceö (PPAQ does not contain a Service-ID or Rating-Group-
         ID).  The PPAQ has a QID=1 assigned by the Prepaid System and
         Quota of Q=100.  The quota could be time or volume and may or
         may not have a threshold associated with it.
   C     The NAS starts the Access Service and generates an Accounting-
         Request (Start) message as normal.  It includes the Acct-
         Session-Id and may include the Acct-Multi-Session-Id.
   D     The NAS is about to start a new Service, call it Service-A.
         It sends an Authorize-Only access request to RADIUS.  The SID
         links this Authorize-Only access request to the initial
         Authentication & Authorization (Step-A and Step-B).The
         Authorize-Only message contains a PPAQ requesting quota for
         Service-A, Update-Reason = Initial-Request.


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   E     The PPS checks the resources available to the user and assigns
         50 units (time/volume etc) to this service. RADIUS sends an
         Access Accept message contain a PPAQ assigning quota Q=50 for
         Service-A.  The PPAQ contains a QID = 200.
   F     The NAS starts Service-A and sends an Accounting-Request
         (Start) message for that service. Acct-Multi-Session-Id can be
         used to tie all of the sessions in the accounting streams
         together.
   G     Quota for Service-A requires refreshing, the quota was
         completely used).  An Authorize-Only message is sent
         containing a PPAQ with QID = 200 which corresponds to the
         prior QID received for this service.  Note QID is sufficient
         for the PPS server to link this request to the previous
         request and hence to the original authentication steps.
         Therefore SID is not really required. The PPAQ will report the
         used part of the quota (50 units).
   H     RADIUS deducts the used quota from the users accounts and
         reserves 50 more additional units for a total quota of 100
         (Q=100) for Service-A. It sends back a PPAQ with QID=300.
   I     NAS needs to refresh both the ôAccess Serviceö and Service-A.
         It sends an Authorize Only message contain two PPAQs, one for
         the Main Service with QID=1 and one for Service-A with
         QID=300.  Each PPAQ reports the resources that were consumed
         so far and the reason why the update is being sent.
   J     RADIUS responds back with two PPAQs.  The PPAQ without the
         Service-Id grants an additional 100 units for a total of 200
         units to the ôAccess Serviceö û QID=3; the other PPAQ,
         containing SRVID=SA grants an additional 50 units for a total
         quota to service-a of 150 units û QID=303.

         This step illustrates why SRVID needs to be specified in the
         PPAQ.  Without it  the NAS would be unable to differentiate
         between the PPAQs. QIDs are not sufficient to correlate the
         PPAQ to a service since they may be changed by the PPS at
         every transaction.

   Note how each PPAQ attribute represents a sequential conversation
   about a service between the PPC and the PPS in this example.  The
   links between the messages are the QIDs and the Service-Ids.

   Also note that a SID is needed to tie the Authorize-Only messages to
   the Authentication steps.  This SID is only really needed the first
   time a PPAQ is sent.


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   Although accounting messages have an Accounting-Session-ID, that is
   not enough to enable the back end system to associate that
   accounting message with a particular Service.  We therefore need the
   PPAQ in the accounting message.


9.2
    One-time Charging

   In this One-time charging example, the PPC authenticates and
   authorizes the user and requests charging for a service event
   requested by the user.  The PPC already knows the price to charge
   for the service event identified by SRVID=SA.



Contributor

   We would like to thank Hannes Tschofenig for his contributions to
   this draft.



Acknowledgments

   The authors would like to thank Mark Grayson (Cisco), Nagi Jonnala
   and Tseno Tsenov for their contribution to this draft.

