Internet Draft                                           David M'Raihi
 Category: Informational                                       VeriSign
 Expires: July 9, 2008                                     Johan Rydell
                                                               PortWise
                                                         David Naccache
                                                                    ENS
                                                          Salah Machani
                                                             Diversinet
                                                        Siddharth Bajaj
                                                               VeriSign
 
                                                        January 9, 2008
 
                  OCRA: OATH Challenge-Response Algorithms
                draft-mraihi-mutual-oath-hotp-variants-08.txt
 
 Status of this Memo
 
   This Internet-Draft is submitted to IETF in full conformance with the
   provisions of BCP 78 and BCP 79.
 
   Internet-Drafts are working documents of the Internet Engineering
   Task Force (IETF), its areas, and its working groups.  Note that
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   Drafts.
 
   Internet-Drafts are draft documents valid for a maximum of six months
   and may be updated, replaced, or obsoleted by other documents at any
   time.  It is inappropriate to use Internet-Drafts as reference
   material or to cite them other than as "work in progress."
 
   The list of current Internet-Drafts can be accessed at
   http://www.ietf.org/ietf/1id-abstracts.txt.
 
   The list of Internet-Draft Shadow Directories can be accessed at
   http://www.ietf.org/shadow.html.
 
   This Internet-Draft will expire on July 9, 2009.
 
 Abstract
 
    This document describes the OATH algorithm for challenge-response
    authentication and signatures. This algorithm is based on the HOTP
    algorithm [RFC4226] that was introduced by OATH (initiative for
    Open AuTHentication) [OATH] and submitted as an individual draft to
    the IETF in 2006.
 
 
 
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    OCRA: OATH Challenge Response Algorithms              December 2008
 
 
 
 
 
 
                             Table of Contents
 
 
 
 
 
 
    1.   Introduction...............................................3
    2.   Requirements Terminology...................................3
    3.   Algorithm Requirements.....................................3
    4.   OCRA Background............................................4
    4.1  HOTP Algorithm.............................................4
    5.   Definition of OCRA.........................................5
    5.1 DataInput Parameters........................................5
    5.2 CryptoFunction..............................................6
    6.   The OCRASuite..............................................7
    7.   Algorithm Modes for Authentication.........................8
    7.1 One way Challenge-Response..................................9
    7.2 Mutual Challenge-Response..................................10
    8.   Algorithm Modes for Signature.............................11
    8.1  Plain Signature...........................................11
    8.2  Signature with Server Authentication......................12
    9.   Security Considerations...................................13
    9.1 Security Analysis of the OCRA algorithm....................14
    9.2 Implementation Considerations..............................14
    10.  IANA Considerations.......................................15
    11.  Conclusion................................................15
    12.  Acknowledgements..........................................16
    13.  References................................................16
    13.1 Normative.................................................16
    13.2 Informative...............................................16
    Appendix A: Source Code........................................17
    14.  Authors' Addresses........................................24
    15.  Full Copyright Statement..................................25
 
 
 
 
 
 
 
 
 
 
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   1. Introduction
 
    OATH has identified several use cases and scenarios that require an
    asynchronous variant to accommodate users who do not want to
    maintain a synchronized authentication system. A commonly accepted
    method for this is to use a challenge-response scheme.
 
    Such challenge response mode of authentication is widely adopted in
    the industry. Several vendors already offer software applications
    and hardware devices implementing challenge-response - but each of
    those uses vendor-specific proprietary algorithms. For the benefits
    of users there is a need for a standardized challenge-response
    algorithm which allows multi-sourcing of token purchases and
    validation systems to facilitate the democratization of strong
    authentication.
    Additionally, this specification describes the means to create
    symmetric key based digital signatures. Such signatures are
    variants of challenge-response mode where the data to be signed
    becomes the challenge.
 
 
   2. Requirements Terminology
 
    The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
    "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in
    this document are to be interpreted as described in RFC 2119
    [RFC2119].
 
 
   3. Algorithm Requirements
 
    This section presents the main requirements that drove this
    algorithm design. A lot of emphasis was placed on flexibility and
    usability, under the constraints and specificity of the HOTP
    algorithm and hardware token capabilities.
 
    R1 - The algorithm MUST support asynchronous challenge-response
    based authentication.
 
    R2 - The algorithm MUST be capable of supporting symmetric key
    based digital signatures. Essentially this is a variation of
    challenge-response where the challenge is derived from the data
    that need to be signed.
 
    R3 - The algorithm MUST be capable of supporting server-
    authentication, whereby the user can verify that he/she is talking
    to a trusted server.
 
 
 
 
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    R4 - The algorithm SHOULD use HOTP [RFC4226] as a key building
    block.
 
    R5 - The length and format of the input challenge SHOULD be
    configurable.
 
    R6 - The output length and format of the generated response SHOULD
    be configurable.
 
    R7 - The challenge MAY be generated with integrity checking (e.g.,
    parity bits). This will allow tokens with pin pads to perform
    simple error checking when the user enters the challenge value into
    a token.
 
    R8 - There MUST be a unique secret (key) for each token/soft token
    that is shared between the token and the authentication server. The
    keys MUST be randomly generated or derived using a key derivation
    algorithm.
 
    R9 - The algorithm MAY enable additional data attributes such as a
    timestamp or session information to be included in the computation.
    These data inputs MAY be used individually or all together.
 
 
   4. OCRA Background
 
    OATH introduced the HOTP algorithm as a first open, freely
    available building block towards strengthening authentication for
    end-users in a variety of applications. One-time passwords are very
    efficient at solving specific security issues thanks to the dynamic
    nature of OTP computations.
 
    After carefully analyzing different use cases, OATH came to the
    conclusion that providing for extensions to the HOTP algorithms was
    important. A very natural extension is to introduce a challenge
    mode for computing HOTP values based on random questions. Equally
    beneficial is being able to perform mutual authentication between
    two parties, or short-signature computation for authenticating
    transaction to improve the security of e-commerce applications.
 
    4.1  HOTP Algorithm
 
    The HOTP algorithm, as defined in [RFC4226] is based on an
    increasing counter value and a static symmetric key known only to
    the prover and verifier parties.
 
    As a reminder:
 
                    HOTP(K,C) = Truncate(HMAC-SHA1(K,C))
 
 
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    Where Truncate represents the function that converts an HMAC-SHA-1
    value into an HOTP value.
 
