KITTEN                                                          W. Mills
Internet-Draft                                              T. Showalter
Intended status: Standards Track                              Yahoo Inc.
Expires: January 27, 2011                                  H. Tschofenig
                                                  Nokia Siemens Networks
                                                           July 26, 2010


                       A SASL Mechanism for OAuth
                  draft-mills-kitten-sasl-oauth-00.txt

Abstract

   Simple Authentication and Security Layer (SASL) is a framework for
   providing authentication and data security services in connection-
   oriented protocols via replaceable mechanisms.  OAuth is a protocol
   for delegated authentication and thereby provides a method for
   clients to access a protected resource on behalf of a resource owner.

   This document defines the use of OAuth over SASL.  Thereby, it
   enables OAuth usage for non-HTTP-based application protocols.  A
   future version of this document will describe the integration into
   the Generic Security Services Application Program Interface (GSS-
   APIO).

Status of this Memo

   This Internet-Draft is submitted in full conformance with the
   provisions of BCP 78 and BCP 79.

   Internet-Drafts are working documents of the Internet Engineering
   Task Force (IETF).  Note that other groups may also distribute
   working documents as Internet-Drafts.  The list of current Internet-
   Drafts is at http://datatracker.ietf.org/drafts/current/.

   Internet-Drafts are draft documents valid for a maximum of six months
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   time.  It is inappropriate to use Internet-Drafts as reference
   material or to cite them other than as "work in progress."

   This Internet-Draft will expire on January 27, 2011.

Copyright Notice

   Copyright (c) 2010 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

   This document is subject to BCP 78 and the IETF Trust's Legal



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   Provisions Relating to IETF Documents
   (http://trustee.ietf.org/license-info) in effect on the date of
   publication of this document.  Please review these documents
   carefully, as they describe your rights and restrictions with respect
   to this document.  Code Components extracted from this document must
   include Simplified BSD License text as described in Section 4.e of
   the Trust Legal Provisions and are provided without warranty as
   described in the Simplified BSD License.


Table of Contents

   1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  3
   2.  Terminology  . . . . . . . . . . . . . . . . . . . . . . . . .  5
   3.  The OAuth SASL Mechanism . . . . . . . . . . . . . . . . . . .  6
     3.1.  Initial Client Response  . . . . . . . . . . . . . . . . .  6
     3.2.  Server's Response  . . . . . . . . . . . . . . . . . . . .  6
     3.3.  Discovery Information  . . . . . . . . . . . . . . . . . .  7
     3.4.  Use of Signature Type Authorization  . . . . . . . . . . .  7
     3.5.  Formal Syntax of Messages  . . . . . . . . . . . . . . . .  8
   4.  Implementation Requirements  . . . . . . . . . . . . . . . . .  9
   5.  Examples . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
     5.1.  Successful Bearer Token Exchange . . . . . . . . . . . . . 10
     5.2.  Failed Exchange  . . . . . . . . . . . . . . . . . . . . . 10
   6.  Security Considerations  . . . . . . . . . . . . . . . . . . . 12
   7.  IANA Considerations  . . . . . . . . . . . . . . . . . . . . . 13
   8.  References . . . . . . . . . . . . . . . . . . . . . . . . . . 14
     8.1.  Normative References . . . . . . . . . . . . . . . . . . . 14
     8.2.  Informative References . . . . . . . . . . . . . . . . . . 14
   Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . . 15





















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1.  Introduction

   [I-D.ietf-oauth-v2] offers a standard mechanism for delegating
   authentication typically used for the purpose of control access to
   resources.  The core OAuth specification defines a number of profiles
   but focuses on an HTTP-based environment.  This mechanism takes
   advantage of the OAuth protocol and infrastructure to provide a way
   to use SASL [RFC4422] for access to resources for non-HTTP-based
   protocols.  One example for such a protocol is the Internet Message
   Access Protocol (IMAP) [RFC3501], which is what we use in our
   examples.

   The general authentication flow is that the application will first
   obtain an OAuth access token from an OAuth service for the resource.
   Once the client has obtained an OAuth access token it then connects
   and authenticated using this SASL mechanism.

   Figure 1 shows the relationship between SASL and OAuth graphically.
   Item (1) denotes the part of the OAuth exchange that remains
   unchanged from [I-D.ietf-oauth-v2], i.e. where the client obtains and
   refreshes Access Tokens.  This document focuses on item (2) where the
   Access Token is presented to the resource server over SASL.





