Author's Addresses

   Avi Lior                           Parviz Yegani, Ph.D.
   Bridgewater Systems                Mobile Wireless Group
   303 Terry Fox Drive                Cisco Systems
   Suite 100                          3625 Cisco Way
   Ottawa Ontario                     San Jose, CA 95134
   Canada                             USA
   avi@bridgewatersystems.com         pyegani@cisco.com

   Kuntal Chowdhury                   Hannes Tschofenig
   Starent Networks                   Siemens
   30 International Place, 3rd Flr    Otto-Hahn-Ring 6
   Tewksbury, MA 01876                81739 Munich
   kchowdhury@starentnetworks.com     Germany


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                                      hannes.tschofenig@siemens.com


   Christian Guenther
   Siemens
   Otto-Hahn-Ring 6
   81739 Munich
   Germany
   christian.guenther@siemens.com






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Disclaimer of Validity

   This document and the information contained herein are provided on
   an "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE


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   REPRESENTS OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE
   INTERNET ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR
   IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF
   THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED
   WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

Copyright Statement


   Copyright ¨ The Internet Society (2005). This document is subject to
   the rights, licenses and restrictions contained in BCP 78, and
   except as set forth therein, the authors retain all their rights.


Expiration Date

   This memo is filed as draft-lior-radius-extensions-for-prepaid-
   06.txt, and will expire 20 July, 2005.


10.
   Appendix A û use cases

   In this appendix we present a set of use cases and scenarios based
   on which the extensions in this document were designed. It is
   assumed that the subscriber possesses a valid prepaid account with a
   service provider, for example a WLAN operator.

   In order to maintain generality, the use cases refer to the
   communications between the SAD and the network.  The connection
   between the UserÆs Device and the SAD, which typically involves
   setting up a layer 2 session, e.g. a PPP session or a GPRS PDP
   Context, is specific to a given network technology and the details
   do not affect the operation of the prepaid service.


10.1
    Simple prepaid use case

   A subscriber connects to his home network. As usual, the Access
   Device that is servicing the subscriber uses the AAA infrastructure
   to authenticate and authorize the subscriber.

   The SAD sends a RADIUS Access-Request to the AAA server in order to
   authenticate and authorise the subscriber with respect to the


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   requested service. The Access-Request contains the subscriber
   credentials and may contain the prepaid capabilities of the SAD.
   Prepaid capabilities MUST be included if the SAD supports them.

   The AAA System proceeds with the authentication procedure.  This may
   involve several message exchanges such as in EAP [RFC2284].  Once
   the subscriber has been authenticated, the AAA system determines
   that the subscriber is a prepaid subscriber and requests
   authorisation. The request MUST include the prepaid capabilities of
   the serving SAD.

   The system validates that the subscriber has a prepaid account and
   that the account is active. It further validates that the SAD has
   the appropriate prepaid capabilities. If all is in order, the
   prepaid system authorises the subscriber to use the network.
   Otherwise it rejects the request. The decision is sent to the AAA
   system. The response includes attributes to indicate the allocation
   of a portion of the subscriberÆs credit. This portion is called the
   ôinitial quotaö (in units of time or volume) and optionally a
   threshold value.

   A portion only of the userÆs funds is allocated because the user may
   be engaged in other services that may draw on the same account. For
   example, the user may be engaged in a data session and a voice
   session. Although these two services would draw from the same
   account, they form separate parts of the overall system.  If the
   entire quota was allocated to the data session then the user would
   have no more funds for a voice session.

   The AAA system incorporates the attributes received from the prepaid
   System into an Access-Accept message that it sends to the SAD. Note
   that the AAA system is responsible for authorizing the service
   whereas the prepaid system is responsible for prepaid authorization.

   Upon receiving the Access-Response, the SAD starts the prepaid data
   session and meters the session based on time or volume, as indicated
   in the message.

   Once the usage for the session approaches the allocated limit (as
   expressed by the threshold), the SAD will request additional quota.
   Re-authorization for additional quota flows through the AAA system
   to the prepaid System. The prepaid System revalidates the
   subscriberÆs account and subtracts the previously allocated quota


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   from the current balance. If there is remaining balance, it
   reauthorizes the request with an additional quota allotment.
   Otherwise, the prepaid System rejects the request.  Note the
   replenishing of the quotas is a re-authorization procedure and does
   not require the subscriber to authenticate himself again.