    We refer the reader to [RFC4226] for the full description and
    further details on the rationale and security analysis of HOTP.
 
    The present draft describes the different variants based on similar
    constructions as HOTP.
 
   5. Definition of OCRA
 
    OCRA is a generalization of HOTP with variable data inputs not
    solely based on an incremented counter and secret key values.
 
    The definition of OCRA requires a cryptographic function, a key K
    and a set of DataInput parameters. This section first formally
    introduces the OCRA algorithm and then introduces the definitions
    and default values recommended for all parameters.
 
    In a nutshell,
                    OCRA = CryptoFunction(K, DataInput)
 
    Where:
 
    - K: a shared secret key known to both parties;
    - DataInput: a structure that contains the concatenation of the
    various input data values defined in details in section 5.1;
    - CryptoFunction: this is the function performing the OCRA
    computation from the secret key K and the DataInput material;
    CryptoFunction is described in details in section 5.2.
 
    5.1 DataInput Parameters
 
    This structure is the concatenation over byte array of the
    OCRASuite value as defined in section 6 with the different
    parameters used in the computation, save for the secret key K.
 
    DataInput = {OCRASuite | 00 | C | Q | P | S | T} where:
       . OCRASuite is a value representing the suite of operations to
         compute an OCRA response;
       . 00 is a byte value used as a separator;
       . C is an unsigned 8-byte counter value processed high-order bit
         first, and MUST be synchronized between all parties; It loops
         around from "{Hex}0" to "{Hex}FFFFFFFFFFFFFFFF" and then starts
       . over at "{Hex}0";
 
 
 
 
 
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       . Q, mandatory, is a 128-byte list of (concatenated) challenge
         question(s) generated by the parties; if Q is less than 128
         bytes, then it should be padded with zeroes to the right;
       . P is a 20-byte SHA1-hash of PIN/password that is known to all
         parties during the execution of the algorithm;
       . S is a 64-byte UTF-8 encoded string that contains information
         about the current session;
       . T is an 8-byte unsigned integer in big endian (i.e. network
         byte order) representing the number of minutes since midnight
         UTC of January 1, 1970. More specificatlly, if the OCRA
         computation includes a timestamp T, you SHOULD first convert
         your current local time to UTC time (text form). You can then
         derive the UTC time in milliseconds and T (minutes from Epoch
         time).
 
    When computing a response, the concatenation order is always the
    following:
 
                                    C |
                 OTHER-PARTY-GENERATED-CHALLENGE-QUESTION |
                    YOUR-GENERATED-CHALLENGE-QUESTION |
                                  P| S | T
 
    If a value is empty (i.e. a certain input is not used in the
    computation) then the value is simply not represented in the
    string.
 
    The counter on the token or client MUST be incremented every time a
    new computation is requested by the user. The server's counter
    value MUST only be incremented after a successful OCRA
    authentication.
 
    5.2 CryptoFunction
 
    The default CryptoFunction is HOTP-SHA1-6, i.e. the default mode of
    computation for OCRA is HOTP with the default 6-digit dynamic
    truncation and a combination of DataInput values as the message to
    compute the HMAC-SHA1 digest.
 
    As indicated in section 5.1, we denote t as the length in digits of
    the truncation output. For instance, if t = 6, then the output of
    the truncation is a 6-digit value.
 
    We define the HOTP family of functions as an extension to HOTP:
    - HOTP-H-t: these are the different possible truncated versions of
      HOTP, using the dynamic truncation method for extracting an HOTP
      value from the HMAC output;
    - We will denote HOTP-H-t as the realization of an HOTP function
      that uses an HMAC function with the hash function H, and the
 
 
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      dynamic truncation as described in [RFC 4226] to extract a t-
      digit value;
    - t=0 means that no truncation is performed and the full HMAC value
      is used for authentication purpose.
 
    We list the following preferred modes of computation, where *
    denotes the default CryptoFunction:
       . HOTP-SHA1-4: HOTP with SHA-1 as the hash function for HMAC
          and a dynamic truncation to a 4-digit value; this mode is not
          recommended in the general case but can be useful when a very
          short authentication code is needed by an application;
       . *HOTP-SHA1-6: HOTP with SHA-1 as the hash function for HMAC
          and a dynamic truncation to a 6-digit value;
       . HOTP-SHA1-8: HOTP with SHA-1 as the hash function for HMAC
          and a dynamic truncation to an 8-digit value;
       . HOTP-SHA256-6: HOTP with SHA-256 as the hash function for
          HMAC and a dynamic truncation to a 6-digit value;
       . HOTP-SHA512-6: HOTP with SHA-512 as the hash function for
          HMAC and a dynamic truncation to a 6-digit value;
 
    This table summarizes all possible values for the CryptoFunction:
 
    Name           HMAC Function Used      Size of Truncation (t)
    --------------------------------------------------------------
    HOTP-SHA1-t       HMAC-SHA1            0 (no truncation), 4-10
    HOTP-SHA256-t     HMAC-SHA256          0 (no truncation), 4-10
    HOTP-SHA512-t     HMAC-SHA512          0 (no truncation), 4-10
 
 
   6. The OCRASuite
 
    An OCRASuite value is a text string that captures one mode of
    operation for the OCRA algorithm, completely specifying the various
    options for that computation. An OCRASuite value is represented as
    follows:
 
                     Algorithm:CryptoFunction:DataInput
 
    The client and server need to agree on one or two values of
    OCRASuite. These values may be agreed at time of token provisioning
    or for more sophisticated client-server interactions these values
    may be negotiated for every transaction.
 
    Note that for Mutual Challenge-Response or Signature with Server
    Authentication modes, the client and server will need to agree on
    two values of OCRASuite - one for server computation and another
    for client computation.
 
    Algorithm
 
 
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    OCRA: OATH Challenge Response Algorithms              December 2008
 
 
    ---------
 
    Description: Indicates the version of OCRA algorithm.
    Values: OCRA-v where v represents the version number (e.g. 1, 2
    etc.). This document specifies version 1 of the OCRA algorithm.
 