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                                                              ----+
   +--------+                                  +---------------+  |
   |        |--(C)-- Authorization Request --->|   Resource    |  |
   |        |                                  |     Owner     |  |Plain
   |        |<-(D)------ Access Grant ---------|               |  |OAuth
   |        |                                  +---------------+  |2.0
   |        |                                                     |(1)
   |        |         Client Credentials &     +---------------+  |
   |        |--(E)------ Access Grant -------->| Authorization |  |
   | Client |                                  |     Server    |  |
   |        |<-(F)------ Access Token ---------|               |  |
   |        |      (w/ Optional Refresh Token) +---------------+  |
   |        |                                                 ----+
   |        |
   |        |                                                 ----+
   |        |        (Optional discovery)      +---------------+  |
   |        |--(A)------- User Name  --------->|               |  |
   | Client |                                  |               |  |
   |        |<-(B)------ Authentication -------|               |  |
   |        |          endpoint information    |    Resource   |  |OAuth

   |        |                                  |     Server    |  |over
   |        |--(G)------ Access Token -------->|               |  |SASL
   |        |                                  |               |  |
   |        |<-(H)---- Protected Resource -----|               |  |(2)
   +--------+                                  +---------------+  |
                                                              ----+

                    Figure 1: Interworking Architecture

      Note: The discovery procedure in OAuth is still work in progress.
      Hence, the discovery components described in this document should
      be considered incomplete and a tentative proposal.  In general,
      there is a tradeoff between a generic, externally available
      defined discovery mechanisms (such as Webfinger using host-meta
      [I-D.hammer-hostmeta]) and configuration information exchanged
      inband between the protocol endpoints.














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2.  Terminology

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
   document are to be interpreted as described in RFC 2119 [RFC2119].

   The reader is assumed to be familiar with the terms used in the OAuth
   2.0 specification.

   In examples, "C:" and "S:" indicate lines sent by the client and
   server respectively.  Line breaks have been inserted for readability.








































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3.  The OAuth SASL Mechanism

   SASL is used as a generalized authentication method in a variety of
   protocols.  This document defines a mechanism to allow OAuth to be
   used within the SASL framework.  In this model a client authenticates
   to an OAuth-capable authorization server over HTTP.  This server then
   issues tokens after successfully authenticating the resource owner.
   Subsequently, the obtained token may be presented in an OAuth-
   authenticated request to the resource server.

3.1.  Initial Client Response

   The client response is formatted in the style of an HTTP request, a
   GET line is included for the purposes of extensibility.  The
   following key-value header lines are defined in the client response:

   User (OPTIONAL):  Contains the user identifier being authenticated,
      and is provided to allow correct discovery information to be
      returned.

   Host (REQUIRED):  Contains the host name to which the client
      connected.

   Authorization (REQUIRED):  Contains the authenticator as specified in
      OAuth.

   The user name is provided before discovery information because a
   given server could allow multiple authenticators.  For instance, a
   large ISP could provide mail service for several domains who manage
   their own user information.  For instance, users at foo-example.com
   could be authenticated by an OAuth service at
   https://oauth.foo-example.com/, and users at bar-example.com could be
   authenticated by https://oauth.bar-example.com, but both could be
   served by a hypothetical IMAP server running at a third domain,
   imap.example.net.

3.2.  Server's Response

   The server validates the response as per the OAuth specification.  If
   the protected resource requires a signed request (using one of the
   available signature method), the URL for the resource being
   authenticated is reconstructed per the OAuth specification from the
   HTTP style request passed by the client.

   The server responds to a successful OAuth authentication by
   completing the SASL negotiation.  The OAuth token MUST carry the user
   id to be authenticated and the server MUST use the user in the OAuth
   credential as the user being authenticated, the assertion we accept



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   is that of the OAuth token and not other information such as from the
   URL or "User:" header.

   The server responds to failed authentication by sending discovery
   information and then failing the authentication.

3.3.  Discovery Information

   The server MUST send discovery information in response to a failed
   OAuth authentication exchange or a request with an empty Authenticate
   header.  If discovery information is returned the server MUST return
   discovery information containing an authentication endpoint
   appropriate for the user.  If the "User" header is present the
   discovery information MUST be for that user.  In the absence of the
   "User" header the server SHOULD send discovery information for the
   user from the OAuth token.  Discovery information is provided by the
   server to the client to allow a client to discover the appropriate
   OAuth authenticator service.  The client then uses that information
   to obtain the refresh token and the access token needed for OAuth
   authentication.  The client SHOULD cache and re-use the user specific
   discovery information for service endpoints.  The following key-value
   pairs are defined for discovery information:

   WWW-Authenticate:  As specified in [I-D.ietf-oauth-v2].