   It is important to note that the prepaid System is maintaining
   session state for the subscriber.  This state includes how much
   account balance was allocated during the last quota enquiry and how
   much is left in the account. Therefore, it is required that all
   messages about the session reach the same (and correct) prepaid
   system.

   Upon receiving a re-allotment of the quota, the SAD continues to
   provide the data service until the new threshold is reached.  If the
   request for additional quota cannot be fulfilled then the SAD lets
   the subscriber use the remaining quota and terminates the session.

   Alternatively, instead of terminating the session, the SAD may
   restrict the data session such that the subscriber can only reach a
   particular web server.  This web server maybe used to allow the
   subscriber to replenish their account.  This restriction can also be
   used to allow new subscribers to set up prepaid accounts in the
   first place.

   Should the subscriber terminate the session before the quota is
   exhausted, the remaining balance allotted to the session MUST be
   refunded into the subscriberÆs account.

   While the Access Device is waiting for the initial quota, the
   subscriber may have dropped the connection/session. The entire
   allocated quota MUST be credited back to the subscribers account in
   this case.


10.2
    Support for Multi-Services

   Examples of services that the user may be using are browsing the
   web, participating in a VoIP conversation, watching streaming video
   and downloading a file. Some operators may want to distinguish
   between these services. Some services are billed at different rates
   and services may be metered differently.  Therefore, the prepaid
   solution needs to be able to distinguish services, and allocate


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   quotas to the services using different units (e.g. time, volume) and
   allow for those quotas to be utilized at different rates.

                 +---------+
                 | Session |
                 +---------+
                      |
                      V N
              +--------------+       +-------+
              |   Service    |------>| Quota |
              | (service-Id) |       +-------+
              +--------------+


   As shown in the above diagram, a Session may be associated with
   multiple (N) services.  Each service is identified by a Service-ID.
   The format of the Service-ID is not in the scope of this document
   but the Service-ID could be expressed as an IP flow using the 5-
   tuple {Source-IP and Port, Destination-IP and Port, protocol type}.
   Each service is allocated an appropriate quota metric.


10.3
    Resource Pools

   When working with multiple services a new problem arises because one
   service may utilize its quota faster than another service.  When the
   userÆs balance is close to exhaustion, a situation could arise where
   one service is unable to obtain quota while another service has
   plenty of quota remaining. Unless the quotas can be rebalanced, the
   SAD would then have to terminate that service. Indeed, even before
   that happens, the services could generate an excessive amount of
   traffic as the they update their quotas.

   One method to solve these problems is to utilize resource pools.
   Resource pools enable the allocation of resources to several
   services of a session by allocating resources to a pool and have
   services draw their quota from the pool at a rate appropriate to
   that service. When the quota allocated to the pool is close to
   exhaustion, the entire pool is replenished.


           +-----------+
           | Service-A |-----+         +--------+


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           +-----------+     |    Ma   |        |
                             +-------->|        |
                                       |  Pool  |
                             +-------->|   (1)  |
           +-----------+     |    Mb   |        |
           | Service-B |-----+         +--------+
           +-----------+

   As the figure above shows, Service-A and Service-B are bound to
   Pool(1).  Ma and Mb are the pool multipliers (that are associated
   with Service-A and Service-B respectively) that determine the rate
   at which Service-A and Service-B draw from the pool.

   The pool is initialized by taking the quota allocated to each
   service and multiplying it by Mn.  Therefore, the amount of
   resources allocated to a pool is given by:

          Poolr = Ma*Qa + Mb*Qb + . . .

   A Pool is empty if:

         Poolr <= Ca*Ma + Cb*Mb + . . .

       where:
         Ca,Cb are the consumed resources of Service-A and Service-B
         respectively.