 
    CryptoFunction
    --------------
 
    Description: Indicates the function used to compute OCRA values
    Values: Permitted values are described in section 5.2
 
    DataInput
    ---------
 
    Description: This component of the OCRASuite string captures the
    list of valid inputs for that computation; [] indicates a value is
    optional:
    [C] | QFxx | [P | S | T]: Challenge-Response computation
    [C] | QFxx | [P | T]: Plain Signature computation
 
    Each input that is used for the computation is represented by a
    single letter (except Q) and they are separated by a hyphen.
 
    The input for challenge is further qualified by the formats
    supported by the client for challenge question(s).
    Supported values can be:
 
    Format (F)              Up To Length (xx)
    --------------------------------------------------------------
       A (alphanumeric)          04-64
       N (numeric)               04-64
       H (hexadecimal)           04-64
 
    The default format for challenge question is N08, numeric and upto
    8 digits.
 
    For example OCRA-1:HOTP-SHA512-8:C-QN08-P means version 1 of the
    OCRA algorithm with HMAC-SHA512 function, truncated to an 8-digit
    value, using the counter, a random challenge and a hash of the
    PIN/Password as parameters. It also indicates that the client
    supports only numeric challenge upto 8 digits in length.
 
   7. Algorithm Modes for Authentication
 
    This section describes the typical modes in which the above defined
    computation can be used for authentication.
 
 
 
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    7.1 One way Challenge-Response
 
    A challenge/response is a security mechanism in which the verifier
    presents a question (challenge) to the prover who must provide a
    valid answer (response) to be authenticated.
 
    To use this algorithm for a one-way challenge-response, the
    verifier will communicate a challenge value (typically randomly
    generated) to the prover. The prover will use the challenge in the
    computation as described above. The prover then communicates the
    response to the verifier to authenticate.
 
    Therefore in this mode, the typical data inputs will be:
 
    C - Counter, optional.
    Q - Challenge question, mandatory, supplied by the verifier.
    P - Hashed version of PIN/password, optional.
    S - Session information, optional
    T - Timestamp, optional.
 
    The diagram below shows the message exchange between the client
    (prover) and the server (verifier) to complete a one-way challenge-
    response authentication.
 
    It is assumed that the client and server have a pre-shared key K
    that is used for the computation.
 
 
 
     CLIENT                                     SERVER
    (PROVER)                                  (VERIFIER)
      |                                           |
      |    Verifier sends challenge to prover     |
      |    Challenge = Q                          |
      |<------------------------------------------|
      |                                           |
      |    Prover Computes Response               |
      |    R = OCRA(K, {[C] | Q | [P | S | T]})   |
      |    Prover sends Response = R              |
      |------------------------------------------>|
      |                                           |
      |    Verifier Validates Response            |
      |    If Response is valid, Server sends OK  |
      |    If Response is not,  Server sends NOK  |
      |<------------------------------------------|
      |                                           |
 
 
 
 
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    OCRA: OATH Challenge Response Algorithms              December 2008
 
 
 
    7.2 Mutual Challenge-Response
 
    Mutual challenge-response is a variation of one-way challenge-
    response where both the client and server mutually authenticate
    each other.
 
    To use this algorithm, the client will first send a random client-
    challenge to the server. The server computes the server-response
    and sends it to the client along with a server-challenge.
 
    The client will first verify the server-response to be assured that
    it is talking to a valid server. It will then compute the client-
    response and send it to the server to authenticate. The server
    verifies the client-response to complete the two-way authentication
    process.
 
    In this mode there are two computations: client-response and
    server-response. There are two separate challenge questions,
    generated by both parties. We denote these challenge questions Q1
    and Q2.
 
 
    Typical data inputs for server-response computation will be:
    C  - Counter, optional.
    QC - Challenge question, mandatory, supplied by the client.
    QS - Challenge question, mandatory, supplied by the server.
    S  - Session information, optional.
    T  - Timestamp, optional.
 
 
    Typical data inputs for client-response computation will be:
    C  - Counter, optional.
    QS - Challenge question, mandatory, supplied by the server.
    QC - Challenge question, mandatory, supplied by the client.
    P  - Hashed version of PIN/password, optional.
    S  - Session information, optional.
    T  - Timestamp, optional.
 
 
    The following picture shows the messages that are exchanged between
    the client and the server to complete a two-way mutual challenge-
    response authentication.
 
 
    It is assumed that the client and server have a pre-shared key K
    (or pair of keys if using dual-key mode of computation) that is
    used for the computation.
 
 
 
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    CLIENT                                              SERVER
      |                                                   |
      |    1. Client sends client-challenge               |
      |    QC = Client-challenge                          |
      |-------------------------------------------------->|
      |                                                   |
      |    2. Server computes server-response             |
      |       and sends server-challenge                  |
      |    RS = OCRA(K, [C] | QC | QS | [S | T])          |
      |    QS = Server-challenge                          |
      |    Response = RS, QS                              |
      |<--------------------------------------------------|
      |                                                   |
      |    3. Client verifies server-response             |
      |       and computes client-response                |
      |    OCRA(K, [C] | QC | QS | [S | T]) != RS -> STOP |
      |    RC = OCRA(K, [C] | QS | QC | [P | S | T])      |
      |    Response = RC                                  |
      |-------------------------------------------------->|
      |                                                   |
      |    4. Server verifies client-response             |
      |    OCRA(K, [C] | QS | QC | [P|S|T]) != RC -> STOP |
      |    Response = OK                                  |
      |<--------------------------------------------------|
      |                                                   |
 
 
   8. Algorithm Modes for Signature
 
    In this section we describe the typical modes in which the above
    defined computation can be used for digital signatures.
 
    8.1  Plain Signature
 
    To use this algorithm in plain signature mode, the server will
    communicate a signature-challenge value to the client (signer). The
    signature-challenge is either the data to be signed or derived from
    the data to be signed using a hash function, for example.
 
    The client will use the signature-challenge in the computation as
    described above. The client then communicates the signature value
    (response) to the server to authenticate.
 
    Therefore in this mode, the data inputs will be:
 
    C - Counter, optional.
    QS - Signature-challenge, mandatory, supplied by the server.
    P - Hashed version of PIN/password, optional.
    T - Timestamp, optional.
 
 
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    The picture below shows the messages that are exchanged between the
    client (prover) and the server (verifier) to complete a plain
    signature operation.
 