   Usage of the URL provided in the discovery information is defined in
   the OAuth specification.  If the server supports multiple
   authenticators the discovery information returned for unknown users
   MUST be consistent with the discovery information for known users to
   prevent user enumeration.  The OAuth 2.0 specification
   [I-D.ietf-oauth-v2] has multiple types of authentication flows and
   the server MUST specify the supported authorization flows in the
   discovery information.  The server MUST support at least one
   authorziation flow, and MAY support multiple flows.

3.4.  Use of Signature Type Authorization

   OAuth supports authorization using signatures, which requires that
   both client and server construct the string to be signed.  OAuth is
   designed for authentication/authorization to use a resource.  SASL is
   designed for user authentication, and has no facility for being more
   specific.  In this mechanism we require an HTTP style format
   specifically to support signature type authentication, but this is
   extremely limited.  The HTTP style request is limited to a path of
   "/", because this mechanism is authenticating the user to the server.
   This mechanism is in the SASL model, but is designed so that no
   changes are needed if there is a revision of SASL which supports more
   specific resource authorization, e.g.  IMAP access to a specific



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   folder or FTP access limited to a specific directory.

   So for example, given that OAuth has a port number component for the
   signature, on an IMAP server running on port 143 and given the the
   OAuth style authorization request (with long lines wrapped for
   readability) below:

   GET / HTTP/1.1
   Host: server.example.com
   Authorization: Token token="vF9dft4qmT", nonce="s8djwd",
                  timestamp="137131200", algorithm="hmac-sha256",
                  signature="wOJIO9A2W5mFwDgiDvZbTSMK/PY="

   The normalized request string would be constructed per
   [I-D.ietf-oauth-v2].  In this example the normalized request string
   would be:

   137131200,s8djwd,hmac-sha256,GET,server.example.com:143,
   http://example.com/

3.5.  Formal Syntax of Messages



       ;; CRLF, ... defined in RFC 5234

       client_response = header user* host authorization

       header = "GET / HTTP/1.1" CRLF

       user = 'User:' SPACE field-value CRLF

       host = 'Host:' SPACE field-value CRLF

       authorization = 'Authorization:' SPACE field-value CRLF

       field-name = *(%x20-%x39 / %x3b-%xff) ;; no ":", ascii printable

       field-value = *(%x01-%x09 / %x0b / %x0c / %x0e-%xff) CRLF
                     ;; no CR or LF

       server_discovery_info = [ "WWW-Authenticate:" SPACE
                                 field_value extended* CRLF ]

       extended = field-name ":"  SPACE field-value






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4.  Implementation Requirements

   Tokens typically have a restricted lifetime.  In addition, the policy
   of a client MAY revoke a previously obtained token at any time.  The
   client MAY request a new access token for each connection to a
   resource server be made.  In use cases like IMAP where clients
   frequently make multiple connections at the same time the client it
   is RECOMMENDED to re-use the same access token, if permitted by the
   resource server.  Clients MAY implement any of the OAuth profiles
   since they are largely outside the scope of this specification, and
   the mentioned profiles in this document are just examples.








































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5.  Examples

   These example illustrate exchanges between an IMAP client and an IMAP
   server.

5.1.  Successful Bearer Token Exchange

   This example shows a successful OAuth 2.0 bearer token exchange with
   an initial client response.  Note that line breaks are inserted for
   readability.


   S: * IMAP4rev1 Server Ready
   C: t0 CAPABILITY
   S: * CAPABILITY IMAP4rev1 AUTH=OAUTH
   S: t0 OK Completed
   C: t1 AUTHENTICATE OAUTH R0VUIC8gSFRUUC8xLjENClVzZXI6IHNjb290ZXJAYWx0
         YXZpc3RhLmNvbQ0KSG9zdDogaW1hcC55YWhvby5jb20NCkF1dGhvcml6YXRpb24
         6IFRva2VuIHRva2VuPSJ2RjlkZnQ0cW1UYzJOdmIzUmxja0JoYkhSaGRtbHpkR0
         V1WTI5dENnPT0iDQoNCg==
   S: +
   S: t1 OK SASL authentication succeeded

   As required by IMAP [RFC3501], the payloads are base64-encoded.  The
   initial client response is:

   GET / HTTP/1.1
   Host: imap.example.com
   Authorization: Token
   token="vF9dft4qmTc2Nvb3RlckBhbHRhdmlzdGEuY29tCg=="

   The "blank" line here is an empty response from the server.  This
   response contains discovery information, in the success case no
   discovery information is necessary to the response is empty.  Like
   other messages, and in accordance with the IMAP SASL binding, the
   empty response is base64-encoded.