   Note that the resources assigned to the pool are not associated with
   a metric.  That is, Service-A can be rated at $1 per Mbyte and
   Service-B can rated at $0.10 per Minute. In this case if we allocate
   $5 worth of resources on behalf of service-A to the pool we would
   set Ma = 10 and place 50 units into the pool.  If we allocate $5 on
   behalf of Service-B to the Pool, then M=1 and place 50 units into
   the Pool.  The pool would have a total sum of 100 units to be shared
   between the two services. Each Mbyte used by Service-A will draw 10
   units from the pool and each minute used by Service-B will draw 1
   unit from the pool.

10.4
    Support for Complex Rating Functions

   The rating of a service can be quite complex. While some operators
   follow linear charging models, others may wish to apply more complex


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   functions. For example, a service provider may wish to rate a
   service such that the first N Mbytes are free, then the next M
   Mbytes are rated at $1 per Mbyte and volume above M bytes be rated
   at $0.50 per Mbyte. Such a function could be implemented by repeated
   message exchanges with the prepaid system.

   To avert the need to exchange many messages while still supporting
   such complex rating functions the notion of a ôRating Groupö is
   introduced.  A Rating Group is provisioned at the SAD.  As
   illustrated in the figure below, a Rating Group is associated with
   one or more services and defines the rate that the services
   associated with the Rating Group consume the quota.

         +-----------+
         | Service-A |------+
         +-----------+      |     +--------------+       +-------+
                            +---->|              |       | Quota |
                                  | Rating Group |------>|  or   |
         +-----------+      +---->|              |       | Pool  |
         | Service-B |------+     +--------------+       +-------+
         +-----------+

   During consumption of a service that is associated with a Rating
   Group, the PPC sends the ID of the Rating Group to the PPS.  The
   prepaid service authorizes the Rating Group by allocating a quota to
   it and optionally assigning it to a Resource Pool.

   When service that belongs to an authorized Rating Group is
   instantiated, the PPC does not need to authorize this service. This
   limits the amount of traffic between the PPC and the PPS.

10.5
    One-Time-based Charging

   One-Time-based Charging is used for charging of service events
   without an ongoing session. That is, the service is provisioned
   instantaneously, as far as charging is concerned.  An example of
   such an event is the purchase of a ring-tone. Subscription based
   services can also be modeled as a One-Time event. In this case the
   one-time service event is the purchase of a subscription

   For a given user, one-time-based charging may occur in parallel with
   other charging models. For example, the subscriber may access a
   website which is metered (based on time or volume) while he also


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   purchase the right to use a ring tone (a one-time-based event).
   Note: it is up to the service providers to decide whether or not the
   user will be charged for the download of the tone and also be
   charged for the time and volume required to download the ring-tone.
   The facilities provided by this document gives the service provider
   the capability to achieve their service charging business goals.
   For example, should the service provider choose not to charge for
   the download volume or time, then they can treat the download IP
   flow as a separate service that is exempt from charging.

   The SAD signals one-time-based charging to the PPS with an
   indication that identifies the service and the units that need to be
   debited from the userÆs account.

   One-time-based charging may occur under two conditions: the (a) SAD
   may not have a authenticated context (or access to an authenticated
   context) for the subscriber), or (b) the SAD has access to
   authenticated context for the subscriber.  In the former case the
   SAD will have to authenticate the subscriber.  For example, the user
   maybe authenticated by the SAD providing access service. However
   when the user accesses the subscription server to purchase a
   subscription, the subscription server may not have access to the
   authentication context of the subscriber and thus will have to
   authenticate the subscriber from scratch.  Authentication of the
   subscriber and the generation of the one-time charging event will
   happen in conjunction.

   Note that one-time-based charging can also be used to credit the
   prepaid userÆs account. For example, the SAD can return resources to
   the subscriber by issuing a one-time charge request that includes
   the amount of resources to be credited into the account.

10.6
    Support for Tariff Switching

   The PPC and the PPS may support tariff switching as described
   earlier. For example, as shown in the figure below, traffic before
   18:00 may be rated at ær1Æ and traffic after 18:00 hours is rated at
   ær2Æ. The PPC reports usage before and after the switch occurs.
   Tariff switching only makes sense for volume based metering where
   the volume is billed at different rates.