    It is assumed that the client and server have a pre-shared key K
    that is used for the computation.
 
     CLIENT                                     SERVER
    (PROVER)                                  (VERIFIER)
      |                                           |
      |    Verifier sends signature-challenge     |
      |    Challenge = QS                         |
      |<------------------------------------------|
      |                                           |
      |    Client Computes Response               |
      |    SIGN = OCRA(K, [C] | QS | [P | T])     |
      |    Response = SIGN                        |
      |------------------------------------------>|
      |                                           |
      |    Verifier Validates Response            |
      |    Response = OK                          |
      |<------------------------------------------|
      |                                           |
 
 
    8.2  Signature with Server Authentication
 
    This mode is a variation of the plain signature mode where the
    client can first authenticates the server before generating a
    digital signature.
 
    To use this algorithm, the client will first send a random client-
    challenge to the server. The server computes the server-response
    and sends it to the client along with a signature-challenge. The
    client will first verify the server-response to authenticate that
    it is talking to a valid server. It will then compute the signature
    and send it to the server.
 
    In this mode there are two computations: client-signature and
    server-response.
 
    Typical data inputs for server-response computation will be:
    C - Counter, optional.
    QC - Challenge question, mandatory, supplied by the client.
    QS - Signature-challenge, mandatory, supplied by the server.
    T - Timestamp, optional.
 
 
 
 
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    Typical data inputs for client-signature computation will be:
    C - Counter, optional.
    QC - Challenge question, mandatory, supplied by the client.
    QS - Signature-challenge, mandatory, supplied by the server.
    P - Hashed version of PIN/password, optional.
    T - Timestamp, optional.
 
    The diagram below shows the messages that are exchanged between the
    client and the server to complete a signature with server
    authentication transaction.
 
    It is assumed that the client and server have a pre-shared key K
    (or pair of keys if using dual-key mode of computation) that is
    used for the computation.
 
    CLIENT                                              SERVER
      |                                                   |
      |    1. Client sends client-challenge               |
      |    QC = Client-challenge                          |
      |-------------------------------------------------->|
      |                                                   |
      |    2. Server computes server-response             |
      |       and sends signature-challenge               |
      |    RS = OCRA(K, [C] | QC | QS | [T])              |
      |    QS = signature-challenge                       |
      |    Response = RS, QS                              |
      |<--------------------------------------------------|
      |                                                   |
      |    3. Client verifies server-response             |
      |       and computes signature                      |
      |    OCRA(K, [C] | QC | QS | [T]) != RS -> STOP     |
      |    SIGN = OCRA( K, [C] | QS | QC | [P | T])       |
      |    Response = SIGN                               |
      |-------------------------------------------------->|
      |                                                   |
      |    4. Server verifies Signature                   |
      |    OCRA(K, [C] | QS | QC | [P|T]) != SIGN -> STOP |
      |    Response = OK                                  |
      |<--------------------------------------------------|
      |                                                   |
 
 
   9. Security Considerations
 
    Any algorithm is only as secure as the application and the
    authentication protocols that implement it. Therefore, this section
    discusses the critical security requirements that our choice of
    algorithm imposes on the authentication protocol and validation
    software.
 
 
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    9.1 Security Analysis of the OCRA algorithm
 
    The security and strength of this algorithm depends on the
    properties of the underlying building block HOTP, which is a
    construction based on HMAC [RFC2104] using SHA-1 as the hash
    function.
 
    The conclusion of the security analysis detailed in [RFC4226] is
    that, for all practical purposes, the outputs of the dynamic
    truncation on distinct counter inputs are uniformly and
    independently distributed strings.
 
    The analysis demonstrates that the best possible attack against the
    HOTP function is the brute force attack.
 
    9.2 Implementation Considerations
 
    IC1 - In the authentication mode, the client MUST support two-
    factor authentication, i.e., the communication and verification of
    something you know (secret code such as a Password, Pass phrase,
    PIN code, etc.) and something you have (token).  The secret code is
    known only to the user and usually entered with the Response value
    for authentication purpose (two-factor authentication).
    Alternatively, instead of sending something you know to the server,
    the client may use a hash of the Password or PIN code in the
    computation itself, thus implicitly enabling two-factor
    authentication.
 
    IC2 - Keys should be of the length of the CryptoFunction output to
    facilitate interoperability.
 
    IC3 - Keys SHOULD be chosen at random or using a cryptographically
    strong pseudo-random generator properly seeded with a random value.
    We RECOMMEND following the recommendations in [RFC1750] for all
    pseudo-random and random generations. The pseudo-random numbers
    used for generating the keys SHOULD successfully pass the
    randomness test specified in [CN].
 
    IC4 - Challenge questions SHOULD be 20-byte values and MUST be at
    least t-byte values where t stands for the digit-length of the OCRA
    truncation output.
 
    IC5 - On the client side, the keys SHOULD be embedded in a tamper
    resistant device or securely implemented in a software application.
    Additionally, by embedding the keys in a hardware device, you also
    have the advantage of improving the flexibility (mobility) of the
    authentication system.
 
 
 
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    IC6 - We RECOMMEND following the recommendations in [RFC1750] for
    all pseudo-random and random challenge generations.
 
    IC7 - All the communications SHOULD take place over a secure
    channel e.g. SSL/TLS, IPsec connections.
 
    IC8 - The OCRA algorithm when used in mutual authentication mode or
    in signature with server authentication mode MAY use dual key mode
    - i.e. there are two keys that are shared between the client and
    the server. One shared key is used to generate the server response
    on the server side and to verify it on the client side. The other
    key is used to create the response or signature on the client side
    and to verify it on the server side.
 
    IC9 - We recommend that implementations MAY use the session
    information, S as an additional input in the computation. For
    example, S could be the session identifier from the TLS session.
    This will enable you to counter certain types of man-in-the-middle
    attacks. However, this will introduce the additional dependency
    that first of all the prover needs to have access to the session
    identifier to compute the response and the verifier will need
    access to the session identifier to verify the response.
 
    IC10 - In the signature mode, whenever the counter or time (defined
    as optional elements) are not used in the computation, there might
    be a risk of replay attack and the implementers should carefully
    consider this issue in the light of their specific application
    requirements and security guidelines. The server SHOULD also
    provide whenever possible a mean for the client (if able) to verify
    the validity of the signature challenge.
 