5.2.  Failed Exchange

   This example shows a failed exchange because of the empty
   Authorization header, which is how a client can query for discovery
   information.  Note that line breaks are inserted for readability.









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   S: * IMAP4rev1 Server Ready
   C: t0 CAPABILITY&nbsp;
   S: * CAPABILITY IMAP4rev1 AUTH=OAUTH SASL-IR
   S: t0 OK Completed
   C: t1 AUTHENTICATE OAUTH R0VUIC8gSFRUUC8xLjENClVzZXI6IHNjb290ZXJAYW
      x0YXZpc3RhLmNvbQ0KSG9zdDogaW1hcC55YWhvby5jb20NCkF1dGhlbnRpY2F0ZT
      ogDQoNCg==
   S: + V1dXLUF1dGhlbnRpY2F0ZTogcmVhbG09ImltYXAueWFob28uY29tIiwgYXV0aH
      otdXJpPSJodHRwczovL2xvZ2luLnlhaG9vLmNvbS9vYXV0aCIsIHRva2VuLXVyaT
      0iaHR0cHM6Ly9sb2dpbi55YWhvby5jb20vb2F1dGgiLCBhbGdvcml0aG09ImhtYW
      Mtc2hhMjU2Ig0KDQo=
   S: t1 NO SASL authentication failed

   The initial client response is:

   GET / HTTP/1.1
   User: alice@example.com
   Host: imap.example.com
   Authorization:

   The server discovery response is:

   WWW-Authenticate: Token realm="mail",
          authz-uri="https://login.example.com/oauth",
          token-uri="https://login.example.com/oauth",
          algorithm="hmac-sha256"

























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6.  Security Considerations

   This mechanism does not provide a security layer.  The OAuth
   specification [I-D.ietf-oauth-v2] allows for a variety of usages, and
   the security properties of these profiles varies.  The usage of
   bearer tokens, for example, provide security features similar to
   cookies.  Applications using this mechanism SHOULD exercise the same
   level of care using this mechanism as they would in using the SASL
   PLAIN mechanism.  In particular, TLS 1.2 MUST be implemented and its
   usage is RECOMMENDED unless tokens expire quickly.

   A significant benefit of OAuth for usage in IMAP, POP, SMTP, or other
   clients that usually store passwords, is that the password is not
   stored in the client, a token is.  This means that the password is
   not exposed, what we risk is a token that can be more limited or can
   be easily revoked.

   It is possible that SASL will be authenticating a connection, indeed
   our examples are IMAP, and the life of that connection my outlast the
   life of the token used to authenticate it.  This is a common problem
   in application protocols where connections are long-lived, and not a
   problem with this mechanism per se.

   It is possible for an application server running on Evil.example.com
   to tell a client to request a token from Good.example.org.  A client
   following these instructions will pass a token from Good to Evil.
   This is by design, since it is possible that Good and Evil are merely
   names, not descriptive, and that this is an innocuous activity
   between cooperating two servers in different domains.  For instance,
   a site might operate their authentication service in-house, but
   outsource their mail systems to an external entity.




















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7.  IANA Considerations

   The IANA is requested to register the following SASL profile:

      SASL mechanism profile: OAUTH

      Security Considerations: See this document

      Published Specification: See this document

      For further information: Contact the authors of this document.

      Owner/Change controller: the IETF

      Note: None




































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8.  References

8.1.  Normative References

   [I-D.ietf-oauth-v2]
              Hammer-Lahav, E., Recordon, D., and D. Hardt, "The OAuth
              2.0 Protocol", draft-ietf-oauth-v2-10 (work in progress),
              July 2010.

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119, March 1997.

   [RFC4422]  Melnikov, A. and K. Zeilenga, "Simple Authentication and
              Security Layer (SASL)", RFC 4422, June 2006.

8.2.  Informative References

   [I-D.hammer-hostmeta]
              Hammer-Lahav, E., "Web Host Metadata",
              draft-hammer-hostmeta-13 (work in progress), June 2010.

   [RFC3501]  Crispin, M., "INTERNET MESSAGE ACCESS PROTOCOL - VERSION
              4rev1", RFC 3501, March 2003.




























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Authors' Addresses

   William Mills
   Yahoo Inc.


   Phone:
   Email: wmills@yahoo-inc.com


   Tim Showalter
   Yahoo Inc.


   Phone:
   Email: timshow@yahoo-inc.com


   Hannes Tschofenig
   Nokia Siemens Networks
   Linnoitustie 6
   Espoo  02600
   Finland

   Phone: +358 (50) 4871445
   Email: Hannes.Tschofenig@gmx.net
   URI:   http://www.tschofenig.priv.at
























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