                         18:00
         ------------------+-----------------


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                r1         |      r2
         ------------------+-----------------
              ^                        ^
              |<----TSI--->            |
              |                        |
        Access-Accept            Access-Request


   The PPC it indicates support for tariff switching by setting the
   appropriate bit in the PPAC. If the PPS needs to signal a tariff
   switch time it will send a PTS attribute which indicates the point
   in time when the switch will occur. This indication represents the
   number of seconds from current time (TarrifSwitchInterval TSI).

   At some point after the tariff switch the PPC sends another Access-
   Request, as a result of either the user having logged off or the
   volume threshold being reached. The PPC reports how much volume was
   used using the PPAQ in total and how much volume was used after the
   tariff switch using the PTSÆs VUATS subtype.

   If the PPC sends this message before the tariff switch, the PPS will
   respond with another PTS where the TSI is appropriately updated.

   In situations with multiple tariff switches, as shown below, the PPS
   MUST specify the length of the tariff switch period using the
   TimeIntervalAfterTariffSwitchUpdate (TITSU) in the PTS attribute.


                         18:00                 23:30
         ------------------+---------------------+--------------
                r1         |      r2             |     r3
         ------------------+---------------------+--------------
              ^                        ^         ^
              |<----TSI---><-----------|-------->|TITSU
              |                        |
        Access-Accept            Access-Request

   When a TITSU is specified in the PTS, the PPC MUST generate an
   Access-Request within the time after TSI and before TITSU expires.
   Note that, typically, the PPC will be triggered by the Volume
   Threshold. However, it is possible that, during period r2,
   insufficient traffic is generated and thus the threshold is not
   reached. Even in this case PPC MUST generate an Access-Request in


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   good time. Also note that separate services flows may have
   individual tariff periods.

10.7
    Support for Roaming

   In certain networks it is essential for prepaid data services to be
   available to roaming subscribers. Support for both static and
   dynamic roaming models is needed. In a static roaming scenario the
   subscriber connects to a foreign network which has a roaming
   agreement either directly with the home network, or through a broker
   network. When the subscriber logs into another foreign network, a
   new login procedure has to be executed.

   In a dynamic roaming scenario the subscriber may move between
   networks while maintaining his connection. In such a scenario the
   data session is seamlessly handed off between the networks.

   In both roaming scenarios, the subscriber always authenticates
   himself to the home network. Authorization for the prepaid session
   and quota replenishing occurs at the home network and more
   specifically at the prepaid system where state is being maintained.

   Dynamic roaming is challenging because a subscriber who established
   a prepaid data session may move to another Access Device that does
   not support the prepaid functionality. Even in this case the system
   should be able to continue the prepaid session.

10.8
    Termination of a prepaid session

   When fraud or an error is detected, the either only the affected
   session, or all sessions of the affected subscriber should be
   terminated.

   It may happen that the prepaid system enters a state where it is
   unclear whether or not the data session is in progress. Under such a
   condition, the system may wish to terminate the session in order to
   make sure that the user is not billed for this potential inactivity.

   Certain handoff procedures used in dynamic roaming scenarios require
   that the system terminates the subscribers prepaid data session at a
   SAD. This is the case, for example, when time-based prepaid is used
   and the mobile subscriber performs a dormant handoff.



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10.9
    Querying and Rebalancing Prepaid Resources

   It should be possible for the PPS to Query the current resource
   consumption at a SAD and adjust the userÆs account balance.

   For example, a request to the PPS is made (e.g. a one-time charging
   event) but the userÆs account is depleted but resources have been
   allocated to the SAD.  The PPS should have the ability to query the
   SAD and if it has the spare resources to reassign the quotas to the
   SAD and to the pending request.  Note that the PPS doesnÆt know
   resource usage until the SAD request for more resources.  This can
   be a long time.

   In the absence of this capability the PPS can minimize the effect of
   this phenomenon by allocating small quotas û  a practice that
   results in more message exchanges.





























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