    IC11 - We also RECOMMEND storing the keys securely in the
    validation system, and more specifically encrypting them using
    tamper-resistant hardware encryption and exposing them only when
    required: for example, the key is decrypted when needed to verify
    an OCRA response, and re-encrypted immediately to limit exposure in
    the RAM for a short period of time.  The key store MUST be in a
    secure area, to avoid as much as possible direct attack on the
    validation system and secrets database. Particularly, access to the
    key material should be limited to programs and processes required
    by the validation system only.
 
 
    10. IANA Considerations
 
    This document has no actions for IANA.
 
 
 
 
 
    OATH-HOTP-VARIANTS           Expires - July 2009          [Page 15]


    OCRA: OATH Challenge Response Algorithms              December 2008
 
    11. Conclusion
 
    This draft introduced several variants of HOTP for challenge-
    response based authentication and short signature-like
    computations.
 
    The OCRASuite provides for an easy integration and support of
    different flavors within an authentication and validation system.
 
    Finally, OCRA should enable mutual authentication both in connected
    and off-line modes, with the support of different response sizes
    and mode of operations.
 
 
    12. Acknowledgements
 
    We would like to thank Jeff Burstein, Shuh Chang, Oanh Hoang,
    Philip Hoyer, Jon Martinsson, Frederik Mennes, Mingliang Pei,
    Jonathan Tuliani, Stu Vaeth, Enrique Rodriguez and Robert
    Zuccherato for their comments and suggestions to improve this draft
    document.
 
 
    13. References
 
    13.1 Normative
 
    [RFC2104]   M. Bellare, R. Canetti and H. Krawczyk, "HMAC:
                Keyed-Hashing for Message Authentication", IETF Network
                Working Group, RFC 2104, February 1997.
 
    [RFC1750]  D. Eastlake, 3rd., S. Crocker and J. Schiller,
                "Randomness Recommendations for Security", IETF Network
                Working Group, RFC 1750, December 2004.
 
    [RFC2119]   S. Bradner, "Key words for use in RFCs to Indicate
                Requirement Levels", BCP 14, RFC 2119, March 1997.
 
    [RFC3668]  S. Bradner, "Intellectual Property Rights in IETF
                Technology", BCP 79, RFC 3668, February 2004.
 
    [RFC4226]   D. M'Raihi, M. Bellare, F. Hoornaert, D. Naccache and
                O. Ranen, "HOTP: An HMAC-based One Time Password
                Algorithm", IETF Network Working Group, RFC 4226,
                December 2005.
 
    13.2 Informative
 
    [BCK]       M. Bellare, R. Canetti and H. Krawczyk, "Keyed Hash
                Functions and Message Authentication", Proceedings of
 
 
    OATH-HOTP-VARIANTS           Expires - July 2009          [Page 16]


    OCRA: OATH Challenge Response Algorithms              December 2008
 
 
                Crypto'96, LNCS Vol. 1109, pp. 1-15.
 
    [OATH]     Initiative for Open AuTHentication
    http://www.openauthentication.org
 
    [CN]       J.S. Coron and D. Naccache, "An accurate evaluation of
                Maurer's universal test" by Jean-Sebastien Coron and
                David Naccache In Selected Areas in Cryptography (SAC
                '98), vol. 1556 of Lecture Notes in Computer Science,
                S. Tavares and H. Meijer, Eds., pp. 57-71, Springer-
                Verlag, 1999
 
 
    Appendix A: Source Code
 
    import java.lang.reflect.UndeclaredThrowableException;
    import java.security.GeneralSecurityException;
    import javax.crypto.Mac;
    import javax.crypto.spec.SecretKeySpec;
    import java.math.BigInteger;
 
    /**
     * This an example implementation of the OATH OCRA algorithm.
     * Visit www.openauthentication.org for more information.
     *
     * @author Johan Rydell, PortWise
     */
 
    public class OCRA {
 
      private OCRA() {}
 
      /**
       * This method uses the JCE to provide the crypto
       * algorithm.
       * HMAC computes a Hashed Message Authentication Code with the
       * crypto hash algorithm as a parameter.
       *
       * @param crypto     the crypto algorithm (HmacSHA1, HmacSHA256,
       *                                         HmacSHA512)
       * @param keyBytes   the bytes to use for the HMAC key
       * @param text       the message or text to be authenticated.
       */
      public static byte[] hmac_sha1(String crypto,
                                     byte[] keyBytes, byte[] text)
      {
           try {
                Mac hmac;
                hmac = Mac.getInstance(crypto);
                SecretKeySpec macKey =
                     new SecretKeySpec(keyBytes, "RAW");
                hmac.init(macKey);
                return hmac.doFinal(text);
 
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    OCRA: OATH Challenge Response Algorithms              December 2008
 
 
           } catch (GeneralSecurityException gse) {
                throw new UndeclaredThrowableException(gse);
           }
      }
 
      private static final int[] DIGITS_POWER
      // 0 1  2   3    4     5      6       7        8
      = {1,10,100,1000,10000,100000,1000000,10000000,100000000 };
 
      /**
       * This method generates an OCRA HOTP value for the given
       * set of parameters.
       *
       * @param ocraSuite    the OCRA Suite
       * @param key          the shared secret, HEX encoded
       * @param counter      the counter that changes on a
       *                     per use basis, HEX encoded
       * @param question     the challenge question
       * @param password     a password that can be used
       * @param sessionInformation      Static information
       *                                that identifies the
       *                                current session
       * @param timeStamp    a value that reflects a time
       *
       * @return A numeric String in base 10 that includes
       * {@link truncationDigits} digits
       */
      static public String generateOCRA(String ocraSuite,
                String key,
                String counter,
                String question,
                String password,
                String sessionInformation,
                String timeStamp)
      {
           int codeDigits = 0;
           String crypto = "";
           String result = null;
           int ocraSuiteLength = ocraSuite.length();
           int counterLength = 0;
           int questionLength = 0;
           int passwordLength = 0;
           int sessionInformationLength = 0;
           int timeStampLength = 0;
 
           if(ocraSuite.toLowerCase().indexOf("sha1") > 1)
                crypto = "HmacSHA1";
           if(ocraSuite.toLowerCase().indexOf("sha256") > 1)
                crypto = "HmacSHA256";
           if(ocraSuite.toLowerCase().indexOf("sha512") > 1)
                crypto = "HmacSHA512";
 
 
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    OCRA: OATH Challenge Response Algorithms              December 2008
 
 
           // How many digits should we return
           String oS = ocraSuite.substring(ocraSuite.indexOf(":"),
           ocraSuite.indexOf(":", ocraSuite.indexOf(":") + 1));
 
           codeDigits = Integer.decode(oS.substring
                                      (oS.lastIndexOf("-")+1,
                                       oS.length()));
 
           // The size of the byte array message to be encrypted
           // Counter
           if(ocraSuite.toLowerCase().indexOf(":c") > 1) {
                counterLength=8;
           }
           // Question
           if((ocraSuite.toLowerCase().indexOf(":q") > 1) ||
              (ocraSuite.toLowerCase().indexOf("-q") > 1)) {
               questionLength=128;
           }
 
           // Password
           if((ocraSuite.toLowerCase().indexOf(":p") > 1) ||
              (ocraSuite.toLowerCase().indexOf("-p") > 1)){
                passwordLength=20;
           }
 
           // sessionInformation
           if((ocraSuite.toLowerCase().indexOf(":s") > 1) ||
                     (ocraSuite.toLowerCase().indexOf("-s",
                     ocraSuite.indexOf(":",
                     ocraSuite.indexOf(":") + 1)) > 1)){
                     sessionInformationLength=64;
           }
           // TimeStamp
           if((ocraSuite.toLowerCase().indexOf(":t") > 1) ||
              (ocraSuite.toLowerCase().indexOf("-t") > 1)){
                timeStampLength=8;
           }
 
           // Remember to add "1" for the "00" byte delimiter
           byte[] msg = new byte[ocraSuiteLength +
                                 counterLength +
                                 questionLength +
                                 passwordLength +
                                 sessionInformationLength +
                                 timeStampLength +
                                 1];
 
           // Put the bytes of "ocraSuite" parameters
           // into the message
           byte[] bArray = ocraSuite.getBytes();
           for(int i = 0; i < bArray.length; i++){
                msg[i] = bArray[i];
           }
 
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    OCRA: OATH Challenge Response Algorithms              December 2008
 
           // Put the bytes of "Counter" to the message
           // Input is HEX encoded
           if(counter.length() > 0 ){
                bArray = new BigInteger(counter,16).toByteArray();
                if(bArray.length == 9){
                     // First byte is the "sign" byte
                     for (int i = 0; i < 8 && i < bArray.length ; i++)
                     {
                          msg[i + 8 - bArray.length
                          + ocraSuiteLength + 1] =
                          bArray[i+1];
                     }
                }
                else {
                     for (int i = 0; i < 8 && i < bArray.length ; i++)
                     {
                          msg[i + 8 - bArray.length
                          + ocraSuiteLength + 1] = bArray[i];
                     }
                }
           }
 
           // Put the bytes of "question" to the message
           // Input is text encoded
           if(question.length() > 0 ){
                bArray = question.getBytes();
                for (int i = 0; i < 128 && i < bArray.length ; i++)
                {
                     msg[i + ocraSuiteLength + 1
                     + counterLength] = bArray[i];
                }
           }
 
           // Put the bytes of "password" to the message
           // Input is HEX encoded
           if(password.length() > 0){
                bArray = new BigInteger(password,16).toByteArray();
                if(bArray.length == 21){
                     // First byte is the "sign" byte
                     for (int i = 0; i < 20 && i < bArray.length ; i++)
                     {
                          msg[i + ocraSuiteLength + 1 + counterLength
                                + questionLength] = bArray[i+1];
                     }
                }
                else {
                     for (int i = 0; i < 20 && i < bArray.length ; i++)
                     {
                          msg[i + ocraSuiteLength + 1 + counterLength +
                          questionLength] = bArray[i];
                     }
                }
           }
 
 
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    OCRA: OATH Challenge Response Algorithms              December 2008
 
           // Put the bytes of "sessionInformation" to the message
           // Input is text encoded
 
           if(sessionInformation.length() > 0 ){
                bArray = sessionInformation.getBytes();
                for (int i = 0; i < 128 && i < bArray.length ; i++) {
                     msg[i + ocraSuiteLength + 1
                     + counterLength + questionLength
                     + passwordLength] = bArray[i];
                }
           }
 
           // Put the bytes of "time" to the message
           // Input is text value of minutes
           if(timeStamp.length() > 0){
                bArray = new BigInteger(timeStamp,16).toByteArray();
                if(bArray.length == 9){
                     // First byte is the "sign" byte
                     for (int i = 0; i < 8 && i < bArray.length ; i++) {
                          msg[i + 8 - bArray.length +
                          ocraSuiteLength + 1 + counterLength
                          + questionLength + passwordLength +
                          sessionInformationLength] = bArray[i+1];
                     }
                }
                else {
                     for (int i = 0; i < 8 && i < bArray.length ; i++) {
                          msg[i + 8 - bArray.length
                          + ocraSuiteLength + 1 + counterLength
                          + questionLength + passwordLength +
                          sessionInformationLength] = bArray[i];
                     }
                }
           }
 
           byte[] hash;
           bArray = new BigInteger(key,16).toByteArray();
           if(bArray[0] == 0){
                byte[] b = new byte[bArray.length - 1];
                for(int i = 0 ; i < b.length; i++)
                     b[i]=bArray[i+1];
                hash = hmac_sha1(crypto, b, msg);
           }
           else{
                // compute hmac hash
                hash = hmac_sha1(crypto, bArray, msg);
           }
 
           // put selected bytes into result int
           int offset = hash[hash.length - 1] & 0xf;
 
           int binary =
                ((hash[offset] & 0x7f) << 24)
                | ((hash[offset + 1] & 0xff) << 16)
 
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    OCRA: OATH Challenge Response Algorithms              December 2008
 
 
                |((hash[offset + 2] & 0xff) << 8)
                | (hash[offset + 3] & 0xff);
 
           int otp = binary % DIGITS_POWER[codeDigits];
 
           result = Integer.toString(otp);
           while (result.length() < codeDigits) {
                result = "0" + result;
           }
           return result;
      }
 }
 
 
 
    Appendix B: Test Vectors
 
 
    OCRA Test Vectors    (OCRA Test Vectors generated on March 29, 2008)
 
 
    For all computations, Key (K) = 12345678901234567890
 
    ***** OCRA-V1 Plain Challenge Response *****
 
       ==> Q only, Digit (D) = 6, Algorithm (A) = HMACSHA1
    ID      OCRASuite                   Question(Q)  OCRA(O)
    T1.1    OCRA-1:HOTP-SHA1-6:QN08      00000000   713673
    T1.2    OCRA-1:HOTP-SHA1-6:QN08      11111111   640542
    T1.3    OCRA-1:HOTP-SHA1-6:QN08      22222222   434144
    T1.4    OCRA-1:HOTP-SHA1-6:QN08      33333333   024883
    T1.5    OCRA-1:HOTP-SHA1-6:QN08      44444444   473006
    T1.6    OCRA-1:HOTP-SHA1-6:QN08      55555555   911781
    T1.7    OCRA-1:HOTP-SHA1-6:QN08      66666666   059218
    T1.8    OCRA-1:HOTP-SHA1-6:QN08      77777777   175339
    T1.9    OCRA-1:HOTP-SHA1-6:QN08      88888888   478461
    T1.10   OCRA-1:HOTP-SHA1-6:QN08      99999999   681743
 
       ==> Q and P = 1234, Digit (D) = 8,
           Algorithm (A) = HMACSHA256
    ID      OCRASuite                   Question(Q)  OCRA(O)
    T2.1    OCRA-1:HOTP-SHA256-8:QN08-P  00000000   98280381
    T2.2    OCRA-1:HOTP-SHA256-8:QN08-P  11111111   77892831
    T2.3    OCRA-1:HOTP-SHA256-8:QN08-P  22222222   11994562
    T2.4    OCRA-1:HOTP-SHA256-8:QN08-P  33333333   62731746
    T2.5    OCRA-1:HOTP-SHA256-8:QN08-P  44444444   27309033
    T2.6    OCRA-1:HOTP-SHA256-8:QN08-P  55555555   16123184
    T2.7    OCRA-1:HOTP-SHA256-8:QN08-P  66666666   29679588
    T2.8    OCRA-1:HOTP-SHA256-8:QN08-P  77777777   86592637
    T2.9    OCRA-1:HOTP-SHA256-8:QN08-P  88888888   65897507
    T2.10   OCRA-1:HOTP-SHA256-8:QN08-P  99999999   58356750
 
 
 
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    OCRA: OATH Challenge Response Algorithms              December 2008
 
 
       ==> C & Q, Digit (D) = 8, Algorithm (A) = HMACSHA512
    ID    OCRASuite                 Question(Q) Counter(C) OCRA(O)
    T3.1  OCRA-1:HOTP-SHA512-8:C-QN08    00000000     0    86391474
    T3.2  OCRA-1:HOTP-SHA512-8:C-QN08    11111111     1    05308362
    T3.3  OCRA-1:HOTP-SHA512-8:C-QN08    22222222     2    71230448
    T3.4  OCRA-1:HOTP-SHA512-8:C-QN08    33333333     3    24744363
    T3.5  OCRA-1:HOTP-SHA512-8:C-QN08    44444444     4    51162507
    T3.6  OCRA-1:HOTP-SHA512-8:C-QN08    55555555     5    69873452
    T3.7  OCRA-1:HOTP-SHA512-8:C-QN08    66666666     6    67398361
    T3.8  OCRA-1:HOTP-SHA512-8:C-QN08    77777777     7    78278396
    T3.9  OCRA-1:HOTP-SHA512-8:C-QN08    88888888     8    13228238
    T3.10 OCRA-1:HOTP-SHA512-8:C-QN08    99999999     9    40655008
 
       ==> Q & T, Digit (D) = 8, Algorithm (A) = HMACSHA512,
    Time (T)  Mar 25 2008, 12:06:30 PM ie. OCRATime = 20107866 *****
    ID     OCRASuite                    Question(Q)  OCRA(O)
    T4.1   OCRA-1:HOTP-SHA512-8:QN08-T   00000000   83093542
    T4.2   OCRA-1:HOTP-SHA512-8:QN08-T   11111111   90956975
    T4.3   OCRA-1:HOTP-SHA512-8:QN08-T   22222222   79746883
    T4.4   OCRA-1:HOTP-SHA512-8:QN08-T   33333333   93368550
    T4.5   OCRA-1:HOTP-SHA512-8:QN08-T   44444444   12212433
    T4.6   OCRA-1:HOTP-SHA512-8:QN08-T   55555555   02514283
    T4.7   OCRA-1:HOTP-SHA512-8:QN08-T   66666666   25817828
    T4.8   OCRA-1:HOTP-SHA512-8:QN08-T   77777777   52087425
    T4.9   OCRA-1:HOTP-SHA512-8:QN08-T   88888888   26000130
    T4.10  OCRA-1:HOTP-SHA512-8:QN08-T   99999999   66638242
 
    ***** OCRA-V1 Mutual Challenge/Response, Digit (D) = 8,
    Algorithm (A) = HMACSHA256 *****
 
    ID     OCRASuite                    Question(Q)       OCRA(O)
    T5.1   OCRA-1:HOTP-SHA256-8:QA08    CLI22220SRV11110  25876570
    T5.2   OCRA-1:HOTP-SHA256-8:QA08    SRV11110CLI22220  65475908
    T5.3   OCRA-1:HOTP-SHA256-8:QA08    CLI22221SRV11111  68337907
    T5.4   OCRA-1:HOTP-SHA256-8:QA08    SRV11111CLI22221  36352242
    T5.5   OCRA-1:HOTP-SHA256-8:QA08    CLI22222SRV11112  51935447
    T5.6   OCRA-1:HOTP-SHA256-8:QA08    SRV11112CLI22222  20036871
    T5.7   OCRA-1:HOTP-SHA256-8:QA08    CLI22223SRV11113  12325872
    T5.8   OCRA-1:HOTP-SHA256-8:QA08    SRV11113CLI22223  58392008
    T5.9   OCRA-1:HOTP-SHA256-8:QA08    CLI22224SRV11114  50478153
    T5.10  OCRA-1:HOTP-SHA256-8:QA08    SRV11114CLI22224  53668312
 
    ***** OCRA-V1 Mutual Challenge/Response with Client PIN = 1234 *****
 
 
    ID      OCRASuite                    Question(Q)       OCRA(O)
    T6.1    OCRA-1:HOTP-SHA512-8:QA08    CLI22220SRV11110  22014886
    T6.2    OCRA-1:HOTP-SHA512-8:QA08-P  SRV11110CLI22220  55542963
    T6.3    OCRA-1:HOTP-SHA512-8:QA08    CLI22221SRV11111  52086443
    T6.4    OCRA-1:HOTP-SHA512-8:QA08-P  SRV11111CLI22221  54291950
    T6.5    OCRA-1:HOTP-SHA512-8:QA08    CLI22222SRV11112  77303083
    T6.6    OCRA-1:HOTP-SHA512-8:QA08-P  SRV11112CLI22222  39425683
    T6.7    OCRA-1:HOTP-SHA512-8:QA08    CLI22223SRV11113  39015190
 
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    OCRA: OATH Challenge Response Algorithms              December 2008
 
    T6.8    OCRA-1:HOTP-SHA512-8:QA08-P  SRV11113CLI22223  38936793
    T6.9    OCRA-1:HOTP-SHA512-8:QA08    CLI22224SRV11114  03327937
    T6.10   OCRA-1:HOTP-SHA512-8:QA08-P  SRV11114CLI22224  89550664
 
    ***** OCRA-V1 Plain Signature (a) no time stamp, Digit (D) = 8,
    Algorithm (A) = HMACSHA256 *****
 
    ID     OCRASuite                    Question(Q)  OCRA(O)
    T7.1   OCRA-1:HOTP-SHA256-8:QA08     SIG10000   90869451
    T7.2   OCRA-1:HOTP-SHA256-8:QA08     SIG11000   12253571
    T7.3   OCRA-1:HOTP-SHA256-8:QA08     SIG12000   13568297
    T7.4   OCRA-1:HOTP-SHA256-8:QA08     SIG13000   96520389
    T7.5   OCRA-1:HOTP-SHA256-8:QA08     SIG14000   57061117
    T7.6   OCRA-1:HOTP-SHA256-8:QA08     SIG15000   31653201
    T7.7   OCRA-1:HOTP-SHA256-8:QA08     SIG16000   87506781
    T7.8   OCRA-1:HOTP-SHA256-8:QA08     SIG17000   25237541
    T7.9   OCRA-1:HOTP-SHA256-8:QA08     SIG18000   48988608
    T7.10  OCRA-1:HOTP-SHA256-8:QA08     SIG19000   79070512
 
    ***** OCRA-V1 Plain Signature (b) with timestamp
    Time (T),  Mar 25 2008, 12:06:30 PM, OCRATime = 20107866 *****
 
    ID     OCRASuite                  Question(Q) OCRA(O)
    T8.1   OCRA-1:HOTP-SHA512-8:QA10-T   SIG1000000  00051074
    T8.2   OCRA-1:HOTP-SHA512-8:QA10-T   SIG1100000  85317316
    T8.3   OCRA-1:HOTP-SHA512-8:QA10-T   SIG1200000  67561993
    T8.4   OCRA-1:HOTP-SHA512-8:QA10-T   SIG1300000  99207637
    T8.5   OCRA-1:HOTP-SHA512-8:QA10-T   SIG1400000  81467939
    T8.6   OCRA-1:HOTP-SHA512-8:QA10-T   SIG1500000  53960486
    T8.7   OCRA-1:HOTP-SHA512-8:QA10-T   SIG1600000  13472538
    T8.8   OCRA-1:HOTP-SHA512-8:QA10-T   SIG1700000  03719182
    T8.9   OCRA-1:HOTP-SHA512-8:QA10-T   SIG1800000  20840783
    T8.10  OCRA-1:HOTP-SHA512-8:QA10-T   SIG1900000  39923448
 
    Notes:
      1. Computations are done on March 21, 2008 based on the OCRA
         specification draft-mraihi-mutual-oath-hotp-variants-07.txt
      2. OCRA Time calculations:
         Local Time "Mar 25 2008, 12:06:30 PM" at "America/Los_Angeles"
         time zone (local OCRAtime=20107446) is converted (with time
         zone plus daylight time savings) to UTC Time "Mar 25 2008,
         19:06:30 PM" at "GMT" time zone (UTC OCRAtime=20107866)
      3. OCRA Time is treated the same as Counter of 8-byte long value
         with big-endian order and no base64 encoding.
 
 
 
 
 
    OATH-HOTP-VARIANTS           Expires - July 2009          [Page 24]

   OCRA: OATH Challenge Response Algorithms              December 2008
 
    14. Authors' Addresses
 
    Primary point of contact (for sending comments and question):
 
    David M'Raihi
    VeriSign, Inc.
    685 E. Middlefield Road          Phone: 1-650-426-3832
    Mountain View, CA 94043 USA      Email: dmraihi@verisign.com
 
    Other Authors' contact information:
 
    Johan Rydell
    Portwise, Inc.
    275 Hawthorne Ave, Suite 119     Phone: 1-650-515-3569
    Palo Alto, CA 94301 USA          Email: johan.rydell@portwise.com
 
    David Naccache
    ENS, DI
    45 rue d'Ulm                     Phone: +33 6 16 59 83 49
    75005, Paris France              Email: david.naccache@ens.fr
 
    Salah Machani
    Diversinet Corp.
    2225 Sheppard Avenue East
    Suite 1801
    Toronto, Ontario M2J 5C2         Phone: 1-416-756-2324 Ext. 321
    Canada                           Email: smachani@diversinet.com
 
    Siddharth Bajaj
    VeriSign, Inc.
    487 E. Middlefield Road          Phone: 1-650-426-3458
    Mountain View, CA 94043 USA      Email: sbajaj@verisign.com
 
 
   15. Full Copyright Statement
 
   Copyright (c) 2009 IETF Trust and the persons identified as the
   document authors.  All rights reserved.
 
   This document is subject to BCP 78 and the IETF Trust's Legal
   Provisions Relating to IETF Documents
   (http://trustee.ietf.org/license-info) in effect on the date of
   publication of this document.  Please review these documents
   carefully, as they describe your rights and restrictions with respect
   to this document.